Sponsor Check › Person
Related person on Form D filings · address state as listed: MA · listed Dec 11, 2009 → Dec 21, 2012
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 51 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Dec 21, 2012 D/A File 021-105672 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2012 D/A File 021-105677 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2012 D/A File 021-105361 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2012 D/A File 021-105419 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 31, 2012 D/A File 021-161150 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 12, 2012 D/A File 021-149045 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 15, 2012 D/A File 021-105484 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 15, 2012 D/A File 021-164438 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 14, 2012 D/A File 021-159423 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 14, 2012 D/A File 021-159427 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 14, 2012 D/A File 021-159428 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 14, 2012 D/A File 021-159431 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 14, 2012 D/A File 021-159425 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 18, 2012 D File 021-176895 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 6, 2012 D/A File 021-158066 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 23, 2012 D/A File 021-130297 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 2, 2012 D/A File 021-128288 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 2, 2012 D/A File 021-128290 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 2, 2012 D/A File 021-117160 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 2, 2012 D/A File 021-105267 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 24, 2012 D/A File 021-106993 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 24, 2012 D/A File 021-104992 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 24, 2012 D/A File 021-104956 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 24, 2012 D/A File 021-105574 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 24, 2012 D/A File 021-105676 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 24, 2012 D/A File 021-106965 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 24, 2012 D/A File 021-128600 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2012 D/A File 021-106991 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2012 D/A File 021-106967 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2012 D/A File 021-105673 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 22, 2012 D/A File 021-121220 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 26, 2012 D/A File 021-106994 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 26, 2012 D/A File 021-59588 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 26, 2012 D/A File 021-56765 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 17, 2012 D File 021-171977 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 9, 2011 D/A File 021-105578 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 13, 2011 D/A File 021-159424 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 8, 2011 D/A File 021-105403 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 4, 2011 D/A File 021-105366 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 4, 2011 D/A File 021-128530 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 3, 2011 D/A File 021-63143 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 3, 2011 D/A File 021-128289 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 3, 2011 D/A File 021-128287 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 22, 2010 D/A File 021-121211 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 5, 2010 D/A File 021-105268 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 5, 2010 D/A File 021-105572 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 3, 2010 D/A File 021-63142 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 3, 2010 D/A File 021-105573 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 16, 2009 D/A File 021-136885 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2009 D/A File 021-121216 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2009 D/A File 021-40280 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 21, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $134,424,830 | 25 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 11, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,700,542 | 6 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 11, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,250,000 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND group: Goldman Sachs | Director Director of OMAMTC | Dec 11, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $202,763,788 | 33 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Nov 6, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,700,542 | 6 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Analytic U.S. Low Volatility Fund group: Goldman Sachs | Director Director of OMAMTC | Oct 31, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $41,488,900 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Analytic U.S. Low Volatility Fund group: Goldman Sachs | Director Director of OMAMTC | Oct 22, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,537,278 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Copper Rock International Small Cap Fund group: Goldman Sachs | Director Director of OMAMTC | Oct 12, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,800,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund group: Goldman Sachs | Director Director of OMAMTC | Aug 20, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $134,424,830 | 25 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Echo Point International Growth Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Aug 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,937,002 | 8 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Aug 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $618,151,390 | 71 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Analytic U.S. Low Volatility Fund group: Goldman Sachs | Director Director of OMAMTC | Jul 16, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,266,149 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Echo Point International Growth Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Jun 13, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,714,225 | 8 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Analytic U.S. Low Volatility Fund group: Goldman Sachs | Director Director of OMAMTC | Jun 13, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,266,149 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | May 17, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,200,542 | 5 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rogge Emerging Markets Currency Fund group: Goldman Sachs | Director Director of OMAMTC | May 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,300,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Term Fund 2015 group: Goldman Sachs | Director Director of OMAMTC | May 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,833,560,854 | 30 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Term Fund 2014 group: Goldman Sachs | Director Director of OMAMTC | May 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,625,361,489 | 31 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dwight 2013 Term Fund group: Goldman Sachs | Director Director of OMAMTC | May 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,892,576,445 | 33 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dwight 2012 Term Fund group: Goldman Sachs | Director Director of OMAMTC | May 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,131,511,197 | 31 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND group: Goldman Sachs | Director Director of OMAMTC | Apr 27, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,628,788 | 34 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TS&W International Small Cap Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Apr 18, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $7,084,183 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Short Government/Credit Fund group: Goldman Sachs | Director Director of OMAMTC | Apr 6, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $829,898,809 | 8 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TS&W Mid Cap Value Trust group: Goldman Sachs | Director Director of OMAMTC | Mar 23, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,675,879 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 2, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,131,934,660 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 2, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,204,078,564 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE PLUS FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 2, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,100,306,146 | 26 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 2, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,174,894,948 | 31 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Copper Rock Small Cap Growth Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,591,248 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Copper Rock Small Cap Growth Collective Trust group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $179,638,266 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Analytic Core Equity Plus Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $868,374,152 | 20 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN INTERNATIONAL ALL CAP FUND group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,665,410,913 | 87 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian International Extension Plus Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $599,826,152 | 21 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian Global Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2012 | D/A | $0 similar: $155,000–$5,250,000 | $224,296,469 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN EUROPEAN EQUITY LONG-SHORT FUND group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,944,430 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian Frontier Markets Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 23, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $219,849,099 | 34 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian All Country World Ex U.S. Equity Extension Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 23, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $556,917,992 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN ALL COUNTRY WORLD EX US FUND group: Goldman Sachs | Director Director of OMAMTC | Feb 23, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $301,241,259 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian Non-US Focused Alpha Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 22, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,242,136 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN EMERGING MARKETS EQUITY FUND group: Goldman Sachs | Director Director of OMAMTC | Jan 26, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,210,929,186 | 86 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN JAPANESE EQUITY FUND group: Goldman Sachs | Director Director of OMAMTC | Jan 26, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $296,484,523 | 40 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN INTERNATIONAL SMALL CAP FUND group: Goldman Sachs | Director Director of OMAMTC | Jan 26, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $964,026,259 | 96 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Term Fund 2016 group: Goldman Sachs | Director Director of OMAMTC | Jan 17, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $594,230,363 | 25 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,250,000 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,174,830 | 24 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Diversified Small Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,000,000 | 1 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,236,605 | 4 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND group: Goldman Sachs | Director Director of OMAMTC | Dec 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $178,743,788 | 31 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rogge Emerging Markets Currency Fund group: Goldman Sachs | Director Director of OMAMTC | Nov 17, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $78,300,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Analytic U.S. Low Volatility Fund group: Goldman Sachs | Director Director of OMAMTC | Oct 12, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,264,727 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Copper Rock International Small Cap Fund group: Goldman Sachs | Director Director of OMAMTC | Oct 12, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $41,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rogge Emerging Markets Currency Fund group: Goldman Sachs | Director Director of OMAMTC | Oct 6, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $63,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Echo Point International Growth Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Aug 15, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $15,151,726 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Aug 8, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $609,167,133 | 71 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND group: Goldman Sachs | Director Director of OMAMTC | Jun 21, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $164,988,788 | 24 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund group: Goldman Sachs | Director Director of OMAMTC | Jun 21, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,174,830 | 24 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Analytic U.S. Low Volatility Fund group: Goldman Sachs | Director Director of OMAMTC | Jun 13, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $5,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Term Fund 2015 group: Goldman Sachs | Director Director of OMAMTC | May 13, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,190,143,994 | 28 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Term Fund 2014 group: Goldman Sachs | Director Director of OMAMTC | May 13, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,387,702,624 | 29 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dwight 2013 Term Fund group: Goldman Sachs | Director Director of OMAMTC | May 13, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,687,024,659 | 31 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dwight 2011 Term Fund group: Goldman Sachs | Director Director of OMAMTC | May 13, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,362,107,220 | 30 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rogge Emerging Markets Currency Fund group: Goldman Sachs | Director Director of OMAMTC | May 13, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Term Fund 2015 group: Goldman Sachs | Director Director of OMAMTC | May 9, 2011 | D | Indefinite | $1,190,143,994 | 28 | $5,000,000 |
| EDGAR ↗ | Term Fund 2014 group: Goldman Sachs | Director Director of OMAMTC | May 9, 2011 | D | Indefinite | $1,387,702,624 | 29 | $5,000,000 |
| EDGAR ↗ | Dwight 2013 Term Fund group: Goldman Sachs | Director Director of OMAMTC | May 9, 2011 | D | Indefinite | $1,687,024,659 | 31 | $5,000,000 |
| EDGAR ↗ | Dwight 2011 Term Fund group: Goldman Sachs | Director Director of OMAMTC | May 9, 2011 | D | Indefinite | $1,362,107,220 | 30 | $5,000,000 |
| EDGAR ↗ | Rogge Emerging Markets Currency Fund group: Goldman Sachs | Director Director of OMAMTC | May 9, 2011 | D | Indefinite | $25,000,000 | 1 | $5,000,000 |
| EDGAR ↗ | Short Government/Credit Fund group: Goldman Sachs | Director Director of OMAMTC | Apr 8, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $364,714,819 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TS&W Mid Cap Value Trust group: Goldman Sachs | Director Director of OMAMTC | Mar 22, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,687,664 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT TARGET 2 FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 8, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,673,307,884 | 64 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE PLUS FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 4, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,079,299,575 | 26 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT CORE PLUS FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 4, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $128,820,011 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT CORE FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 4, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $968,507,641 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 4, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,758,792,634 | 23 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT CORE MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $983,232,559 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,110,928,089 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,787,724,195 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT CORE PLUS MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $128,820,011 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT TARGET 2 MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,395,351,058 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN EUROPEAN EQUITY LONG-SHORT FUND group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,944,430 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Copper Rock Small Cap Growth Collective Trust group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $170,624,559 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Copper Rock Small Cap Growth Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,591,248 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian International Extension Plus Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $599,258,399 | 21 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian Global Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2011 | D/A | $0 similar: $155,000–$5,250,000 | $223,296,469 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Analytic Core Equity Plus Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $861,770,042 | 20 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN INTERNATIONAL ALL CAP FUND group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,654,910,913 | 87 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN ALL COUNTRY WORLD EX US FUND group: Goldman Sachs | Director Director of OMAMTC | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $252,774,853 | 19 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian All Country World Ex U.S. Equity Extension Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $545,567,992 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian Frontier Markets Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 23, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $178,004,723 | 29 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian Non-US Focused Alpha Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 22, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,242,136 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Copper Rock International Small Cap Fund group: Goldman Sachs | Director Director of OMAMTC | Jan 27, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,000,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN INTERNATIONAL SMALL CAP FUND group: Goldman Sachs | Director Director of OMAMTC | Jan 26, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $894,660,213 | 87 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN JAPANESE EQUITY FUND group: Goldman Sachs | Director Director of OMAMTC | Jan 26, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $294,484,523 | 39 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN EMERGING MARKETS EQUITY FUND group: Goldman Sachs | Director Director of OMAMTC | Jan 26, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,172,235,737 | 85 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 6, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $113,279,831 | 21 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND group: Goldman Sachs | Director Director of OMAMTC | Dec 6, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $146,605,983 | 22 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 6, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,250,000 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 6, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,501,605 | 4 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Diversified Small Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 6, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,000,000 | 1 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Copper Rock International Small Cap Fund group: Goldman Sachs | Director Director of OMAMTC | Oct 14, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Aug 18, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $592,316,166 | 67 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BARROW, HANLEY, MEWHINNEY & STRAUSS LONG CREDIT FIXED INCOME FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 22, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,144,749 | 2 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TS&W Mid Cap Value Trust group: Goldman Sachs | Director Director of OMAMTC | Mar 22, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,639,654 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT CORE PLUS FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $128,510,011 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dwight Enhanced Cash Fund group: Goldman Sachs | Director Director of OMAMTC | Mar 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,066,507,258 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE PLUS FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,079,299,575 | 26 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT CORE FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $968,507,642 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT TARGET 2 FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,120,988,749 | 62 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT TARGET 5 FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 5, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,519,807,552 | 64 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE FUND group: Goldman Sachs | Director Director of OMAMTC | Mar 4, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,755,479,435 | 23 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,784,410,996 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,110,928,089 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT ABSOLUTE RETURN FUND LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT CORE PLUS MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $128,510,011 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT CORE MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $983,232,559 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT TARGET 5 MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,602,893,205 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DWIGHT TARGET 2 MASTER FUND, LLC group: Goldman Sachs | Director Director of OMAMTC | Mar 3, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,764,348,274 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN EUROPEAN EQUITY LONG-SHORT FUND group: Goldman Sachs | Director Director of OMAMTC | Feb 26, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,944,430 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian International Extension Plus Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 25, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $597,639,171 | 21 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian Global Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 25, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $207,646,469 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Analytic Core Equity Plus Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 25, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $851,770,043 | 20 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Copper Rock Small Cap Growth Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 25, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,591,249 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Copper Rock Small Cap Growth Collective Trust group: Goldman Sachs | Director Director of OMAMTC | Feb 25, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $161,739,661 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN INTERNATIONAL ALL CAP FUND group: Goldman Sachs | Director Director of OMAMTC | Feb 24, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,650,282,709 | 87 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian Frontier Markets Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 23, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $167,410,155 | 27 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian All Country World Ex U.S. Equity Extension Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 23, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $542,938,155 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN ALL COUNTRY WORLD EX US FUND group: Goldman Sachs | Director Director of OMAMTC | Feb 23, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $252,330,353 | 18 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Acadian Non-US Focused Alpha Equity Fund group: Goldman Sachs | Director Director of OMAMTC | Feb 22, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $44,978,680 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN INTERNATIONAL SMALL CAP FUND group: Goldman Sachs | Director Director of OMAMTC | Jan 26, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $800,877,622 | 72 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN EMERGING MARKETS EQUITY FUND group: Goldman Sachs | Director Director of OMAMTC | Jan 26, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,132,311,238 | 85 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ACADIAN JAPANESE EQUITY FUND group: Goldman Sachs | Director Director of OMAMTC | Jan 26, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $294,484,523 | 39 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 22, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $94,514,831 | 11 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Thomson Horstmann & Bryant Small Cap Trust group: Goldman Sachs | Director Director of OMAMTC | Dec 16, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,887,534 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Thomson Horstmann & Bryant Small Cap Trust group: Goldman Sachs | Director Director of OMAMTC | Dec 16, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,887,534 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Diversified Small Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 11, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,000,000 | 1 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND group: Goldman Sachs | Director Director of OMAMTC | Dec 11, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $110,562,112 | 17 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 11, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,150,000 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund group: Goldman Sachs | Director Director of OMAMTC | Dec 11, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,501,605 | 4 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | THOMSON HORSTMANN & BRYANT MICROCAP TRUST group: Goldman Sachs | Director Director of OMAMTC | Dec 11, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $336,009,136 | 70 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND group: Goldman Sachs | Director Director of OMAMTC | Dec 11, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,472,438 | 11 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Stephen T. Scott. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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