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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:28 AM ET

Sponsor Check › Person

David Smith

Related person on Form D filings · address state as listed: AZ · listed Apr 12, 2013 → Sep 30, 2025

3issuers
9Form D filings
2013–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:11 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:11 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:11 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 7 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 30, 2025 D
File 021-559348
$0$0$0None listed on this filing
EDGAR ↗Jun 13, 2025 D
File 021-548907
$0$0$0None listed on this filing
EDGAR ↗Jun 28, 2024 D
File 021-517400
$0$0$0None listed on this filing
EDGAR ↗Nov 17, 2023 D
File 021-497627
$0$0$0None listed on this filing
EDGAR ↗Sep 9, 2015 D/A
File 021-239533
$0$0$0None listed on this filing
EDGAR ↗Aug 7, 2014 D/A
File 021-218975
$0$0$0None listed on this filing
EDGAR ↗Apr 12, 2013 D
File 021-194968
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗RunBuggy OMI, Inc.DirectorSep 30, 2025D$40,031,619
similar: $500,000–$5,000,000
$40,031,6193
similar: 2–15
No minimum reported
similar: $6,225–$50,000
EDGAR ↗RunBuggy OMI, Inc.DirectorJun 13, 2025D$3,000,000
similar: $500,000–$5,000,000
$3,000,0001
similar: 2–15
No minimum reported
similar: $6,225–$50,000
EDGAR ↗SALUCRO HEALTHCARE SOLUTIONS, LLC
group: Juniper
Director
Manager of Issuer
Jun 28, 2024D$1,500,002
similar: $1,100,015–$10,001,163
$1,500,0021
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗RunBuggy OMI, Inc.DirectorNov 17, 2023D$12,000,000
similar: $500,000–$5,000,000
$12,000,00019
similar: 2–15
No minimum reported
similar: $6,225–$50,000
EDGAR ↗HealthTell Inc.Executive OfficerSep 9, 2015D/A$5,300,000
similar: $829,831–$9,999,998
$5,196,41018
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗HealthTell Inc.Executive OfficerMay 11, 2015D$5,000,000
similar: $829,831–$9,999,998
$3,165,04019
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗HealthTell Inc.Executive OfficerAug 7, 2014D/A$14,362,266
similar: $829,831–$9,999,998
$12,605,11943
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗HealthTell Inc.Executive OfficerJun 11, 2014D$12,362,566
similar: $829,831–$9,999,998
$9,486,92924
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗HealthTell Inc.Executive OfficerApr 12, 2013D$5,000,000$3,950,00012No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); Other Technology / 506(b) (17,390 filings); Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • David H. Smith — address state MA, 51 issuers, Apr 7, 2009 → Dec 21, 2012 · no shared issuer found
  • David Smith — address state CA, 14 issuers, Apr 16, 2009 → Oct 8, 2026 · listed on 1 of the same issuer as this record (same name, kept as separate records)
  • David Smith — address state NY, 10 issuers, Oct 7, 2010 → Apr 7, 2023 · no shared issuer found
  • David Smith — address state TX, 8 issuers, Mar 26, 2009 → Jul 21, 2025 · no shared issuer found
  • David S Smith — address state PA, 7 issuers, Oct 14, 2009 → Mar 26, 2020 · no shared issuer found
  • David Smith — address state PA, 5 issuers, Jan 10, 2014 → Nov 18, 2022 · no shared issuer found
  • David C Smith — address state GA, 3 issuers, Sep 19, 2012 → Nov 13, 2015 · no shared issuer found
  • David Smith — address state NC, CA, 3 issuers, Jun 9, 2014 → Oct 27, 2025 · no shared issuer found
  • David Smith — address state CO, 3 issuers, Sep 7, 2017 → Sep 8, 2026 · no shared issuer found
  • David Smith — address state Ontario, Canada (as filed: A6), 2 issuers, Dec 7, 2009 → Dec 9, 2021 · no shared issuer found
  • David A. Smith — address state MO, 2 issuers, Jun 25, 2010 → Nov 7, 2013 · no shared issuer found
  • David Smith — address state British Columbia, Canada (as filed: A1), 2 issuers, Dec 2, 2020 → Dec 20, 2021 · no shared issuer found
  • David Smith — address state NV, 2 issuers, Dec 7, 2012 → Jul 11, 2018 · no shared issuer found
  • David Smith — address state IN, 2 issuers, Dec 1, 2014 → Jun 14, 2018 · no shared issuer found
  • David Smith — address state IL, 2 issuers, Nov 6, 2017 → Jan 9, 2020 · no shared issuer found
  • David Smith — address state MN, 2 issuers, Jun 19, 2019 → Jun 23, 2026 · no shared issuer found
  • David C. Smith — address state PA, 2 issuers, Mar 11, 2009 → Feb 19, 2015 · no shared issuer found
  • David Smith — address state GA, 2 issuers, Jul 30, 2009 → May 18, 2015 · no shared issuer found
  • David S Smith — address state RI, 2 issuers, Jan 14, 2010 → Jan 25, 2010 · no shared issuer found
  • David E. Smith — address state CA, 2 issuers, May 12, 2010 → May 23, 2011 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 16 names on the same filings (0 management entities, 16 people)

People and management entities the issuers listed as related persons on the same Form D filings as David Smith. Source: the EDGAR rows in the table above.

  • Bill W. Colston — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • Paul Conley — 3 shared filings (1 issuer) · role as listed: Director · also listed on 17 other issuers
  • Kevin Malik — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Craig Asher — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Richard J. Romero — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Steven Fleurant — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • James Lentz — 3 shared filings (1 issuer) · role as listed: Director
  • Stephen Albert Johnston — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Caren Masen — 2 shared filings (1 issuer) · role as listed: Director
  • Carolyn Compton — 2 shared filings (1 issuer) · role as listed: Director
  • Neal Woodbury — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Lawrence D. Bain — 1 shared filing (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Marc Rubenstein — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Clayton Bain — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Chris Smith — 1 shared filing (1 issuer) · role as listed: Director
  • Benjamin Cukier — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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