PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:48 AM ET

Sponsor Check › Person

RP
No photo found yet (own website and image search run after this page is viewed)

Robert Patterson

Named as an officer, director or promoter on SEC Form D filings · MA · Feb 22, 2012 → Dec 11, 2012

31deals (issuers)
$30.75Breported sold
864investors
39Form D filings
2012year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Patterson is listed as a director on 39 SEC Form D filings by 31 issuers between Feb 2012 and Dec 2012. Largest by amount reported sold: DWIGHT INTERMEDIATE CORE MASTER FUND, LLC (Boston, MA — pooled investment fund — 2012; $3.2B reported sold to 2 investors), DWIGHT INTERMEDIATE CORE FUND (Boston, MA — pooled investment fund — 2012; $3.17B reported sold to 31 investors), Term Fund 2015 (New York, NY — pooled investment fund — 2012; $2.99B reported sold to 46 investors), ACADIAN ALL COUNTRY WORLD EX US FUND (Boston, MA — pooled investment fund — 2012; $2.44B reported sold to 77 investors), Dwight 2013 Term Fund (New York, NY — pooled investment fund — 2012; $2.35B reported sold to 33 investors) and 26 more (all listed below).

What this means That is a lot of deals — 31 separate companies raised money with this person listed as director. Across those companies the filings report $30.75B sold in total.

Listed alongside Brian Dillon (39 shared filings), David H. Smith (39 shared filings), Joan R. Gulinello (39 shared filings), Karen F. Kupferberg (39 shared filings), Linda T. Gibson (39 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

The issuers belong to 4 sponsor groups: Old Mutual (32 issuers, $52.35B reported sold, 2009–2012), Acadian (75 issuers, $35.97B reported sold, 2009–2026), Barrow Hanley Mewhinney (6 issuers, $2.15B reported sold, 2009–2020) and Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 21 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 39 public filings for Robert Patterson and found 24 differences, 3 worth asking the sponsor about: 7 offerings reported less sold on a later filing than an earlier one; 7 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Patterson has not run yet — it is joining a line of 41,380 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Patterson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 20 closed (disposition not in docket feed), 1 open

Robert Patterson and Gina Patterson closed
United States Bankruptcy Court, S.D. New York · No. 23-35327 · Filed Apr 27, 2023 · Closed Aug 8, 2023
Role of Robert Patterson and Gina Patterson: Debtor · Outcome: Case closed 2023-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert C. Patterson open
United States Bankruptcy Court, W.D. New York · No. 1-22-10225 · Filed Mar 16, 2022
Role of Robert C. Patterson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert Patterson and Chantel Paige closed
United States Bankruptcy Court, S.D. New York · No. 18-12994 · Filed Sep 30, 2018 · Closed Jan 23, 2019
Role of Robert Patterson and Chantel Paige: Debtor · Outcome: Case closed 2019-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert W. Patterson closed
United States Bankruptcy Court, N.D. New York · No. 15-11148 · Filed May 29, 2015 · Closed Sep 17, 2015
Role of Robert W. Patterson: Debtor · Outcome: Case closed 2015-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert T. Patterson closed
United States Bankruptcy Court, S.D. Texas · No. 11-34115 · Filed May 7, 2011 · Closed Jul 18, 2011
Role of Robert T. Patterson: Debtor · Outcome: Case closed 2011-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (TX)
Robert M Patterson closed
United States Bankruptcy Court, S.D. New York · No. 09-37172 · Filed Aug 7, 2009 · Closed Nov 3, 2009
Role of Robert M Patterson: Debtor · Outcome: Case closed 2009-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert J. Patterson closed
United States Bankruptcy Court, W.D. New York · No. 2-08-20471 · Filed Feb 29, 2008 · Closed May 12, 2009
Role of Robert J. Patterson: Debtor · Outcome: Case closed 2009-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert L. Patterson closed
United States Bankruptcy Court, W.D. New York · No. 2-05-27043 · Filed Oct 14, 2005 · Closed Feb 25, 2006
Role of Robert L. Patterson: Debtor · Outcome: Case closed 2006-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert J. Patterson closed
United States Bankruptcy Court, S.D. Texas · No. 04-20984 · Filed Jul 28, 2004 · Closed Jan 9, 2006
Role of Robert J. Patterson: Debtor · Outcome: Case closed 2006-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (TX)
Robert Patterson closed
United States Bankruptcy Court, N.D. Texas · No. 04-35088 · Filed May 3, 2004 · Closed Sep 9, 2004
Role of Robert Patterson: Debtor · Outcome: Case closed 2004-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (TX)
Robert Patterson closed
United States Bankruptcy Court, N.D. Texas · No. 03-82281 · Filed Dec 1, 2003 · Closed May 12, 2004
Role of Robert Patterson: Debtor · Outcome: Case closed 2004-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (TX)
Robert J. Patterson and Regina A. Patterson closed
United States Bankruptcy Court, N.D. New York · No. 03-65003 · Filed Jul 21, 2003 · Closed Oct 29, 2003
Role of Robert J. Patterson and Regina A. Patterson: Debtor · Outcome: Case closed 2003-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert Patterson closed
United States Bankruptcy Court, N.D. Texas · No. 03-33232 · Filed Mar 28, 2003 · Closed Feb 10, 2004
Role of Robert Patterson: Debtor · Outcome: Case closed 2004-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (TX)
Robert L. Patterson closed
United States Bankruptcy Court, W.D. New York · No. 1-02-14966 · Filed Aug 13, 2002 · Closed Jun 4, 2007
Role of Robert L. Patterson: Debtor · Outcome: Case closed 2007-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert Patterson closed
United States Bankruptcy Court, N.D. Texas · No. 01-35934 · Filed Jul 20, 2001 · Closed Apr 17, 2002
Role of Robert Patterson: Debtor · Outcome: Case closed 2002-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (TX)
Robert R. Patterson closed
United States Bankruptcy Court, W.D. New York · No. 1-01-12833 · Filed May 4, 2001 · Closed Aug 21, 2001
Role of Robert R. Patterson: Debtor · Outcome: Case closed 2001-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert A. Patterson and Debra M. Patterson closed
United States Bankruptcy Court, W.D. New York · No. 1-99-12012 · Filed Apr 12, 1999 · Closed Jan 24, 2000
Role of Robert A. Patterson and Debra M. Patterson: Debtor · Outcome: Case closed 2000-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert P. Patterson closed
United States Bankruptcy Court, W.D. New York · No. 2-98-23580 · Filed Sep 25, 1998 · Closed Jan 27, 1999
Role of Robert P. Patterson: Debtor · Outcome: Case closed 1999-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert P. Patterson and Lillian M. Patterson closed
United States Bankruptcy Court, W.D. New York · No. 2-98-20964 · Filed Mar 18, 1998 · Closed Jul 24, 1998
Role of Robert P. Patterson and Lillian M. Patterson: Debtor · Outcome: Case closed 1998-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert J Patterson closed
United States Bankruptcy Court, E.D. New York · No. 8-97-88257 · Filed Nov 3, 1997 · Closed Mar 3, 1998
Role of Robert J Patterson: Debtor · Outcome: Case closed 1998-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Robert C Patterson closed
United States Bankruptcy Court, S.D. Texas · No. 97-48891 · Filed Aug 29, 1997 · Closed Jan 7, 1998
Role of Robert C Patterson: Debtor · Outcome: Case closed 1998-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 640 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (TX)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

24 differences found between the filings for Robert Patterson — 3 worth asking about (compared 39 filings on Oct 24, 2026)

Note · Aug 2, 2001 – Mar 11, 2002

Bankruptcy case: First USA Bank, a Bank One Company v. Kupferberg — filed Aug 2, 2001

United States Bankruptcy Court, E.D. New York docket "First USA Bank, a Bank One Company v. Kupferberg" filed Aug 2, 2001, closed Mar 11, 2002. Karen F. Kupferberg (listed on the same filings) is listed as Defendant ("Kupferberg"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗Karen F. Kupferberg — PartnerFacts page ↗
Sources
Note · Sep 8, 1998 – Dec 29, 1998

Bankruptcy case: JCTS Enterprises Ltd v. McDorman Motors Ltd — filed Sep 8, 1998

United States Bankruptcy Court, S.D. Texas docket "JCTS Enterprises Ltd v. McDorman Motors Ltd" filed Sep 8, 1998, closed Dec 29, 1998. Robert D. McDorman, Jr. (listed on the same filings) is listed as Defendant ("McDorman Motors Ltd"). Our match estimate: 63%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗Robert D. McDorman, Jr. — PartnerFacts page ↗
Sources
Worth asking · Feb 24, 2012 – Jun 9, 2015

7 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Acadian Global Equity Fund · Amount sold went down between filings — Acadian International Extension Plus Equity Fund · Amount sold went down between filings — Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund · Amount sold went down between filings — Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund · Amount sold went down between filings — Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund · and 2 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Feb 24, 2012 ↗Form D/A (later) · Jun 9, 2015 ↗Acadian Global Equity Fund — PartnerFacts page ↗Form D/A (earlier) · Feb 24, 2012 ↗
Sources
Worth asking · Feb 23, 2012 – Jun 9, 2015

7 offerings reported fewer investors on a later filing

Investor count went down between filings — Acadian Global Equity Fund · Investor count went down between filings — Acadian International Extension Plus Equity Fund · Investor count went down between filings — Acadian Frontier Markets Equity Fund · Investor count went down between filings — Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund · Investor count went down between filings — BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND · and 2 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Feb 24, 2012 ↗Form D/A (later) · Jun 9, 2015 ↗Acadian Global Equity Fund — PartnerFacts page ↗Form D/A (earlier) · Feb 24, 2012 ↗
Sources
Note · Mar 30, 2012 – Apr 18, 2012

Form D filed 19 days after the first sale — TS&W International Small Cap Equity Fund

The filing says the first sale was Mar 30, 2012. The Form D was filed Apr 18, 2012 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 18, 2012 ↗TS&W International Small Cap Equity Fund — PartnerFacts page ↗
Sources
Note · Feb 28, 2001 – Oct 31, 2012

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Analytic U.S. Low Volatility Fund (latest filing Oct 31, 2012) · No amendment in the last 12 months on an offering that may still be open — TS&W Mid Cap Value Trust (latest filing Mar 23, 2012) · No amendment in the last 12 months on an offering that may still be open — DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC (latest filing Mar 2, 2012) · No amendment in the last 12 months on an offering that may still be open — DWIGHT INTERMEDIATE CORE MASTER FUND, LLC (latest filing Mar 2, 2012) · No amendment in the last 12 months on an offering that may still be open — DWIGHT INTERMEDIATE CORE PLUS FUND (latest filing Mar 2, 2012) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 31, 2012 ↗Analytic U.S. Low Volatility Fund — PartnerFacts page ↗Form D/A · Mar 23, 2012 ↗TS&W Mid Cap Value Trust — PartnerFacts page ↗
Sources
Worth asking · Feb 22, 2012 – Jun 9, 2015

21 people are no longer listed on a later amendment

Robert Patterson is no longer listed on the Jun 9, 2015 amendment — Acadian Global Equity Fund · Robert Patterson is no longer listed on the Apr 9, 2014 amendment — ACADIAN INTERNATIONAL ALL CAP FUND · Robert Patterson is no longer listed on the Feb 26, 2014 amendment — ACADIAN ALL COUNTRY WORLD EX US FUND · Robert Patterson is no longer listed on the Feb 10, 2014 amendment — Acadian International Extension Plus Equity Fund · Robert Patterson is no longer listed on the Feb 7, 2014 amendment — Acadian Frontier Markets Equity Fund · and 16 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Feb 24, 2012 ↗Form D/A · Jun 9, 2015 ↗Robert Patterson — PartnerFacts page ↗Acadian Global Equity Fund — PartnerFacts page ↗
Sources
Note · Feb 24, 2012 – Jun 9, 2015

Offering amount changed between filings — Acadian Global Equity Fund

The Feb 24, 2012 filing says $0 offered; the Jun 9, 2015 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Feb 24, 2012 ↗Form D/A (later) · Jun 9, 2015 ↗Acadian Global Equity Fund — PartnerFacts page ↗
Sources
Note · May 14, 2012 – Feb 12, 2013

Minimum investment changed between filings — Rogge Emerging Markets Currency Fund

The May 14, 2012 filing lists a minimum of $5,000,000; the Feb 12, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 14, 2012 ↗Form D/A (later) · Feb 12, 2013 ↗Rogge Emerging Markets Currency Fund — PartnerFacts page ↗
Sources
Note · Aug 15, 2012 – Feb 11, 2013

Minimum investment changed between filings — Echo Point International Growth Equity Fund

The Aug 15, 2012 filing lists a minimum of $5,000,000; the Feb 11, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 15, 2012 ↗Form D/A (later) · Feb 11, 2013 ↗Echo Point International Growth Equity Fund — PartnerFacts page ↗
Sources
Note · Apr 18, 2012 – Feb 11, 2013

Minimum investment changed between filings — TS&W International Small Cap Equity Fund

The Apr 18, 2012 filing lists a minimum of $5,000,000; the Feb 11, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 18, 2012 ↗Form D/A (later) · Feb 11, 2013 ↗TS&W International Small Cap Equity Fund — PartnerFacts page ↗
Sources
Note · Dec 21, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund

The Dec 21, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 21, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund — PartnerFacts page ↗
Sources
Note · Dec 11, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund

The Dec 11, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 11, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund — PartnerFacts page ↗
Sources
Note · Dec 11, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund

The Dec 11, 2012 filing lists a minimum of $5,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 11, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund — PartnerFacts page ↗
Sources
Note · Dec 11, 2012 – Feb 8, 2013

Minimum investment changed between filings — BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND

The Dec 11, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 11, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND — PartnerFacts page ↗
Sources
Note · Oct 12, 2012 – Feb 8, 2013

Minimum investment changed between filings — Copper Rock International Small Cap Fund

The Oct 12, 2012 filing lists a minimum of $1,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 12, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗Copper Rock International Small Cap Fund — PartnerFacts page ↗
Sources
Note · Aug 15, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund

The Aug 15, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 15, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund — PartnerFacts page ↗
Sources
Note · Feb 22, 2012 – Apr 6, 2012

Robert Patterson is written 2 different ways on the filings

listed as "Robert Patterson" on 27 filings (from Feb 22, 2012), and "Robert E. Patterson" on 12 filings (from Apr 6, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Feb 22, 2012 ↗Form D/A · Apr 6, 2012 ↗Robert Patterson — PartnerFacts page ↗
Sources
Note · May 9, 2011

Formed in 2013 per the latest filing, but activity is dated 2011 — Rogge Emerging Markets Currency Fund

The issuer's latest filing says it was formed in 2013. The May 9, 2011 filing says the first sale was Apr 26, 2011 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

Form D · May 9, 2011 ↗Rogge Emerging Markets Currency Fund — PartnerFacts page ↗
Sources
Note · Apr 13, 2026

Same name, different state: "Robert Patterson" (MI) is a separate record

This page covers filings where the address state is MA. A separate record, "Robert Patterson" with address state MI, is listed on 1 filing — most recently by Cirqa Inc. (Apr 13, 2026). The two records do not overlap in time: this page runs Feb 22, 2012 to Dec 11, 2012; the other has one filing dated Apr 13, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Patterson (MI) — PartnerFacts page ↗Form D · Apr 13, 2026 ↗Cirqa Inc. — PartnerFacts page ↗Robert Patterson (MA) — this page ↗
Sources
Note · Jan 12, 2026 – Jan 15, 2026

Same name, different state: "Robert Patterson" (CO) is a separate record

This page covers filings where the address state is MA. A separate record, "Robert Patterson" with address state CO, is listed on 2 filings — most recently by Pivotal Space, Inc. (Jan 15, 2026). The two records do not overlap in time: this page runs Feb 22, 2012 to Dec 11, 2012; the other runs Jan 12, 2026 to Jan 15, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Patterson (CO) — PartnerFacts page ↗Form D/A · Jan 15, 2026 ↗Pivotal Space, Inc. — PartnerFacts page ↗Robert Patterson (MA) — this page ↗
Sources
Note · Mar 16, 2012 – Mar 17, 2015

Same name, different state: "Robert E. Patterson" (MD) is a separate record

This page covers filings where the address state is MA. A separate record, "Robert E. Patterson" with address state MD, is listed on 4 filings — most recently by Campbell Multi-Strategy Trust (Mar 17, 2015). Both records have filings in the same period (Mar 16, 2012 to Dec 11, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert E. Patterson (MD) — PartnerFacts page ↗Form D/A · Mar 17, 2015 ↗Campbell Multi-Strategy Trust — PartnerFacts page ↗Robert Patterson (MA) — this page ↗
Sources
Note · Jul 28, 2009

Same name, different state: "Robert Patterson" (FL) is a separate record

This page covers filings where the address state is MA. A separate record, "Robert Patterson" with address state FL, is listed on 1 filing — most recently by U.S. Refractory Products, LLC (Jul 28, 2009). The two records do not overlap in time: this page runs Feb 22, 2012 to Dec 11, 2012; the other has one filing dated Jul 28, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Patterson (FL) — PartnerFacts page ↗Form D · Jul 28, 2009 ↗U.S. Refractory Products, LLC — PartnerFacts page ↗Robert Patterson (MA) — this page ↗
Sources
Note · Apr 6, 2012 – Nov 26, 2012

5 address changes between filings

Address moved from Boston, MA to New York, NY — Term Fund 2015 · Address moved from Boston, MA to New York, NY — Term Fund 2014 · Address moved from Boston, MA to New York, NY — Dwight 2013 Term Fund · Address moved from Boston, MA to New York, NY — Dwight 2012 Term Fund · Address moved from Boston, MA to New York, NY — Short Government/Credit Fund

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · May 14, 2012 ↗Form D/A · Nov 26, 2012 ↗Term Fund 2015 — PartnerFacts page ↗Form D/A · May 14, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 31 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 21, 2012 D/A
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund
File 021-105672
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2012 D/A
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND
File 021-105419
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2012 D/A
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund
File 021-105677
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2012 D/A
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund
File 021-105361
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2012 D/A
Analytic U.S. Low Volatility Fund
File 021-161150
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2012 D/A
Copper Rock International Small Cap Fund
File 021-149045
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2012 D/A
Echo Point International Growth Equity Fund
File 021-164438
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2012 D/A
Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund
File 021-105484
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Dwight 2012 Term Fund
File 021-159425
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Dwight 2013 Term Fund
File 021-159427
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Term Fund 2014
File 021-159428
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Term Fund 2015
File 021-159431
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Rogge Emerging Markets Currency Fund
File 021-159423
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2012 D
TS&W International Small Cap Equity Fund
File 021-176895
$0$0$0None listed on this filingEDGAR ↗
Apr 6, 2012 D/A
Short Government/Credit Fund
File 021-158066
$0$0$0None listed on this filingEDGAR ↗
Mar 23, 2012 D/A
TS&W Mid Cap Value Trust
File 021-130297
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE FUND
File 021-117160
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE PLUS FUND
File 021-105267
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE MASTER FUND, LLC
File 021-128290
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC
File 021-128288
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
ACADIAN EUROPEAN EQUITY LONG-SHORT FUND
File 021-128600
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Acadian Global Equity Fund
File 021-105676
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Acadian International Extension Plus Equity Fund
File 021-106965
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
ACADIAN INTERNATIONAL ALL CAP FUND
File 021-106993
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Analytic Core Equity Plus Fund
File 021-105574
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Copper Rock Small Cap Growth Collective Trust
File 021-104992
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Copper Rock Small Cap Growth Fund
File 021-104956
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2012 D/A
ACADIAN ALL COUNTRY WORLD EX US FUND
File 021-106991
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2012 D/A
Acadian All Country World Ex U.S. Equity Extension Fund
File 021-106967
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2012 D/A
Acadian Frontier Markets Equity Fund
File 021-105673
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2012 D/A
Acadian Non-US Focused Alpha Equity Fund
File 021-121220
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 31

Every issuer that named Robert Patterson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BH
Pooled Investment Fund · group: Barrow Hanley

Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund

Dallas, TX · Aug 20, 2012 → Dec 21, 2012 · 2 filings
  • Dec 21, 2012 · D/A · $134,424,830 sold of Indefinite · 25 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Aug 20, 2012 · D/A · $134,424,830 sold of Indefinite · 25 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $305.1M from 30 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund

Boston, MA · May 17, 2012 → Dec 11, 2012 · 3 filings
  • Dec 11, 2012 · D/A · $39,700,542 sold of Indefinite · 6 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Nov 6, 2012 · D/A · $39,700,542 sold of Indefinite · 6 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 17, 2012 · D/A · $34,200,542 sold of Indefinite · 5 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $346.5M from 6 investors as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund

Boston, MA · Dec 11, 2012
  • Dec 11, 2012 · D/A · $9,250,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $9.25M from 5 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Barrow Hanley Mewhinney

BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND

Boston, MA · Apr 27, 2012 → Dec 11, 2012 · 2 filings
  • Dec 11, 2012 · D/A · $202,763,788 sold of Indefinite · 33 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Apr 27, 2012 · D/A · $196,628,788 sold of Indefinite · 34 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $342.6M from 38 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AU
Pooled Investment Fund · group: Old Mutual

Analytic U.S. Low Volatility Fund

Boston, MA · Jun 13, 2012 → Oct 31, 2012 · 4 filings
  • Oct 31, 2012 · D/A · $41,488,900 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Oct 22, 2012 · D/A · $33,537,278 sold of Indefinite · 5 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jul 16, 2012 · D/A · $21,266,149 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jun 13, 2012 · D/A · $19,266,149 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $41.5M from 6 investors as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CR
Pooled Investment Fund · group: Barrow Hanley Mewhinney

Copper Rock International Small Cap Fund

Boston, MA · Oct 12, 2012
  • Oct 12, 2012 · D/A · $43,800,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $1.18B from 71 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EP
Pooled Investment Fund

Echo Point International Growth Equity Fund

Boston, MA · Jun 13, 2012 → Aug 15, 2012 · 2 filings
  • Aug 15, 2012 · D/A · $38,937,002 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jun 13, 2012 · D/A · $38,714,225 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $39.2M from 8 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund

Boston, MA · Aug 15, 2012
  • Aug 15, 2012 · D/A · $618,151,390 sold of Indefinite · 71 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $630.1M from 73 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RE
Pooled Investment Fund · group: Rogge

Rogge Emerging Markets Currency Fund

London, United Kingdom (as filed: X0) · May 14, 2012
  • May 14, 2012 · D/A · $90,300,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $114.7M from 3 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2015

New York, NY · May 14, 2012
  • May 14, 2012 · D/A · $1,833,560,854 sold of Indefinite · 30 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.99B from 46 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2014

New York, NY · May 14, 2012
  • May 14, 2012 · D/A · $1,625,361,489 sold of Indefinite · 31 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.16B from 45 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

D2
Pooled Investment Fund · group: Goldman Sachs

Dwight 2013 Term Fund

New York, NY · May 14, 2012
  • May 14, 2012 · D/A · $1,892,576,445 sold of Indefinite · 33 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.35B from 33 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

D2
Pooled Investment Fund · group: Goldman Sachs

Dwight 2012 Term Fund

New York, NY · May 14, 2012
  • May 14, 2012 · D/A · $2,131,511,197 sold of Indefinite · 31 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.31B from 33 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TW
Pooled Investment Fund · group: Ryder Court

TS&W International Small Cap Equity Fund

Boston, MA · Apr 18, 2012
  • Apr 18, 2012 · D · $7,084,183 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $415.7M from 40 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SG
Pooled Investment Fund · group: Goldman Sachs

Short Government/Credit Fund

New York, NY · Apr 6, 2012
  • Apr 6, 2012 · D/A · $829,898,809 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $859.4M from 9 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TW
Pooled Investment Fund · group: Old Mutual

TS&W Mid Cap Value Trust

Boston, MA · Mar 23, 2012
  • Mar 23, 2012 · D/A · $40,675,879 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $40.7M from 1 investor as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DI
Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC

Boston, MA · Mar 2, 2012
  • Mar 2, 2012 · D/A · $1,131,934,660 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $1.13B from 2 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DI
Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE MASTER FUND, LLC

Boston, MA · Mar 2, 2012
  • Mar 2, 2012 · D/A · $3,204,078,564 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $3.2B from 2 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DI
Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE PLUS FUND

Boston, MA · Mar 2, 2012
  • Mar 2, 2012 · D/A · $1,100,306,146 sold of Indefinite · 26 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $1.1B from 26 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DI
Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE FUND

Boston, MA · Mar 2, 2012
  • Mar 2, 2012 · D/A · $3,174,894,948 sold of Indefinite · 31 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $3.17B from 31 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CR
Pooled Investment Fund · group: Old Mutual

Copper Rock Small Cap Growth Fund

Boston, MA · Feb 24, 2012
  • Feb 24, 2012 · D/A · $102,591,248 sold of Indefinite · 24 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $102.6M from 24 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CR
Pooled Investment Fund · group: Old Mutual

Copper Rock Small Cap Growth Collective Trust

Boston, MA · Feb 24, 2012
  • Feb 24, 2012 · D/A · $179,638,266 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $179.6M from 2 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AC
Pooled Investment Fund · group: Old Mutual

Analytic Core Equity Plus Fund

Boston, MA · Feb 24, 2012
  • Feb 24, 2012 · D/A · $868,374,152 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $868.4M from 20 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AI
Pooled Investment Fund · group: Acadian

ACADIAN INTERNATIONAL ALL CAP FUND

Boston, MA · Feb 24, 2012
  • Feb 24, 2012 · D/A · $1,665,410,913 sold of Indefinite · 87 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.02B from 97 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AI
Pooled Investment Fund · group: Acadian

Acadian International Extension Plus Equity Fund

Boston, MA · Feb 24, 2012
  • Feb 24, 2012 · D/A · $599,826,152 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $600.3M from 21 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AG
Pooled Investment Fund · group: Acadian

Acadian Global Equity Fund

Boston, MA · Feb 24, 2012
  • Feb 24, 2012 · D/A · $224,296,469 sold of $0 · 8 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $412.3M from 26 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Old Mutual

ACADIAN EUROPEAN EQUITY LONG-SHORT FUND

Boston, MA · Feb 24, 2012
  • Feb 24, 2012 · D/A · $17,944,430 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $17.9M from 2 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AF
Pooled Investment Fund · group: Acadian

Acadian Frontier Markets Equity Fund

Boston, MA · Feb 23, 2012
  • Feb 23, 2012 · D/A · $219,849,099 sold of Indefinite · 34 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $600.4M from 56 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Pooled Investment Fund · group: Acadian

Acadian All Country World Ex U.S. Equity Extension Fund

Boston, MA · Feb 23, 2012
  • Feb 23, 2012 · D/A · $556,917,992 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $698.7M from 24 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Pooled Investment Fund · group: Acadian

ACADIAN ALL COUNTRY WORLD EX US FUND

Boston, MA · Feb 23, 2012
  • Feb 23, 2012 · D/A · $301,241,259 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.44B from 77 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AN
Pooled Investment Fund · group: Acadian

Acadian Non-US Focused Alpha Equity Fund

Boston, MA · Feb 22, 2012
  • Feb 22, 2012 · D/A · $51,242,136 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $51.2M from 7 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Patterson — FL, 1 issuer, Jul 28, 2009 → Jul 28, 2009 · no shared issuer
  • Robert E. Patterson — MD, 1 issuer, Mar 16, 2012 → Mar 17, 2015 · no shared issuer
  • Robert Patterson — CO, 1 issuer, Jan 12, 2026 → Jan 15, 2026 · no shared issuer
  • Robert Patterson — MI, 1 issuer, Apr 13, 2026 → Apr 13, 2026 · no shared issuer

People around Robert 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

OM
Management entity

Old Mutual Asset Management Trust Company

Promoter · 39 shared filings (31 issuers) · also on 20 other issuers

Old Mutual Asset Management Trust Company is on 51 issuers in total — a repeat sponsor. Their page lists every one.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Linda T. Gibson

Director · 39 shared filings (31 issuers) · also on 23 other issuers

Linda T. Gibson is on 54 issuers in total — a repeat sponsor. Their page lists every one.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Virginia M. Turner

Executive Officer · 39 shared filings (31 issuers) · also on 30 other issuers

Virginia M. Turner is on 61 issuers in total — a repeat sponsor. Their page lists every one.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Manning

Executive Officer · 39 shared filings (31 issuers) · also on 22 other issuers

Vincent Manning is on 53 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joan R. Gulinello

Executive Officer · 39 shared filings (31 issuers) · also on 20 other issuers

Joan R. Gulinello is on 51 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Karen F. Kupferberg

Director · 39 shared filings (31 issuers) · also on 20 other issuers

Karen F. Kupferberg is on 51 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Peter L. Rollins

Director · 39 shared filings (31 issuers) · also on 20 other issuers

Peter L. Rollins is on 51 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Dillon

Executive Officer · 39 shared filings (31 issuers) · also on 20 other issuers

Brian Dillon is on 51 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David H. Smith

Director · 39 shared filings (31 issuers) · also on 20 other issuers

David H. Smith is on 51 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen T. Scott

Director · 39 shared filings (31 issuers) · also on 20 other issuers

Stephen T. Scott is on 51 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert D. McDorman, Jr.

Director · 39 shared filings (31 issuers) · also on 12 other issuers

Robert D. McDorman, Jr. is on 43 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Ruth E. Paul

Executive Officer · 25 shared filings (25 issuers) · also on 18 other issuers

Ruth E. Paul is on 43 issuers in total — a repeat sponsor. Their page lists every one.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Neal Garvey

Executive Officer · 10 shared filings (6 issuers)

Neal Garvey is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

OM
Sponsor group

Old Mutual

32 issuers · 76 filings · $52.35B reported sold · 2009–2012

One team, 32 deal companies. Robert Patterson is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Patterson.

A
Sponsor group

Acadian

75 issuers · 691 filings · $35.97B reported sold · 2009–2026

One team, 75 deal companies. Robert Patterson is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Patterson.

BH
Sponsor group

Barrow Hanley Mewhinney

6 issuers · 79 filings · $2.15B reported sold · 2009–2020

One team, 6 deal companies. Robert Patterson is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Patterson.

GS
Sponsor group

Goldman Sachs

463 issuers · 1213 filings · $168.32B reported sold · 2009–2026

One team, 463 deal companies. Robert Patterson is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Patterson.

RC
Sponsor group

Ryder Court

12 issuers · 135 filings · $3.56B reported sold · 2008–2026

One team, 12 deal companies. Robert Patterson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Patterson.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 8 of the 31 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Acadian Frontier Markets Equity Fund, Acadian Global Equity Fund, Acadian All Country World Ex U.S. Equity Extension Fund, ACADIAN ALL COUNTRY WORLD EX US FUND, Acadian Non-US Focused Alpha Equity Fund, ACADIAN INTERNATIONAL ALL CAP FUND, Acadian International Extension Plus Equity Fund, Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Patterson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 31 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Patterson is listed on: none on file. No website or social profile named in DWIGHT INTERMEDIATE CORE MASTER FUND, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #343,385 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗Texas re:SearchTX court records ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗Texas Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Robert Patterson appears on a new Form D, or when a court case or SEC action is matched to them. See plans →