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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:17 AM ET

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Vincent Manning

Named as an officer, director or promoter on SEC Form D filings · MA · Apr 16, 2009 → Feb 12, 2013

53deals (issuers)
$84.96Breported sold
1,815investors
157Form D filings
2009–2013years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Vincent Manning is listed as an executive officer on 157 SEC Form D filings by 53 issuers between Apr 2009 and Feb 2013. Largest by amount reported sold: DWIGHT TARGET 2 MASTER FUND, LLC (Boston, MA — pooled investment fund — 2010–2011; $13.4B reported sold to 2 investors), DWIGHT TARGET 2 FUND (Boston, MA — pooled investment fund — 2010–2011; $12.67B reported sold to 64 investors), Dwight Enhanced Cash Fund (Boston, MA — pooled investment fund — 2010; $5.07B reported sold to 9 investors), ACADIAN EMERGING MARKETS EQUITY FUND (Boston, MA — pooled investment fund — 2010–2012; $4.48B reported sold to 181 investors), ACADIAN INTERNATIONAL SMALL CAP FUND (Boston, MA — pooled investment fund — 2010–2012; $4.06B reported sold to 240 investors) and 48 more (all listed below).

What this means That is a lot of deals — 53 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $84.96B sold in total.

Listed alongside Virginia M. Turner (154 shared filings), Brian Dillon (146 shared filings), David H. Smith (145 shared filings), Joan R. Gulinello (145 shared filings), Peter L. Rollins (145 shared filings) and 29 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Vincent. Each name links to their own page.

The issuers belong to 4 sponsor groups: Old Mutual (32 issuers, $52.35B reported sold, 2009–2012), Acadian (75 issuers, $35.97B reported sold, 2009–2026), Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026) and Barrow Hanley Mewhinney (6 issuers, $2.15B reported sold, 2009–2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 157 public filings for Vincent Manning and found 18 differences, 3 worth asking the sponsor about: 7 offerings reported less sold on a later filing than an earlier one; 7 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Vincent Manning has not run yet — it is joining a line of 12,042 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Vincent Manning..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Vincent Manning and Angela Manning closed
United States Bankruptcy Court, N.D. Georgia · No. 10-70182 · Filed Apr 5, 2010 · Closed Aug 4, 2010
Role of Vincent Manning and Angela Manning: Debtor · Outcome: Case closed 2010-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for Vincent Manning — 3 worth asking about (compared the newest 50 of 157 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 24, 2012 – Jun 9, 2015

7 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Acadian Global Equity Fund · Amount sold went down between filings — Acadian International Extension Plus Equity Fund · Amount sold went down between filings — Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund · Amount sold went down between filings — Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund · Amount sold went down between filings — Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund · and 2 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Sources
Worth asking · Feb 23, 2012 – Jun 9, 2015

7 offerings reported fewer investors on a later filing

Investor count went down between filings — Acadian Global Equity Fund · Investor count went down between filings — Acadian International Extension Plus Equity Fund · Investor count went down between filings — Acadian Frontier Markets Equity Fund · Investor count went down between filings — Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund · Investor count went down between filings — Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund · and 2 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Sources
Worth asking · Jan 26, 2012 – Jun 9, 2015

14 people are no longer listed on a later amendment

Vincent Manning is no longer listed on the Jun 9, 2015 amendment — Acadian Global Equity Fund · Vincent Manning is no longer listed on the Apr 9, 2014 amendment — ACADIAN INTERNATIONAL ALL CAP FUND · Vincent Manning is no longer listed on the Feb 26, 2014 amendment — ACADIAN ALL COUNTRY WORLD EX US FUND · Vincent Manning is no longer listed on the Feb 10, 2014 amendment — Acadian International Extension Plus Equity Fund · Vincent Manning is no longer listed on the Feb 7, 2014 amendment — Acadian Frontier Markets Equity Fund · and 9 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Mar 30, 2012 – Apr 18, 2012

Form D filed 19 days after the first sale — TS&W International Small Cap Equity Fund

The filing says the first sale was Mar 30, 2012. The Form D was filed Apr 18, 2012 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Feb 24, 2012 – Jun 9, 2015

Offering amount changed between filings — Acadian Global Equity Fund

The Feb 24, 2012 filing says $0 offered; the Jun 9, 2015 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Feb 28, 2001 – Feb 12, 2013

19 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Rogge Emerging Markets Currency Fund (latest filing Feb 12, 2013) · No amendment in the last 12 months on an offering that may still be open — TS&W International Small Cap Equity Fund (latest filing Feb 11, 2013) · No amendment in the last 12 months on an offering that may still be open — Echo Point International Growth Equity Fund (latest filing Feb 11, 2013) · No amendment in the last 12 months on an offering that may still be open — Copper Rock International Small Cap Fund (latest filing Feb 8, 2013) · No amendment in the last 12 months on an offering that may still be open — Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund (latest filing Feb 8, 2013) · and 14 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Dec 6, 2010 – Mar 22, 2011

Vincent Manning is written 2 different ways on the filings

listed as "Vincent Manning" on 95 filings (from Dec 6, 2010), and "Vincent M. Manning" on 2 filings (from Mar 22, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Apr 6, 2012 – Nov 26, 2012

5 address changes between filings

Address moved from Boston, MA to New York, NY — Term Fund 2015 · Address moved from Boston, MA to New York, NY — Term Fund 2014 · Address moved from Boston, MA to New York, NY — Dwight 2013 Term Fund · Address moved from Boston, MA to New York, NY — Dwight 2012 Term Fund · Address moved from Boston, MA to New York, NY — Short Government/Credit Fund

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · May 9, 2011

Formed in 2013 per the latest filing, but activity is dated 2011 — Rogge Emerging Markets Currency Fund

The issuer's latest filing says it was formed in 2013. The May 9, 2011 filing says the first sale was Apr 26, 2011 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

Sources
Note · May 14, 2012 – Feb 12, 2013

Minimum investment changed between filings — Rogge Emerging Markets Currency Fund

The May 14, 2012 filing lists a minimum of $5,000,000; the Feb 12, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 18, 2012 – Feb 11, 2013

Minimum investment changed between filings — TS&W International Small Cap Equity Fund

The Apr 18, 2012 filing lists a minimum of $5,000,000; the Feb 11, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 15, 2012 – Feb 11, 2013

Minimum investment changed between filings — Echo Point International Growth Equity Fund

The Aug 15, 2012 filing lists a minimum of $5,000,000; the Feb 11, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 12, 2012 – Feb 8, 2013

Minimum investment changed between filings — Copper Rock International Small Cap Fund

The Oct 12, 2012 filing lists a minimum of $1,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Dec 11, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund

The Dec 11, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Dec 21, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund

The Dec 21, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 15, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund

The Aug 15, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Dec 11, 2012 – Feb 8, 2013

Minimum investment changed between filings — BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND

The Dec 11, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Dec 11, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund

The Dec 11, 2012 filing lists a minimum of $5,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 157 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 53 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 12, 2013 D/A
Rogge Emerging Markets Currency Fund
File 021-159423
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2013 D/A
Echo Point International Growth Equity Fund
File 021-164438
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2013 D/A
TS&W International Small Cap Equity Fund
File 021-176895
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2013 D/A
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund
File 021-105672
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2013 D/A
Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund
File 021-105484
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2013 D/A
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund
File 021-105677
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2013 D/A
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund
File 021-105361
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2013 D/A
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND
File 021-105419
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2013 D/A
Copper Rock International Small Cap Fund
File 021-149045
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2012 D/A
Analytic U.S. Low Volatility Fund
File 021-161150
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Dwight 2012 Term Fund
File 021-159425
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Dwight 2013 Term Fund
File 021-159427
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Term Fund 2014
File 021-159428
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Term Fund 2015
File 021-159431
$0$0$0None listed on this filingEDGAR ↗
Apr 6, 2012 D/A
Short Government/Credit Fund
File 021-158066
$0$0$0None listed on this filingEDGAR ↗
Mar 23, 2012 D/A
TS&W Mid Cap Value Trust
File 021-130297
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC
File 021-128288
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE MASTER FUND, LLC
File 021-128290
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE FUND
File 021-117160
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE PLUS FUND
File 021-105267
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
ACADIAN INTERNATIONAL ALL CAP FUND
File 021-106993
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Copper Rock Small Cap Growth Collective Trust
File 021-104992
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Copper Rock Small Cap Growth Fund
File 021-104956
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Analytic Core Equity Plus Fund
File 021-105574
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Acadian Global Equity Fund
File 021-105676
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Acadian International Extension Plus Equity Fund
File 021-106965
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
ACADIAN EUROPEAN EQUITY LONG-SHORT FUND
File 021-128600
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2012 D/A
ACADIAN ALL COUNTRY WORLD EX US FUND
File 021-106991
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2012 D/A
Acadian All Country World Ex U.S. Equity Extension Fund
File 021-106967
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2012 D/A
Acadian Frontier Markets Equity Fund
File 021-105673
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2012 D/A
Acadian Non-US Focused Alpha Equity Fund
File 021-121220
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2012 D/A
ACADIAN JAPANESE EQUITY FUND
File 021-106994
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2012 D/A
ACADIAN EMERGING MARKETS EQUITY FUND
File 021-59588
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2012 D/A
ACADIAN INTERNATIONAL SMALL CAP FUND
File 021-56765
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2012 D
Term Fund 2016
File 021-171977
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2011 D/A
Barrow, Hanley, Mewhinney & Strauss Diversified Small Cap Value Fund
File 021-105578
$0$0$0None listed on this filingEDGAR ↗
May 13, 2011 D/A
Dwight 2011 Term Fund
File 021-159424
$0$0$0None listed on this filingEDGAR ↗
Mar 8, 2011 D/A
DWIGHT TARGET 2 FUND
File 021-105403
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2011 D/A
DWIGHT CORE FUND
File 021-105366
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2011 D/A
DWIGHT CORE PLUS FUND
File 021-128530
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2011 D/A
DWIGHT TARGET 2 MASTER FUND, LLC
File 021-63143
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2011 D/A
DWIGHT CORE MASTER FUND, LLC
File 021-128289
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2011 D/A
DWIGHT CORE PLUS MASTER FUND, LLC
File 021-128287
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
ACADIAN CONCENTRATED LONG-SHORT FUND
File 021-121218
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
Acadian North American Long-Short Equity Fund, LLC
File 021-121217
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC
File 021-121222
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2010 D/A
BARROW, HANLEY, MEWHINNEY & STRAUSS LONG CREDIT FIXED INCOME FUND
File 021-121211
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D/A
DWIGHT TARGET 5 FUND
File 021-105268
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D/A
Dwight Enhanced Cash Fund
File 021-105572
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
DWIGHT ABSOLUTE RETURN FUND LLC
File 021-105573
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2009 D/A
Thomson Horstmann & Bryant Small Cap Trust
File 021-136885
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2009 D/A
THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND
File 021-121216
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2009 D/A
THOMSON HORSTMANN & BRYANT MICROCAP TRUST
File 021-40280
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 53

Every issuer that named Vincent Manning on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Rogge

Rogge Emerging Markets Currency Fund

London, United Kingdom (as filed: X0) · May 9, 2011 → Feb 12, 2013 · 6 filings
  • Feb 12, 2013 · D/A · $97,800,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 14, 2012 · D/A · $90,300,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Nov 17, 2011 · D/A · $78,300,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Oct 6, 2011 · D/A · $63,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 13, 2011 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $25,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $114.7M from 3 investors as of the latest filing. Vincent is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Ryder Court

TS&W International Small Cap Equity Fund

Boston, MA · Apr 18, 2012 → Feb 11, 2013 · 2 filings
  • Feb 11, 2013 · D/A · $7,884,184 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Apr 18, 2012 · D · $7,084,183 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $415.7M from 40 investors as of the latest filing. Vincent is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Echo Point International Growth Equity Fund

Boston, MA · Aug 15, 2011 → Feb 11, 2013 · 4 filings
  • Feb 11, 2013 · D/A · $38,937,003 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Aug 15, 2012 · D/A · $38,937,002 sold of Indefinite · 8 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jun 13, 2012 · D/A · $38,714,225 sold of Indefinite · 8 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Aug 15, 2011 · D · $15,151,726 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $39.2M from 8 investors as of the latest filing. Vincent is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley Mewhinney

Copper Rock International Small Cap Fund

Boston, MA · Oct 14, 2010 → Feb 8, 2013 · 5 filings
  • Feb 8, 2013 · D/A · $43,800,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Oct 12, 2012 · D/A · $43,800,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Oct 12, 2011 · D/A · $41,000,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jan 27, 2011 · D/A · $39,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Oct 14, 2010 · D · $20,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $1.18B from 71 investors as of the latest filing. Vincent is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund

Boston, MA · Sep 4, 2009 → Feb 8, 2013 · 5 filings
  • Feb 8, 2013 · D/A · $277,722,050 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Aug 15, 2012 · D/A · $618,151,390 sold of Indefinite · 71 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Aug 8, 2011 · D/A · $609,167,133 sold of Indefinite · 71 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Aug 18, 2010 · D/A · $592,316,166 sold of Indefinite · 67 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Sep 4, 2009 · D/A · $578,116,713 sold of Indefinite · 63 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $630.1M from 73 investors as of the latest filing. Vincent is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund

Boston, MA · Dec 11, 2009 → Feb 8, 2013 · 5 filings
  • Feb 8, 2013 · D/A · $9,243,213 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 11, 2012 · D/A · $9,250,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 9, 2011 · D/A · $9,250,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 6, 2010 · D/A · $9,250,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $9,150,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $9.25M from 5 investors as of the latest filing. Vincent is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley Mewhinney

BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND

Boston, MA · Dec 11, 2009 → Feb 8, 2013 · 7 filings
  • Feb 8, 2013 · D/A · $111,123,639 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 11, 2012 · D/A · $202,763,788 sold of Indefinite · 33 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Apr 27, 2012 · D/A · $196,628,788 sold of Indefinite · 34 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 9, 2011 · D/A · $178,743,788 sold of Indefinite · 31 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jun 21, 2011 · D/A · $164,988,788 sold of Indefinite · 24 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 6, 2010 · D/A · $146,605,983 sold of Indefinite · 22 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $110,562,112 sold of Indefinite · 17 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $342.6M from 38 investors as of the latest filing. Vincent is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund

Boston, MA · Dec 11, 2009 → Feb 8, 2013 · 7 filings
  • Feb 8, 2013 · D/A · $25,173,025 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 11, 2012 · D/A · $39,700,542 sold of Indefinite · 6 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Nov 6, 2012 · D/A · $39,700,542 sold of Indefinite · 6 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 17, 2012 · D/A · $34,200,542 sold of Indefinite · 5 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 9, 2011 · D/A · $23,236,605 sold of Indefinite · 4 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 6, 2010 · D/A · $21,501,605 sold of Indefinite · 4 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $21,501,605 sold of Indefinite · 4 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $346.5M from 6 investors as of the latest filing. Vincent is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley

Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund

Dallas, TX · Sep 4, 2009 → Feb 8, 2013 · 8 filings
  • Feb 8, 2013 · D/A · $96,698,704 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 21, 2012 · D/A · $134,424,830 sold of Indefinite · 25 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Aug 20, 2012 · D/A · $134,424,830 sold of Indefinite · 25 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 9, 2011 · D/A · $122,174,830 sold of Indefinite · 24 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jun 21, 2011 · D/A · $122,174,830 sold of Indefinite · 24 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 6, 2010 · D/A · $113,279,831 sold of Indefinite · 21 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 22, 2009 · D/A · $94,514,831 sold of Indefinite · 11 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Sep 4, 2009 · D/A · $78,361,483 sold of Indefinite · 10 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $305.1M from 30 investors as of the latest filing. Vincent is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Analytic U.S. Low Volatility Fund

Boston, MA · Jun 13, 2011 → Oct 31, 2012 · 6 filings
  • Oct 31, 2012 · D/A · $41,488,900 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Oct 22, 2012 · D/A · $33,537,278 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jul 16, 2012 · D/A · $21,266,149 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jun 13, 2012 · D/A · $19,266,149 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Oct 12, 2011 · D/A · $19,264,727 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jun 13, 2011 · D · $5,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $41.5M from 6 investors as of the latest filing. Vincent is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Goldman Sachs

Term Fund 2015

New York, NY · May 9, 2011 → May 14, 2012 · 3 filings
  • May 14, 2012 · D/A · $1,833,560,854 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 13, 2011 · D/A · $1,190,143,994 sold of Indefinite · 28 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $1,190,143,994 sold of Indefinite · 28 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $2.99B from 46 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Goldman Sachs

Term Fund 2014

New York, NY · May 9, 2011 → May 14, 2012 · 3 filings
  • May 14, 2012 · D/A · $1,625,361,489 sold of Indefinite · 31 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 13, 2011 · D/A · $1,387,702,624 sold of Indefinite · 29 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $1,387,702,624 sold of Indefinite · 29 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $2.16B from 45 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Goldman Sachs

Dwight 2013 Term Fund

New York, NY · May 9, 2011 → May 14, 2012 · 3 filings
  • May 14, 2012 · D/A · $1,892,576,445 sold of Indefinite · 33 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 13, 2011 · D/A · $1,687,024,659 sold of Indefinite · 31 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $1,687,024,659 sold of Indefinite · 31 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $2.35B from 33 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Goldman Sachs

Dwight 2012 Term Fund

New York, NY · May 9, 2011 → May 14, 2012 · 3 filings
  • May 14, 2012 · D/A · $2,131,511,197 sold of Indefinite · 31 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 13, 2011 · D/A · $1,847,807,703 sold of Indefinite · 31 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $1,847,807,703 sold of Indefinite · 31 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $2.31B from 33 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Goldman Sachs

Short Government/Credit Fund

New York, NY · Apr 8, 2011 → Apr 6, 2012 · 2 filings
  • Apr 6, 2012 · D/A · $829,898,809 sold of Indefinite · 8 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Apr 8, 2011 · D · $364,714,819 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $859.4M from 9 investors as of the latest filing. Vincent is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

TS&W Mid Cap Value Trust

Boston, MA · Apr 16, 2009 → Mar 23, 2012 · 4 filings
  • Mar 23, 2012 · D/A · $40,675,879 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 22, 2011 · D/A · $25,687,664 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 22, 2010 · D/A · $8,639,654 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Apr 16, 2009 · D · $4,649,504 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $40.7M from 1 investor as of the latest filing. Vincent is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC

Boston, MA · Mar 3, 2010 → Mar 2, 2012 · 3 filings
  • Mar 2, 2012 · D/A · $1,131,934,660 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 3, 2011 · D/A · $1,110,928,089 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 3, 2010 · D/A · $1,110,928,089 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $1.13B from 2 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE MASTER FUND, LLC

Boston, MA · Mar 3, 2010 → Mar 2, 2012 · 3 filings
  • Mar 2, 2012 · D/A · $3,204,078,564 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 3, 2011 · D/A · $2,787,724,195 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 3, 2010 · D/A · $2,784,410,996 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $3.2B from 2 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE PLUS FUND

Boston, MA · Mar 5, 2010 → Mar 2, 2012 · 3 filings
  • Mar 2, 2012 · D/A · $1,100,306,146 sold of Indefinite · 26 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 4, 2011 · D/A · $1,079,299,575 sold of Indefinite · 26 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 5, 2010 · D/A · $1,079,299,575 sold of Indefinite · 26 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $1.1B from 26 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE FUND

Boston, MA · Mar 4, 2010 → Mar 2, 2012 · 3 filings
  • Mar 2, 2012 · D/A · $3,174,894,948 sold of Indefinite · 31 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 4, 2011 · D/A · $2,758,792,634 sold of Indefinite · 23 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 4, 2010 · D/A · $2,755,479,435 sold of Indefinite · 23 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $3.17B from 31 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Copper Rock Small Cap Growth Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $102,591,248 sold of Indefinite · 24 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $102,591,248 sold of Indefinite · 24 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $102,591,249 sold of Indefinite · 24 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $102.6M from 24 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Copper Rock Small Cap Growth Collective Trust

Boston, MA · Feb 25, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $179,638,266 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $170,624,559 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $161,739,661 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $179.6M from 2 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Analytic Core Equity Plus Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $868,374,152 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $861,770,042 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $851,770,043 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $868.4M from 20 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN INTERNATIONAL ALL CAP FUND

Boston, MA · Feb 24, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $1,665,410,913 sold of Indefinite · 87 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $1,654,910,913 sold of Indefinite · 87 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 24, 2010 · D/A · $1,650,282,709 sold of Indefinite · 87 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $2.02B from 97 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian International Extension Plus Equity Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $599,826,152 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $599,258,399 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $597,639,171 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $600.3M from 21 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian Global Equity Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $224,296,469 sold of $0 · 8 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $223,296,469 sold of $0 · 8 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $207,646,469 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $412.3M from 26 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

ACADIAN EUROPEAN EQUITY LONG-SHORT FUND

Boston, MA · Feb 26, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $17,944,430 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $17,944,430 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 26, 2010 · D/A · $17,944,430 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $17.9M from 2 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian Frontier Markets Equity Fund

Boston, MA · Feb 23, 2010 → Feb 23, 2012 · 3 filings
  • Feb 23, 2012 · D/A · $219,849,099 sold of Indefinite · 34 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 23, 2011 · D/A · $178,004,723 sold of Indefinite · 29 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 23, 2010 · D/A · $167,410,155 sold of Indefinite · 27 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $600.4M from 56 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian All Country World Ex U.S. Equity Extension Fund

Boston, MA · Feb 23, 2010 → Feb 23, 2012 · 3 filings
  • Feb 23, 2012 · D/A · $556,917,992 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 23, 2011 · D/A · $545,567,992 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 23, 2010 · D/A · $542,938,155 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $698.7M from 24 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN ALL COUNTRY WORLD EX US FUND

Boston, MA · Feb 23, 2010 → Feb 23, 2012 · 3 filings
  • Feb 23, 2012 · D/A · $301,241,259 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 23, 2011 · D/A · $252,774,853 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 23, 2010 · D/A · $252,330,353 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $2.44B from 77 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian Non-US Focused Alpha Equity Fund

Boston, MA · Feb 22, 2010 → Feb 22, 2012 · 3 filings
  • Feb 22, 2012 · D/A · $51,242,136 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 22, 2011 · D/A · $51,242,136 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Feb 22, 2010 · D/A · $44,978,680 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $51.2M from 7 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN EMERGING MARKETS EQUITY FUND

Boston, MA · Jan 26, 2010 → Jan 26, 2012 · 3 filings
  • Jan 26, 2012 · D/A · $2,210,929,186 sold of Indefinite · 86 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jan 26, 2011 · D/A · $2,172,235,737 sold of Indefinite · 85 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jan 26, 2010 · D/A · $2,132,311,238 sold of Indefinite · 85 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $4.48B from 181 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN JAPANESE EQUITY FUND

Boston, MA · Jan 26, 2010 → Jan 26, 2012 · 3 filings
  • Jan 26, 2012 · D/A · $296,484,523 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jan 26, 2011 · D/A · $294,484,523 sold of Indefinite · 39 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jan 26, 2010 · D/A · $294,484,523 sold of Indefinite · 39 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $307.8M from 46 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN INTERNATIONAL SMALL CAP FUND

Boston, MA · Jan 26, 2010 → Jan 26, 2012 · 3 filings
  • Jan 26, 2012 · D/A · $964,026,259 sold of Indefinite · 96 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jan 26, 2011 · D/A · $894,660,213 sold of Indefinite · 87 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Jan 26, 2010 · D/A · $800,877,622 sold of Indefinite · 72 investors · min. $1,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $4.06B from 240 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Goldman Sachs

Term Fund 2016

New York, NY · Jan 17, 2012
  • Jan 17, 2012 · D · $594,230,363 sold of Indefinite · 25 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $3.29B from 44 investors as of the latest filing. Vincent is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Barrow, Hanley, Mewhinney & Strauss Diversified Small Cap Value Fund

Boston, MA · Dec 11, 2009 → Dec 9, 2011 · 3 filings
  • Dec 9, 2011 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 6, 2010 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $5M from 1 investor as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Dwight 2011 Term Fund

Boston, MA · May 9, 2011 → May 13, 2011 · 2 filings
  • May 13, 2011 · D/A · $1,362,107,220 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $1,362,107,220 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $1.36B from 30 investors as of the latest filing. Vincent is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 2 FUND

Boston, MA · Mar 5, 2010 → Mar 8, 2011 · 2 filings
  • Mar 8, 2011 · D/A · $12,673,307,884 sold of Indefinite · 64 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 5, 2010 · D/A · $11,120,988,749 sold of Indefinite · 62 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $12.67B from 64 investors as of the latest filing. Vincent is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT CORE PLUS FUND

Boston, MA · Mar 5, 2010 → Mar 4, 2011 · 2 filings
  • Mar 4, 2011 · D/A · $128,820,011 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 5, 2010 · D/A · $128,510,011 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $128.8M from 2 investors as of the latest filing. Vincent is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT CORE FUND

Boston, MA · Mar 5, 2010 → Mar 4, 2011 · 2 filings
  • Mar 4, 2011 · D/A · $968,507,641 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 5, 2010 · D/A · $968,507,642 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $968.5M from 6 investors as of the latest filing. Vincent is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT CORE MASTER FUND, LLC

Boston, MA · Mar 3, 2010 → Mar 3, 2011 · 2 filings
  • Mar 3, 2011 · D/A · $983,232,559 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 3, 2010 · D/A · $983,232,559 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $983.2M from 2 investors as of the latest filing. Vincent is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT CORE PLUS MASTER FUND, LLC

Boston, MA · Mar 3, 2010 → Mar 3, 2011 · 2 filings
  • Mar 3, 2011 · D/A · $128,820,011 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 3, 2010 · D/A · $128,510,011 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $128.8M from 1 investor as of the latest filing. Vincent is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 2 MASTER FUND, LLC

Boston, MA · Mar 3, 2010 → Mar 3, 2011 · 2 filings
  • Mar 3, 2011 · D/A · $13,395,351,058 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Mar 3, 2010 · D/A · $11,764,348,274 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $13.4B from 2 investors as of the latest filing. Vincent is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC

Boston, MA · Feb 24, 2011
  • Feb 24, 2011 · D/A · $21,983,069 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer ("Senior Vice President of Old Mutual Asset Management Trust Company (""OMAMTC""), Administrator of the Acadian Global Low Volatility Equity Fund, LLC") EDGAR ↗

Raised $3.24B from 152 investors as of the latest filing. Vincent is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian North American Long-Short Equity Fund, LLC

Boston, MA · Feb 24, 2011
  • Feb 24, 2011 · D/A · $1,100,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer ("Senior Vice President of Old Mutual Asset Management Trust Company (""OMAMTC""), Administrator of the Acadian North American Long-Short Equity Fund, LLC") EDGAR ↗

Raised $1.1M from 6 investors as of the latest filing. Vincent is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN CONCENTRATED LONG-SHORT FUND

Boston, MA · Feb 24, 2011
  • Feb 24, 2011 · D/A · $6,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer ("Senior Vice President of Old Mutual Asset Management Trust Company (""OMAMTC""), Administrator of the Acadian Concentrated Long-Short Fund") EDGAR ↗

Raised $6M from 2 investors as of the latest filing. Vincent is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

BARROW, HANLEY, MEWHINNEY & STRAUSS LONG CREDIT FIXED INCOME FUND

Boston, MA · Mar 22, 2010
  • Mar 22, 2010 · D/A · $31,144,749 sold of Indefinite · 2 investors · min. $3,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $31.1M from 2 investors as of the latest filing. Vincent is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Dwight Enhanced Cash Fund

Boston, MA · Mar 5, 2010
  • Mar 5, 2010 · D/A · $5,066,507,258 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $5.07B from 9 investors as of the latest filing. Vincent is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 5 FUND

Boston, MA · Mar 5, 2010
  • Mar 5, 2010 · D/A · $3,519,807,552 sold of Indefinite · 64 investors · min. $5,000,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $3.52B from 64 investors as of the latest filing. Vincent is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT ABSOLUTE RETURN FUND LLC

Boston, MA · Mar 3, 2010
  • Mar 3, 2010 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $25M from 1 investor as of the latest filing. Vincent is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Thomson Horstmann & Bryant Small Cap Trust

Boston, MA · Dec 14, 2009 → Dec 16, 2009 · 3 filings
  • Dec 16, 2009 · D/A · $166,887,534 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 16, 2009 · D/A · $166,887,534 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗
  • Dec 14, 2009 · D · $151,924,376 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $166.9M from 15 investors as of the latest filing. Vincent is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

THOMSON HORSTMANN & BRYANT MICROCAP TRUST

Boston, MA · Dec 11, 2009
  • Dec 11, 2009 · D/A · $336,009,136 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $336M from 70 investors as of the latest filing. Vincent is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND

Boston, MA · Dec 11, 2009
  • Dec 11, 2009 · D/A · $47,472,438 sold of Indefinite · 11 investors · min. $500,000 · role: Executive Officer (Officer of OMAMTC) EDGAR ↗

Raised $47.5M from 11 investors as of the latest filing. Vincent is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Vincent 34

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Old Mutual Asset Management Trust Company

Promoter · 142 shared filings (50 issuers) · also on 1 other issuer

Old Mutual Asset Management Trust Company is on 51 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Acadian Asset Management, LLC

Promoter · 3 shared filings (3 issuers) · also on 70 other issuers

Acadian Asset Management, LLC is on 73 issuers in total — a repeat sponsor. Their page lists every one.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Virginia M. Turner

Executive Officer · 154 shared filings (50 issuers) · also on 11 other issuers

Virginia M. Turner is on 61 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Dillon

Executive Officer · 146 shared filings (50 issuers) · also on 1 other issuer

Brian Dillon is on 51 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joan R. Gulinello

Executive Officer · 145 shared filings (50 issuers) · also on 1 other issuer

Joan R. Gulinello is on 51 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Peter L. Rollins

Director · 145 shared filings (50 issuers) · also on 1 other issuer

Peter L. Rollins is on 51 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David H. Smith

Director · 145 shared filings (50 issuers) · also on 1 other issuer

David H. Smith is on 51 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Karen F. Kupferberg

Director · 144 shared filings (50 issuers) · also on 1 other issuer

Karen F. Kupferberg is on 51 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen T. Scott

Director · 139 shared filings (50 issuers) · also on 1 other issuer

Stephen T. Scott is on 51 issuers in total — a repeat sponsor. Their page lists every one.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Linda T. Gibson

Director, Executive Officer · 106 shared filings (44 issuers) · also on 10 other issuers

Linda T. Gibson is on 54 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mary J. Kirby

Director · 106 shared filings (49 issuers) · also on 1 other issuer

Mary J. Kirby is on 50 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert D. McDorman, Jr.

Director · 81 shared filings (43 issuers)

Robert D. McDorman, Jr. is on 43 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Ruth E. Paul

Executive Officer · 67 shared filings (43 issuers)

Ruth E. Paul is on 43 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eric L. Marhoun

Director · 63 shared filings (38 issuers) · also on 1 other issuer

Eric L. Marhoun is on 39 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kathy Nicholl

Executive Officer · 44 shared filings (39 issuers) · also on 1 other issuer

Kathy Nicholl is on 40 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas M. Turpin

Director, Executive Officer · 41 shared filings (38 issuers) · also on 7 other issuers

Thomas M. Turpin is on 45 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Patterson

Director · 39 shared filings (31 issuers)

Robert Patterson is on 31 issuers in total — a repeat sponsor. Their page lists every one.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Neal Garvey

Executive Officer · 10 shared filings (6 issuers)

Neal Garvey is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen H. Belgrad

Executive Officer, Director · 9 shared filings (9 issuers) · also on 5 other issuers

Stephen H. Belgrad is on 14 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas M. McLain

Executive Officer · 8 shared filings (8 issuers) · also on 7 other issuers

Thomas M. McLain is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John S. Cotner

Director · 4 shared filings (4 issuers) · also on 1 other issuer

John S. Cotner is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KQ
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin G. Quinn

Director · 4 shared filings (4 issuers) · also on 1 other issuer

Kevin G. Quinn is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Mui

Executive Officer · 3 shared filings (3 issuers) · also on 12 other issuers

Raymond Mui is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Frashure

Executive Officer · 3 shared filings (3 issuers) · also on 18 other issuers

Ronald Frashure is on 21 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Chisholm

Executive Officer · 3 shared filings (3 issuers) · also on 38 other issuers

John Chisholm is on 41 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Bergstrom

Executive Officer · 3 shared filings (3 issuers) · also on 13 other issuers

Gary Bergstrom is on 16 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Churchill Franklin

Executive Officer · 3 shared filings (3 issuers) · also on 30 other issuers

Churchill Franklin is on 33 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ross Dowd

Executive Officer · 3 shared filings (3 issuers) · also on 46 other issuers

Ross Dowd is on 49 issuers in total — a repeat sponsor. Their page lists every one.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hunter Smith

Executive Officer · 3 shared filings (3 issuers) · also on 15 other issuers

Hunter Smith is on 18 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Minichiello

Executive Officer · 3 shared filings (3 issuers) · also on 38 other issuers

Mark Minichiello is on 41 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Turpin

Director, Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Vincent Manning. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Eric L. Kupferberg

Director · 1 shared filing (1 issuer)

Listed on the same filings as Vincent Manning. Their page shows their other deals.

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Person

Peter Marhoun

Director · 1 shared filing (1 issuer)

Listed on the same filings as Vincent Manning. Their page shows their other deals.

The team behind the deals

Sponsor group

Old Mutual

32 issuers · 76 filings · $52.35B reported sold · 2009–2012

One team, 32 deal companies. Vincent Manning is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Vincent Manning.

Sponsor group

Acadian

75 issuers · 691 filings · $35.97B reported sold · 2009–2026

One team, 75 deal companies. Vincent Manning is listed on 13 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Vincent Manning.

Sponsor group

Goldman Sachs

463 issuers · 1213 filings · $168.32B reported sold · 2009–2026

One team, 463 deal companies. Vincent Manning is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Vincent Manning.

Sponsor group

Barrow Hanley Mewhinney

6 issuers · 79 filings · $2.15B reported sold · 2009–2020

One team, 6 deal companies. Vincent Manning is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Vincent Manning.

Sponsor group

Ryder Court

12 issuers · 135 filings · $3.56B reported sold · 2008–2026

One team, 12 deal companies. Vincent Manning is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Vincent Manning.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 15 of the 53 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Acadian Frontier Markets Equity Fund, Acadian Global Equity Fund, ACADIAN EMERGING MARKETS EQUITY FUND, ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC, Acadian All Country World Ex U.S. Equity Extension Fund, ACADIAN INTERNATIONAL SMALL CAP FUND, ACADIAN ALL COUNTRY WORLD EX US FUND, Acadian Non-US Focused Alpha Equity Fund, ACADIAN INTERNATIONAL ALL CAP FUND, Acadian International Extension Plus Equity Fund, ACADIAN JAPANESE EQUITY FUND, Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund, Acadian North American Long-Short Equity Fund, LLC, ACADIAN CONCENTRATED LONG-SHORT FUND, THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Vincent Manning by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 53 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Vincent Manning is listed on: none on file. No website or social profile named in DWIGHT TARGET 2 MASTER FUND, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #355,033 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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