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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:31 AM ET

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David H. Smith

Named as an officer, director or promoter on SEC Form D filings · MA · Apr 7, 2009 → Dec 21, 2012

51deals (issuers)
$85.32Breported sold
1,657investors
147Form D filings
2009–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David H. Smith is listed as a director on 147 SEC Form D filings by 51 issuers between Apr 2009 and Dec 2012. Largest by amount reported sold: DWIGHT TARGET 2 MASTER FUND, LLC (Boston, MA — pooled investment fund — 2010–2011; $13.4B reported sold to 2 investors), DWIGHT TARGET 2 FUND (Boston, MA — pooled investment fund — 2010–2011; $12.67B reported sold to 64 investors), Dwight Enhanced Cash Fund (Boston, MA — pooled investment fund — 2010; $5.07B reported sold to 9 investors), ACADIAN EMERGING MARKETS EQUITY FUND (Boston, MA — pooled investment fund — 2010–2012; $4.48B reported sold to 181 investors), ACADIAN INTERNATIONAL SMALL CAP FUND (Boston, MA — pooled investment fund — 2010–2012; $4.06B reported sold to 240 investors) and 46 more (all listed below).

What this means That is a lot of deals — 51 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $85.32B sold in total.

Listed alongside Brian Dillon (147 shared filings), Joan R. Gulinello (147 shared filings), Peter L. Rollins (147 shared filings), Virginia M. Turner (147 shared filings), Karen F. Kupferberg (146 shared filings) and 19 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 4 sponsor groups: Old Mutual (32 issuers, $52.35B reported sold, 2009–2012), Acadian (75 issuers, $35.97B reported sold, 2009–2026), Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026) and Barrow Hanley Mewhinney (6 issuers, $2.15B reported sold, 2009–2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 SEC releases, 25 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 147 public filings for David H. Smith and found 24 differences, 3 worth asking the sponsor about: 7 offerings reported less sold on a later filing than an earlier one; 7 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David H. Smith has not run yet — it is joining a line of 23,117 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

David R. Smith Administrative proceeding
SEC · Dec 6, 2012 · Parties as named in the release: David R. Smith Read the release ↗
same full name in the release title; 62 people with this name in Form D filings; the person's filing state is not named; middle initial differs
David F. Smith Administrative proceeding
SEC · Mar 25, 1996 · Parties as named in the release: David F. Smith Read the release ↗
same full name in the release title; 62 people with this name in Form D filings; the person's filing state is named in the release; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David H. Smith..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

25 cases: 7 open, 18 closed (disposition not in docket feed)

David Smith open
United States Bankruptcy Court, S.D. New York · No. 25-22737 · Filed Aug 6, 2025
Role of David Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David C Smith and Roselyn M. Smith open
United States Bankruptcy Court, E.D. Texas · No. 25-41259 · Filed May 2, 2025
Role of David C Smith and Roselyn M. Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
David H. Smith open
United States Bankruptcy Court, N.D. New York · No. 25-10052 · Filed Jan 17, 2025
Role of David H. Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David A. Smith and Michelle Smith closed
United States Bankruptcy Court, D. Massachusetts · No. 24-30630 · Filed Nov 20, 2024 · Closed Feb 24, 2025
Role of David A. Smith and Michelle Smith: Debtor · Outcome: Case closed 2025-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
David Smith closed
United States Bankruptcy Court, N.D. Texas · No. 24-10072 · Filed Apr 23, 2024 · Closed Aug 2, 2024
Role of David Smith: Debtor · Outcome: Case closed 2024-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (TX)
David W. Smith and Barbara R. Smith open
United States Bankruptcy Court, E.D. Texas · No. 23-41781 · Filed Sep 25, 2023
Role of David W. Smith and Barbara R. Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
David G Smith, II open
United States Bankruptcy Court, E.D. Texas · No. 23-41439 · Filed Aug 10, 2023
Role of David G Smith, II: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
David J. Smith, Jr. closed
United States Bankruptcy Court, W.D. New York · No. 1-23-10611 · Filed Jun 29, 2023 · Closed Feb 5, 2024
Role of David J. Smith, Jr.: Debtor · Outcome: Case closed 2024-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David C Smith and Roselyn M. Smith open
United States Bankruptcy Court, E.D. Texas · No. 23-40994 · Filed Jun 5, 2023
Role of David C Smith and Roselyn M. Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
David M. Smith, Sr. closed
United States Bankruptcy Court, S.D. New York · No. 23-35360 · Filed May 5, 2023 · Closed Jul 6, 2023
Role of David M. Smith, Sr.: Debtor · Outcome: Case closed 2023-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David C. Smith closed
United States Bankruptcy Court, N.D. New York · No. 23-60281 · Filed Apr 27, 2023 · Closed Sep 26, 2023
Role of David C. Smith: Debtor · Outcome: Case closed 2023-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David W. Smith, II closed
United States Bankruptcy Court, W.D. New York · No. 2-23-20179 · Filed Apr 24, 2023 · Closed Aug 25, 2023
Role of David W. Smith, II: Debtor · Outcome: Case closed 2023-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David L Smith and Janet Smith closed
United States Bankruptcy Court, N.D. New York · No. 23-60159 · Filed Mar 9, 2023 · Closed Aug 2, 2023
Role of David L Smith and Janet Smith: Debtor · Outcome: Case closed 2023-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David J Smith closed
United States Bankruptcy Court, D. Massachusetts · No. 20-40870 · Filed Aug 25, 2020 · Closed Mar 17, 2023
Role of David J Smith: Debtor · Outcome: Case closed 2023-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
David L. Smith closed
United States Bankruptcy Court, N.D. New York · No. 20-60750 · Filed Jul 8, 2020 · Closed Nov 5, 2020
Role of David L. Smith: Debtor · Outcome: Case closed 2020-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David J Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-19-78598 · Filed Dec 19, 2019 · Closed Apr 1, 2020
Role of David J Smith: Debtor · Outcome: Case closed 2020-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David J Smith, II closed
United States Bankruptcy Court, D. Massachusetts · No. 19-30898 · Filed Nov 8, 2019 · Closed Jun 9, 2020
Role of David J Smith, II: Debtor · Outcome: Case closed 2020-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (MA); middle initial differs
David W. Smith and Kimberlee A Smith open
United States Bankruptcy Court, N.D. New York · No. 19-61372 · Filed Sep 27, 2019
Role of David W. Smith and Kimberlee A Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David F. Smith, Jr. and Michelle A. Smith closed
United States Bankruptcy Court, N.D. New York · No. 19-11497 · Filed Aug 13, 2019 · Closed Dec 17, 2019
Role of David F. Smith, Jr.: Debtor · Outcome: Case closed 2019-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David R. Smith closed
United States Bankruptcy Court, S.D. Texas · No. 19-32179 · Filed Apr 18, 2019 · Closed Jul 30, 2019
Role of David R. Smith: Debtor · Outcome: Case closed 2019-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
David Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-19-72091 · Filed Mar 22, 2019 · Closed May 23, 2019
Role of David Smith: Debtor · Outcome: Case closed 2019-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David W. Smith closed
United States Bankruptcy Court, N.D. New York · No. 19-30339 · Filed Mar 20, 2019 · Closed Jul 23, 2019
Role of David W. Smith: Debtor · Outcome: Case closed 2019-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David R. Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-19-10500 · Filed Mar 20, 2019 · Closed Jul 22, 2019
Role of David R. Smith: Debtor · Outcome: Case closed 2019-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David J Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-18-77107 · Filed Oct 22, 2018 · Closed Oct 9, 2019
Role of David J Smith: Debtor · Outcome: Case closed 2019-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
David Smith closed
United States Bankruptcy Court, D. Massachusetts · No. 18-11376 · Filed Apr 17, 2018 · Closed Aug 10, 2018
Role of David Smith: Debtor · Outcome: Case closed 2018-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (MA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

24 differences found between the filings for David H. Smith — 3 worth asking about (compared the newest 50 of 147 filings on Oct 24, 2026; older filings not covered)

Note · Aug 2, 2001 – Mar 11, 2002

Bankruptcy case: First USA Bank, a Bank One Company v. Kupferberg — filed Aug 2, 2001

United States Bankruptcy Court, E.D. New York docket "First USA Bank, a Bank One Company v. Kupferberg" filed Aug 2, 2001, closed Mar 11, 2002. Karen F. Kupferberg (listed on the same filings) is listed as Defendant ("Kupferberg"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗Karen F. Kupferberg — PartnerFacts page ↗
Sources
Note · Sep 8, 1998 – Dec 29, 1998

Bankruptcy case: JCTS Enterprises Ltd v. McDorman Motors Ltd — filed Sep 8, 1998

United States Bankruptcy Court, S.D. Texas docket "JCTS Enterprises Ltd v. McDorman Motors Ltd" filed Sep 8, 1998, closed Dec 29, 1998. Robert D. McDorman, Jr. (listed on the same filings) is listed as Defendant ("McDorman Motors Ltd"). Our match estimate: 63%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗Robert D. McDorman, Jr. — PartnerFacts page ↗
Sources
Worth asking · Feb 24, 2012 – Jun 9, 2015

7 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Acadian Global Equity Fund · Amount sold went down between filings — Acadian International Extension Plus Equity Fund · Amount sold went down between filings — Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund · Amount sold went down between filings — Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund · Amount sold went down between filings — Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund · and 2 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Feb 24, 2012 ↗Form D/A (later) · Jun 9, 2015 ↗Acadian Global Equity Fund — PartnerFacts page ↗Form D/A (earlier) · Feb 24, 2012 ↗
Sources
Worth asking · Feb 23, 2012 – Jun 9, 2015

7 offerings reported fewer investors on a later filing

Investor count went down between filings — Acadian Global Equity Fund · Investor count went down between filings — Acadian International Extension Plus Equity Fund · Investor count went down between filings — Acadian Frontier Markets Equity Fund · Investor count went down between filings — Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund · Investor count went down between filings — BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND · and 2 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Feb 24, 2012 ↗Form D/A (later) · Jun 9, 2015 ↗Acadian Global Equity Fund — PartnerFacts page ↗Form D/A (earlier) · Feb 24, 2012 ↗
Sources
Note · Mar 30, 2012 – Apr 18, 2012

Form D filed 19 days after the first sale — TS&W International Small Cap Equity Fund

The filing says the first sale was Mar 30, 2012. The Form D was filed Apr 18, 2012 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 18, 2012 ↗TS&W International Small Cap Equity Fund — PartnerFacts page ↗
Sources
Note · Feb 28, 2001 – Oct 31, 2012

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Analytic U.S. Low Volatility Fund (latest filing Oct 31, 2012) · No amendment in the last 12 months on an offering that may still be open — TS&W Mid Cap Value Trust (latest filing Mar 23, 2012) · No amendment in the last 12 months on an offering that may still be open — DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC (latest filing Mar 2, 2012) · No amendment in the last 12 months on an offering that may still be open — DWIGHT INTERMEDIATE CORE MASTER FUND, LLC (latest filing Mar 2, 2012) · No amendment in the last 12 months on an offering that may still be open — DWIGHT INTERMEDIATE CORE PLUS FUND (latest filing Mar 2, 2012) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 31, 2012 ↗Analytic U.S. Low Volatility Fund — PartnerFacts page ↗Form D/A · Mar 23, 2012 ↗TS&W Mid Cap Value Trust — PartnerFacts page ↗
Sources
Worth asking · Jan 17, 2012 – Jun 9, 2015

25 people are no longer listed on a later amendment

David H. Smith is no longer listed on the Jun 9, 2015 amendment — Acadian Global Equity Fund · David H. Smith is no longer listed on the Apr 9, 2014 amendment — ACADIAN INTERNATIONAL ALL CAP FUND · David H. Smith is no longer listed on the Feb 26, 2014 amendment — ACADIAN ALL COUNTRY WORLD EX US FUND · David H. Smith is no longer listed on the Feb 10, 2014 amendment — Acadian International Extension Plus Equity Fund · David H. Smith is no longer listed on the Feb 7, 2014 amendment — Acadian Frontier Markets Equity Fund · and 20 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Feb 24, 2012 ↗Form D/A · Jun 9, 2015 ↗David H. Smith — PartnerFacts page ↗Acadian Global Equity Fund — PartnerFacts page ↗
Sources
Note · Feb 24, 2012 – Jun 9, 2015

Offering amount changed between filings — Acadian Global Equity Fund

The Feb 24, 2012 filing says $0 offered; the Jun 9, 2015 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Feb 24, 2012 ↗Form D/A (later) · Jun 9, 2015 ↗Acadian Global Equity Fund — PartnerFacts page ↗
Sources
Note · May 14, 2012 – Feb 12, 2013

Minimum investment changed between filings — Rogge Emerging Markets Currency Fund

The May 14, 2012 filing lists a minimum of $5,000,000; the Feb 12, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 14, 2012 ↗Form D/A (later) · Feb 12, 2013 ↗Rogge Emerging Markets Currency Fund — PartnerFacts page ↗
Sources
Note · Aug 15, 2012 – Feb 11, 2013

Minimum investment changed between filings — Echo Point International Growth Equity Fund

The Aug 15, 2012 filing lists a minimum of $5,000,000; the Feb 11, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 15, 2012 ↗Form D/A (later) · Feb 11, 2013 ↗Echo Point International Growth Equity Fund — PartnerFacts page ↗
Sources
Note · Apr 18, 2012 – Feb 11, 2013

Minimum investment changed between filings — TS&W International Small Cap Equity Fund

The Apr 18, 2012 filing lists a minimum of $5,000,000; the Feb 11, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 18, 2012 ↗Form D/A (later) · Feb 11, 2013 ↗TS&W International Small Cap Equity Fund — PartnerFacts page ↗
Sources
Note · Dec 21, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund

The Dec 21, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 21, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund — PartnerFacts page ↗
Sources
Note · Dec 11, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund

The Dec 11, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 11, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund — PartnerFacts page ↗
Sources
Note · Dec 11, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund

The Dec 11, 2012 filing lists a minimum of $5,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 11, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund — PartnerFacts page ↗
Sources
Note · Dec 11, 2012 – Feb 8, 2013

Minimum investment changed between filings — BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND

The Dec 11, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 11, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND — PartnerFacts page ↗
Sources
Note · Oct 12, 2012 – Feb 8, 2013

Minimum investment changed between filings — Copper Rock International Small Cap Fund

The Oct 12, 2012 filing lists a minimum of $1,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 12, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗Copper Rock International Small Cap Fund — PartnerFacts page ↗
Sources
Note · Aug 15, 2012 – Feb 8, 2013

Minimum investment changed between filings — Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund

The Aug 15, 2012 filing lists a minimum of $3,000,000; the Feb 8, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 15, 2012 ↗Form D/A (later) · Feb 8, 2013 ↗Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund — PartnerFacts page ↗
Sources
Note · May 9, 2011

Formed in 2013 per the latest filing, but activity is dated 2011 — Rogge Emerging Markets Currency Fund

The issuer's latest filing says it was formed in 2013. The May 9, 2011 filing says the first sale was Apr 26, 2011 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

Form D · May 9, 2011 ↗Rogge Emerging Markets Currency Fund — PartnerFacts page ↗
Sources
Note · Apr 16, 2009 – Oct 8, 2026

Same name, different state: "David Smith" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "David Smith" with address state CA, is listed on 35 filings — most recently by NPX Exchange Ltd (Oct 8, 2026). Both records have filings in the same period (Apr 16, 2009 to Dec 21, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (CA) — PartnerFacts page ↗Form D · Oct 8, 2026 ↗NPX Exchange Ltd — PartnerFacts page ↗David H. Smith (MA) — this page ↗
Sources
Note · Dec 4, 2024 – Dec 18, 2025

Same name, different state: "David Smith" (C3) is a separate record

This page covers filings where the address state is MA. A separate record, "David Smith" with address state C3, is listed on 3 filings — most recently by Ceres Tag Ltd (Dec 18, 2025). The two records do not overlap in time: this page runs Apr 7, 2009 to Dec 21, 2012; the other runs Dec 4, 2024 to Dec 18, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (C3) — PartnerFacts page ↗Form D · Dec 18, 2025 ↗Ceres Tag Ltd — PartnerFacts page ↗David H. Smith (MA) — this page ↗
Sources
Note · Mar 26, 2009 – Jul 21, 2025

Same name, different state: "David Smith" (TX) is a separate record

This page covers filings where the address state is MA. A separate record, "David Smith" with address state TX, is listed on 28 filings — most recently by First Person Capital Fund I, LP (Jul 21, 2025). Both records have filings in the same period (Apr 7, 2009 to Dec 21, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (TX) — PartnerFacts page ↗Form D · Jul 21, 2025 ↗First Person Capital Fund I, LP — PartnerFacts page ↗David H. Smith (MA) — this page ↗
Sources
Note · Oct 7, 2010 – Apr 7, 2023

Same name, different state: "David Smith" (NY) is a separate record

This page covers filings where the address state is MA. A separate record, "David Smith" with address state NY, is listed on 21 filings — most recently by LifeLabs Learning LLC (Apr 7, 2023). Both records have filings in the same period (Oct 7, 2010 to Dec 21, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (NY) — PartnerFacts page ↗Form D · Apr 7, 2023 ↗LifeLabs Learning LLC — PartnerFacts page ↗David H. Smith (MA) — this page ↗
Sources
Note · Mar 24, 2009 – Apr 14, 2009

Same name, different state: "David Smith" (AR) is a separate record

This page covers filings where the address state is MA. A separate record, "David Smith" with address state AR, is listed on 2 filings — most recently by NANODYNAMICS INC (Apr 14, 2009). Both records have filings in the same period (Apr 7, 2009 to Apr 14, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (AR) — PartnerFacts page ↗Form D/A · Apr 14, 2009 ↗NANODYNAMICS INC — PartnerFacts page ↗David H. Smith (MA) — this page ↗
Sources
Note · Jan 17, 2012 – Nov 26, 2012

6 address changes between filings

Address moved from Boston, MA to New York, NY — Term Fund 2015 · Address moved from Boston, MA to New York, NY — Term Fund 2014 · Address moved from Boston, MA to New York, NY — Dwight 2013 Term Fund · Address moved from Boston, MA to New York, NY — Dwight 2012 Term Fund · Address moved from Boston, MA to New York, NY — Short Government/Credit Fund · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · May 14, 2012 ↗Form D/A · Nov 26, 2012 ↗Term Fund 2015 — PartnerFacts page ↗Form D/A · May 14, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 147 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 51 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 21, 2012 D/A
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund
File 021-105672
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2012 D/A
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund
File 021-105677
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2012 D/A
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund
File 021-105361
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2012 D/A
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND
File 021-105419
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2012 D/A
Analytic U.S. Low Volatility Fund
File 021-161150
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2012 D/A
Copper Rock International Small Cap Fund
File 021-149045
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2012 D/A
Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund
File 021-105484
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2012 D/A
Echo Point International Growth Equity Fund
File 021-164438
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Rogge Emerging Markets Currency Fund
File 021-159423
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Dwight 2012 Term Fund
File 021-159425
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Dwight 2013 Term Fund
File 021-159427
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Term Fund 2014
File 021-159428
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D/A
Term Fund 2015
File 021-159431
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2012 D
TS&W International Small Cap Equity Fund
File 021-176895
$0$0$0None listed on this filingEDGAR ↗
Apr 6, 2012 D/A
Short Government/Credit Fund
File 021-158066
$0$0$0None listed on this filingEDGAR ↗
Mar 23, 2012 D/A
TS&W Mid Cap Value Trust
File 021-130297
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC
File 021-128288
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE MASTER FUND, LLC
File 021-128290
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE FUND
File 021-117160
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
DWIGHT INTERMEDIATE CORE PLUS FUND
File 021-105267
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
ACADIAN INTERNATIONAL ALL CAP FUND
File 021-106993
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Copper Rock Small Cap Growth Collective Trust
File 021-104992
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Copper Rock Small Cap Growth Fund
File 021-104956
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Analytic Core Equity Plus Fund
File 021-105574
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Acadian Global Equity Fund
File 021-105676
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
Acadian International Extension Plus Equity Fund
File 021-106965
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2012 D/A
ACADIAN EUROPEAN EQUITY LONG-SHORT FUND
File 021-128600
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2012 D/A
ACADIAN ALL COUNTRY WORLD EX US FUND
File 021-106991
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2012 D/A
Acadian All Country World Ex U.S. Equity Extension Fund
File 021-106967
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2012 D/A
Acadian Frontier Markets Equity Fund
File 021-105673
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2012 D/A
Acadian Non-US Focused Alpha Equity Fund
File 021-121220
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2012 D/A
ACADIAN JAPANESE EQUITY FUND
File 021-106994
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2012 D/A
ACADIAN EMERGING MARKETS EQUITY FUND
File 021-59588
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2012 D/A
ACADIAN INTERNATIONAL SMALL CAP FUND
File 021-56765
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2012 D
Term Fund 2016
File 021-171977
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2011 D/A
Barrow, Hanley, Mewhinney & Strauss Diversified Small Cap Value Fund
File 021-105578
$0$0$0None listed on this filingEDGAR ↗
May 13, 2011 D/A
Dwight 2011 Term Fund
File 021-159424
$0$0$0None listed on this filingEDGAR ↗
Mar 8, 2011 D/A
DWIGHT TARGET 2 FUND
File 021-105403
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2011 D/A
DWIGHT CORE FUND
File 021-105366
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2011 D/A
DWIGHT CORE PLUS FUND
File 021-128530
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2011 D/A
DWIGHT TARGET 2 MASTER FUND, LLC
File 021-63143
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2011 D/A
DWIGHT CORE MASTER FUND, LLC
File 021-128289
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2011 D/A
DWIGHT CORE PLUS MASTER FUND, LLC
File 021-128287
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2010 D/A
BARROW, HANLEY, MEWHINNEY & STRAUSS LONG CREDIT FIXED INCOME FUND
File 021-121211
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D/A
DWIGHT TARGET 5 FUND
File 021-105268
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D/A
Dwight Enhanced Cash Fund
File 021-105572
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
DWIGHT TARGET 5 MASTER FUND, LLC
File 021-63142
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
DWIGHT ABSOLUTE RETURN FUND LLC
File 021-105573
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2009 D/A
Thomson Horstmann & Bryant Small Cap Trust
File 021-136885
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2009 D/A
THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND
File 021-121216
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2009 D/A
THOMSON HORSTMANN & BRYANT MICROCAP TRUST
File 021-40280
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 51

Every issuer that named David H. Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BH
Pooled Investment Fund · group: Barrow Hanley

Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund

Dallas, TX · Sep 4, 2009 → Dec 21, 2012 · 7 filings
  • Dec 21, 2012 · D/A · $134,424,830 sold of Indefinite · 25 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Aug 20, 2012 · D/A · $134,424,830 sold of Indefinite · 25 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 9, 2011 · D/A · $122,174,830 sold of Indefinite · 24 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jun 21, 2011 · D/A · $122,174,830 sold of Indefinite · 24 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 6, 2010 · D/A · $113,279,831 sold of Indefinite · 21 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 22, 2009 · D/A · $94,514,831 sold of Indefinite · 11 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Sep 4, 2009 · D/A · $78,361,483 sold of Indefinite · 10 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $305.1M from 30 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund

Boston, MA · Dec 11, 2009 → Dec 11, 2012 · 6 filings
  • Dec 11, 2012 · D/A · $39,700,542 sold of Indefinite · 6 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Nov 6, 2012 · D/A · $39,700,542 sold of Indefinite · 6 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 17, 2012 · D/A · $34,200,542 sold of Indefinite · 5 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 9, 2011 · D/A · $23,236,605 sold of Indefinite · 4 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 6, 2010 · D/A · $21,501,605 sold of Indefinite · 4 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $21,501,605 sold of Indefinite · 4 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $346.5M from 6 investors as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund

Boston, MA · Dec 11, 2009 → Dec 11, 2012 · 4 filings
  • Dec 11, 2012 · D/A · $9,250,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 9, 2011 · D/A · $9,250,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 6, 2010 · D/A · $9,250,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $9,150,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $9.25M from 5 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Barrow Hanley Mewhinney

BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND

Boston, MA · Dec 11, 2009 → Dec 11, 2012 · 6 filings
  • Dec 11, 2012 · D/A · $202,763,788 sold of Indefinite · 33 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Apr 27, 2012 · D/A · $196,628,788 sold of Indefinite · 34 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 9, 2011 · D/A · $178,743,788 sold of Indefinite · 31 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jun 21, 2011 · D/A · $164,988,788 sold of Indefinite · 24 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 6, 2010 · D/A · $146,605,983 sold of Indefinite · 22 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $110,562,112 sold of Indefinite · 17 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $342.6M from 38 investors as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AU
Pooled Investment Fund · group: Old Mutual

Analytic U.S. Low Volatility Fund

Boston, MA · Jun 13, 2011 → Oct 31, 2012 · 6 filings
  • Oct 31, 2012 · D/A · $41,488,900 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Oct 22, 2012 · D/A · $33,537,278 sold of Indefinite · 5 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jul 16, 2012 · D/A · $21,266,149 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jun 13, 2012 · D/A · $19,266,149 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Oct 12, 2011 · D/A · $19,264,727 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jun 13, 2011 · D · $5,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $41.5M from 6 investors as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CR
Pooled Investment Fund · group: Barrow Hanley Mewhinney

Copper Rock International Small Cap Fund

Boston, MA · Oct 14, 2010 → Oct 12, 2012 · 4 filings
  • Oct 12, 2012 · D/A · $43,800,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Oct 12, 2011 · D/A · $41,000,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jan 27, 2011 · D/A · $39,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Oct 14, 2010 · D · $20,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $1.18B from 71 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EP
Pooled Investment Fund

Echo Point International Growth Equity Fund

Boston, MA · Aug 15, 2011 → Aug 15, 2012 · 3 filings
  • Aug 15, 2012 · D/A · $38,937,002 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jun 13, 2012 · D/A · $38,714,225 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Aug 15, 2011 · D · $15,151,726 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $39.2M from 8 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund

Boston, MA · Sep 4, 2009 → Aug 15, 2012 · 4 filings
  • Aug 15, 2012 · D/A · $618,151,390 sold of Indefinite · 71 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Aug 8, 2011 · D/A · $609,167,133 sold of Indefinite · 71 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Aug 18, 2010 · D/A · $592,316,166 sold of Indefinite · 67 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Sep 4, 2009 · D/A · $578,116,713 sold of Indefinite · 63 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $630.1M from 73 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RE
Pooled Investment Fund · group: Rogge

Rogge Emerging Markets Currency Fund

London, United Kingdom (as filed: X0) · May 9, 2011 → May 14, 2012 · 5 filings
  • May 14, 2012 · D/A · $90,300,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Nov 17, 2011 · D/A · $78,300,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Oct 6, 2011 · D/A · $63,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 13, 2011 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $25,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $114.7M from 3 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2015

New York, NY · May 9, 2011 → May 14, 2012 · 3 filings
  • May 14, 2012 · D/A · $1,833,560,854 sold of Indefinite · 30 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 13, 2011 · D/A · $1,190,143,994 sold of Indefinite · 28 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $1,190,143,994 sold of Indefinite · 28 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.99B from 46 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2014

New York, NY · May 9, 2011 → May 14, 2012 · 3 filings
  • May 14, 2012 · D/A · $1,625,361,489 sold of Indefinite · 31 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 13, 2011 · D/A · $1,387,702,624 sold of Indefinite · 29 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $1,387,702,624 sold of Indefinite · 29 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.16B from 45 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

D2
Pooled Investment Fund · group: Goldman Sachs

Dwight 2013 Term Fund

New York, NY · May 9, 2011 → May 14, 2012 · 3 filings
  • May 14, 2012 · D/A · $1,892,576,445 sold of Indefinite · 33 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 13, 2011 · D/A · $1,687,024,659 sold of Indefinite · 31 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $1,687,024,659 sold of Indefinite · 31 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.35B from 33 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

D2
Pooled Investment Fund · group: Goldman Sachs

Dwight 2012 Term Fund

New York, NY · May 9, 2011 → May 14, 2012 · 3 filings
  • May 14, 2012 · D/A · $2,131,511,197 sold of Indefinite · 31 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 13, 2011 · D/A · $1,847,807,703 sold of Indefinite · 31 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $1,847,807,703 sold of Indefinite · 31 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.31B from 33 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TW
Pooled Investment Fund · group: Ryder Court

TS&W International Small Cap Equity Fund

Boston, MA · Apr 18, 2012
  • Apr 18, 2012 · D · $7,084,183 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $415.7M from 40 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SG
Pooled Investment Fund · group: Goldman Sachs

Short Government/Credit Fund

New York, NY · Apr 8, 2011 → Apr 6, 2012 · 2 filings
  • Apr 6, 2012 · D/A · $829,898,809 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Apr 8, 2011 · D · $364,714,819 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $859.4M from 9 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TW
Pooled Investment Fund · group: Old Mutual

TS&W Mid Cap Value Trust

Boston, MA · Apr 16, 2009 → Mar 23, 2012 · 4 filings
  • Mar 23, 2012 · D/A · $40,675,879 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 22, 2011 · D/A · $25,687,664 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 22, 2010 · D/A · $8,639,654 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Apr 16, 2009 · D · $4,649,504 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $40.7M from 1 investor as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DI
Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC

Boston, MA · Mar 3, 2010 → Mar 2, 2012 · 3 filings
  • Mar 2, 2012 · D/A · $1,131,934,660 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 3, 2011 · D/A · $1,110,928,089 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 3, 2010 · D/A · $1,110,928,089 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $1.13B from 2 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DI
Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE MASTER FUND, LLC

Boston, MA · Mar 3, 2010 → Mar 2, 2012 · 3 filings
  • Mar 2, 2012 · D/A · $3,204,078,564 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 3, 2011 · D/A · $2,787,724,195 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 3, 2010 · D/A · $2,784,410,996 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $3.2B from 2 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DI
Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE PLUS FUND

Boston, MA · Mar 5, 2010 → Mar 2, 2012 · 3 filings
  • Mar 2, 2012 · D/A · $1,100,306,146 sold of Indefinite · 26 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 4, 2011 · D/A · $1,079,299,575 sold of Indefinite · 26 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 5, 2010 · D/A · $1,079,299,575 sold of Indefinite · 26 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $1.1B from 26 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DI
Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE FUND

Boston, MA · Mar 4, 2010 → Mar 2, 2012 · 3 filings
  • Mar 2, 2012 · D/A · $3,174,894,948 sold of Indefinite · 31 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 4, 2011 · D/A · $2,758,792,634 sold of Indefinite · 23 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 4, 2010 · D/A · $2,755,479,435 sold of Indefinite · 23 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $3.17B from 31 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CR
Pooled Investment Fund · group: Old Mutual

Copper Rock Small Cap Growth Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $102,591,248 sold of Indefinite · 24 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $102,591,248 sold of Indefinite · 24 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $102,591,249 sold of Indefinite · 24 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $102.6M from 24 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CR
Pooled Investment Fund · group: Old Mutual

Copper Rock Small Cap Growth Collective Trust

Boston, MA · Feb 25, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $179,638,266 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $170,624,559 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $161,739,661 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $179.6M from 2 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AC
Pooled Investment Fund · group: Old Mutual

Analytic Core Equity Plus Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $868,374,152 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $861,770,042 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $851,770,043 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $868.4M from 20 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AI
Pooled Investment Fund · group: Acadian

ACADIAN INTERNATIONAL ALL CAP FUND

Boston, MA · Feb 24, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $1,665,410,913 sold of Indefinite · 87 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $1,654,910,913 sold of Indefinite · 87 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 24, 2010 · D/A · $1,650,282,709 sold of Indefinite · 87 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.02B from 97 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AI
Pooled Investment Fund · group: Acadian

Acadian International Extension Plus Equity Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $599,826,152 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $599,258,399 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $597,639,171 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $600.3M from 21 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AG
Pooled Investment Fund · group: Acadian

Acadian Global Equity Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $224,296,469 sold of $0 · 8 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $223,296,469 sold of $0 · 8 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $207,646,469 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $412.3M from 26 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Old Mutual

ACADIAN EUROPEAN EQUITY LONG-SHORT FUND

Boston, MA · Feb 26, 2010 → Feb 24, 2012 · 3 filings
  • Feb 24, 2012 · D/A · $17,944,430 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 24, 2011 · D/A · $17,944,430 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 26, 2010 · D/A · $17,944,430 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $17.9M from 2 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AF
Pooled Investment Fund · group: Acadian

Acadian Frontier Markets Equity Fund

Boston, MA · Feb 23, 2010 → Feb 23, 2012 · 3 filings
  • Feb 23, 2012 · D/A · $219,849,099 sold of Indefinite · 34 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 23, 2011 · D/A · $178,004,723 sold of Indefinite · 29 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 23, 2010 · D/A · $167,410,155 sold of Indefinite · 27 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $600.4M from 56 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Pooled Investment Fund · group: Acadian

Acadian All Country World Ex U.S. Equity Extension Fund

Boston, MA · Feb 23, 2010 → Feb 23, 2012 · 3 filings
  • Feb 23, 2012 · D/A · $556,917,992 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 23, 2011 · D/A · $545,567,992 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 23, 2010 · D/A · $542,938,155 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $698.7M from 24 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Pooled Investment Fund · group: Acadian

ACADIAN ALL COUNTRY WORLD EX US FUND

Boston, MA · Feb 23, 2010 → Feb 23, 2012 · 3 filings
  • Feb 23, 2012 · D/A · $301,241,259 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 23, 2011 · D/A · $252,774,853 sold of Indefinite · 19 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 23, 2010 · D/A · $252,330,353 sold of Indefinite · 18 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.44B from 77 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AN
Pooled Investment Fund · group: Acadian

Acadian Non-US Focused Alpha Equity Fund

Boston, MA · Feb 22, 2010 → Feb 22, 2012 · 3 filings
  • Feb 22, 2012 · D/A · $51,242,136 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 22, 2011 · D/A · $51,242,136 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 22, 2010 · D/A · $44,978,680 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $51.2M from 7 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AE
Pooled Investment Fund · group: Acadian

ACADIAN EMERGING MARKETS EQUITY FUND

Boston, MA · Jan 26, 2010 → Jan 26, 2012 · 3 filings
  • Jan 26, 2012 · D/A · $2,210,929,186 sold of Indefinite · 86 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jan 26, 2011 · D/A · $2,172,235,737 sold of Indefinite · 85 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jan 26, 2010 · D/A · $2,132,311,238 sold of Indefinite · 85 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $4.48B from 181 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AJ
Pooled Investment Fund · group: Acadian

ACADIAN JAPANESE EQUITY FUND

Boston, MA · Jan 26, 2010 → Jan 26, 2012 · 3 filings
  • Jan 26, 2012 · D/A · $296,484,523 sold of Indefinite · 40 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jan 26, 2011 · D/A · $294,484,523 sold of Indefinite · 39 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jan 26, 2010 · D/A · $294,484,523 sold of Indefinite · 39 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $307.8M from 46 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AI
Pooled Investment Fund · group: Acadian

ACADIAN INTERNATIONAL SMALL CAP FUND

Boston, MA · Jan 26, 2010 → Jan 26, 2012 · 3 filings
  • Jan 26, 2012 · D/A · $964,026,259 sold of Indefinite · 96 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jan 26, 2011 · D/A · $894,660,213 sold of Indefinite · 87 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jan 26, 2010 · D/A · $800,877,622 sold of Indefinite · 72 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $4.06B from 240 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2016

New York, NY · Jan 17, 2012
  • Jan 17, 2012 · D · $594,230,363 sold of Indefinite · 25 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $3.29B from 44 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Old Mutual

Barrow, Hanley, Mewhinney & Strauss Diversified Small Cap Value Fund

Boston, MA · Dec 11, 2009 → Dec 9, 2011 · 3 filings
  • Dec 9, 2011 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 6, 2010 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $5M from 1 investor as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

D2
Pooled Investment Fund · group: Old Mutual

Dwight 2011 Term Fund

Boston, MA · May 9, 2011 → May 13, 2011 · 2 filings
  • May 13, 2011 · D/A · $1,362,107,220 sold of Indefinite · 30 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • May 9, 2011 · D · $1,362,107,220 sold of Indefinite · 30 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $1.36B from 30 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DT
Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 2 FUND

Boston, MA · Mar 5, 2010 → Mar 8, 2011 · 2 filings
  • Mar 8, 2011 · D/A · $12,673,307,884 sold of Indefinite · 64 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 5, 2010 · D/A · $11,120,988,749 sold of Indefinite · 62 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $12.67B from 64 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DC
Pooled Investment Fund · group: Old Mutual

DWIGHT CORE PLUS FUND

Boston, MA · Mar 5, 2010 → Mar 4, 2011 · 2 filings
  • Mar 4, 2011 · D/A · $128,820,011 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 5, 2010 · D/A · $128,510,011 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $128.8M from 2 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DC
Pooled Investment Fund · group: Old Mutual

DWIGHT CORE FUND

Boston, MA · Mar 5, 2010 → Mar 4, 2011 · 2 filings
  • Mar 4, 2011 · D/A · $968,507,641 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 5, 2010 · D/A · $968,507,642 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $968.5M from 6 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DC
Pooled Investment Fund · group: Old Mutual

DWIGHT CORE MASTER FUND, LLC

Boston, MA · Mar 3, 2010 → Mar 3, 2011 · 2 filings
  • Mar 3, 2011 · D/A · $983,232,559 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 3, 2010 · D/A · $983,232,559 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $983.2M from 2 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DC
Pooled Investment Fund · group: Old Mutual

DWIGHT CORE PLUS MASTER FUND, LLC

Boston, MA · Mar 3, 2010 → Mar 3, 2011 · 2 filings
  • Mar 3, 2011 · D/A · $128,820,011 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 3, 2010 · D/A · $128,510,011 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $128.8M from 1 investor as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DT
Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 2 MASTER FUND, LLC

Boston, MA · Mar 3, 2010 → Mar 3, 2011 · 2 filings
  • Mar 3, 2011 · D/A · $13,395,351,058 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Mar 3, 2010 · D/A · $11,764,348,274 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $13.4B from 2 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Old Mutual

BARROW, HANLEY, MEWHINNEY & STRAUSS LONG CREDIT FIXED INCOME FUND

Boston, MA · Apr 7, 2009 → Mar 22, 2010 · 2 filings
  • Mar 22, 2010 · D/A · $31,144,749 sold of Indefinite · 2 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Apr 7, 2009 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $31.1M from 2 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DE
Pooled Investment Fund · group: Old Mutual

Dwight Enhanced Cash Fund

Boston, MA · Mar 5, 2010
  • Mar 5, 2010 · D/A · $5,066,507,258 sold of Indefinite · 9 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $5.07B from 9 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DT
Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 5 FUND

Boston, MA · Mar 5, 2010
  • Mar 5, 2010 · D/A · $3,519,807,552 sold of Indefinite · 64 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $3.52B from 64 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DA
Pooled Investment Fund · group: Old Mutual

DWIGHT ABSOLUTE RETURN FUND LLC

Boston, MA · Mar 3, 2010
  • Mar 3, 2010 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $25M from 1 investor as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DT
Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 5 MASTER FUND, LLC

Boston, MA · Mar 3, 2010
  • Mar 3, 2010 · D/A · $3,602,893,205 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $3.6B from 2 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TH
Pooled Investment Fund · group: Old Mutual

Thomson Horstmann & Bryant Small Cap Trust

Boston, MA · Dec 14, 2009 → Dec 16, 2009 · 3 filings
  • Dec 16, 2009 · D/A · $166,887,534 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 16, 2009 · D/A · $166,887,534 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 14, 2009 · D · $151,924,376 sold of Indefinite · 14 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $166.9M from 15 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TH
Pooled Investment Fund · group: Old Mutual

THOMSON HORSTMANN & BRYANT MICROCAP TRUST

Boston, MA · Dec 11, 2009
  • Dec 11, 2009 · D/A · $336,009,136 sold of Indefinite · 70 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $336M from 70 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TH
Pooled Investment Fund · group: Old Mutual

THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND

Boston, MA · Dec 11, 2009
  • Dec 11, 2009 · D/A · $47,472,438 sold of Indefinite · 11 investors · min. $500,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $47.5M from 11 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Smith — CA, 14 issuers, Apr 16, 2009 → Oct 8, 2026 · no shared issuer
  • David Smith — NY, 10 issuers, Oct 7, 2010 → Apr 7, 2023 · no shared issuer
  • David Smith — TX, 8 issuers, Mar 26, 2009 → Jul 21, 2025 · no shared issuer
  • David S Smith — PA, 7 issuers, Oct 14, 2009 → Mar 26, 2020 · no shared issuer
  • David Smith — PA, 5 issuers, Jan 10, 2014 → Nov 18, 2022 · no shared issuer
  • David C Smith — GA, 3 issuers, Sep 19, 2012 → Nov 13, 2015 · no shared issuer
  • David Smith — NC, CA, 3 issuers, Jun 9, 2014 → Oct 27, 2025 · no shared issuer
  • David Smith — CO, 3 issuers, Sep 7, 2017 → Sep 8, 2026 · no shared issuer
  • David Smith — AZ, 3 issuers, Apr 12, 2013 → Sep 30, 2025 · no shared issuer
  • David Smith — Ontario, Canada (as filed: A6), 2 issuers, Dec 7, 2009 → Dec 9, 2021 · no shared issuer
  • David A. Smith — MO, 2 issuers, Jun 25, 2010 → Nov 7, 2013 · no shared issuer
  • David Smith — British Columbia, Canada (as filed: A1), 2 issuers, Dec 2, 2020 → Dec 20, 2021 · no shared issuer
  • David Smith — NV, 2 issuers, Dec 7, 2012 → Jul 11, 2018 · no shared issuer
  • David Smith — IN, 2 issuers, Dec 1, 2014 → Jun 14, 2018 · no shared issuer
  • David Smith — IL, 2 issuers, Nov 6, 2017 → Jan 9, 2020 · no shared issuer
  • David Smith — MN, 2 issuers, Jun 19, 2019 → Jun 23, 2026 · no shared issuer
  • David C. Smith — PA, 2 issuers, Mar 11, 2009 → Feb 19, 2015 · no shared issuer
  • David Smith — GA, 2 issuers, Jul 30, 2009 → May 18, 2015 · no shared issuer
  • David S Smith — RI, 2 issuers, Jan 14, 2010 → Jan 25, 2010 · no shared issuer
  • David E. Smith — CA, 2 issuers, May 12, 2010 → May 23, 2011 · no shared issuer

People around David 24

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

OM
Management entity

Old Mutual Asset Management Trust Company

Promoter · 143 shared filings (51 issuers)

Old Mutual Asset Management Trust Company is on 51 issuers in total — a repeat sponsor. Their page lists every one.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Virginia M. Turner

Executive Officer · 147 shared filings (51 issuers) · also on 10 other issuers

Virginia M. Turner is on 61 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joan R. Gulinello

Executive Officer · 147 shared filings (51 issuers)

Joan R. Gulinello is on 51 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Peter L. Rollins

Director · 147 shared filings (51 issuers)

Peter L. Rollins is on 51 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Dillon

Executive Officer · 147 shared filings (51 issuers)

Brian Dillon is on 51 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Karen F. Kupferberg

Director · 146 shared filings (51 issuers)

Karen F. Kupferberg is on 51 issuers in total — a repeat sponsor. Their page lists every one.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Manning

Executive Officer · 145 shared filings (50 issuers) · also on 3 other issuers

Vincent Manning is on 53 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen T. Scott

Director · 140 shared filings (51 issuers)

Stephen T. Scott is on 51 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mary J. Kirby

Director · 108 shared filings (50 issuers)

Mary J. Kirby is on 50 issuers in total — a repeat sponsor. Their page lists every one.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Linda T. Gibson

Director, Executive Officer · 107 shared filings (45 issuers) · also on 9 other issuers

Linda T. Gibson is on 54 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert D. McDorman, Jr.

Director · 81 shared filings (43 issuers)

Robert D. McDorman, Jr. is on 43 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Ruth E. Paul

Executive Officer · 67 shared filings (43 issuers)

Ruth E. Paul is on 43 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eric L. Marhoun

Director · 65 shared filings (39 issuers)

Eric L. Marhoun is on 39 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kathy Nicholl

Executive Officer · 46 shared filings (40 issuers)

Kathy Nicholl is on 40 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas M. Turpin

Director, Executive Officer · 42 shared filings (39 issuers) · also on 6 other issuers

Thomas M. Turpin is on 45 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Patterson

Director · 39 shared filings (31 issuers)

Robert Patterson is on 31 issuers in total — a repeat sponsor. Their page lists every one.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Neal Garvey

Executive Officer · 10 shared filings (6 issuers)

Neal Garvey is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John S. Cotner

Director · 5 shared filings (5 issuers)

John S. Cotner is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KQ
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin G. Quinn

Director · 5 shared filings (5 issuers)

Kevin G. Quinn is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Turpin

Director, Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as David H. Smith. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Eric L. Kupferberg

Director · 1 shared filing (1 issuer)

Listed on the same filings as David H. Smith. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Marhoun

Director · 1 shared filing (1 issuer)

Listed on the same filings as David H. Smith. Their page shows their other deals.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Mannning

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David H. Smith. Their page shows their other deals.

The team behind the deals

OM
Sponsor group

Old Mutual

32 issuers · 76 filings · $52.35B reported sold · 2009–2012

One team, 32 deal companies. David H. Smith is listed on 26 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David H. Smith.

A
Sponsor group

Acadian

75 issuers · 691 filings · $35.97B reported sold · 2009–2026

One team, 75 deal companies. David H. Smith is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David H. Smith.

GS
Sponsor group

Goldman Sachs

463 issuers · 1213 filings · $168.32B reported sold · 2009–2026

One team, 463 deal companies. David H. Smith is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David H. Smith.

BH
Sponsor group

Barrow Hanley Mewhinney

6 issuers · 79 filings · $2.15B reported sold · 2009–2020

One team, 6 deal companies. David H. Smith is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David H. Smith.

RC
Sponsor group

Ryder Court

12 issuers · 135 filings · $3.56B reported sold · 2008–2026

One team, 12 deal companies. David H. Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David H. Smith.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 12 of the 51 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Acadian Frontier Markets Equity Fund, Acadian Global Equity Fund, ACADIAN EMERGING MARKETS EQUITY FUND, Acadian All Country World Ex U.S. Equity Extension Fund, ACADIAN INTERNATIONAL SMALL CAP FUND, ACADIAN ALL COUNTRY WORLD EX US FUND, Acadian Non-US Focused Alpha Equity Fund, Acadian International Extension Plus Equity Fund, ACADIAN INTERNATIONAL ALL CAP FUND, ACADIAN JAPANESE EQUITY FUND, Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund, THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David H. Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 51 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David H. Smith is listed on: none on file. No website or social profile named in DWIGHT TARGET 2 MASTER FUND, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #353,903 of 374,652 in line (1,164 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

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Securities regulators

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Business registries

Massachusetts Secretary of State business search ↗Texas Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

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