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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:30 AM ET

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Eric L. Marhoun

Named as an officer, director or promoter on SEC Form D filings · MA · Apr 7, 2009 → Feb 24, 2011

39deals (issuers)
$66.22Breported sold
1,329investors
65Form D filings
2009–2011years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eric L. Marhoun is listed as a director on 65 SEC Form D filings by 39 issuers between Apr 2009 and Feb 2011. Largest by amount reported sold: DWIGHT TARGET 2 MASTER FUND, LLC (Boston, MA — pooled investment fund — 2010; $13.4B reported sold to 2 investors), DWIGHT TARGET 2 FUND (Boston, MA — pooled investment fund — 2010; $12.67B reported sold to 64 investors), Dwight Enhanced Cash Fund (Boston, MA — pooled investment fund — 2010; $5.07B reported sold to 9 investors), ACADIAN EMERGING MARKETS EQUITY FUND (Boston, MA — pooled investment fund — 2010–2011; $4.48B reported sold to 181 investors), ACADIAN INTERNATIONAL SMALL CAP FUND (Boston, MA — pooled investment fund — 2010–2011; $4.06B reported sold to 240 investors) and 34 more (all listed below).

What this means That is a lot of deals — 39 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $66.22B sold in total.

Listed alongside Brian Dillon (65 shared filings), David H. Smith (65 shared filings), Joan R. Gulinello (65 shared filings), Karen F. Kupferberg (65 shared filings), Mary J. Kirby (65 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

The issuers belong to 4 sponsor groups: Old Mutual (32 issuers, $52.35B reported sold, 2009–2012), Acadian (75 issuers, $35.97B reported sold, 2009–2026), Barrow Hanley Mewhinney (6 issuers, $2.15B reported sold, 2009–2020) and Barrow Hanley (7 issuers, $787.9M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 65 public filings for Eric L. Marhoun and found 7 differences, 3 worth asking the sponsor about: Amount sold went down between filings; 31 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eric L. Marhoun has not run yet — it is joining a line of 34,347 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eric L. Marhoun..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Eric L. Marhoun — 3 worth asking about (compared the newest 50 of 65 filings on Oct 24, 2026; older filings not covered)

Note · Aug 2, 2001 – Mar 11, 2002

Bankruptcy case: First USA Bank, a Bank One Company v. Kupferberg — filed Aug 2, 2001

United States Bankruptcy Court, E.D. New York docket "First USA Bank, a Bank One Company v. Kupferberg" filed Aug 2, 2001, closed Mar 11, 2002. Karen F. Kupferberg (listed on the same filings) is listed as Defendant ("Kupferberg"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Mar 5, 2010 – Mar 4, 2011

Amount sold went down between filings — DWIGHT CORE FUND

The Mar 5, 2010 filing says $968,507,642 sold; the Mar 4, 2011 Form D/A says $968,507,641 sold — $1 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Feb 25, 2010 – Feb 24, 2011

Amount sold went down between filings — Copper Rock Small Cap Growth Fund

The Feb 25, 2010 filing says $102,591,249 sold; the Feb 24, 2011 Form D/A says $102,591,248 sold — $1 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Note · Nov 28, 1997 – Mar 22, 2010

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — BARROW, HANLEY, MEWHINNEY & STRAUSS LONG CREDIT FIXED INCOME FUND (latest filing Mar 22, 2010) · No amendment in the last 12 months on an offering that may still be open — Dwight Enhanced Cash Fund (latest filing Mar 5, 2010) · No amendment in the last 12 months on an offering that may still be open — DWIGHT TARGET 5 FUND (latest filing Mar 5, 2010) · No amendment in the last 12 months on an offering that may still be open — DWIGHT ABSOLUTE RETURN FUND LLC (latest filing Mar 3, 2010) · No amendment in the last 12 months on an offering that may still be open — DWIGHT TARGET 5 MASTER FUND, LLC (latest filing Mar 3, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Mar 3, 2010 – Feb 24, 2012

31 people are no longer listed on a later amendment

Eric L. Marhoun is no longer listed on the Feb 24, 2012 amendment — ACADIAN EUROPEAN EQUITY LONG-SHORT FUND · Eric L. Marhoun is no longer listed on the Feb 24, 2012 amendment — Copper Rock Small Cap Growth Collective Trust · Eric L. Marhoun is no longer listed on the Feb 24, 2012 amendment — Copper Rock Small Cap Growth Fund · Eric L. Marhoun is no longer listed on the Feb 24, 2012 amendment — Acadian International Extension Plus Equity Fund · Eric L. Marhoun is no longer listed on the Feb 24, 2012 amendment — Acadian Global Equity Fund · and 26 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Feb 25, 2010 – Feb 24, 2011

Offering amount changed between filings — Acadian Global Equity Fund

The Feb 25, 2010 filing says an indefinite amount offered; the Feb 24, 2011 Form D/A says $0.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Dec 14, 2017

Same name, different state: "Eric L. Marhoun" (D0) is a separate record

This page covers filings where the address state is MA. A separate record, "Eric L. Marhoun" with address state D0, is listed on 1 filing — most recently by FGL Holdings (Dec 14, 2017). The two records do not overlap in time: this page runs Apr 7, 2009 to Feb 24, 2011; the other has one filing dated Dec 14, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 65 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 39 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 24, 2011 D/A
ACADIAN INTERNATIONAL ALL CAP FUND
File 021-106993
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
Copper Rock Small Cap Growth Collective Trust
File 021-104992
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
Copper Rock Small Cap Growth Fund
File 021-104956
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
Analytic Core Equity Plus Fund
File 021-105574
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
Acadian Global Equity Fund
File 021-105676
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
Acadian International Extension Plus Equity Fund
File 021-106965
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2011 D/A
ACADIAN EUROPEAN EQUITY LONG-SHORT FUND
File 021-128600
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2011 D/A
ACADIAN ALL COUNTRY WORLD EX US FUND
File 021-106991
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2011 D/A
Acadian All Country World Ex U.S. Equity Extension Fund
File 021-106967
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2011 D/A
Acadian Frontier Markets Equity Fund
File 021-105673
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2011 D/A
Acadian Non-US Focused Alpha Equity Fund
File 021-121220
$0$0$0None listed on this filingEDGAR ↗
Jan 27, 2011 D/A
Copper Rock International Small Cap Fund
File 021-149045
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2011 D/A
ACADIAN JAPANESE EQUITY FUND
File 021-106994
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2011 D/A
ACADIAN EMERGING MARKETS EQUITY FUND
File 021-59588
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2011 D/A
ACADIAN INTERNATIONAL SMALL CAP FUND
File 021-56765
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2010 D/A
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund
File 021-105672
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2010 D/A
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund
File 021-105677
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2010 D/A
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund
File 021-105361
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2010 D/A
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND
File 021-105419
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2010 D/A
Barrow, Hanley, Mewhinney & Strauss Diversified Small Cap Value Fund
File 021-105578
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2010 D/A
Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund
File 021-105484
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2010 D/A
BARROW, HANLEY, MEWHINNEY & STRAUSS LONG CREDIT FIXED INCOME FUND
File 021-121211
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2010 D/A
TS&W Mid Cap Value Trust
File 021-130297
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D/A
DWIGHT TARGET 5 FUND
File 021-105268
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D/A
DWIGHT TARGET 2 FUND
File 021-105403
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D/A
DWIGHT CORE FUND
File 021-105366
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D/A
DWIGHT INTERMEDIATE CORE PLUS FUND
File 021-105267
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D/A
Dwight Enhanced Cash Fund
File 021-105572
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2010 D/A
DWIGHT CORE PLUS FUND
File 021-128530
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
DWIGHT TARGET 2 MASTER FUND, LLC
File 021-63143
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
DWIGHT TARGET 5 MASTER FUND, LLC
File 021-63142
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
DWIGHT CORE MASTER FUND, LLC
File 021-128289
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
DWIGHT CORE PLUS MASTER FUND, LLC
File 021-128287
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
DWIGHT ABSOLUTE RETURN FUND LLC
File 021-105573
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC
File 021-128288
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
DWIGHT INTERMEDIATE CORE MASTER FUND, LLC
File 021-128290
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2009 D/A
Thomson Horstmann & Bryant Small Cap Trust
File 021-136885
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2009 D/A
THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND
File 021-121216
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2009 D/A
THOMSON HORSTMANN & BRYANT MICROCAP TRUST
File 021-40280
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 39

Every issuer that named Eric L. Marhoun on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Old Mutual

ACADIAN EUROPEAN EQUITY LONG-SHORT FUND

Boston, MA · Feb 26, 2010 → Feb 24, 2011 · 2 filings
  • Feb 24, 2011 · D/A · $17,944,430 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 26, 2010 · D/A · $17,944,430 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $17.9M from 2 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Copper Rock Small Cap Growth Collective Trust

Boston, MA · Feb 25, 2010 → Feb 24, 2011 · 2 filings
  • Feb 24, 2011 · D/A · $170,624,559 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $161,739,661 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $179.6M from 2 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Copper Rock Small Cap Growth Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2011 · 2 filings
  • Feb 24, 2011 · D/A · $102,591,248 sold of Indefinite · 24 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $102,591,249 sold of Indefinite · 24 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $102.6M from 24 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian International Extension Plus Equity Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2011 · 2 filings
  • Feb 24, 2011 · D/A · $599,258,399 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $597,639,171 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $600.3M from 21 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian Global Equity Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2011 · 2 filings
  • Feb 24, 2011 · D/A · $223,296,469 sold of $0 · 8 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $207,646,469 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $412.3M from 26 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Analytic Core Equity Plus Fund

Boston, MA · Feb 25, 2010 → Feb 24, 2011 · 2 filings
  • Feb 24, 2011 · D/A · $861,770,042 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 25, 2010 · D/A · $851,770,043 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $868.4M from 20 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN INTERNATIONAL ALL CAP FUND

Boston, MA · Feb 24, 2010 → Feb 24, 2011 · 2 filings
  • Feb 24, 2011 · D/A · $1,654,910,913 sold of Indefinite · 87 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 24, 2010 · D/A · $1,650,282,709 sold of Indefinite · 87 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.02B from 97 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN ALL COUNTRY WORLD EX US FUND

Boston, MA · Feb 23, 2010 → Feb 23, 2011 · 2 filings
  • Feb 23, 2011 · D/A · $252,774,853 sold of Indefinite · 19 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 23, 2010 · D/A · $252,330,353 sold of Indefinite · 18 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $2.44B from 77 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian All Country World Ex U.S. Equity Extension Fund

Boston, MA · Feb 23, 2010 → Feb 23, 2011 · 2 filings
  • Feb 23, 2011 · D/A · $545,567,992 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 23, 2010 · D/A · $542,938,155 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $698.7M from 24 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian Frontier Markets Equity Fund

Boston, MA · Feb 23, 2010 → Feb 23, 2011 · 2 filings
  • Feb 23, 2011 · D/A · $178,004,723 sold of Indefinite · 29 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 23, 2010 · D/A · $167,410,155 sold of Indefinite · 27 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $600.4M from 56 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

Acadian Non-US Focused Alpha Equity Fund

Boston, MA · Feb 22, 2010 → Feb 22, 2011 · 2 filings
  • Feb 22, 2011 · D/A · $51,242,136 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Feb 22, 2010 · D/A · $44,978,680 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $51.2M from 7 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley Mewhinney

Copper Rock International Small Cap Fund

Boston, MA · Oct 14, 2010 → Jan 27, 2011 · 2 filings
  • Jan 27, 2011 · D/A · $39,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Oct 14, 2010 · D · $20,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $1.18B from 71 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN INTERNATIONAL SMALL CAP FUND

Boston, MA · Jan 26, 2010 → Jan 26, 2011 · 2 filings
  • Jan 26, 2011 · D/A · $894,660,213 sold of Indefinite · 87 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jan 26, 2010 · D/A · $800,877,622 sold of Indefinite · 72 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $4.06B from 240 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN JAPANESE EQUITY FUND

Boston, MA · Jan 26, 2010 → Jan 26, 2011 · 2 filings
  • Jan 26, 2011 · D/A · $294,484,523 sold of Indefinite · 39 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jan 26, 2010 · D/A · $294,484,523 sold of Indefinite · 39 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $307.8M from 46 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Acadian

ACADIAN EMERGING MARKETS EQUITY FUND

Boston, MA · Jan 26, 2010 → Jan 26, 2011 · 2 filings
  • Jan 26, 2011 · D/A · $2,172,235,737 sold of Indefinite · 85 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Jan 26, 2010 · D/A · $2,132,311,238 sold of Indefinite · 85 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $4.48B from 181 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley

Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund

Dallas, TX · Sep 4, 2009 → Dec 6, 2010 · 3 filings
  • Dec 6, 2010 · D/A · $113,279,831 sold of Indefinite · 21 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 22, 2009 · D/A · $94,514,831 sold of Indefinite · 11 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Sep 4, 2009 · D/A · $78,361,483 sold of Indefinite · 10 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $305.1M from 30 investors as of the latest filing. Eric is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley Mewhinney

BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND

Boston, MA · Dec 11, 2009 → Dec 6, 2010 · 2 filings
  • Dec 6, 2010 · D/A · $146,605,983 sold of Indefinite · 22 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $110,562,112 sold of Indefinite · 17 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $342.6M from 38 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund

Boston, MA · Dec 11, 2009 → Dec 6, 2010 · 2 filings
  • Dec 6, 2010 · D/A · $9,250,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $9,150,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $9.25M from 5 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund

Boston, MA · Dec 11, 2009 → Dec 6, 2010 · 2 filings
  • Dec 6, 2010 · D/A · $21,501,605 sold of Indefinite · 4 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $21,501,605 sold of Indefinite · 4 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $346.5M from 6 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Barrow, Hanley, Mewhinney & Strauss Diversified Small Cap Value Fund

Boston, MA · Dec 11, 2009 → Dec 6, 2010 · 2 filings
  • Dec 6, 2010 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 11, 2009 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $5M from 1 investor as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Barrow Hanley Mewhinney

Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund

Boston, MA · Sep 4, 2009 → Aug 18, 2010 · 2 filings
  • Aug 18, 2010 · D/A · $592,316,166 sold of Indefinite · 67 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Sep 4, 2009 · D/A · $578,116,713 sold of Indefinite · 63 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $630.1M from 73 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

BARROW, HANLEY, MEWHINNEY & STRAUSS LONG CREDIT FIXED INCOME FUND

Boston, MA · Apr 7, 2009 → Mar 22, 2010 · 2 filings
  • Mar 22, 2010 · D/A · $31,144,749 sold of Indefinite · 2 investors · min. $3,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Apr 7, 2009 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $31.1M from 2 investors as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

TS&W Mid Cap Value Trust

Boston, MA · Apr 16, 2009 → Mar 22, 2010 · 2 filings
  • Mar 22, 2010 · D/A · $8,639,654 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Director of OMAMTC) EDGAR ↗
  • Apr 16, 2009 · D · $4,649,504 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $40.7M from 1 investor as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT CORE PLUS FUND

Boston, MA · Mar 5, 2010
  • Mar 5, 2010 · D/A · $128,510,011 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $128.8M from 2 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Dwight Enhanced Cash Fund

Boston, MA · Mar 5, 2010
  • Mar 5, 2010 · D/A · $5,066,507,258 sold of Indefinite · 9 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $5.07B from 9 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE PLUS FUND

Boston, MA · Mar 5, 2010
  • Mar 5, 2010 · D/A · $1,079,299,575 sold of Indefinite · 26 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $1.1B from 26 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT CORE FUND

Boston, MA · Mar 5, 2010
  • Mar 5, 2010 · D/A · $968,507,642 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $968.5M from 6 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 2 FUND

Boston, MA · Mar 5, 2010
  • Mar 5, 2010 · D/A · $11,120,988,749 sold of Indefinite · 62 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $12.67B from 64 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 5 FUND

Boston, MA · Mar 5, 2010
  • Mar 5, 2010 · D/A · $3,519,807,552 sold of Indefinite · 64 investors · min. $5,000,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $3.52B from 64 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE MASTER FUND, LLC

Boston, MA · Mar 3, 2010
  • Mar 3, 2010 · D/A · $2,784,410,996 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $3.2B from 2 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC

Boston, MA · Mar 3, 2010
  • Mar 3, 2010 · D/A · $1,110,928,089 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $1.13B from 2 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT ABSOLUTE RETURN FUND LLC

Boston, MA · Mar 3, 2010
  • Mar 3, 2010 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $25M from 1 investor as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT CORE PLUS MASTER FUND, LLC

Boston, MA · Mar 3, 2010
  • Mar 3, 2010 · D/A · $128,510,011 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $128.8M from 1 investor as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT CORE MASTER FUND, LLC

Boston, MA · Mar 3, 2010
  • Mar 3, 2010 · D/A · $983,232,559 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $983.2M from 2 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 5 MASTER FUND, LLC

Boston, MA · Mar 3, 2010
  • Mar 3, 2010 · D/A · $3,602,893,205 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $3.6B from 2 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

DWIGHT TARGET 2 MASTER FUND, LLC

Boston, MA · Mar 3, 2010
  • Mar 3, 2010 · D/A · $11,764,348,274 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $13.4B from 2 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

Thomson Horstmann & Bryant Small Cap Trust

Boston, MA · Dec 14, 2009 → Dec 16, 2009 · 3 filings
  • Dec 16, 2009 · D/A · $166,887,534 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 16, 2009 · D/A · $166,887,534 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗
  • Dec 14, 2009 · D · $151,924,376 sold of Indefinite · 14 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $166.9M from 15 investors as of the latest filing. Eric is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

THOMSON HORSTMANN & BRYANT MICROCAP TRUST

Boston, MA · Dec 11, 2009
  • Dec 11, 2009 · D/A · $336,009,136 sold of Indefinite · 70 investors · min. No minimum reported · role: Director (Director of OMAMTC) EDGAR ↗

Raised $336M from 70 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Old Mutual

THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND

Boston, MA · Dec 11, 2009
  • Dec 11, 2009 · D/A · $47,472,438 sold of Indefinite · 11 investors · min. $500,000 · role: Director (Director of OMAMTC) EDGAR ↗

Raised $47.5M from 11 investors as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Eric L. Marhoun — Bermuda (as filed: D0), 1 issuer, Dec 14, 2017 → Dec 14, 2017 · no shared issuer

People around Eric 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Old Mutual Asset Management Trust Company

Promoter · 61 shared filings (39 issuers) · also on 12 other issuers

Old Mutual Asset Management Trust Company is on 51 issuers in total — a repeat sponsor. Their page lists every one.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Virginia M. Turner

Executive Officer · 65 shared filings (39 issuers) · also on 22 other issuers

Virginia M. Turner is on 61 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joan R. Gulinello

Executive Officer · 65 shared filings (39 issuers) · also on 12 other issuers

Joan R. Gulinello is on 51 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mary J. Kirby

Director · 65 shared filings (39 issuers) · also on 11 other issuers

Mary J. Kirby is on 50 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Karen F. Kupferberg

Director · 65 shared filings (39 issuers) · also on 12 other issuers

Karen F. Kupferberg is on 51 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Peter L. Rollins

Director · 65 shared filings (39 issuers) · also on 12 other issuers

Peter L. Rollins is on 51 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Dillon

Executive Officer · 65 shared filings (39 issuers) · also on 12 other issuers

Brian Dillon is on 51 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David H. Smith

Director · 65 shared filings (39 issuers) · also on 12 other issuers

David H. Smith is on 51 issuers in total — a repeat sponsor. Their page lists every one.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Manning

Executive Officer · 63 shared filings (38 issuers) · also on 15 other issuers

Vincent Manning is on 53 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen T. Scott

Director · 60 shared filings (39 issuers) · also on 12 other issuers

Stephen T. Scott is on 51 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kathy Nicholl

Executive Officer · 45 shared filings (39 issuers) · also on 1 other issuer

Kathy Nicholl is on 40 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas M. Turpin

Director, Executive Officer · 41 shared filings (38 issuers) · also on 7 other issuers

Thomas M. Turpin is on 45 issuers in total — a repeat sponsor. Their page lists every one.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Linda T. Gibson

Director, Executive Officer · 26 shared filings (24 issuers) · also on 30 other issuers

Linda T. Gibson is on 54 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John S. Cotner

Director · 5 shared filings (5 issuers)

John S. Cotner is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KQ
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin G. Quinn

Director · 5 shared filings (5 issuers)

Kevin G. Quinn is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Turpin

Director, Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Eric L. Marhoun. Their page shows their other deals.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Mannning

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric L. Marhoun. Their page shows their other deals.

The team behind the deals

Sponsor group

Old Mutual

32 issuers · 76 filings · $52.35B reported sold · 2009–2012

One team, 32 deal companies. Eric L. Marhoun is listed on 23 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric L. Marhoun.

Sponsor group

Acadian

75 issuers · 691 filings · $35.97B reported sold · 2009–2026

One team, 75 deal companies. Eric L. Marhoun is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric L. Marhoun.

Sponsor group

Barrow Hanley Mewhinney

6 issuers · 79 filings · $2.15B reported sold · 2009–2020

One team, 6 deal companies. Eric L. Marhoun is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric L. Marhoun.

Sponsor group

Barrow Hanley

7 issuers · 39 filings · $787.9M reported sold · 2009–2026

One team, 7 deal companies. Eric L. Marhoun is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric L. Marhoun.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 12 of the 39 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Acadian Frontier Markets Equity Fund, Acadian Global Equity Fund, ACADIAN EMERGING MARKETS EQUITY FUND, Acadian All Country World Ex U.S. Equity Extension Fund, ACADIAN INTERNATIONAL SMALL CAP FUND, ACADIAN ALL COUNTRY WORLD EX US FUND, Acadian Non-US Focused Alpha Equity Fund, Acadian International Extension Plus Equity Fund, ACADIAN INTERNATIONAL ALL CAP FUND, ACADIAN JAPANESE EQUITY FUND, Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund, THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Eric L. Marhoun by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 39 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Eric L. Marhoun is listed on: none on file. No website or social profile named in DWIGHT TARGET 2 MASTER FUND, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #353,700 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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