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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:50 AM ET

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Gary Bergstrom

Named as an officer, director or promoter on SEC Form D filings · MA · Mar 6, 2009 → Mar 18, 2020

16deals (issuers)
$11.05Breported sold
600investors
37Form D filings
2009–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gary Bergstrom is listed as an executive officer and director on 37 SEC Form D filings by 16 issuers between Mar 2009 and Mar 2020. Largest by amount reported sold: Acadian Emerging Markets Equity II Fund, LLC (Boston, MA — pooled investment fund — 2009–2011; $3.85B reported sold to 124 investors), ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC (Boston, MA — pooled investment fund — 2010–2011; $3.24B reported sold to 152 investors), Acadian Emerging Markets Small-Cap Equity Fund, LLC (Boston, MA — pooled investment fund — 2011; $2.15B reported sold to 135 investors), ACADIAN INTERNATIONAL EQUITY FUND, LLC (Boston, MA — pooled investment fund — 2010–2011; $777.3M reported sold to 27 investors), ACADIAN FUND LTD (Boston, MA — pooled investment fund — 2009–2011; $613.1M reported sold to 32 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $11.05B sold in total.

Listed alongside Raymond Mui (35 shared filings), Ronald Frashure (35 shared filings), Acadian Asset Management, LLC (32 shared filings, management entity), Churchill Franklin (32 shared filings), John Chisholm (32 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gary. Each name links to their own page.

15 of the issuers belong to the sponsor group Acadian (75 issuers, $35.97B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Acadian has 75 companies on file and $35.97B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 37 public filings for Gary Bergstrom and found 8 differences, 1 worth asking the sponsor about: 14 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gary Bergstrom has not run yet — it is joining a line of 41,962 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gary Bergstrom..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Gary A. Bergstrom closed
United States Bankruptcy Court, M.D. Florida · No. 8:14-bk-03472 · Filed Mar 28, 2014 · Closed Nov 6, 2017
Role of Gary A. Bergstrom: Debtor · Outcome: Case closed 2017-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Gary G. Bergstrom and Cara L Bergstrom closed
United States Bankruptcy Court, D. Connecticut · No. 14-20536 · Filed Mar 24, 2014 · Closed Jul 7, 2014
Role of Gary G. Bergstrom and Cara L Bergstrom: Debtor · Outcome: Case closed 2014-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Gary G. Bergstrom and Cara L Cole closed
United States Bankruptcy Court, D. Connecticut · No. 12-22260 · Filed Sep 16, 2012 · Closed Jul 24, 2013
Role of Gary G. Bergstrom and Cara L Cole: Debtor · Outcome: Case closed 2013-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Gary Bergstrom closed
United States Bankruptcy Court, D. New Hampshire · No. 03-13632 · Filed Oct 27, 2003 · Closed Jan 22, 2004
Role of Gary Bergstrom: Debtor · Outcome: Case closed 2004-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)
Gary O. Bergstrom closed
United States Bankruptcy Court, D. North Dakota · No. 03-30243 · Filed Feb 11, 2003 · Closed Jun 18, 2003
Role of Gary O. Bergstrom: Debtor · Outcome: Case closed 2003-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in ND (not a filing state)
Gary G. Bergstrom and Cara Lee Cole closed
United States Bankruptcy Court, D. Connecticut · No. 00-21638 · Filed Jun 9, 2000 · Closed May 22, 2007
Role of Gary G. Bergstrom and Cara Lee Cole: Debtor · Outcome: Case closed 2007-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Gary G. Bergstrom and Cara Lee Cole closed
United States Bankruptcy Court, D. Connecticut · No. 99-24135 · Filed Dec 30, 1999 · Closed May 25, 2000
Role of Gary G. Bergstrom and Cara Lee Cole: Debtor · Outcome: Case closed 2000-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Gary G. Bergstrom and Cara Lee Cole closed
United States Bankruptcy Court, D. Connecticut · No. 99-22481 · Filed Jul 21, 1999 · Closed Dec 20, 1999
Role of Gary G. Bergstrom and Cara Lee Cole: Debtor · Outcome: Case closed 1999-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Gary S. Bergstrom and Gale D. Bergstrom closed
United States Bankruptcy Court, D. Nebraska · No. 92-80871 · Filed May 14, 1992 · Closed Sep 2, 1992
Role of Gary S. Bergstrom and Gale D. Bergstrom: Debtor · Outcome: Case closed 1992-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); 2 people with this name in Form D filings
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Gary Bergstrom — 1 worth asking about (compared 37 filings on Oct 24, 2026)

Note · Mar 2, 2020 – Mar 18, 2020

Form D filed 16 days after the first sale — E-Circuit Motors, Inc.

The filing says the first sale was Mar 2, 2020. The Form D was filed Mar 18, 2020 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 18, 2020 ↗E-Circuit Motors, Inc. — PartnerFacts page ↗
Sources
Note · Jan 10, 2011 – Mar 3, 2011

Form D filed 52 days after the first sale — Acadian Atlas Multi-Strategy Fund, LLC

The filing says the first sale was Jan 10, 2011. The Form D was filed Mar 3, 2011 — 52 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 37 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 3, 2011 ↗Acadian Atlas Multi-Strategy Fund, LLC — PartnerFacts page ↗
Sources
Note · Mar 2, 2020 – Mar 18, 2020

No amendment in the last 12 months on an offering that may still be open — E-Circuit Motors, Inc. (latest filing Mar 18, 2020)

The latest filing for this offering is dated Mar 18, 2020 (first sale Mar 2, 2020). It reports $4,820,400 sold of $10,000,020 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 18, 2020 ↗E-Circuit Motors, Inc. — PartnerFacts page ↗
Sources
Note · Dec 11, 2018 – Dec 26, 2018

No amendment in the last 12 months on an offering that may still be open — E-Circuit Motors, Inc. (latest filing Dec 26, 2018)

The latest filing for this offering is dated Dec 26, 2018 (first sale Dec 11, 2018). It reports $1,088,916 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 26, 2018 ↗E-Circuit Motors, Inc. — PartnerFacts page ↗
Sources
Note · Sep 3, 2003 – Feb 2, 2012

No amendment in the last 12 months on an offering that may still be open — Acadian International Small-Cap Long-Short Fund (latest filing Feb 2, 2012)

The latest filing for this offering is dated Feb 2, 2012 (first sale Sep 3, 2003). It reports $50,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 2, 2012 ↗Acadian International Small-Cap Long-Short Fund — PartnerFacts page ↗
Sources
Worth asking · Feb 17, 2011 – Oct 31, 2012

14 people are no longer listed on a later amendment

Gary Bergstrom is no longer listed on the Oct 31, 2012 amendment — Acadian Emerging Markets Small-Cap Equity Fund, LLC · Gary Bergstrom is no longer listed on the Aug 2, 2012 amendment — ACADIAN FUND LTD · Gary Bergstrom is no longer listed on the Mar 23, 2012 amendment — Acadian U.S. Managed Volatility Equity Fund, LLC · Gary Bergstrom is no longer listed on the Mar 22, 2012 amendment — Acadian Global Equity Absolute Return Fund, LLC · Gary Bergstrom is no longer listed on the Mar 2, 2012 amendment — Acadian Atlas Multi-Strategy Fund, LLC · and 9 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Oct 27, 2011 ↗Form D/A · Oct 31, 2012 ↗Gary Bergstrom — PartnerFacts page ↗Acadian Emerging Markets Small-Cap Equity Fund, LLC — PartnerFacts page ↗
Sources
Note · Mar 6, 2009 – May 15, 2009

Gary Bergstrom is written 2 different ways on the filings

listed as "Gary Bergstrom" on 34 filings (from Mar 6, 2009), and "Gary L. Bergstrom" on 3 filings (from May 15, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 6, 2009 ↗Form D/A · May 15, 2009 ↗Gary Bergstrom — PartnerFacts page ↗
Sources
Note · Mar 4, 2015

Same name, different state: "Gary Bergstrom" (DE) is a separate record

This page covers filings where the address state is MA. A separate record, "Gary Bergstrom" with address state DE, is listed on 1 filing — most recently by Belmont Partners LLC (Mar 4, 2015). Both records have filings in the same period (Mar 4, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Gary Bergstrom (DE) — PartnerFacts page ↗Form D · Mar 4, 2015 ↗Belmont Partners LLC — PartnerFacts page ↗Gary Bergstrom (MA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 17 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 18, 2020 D
E-Circuit Motors, Inc.
File 021-363130
$0$0$0None listed on this filingEDGAR ↗
Dec 26, 2018 D
E-Circuit Motors, Inc.
File 021-328877
$0$0$0None listed on this filingEDGAR ↗
Feb 2, 2012 D/A
Acadian International Small-Cap Long-Short Fund
File 021-106992
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2011 D/A
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC
File 021-121222
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2011 D
Acadian Emerging Markets Small-Cap Equity Fund, LLC
File 021-167900
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2011 D/A
ACADIAN FUND LTD
File 021-121699
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2011 D
Acadian U.S. Managed Volatility Equity Fund, LLC
File 021-157556
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2011 D/A
Acadian Global Equity Absolute Return Fund, LLC
File 021-121445
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2011 D
Acadian Atlas Multi-Strategy Fund, LLC
File 021-156139
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2011 D/A
ACADIAN INTERNATIONAL EQUITY FUND, LLC
File 021-106995
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
ACADIAN US GROWTH EQUITY FUND, LLC
File 021-121221
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
Acadian North American Long-Short Equity Fund, LLC
File 021-121217
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
ACADIAN CONCENTRATED LONG-SHORT FUND
File 021-121218
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
ACADIAN EMERGING MARKETS LOCAL DEBT FUND, LLC
File 021-121215
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2011 D/A
ACADIAN GLOBAL GROWTH EQUITY FUND LLC
File 021-127644
$0$0$0None listed on this filingEDGAR ↗
Feb 17, 2011 D/A
Acadian Emerging Markets Equity II Fund, LLC
File 021-130298
$0$0$0None listed on this filingEDGAR ↗
Feb 17, 2011 D/A
ACADIAN ADR FUND, LLC
File 021-125122
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named Gary Bergstrom on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EC
Other Technology

E-Circuit Motors, Inc.

Newton, MA · Dec 26, 2018 → Mar 18, 2020 · 2 filings
  • Mar 18, 2020 · D · $4,820,400 sold of $10,000,020 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 26, 2018 · D · $1,088,916 sold of $2,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.25M from 31 investors (72% of the $10M target) as of the latest filing. Gary is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Acadian

Acadian International Small-Cap Long-Short Fund

Boston, MA · Feb 2, 2010 → Feb 2, 2012 · 3 filings
  • Feb 2, 2012 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 1, 2011 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 2, 2010 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $50M from 1 investor as of the latest filing. Gary is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AG
Pooled Investment Fund · group: Acadian

ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC

Boston, MA · Feb 25, 2010 → Dec 9, 2011 · 3 filings
  • Dec 9, 2011 · D/A · $34,446,069 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 24, 2011 · D/A · $21,983,069 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 25, 2010 · D/A · $20,483,070 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $3.24B from 152 investors as of the latest filing. Gary is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Acadian

Acadian Emerging Markets Small-Cap Equity Fund, LLC

Boston, MA · Oct 27, 2011
  • Oct 27, 2011 · D · $10,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $2.15B from 135 investors as of the latest filing. Gary is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AF
Pooled Investment Fund · group: Acadian

ACADIAN FUND LTD

Boston, MA · May 15, 2009 → Aug 17, 2011 · 3 filings
  • Aug 17, 2011 · D/A · $613,099,908 sold of Indefinite · 32 investors · min. $50,000 · role: Director EDGAR ↗
  • May 12, 2010 · D/A · $105,176,896 sold of Indefinite · 11 investors · min. $50,000 · role: Director EDGAR ↗
  • May 15, 2009 · D/A · $105,176,896 sold of Indefinite · 11 investors · min. $50,000 · role: Director EDGAR ↗

Raised $613.1M from 32 investors as of the latest filing. Gary is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AU
Pooled Investment Fund · group: Acadian

Acadian U.S. Managed Volatility Equity Fund, LLC

Boston, MA · Mar 30, 2011
  • Mar 30, 2011 · D · $3,500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $91.7M from 13 investors as of the latest filing. Gary is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AG
Pooled Investment Fund · group: Acadian

Acadian Global Equity Absolute Return Fund, LLC

Boston, MA · Mar 6, 2009 → Mar 22, 2011 · 3 filings
  • Mar 22, 2011 · D/A · $118,578,586 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2010 · D/A · $118,578,586 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 6, 2009 · D/A · $118,578,586 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $136M from 48 investors as of the latest filing. Gary is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Pooled Investment Fund · group: Acadian

Acadian Atlas Multi-Strategy Fund, LLC

Boston, MA · Mar 3, 2011
  • Mar 3, 2011 · D · $5,000,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $13.9M from 7 investors as of the latest filing. Gary is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AI
Pooled Investment Fund · group: Acadian

ACADIAN INTERNATIONAL EQUITY FUND, LLC

Boston, MA · Mar 1, 2010 → Mar 1, 2011 · 2 filings
  • Mar 1, 2011 · D/A · $154,641,972 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Mar 1, 2010 · D/A · $149,759,473 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $777.3M from 27 investors as of the latest filing. Gary is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Acadian

ACADIAN EMERGING MARKETS LOCAL DEBT FUND, LLC

Boston, MA · Feb 26, 2010 → Feb 24, 2011 · 3 filings
  • Feb 24, 2011 · D/A · $31,261,342 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Nov 17, 2010 · D/A · $30,261,342 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 26, 2010 · D/A · $26,261,342 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $63.2M from 12 investors as of the latest filing. Gary is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AU
Pooled Investment Fund · group: Acadian

ACADIAN US GROWTH EQUITY FUND, LLC

Boston, MA · Feb 25, 2010 → Feb 24, 2011 · 2 filings
  • Feb 24, 2011 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 25, 2010 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $5M from 1 investor as of the latest filing. Gary is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AN
Pooled Investment Fund · group: Acadian

Acadian North American Long-Short Equity Fund, LLC

Boston, MA · Feb 25, 2010 → Feb 24, 2011 · 2 filings
  • Feb 24, 2011 · D/A · $1,100,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 25, 2010 · D/A · $1,100,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $1.1M from 6 investors as of the latest filing. Gary is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AC
Pooled Investment Fund · group: Acadian

ACADIAN CONCENTRATED LONG-SHORT FUND

Boston, MA · Feb 25, 2010 → Feb 24, 2011 · 2 filings
  • Feb 24, 2011 · D/A · $6,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 25, 2010 · D/A · $6,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $6M from 2 investors as of the latest filing. Gary is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AG
Pooled Investment Fund · group: Acadian

ACADIAN GLOBAL GROWTH EQUITY FUND LLC

Boston, MA · Feb 22, 2010 → Feb 22, 2011 · 2 filings
  • Feb 22, 2011 · D/A · $3,175,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 22, 2010 · D/A · $3,125,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗

Raised $3.17M from 3 investors as of the latest filing. Gary is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Acadian

Acadian Emerging Markets Equity II Fund, LLC

Boston, MA · Apr 16, 2009 → Feb 17, 2011 · 4 filings
  • Feb 17, 2011 · D/A · $264,687,978 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 17, 2010 · D/A · $83,054,098 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Apr 16, 2009 · D/A · $16,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 16, 2009 · D · $16,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $3.85B from 124 investors as of the latest filing. Gary is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Pooled Investment Fund · group: Acadian

ACADIAN ADR FUND, LLC

Boston, MA · Dec 2, 2009 → Feb 17, 2011 · 3 filings
  • Feb 17, 2011 · D/A · $37,773,753 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the Issuer) EDGAR ↗
  • Feb 17, 2010 · D/A · $19,773,753 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Officer of Acadian Asset Management LLC, the Managing Member of the Issuer) EDGAR ↗
  • Dec 2, 2009 · D/A · $8,173,753 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Officer of Acadian Asset Management LLC, the Managing Member of the Issuer) EDGAR ↗

Raised $37.8M from 6 investors as of the latest filing. Gary is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Gary Bergstrom — DE, 1 issuer, Mar 4, 2015 → Mar 4, 2015 · no shared issuer

People around Gary 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AA
Management entity

Acadian Asset Management, LLC

Executive Officer, Promoter · 32 shared filings (14 issuers) · also on 59 other issuers

Acadian Asset Management, LLC is on 73 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Mui

Executive Officer, Director · 35 shared filings (15 issuers)

Raymond Mui is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Frashure

Executive Officer, Director · 35 shared filings (15 issuers) · also on 6 other issuers

Ronald Frashure is on 21 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Chisholm

Executive Officer · 32 shared filings (14 issuers) · also on 27 other issuers

John Chisholm is on 41 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Churchill Franklin

Executive Officer · 32 shared filings (14 issuers) · also on 19 other issuers

Churchill Franklin is on 33 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Minichiello

Executive Officer · 32 shared filings (14 issuers) · also on 27 other issuers

Mark Minichiello is on 41 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ross Dowd

Executive Officer · 27 shared filings (14 issuers) · also on 35 other issuers

Ross Dowd is on 49 issuers in total — a repeat sponsor. Their page lists every one.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Virginia M. Turner

Executive Officer · 16 shared filings (10 issuers) · also on 51 other issuers

Virginia M. Turner is on 61 issuers in total — a repeat sponsor. Their page lists every one.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hunter Smith

Executive Officer · 16 shared filings (14 issuers) · also on 4 other issuers

Hunter Smith is on 18 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James Wylie

Executive Officer · 15 shared filings (11 issuers)

James Wylie is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

Joanna E. Odella

Executive Officer · 7 shared filings (7 issuers)

Joanna E. Odella is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Wolahan

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Gary Bergstrom. Their page shows their other deals.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Manning

Executive Officer · 3 shared filings (3 issuers) · also on 50 other issuers

Vincent Manning is on 53 issuers in total — a repeat sponsor. Their page lists every one.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Powell

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Gary Bergstrom. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Casey

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Gary Bergstrom. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

C. David Chase

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Bergstrom. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Rod Prat

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Bergstrom. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Prat Rod

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gary Bergstrom. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Acadian

75 issuers · 691 filings · $35.97B reported sold · 2009–2026

One team, 75 deal companies. Gary Bergstrom is listed on 15 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gary Bergstrom.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 14 of the 16 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): ACADIAN INTERNATIONAL EQUITY FUND, LLC, Acadian Emerging Markets Equity II Fund, LLC, Acadian U.S. Managed Volatility Equity Fund, LLC, ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC, Acadian Global Equity Absolute Return Fund, LLC, Acadian Emerging Markets Small-Cap Equity Fund, LLC, Acadian Atlas Multi-Strategy Fund, LLC, ACADIAN ADR FUND, LLC, ACADIAN EMERGING MARKETS LOCAL DEBT FUND, LLC, ACADIAN CONCENTRATED LONG-SHORT FUND, Acadian North American Long-Short Equity Fund, LLC, ACADIAN US GROWTH EQUITY FUND, LLC, ACADIAN GLOBAL GROWTH EQUITY FUND LLC, Acadian International Small-Cap Long-Short Fund.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gary Bergstrom by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gary Bergstrom is listed on: none on file. No website or social profile named in ACADIAN INTERNATIONAL EQUITY FUND, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #9,767 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

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