PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:23 AM ET

Sponsor Check › Sponsor group

BO

Blue Owl

One sponsor team, 414 deal companies · New York, NY

Grouped because: 56 shared people, 4 shared management entities, same business address (334 issuers), similar issuer names (258) · 3 issuers also list a director who sits on many unrelated issuers (not used to group) · linked address clusters (each with its own management entity or name): Dyal (73) · Blue Owl (70) · Nb Alternative (38) · Nb Alternatives (32) · Atalaya (21) (automatic match from the filings) · not the same sponsor?

414deal companies
$170.47Breported sold
43,892investors
769Form D filings
2009–2026active
41new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 22, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: Oct 24, 2026, 12:08 AM ET

The short version

Blue Owl is a sponsor group of 414 issuers that PartnerFacts links to one sponsor (shared people, same person name on both filings, same business address, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity; automatic match from the filings), filing 769 Form D filings between Mar 2009 and Oct 2026.

What this means One team, 414 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $170.47B to 43,892 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (391), REITS and Finance (13), Investing (8), Insurance (2). Issuers are based in NY (363), TX (16), CT (14), IL (6) and 4 more.

What this means $170.47B raised across the group, about $3.88M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Anthony Tutrone (153 issuers, executive officer and director), Michael Rees (139 issuers, executive officer and director), Sean Ward (118 issuers, executive officer and director), Jamie Lurie (96 issuers, executive officer), Christian Neira (76 issuers, executive officer and director) and 324 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 41 new offerings in the last 12 months; latest filing Oct 22, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: POST ROAD GROUP LLC; BLUE OWL GPSC ADVISORS LLC and 4 more.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 262 court cases matching the name, 52 bankruptcy cases matching the name listed in Key records below.

What this means 314 records came back, including 29 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 769 public filings for Blue Owl and found 20 differences, 7 worth asking the sponsor about: 8 court cases name Blue Owl; Blue Owl includes 20 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Blue Owl has not run yet — it is #33,991 of 53,096 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

262 cases: 29 open, 88 closed (disposition not in docket feed), 54 judgment, 91 dismissed

Grollman v. Ryan Specialty Holdings, Inc. open
District Court, C.D. California · No. 8:26-cv-02661 · Filed Sep 16, 2026
Role of Grollman v. Ryan Specialty Holdings, Inc.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state); sister entity "ryan specialty holdings" is a party
Stephen Armstrongv. Ryan Specialty Holdings, Inc. open
District Court, C.D. California · No. 2:26-cv-09942 · Filed Sep 3, 2026
Role of Stephen Armstrongv. Ryan Specialty Holdings, Inc.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Allen v. Blue Owl Technology Credit Advisors LLC open matched at sponsor-group level (Blue Owl)
District Court, S.D. New York · No. 1:26-cv-07153 · Filed Aug 24, 2026 · Nature of suit: 160 Stockholders Suits · Cause: 28:1331sv Fed. Question: Securities Violation
Role of Blue Owl Technology Credit Advisors LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (NY)
Ataii v. Blue Owl Technology Credit Advisors LLC open matched at sponsor-group level (Blue Owl)
District Court, S.D. New York · No. 1:26-cv-06938 · Filed Aug 13, 2026
Role of Blue Owl Technology Credit Advisors LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (NY)
Allen v. Blue Owl Technology Credit Advisors LLC closed matched at sponsor-group level (Blue Owl)
District Court, D. Maryland · No. 1:26-cv-02883 · Filed Jul 23, 2026 · Closed Aug 18, 2026 · Nature of suit: 160 Stockholders Suits · Cause: 28:1331 Fed. Question: Securities Violation
Role of Blue Owl Technology Credit Advisors LLC: Defendant · Outcome: Terminated 2026-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in MD (not the issuer's state)
In re: Blue Owl Technology Credit Advisors Investment Company Act Litigation open matched at sponsor-group level (Blue Owl)
District Court, S.D. New York · No. 1:26-cv-05183 · Filed Jun 18, 2026 · Nature of suit: 850 Securities/Commodities · Cause: 09:0011 Motion to modify or correct arbitration award
Role of Blue Owl Technology Credit Advisors Investment Company Act Litigation: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (NY)
Ataii v. Blue Owl Technology Credit Advisors LLC open matched at sponsor-group level (Blue Owl)
District Court, D. Maryland · No. 1:26-cv-02260 · Filed Jun 5, 2026
Role of Blue Owl Technology Credit Advisors LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in MD (not the issuer's state)
Delman v. Blue Owl Credit Advisors LLC open matched at sponsor-group level (Blue Owl)
District Court, S.D. New York · No. 7:26-cv-03468 · Filed Apr 27, 2026 · Nature of suit: 850 Securities/Commodities · Cause: 15:80a-3 Investment Company Act of 1940
Role of Blue Owl Credit Advisors LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (NY)
Hosler v. Ryan Specialty, LLC open
District Court, N.D. Illinois · No. 1:26-cv-03313 · Filed Mar 25, 2026
Role of Hosler v. Ryan Specialty, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (IL)
Goldman v. Blue Owl Capital Inc. open matched at sponsor-group level (Blue Owl)
District Court, S.D. New York · No. 1:25-cv-10047 · Filed Dec 3, 2025 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Blue Owl Capital Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (NY); group issuer "blue owl capital" is a party
Ballot v. Ryan Specialty Group Holdings Incorporated open
District Court, D. Arizona · No. 2:25-cv-03393 · Filed Sep 15, 2025
Role of Ryan Specialty Group Holdings Incorporated: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact former company name; court in AZ (not the issuer's state)
Richardson v. Ryan Specialty Group Holdings Incorporated open
District Court, D. Arizona · No. 2:25-cv-03392 · Filed Sep 15, 2025
Role of Ryan Specialty Group Holdings Incorporated: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact former company name; court in AZ (not the issuer's state)
Myers v. Blue Owl Restaurant Bakery, LLC open matched at sponsor-group level (Blue Owl)
District Court, E.D. Missouri · No. 4:25-cv-00905 · Filed Jun 20, 2025
Role of Blue Owl Restaurant Bakery, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in MO (not the issuer's state)
Meredith Operations Corporation v. Marquee Brands Intermediate Holdings II LLC open
District Court, S.D. New York · No. 1:25-cv-02387 · Filed Mar 21, 2025 · Nature of suit: 190 Contract: Other · Cause: 28:2201dj Declaratory Judgment
Role of Meredith Operations Corporation v. Marquee Brands Intermediate Holdings II LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Sines v. Morgan Stanley Smith Barney LLC closed
District Court, N.D. Ohio · No. 1:25-cv-00033 · Filed Jan 8, 2025 · Closed May 9, 2025
Role of Sines v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2025-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Post Road Market Inc. v. Lamb Weston Holdings, Inc. closed
District Court, N.D. Illinois · No. 1:24-cv-12749 · Filed Dec 11, 2024 · Closed Feb 26, 2025 · Nature of suit: 410 Anti-Trust · Cause: 15:1 Antitrust Litigation
Role of Post Road Market Inc. v. Lamb Weston Holdings, Inc.: Party · Outcome: Terminated 2025-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Lusche v. Morgan Stanley Smith Barney LLC closed
District Court, D. Colorado · No. 1:24-cv-03308 · Filed Nov 27, 2024 · Closed Feb 28, 2025 · Nature of suit: 791 Employee Retirement Income Security Act (ERISA) · Cause: 29:1101 E.R.I.S.A.
Role of Lusche v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2025-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Takahashi closed
District Court, D. Nevada · No. 2:24-cv-02127 · Filed Nov 14, 2024 · Closed Feb 7, 2025 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. Takahashi: Party · Outcome: Terminated 2025-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Carter-McReynolds open
District Court, D. Maryland · No. 8:24-cv-03042 · Filed Oct 18, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Carter-McReynolds: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Hoffner closed
District Court, S.D. Florida · No. 2:24-cv-14294 · Filed Sep 9, 2024 · Closed Apr 3, 2025 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. Hoffner: Party · Outcome: Terminated 2025-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. The Estate of Kevin Loy Wilson closed
District Court, W.D. Missouri · No. 6:24-cv-03165 · Filed Jun 3, 2024 · Closed Feb 4, 2025 · Nature of suit: Other Statutory Actions · Cause: 28:1335 Interpleader Action
Role of Morgan Stanley Smith Barney, LLC v. The Estate of Kevin Loy Wilson: Party · Outcome: Terminated 2025-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Chevrier closed
District Court, E.D. Virginia · No. 4:24-cv-00052 · Filed Apr 1, 2024 · Closed Jul 29, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Chevrier: Party · Outcome: Terminated 2024-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in VA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Chevrier closed
District Court, E.D. Virginia · No. 2:24-cv-00216 · Filed Apr 1, 2024 · Closed Apr 2, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Chevrier: Party · Outcome: Terminated 2024-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in VA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Gardezy closed
District Court, D. Arizona · No. 2:24-cv-00650 · Filed Mar 25, 2024 · Closed Apr 19, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. Gardezy: Party · Outcome: Terminated 2024-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AZ (not the issuer's state)
Brown v. Morgan Stanley Smith Barney, LLC closed
District Court, M.D. Alabama · No. 3:24-cv-00119 · Filed Feb 20, 2024 · Closed Jul 30, 2024 · Nature of suit: 370 Other Fraud · Cause: 28:1332 Diversity-Fraud
Role of Brown v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2024-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AL (not the issuer's state)
ARMSTRONG v. MORGAN STANLEY SMITH BARNEY, LLC. closed
District Court, D. New Jersey · No. 3:24-cv-00691 · Filed Feb 6, 2024 · Closed Sep 30, 2024 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of ARMSTRONG v. MORGAN STANLEY SMITH BARNEY, LLC.: Party · Outcome: Terminated 2024-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Leyda closed
District Court, S.D. Florida · No. 2:23-cv-14314 · Filed Oct 13, 2023 · Closed Oct 23, 2023 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. Leyda: Party · Outcome: Terminated 2023-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
NIEVES v. POST ROAD MANAGEMENT, LLC closed
District Court, E.D. Pennsylvania · No. 5:23-cv-03933 · Filed Oct 11, 2023 · Closed Dec 6, 2024
Role of NIEVES v. POST ROAD MANAGEMENT, LLC: Party · Outcome: Terminated 2024-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Hammer International Foundation v. Morgan Stanley Smith Barney LLC closed
District Court, S.D. Florida · No. 0:23-cv-61827 · Filed Sep 22, 2023 · Closed Nov 15, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Notice of Removal
Role of Hammer International Foundation v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2024-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
United States v. The premises comprising the offices of Realty Funding Advisors, LLC located at 2346 Post Road, Suite 101, Warwick, RI open
District Court, D. Rhode Island · No. 1:23-sw-00196 · Filed Aug 4, 2023
Role of United States v. The premises comprising the offices of Realty Funding Advisors, LLC located at 2346 Post Road, Suite 101, Warwick, RI: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
United States v. The premises comprising the offices of Realty Funding Advisors, LLC located at 2346 Post Road, Suite 101, Warwick, RI open
District Court, D. Rhode Island · No. 1:23-sw-00196 · Filed Aug 4, 2023
Role of United States v. The premises comprising the offices of Realty Funding Advisors, LLC located at 2346 Post Road, Suite 101, Warwick, RI: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
Gallea v. Morgan Stanley Smith Barney, LLC closed
District Court, M.D. Florida · No. 6:23-cv-01481 · Filed Aug 2, 2023 · Closed Jan 25, 2024
Role of Gallea v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2024-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Stenner v. Morgan Stanley Smith Barney FA Notes Holdings LLC closed
District Court, N.D. California · No. 3:23-cv-02913 · Filed Jun 13, 2023 · Closed Sep 14, 2023
Role of Stenner v. Morgan Stanley Smith Barney FA Notes Holdings LLC: Party · Outcome: Terminated 2023-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Novak closed
District Court, S.D. Texas · No. 4:23-cv-01932 · Filed Apr 25, 2023 · Closed Mar 18, 2024
Role of Morgan Stanley Smith Barney LLC v. Novak: Party · Outcome: Terminated 2024-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
Morgan Stanley Smith Barney LLC v. Novak closed
District Court, S.D. Texas · No. 4:23-mc-00684 · Filed Apr 25, 2023 · Closed May 24, 2023
Role of Morgan Stanley Smith Barney LLC v. Novak: Party · Outcome: Terminated 2023-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
Hyslop v. Morgan Stanley Smith Barney LLC closed
District Court, S.D. California · No. 3:23-cv-00743 · Filed Apr 21, 2023 · Closed Aug 21, 2024 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 28:1332 Diversity Action
Role of Hyslop v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2024-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. ARMSTRONG closed
District Court, D. New Jersey · No. 3:23-cv-01688 · Filed Mar 24, 2023 · Closed Oct 31, 2023 · Nature of suit: Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of MORGAN STANLEY SMITH BARNEY LLC v. ARMSTRONG: Party · Outcome: Terminated 2023-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. ARMSTRONG open
District Court, D. New Jersey · No. 2:23-cv-01688 · Filed Mar 24, 2023
Role of MORGAN STANLEY SMITH BARNEY LLC v. ARMSTRONG: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Friedman closed
District Court, M.D. Pennsylvania · No. 1:23-cv-00413 · Filed Mar 8, 2023 · Closed Apr 3, 2023
Role of Morgan Stanley Smith Barney LLC v. Friedman: Party · Outcome: Terminated 2023-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Hammer International Foundation v. Morgan Stanley Smith Barney LLC closed
District Court, S.D. Florida · No. 0:23-cv-60066 · Filed Jan 13, 2023 · Closed Jan 30, 2023 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Notice of Removal
Role of Hammer International Foundation v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2023-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney,LLC v. Shefer closed
District Court, S.D. Florida · No. 1:22-cv-21542 · Filed May 18, 2022 · Closed Dec 14, 2022 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Motion to confirm arbitration award
Role of Morgan Stanley Smith Barney,LLC v. Shefer: Party · Outcome: Terminated 2022-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. HUTCHINSON closed
District Court, D. New Jersey · No. 3:22-cv-02483 · Filed Apr 27, 2022 · Closed Mar 10, 2023
Role of MORGAN STANLEY SMITH BARNEY LLC v. HUTCHINSON: Party · Outcome: Terminated 2023-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Viyella v. Morgan Stanley Smith Barney LLC closed
District Court, S.D. Florida · No. 1:22-cv-20388 · Filed Feb 7, 2022 · Closed Jun 15, 2022
Role of Viyella v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2022-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Sevcik closed
District Court, D. Oregon · No. 1:21-cv-01120 · Filed Jul 29, 2021 · Closed Jul 26, 2023 · Nature of suit: Contract: Other Contract Actions · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Sevcik: Party · Outcome: Terminated 2023-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. CROTTY closed
District Court, D. New Jersey · No. 3:21-cv-13595 · Filed Jul 13, 2021 · Closed Jul 19, 2021
Role of MORGAN STANLEY SMITH BARNEY LLC v. CROTTY: Party · Outcome: Terminated 2021-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Crean v. Morgan Stanley Smith Barney LLC closed
District Court, D. Massachusetts · No. 1:21-cv-11021 · Filed Jun 18, 2021 · Closed May 8, 2023 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Notice of Removal
Role of Crean v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2023-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Deckers Outdoor Corporation v. Marquee Brands, LLC closed
District Court, C.D. California · No. 2:21-cv-04326 · Filed May 24, 2021 · Closed Nov 15, 2021
Role of Deckers Outdoor Corporation v. Marquee Brands, LLC: Party · Outcome: Terminated 2021-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney Financing LLC v. Hartnett closed
District Court, D. South Carolina · No. 1:21-cv-01156 · Filed Apr 19, 2021 · Closed Nov 30, 2021 · Nature of suit: 290 Real Property: Other · Cause: 28:1332 Diversity-Declaratory Judgment
Role of Morgan Stanley Smith Barney Financing LLC v. Hartnett: Party · Outcome: Terminated 2021-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. MARTIN closed
District Court, D. New Jersey · No. 3:21-cv-00647 · Filed Jan 13, 2021 · Closed Jun 10, 2021
Role of MORGAN STANLEY SMITH BARNEY LLC v. MARTIN: Party · Outcome: Terminated 2021-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Ballering v. Morgan Stanley LLC/Morgan Stanley Smith Barney LLC closed
District Court, D. Hawaii · No. 1:21-cv-00012 · Filed Jan 8, 2021 · Closed Feb 9, 2021 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Fiduciary Duty
Role of Ballering v. Morgan Stanley LLC/Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2021-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in HI (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. LOGANI closed
District Court, E.D. Pennsylvania · No. 2:20-cv-04887 · Filed Oct 2, 2020 · Closed Mar 16, 2021
Role of MORGAN STANLEY SMITH BARNEY LLC v. LOGANI: Party · Outcome: Terminated 2021-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
TIMOTHY M SMITH v. MORGAN STANLEY SMITH BARNEY, LLC closed
District Court, S.D. New York · No. 1:20-cv-06983 · Filed Aug 27, 2020 · Closed Sep 3, 2020 · Nature of suit: 380 Personal Property: Other · Cause: 28:1332 Diversity Action
Role of TIMOTHY M SMITH v. MORGAN STANLEY SMITH BARNEY, LLC: Party · Outcome: Terminated 2020-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Smith v. Morgan Stanley Smith Barney, LLC closed
District Court, S.D. New York · No. 1:20-cv-06984 · Filed Aug 27, 2020 · Closed Nov 4, 2021 · Nature of suit: 380 Personal Property: Other · Cause: 28:1332 Diversity Action
Role of Smith v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2021-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Shapouri v. Morgan Stanley Smith Barney, LLC closed
District Court, S.D. New York · No. 1:20-cv-06640 · Filed Aug 19, 2020 · Closed Nov 4, 2021
Role of Shapouri v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2021-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Blythe v. Morgan Stanley Smith Barney, LLC closed
District Court, S.D. New York · No. 1:20-cv-06610 · Filed Aug 18, 2020 · Closed Nov 4, 2021 · Nature of suit: 190 Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of Blythe v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2021-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Dalton v. Morgan Stanley Smith Barney, LLC closed
District Court, S.D. New York · No. 1:20-cv-06468 · Filed Aug 14, 2020 · Closed Nov 4, 2021
Role of Dalton v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2021-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Behar v. Morgan Stanley Smith Barney, LLC closed
District Court, S.D. New York · No. 1:20-cv-06300 · Filed Aug 11, 2020 · Closed Nov 4, 2021 · Nature of suit: 360 P.I.: Other · Cause: 28:1332 Diversity Action
Role of Behar v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2021-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Castillo v. Morgan Stanley Smith Barney, LLC closed
District Court, S.D. New York · No. 1:20-cv-06298 · Filed Aug 11, 2020 · Closed Sep 30, 2020
Role of Castillo v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2020-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Gupta judgment
District Court, N.D. Illinois · No. 1:20-cv-03386 · Filed Jun 9, 2020 · Closed Nov 6, 2020 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Gupta: Party · Outcome: Terminated 2020-11-06 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Herman v. Morgan Stanley Smith Barney LLC closed
District Court, D. Maryland · No. 8:20-cv-01474 · Filed Jun 4, 2020 · Closed Jul 10, 2020
Role of Herman v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2020-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
JOE SHAMIE & ASSOCIATES, INC. v. MARQUEE BRANDS, LLC dismissed
District Court, D. New Jersey · No. 3:20-cv-05807 · Filed May 12, 2020 · Closed Jul 21, 2020 · Nature of suit: 190 Other contract actions
Role of JOE SHAMIE & ASSOCIATES, INC. v. MARQUEE BRANDS, LLC: Party · Outcome: Terminated 2020-07-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
West v. Morgan Stanley Smith Barney LLC dismissed
District Court, S.D. New York · No. 1:20-cv-03370 · Filed Apr 30, 2020 · Closed Jul 23, 2020 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of West v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2020-07-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Atalaya Special Opportunities Fund VII LP v. Whited dismissed
District Court, S.D. New York · No. 1:20-cv-03302 · Filed Apr 28, 2020 · Closed Jun 26, 2020 · Nature of suit: 190 Contract: Other · Cause: 15:294 Breach of Contract
Role of Atalaya Special Opportunities Fund VII LP: Plaintiff · Outcome: Terminated 2020-06-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NY)
RYAN SPECIALTY GROUP, LLC v. PODOLAK closed
District Court, W.D. Pennsylvania · No. 2:20-cv-00506 · Filed Apr 8, 2020 · Closed Apr 14, 2020 · Nature of suit: 190 Other contract actions
Role of RYAN SPECIALTY GROUP, LLC: Plaintiff · Outcome: Terminated 2020-04-14 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
exact company name; court in PA (not the issuer's state)
Morgan Stanley Smith Barney, LLC. v. West Star Bank dismissed
District Court, W.D. Texas · No. 3:20-cv-00090 · Filed Apr 3, 2020 · Closed Apr 29, 2020 · Nature of suit: 150 Overpayments & enforcement of judgments
Role of Morgan Stanley Smith Barney, LLC. v. West Star Bank: Party · Outcome: Terminated 2020-04-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
Morgan Stanley Smith Barney, LLC v. Commerce Bank Texas dismissed
District Court, W.D. Texas · No. 5:20-cv-00426 · Filed Apr 2, 2020 · Closed Jul 16, 2020 · Nature of suit: 150 Overpayments & enforcement of judgments
Role of Morgan Stanley Smith Barney, LLC v. Commerce Bank Texas: Party · Outcome: Terminated 2020-07-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
Morgan Stanley Smith Barney LLC v. Madero closed
District Court, W.D. Texas · No. 5:20-mc-00402 · Filed Mar 30, 2020 · Closed Mar 30, 2020
Role of Morgan Stanley Smith Barney LLC v. Madero: Party · Outcome: Terminated 2020-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
Sagg Main INV, LLC v. Atalaya Asset Income Fund II LP judgment
District Court, E.D. New York · No. 2:20-cv-01142 · Filed Feb 28, 2020 · Closed Oct 8, 2020 · Nature of suit: Bankruptcy Appeal (801) · Cause: 28:1334 Bankruptcy Appeal
Role of Atalaya Asset Income Fund II LP: Defendant · Outcome: Terminated 2020-10-08 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NY)
Morgan Stanley Smith Barney LLC v. Johnson closed
District Court, D. Minnesota · No. 0:20-cv-00623 · Filed Feb 27, 2020 · Closed Jan 3, 2023 · Nature of suit: 370 Fraud · Cause: 28:1332 Diversity-Fraud
Role of Morgan Stanley Smith Barney LLC v. Johnson: Party · Outcome: Terminated 2023-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MN (not the issuer's state)
240 Post Road LLC v. Shir Nora LLC judgment
District Court, D. Rhode Island · No. 1:20-cv-00018 · Filed Jan 13, 2020 · Closed Nov 25, 2020 · Nature of suit: 230 Rent, lease, ejectment
Role of 240 Post Road LLC v. Shir Nora LLC: Party · Outcome: Terminated 2020-11-25 — FJC Integrated Database disposition: Judgment on consent; judgment for unknown Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Burwick closed
District Court, S.D. Florida · No. 0:19-cv-62415 · Filed Sep 27, 2019 · Closed Oct 2, 2019 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley Smith Barney LLC v. Burwick: Party · Outcome: Terminated 2019-10-02 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. REYNOLDS, JR. judgment
District Court, D. New Jersey · No. 2:19-cv-18043 · Filed Sep 17, 2019 · Closed Jan 19, 2020 · Nature of suit: 896 Arbitration
Role of MORGAN STANLEY SMITH BARNEY LLC v. REYNOLDS, JR.: Party · Outcome: Terminated 2020-01-19 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Torres v. Morgan Stanley Smith Barney LLC closed
District Court, S.D. Florida · No. 1:19-cv-22977 · Filed Jul 17, 2019 · Closed Apr 8, 2020 · Nature of suit: 890 Other Statutory Actions · Cause: 09:0009 Motion to confirm arbitration award
Role of Torres v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2020-04-08 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Sayler dismissed
District Court, D. Oregon · No. 1:19-cv-01067 · Filed Jul 9, 2019 · Closed Jul 16, 2020 · Nature of suit: Contract: Other Contract Actions · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley Smith Barney LLC v. Sayler: Party · Outcome: Terminated 2020-07-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
VALLEY NATIONAL BANK v. MORGAN STANLEY SMITH BARNEY LLC closed
District Court, D. New Jersey · No. 2:19-cv-14681 · Filed Jul 3, 2019 · Closed Aug 5, 2019 · Nature of suit: 190 Other contract actions
Role of VALLEY NATIONAL BANK v. MORGAN STANLEY SMITH BARNEY LLC: Party · Outcome: Terminated 2019-08-05 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Washington II closed
District Court, D. Maryland · No. 8:19-cv-01949 · Filed Jul 2, 2019 · Closed Jul 29, 2020
Role of Morgan Stanley Smith Barney LLC v. Washington II: Party · Outcome: Terminated 2020-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Joel dismissed
District Court, N.D. Georgia · No. 1:19-cv-02657 · Filed Jun 11, 2019 · Closed Sep 12, 2019 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley Smith Barney, LLC v. Joel: Party · Outcome: Terminated 2019-09-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Johnson v. Morgan Stanley Smith Barney LLC dismissed
District Court, D. New Hampshire · No. 1:19-cv-00541 · Filed May 17, 2019 · Closed Feb 12, 2020 · Nature of suit: 380 Personal Property: Other · Cause: 28:1332 Diversity-Breach of Fiduciary Duty
Role of Johnson v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2020-02-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in NH (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. KNIGHT dismissed
District Court, E.D. Pennsylvania · No. 5:19-cv-01933 · Filed May 3, 2019 · Closed Oct 23, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Default
Role of MORGAN STANLEY SMITH BARNEY LLC v. KNIGHT: Party · Outcome: Terminated 2019-10-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Miller v. Morgan Stanley Smith Barney LLC closed
District Court, D. Maryland · No. 1:19-cv-01228 · Filed Apr 26, 2019 · Closed Apr 30, 2019
Role of Miller v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2019-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. HOLLENDER judgment
District Court, D. New Jersey · No. 2:19-cv-09155 · Filed Apr 1, 2019 · Closed May 31, 2019 · Nature of suit: 896 Arbitration
Role of MORGAN STANLEY SMITH BARNEY LLC v. HOLLENDER: Party · Outcome: Terminated 2019-05-31 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Stack v. Morgan Stanley Smith Barney, LLC closed
District Court, D. Maryland · No. 1:19-cv-00702 · Filed Mar 6, 2019 · Closed May 2, 2019
Role of Stack v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2019-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Stack v. Morgan Stanley Smith Barney, LLC dismissed
District Court, D. Maryland · No. 1:19-cv-00540 · Filed Feb 21, 2019 · Closed Mar 1, 2019 · Nature of suit: 899 Other Statutes: Administrative Procedures Act/Review or Appeal of Agency Decision · Cause: 9:9 Motion to Confirm Arbitration Award
Role of Stack v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2019-03-01 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Konz v. Morgan Stanley Smith Barney, LLC closed
District Court, E.D. California · No. 2:19-mc-00007 · Filed Jan 15, 2019 · Closed Jan 15, 2019 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of Konz v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2019-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Ferenc v. Morgan Stanley Smith Barney LLC judgment
District Court, S.D. Florida · No. 0:18-cv-62905 · Filed Nov 29, 2018 · Closed Sep 27, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Ferenc v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2019-09-27 — FJC Integrated Database disposition: Other; judgment for both plaintiff and defendant Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Ouwenga dismissed
District Court, N.D. Illinois · No. 1:18-cv-06373 · Filed Sep 19, 2018 · Closed Feb 5, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. Ouwenga: Party · Outcome: Terminated 2019-02-05 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Oliver v. Morgan Stanley Smith Barney LLC dismissed
District Court, D. Maryland · No. 1:18-cv-02716 · Filed Sep 3, 2018 · Closed Oct 19, 2018 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Award
Role of Oliver v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2018-10-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Williamson v. Morgan Stanley Smith Barney, LLC dismissed
District Court, S.D. New York · No. 1:18-cv-06985 · Filed Aug 2, 2018 · Closed Jul 1, 2020 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:12 Petition to Vacate Arbitration Award
Role of Williamson v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2020-07-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Mejia De Del Corral closed
District Court, S.D. Florida · No. 1:18-cv-22749 · Filed Jul 9, 2018 · Closed Jul 12, 2019 · Nature of suit: 850 Securities/Commodities · Cause: 28:1335 Interpleader Action
Role of Morgan Stanley Smith Barney LLC v. Mejia De Del Corral: Party · Outcome: Terminated 2019-07-12 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Konz v. Morgan Stanley Smith Barney, LLC judgment
District Court, S.D. New York · No. 1:18-cv-05181 · Filed Jun 8, 2018 · Closed Oct 18, 2018 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 28:1332 Diversity Action
Role of Konz v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2018-10-18 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
O'Leary v. Morgan Stanley Smith Barney, LLC dismissed
District Court, S.D. California · No. 3:18-cv-00997 · Filed May 18, 2018 · Closed Sep 13, 2018 · Nature of suit: 890 Other Statutory Actions · Cause: 18:1836(a) Injunction against Misappropriation of Trade Secrets
Role of O'Leary v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2018-09-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Burton v. Morgan Stanley Smith Barney, LLC dismissed
District Court, S.D. West Virginia · No. 2:18-cv-00891 · Filed May 3, 2018 · Closed May 22, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Notice of Removal
Role of Burton v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2018-05-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in WV (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. STANKOVICH closed
District Court, D. New Jersey · No. 3:18-cv-07962 · Filed Apr 17, 2018 · Closed Apr 18, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of MORGAN STANLEY SMITH BARNEY LLC v. STANKOVICH: Party · Outcome: Terminated 2018-04-18 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney LLC v. O'Neill dismissed
District Court, E.D. Michigan · No. 2:18-cv-10602 · Filed Feb 21, 2018 · Closed Feb 26, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Morgan Stanley Smith Barney LLC v. O'Neill: Party · Outcome: Terminated 2018-02-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Lake judgment
District Court, D. Connecticut · No. 3:18-cv-00147 · Filed Jan 25, 2018 · Closed Apr 13, 2018 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Lake: Party · Outcome: Terminated 2018-04-13 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Rumely dismissed
District Court, N.D. Indiana · No. 3:18-cv-00028 · Filed Jan 17, 2018 · Closed Jun 26, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Rumely: Party · Outcome: Terminated 2019-06-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in IN (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Glazer dismissed
District Court, N.D. Illinois · No. 1:17-cv-09107 · Filed Dec 19, 2017 · Closed Feb 20, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. Glazer: Party · Outcome: Terminated 2018-02-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. WALKER judgment
District Court, E.D. Pennsylvania · No. 2:17-cv-05635 · Filed Dec 15, 2017 · Closed Jun 1, 2018 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:0007 Petition to Enforce Arbitration Subpoena
Role of MORGAN STANLEY SMITH BARNEY LLC v. WALKER: Party · Outcome: Terminated 2018-06-01 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Halper dismissed
District Court, N.D. Georgia · No. 1:17-cv-05077 · Filed Dec 11, 2017 · Closed Apr 24, 2018 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Halper: Party · Outcome: Terminated 2018-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. FITZGERALD dismissed
District Court, D. New Jersey · No. 1:17-cv-12866 · Filed Dec 10, 2017 · Closed Mar 13, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of MORGAN STANLEY SMITH BARNEY LLC v. FITZGERALD: Party · Outcome: Terminated 2018-03-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Michael J. McGraw judgment
District Court, C.D. California · No. 8:17-cv-02093 · Filed Nov 30, 2017 · Closed Apr 18, 2018 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney LLC v. Michael J. McGraw: Party · Outcome: Terminated 2018-04-18 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. CONNELL judgment
District Court, D. New Jersey · No. 2:17-cv-11701 · Filed Nov 16, 2017 · Closed Apr 2, 2018 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of MORGAN STANLEY SMITH BARNEY LLC v. CONNELL: Party · Outcome: Terminated 2018-04-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Wallace dismissed
District Court, S.D. Florida · No. 1:17-cv-23855 · Filed Oct 20, 2017 · Closed Apr 25, 2018 · Nature of suit: 190 Contract: Other · Cause: 09:0009 Motion to confirm arbitration award
Role of Morgan Stanley Smith Barney, LLC v. Wallace: Party · Outcome: Terminated 2018-04-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. BEYLICKJIAN dismissed
District Court, D. New Jersey · No. 3:17-cv-07951 · Filed Oct 5, 2017 · Closed Jan 2, 2018 · Nature of suit: 190 Other contract actions
Role of MORGAN STANLEY SMITH BARNEY LLC v. BEYLICKJIAN: Party · Outcome: Terminated 2018-01-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. NELLIGAN dismissed
District Court, E.D. Pennsylvania · No. 2:17-cv-04441 · Filed Oct 4, 2017 · Closed Jun 22, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of MORGAN STANLEY SMITH BARNEY LLC v. NELLIGAN: Party · Outcome: Terminated 2018-06-22 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Brockman judgment
District Court, D. South Carolina · No. 6:17-cv-01710 · Filed Jun 29, 2017 · Closed Aug 22, 2017 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Brockman: Party · Outcome: Terminated 2017-08-22 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Aylesworth judgment
District Court, N.D. Georgia · No. 1:17-cv-01848 · Filed May 23, 2017 · Closed Oct 12, 2017 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:09 Application for Confirmation of Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Aylesworth: Party · Outcome: Terminated 2017-10-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Strunk dismissed
District Court, D. Connecticut · No. 3:17-cv-00815 · Filed May 17, 2017 · Closed Jul 10, 2017 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley Smith Barney LLC v. Strunk: Party · Outcome: Terminated 2017-07-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Arndt dismissed
District Court, N.D. Ohio · No. 3:17-cv-00921 · Filed May 1, 2017 · Closed May 10, 2017 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley Smith Barney LLC v. Arndt: Party · Outcome: Terminated 2017-05-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Verble (TV2) dismissed
District Court, E.D. Tennessee · No. 3:17-cv-00175 · Filed Apr 28, 2017 · Closed Dec 5, 2019 · Nature of suit: 890 Other Statutory Actions · Cause: 28:2201 Declaratory Judgment
Role of Morgan Stanley Smith Barney, LLC v. Verble (TV2): Party · Outcome: Terminated 2019-12-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
VISUAL RETAIL PLUS, INC. v. POST ROAD HEALTH AND DIET, INC. dismissed
District Court, D. New Jersey · No. 2:17-cv-02688 · Filed Apr 19, 2017 · Closed Jan 22, 2018 · Nature of suit: 190 Other contract actions
Role of VISUAL RETAIL PLUS, INC. v. POST ROAD HEALTH AND DIET, INC.: Party · Outcome: Terminated 2018-01-22 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Ploetz v. Morgan Stanley Smith Barney LLC judgment
District Court, D. Minnesota · No. 0:17-cv-01112 · Filed Apr 11, 2017 · Closed Jun 1, 2017 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of Ploetz v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2017-06-01 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in MN (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Johnson judgment
District Court, D. Minnesota · No. 0:17-cv-01101 · Filed Apr 7, 2017 · Closed Aug 7, 2017 · Nature of suit: Other Statutes: Arbitration · Cause: 28:1332 Diversity
Role of Morgan Stanley Smith Barney LLC v. Johnson: Party · Outcome: Terminated 2017-08-07 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in MN (not the issuer's state)
Butler v. Neuberger Berman Management LLC dismissed
District Court, D. Oregon · No. 3:17-cv-00498 · Filed Mar 28, 2017 · Closed Dec 29, 2017 · Nature of suit: 850 Securities/Commodities · Cause: 28:1332 - Diversity: Securities Fraud
Role of Butler v. Neuberger Berman Management LLC: Party · Outcome: Terminated 2017-12-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Clouse dismissed
District Court, W.D. Washington · No. 2:17-cv-00203 · Filed Feb 9, 2017 · Closed Jun 27, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1331 Fed. Question: Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. Clouse: Party · Outcome: Terminated 2017-06-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in WA (not the issuer's state)
In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney LLC personal account number -0-309, held in the name of David E. Gorski and Kimberly L. Gorski open
District Court, D. Massachusetts · No. 1:17-mj-07005 · Filed Jan 6, 2017
Role of In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney LLC personal account number -0-309, held in the name of David E. Gorski and Kimberly L. Gorski: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney personal account number -3-309, held in the name of David E. Gorski and Kimberly L. Gorski open
District Court, D. Massachusetts · No. 1:17-mj-07006 · Filed Jan 6, 2017
Role of In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney personal account number -3-309, held in the name of David E. Gorski and Kimberly L. Gorski: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney LLC personal account number -0-309, held in the name of David E. Gorski and Kimberly L. Gorski open
District Court, D. Massachusetts · No. 1:17-mj-07005 · Filed Jan 6, 2017
Role of In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney LLC personal account number -0-309, held in the name of David E. Gorski and Kimberly L. Gorski: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney personal account number -3-309, held in the name of David E. Gorski and Kimberly L. Gorski open
District Court, D. Massachusetts · No. 1:17-mj-07006 · Filed Jan 6, 2017
Role of In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney personal account number -3-309, held in the name of David E. Gorski and Kimberly L. Gorski: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney LLC rollover IRA account number -8-309, held in the name of David E. Gorski open
District Court, D. Massachusetts · No. 1:17-mj-07004 · Filed Jan 6, 2017
Role of In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney LLC rollover IRA account number -8-309, held in the name of David E. Gorski: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney LLC rollover IRA account number -8-309, held in the name of David E. Gorski open
District Court, D. Massachusetts · No. 1:17-mj-07004 · Filed Jan 6, 2017
Role of In the Matter of the Seizure of All funds on deposit in Morgan, Stanley, Smith, Barney LLC rollover IRA account number -8-309, held in the name of David E. Gorski: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. SESHADRI judgment
District Court, D. New Jersey · No. 2:16-cv-09597 · Filed Dec 30, 2016 · Closed Jan 30, 2017 · Nature of suit: 896 Arbitration
Role of MORGAN STANLEY SMITH BARNEY LLC v. SESHADRI: Party · Outcome: Terminated 2017-01-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. PATAUDI judgment
District Court, D. New Jersey · No. 3:16-cv-09461 · Filed Dec 23, 2016 · Closed Jan 27, 2017 · Nature of suit: 896 Arbitration
Role of MORGAN STANLEY SMITH BARNEY LLC v. PATAUDI: Party · Outcome: Terminated 2017-01-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Moss judgment
District Court, N.D. Georgia · No. 1:16-cv-04653 · Filed Dec 19, 2016 · Closed May 5, 2017 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:09 Application for Confirmation of Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Moss: Party · Outcome: Terminated 2017-05-05 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Vester Investments LLC v. Morgan Stanley Smith Barney LLC judgment
District Court, D. Wyoming · No. 2:16-cv-00293 · Filed Nov 25, 2016 · Closed Jun 30, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Vester Investments LLC v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2017-06-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in WY (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Rehling judgment
District Court, N.D. California · No. 3:16-cv-06014 · Filed Oct 18, 2016 · Closed Dec 20, 2016 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney LLC v. Rehling: Party · Outcome: Terminated 2016-12-20 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. SLATER judgment
District Court, D. New Jersey · No. 1:16-cv-05173 · Filed Aug 25, 2016 · Closed Oct 14, 2016 · Nature of suit: 896 Arbitration
Role of MORGAN STANLEY SMITH BARNEY LLC v. SLATER: Party · Outcome: Terminated 2016-10-14 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Marceda closed
District Court, D. South Carolina · No. 2:16-cv-01743 · Filed May 31, 2016 · Closed Nov 4, 2016 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Marceda: Party · Outcome: Terminated 2016-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. LYNCH dismissed
District Court, E.D. Pennsylvania · No. 2:16-cv-02083 · Filed May 2, 2016 · Closed Jan 11, 2017 · Nature of suit: 190 Other contract actions
Role of MORGAN STANLEY SMITH BARNEY LLC v. LYNCH: Party · Outcome: Terminated 2017-01-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Morgan Stanley Smith Barney Holdings LLC v. Matthew J. Celenza dismissed
District Court, C.D. California · No. 2:16-cv-02031 · Filed Mar 24, 2016 · Closed May 3, 2016 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney Holdings LLC v. Matthew J. Celenza: Party · Outcome: Terminated 2016-05-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Beck v. Morgan Stanley Smith Barney LLC dismissed
District Court, N.D. Texas · No. 4:16-cv-00154 · Filed Feb 25, 2016 · Closed Apr 12, 2016 · Nature of suit: 190 Contract: Other Contract · Cause: 28:1330 Breach of Contract
Role of Beck v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2016-04-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
v. Morgan Stanley Smith Barney LLC closed
District Court, S.D. Florida · No. 1:16-cv-20425 · Filed Feb 5, 2016 · Closed Feb 5, 2016
Role of v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2016-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Wallace v. Morgan Stanley Smith Barney LLC dismissed
District Court, S.D. Florida · No. 1:16-cv-20427 · Filed Feb 5, 2016 · Closed Mar 3, 2016 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Federal Question
Role of Wallace v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2016-03-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Benner judgment
District Court, S.D. California · No. 3:16-cv-00037 · Filed Jan 7, 2016 · Closed Apr 5, 2016 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:0009 Motion to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Benner: Party · Outcome: Terminated 2016-04-05 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Cutshall judgment
District Court, D. Maryland · No. 1:15-cv-04002 · Filed Dec 31, 2015 · Closed Apr 8, 2016 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Cutshall: Party · Outcome: Terminated 2016-04-08 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Lott v. Morgan Stanley Smith Barney LLC, and Morgan Stanley Smith Barney FA Notes Holdings LLC judgment
District Court, E.D. Michigan · No. 2:15-cv-14338 · Filed Dec 15, 2015 · Closed Aug 16, 2016 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 28:1446 Petition for Removal
Role of Lott v. Morgan Stanley Smith Barney LLC, and Morgan Stanley Smith Barney FA Notes Holdings LLC: Party · Outcome: Terminated 2016-08-16 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Lauer judgment
District Court, N.D. California · No. 3:15-cv-05420 · Filed Nov 25, 2015 · Closed Mar 17, 2016 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney LLC v. Lauer: Party · Outcome: Terminated 2016-03-17 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Hererra Cedeno v. Morgan Stanley Smith Barney LLC dismissed
District Court, S.D. Florida · No. 1:15-cv-24244 · Filed Nov 13, 2015 · Closed Jan 5, 2016 · Nature of suit: 190 Other contract actions
Role of Hererra Cedeno v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2016-01-05 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Kelly v. Morgan Stanley Smith Barney, LLC (TWP1) dismissed
District Court, M.D. Tennessee · No. 3:15-cv-01110 · Filed Oct 20, 2015 · Closed Feb 25, 2016 · Nature of suit: Other Statutes: Arbitration · Cause: 09:1 U.S. Arbitration Act
Role of Kelly v. Morgan Stanley Smith Barney, LLC (TWP1): Party · Outcome: Terminated 2016-02-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Green dismissed
District Court, E.D. Michigan · No. 2:15-cv-13460 · Filed Oct 1, 2015 · Closed Nov 6, 2015 · Nature of suit: Contract: Recovery/Enforcement · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley Smith Barney, LLC v. Green: Party · Outcome: Terminated 2015-11-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Michael Luciano Spinali closed
District Court, C.D. California · No. 2:15-cv-07444 · Filed Sep 23, 2015 · Closed Sep 24, 2015
Role of Morgan Stanley Smith Barney LLC v. Michael Luciano Spinali: Party · Outcome: Terminated 2015-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Michael Luciano Spinali judgment
District Court, C.D. California · No. 8:15-cv-01539 · Filed Sep 23, 2015 · Closed Dec 29, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Michael Luciano Spinali: Party · Outcome: Terminated 2015-12-29 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Haspel dismissed
District Court, E.D. Louisiana · No. 2:15-cv-03066 · Filed Jul 29, 2015 · Closed Jul 30, 2015 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Haspel: Party · Outcome: Terminated 2015-07-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in LA (not the issuer's state)
Kelly v. Morgan Stanley Smith Barney, LLC (TWP1) closed
District Court, E.D. Tennessee · No. 3:15-cv-00293 · Filed Jul 9, 2015 · Closed Oct 19, 2015 · Nature of suit: 890 Other statutory actions
Role of Kelly v. Morgan Stanley Smith Barney, LLC (TWP1): Party · Outcome: Terminated 2015-10-19 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Kirby judgment
District Court, D. South Carolina · No. 1:15-cv-02710 · Filed Jul 8, 2015 · Closed Nov 3, 2015 · Nature of suit: Negotiable Instrument · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney LLC v. Kirby: Party · Outcome: Terminated 2015-11-03 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Almond judgment
District Court, D. Massachusetts · No. 4:15-cv-40054 · Filed Apr 24, 2015 · Closed Oct 15, 2015 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Almond: Party · Outcome: Terminated 2015-10-15 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Elaine Kreda Revocable Trust closed
District Court, D. Nevada · No. 2:15-ms-00032 · Filed Apr 21, 2015 · Closed Apr 21, 2015
Role of Morgan Stanley Smith Barney, LLC v. Elaine Kreda Revocable Trust: Party · Outcome: Terminated 2015-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Elaine Kreda Revocable Trust judgment
District Court, D. Nevada · No. 2:15-cv-00731 · Filed Apr 21, 2015 · Closed Sep 30, 2015 · Nature of suit: Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Morgan Stanley Smith Barney, LLC v. Elaine Kreda Revocable Trust: Party · Outcome: Terminated 2015-09-30 — FJC Integrated Database disposition: Other; judgment for unknown Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Elaine Kreda Revocable Trust closed
District Court, D. Nevada · No. 2:15-cv-00525 · Filed Mar 23, 2015 · Closed Mar 23, 2015
Role of Morgan Stanley Smith Barney, LLC v. Elaine Kreda Revocable Trust: Party · Outcome: Terminated 2015-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Lenze closed
District Court, D. Idaho · No. 1:15-mc-08078 · Filed Mar 12, 2015 · Closed Mar 12, 2015
Role of Morgan Stanley Smith Barney, LLC v. Lenze: Party · Outcome: Terminated 2015-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in ID (not the issuer's state)
Facsina v. Morgan Stanley Smith Barney LLC judgment
District Court, N.D. Ohio · No. 1:15-cv-00447 · Filed Mar 9, 2015 · Closed Jul 20, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of Facsina v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2015-07-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Morgan Stanley Smith Barney LLC v. McCallion dismissed
District Court, N.D. Illinois · No. 1:15-cv-01876 · Filed Mar 3, 2015 · Closed Jun 8, 2015 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley Smith Barney LLC v. McCallion: Party · Outcome: Terminated 2015-06-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Verble v. Morgan Stanley Smith Barney, LLC (TV3) judgment
District Court, E.D. Tennessee · No. 3:15-cv-00074 · Filed Feb 19, 2015 · Closed Dec 8, 2015 · Nature of suit: Other Statutory Actions · Cause: 31:3729 False Claims Act
Role of Verble v. Morgan Stanley Smith Barney, LLC (TV3): Party · Outcome: Terminated 2015-12-08 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Morgan Stanley Smith Barney LLC v. McCutchen, III closed
District Court, W.D. Tennessee · No. 2:15-mc-00005 · Filed Feb 6, 2015 · Closed Feb 6, 2015
Role of Morgan Stanley Smith Barney LLC v. McCutchen, III: Party · Outcome: Terminated 2015-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Morgan Stanley Smith Barney LLC v. McCutchen, III judgment
District Court, W.D. Tennessee · No. 2:15-cv-02088 · Filed Feb 6, 2015 · Closed Jun 24, 2015 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. McCutchen, III: Party · Outcome: Terminated 2015-06-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Mann v. Morgan Stanley Smith Barney, LLC judgment
District Court, D. Nevada · No. 2:15-cv-00217 · Filed Feb 6, 2015 · Closed Aug 10, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 28:1446 Petition for Removal
Role of Mann v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2015-08-10 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Scott Alexander Thompson judgment
District Court, C.D. California · No. 2:15-cv-00851 · Filed Feb 6, 2015 · Closed May 26, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Scott Alexander Thompson: Party · Outcome: Terminated 2015-05-26 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Trilink Restoration Group LLC v. Morgan Stanley Smith Barney LLC dismissed
District Court, W.D. Oklahoma · No. 5:14-cv-01388 · Filed Dec 16, 2014 · Closed Jun 5, 2015 · Nature of suit: 190 Other contract actions
Role of Trilink Restoration Group LLC v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2015-06-05 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Wilt dismissed
District Court, E.D. Wisconsin · No. 2:14-cv-01326 · Filed Oct 22, 2014 · Closed Dec 11, 2014 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Wilt: Party · Outcome: Terminated 2014-12-11 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in WI (not the issuer's state)
Morgan Stanley Smith Barney, LLC closed
District Court, D. Colorado · No. 1:14-cv-02836 · Filed Oct 17, 2014 · Closed Oct 20, 2014 · Nature of suit: 896 Arbitration · Cause: 09:4 Federal Arbitration Act
Role of Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2014-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Cech dismissed
District Court, D. Colorado · No. 1:14-cv-02837 · Filed Oct 17, 2014 · Closed Nov 25, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 09:4 Federal Arbitration Act
Role of Morgan Stanley Smith Barney, LLC v. Cech: Party · Outcome: Terminated 2015-11-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Sullivan judgment
District Court, N.D. Georgia · No. 1:14-cv-03313 · Filed Oct 15, 2014 · Closed Dec 30, 2014 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Sullivan: Party · Outcome: Terminated 2014-12-30 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Danhauer, al v. Morgan Stanley Smith Barney LLC dismissed
District Court, N.D. Illinois · No. 1:14-cv-07938 · Filed Oct 10, 2014 · Closed Jul 8, 2015 · Nature of suit: Contract: Other · Cause: 28:1442 Petition for Removal
Role of Danhauer, al v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2015-07-08 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Zalewski closed
District Court, N.D. Indiana · No. 2:14-cv-00366 · Filed Oct 8, 2014 · Closed Apr 8, 2015 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Morgan Stanley Smith Barney LLC v. Zalewski: Party · Outcome: Terminated 2015-04-08 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in IN (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Ernesto Gonzalez Madero judgment
District Court, C.D. California · No. 2:14-cv-07553 · Filed Sep 29, 2014 · Closed Sep 3, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Ernesto Gonzalez Madero: Party · Outcome: Terminated 2015-09-03 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Lenze judgment
District Court, W.D. Washington · No. 2:14-cv-01440 · Filed Sep 18, 2014 · Closed Feb 24, 2015 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:1 U.S. Arbitration Act
Role of Morgan Stanley Smith Barney LLC v. Lenze: Party · Outcome: Terminated 2015-02-24 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in WA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Forrest closed
District Court, N.D. Oklahoma · No. 4:14-cv-00490 · Filed Aug 22, 2014 · Closed Apr 9, 2015 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:1 U.S. Arbitration Act
Role of Morgan Stanley Smith Barney LLC v. Forrest: Party · Outcome: Terminated 2015-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Divenuto v. Morgan Stanley Smith Barney, L.L.C. dismissed
District Court, S.D. New York · No. 1:14-cv-06447 · Filed Aug 13, 2014 · Closed Sep 5, 2014 · Nature of suit: 896 Arbitration
Role of Divenuto v. Morgan Stanley Smith Barney, L.L.C.: Party · Outcome: Terminated 2014-09-05 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Franskousky v. Morgan Stanley Smith Barney LLC closed
District Court, M.D. Florida · No. 3:14-cv-00878 · Filed Jul 25, 2014 · Closed May 28, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 28:1441 Notice of Removal
Role of Franskousky v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2015-05-28 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Lasser dismissed
District Court, D. Colorado · No. 1:14-cv-02030 · Filed Jul 22, 2014 · Closed Jan 29, 2015 · Nature of suit: 896 Arbitration · Cause: 9:9 Motion to Confirm Arbitration
Role of Morgan Stanley Smith Barney, LLC v. Lasser: Party · Outcome: Terminated 2015-01-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Roland Sasvary Christopher judgment
District Court, C.D. California · No. 2:14-cv-05204 · Filed Jul 3, 2014 · Closed Jan 20, 2015 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Roland Sasvary Christopher: Party · Outcome: Terminated 2015-01-20 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Lawson judgment
District Court, S.D. California · No. 3:14-cv-01529 · Filed Jun 24, 2014 · Closed Jul 29, 2014 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Lawson: Party · Outcome: Terminated 2014-07-29 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Catherine Rose Sweeney judgment
District Court, C.D. California · No. 2:14-cv-04135 · Filed May 29, 2014 · Closed Oct 24, 2014 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Catherine Rose Sweeney: Party · Outcome: Terminated 2014-10-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Anthony Carter judgment
District Court, C.D. California · No. 2:14-cv-04097 · Filed May 28, 2014 · Closed Oct 24, 2014 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Anthony Carter: Party · Outcome: Terminated 2014-10-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Greep v. Morgan Stanley Smith Barney, LLC closed
District Court, S.D. Florida · No. 9:14-mc-80647 · Filed May 16, 2014 · Closed Oct 8, 2014
Role of Greep v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2014-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Rentz dismissed
District Court, E.D. Michigan · No. 2:14-cv-11860 · Filed May 9, 2014 · Closed Sep 19, 2014 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney, LLC v. Rentz: Party · Outcome: Terminated 2014-09-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Salamah judgment
District Court, N.D. Illinois · No. 3:14-cv-50099 · Filed May 9, 2014 · Closed Aug 28, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney LLC v. Salamah: Party · Outcome: Terminated 2015-08-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Gehrin Michael Ortiz dismissed
District Court, C.D. California · No. 2:14-cv-01675 · Filed Mar 6, 2014 · Closed Oct 28, 2014 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Gehrin Michael Ortiz: Party · Outcome: Terminated 2014-10-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Giusti v. Morgan Stanley Smith Barney, LLC dismissed
District Court, S.D. New York · No. 1:14-cv-01382 · Filed Mar 3, 2014 · Closed Mar 12, 2014 · Nature of suit: 890 Other statutory actions
Role of Giusti v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2014-03-12 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney, LLC closed
District Court, D. Colorado · No. 1:14-cv-00276 · Filed Jan 30, 2014 · Closed Jan 30, 2014 · Nature of suit: 896 Arbitration · Cause: 9:9 Motion to Confirm Arbitration
Role of Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2014-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Monaco judgment
District Court, D. Colorado · No. 1:14-cv-00275 · Filed Jan 30, 2014 · Closed Oct 21, 2014 · Nature of suit: Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration
Role of Morgan Stanley Smith Barney, LLC v. Monaco: Party · Outcome: Terminated 2014-10-21 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. HOLLENDER judgment
District Court, D. New Jersey · No. 2:14-cv-00002 · Filed Jan 2, 2014 · Closed Feb 20, 2014 · Nature of suit: 896 Arbitration
Role of MORGAN STANLEY SMITH BARNEY LLC v. HOLLENDER: Party · Outcome: Terminated 2014-02-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
WATTS v. MORGAN STANLEY SMITH BARNEY, LLC dismissed
District Court, E.D. Pennsylvania · No. 2:13-cv-07369 · Filed Dec 17, 2013 · Closed May 13, 2014 · Nature of suit: Other Statutes: Securities/Commodities · Cause: 28:1332 - Diversity: Securities & Exchange Commiss
Role of WATTS v. MORGAN STANLEY SMITH BARNEY, LLC: Party · Outcome: Terminated 2014-05-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Simmons dismissed
District Court, S.D. California · No. 3:13-cv-02814 · Filed Nov 26, 2013 · Closed Jan 2, 2014 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0001 U.S. Arbitration Act
Role of Morgan Stanley Smith Barney LLC v. Simmons: Party · Outcome: Terminated 2014-01-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Velnoskey dismissed
District Court, D. Maryland · No. 1:13-cv-03436 · Filed Nov 15, 2013 · Closed Feb 7, 2014 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley Smith Barney LLC v. Velnoskey: Party · Outcome: Terminated 2014-02-07 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Robert Roman v. Morgan Stanley Smith Barney LLC dismissed
District Court, C.D. California · No. 2:13-cv-08068 · Filed Oct 31, 2013 · Closed Nov 5, 2013 · Nature of suit: 190 Other contract actions
Role of Robert Roman v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2013-11-05 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. O'Brien dismissed
District Court, D. Connecticut · No. 3:13-cv-01598 · Filed Oct 31, 2013 · Closed Jan 3, 2014 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. O'Brien: Party · Outcome: Terminated 2014-01-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Eppley dismissed
District Court, S.D. California · No. 3:13-cv-02559 · Filed Oct 23, 2013 · Closed Apr 18, 2014 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney LLC v. Eppley: Party · Outcome: Terminated 2014-04-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
CASTOR v. MORGAN STANLEY SMITH BARNEY LLC judgment
District Court, D. New Jersey · No. 2:13-cv-04928 · Filed Aug 15, 2013 · Closed Feb 28, 2017 · Nature of suit: Truth in Lending · Cause: 15:1601 Truth in Lending
Role of CASTOR v. MORGAN STANLEY SMITH BARNEY LLC: Party · Outcome: Terminated 2017-02-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Varela judgment
District Court, D. Maryland · No. 1:13-cv-02233 · Filed Jul 31, 2013 · Closed Nov 1, 2013 · Nature of suit: 896 Arbitration
Role of Morgan Stanley Smith Barney, LLC v. Varela: Party · Outcome: Terminated 2013-11-01 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
THORNTON v. MORGAN STANLEY SMITH BARNEY, LLC closed
District Court, N.D. Florida · No. 4:13-mc-00037 · Filed Jul 24, 2013 · Closed Jul 24, 2013
Role of THORNTON v. MORGAN STANLEY SMITH BARNEY, LLC: Party · Outcome: Terminated 2013-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Belz v. Morgan Stanley Smith Barney, LLC judgment
District Court, M.D. Florida · No. 3:13-cv-00636 · Filed Jun 5, 2013 · Closed Mar 6, 2014 · Nature of suit: 850 Securities/Commodities · Cause: 28:1441 - Notice of Removal: SEC Act
Role of Belz v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2014-03-06 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Armon dismissed
District Court, D. Idaho · No. 2:13-cv-00234 · Filed May 17, 2013 · Closed Sep 27, 2013 · Nature of suit: Contract: Other · Cause: 29:1109 Breach of Fiduciary Duties
Role of Morgan Stanley Smith Barney, LLC v. Armon: Party · Outcome: Terminated 2013-09-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in ID (not the issuer's state)
Eastman v. Morgan Stanley Smith Barney, LLC closed
District Court, M.D. Florida · No. 2:13-cv-00357 · Filed May 9, 2013 · Closed Oct 10, 2013 · Nature of suit: Contract: Other · Cause: 09:0009 Motion to confirm arbitration award
Role of Eastman v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2013-10-10 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Bruck v. Morgan Stanley Smith Barney, LLC dismissed
District Court, D. Massachusetts · No. 1:12-cv-12005 · Filed Oct 26, 2012 · Closed Jul 29, 2015 · Nature of suit: Securities/Commodities · Cause: 28:1331 Fed. Question: Securities Violation
Role of Bruck v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2015-07-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
CASTOR v. MORGAN STANLEY SMITH BARNEY LLC closed
District Court, E.D. Pennsylvania · No. 2:12-cv-05892 · Filed Oct 16, 2012 · Closed Aug 15, 2013 · Nature of suit: 371 Truth in lending · Cause: 15:1601 Truth in Lending
Role of CASTOR v. MORGAN STANLEY SMITH BARNEY LLC: Party · Outcome: Terminated 2013-08-15 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Kolokoff closed
District Court, S.D. Florida · No. 1:12-cv-23139 · Filed Aug 29, 2012 · Closed Nov 20, 2012 · Nature of suit: Contract: Other · Cause: 09:0001 U.S. Arbitration Act
Role of Morgan Stanley Smith Barney LLC v. Kolokoff: Party · Outcome: Terminated 2012-11-20 — FJC Integrated Database disposition: Appeal affirmed (magistrate judge) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Jagodzinski v. Morgan Stanley Smith Barney, L.L.C. dismissed
District Court, S.D. New York · No. 1:12-cv-05891 · Filed Aug 1, 2012 · Closed Dec 4, 2012 · Nature of suit: 890 Other statutory actions
Role of Jagodzinski v. Morgan Stanley Smith Barney, L.L.C.: Party · Outcome: Terminated 2012-12-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Nash dismissed
District Court, S.D. New York · No. 1:12-cv-04106 · Filed May 23, 2012 · Closed Jun 12, 2012 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Nash: Party · Outcome: Terminated 2012-06-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Chuang v. Morgan Stanley Smith Barney LLC dismissed
District Court, S.D. New York · No. 1:12-cv-02835 · Filed Apr 11, 2012 · Closed Jun 14, 2012 · Nature of suit: 890 Other statutory actions
Role of Chuang v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2012-06-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Allegiance Credit Union dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00111 · Filed Mar 9, 2012 · Closed Apr 24, 2013 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. Allegiance Credit Union: Party · Outcome: Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. BancFirst dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00110 · Filed Mar 9, 2012 · Closed Apr 24, 2013 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. BancFirst: Party · Outcome: Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Citizens Bank of Ada dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00109 · Filed Mar 9, 2012 · Closed Apr 24, 2013 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. Citizens Bank of Ada: Party · Outcome: Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. First United Bank and Trust Company National Association dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00108 · Filed Mar 9, 2012 · Closed Apr 24, 2013 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-Account Receivable
Role of Morgan Stanley Smith Barney, LLC v. First United Bank and Trust Company National Association: Party · Outcome: Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Vision Bank dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00107 · Filed Mar 9, 2012 · Closed Apr 24, 2013 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. Vision Bank: Party · Outcome: Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
McLucas & West, P.C. v. Morgan Stanley Smith Barney, LLC dismissed
District Court, D. Massachusetts · No. 1:12-cv-10071 · Filed Jan 12, 2012 · Closed Sep 28, 2012 · Nature of suit: 190 Other contract actions
Role of McLucas & West, P.C. v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2012-09-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Cook v. Morgan Stanley Smith Barney, LLC dismissed
District Court, M.D. Florida · No. 6:11-cv-01952 · Filed Dec 7, 2011 · Closed Mar 14, 2012 · Nature of suit: 140 Negotiable instruments
Role of Cook v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2012-03-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Foley v. Morgan Stanley Smith Barney, LLC judgment
District Court, S.D. Florida · No. 0:11-cv-62476 · Filed Nov 18, 2011 · Closed Mar 12, 2013 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1441 Notice of Removal
Role of Foley v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2013-03-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Gamoran v. Neuberger Berman LLC judgment
District Court, S.D. New York · No. 1:11-cv-07957 · Filed Nov 7, 2011 · Closed Mar 29, 2013 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act
Role of Gamoran v. Neuberger Berman LLC: Party · Outcome: Terminated 2013-03-29 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Gamoran v. Neuberger Berman LLC closed
District Court, D. Delaware · No. 1:11-cv-00751 · Filed Aug 25, 2011 · Closed Nov 4, 2011 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act
Role of Gamoran v. Neuberger Berman LLC: Party · Outcome: Terminated 2011-11-04 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Robb v. Neuberger Berman, LLC closed
District Court, N.D. Illinois · No. 1:11-cv-05499 · Filed Aug 11, 2011 · Closed Aug 30, 2011
Role of Robb v. Neuberger Berman, LLC: Party · Outcome: Terminated 2011-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Robb v. Neuberger Berman, LLC closed
District Court, N.D. Illinois · No. 1:11-cv-04804 · Filed Jul 15, 2011 · Closed Jul 15, 2011 · Nature of suit: 999 Miscellaneous Cases · Cause: Civil Miscellaneous Case
Role of Robb v. Neuberger Berman, LLC: Party · Outcome: Terminated 2011-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Lehmann closed
District Court, N.D. California · No. 4:11-cv-02975 · Filed Jun 16, 2011 · Closed Oct 13, 2011 · Nature of suit: 190 Contract: Other · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney, LLC v. Lehmann: Party · Outcome: Terminated 2011-10-13 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Stuart closed
District Court, D. Arizona · No. 2:11-cv-01183 · Filed Jun 15, 2011 · Closed Jun 17, 2011 · Nature of suit: Contract: Other · Cause: 28:1441 Petition For Removal--Other Contract
Role of Morgan Stanley Smith Barney LLC v. Stuart: Party · Outcome: Terminated 2011-06-17 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in AZ (not the issuer's state)
Odom v. Morgan Stanley Smith Barney LLC closed
District Court, S.D. New York · No. 1:11-cv-03827 · Filed Jun 6, 2011 · Closed Dec 27, 2013 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Odom v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2013-12-27 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Drummond v. Morgan Stanley Smith Barney, LLC dismissed
District Court, D. Maryland · No. 1:11-cv-01494 · Filed Jun 1, 2011 · Closed Sep 7, 2011 · Nature of suit: 190 Other contract actions
Role of Drummond v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2011-09-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Seniors Civil Liberties Association, Inc. v. Morgan Stanley Smith Barney, LLC dismissed
District Court, M.D. Florida · No. 8:11-cv-00745 · Filed Apr 7, 2011 · Closed Jul 24, 2012 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Seniors Civil Liberties Association, Inc. v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2012-07-24 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
ODOM v. MORGAN STANLEY SMITH BARNEY LLC dismissed
District Court, N.D. Florida · No. 3:11-cv-00075 · Filed Feb 16, 2011 · Closed Nov 26, 2014 · Nature of suit: 850 Securities/Commodities · Cause: 15:77 Securities Fraud
Role of ODOM v. MORGAN STANLEY SMITH BARNEY LLC: Party · Outcome: Terminated 2014-11-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Scanlan v. Morgan Stanley Smith Barney, LLC dismissed
District Court, N.D. Illinois · No. 1:10-cv-08294 · Filed Dec 30, 2010 · Closed May 10, 2011 · Nature of suit: 890 Other Statutory Actions · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of Scanlan v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2011-05-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Sirianni dismissed
District Court, E.D. Virginia · No. 1:10-cv-01405 · Filed Dec 13, 2010 · Closed Feb 17, 2011 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley Smith Barney LLC v. Sirianni: Party · Outcome: Terminated 2011-02-17 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in VA (not the issuer's state)
United States v. Search of the Fenced Industrial yard located at 200 N. Post Road, Anchorage, Alaska closed
District Court, D. Alaska · No. 3:10-mj-00176 · Filed Dec 10, 2010 · Closed Dec 20, 2010
Role of United States v. Search of the Fenced Industrial yard located at 200 N. Post Road, Anchorage, Alaska: Party · Outcome: Terminated 2010-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AK (not the issuer's state)
United States v. Search of the Fenced Industrial yard located at 200 N. Post Road, Anchorage, Alaska closed
District Court, D. Alaska · No. 3:10-mj-00176 · Filed Dec 10, 2010 · Closed Dec 20, 2010
Role of United States v. Search of the Fenced Industrial yard located at 200 N. Post Road, Anchorage, Alaska: Party · Outcome: Terminated 2010-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AK (not the issuer's state)
MORGAN STANLEY SMITH BARNEY LLC v. WALKER closed
District Court, E.D. Pennsylvania · No. 2:10-cv-05835 · Filed Oct 29, 2010 · Closed Oct 14, 2011 · Nature of suit: 190 Other contract actions
Role of MORGAN STANLEY SMITH BARNEY LLC v. WALKER: Party · Outcome: Terminated 2011-10-14 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Morassutti judgment
District Court, S.D. New York · No. 1:10-cv-07852 · Filed Oct 14, 2010 · Closed Apr 7, 2011 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley Smith Barney LLC v. Morassutti: Party · Outcome: Terminated 2011-04-07 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Erwin dismissed
District Court, D. Oregon · No. 3:10-cv-01163 · Filed Sep 24, 2010 · Closed Oct 11, 2011 · Nature of suit: Contract: Other Contract Actions · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney, LLC v. Erwin: Party · Outcome: Terminated 2011-10-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
Holly Hanson v. Morgan Stanley Smith Barney LLC judgment
District Court, C.D. California · No. 2:10-cv-06945 · Filed Sep 17, 2010 · Closed May 25, 2011 · Nature of suit: 850 Securities/Commodities · Cause: 28:1441 Notice of Removal - Injunctive/Declaratory Relief
Role of Holly Hanson v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2011-05-25 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Gamoran v. Neuberger Berman Management LLC dismissed
District Court, S.D. New York · No. 1:10-cv-06234 · Filed Aug 19, 2010 · Closed May 11, 2011 · Nature of suit: 160 Stockholders Suits · Cause: 28:1441nr Notice of Removal
Role of Gamoran v. Neuberger Berman Management LLC: Party · Outcome: Terminated 2011-05-11 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
The Fridator Trust v. Neuberger Berman LLC dismissed
District Court, S.D. New York · No. 1:10-cv-05917 · Filed Aug 5, 2010 · Closed Mar 22, 2012 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of The Fridator Trust v. Neuberger Berman LLC: Party · Outcome: Terminated 2012-03-22 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Smith v. Morgan Stanley Smith Barney LLC dismissed
District Court, D. Maryland · No. 1:10-cv-02064 · Filed Jul 28, 2010 · Closed Oct 29, 2010 · Nature of suit: 190 Other contract actions
Role of Smith v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2010-10-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Akers v. Morgan Stanley Smith Barney Inc judgment
District Court, D. Connecticut · No. 3:10-cv-01092 · Filed Jul 13, 2010 · Closed Mar 30, 2012 · Nature of suit: 890 Other statutory actions
Role of Akers v. Morgan Stanley Smith Barney Inc: Party · Outcome: Terminated 2012-03-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
United States v. All Funds in Morgan Stanley Smith Barney: 1: account number 255-054250 and 2. account number 255-080757 closed
District Court, C.D. California · No. 2:10-mj-01149 · Filed May 13, 2010 · Closed Jun 9, 2010
Role of United States v. All Funds in Morgan Stanley Smith Barney: 1: account number 255-054250 and 2. account number 255-080757: Party · Outcome: Terminated 2010-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Angello v. Morgan Stanley Smith Barney, Inc. closed
District Court, S.D. California · No. 3:10-cv-01004 · Filed May 11, 2010 · Closed Jul 12, 2010 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Angello v. Morgan Stanley Smith Barney, Inc.: Party · Outcome: Terminated 2010-07-12 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Whitehead dismissed
District Court, S.D. New York · No. 1:10-cv-02830 · Filed Mar 31, 2010 · Closed Apr 15, 2010 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Whitehead: Party · Outcome: Terminated 2010-04-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Kavits dismissed
District Court, E.D. Virginia · No. 1:10-cv-00199 · Filed Mar 3, 2010 · Closed Mar 18, 2010 · Nature of suit: 380 Other personal property damage
Role of Morgan Stanley Smith Barney LLC v. Kavits: Party · Outcome: Terminated 2010-03-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in VA (not the issuer's state)
Auxter v. Morgan Stanley Smith Barney LLC dismissed
District Court, N.D. Ohio · No. 1:10-cv-00228 · Filed Feb 2, 2010 · Closed Apr 6, 2010 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Petition for Removal
Role of Auxter v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2010-04-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Stevenson v. Morgan Stanley Smith Barney LLC closed
District Court, D. South Carolina · No. 3:10-cv-00128 · Filed Jan 15, 2010 · Closed May 4, 2010 · Nature of suit: 190 Other contract actions
Role of Stevenson v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2010-05-04 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Strickland closed
District Court, E.D. Wisconsin · No. 2:09-cv-01058 · Filed Nov 10, 2009 · Closed Dec 18, 2009 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley Smith Barney LLC v. Strickland: Party · Outcome: Terminated 2009-12-18 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in WI (not the issuer's state)
Barclay v. Morgan Stanley Smith Barney, LLC dismissed
District Court, N.D. Ohio · No. 1:09-cv-02073 · Filed Sep 8, 2009 · Closed Apr 12, 2010 · Nature of suit: 190 Other contract actions
Role of Barclay v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2010-04-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Cantab Capital Partners LLP v. Neuberger Berman Management LLC dismissed
District Court, S.D. New York · No. 1:09-cv-06797 · Filed Jul 31, 2009 · Closed Oct 30, 2009 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Cantab Capital Partners LLP v. Neuberger Berman Management LLC: Party · Outcome: Terminated 2009-10-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley Smith Barney, LLC v. Stone dismissed
District Court, S.D. Georgia · No. 1:09-cv-00078 · Filed Jul 20, 2009 · Closed Jul 15, 2010 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley Smith Barney, LLC v. Stone: Party · Outcome: Terminated 2010-07-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Gamoran v. Neuberger Berman Management LLC dismissed
District Court, S.D. New York · No. 1:08-cv-10807 · Filed Dec 12, 2008 · Closed May 19, 2009 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act
Role of Gamoran v. Neuberger Berman Management LLC: Party · Outcome: Terminated 2009-05-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Society of Assisted Reproductive Technology v. Old Post Road Group, LLC dismissed
District Court, N.D. Alabama · No. 2:07-cv-01997 · Filed Oct 31, 2007 · Closed Sep 29, 2008 · Nature of suit: 190 Other contract actions
Role of Society of Assisted Reproductive Technology v. Old Post Road Group, LLC: Party · Outcome: Terminated 2008-09-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in AL (not the issuer's state)
NEW HAMPSHIRE HIGHER EDUCATION ASSISTANCE FOUNDATION v. POST ROAD VETERINARY CLINIC LLC dismissed
District Court, D. Maine · No. 2:06-cv-00037 · Filed Feb 16, 2006 · Closed May 22, 2006 · Nature of suit: 890 Other statutory actions
Role of NEW HAMPSHIRE HIGHER EDUCATION ASSISTANCE FOUNDATION v. POST ROAD VETERINARY CLINIC LLC: Party · Outcome: Terminated 2006-05-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in ME (not the issuer's state)
Post Road Furniture Group, Inc. v. National Bank of Commerce dismissed
District Court, N.D. Illinois · No. 1:05-cv-01913 · Filed Apr 1, 2005 · Closed Jul 19, 2006 · Nature of suit: 190 Other contract actions
Role of Post Road Furniture Group, Inc. v. National Bank of Commerce: Party · Outcome: Terminated 2006-07-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Neuberger Berman LLC v. Strochak dismissed
District Court, S.D. Florida · No. 9:05-cv-80112 · Filed Feb 8, 2005 · Closed Apr 13, 2006 · Nature of suit: 190 Other contract actions
Role of Neuberger Berman LLC v. Strochak: Party · Outcome: Terminated 2006-04-13 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Krueger v. Neuberger Berman Management, Inc. closed
District Court, S.D. New York · No. 1:05-cv-01316 · Filed Feb 3, 2005 · Closed May 20, 2005 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Krueger v. Neuberger Berman Management, Inc.: Party · Outcome: Terminated 2005-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Full Value Partners L.P. v. Neuberger Berman Real Estate Income Fund, Inc. dismissed
District Court, D. Maryland · No. 1:04-cv-03399 · Filed Oct 20, 2004 · Closed Jul 10, 2007 · Nature of suit: Other Statutory Actions · Cause: 28:1331 Fed. Question: Breach of Contract
Role of Full Value Partners L.P. v. Neuberger Berman Real Estate Income Fund, Inc.: Party · Outcome: Terminated 2007-07-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Neuberger Berman Real Estate Income Fund Inc. v. Lola Brown Trust No. 1B dismissed
District Court, D. Maryland · No. 1:04-cv-03056 · Filed Sep 23, 2004 · Closed Aug 22, 2007 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Neuberger Berman Real Estate Income Fund Inc. v. Lola Brown Trust No. 1B: Party · Outcome: Terminated 2007-08-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
Krueger v. Neuberger Berman Management, Inc. closed
District Court, W.D. Missouri · No. 2:04-cv-04109 · Filed May 24, 2004 · Closed Jan 6, 2005 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Krueger v. Neuberger Berman Management, Inc.: Party · Outcome: Terminated 2005-01-06 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
Neuberger Berman LLC v. Allaway dismissed
District Court, N.D. Illinois · No. 1:03-cv-03901 · Filed Jun 9, 2003 · Closed Jul 14, 2003 · Nature of suit: 190 Other contract actions
Role of Neuberger Berman LLC v. Allaway: Party · Outcome: Terminated 2003-07-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Birmingham-Jefferson v. Neuberger Berman LLC dismissed
District Court, S.D. New York · No. 1:02-cv-07511 · Filed Sep 17, 2002 · Closed Dec 15, 2003 · Nature of suit: 370 Other fraud
Role of Birmingham-Jefferson v. Neuberger Berman LLC: Party · Outcome: Terminated 2003-12-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
BIRMINGHAM-JEFFERSON, ET AL v. NEUBERGER BERMAN LLC, ET AL closed
District Court, S.D. New York · No. · Filed Sep 17, 2002 · Closed Oct 23, 2002 · Nature of suit: 370 Other fraud
Role of BIRMINGHAM-JEFFERSON, ET AL v. NEUBERGER BERMAN LLC, ET AL: Party · Outcome: Terminated 2002-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
New Owl Rock Product v. CBPO of America Inc dismissed
District Court, C.D. California · No. 2:95-cv-03816 · Filed Jun 7, 1995 · Closed Jul 25, 1995 · Nature of suit: 130 Miller act
Role of New Owl Rock Product v. CBPO of America Inc: Party · Outcome: Terminated 1995-07-25 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
The Home Indemnity v. Owl Rock Products Co judgment
District Court, S.D. New York · No. 1:94-cv-06663 · Filed Sep 14, 1994 · Closed Nov 18, 1994 · Nature of suit: 890 Other statutory actions
Role of The Home Indemnity v. Owl Rock Products Co: Party · Outcome: Terminated 1994-11-18 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
VENTURE FUNDING LIMITED v. NEUBERGER & BERMAN judgment
District Court, S.D. Indiana · No. 1:92-cv-01241 · Filed Sep 11, 1992 · Closed Dec 8, 1994 · Nature of suit: 190 Other contract actions
Role of VENTURE FUNDING LIMITED v. NEUBERGER & BERMAN: Party · Outcome: Terminated 1994-12-08 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in IN (not the issuer's state)
Atis, Ltd. v. Neuberger & Berman dismissed
District Court, S.D. New York · No. 1:88-cv-08969 · Filed Dec 19, 1988 · Closed Jul 17, 1991 · Nature of suit: 190 Other contract actions
Role of Atis, Ltd. v. Neuberger & Berman: Party · Outcome: Terminated 1991-07-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Brown, as of the Estates of Robert Moss and Brenda Moss v. Morgan Stanley Smith Barney, LLC open
District Court, M.D. Alabama · No. 2:24-cv-00119 · Filed —
Role of Brown, as of the Estates of Robert Moss and Brenda Moss v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in AL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Lake open
District Court, D. Connecticut · No. 5:18-cv-00147 · Filed —
Role of Morgan Stanley Smith Barney LLC v. Lake: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Wallace open
District Court, S.D. Florida · No. 1:17-mc-23855 · Filed —
Role of Morgan Stanley Smith Barney, LLC v. Wallace: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Camplese v. Morgan Stanley Smith Barney LLC open
District Court, M.D. Pennsylvania · No. 3:15-cv-00784 · Filed —
Role of Camplese v. Morgan Stanley Smith Barney LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Torres v. Morgan Stanley Smith Barney LLC open
District Court, S.D. Florida · No. 1:19-mc-22977 · Filed —
Role of Torres v. Morgan Stanley Smith Barney LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
NIEVES v. POST ROAD MANAGEMENT, LLC open
District Court, E.D. Pennsylvania · No. 2:23-cv-03933 · Filed —
Role of NIEVES v. POST ROAD MANAGEMENT, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 12:08 AM ET for 7 of 414 issuers.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

Searched so far: 7 of 414 issuers in this group; 407 still to be searched (25 in line). Results are added automatically.

3. Bankruptcies

52 cases: 1 open, 51 closed (disposition not in docket feed)

15 Boston Post Road, LLC open
United States Bankruptcy Court, D. Connecticut · No. 24-30728 · Filed Aug 8, 2024
Role of 15 Boston Post Road, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CT)
1023 Post Road, LLC closed
United States Bankruptcy Court, S.D. New York · No. 23-22043 · Filed Jan 17, 2023 · Closed Jun 23, 2023
Role of 1023 Post Road, LLC: Party · Outcome: Case closed 2023-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
2111 Albany Post Road Corp. closed
United States Bankruptcy Court, S.D. New York · No. 22-22207 · Filed Apr 25, 2022 · Closed Apr 10, 2023
Role of 2111 Albany Post Road Corp.: Party · Outcome: Case closed 2023-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Eric R. Perkins, Chapter 7 Trustee v. Morgan Stanley Smith Barney LLC a/k/a Morgan Stanl closed
United States Bankruptcy Court, D. New Jersey · No. 20-01295 · Filed May 20, 2020 · Closed Aug 28, 2020
Role of Eric R. Perkins, Chapter 7 Trustee v. Morgan Stanley Smith Barney LLC a/k/a Morgan Stanl: Party · Outcome: Case closed 2020-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Valley national bank v. Morgan Stanley Smith Barney LLC closed
United States Bankruptcy Court, D. New Jersey · No. 19-02081 · Filed Aug 7, 2019 · Closed Jun 2, 2020
Role of Valley national bank v. Morgan Stanley Smith Barney LLC: Party · Outcome: Case closed 2020-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Capone v. Morgan Stanley Smith Barney LLC closed
United States Bankruptcy Court, E.D. New York · No. 8-18-08012 · Filed Jan 19, 2018 · Closed Oct 4, 2018
Role of Capone v. Morgan Stanley Smith Barney LLC: Party · Outcome: Case closed 2018-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Wang v. Morgan Stanley Smith Barney, LLC closed
United States Bankruptcy Court, E.D. Texas · No. 17-04107 · Filed Nov 2, 2017 · Closed Feb 2, 2018
Role of Wang v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Case closed 2018-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
Simons v. Morgan Stanley Smith Barney LLC closed
United States Bankruptcy Court, C.D. California · No. 6:16-ap-01146 · Filed Jun 3, 2016 · Closed Oct 26, 2017
Role of Simons v. Morgan Stanley Smith Barney LLC: Party · Outcome: Case closed 2017-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney FA Notes Holdings LLC v. Emerson closed
United States Bankruptcy Court, S.D. California · No. 15-90213 · Filed Nov 30, 2015 · Closed Mar 16, 2017
Role of Morgan Stanley Smith Barney FA Notes Holdings LLC v. Emerson: Party · Outcome: Case closed 2017-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Sabates v. Morgan Stanley Smith Barney, LLC closed
United States Bankruptcy Court, W.D. North Carolina · No. 15-03145 · Filed Sep 4, 2015 · Closed Jan 27, 2016
Role of Sabates v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Case closed 2016-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NC (not the issuer's state)
Chorches, Trustee v. Morgan Stanley Smith Barney, LLC closed
United States Bankruptcy Court, D. Connecticut · No. 14-05070 · Filed Dec 10, 2014 · Closed May 12, 2016
Role of Chorches, Trustee v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Case closed 2016-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
GAUGHAN v. MORGAN STANLEY SMITH BARNEY, LLC closed
United States Bankruptcy Court, D. Arizona · No. 2:14-ap-00497 · Filed Jun 20, 2014 · Closed Mar 9, 2015
Role of GAUGHAN v. MORGAN STANLEY SMITH BARNEY, LLC: Party · Outcome: Case closed 2015-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AR (not the issuer's state)
409-415 Boston Post Road, Weston, LLC v. Bourque closed
United States Bankruptcy Court, D. Massachusetts · No. 14-01043 · Filed Feb 13, 2014 · Closed Aug 21, 2014
Role of 409-415 Boston Post Road, Weston, LLC v. Bourque: Party · Outcome: Case closed 2014-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fitzgerald v. Morgan Stanley Smith Barney LLC closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:13-ap-00254 · Filed Oct 31, 2013 · Closed Jan 15, 2014
Role of Fitzgerald v. Morgan Stanley Smith Barney LLC: Party · Outcome: Case closed 2014-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Webster v. Morgan Stanley Smith Barney, LLC closed
United States Bankruptcy Court, M.D. Georgia · No. 13-04011 · Filed Sep 9, 2013 · Closed Oct 18, 2013
Role of Webster v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Case closed 2013-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Napolitano, Trustee v. Morgan Stanley Smith Barney, LLC closed
United States Bankruptcy Court, D. Connecticut · No. 13-05043 · Filed Sep 3, 2013 · Closed Jan 22, 2014
Role of Napolitano, Trustee v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Case closed 2014-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
Process America, Inc., a Nevada corporation v. Morgan Stanley Smith Barney, LLC, a Delaware limit closed
United States Bankruptcy Court, C.D. California · No. 1:13-ap-01124 · Filed Jun 13, 2013 · Closed Aug 7, 2014
Role of Process America, Inc., a Nevada corporation v. Morgan Stanley Smith Barney, LLC, a Delaware limit: Party · Outcome: Case closed 2014-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Schwarz closed
United States Bankruptcy Court, S.D. California · No. 12-90402 · Filed Nov 15, 2012 · Closed Aug 14, 2014
Role of Morgan Stanley Smith Barney LLC v. Schwarz: Party · Outcome: Case closed 2014-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Fitzgerald v. Morgan Stanley Smith Barney, LLC closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:12-ap-00119 · Filed May 3, 2012 · Closed Nov 14, 2012
Role of Fitzgerald v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Case closed 2012-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Lehmann closed
United States Bankruptcy Court, E.D. California · No. 12-02124 · Filed Mar 22, 2012 · Closed Feb 5, 2013
Role of Morgan Stanley Smith Barney LLC v. Lehmann: Party · Outcome: Case closed 2013-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Halverstadt closed
United States Bankruptcy Court, E.D. California · No. 12-02123 · Filed Mar 22, 2012 · Closed Jan 3, 2013
Role of Morgan Stanley Smith Barney LLC v. Halverstadt: Party · Outcome: Case closed 2013-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Yoppolo (Trustee) v. Morgan Stanley Smith Barney, LLC closed
United States Bankruptcy Court, N.D. Ohio · No. 12-03041 · Filed Mar 7, 2012 · Closed Sep 10, 2013
Role of Yoppolo (Trustee) v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Case closed 2013-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Gottlieb v. Morgan Stanley Smith Barney, LLC closed
United States Bankruptcy Court, C.D. California · No. 1:11-ap-01363 · Filed May 9, 2011 · Closed Jun 26, 2013
Role of Gottlieb v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Case closed 2013-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Neuberger Berman LLC v. Fridator Trust closed
United States Bankruptcy Court, S.D. New York · No. 10-03612 · Filed Sep 16, 2010 · Closed Feb 25, 2014
Role of Neuberger Berman LLC v. Fridator Trust: Party · Outcome: Case closed 2014-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Neuberger Berman LLC v. Brown Brothers Harriman & Co. closed
United States Bankruptcy Court, S.D. New York · No. 10-03610 · Filed Sep 16, 2010 · Closed Jun 26, 2013
Role of Neuberger Berman LLC v. Brown Brothers Harriman & Co.: Party · Outcome: Case closed 2013-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Neuberger Berman, LLC v. PNC Bank, National Association closed
United States Bankruptcy Court, S.D. New York · No. 09-01258 · Filed Jun 1, 2009 · Closed Jun 23, 2011
Role of Neuberger Berman, LLC v. PNC Bank, National Association: Party · Outcome: Case closed 2011-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Twenty Nine Boston Post Road, LLC closed
United States Bankruptcy Court, D. Connecticut · No. 09-31100 · Filed Apr 30, 2009 · Closed Feb 25, 2010
Role of Twenty Nine Boston Post Road, LLC: Party · Outcome: Case closed 2010-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CT)
Post Road Holding Co, Inc v. Degioia closed
United States Bankruptcy Court, D. New Jersey · No. 08-02170 · Filed Sep 2, 2008 · Closed Jul 8, 2009
Role of Post Road Holding Co, Inc v. Degioia: Party · Outcome: Case closed 2009-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Post Road Holding Co, Inc closed
United States Bankruptcy Court, D. New Jersey · No. 08-17544 · Filed Apr 25, 2008 · Closed Aug 21, 2009
Role of Post Road Holding Co, Inc: Party · Outcome: Case closed 2009-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Old Post Road Tap House, Inc. closed
United States Bankruptcy Court, S.D. New York · No. 08-35818 · Filed Apr 21, 2008 · Closed Feb 25, 2009
Role of Old Post Road Tap House, Inc.: Party · Outcome: Case closed 2009-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
438 Boston Post Road, LLC closed
United States Bankruptcy Court, D. Connecticut · No. 06-30663 · Filed May 11, 2006 · Closed Jan 30, 2007
Role of 438 Boston Post Road, LLC: Party · Outcome: Case closed 2007-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CT)
Post Road Partners LLC v. Thomas C. Walters closed
United States Bankruptcy Court, E.D. Kentucky · No. 06-05044 · Filed Feb 6, 2006 · Closed Sep 4, 2007
Role of Post Road Partners LLC v. Thomas C. Walters: Party · Outcome: Case closed 2007-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in KY (not the issuer's state)
Berry-Hill Galleries, Inc. v. Post Road Gallery closed
United States Bankruptcy Court, S.D. New York · No. 06-01131 · Filed Jan 17, 2006 · Closed Dec 22, 2006
Role of Berry-Hill Galleries, Inc. v. Post Road Gallery: Party · Outcome: Case closed 2006-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
599 Boston Post Road Operating Company II, LLC closed
United States Bankruptcy Court, S.D. New York · No. 04-14390 · Filed Jun 27, 2004 · Closed Dec 3, 2007
Role of 599 Boston Post Road Operating Company II, LLC: Party · Outcome: Case closed 2007-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Garner v. 499-501 Post Road Associates closed
United States Bankruptcy Court, N.D. Texas · No. 03-04126 · Filed Mar 25, 2003 · Closed Jun 28, 2004
Role of Garner v. 499-501 Post Road Associates: Party · Outcome: Case closed 2004-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Richard C. Breeden, Esq. v. Post Road Office Equipment closed
United States Bankruptcy Court, N.D. New York · No. 98-42992 · Filed Mar 16, 1998 · Closed Jan 29, 2001
Role of Richard C. Breeden, Esq. v. Post Road Office Equipment: Party · Outcome: Case closed 2001-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
55 Post Road West Associates, L.P. v. Mutual Life Insurance Co. closed
United States Bankruptcy Court, D. Connecticut · No. 98-05020 · Filed Feb 11, 1998 · Closed Oct 22, 1998
Role of 55 Post Road West Associates, L.P. v. Mutual Life Insurance Co.: Party · Outcome: Case closed 1998-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CT)
Boyer v. Neuberger & Berman Management, Inc. closed
United States Bankruptcy Court, N.D. Indiana · No. 97-03091 · Filed Jun 24, 1997 · Closed Nov 6, 1997
Role of Boyer v. Neuberger & Berman Management, Inc.: Party · Outcome: Case closed 1997-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IN (not the issuer's state)
55 Post Road West Associates, L.P. v. Mutual Life Insurance Co. closed
United States Bankruptcy Court, D. Connecticut · No. 95-05053 · Filed May 1, 1995 · Closed Apr 24, 1996
Role of 55 Post Road West Associates, L.P. v. Mutual Life Insurance Co.: Party · Outcome: Case closed 1996-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CT)
55 Post Road West Associates, L.P. v. D.L. Ryan Companies, Ltd. closed
United States Bankruptcy Court, D. Connecticut · No. 94-05205 · Filed Aug 10, 1994 · Closed Feb 7, 1997
Role of 55 Post Road West Associates, L.P. v. D.L. Ryan Companies, Ltd.: Party · Outcome: Case closed 1997-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CT)
55 Post Road West Associates, L.P. closed
United States Bankruptcy Court, D. Connecticut · No. 93-52942 · Filed Sep 9, 1993 · Closed May 5, 2003
Role of 55 Post Road West Associates, L.P.: Party · Outcome: Case closed 2003-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CT)
728 Post Road, Inc. v. Cumberland Farms, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 93-04205 · Filed Sep 9, 1993 · Closed Aug 2, 1994
Role of 728 Post Road, Inc. v. Cumberland Farms, Inc.: Party · Outcome: Case closed 1994-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Post Road Mobil, Inc. closed
United States Bankruptcy Court, D. Rhode Island · No. 1:93-bk-12189 · Filed Aug 17, 1993 · Closed Aug 22, 1994
Role of Post Road Mobil, Inc.: Party · Outcome: Case closed 1994-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
55 Post Road West Associates, L.P. closed
United States Bankruptcy Court, D. Connecticut · No. 93-52656 · Filed Aug 13, 1993 · Closed Nov 23, 1994
Role of 55 Post Road West Associates, L.P.: Party · Outcome: Case closed 1994-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CT)
Springfield Post Road Corporation closed
United States Bankruptcy Court, D. Massachusetts · No. 93-41767 · Filed Jun 25, 1993 · Closed Sep 10, 1996
Role of Springfield Post Road Corporation: Party · Outcome: Case closed 1996-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Chicago Post Road Gallery Corp. closed
United States Bankruptcy Court, N.D. Illinois · No. 93-09399 · Filed Apr 29, 1993 · Closed Dec 15, 1993
Role of Chicago Post Road Gallery Corp.: Party · Outcome: Case closed 1993-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
1759 Post Road Realty Corp. closed
United States Bankruptcy Court, D. Massachusetts · No. 93-41019 · Filed Apr 13, 1993 · Closed Jan 7, 1994
Role of 1759 Post Road Realty Corp.: Party · Outcome: Case closed 1994-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Hammond v. Post Road Acceptance Corp. closed
United States Bankruptcy Court, D. New Hampshire · No. 92-01160 · Filed Oct 13, 1992 · Closed May 26, 1993
Role of Hammond v. Post Road Acceptance Corp.: Party · Outcome: Case closed 1993-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NH (not the issuer's state)
Boston Post Road Ltd. closed
United States Bankruptcy Court, D. Connecticut · No. 91-23498 · Filed Oct 28, 1991 · Closed Mar 10, 1998
Role of Boston Post Road Ltd.: Party · Outcome: Case closed 1998-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CT)
Seventeen Fifty-Nine Post Road Realty Corporation closed
United States Bankruptcy Court, D. Rhode Island · No. 1:90-bk-10633 · Filed Apr 30, 1990 · Closed Oct 29, 1992
Role of Seventeen Fifty-Nine Post Road Realty Corporation: Party · Outcome: Case closed 1992-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
Post Road Used Auto Parts of Marlborough, Inc closed
United States Bankruptcy Court, D. Massachusetts · No. 85-11245 · Filed Nov 5, 1985 · Closed Jul 14, 1994
Role of Post Road Used Auto Parts of Marlborough, Inc: Party · Outcome: Case closed 1994-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Post Road Garage, Inc. closed
United States Bankruptcy Court, D. Connecticut · No. 84-00435 · Filed May 24, 1984 · Closed Apr 19, 1993
Role of Post Road Garage, Inc.: Party · Outcome: Case closed 1993-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · Website on file (blueowl.com, from the domain named after the issuer, confirmed on the homepage, filed by member CIK 1896019) — not yet read for public statements.

20 differences found between the filings for Blue Owl — 7 worth asking about (compared the newest 50 of 769 filings on Oct 24, 2026; older filings not covered)

Note · May 24, 1984 – Aug 8, 2024

15 bankruptcy cases name the subject or team members

Bankruptcy case: 15 Boston Post Road, LLC — filed Aug 8, 2024 · Bankruptcy case: Wang v. Morgan Stanley Smith Barney, LLC — filed Nov 2, 2017 · Bankruptcy case: Neuberger Berman LLC v. Fridator Trust — filed Sep 16, 2010 · Bankruptcy case: Neuberger Berman LLC v. Brown Brothers Harriman & Co. — filed Sep 16, 2010 · Bankruptcy case: Neuberger Berman, LLC v. PNC Bank, National Association — filed Jun 1, 2009 · and 10 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Mar 11, 2009 – Oct 13, 2010

NY lists NEUBERGER BERMAN - DJG SMALL CAP VALUE FUND L.P. as withdrawn as of Oct 13, 2010 — a Form D was filed Mar 11, 2009

The NY business registry lists NEUBERGER BERMAN - DJG SMALL CAP VALUE FUND L.P. (entity no. 3719004) as "Not listed in the registry's Active Corporations dataset" / "SURRENDER OF AUTHORITY" as of Oct 13, 2010, but NEUBERGER BERMAN - DJG SMALL CAP VALUE FUND LP (member issuer) was still raising money on Mar 11, 2009, when a Form D was filed within 24 months of that status date. Ask why.

What this means The state lists this company as not in existence or not in good standing as of the date shown, but a Form D was filed near or after that date. Registries lag, companies get reinstated, and some funds wind down right after their last filing — ask the sponsor whether the entity is in good standing today.

Sources
Worth asking · Jun 20, 2025 – Aug 24, 2026

8 court cases name Blue Owl — 7 as defendant

By role: defendant in 7, party in 1. Newest: "Allen v. Blue Owl Technology Credit Advisors LLC" (District Court, S.D. New York, Aug 24, 2026); "Ataii v. Blue Owl Technology Credit Advisors LLC" (District Court, S.D. New York, Aug 13, 2026); "Allen v. Blue Owl Technology Credit Advisors LLC" (District Court, D. Maryland, Jul 23, 2026). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Sources
Worth asking · Apr 26, 2011 – Oct 11, 2024

Blue Owl includes 20 deals that stopped filing before reaching their target

Post Road Special Opportunity Fund III LP (last filing Oct 11, 2024; $255,470,000 sold of $600,000,000); OR Opportunistic DL (C), L.P. (last filing Dec 3, 2020; $0 sold of $500,000,000); OWL ROCK OPPORTUNISTIC FUND, L.P. (last filing Jul 20, 2020; $0 sold of $2,000,000,000); Atalaya Asset Income Fund V LP (last filing May 22, 2020; $74,975,000 sold of $1,000,000,000); Atalaya Asset Income Fund (Cayman) V LP (last filing May 22, 2020; $220,250,000 sold of $1,000,000,000); Post Road Special Opportunity Fund I LP (last filing Dec 21, 2018; $51,500,000 sold of $250,000,000); and 14 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Dec 29, 2022 – Jul 28, 2026

10 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Magenta Capital Services Ltd. — Blue Owl First Lien Fund II (Offshore) LP · Paid seller listed without a CRD number: Noorden Global Ventures FZCO — Blue Owl First Lien Fund II (Offshore) LP · Paid seller listed without a CRD number: Roam Capital Partners, LLC — Blue Owl First Lien Fund II (Offshore) LP · Paid seller listed without a CRD number: Magenta Capital Services Ltd. — Blue Owl First Lien Fund II LP · Paid seller listed without a CRD number: Noorden Global Ventures FZCO — Blue Owl First Lien Fund II LP · and 5 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Mar 11, 2009 – Jul 13, 2026

7 addresses are shared with 10+ issuers outside this group

71 other issuers file from the same address — 65 member issuers (NB Alternatives Distressed Credit Fund Ltd; Dyal Capital Partners III Co-Invest Zeus (AK) LP; Dyal Zeus Offshore II LP; …) · 175 other issuers file from the same address — 4 member issuers (GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC; GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLC; GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC; …) · 11 other issuers file from the same address — 13 member issuers (NEUBERGER BERMAN - DJG SMALL CAP VALUE FUND LP; Dyal Capital Partners (A) LP; Athyrium Opportunities Fund (B) LP; …) · 11 other issuers file from the same address — 3 member issuers (NB STRATEGIC CO-INVESTMENT PARTNERS II LP; NB STRATEGIC CO-INVESTMENT PARTNERS II-B LP; NEUBERGER BERMAN STRATEGIC CO-INVESTMENT II LP) · 10 other issuers file from the same address — 9 member issuers (Morgan Stanley Smith Barney Crossroads 2010 Fund LP; NB Crossroads 2010 Fund - Plan Asset Allocation LP; NB Crossroads 2010 Fund - A Asset Allocation LP; …) · and 2 more

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Worth asking · Nov 17, 2021 – Oct 21, 2026

5 Form Ds were filed more than 15 days after the first sale

Form D filed 1,573 days after the first sale — Blue Owl Asset Income Fund Evergreen (Cayman) LP · Form D filed 1,745 days after the first sale — Blue Owl Alternative Credit SSG Master Fund Evergreen (Cayman) LP · Form D filed 75 days after the first sale — Neuberger Talon LP · Form D filed 128 days after the first sale — Neuberger Rise Aggregator LP · Form D filed 31 days after the first sale — Blue Owl GP Stakes Strategic Opportunities Feeder Fund LP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Nov 26, 2024 – Oct 21, 2026

Blue Owl Alternative Credit Advisors LLC's role changed at Blue Owl Asset Income Fund Evergreen LP: executive officer → promoter

The Nov 26, 2024 filing lists Blue Owl Alternative Credit Advisors LLC as executive officer; the Oct 21, 2026 Form D/A lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Jun 25, 2025 – Jun 24, 2026

Girish S. Kashyap's role changed at GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC: executive officer → executive officer, director

The Jun 25, 2025 filing lists Girish S. Kashyap as executive officer; the Jun 24, 2026 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Aug 12, 2025 – Aug 11, 2026

Minimum investment changed between filings — Blue Owl GP Stakes Offshore BlueArc Co-Invest Sidecar LP

The Aug 12, 2025 filing lists a minimum of $18,644,010; the Aug 11, 2026 Form D/A lists $24,277,638.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 12, 2025 – Aug 11, 2026

Minimum investment changed between filings — Blue Owl GP Stakes US BlueArc Co-Invest Sidecar LP

The Aug 12, 2025 filing lists a minimum of $63,454,314; the Aug 11, 2026 Form D/A lists $77,098,560.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jul 8, 2024 – Dec 11, 2024

Jonathan Shofet is written 2 different ways on the filings

listed as "Jonathan D. Shofet" on 2 filings (from Jul 8, 2024), and "Jonathan Shofet" on 9 filings (from Dec 11, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · May 5, 2021 – Nov 26, 2024

Ivan Q. Zinn is written 2 different ways on the filings

listed as "Ivan Q. Zinn" on 10 filings (from May 5, 2021), and "Ivan Zinn" on 6 filings (from Nov 26, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jun 27, 2023 – Jun 26, 2024

Christopher Jasper is written 2 different ways on the filings

listed as "Christopher Sheedy Jasper" on the Jun 27, 2023 filing, and "Christopher Jasper" on 3 filings (from Jun 26, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Worth asking · Dec 12, 2025

2 separate companies in this group use the same name: "Blue Owl HomeCourt Purple LLC"

CIK 2068303 (first filed Dec 12, 2025, New York, NY); CIK 2068302 (first filed Dec 12, 2025, New York, NY).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Sources
Worth asking · May 31, 2024

2 separate companies in this group use the same name: "Blue Owl HomeCourt Sting Co-Invest LLC"

CIK 2017970 (first filed May 31, 2024, New York, NY); CIK 2017713 (first filed May 31, 2024, 399 Park Avenue, NY).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Sources
Note · Feb 27, 2026 – Oct 21, 2026

7 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Blue Owl Asset Income Fund Evergreen (Cayman) LP · Address on file is a registered agent / shared office — Blue Owl Asset Income Fund Evergreen LP · Address on file is a registered agent / shared office — Blue Owl GP Stakes Offshore BlueArc Co-Invest Sidecar LP · Address on file is a registered agent / shared office — Blue Owl GP Stakes US BlueArc Co-Invest Sidecar LP · Address on file is a registered agent / shared office — Blue Owl First Lien Fund II LP · and 2 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Sources
Note · Mar 11, 2009 – Oct 22, 2026

Member companies were formed in 5 different states

Delaware (279), Cayman Islands (120), Luxembourg (9), Maryland (4), De (2) — out of 414 member issuers. The odd ones out: NEUBERGER BERMAN - DJG SMALL CAP VALUE FUND LP (De); Excelsior Directional Hedge Fund of Funds, Ltd. (Cayman Islands); NB Alternatives Distressed Credit Fund Ltd (Cayman Islands); Dyal Capital Partners (A) LP (Cayman Islands); NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II LP (Cayman Islands); NB Secondary Opportunities Offshore Fund III L.P. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Mar 11, 2009 – Oct 22, 2026

Member companies list addresses in 8 different states

NY (363), TX (16), CT (14), IL (6), MA (5), Cayman Islands (as filed: E9) (4), Luxembourg (as filed: N4) (4), CA (2). 69 members use a registered-agent or shared-office address: Excelsior Directional Hedge Fund of Funds, Ltd. (C/O Maples Corporate Services Limited, Ugland House, Po Box 309, Grand Cayman, Cayman Islands (as filed: E9)); Morgan Stanley Smith Barney Crossroads 2010 Fund LP (325 N. Saint Paul Street, Suite 4900, Dallas, TX); NB Crossroads 2010 Fund - Plan Asset Allocation LP (325 N. Saint Paul Street, Suite 4900, Dallas, TX); NB Crossroads 2010 Fund - A Asset Allocation LP (325 N. Saint Paul Street, Suite 4900, Dallas, TX).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
Note · Jul 21, 2011 – Aug 28, 2026

10 issuers used a different name before

Issuer used a different name before — Blue Owl Alternative Credit SSG Master Fund Evergreen (Cayman) LP · Issuer used a different name before — Blue Owl Strategic Equity Partners Bigcat LP · Issuer used a different name before — Blue Owl First Lien Fund II LP · Issuer used a different name before — Blue Owl First Lien Fund II (Offshore) LP · Issuer used a different name before — Blue Owl A4 Evergreen (Cayman) LP · and 5 more

What this means Match the CIK on your documents, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 769 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

57 of 435 offerings report sales commissions totalling $276,772,713; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Showing the 300 most recent of 435 offerings below; the counts and totals above cover all 435. The PDF export lists the same 300.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 22, 2026 D
Blue Owl GP Stakes Advantage Commander LP
File 021-602255
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 21, 2026 D/A
Blue Owl Asset Income Fund Evergreen LP
File 021-423314
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Oct 21, 2026 D
Blue Owl Asset Income Fund Evergreen (Cayman) LP
File 021-602083
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Sep 9, 2026 D/A
NBPD Eagle Fund LP
File 021-523138
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Sep 4, 2026 D
BOPG Life Sciences Royalty Investments Feeder I LP
File 021-596526
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Sep 4, 2026 D
BOPG Life Sciences Royalty Investments Feeder II LP
File 021-596527
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Aug 28, 2026 D
Blue Owl Alternative Credit SSG Master Fund Evergreen (Cayman) LP
File 021-595794
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Aug 27, 2026 D/A
Blue Owl Liquid Credit CLO Equity Fund LP
File 021-556230
$0$0$0 (est.)
The general partner of the Issuer is entitled to a carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Aug 17, 2026 D
Neuberger Tactical Alternative Credit Fund III LP
File 021-594450
$0 (est.)$0 (est.)$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Neuberger Berman BD LLC BrokerCheck CRD 000002908 ↗EDGAR ↗
Aug 17, 2026 D
Neuberger Tactical Alternative Credit Offshore Fund III LP
File 021-594451
$0$0$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Neuberger Berman BD LLC BrokerCheck CRD 000002908 ↗EDGAR ↗
Aug 17, 2026 D
Blue Owl Strategic Equity Partners Bigcat LP
File 021-594479
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 12, 2026 D
Blue Owl Alternative Credit (M) LP
File 021-594000
$0$0$0
The investment manager of the Issuer is entitled to a management fee and an incentive fee, each as more fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 11, 2026 D/A
Blue Owl GP Stakes US BlueArc Co-Invest Sidecar LP
File 021-521509
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 11, 2026 D/A
Blue Owl GP Stakes Offshore BlueArc Co-Invest Sidecar LP
File 021-521505
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 4, 2026 D/A
NBSF Redwood Insurance SPV LLC
File 021-551091
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jul 31, 2026 D
NBSF Redwood US Feeder Fund LP
File 021-592783
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jul 30, 2026 D
Neuberger Specialty Finance Fund IV (Cayman) Feeder LP
File 021-592712
$0 (est.)$0 (est.)$0 (est.)Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
EDGAR ↗
Jul 28, 2026 D/A
Blue Owl First Lien Fund II LP
File 021-408558
$0 (est.)$0 (est.)$0 (est.)
The investment manager of the Issuer is entitled to a management fee as more fully discussed in the Issuer's confidential offering materials.
Magenta Capital Services Ltd. no CRD number reported
Noorden Global Ventures FZCO no CRD number reported
Roam Capital Partners, LLC no CRD number reported
EDGAR ↗
Jul 28, 2026 D/A
Blue Owl First Lien Fund II (Offshore) LP
File 021-469162
$0 (est.)$0 (est.)$0 (est.)
The investment manager of the Issuer is entitled to a management fee as more fully discussed in the Issuer's confidential offering materials.
Magenta Capital Services Ltd. no CRD number reported
Noorden Global Ventures FZCO no CRD number reported
Roam Capital Partners, LLC no CRD number reported
EDGAR ↗
Jul 16, 2026 D/A
Blue Owl A4 Evergreen (Cayman) LP
File 021-478330
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 14, 2026 D/A
Blue Owl A4 LP
File 021-398310
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 13, 2026 D
Neuberger Diamond 2026 LLC
File 021-590485
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 13, 2026 D
Neuberger Diamond 2026 Offshore Feeder LP
File 021-590487
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 9, 2026 D/A
NB Capital Solutions Fund III Cayman LP
File 021-517993
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jul 9, 2026 D/A
NB Capital Solutions Fund III Delaware LP
File 021-517991
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jul 9, 2026 D/A
NB Capital Solutions III Cayman Feeder LP
File 021-531771
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jun 29, 2026 D
Neuberger Specialty Finance Insurance SPV IV LP
File 021-589013
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jun 26, 2026 D
Blue Owl GP Stakes Atlas IV FBN Investors LP
File 021-588816
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Jun 24, 2026 D/A
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC
File 021-52007
$0$0$0
The issuer compensates Messrs. Bienen, Brott, Gallagher, Raskin and Yellin for service as Independent Directors and pays for their travel-related expenses for board meetings.
None listed on this filingEDGAR ↗
Jun 3, 2026 D
Neuberger Talon LP
File 021-586095
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
May 28, 2026 D
NBSF Redwood Feeder Japan
File 021-585505
$0 (est.)$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
PWM Japan Securities Co., Ltd. no CRD number reported
SBI Securities Co., Ltd. no CRD number reported
EDGAR ↗
May 27, 2026 D/A
Blue Owl First Lien Fund II (Cayman) Unlevered LP
File 021-547239
$0 (est.)$0 (est.)$0 (est.)
The general partner of the Issuer is entitled to a carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's offering documents.
Mitsubishi UFJ Alternative Investments Co., Ltd. no CRD number reportedEDGAR ↗
May 22, 2026 D
Neuberger Specialty Finance Fund IV LP
File 021-585007
$0 (est.)$0 (est.)$0 (est.)Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
EDGAR ↗
May 20, 2026 D/A
Blue Owl Unlevered Diversified Lending 2020 Fund LP
File 021-547591
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee and an incentive fee, each as more fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 11, 2026 D
Neuberger Rise Aggregator LP
File 021-583535
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Apr 23, 2026 D/A
Blue Arc Blue Owl Master Fund LP
File 021-544350
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 22, 2026 D/A
NB Insurance-Linked Strategies Fund LP
File 021-329451
$100,000 (est.)$0$0Alternative Access Capital, LLC BrokerCheck CRD 129469 ↗
Alt Fund Distributors, LLC BrokerCheck CRD 146547 ↗
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗
Apr 21, 2026 D/A
Blue Owl Diversified Lending Fund II (Cayman) Unlevered JPY LP
File 021-544269
$0 (est.)$0 (est.)$0 (est.)
The general partner of the Issuer is entitled to a carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Apr 20, 2026 D
Neuberger Project Constellation Co-Investment Fund LP
File 021-581129
$0$0$0None listed on this filingEDGAR ↗
Apr 17, 2026 D
NBPD Creekside Fund LP / Cayman Islands
File 021-581015
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Apr 15, 2026 D/A
Blue Owl Diversified Lending Fund II (Cayman) Unlevered LP
File 021-543792
$0 (est.)$0 (est.)$0 (est.)
The general partner of the Issuer is entitled to a carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's offering documents.
BNK Securities Co., Ltd no CRD number reportedEDGAR ↗
Apr 10, 2026 D
Private Equity Select Manager Fund I LP
File 021-579963
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2026 D
NB Secondary Opportunities EU Fund VI SCSp
File 021-579519
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2026 D
NB Secondary Opportunities Offshore EU Fund VI-Euro SCSp
File 021-579521
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2026 D
Blue Owl GP Stakes VI Post LP
File 021-578391
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 26, 2026 D
Neuberger Real Estate Strategic Capital Fund LP
File 021-577925
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2026 D
Blue Owl GP Stakes VI Post Cayman LP
File 021-576146
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 11, 2026 D
Blue Owl GP Stakes VI Post U.S. LLC
File 021-576152
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 27, 2026 D
Blue Owl GP Stakes Strategic Opportunities Feeder Fund LP
File 021-574925
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2026 D
Neuberger Specialty Finance Sierra Insurance SPV LLC
File 021-573462
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Feb 10, 2026 D/A
NBPD SKYWATCH FUND LP
File 021-537832
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Feb 9, 2026 D/A
NB Catastrophe Bond Fund LP
File 021-527869
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Feb 9, 2026 D/A
NB Catastrophe Bond Fund Cayman LP
File 021-527870
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Feb 4, 2026 D
OWLCX REIT LLC
File 021-572297
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 3, 2026 D/A
Blue Owl GP Stakes Advantage Offshore Investors LP
File 021-504268
$0$0$0 (est.)
The carried interest partners of the Issuer are entitled to carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are discussed in the Issuer's confidential offering materials.
Gateway Private Markets (HK) Limited no CRD number reportedEDGAR ↗
Jan 9, 2026 D/A
Blue Owl First Lien Fund II 1X LP
File 021-501861
$0$0$0
The investment manager of the Issuer is entitled to a management fee under certain circumstances. The management fee is fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Dec 29, 2025 D/A
Blue Owl Strategic Equity Partners LP
File 021-500858
$0 (est.)$0 (est.)$0 (est.)
The general partner of the issuer is entitled to a carried interest. The investment manager of the issuer is entitled to a management fee. The carried interest and management fee are fully discussed in the issuer's offering documents.
Roam Capital Partners, LLC no CRD number reportedEDGAR ↗
Dec 29, 2025 D/A
Blue Owl Strategic Equity Partners (Offshore) LP
File 021-500860
$0 (est.)$0 (est.)$0 (est.)
The general partner of the issuer is entitled to a carried interest. The investment manager of the issuer is entitled to a management fee. The carried interest and management fee are fully discussed in the issuer's offering documents.
Roam Capital Partners, LLC no CRD number reportedEDGAR ↗
Dec 29, 2025 D/A
Blue Owl Strategic Equity HoldCo LLC
File 021-500857
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2025 D/A
Blue Owl GP Stakes Stargate (A) LP
File 021-501208
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2025 D/A
Blue Owl GP Stakes Stargate (B) LP
File 021-501218
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2025 D/A
Blue Owl Diversified Lending Fund II (Cayman) LP
File 021-533020
$0 (est.)$0 (est.)$0 (est.)
The general partner of the Issuer is entitled to a carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's offering documents.
BNK Securities Co., Ltd no CRD number reportedEDGAR ↗
Dec 16, 2025 D/A
Blue Owl GP Stakes VI US Investors LP
File 021-499884
$51,943,567$0$0 (est.)
The carried interest partners of the Issuer are entitled to carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are discussed in the Issuer's confidential offering materials.
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
CAIS Capital LLC BrokerCheck CRD 154512 ↗
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
Citi Private Alternatives, LLC BrokerCheck CRD 153777 ↗
EDGAR ↗
Dec 16, 2025 D/A
Blue Owl GP Stakes VI Offshore Investors LP
File 021-499882
$51,943,567$0$0 (est.)
The carried interest partners of the Issuer are entitled to carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are discussed in the Issuer's confidential offering materials.
Roam Capital Partners, LLC no CRD number reported
BNK Securities Co., Ltd no CRD number reported
Mandatum Asset Management Ltd. no CRD number reported
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Nomura Securities Co. Ltd. no CRD number reported
CAIS Capital LLC BrokerCheck CRD 154512 ↗
DBS Bank Ltd no CRD number reported
DBS Bank (Hong Kong) Limited no CRD number reported
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗
Citi Private Alternatives, LLC BrokerCheck CRD 153777 ↗
Noah Holdings (Hong Kong) Limited no CRD number reported
Gateway Private Markets (HK) Limited no CRD number reported
ING Bank N.V., Seoul Securities Branch no CRD number reported
EDGAR ↗
Dec 16, 2025 D/A
Blue Owl GP Stakes VI EU Investors SCSp
File 021-499881
$51,943,567 (est.)$0 (est.)$0 (est.)
The carried interest partners of the Issuer are entitled to carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are discussed in the Issuer's confidential offering materials.
Mandatum Asset Management Ltd. no CRD number reported
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗
Dec 16, 2025 D/A
Blue Owl GP Stakes Advantage US Investors LP
File 021-532234
$0$0$0 (est.)
The carried interest partners of the Issuer are entitled to carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 12, 2025 D
Blue Owl HomeCourt Purple LP
File 021-566718
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2025 D
Blue Owl HomeCourt Purple LLC
File 021-566717
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2025 D
Post Road Real Estate Credit Opportunity Fund LP
File 021-566708
$0$0$0PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Dec 10, 2025 D/A
Blue Owl Strategic Equity HoldCo (Offshore) LLC
File 021-531998
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2025 D
Blue Owl Asset Special Opportunities Fund (Cayman) IX LP
File 021-566147
$40,869,078 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
EDGAR ↗
Dec 4, 2025 D/A
Blue Owl HomeCourt US Investors LP
File 021-402020
$628,232$0$0
The investment advisor of the Issuer is entitled to a management fee and the special partner of the Issuer is entitled to an incentive fee, each as more fully discussed in the Issuer's confidential offering materials.
SAMSUNG SECURITIES CO., LTD. no CRD number reported
NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗
BLUE OWL SECURITIES LLC BrokerCheck CRD 283250 ↗
EDGAR ↗
Dec 4, 2025 D/A
Blue Owl HomeCourt Offshore Investors LP
File 021-402022
$628,232$0$0
The investment advisor of the Issuer is entitled to a management fee and the special partner of the Issuer is entitled to an incentive fee, each as more fully discussed in the Issuer's confidential offering materials.
SAMSUNG SECURITIES CO., LTD. no CRD number reported
NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗
BLUE OWL SECURITIES LLC BrokerCheck CRD 283250 ↗
EDGAR ↗
Dec 4, 2025 D/A
Blue Owl HomeCourt Partners LP
File 021-402013
$628,232$0$0
The investment advisor of the Issuer is entitled to a management fee and the special partner of the Issuer is entitled to an incentive fee, each as more fully discussed in the Issuer's confidential offering materials.
SAMSUNG SECURITIES CO., LTD. no CRD number reported
NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗
BLUE OWL SECURITIES LLC BrokerCheck CRD 283250 ↗
EDGAR ↗
Dec 4, 2025 D/A
Blue Owl HomeCourt US Investors II LP
File 021-471625
$628,232$0$0
The investment advisor of the Issuer is entitled to a management fee and the special partner of the Issuer is entitled to an incentive fee, each as more fully discussed in the Issuer's confidential offering materials.
SAMSUNG SECURITIES CO., LTD. no CRD number reported
NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗
BLUE OWL SECURITIES LLC BrokerCheck CRD 283250 ↗
EDGAR ↗
Dec 1, 2025 D/A
Blackthorn Diversified Credit 2024 LP
File 021-530846
$0$0$0
The investment manager of the Issuer is entitled to a management fee as more fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Nov 26, 2025 D/A
Blue Owl Asset Special Opportunities Fund IX LP
File 021-514660
$990,986 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
EDGAR ↗
Nov 26, 2025 D/A
Blue Owl Asset Special Opportunities Fund TE IX LP
File 021-514701
$513,011 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
EDGAR ↗
Nov 12, 2025 D/A
Blue Owl Funding Partners LP
File 021-497792
$0$0$0 (est.)
The investment manager of the Issuer is entitled to an incentive fee under certain circumstances. The incentive fee is fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Nov 10, 2025 D
NB Secondary Opportunities Offshore EU Fund VI SCSp
File 021-563618
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2025 D
NB Secondary Opportunities Fund VI - G LP
File 021-563606
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2025 D
NB Secondary Opportunities Offshore Fund VI - G LP
File 021-563614
$0$0$0None listed on this filingEDGAR ↗
Oct 30, 2025 D
NB Secondary Opportunities Offshore Fund VI LP
File 021-562560
$0$0$0None listed on this filingEDGAR ↗
Oct 30, 2025 D
NB Secondary Opportunities Fund VI LP
File 021-562556
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2025 D
NBPD Ironwood Cayman Feeder LP
File 021-562445
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Oct 17, 2025 D
Blue Owl Funding Partners II LP
File 021-561304
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 16, 2025 D
Blue Owl GP Stakes VI Hotshot Cayman LP
File 021-561151
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 16, 2025 D
Blue Owl GP Stakes VI Hotshot I LP
File 021-561152
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 16, 2025 D
Blue Owl GP Stakes VI Hotshot U.S. LLC
File 021-561147
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 16, 2025 D
Blue Owl GP Stakes VI Hotshot II LP
File 021-561153
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 8, 2025 D
Blue Owl Asset Special Opportunities Feeder Fund (Cayman) IX LP
File 021-560225
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2025 D
Blue Owl Liquid Credit Fund (O) LP
File 021-558061
$0$0$0
The investment manager of the Issuer is entitled to a management fee. The management fee is fully discussed in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Sep 17, 2025 D
Blue Owl GP Stakes Valor Cayman LP
File 021-557819
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 17, 2025 D
Blue Owl GP Stakes Valor U.S. LLC
File 021-557818
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 17, 2025 D
Blue Owl GP Stakes Valor II LP
File 021-557815
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 17, 2025 D
Blue Owl GP Stakes Valor I LP
File 021-557802
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 26, 2025 D/A
NB Private Debt Fund V (A) LP
File 021-488158
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Aug 26, 2025 D/A
NB Private Debt Fund V Offshore Feeder (C) LP
File 021-488160
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Mirae Asset Securities Co., Ltd. no CRD number reported
Shinyoung Securities Co., Ltd. no CRD number reported
EDGAR ↗
Aug 14, 2025 D
Blue Owl GP Stakes Atlas Fund III US Investors LP
File 021-554817
$0$0$0PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Aug 14, 2025 D
Blue Owl GP Stakes Atlas Fund III Offshore Investors LP
File 021-554818
$0$0$0PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Aug 7, 2025 D/A
Blue Owl Diversified Lending 2020 Fund LP
File 021-392781
$0 (est.)$0 (est.)$0 (est.)
The investment manager of the Issuer is entitled to a management fee and an incentive fee, each as more fully discussed in the Issuer's confidential offering materials.
Roam Capital Partners, LLC no CRD number reportedEDGAR ↗
Aug 7, 2025 D/A
Blue Owl Diversified Lending 2020 Fund (Offshore) LP
File 021-417653
$0 (est.)$0 (est.)$0 (est.)
The investment manager of the Issuer is entitled to a management fee and an incentive fee, each as more fully discussed in the Issuer's confidential offering materials.
PineGrove Capital Ltd. no CRD number reported
Roam Capital Partners, LLC no CRD number reported
Magenta Capital Services Ltd. no CRD number reported
Noorden Global Ventures FZCO no CRD number reported
EDGAR ↗
Jul 23, 2025 D
NB Strategic Capital II Co-Invest LP
File 021-552599
$0$0$0None listed on this filingEDGAR ↗
Jul 10, 2025 D
NBPD ELKHORN FUND LP
File 021-551297
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jun 25, 2025 D
Blue Owl Diversified Lending II (G) LP
File 021-549906
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 11, 2025 D
Blue Owl HomeCourt Purple Aggregator II LP
File 021-548684
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 5, 2025 D
NBSF Redwood Feeder Japan
File 021-548182
$0 (est.)$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Mizuho Securities Co., Ltd. no CRD number reported
EDGAR ↗
May 19, 2025 D/A
Blue Owl HomeCourt Sting Co-Invest LP
File 021-514787
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2025 D/A
NB Private Debt Fund V Offshore Feeder (B) SCSp
File 021-510487
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jan 6, 2025 D
Blue Owl GP Stakes Advantage Lion Cayman (B) LP
File 021-534360
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 6, 2025 D
Blue Owl GP Stakes Advantage Lion U.S. II (A) LLC
File 021-534361
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 6, 2025 D
Blue Owl GP Stakes Advantage Lion (A) LP
File 021-534362
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 6, 2025 D
Blue Owl GP Stakes Advantage Lion (B) LP
File 021-534365
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 31, 2024 D
Atalaya Fund IX REIT LLC
File 021-533776
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 27, 2024 D
BOA SOF Secondaries LP
File 021-533478
$0$0$0 (est.)
The general partner of the issuer is entitled to a carried interest. The investment manager of the issuer is entitled to an administrative fee. The carried interest and administrative fee are fully discussed in the issuer's offering documents.
None listed on this filingEDGAR ↗
Nov 26, 2024 D/A
Blue Owl Asset Leasing Fund Evergreen LP
File 021-434809
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2024 D/A
Blue Owl Asset Leasing Feeder Evergreen LP
File 021-440354
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2024 D/A
Blue Owl Alternative Credit Hybrid Income Fund Evergreen LP
File 021-494259
$0$0$0None listed on this filingEDGAR ↗
Nov 19, 2024 D/A
NB Private Equity Impact Fund II LP
File 021-497797
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Oct 31, 2024 D/A
NB Strategic Capital Offshore II LP
File 021-472238
$0$0$0
Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
via Neuberger Berman BD LLC (CRD 2908 ↗)
EDGAR ↗
Oct 31, 2024 D/A
NB Strategic Capital II LP
File 021-472236
$0$0$0
Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
via Neuberger Berman BD LLC (CRD 2908 ↗)
EDGAR ↗
Oct 30, 2024 D
NBSF Redwood Feeder Japan
File 021-528203
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Oct 30, 2024 D
NBSF Redwood Cayman Feeder Fund LP
File 021-528204
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Oct 25, 2024 D/A
Blue Owl Strategic Equity Fund Holdings LLC
File 021-495630
$0$0$0Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗EDGAR ↗
Oct 11, 2024 D/A
Post Road Special Opportunity Fund III LP
File 021-494401
$895,850 (est.)$0$0PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Oct 11, 2024 D
Post Road Digital Infrastructure Fund II LP
File 021-526532
$0$0$0PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Sep 30, 2024 D
ACM A4 P3 Point LLC
File 021-525332
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Sep 27, 2024 D
Blue Owl GP Stakes Atlas Fund II US Investors LP
File 021-525304
$0$0$0 (est.)PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Sep 24, 2024 D
Blue Owl GP Stakes Pilot LP
File 021-524777
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2024 D
Empire Opportunistic Secondary Fund LP
File 021-524502
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 3, 2024 D
BLUE OWL DIVERSIFIED CREDIT (M) LP
File 021-522984
$0$0$0None listed on this filingEDGAR ↗
Aug 6, 2024 D
NB Direct Access Insurance SPV II LLC
File 021-520648
$0 (est.)$0 (est.)$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Kelson Capital, LLC BrokerCheck CRD 149477 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
EDGAR ↗
Aug 5, 2024 D/A
NB Strategic Co-Investment Partners V LP
File 021-488696
$7,688,842$0$0NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗
NEUBERGER BERMAN CANADA ULC BrokerCheck CRD 284803 ↗
STIFEL, NICOLAUS & COMPANY, INCORPORATED BrokerCheck CRD 793 ↗
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗
HMC GLOBAL no CRD number reported
JEFFERIES LLC BrokerCheck CRD 2347 ↗
EDGAR ↗
Aug 5, 2024 D/A
NB Strategic Co-Investment Cayman Partners V LP
File 021-488703
$0$0$0NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗
NEUBERGER BERMAN CANADA ULC BrokerCheck CRD 284803 ↗
STIFEL, NICOLAUS & COMPANY, INCORPORATED BrokerCheck CRD 793 ↗
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗
HMC GLOBAL no CRD number reported
JEFFERIES LLC BrokerCheck CRD 2347 ↗
EDGAR ↗
Aug 5, 2024 D
BO GP FINANCING (K) LLC
File 021-520598
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 30, 2024 D
Blue Owl GP Stakes VI SAI Co-Invest Sidecar LP
File 021-520090
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 29, 2024 D
NB Strategic Capital Offshore EU II SCSp
File 021-519943
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2024 D
Blue Owl GP Stakes Atlas Fund I US Investors LP
File 021-520005
$0$0$0 (est.)PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Jul 29, 2024 D
Blue Owl GP Stakes Atlas Fund I Offshore Investors LP
File 021-520004
$0$0$0 (est.)PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Jul 12, 2024 D
Series 2024-1, a series of Blue Owl Direct Lending Insurance Fund LP
File 021-518653
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 11, 2024 D
Blue Owl HomeCourt Avian Co-Invest U.S. 2 LLC
File 021-518481
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2024 D/A
NB Direct Access Offshore Fund II LP
File 021-476736
$0 (est.)$0 (est.)$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Kelson Capital, LLC BrokerCheck CRD 149477 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
EDGAR ↗
Jul 1, 2024 D/A
NB Direct Access Fund II LP
File 021-476735
$0 (est.)$0 (est.)$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Kelson Capital, LLC BrokerCheck CRD 149477 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
EDGAR ↗
Jun 27, 2024 D
Blue Owl First Lien Fund (O) LP
File 021-517170
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 14, 2024 D/A
OUTPOST VENTURES LP
File 021-400745
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗
MMX Global Partners LLC BrokerCheck CRD 286531 ↗
EDGAR ↗
Jun 14, 2024 D/A
OUTPOST VENTURES (CAYMAN) LP
File 021-400758
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗
MMX Global Partners LLC BrokerCheck CRD 286531 ↗
EDGAR ↗
May 31, 2024 D
Blue Owl HomeCourt Sting Co-Invest LLC
File 021-514786
$0$0$0None listed on this filingEDGAR ↗
May 28, 2024 D/A
NBSF Redwood Fund LP
File 021-474668
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
May 28, 2024 D/A
Redwood Alternative Finance Fund
File 021-474676
$130,000 (est.)$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
SMBC Trust Bank Ltd. no CRD number reported
EDGAR ↗
May 8, 2024 D/A
NB Specialty Finance Fund III (Cayman) Feeder LP
File 021-481349
$0 (est.)$0 (est.)$0 (est.)Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
EDGAR ↗
Apr 25, 2024 D/A
NB Specialty Finance Fund III LP
File 021-478504
$0 (est.)$0 (est.)$0 (est.)Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
EDGAR ↗
Apr 25, 2024 D/A
NB Specialty Finance Insurance SPV III LLC
File 021-478505
$0 (est.)$0 (est.)$0 (est.)Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Apr 18, 2024 D/A
NB Real Estate Secondary Opportunities Offshore Fund II LP
File 021-440943
$0 (est.)$0$0 (est.)
Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or Incentive Allocations. The amount of such fees cannot be estimated at this time.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗EDGAR ↗
Apr 18, 2024 D/A
NB Real Estate Secondary Opportunities Fund II LP
File 021-440941
$0 (est.)$0$0 (est.)
Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or Incentive Allocations. The amount of such fees cannot be estimated at this time.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗EDGAR ↗
Apr 18, 2024 D/A
NB Real Estate Secondary Opportunities Offshore Fund II (Q) LP
File 021-479056
$0 (est.)$0$0
Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or Incentive Allocations. The amount of such fees cannot be estimated at this time.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗EDGAR ↗
Jan 26, 2024 D
Blue Owl Lending Fund (M) LP
File 021-503557
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee. The management fee is fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Jan 8, 2024 D
Blue Owl First Lien Fund (C) LP
File 021-501870
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 29, 2023 D
Blue Owl GP Stakes Stargate U.S. II (A) LLC
File 021-501210
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2023 D
Blue Owl GP Stakes Stargate Cayman (B) LP
File 021-501211
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2023 D
RYAN SPECIALTY HOLDINGS, INC.
File 021-500518
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2023 D
NYC-NorthBound Emerging Managers Program II LP
File 021-500444
$0$0$0NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Dec 13, 2023 D
NB SOF Granite DE Fund LP
File 021-499577
$0$0$0 (est.)
Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
None listed on this filingEDGAR ↗
Dec 7, 2023 D
Blue Owl Technology Lending (M) LP
File 021-499089
$0$0$0
The general partner of the issuer is entitled to a carried interest. The investment manager of the issuer is entitled to a management fee. The carried interest and management fee are fully discussed in the issuer's governing documents.
None listed on this filingEDGAR ↗
Nov 30, 2023 D/A
Blue Owl Technology Finance Corp. II
File 021-423015
$0$0$0
Pursuant to the Investment Advisory Agreement, the Issuer will pay the Investment Adviser a base management fee and an incentive fee.
Blue Owl Securities LLC BrokerCheck CRD 283250 ↗
Ameriprise Financial Services, Inc. BrokerCheck CRD 6363 ↗
Merrill Lynch, Pierce, Fenner & Smith BrokerCheck CRD 7691 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Raymond James & Associates BrokerCheck CRD 705 ↗
RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
DFPG Investments, LLC BrokerCheck CRD 155576 ↗
EDGAR ↗
Nov 9, 2023 D/A
Blue Owl Capital Technology Holdings II LLC
File 021-424440
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2023 D
NBSF Redwood Feeder Japan
File 021-496214
$68,566 (est.)$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
SMBC Trust Bank Ltd. no CRD number reported
EDGAR ↗
Oct 16, 2023 D
Blue Owl GP Stakes DGP Co-Invest Offshore Investors LP
File 021-494866
$0$0$0 (est.)
The carried interest partners of the Issuer are entitled to carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are discussed in the Issuer's confidential offering materials.
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗EDGAR ↗
Oct 16, 2023 D
Blue Owl GP Stakes DGP Co-Invest US Investors LP
File 021-494868
$0$0$0 (est.)
The carried interest partners of the Issuer are entitled to carried interest. The investment manager of the Issuer is entitled to a management fee. The carried interest and management fee are discussed in the Issuer's confidential offering materials.
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗EDGAR ↗
Oct 10, 2023 D
Atalaya NMP Co-Invest Fund LP
File 021-494261
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Oct 2, 2023 D
Atalaya AIF Co-Investment Fund LP
File 021-493530
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2023 D
Blue Owl GP Stakes Mirror Aggregator (C) LP
File 021-489411
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2023 D
Blue Owl MC Debt Opportunities LP
File 021-489280
$0$0$0None listed on this filingEDGAR ↗
Aug 8, 2023 D/A
Blue Owl Diversified Lending Insurance Fund LP
File 021-421970
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee and an incentive fee, each as more fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 8, 2023 D/A
Blue Owl Diversified Lending 2020 8Y Feeder Fund LP
File 021-424928
$0 (est.)$0 (est.)$0 (est.)
The investment manager of the Issuer is entitled to a management fee and an incentive fee, each as more fully discussed in the Issuer's confidential offering materials.
Kyobo Securities Co. LTD. no CRD number reportedEDGAR ↗
Jul 21, 2023 D/A
Atalaya Commercial Real Estate Fund II LP
File 021-453219
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2023 D/A
Owl Rock Capital Corp III
File 021-368323
$0$0$0
Pursuant to the Investment Advisory Agreement, the Issuer will pay the Investment Adviser a base management fee and an incentive fee.
Blue Owl Securities LLC BrokerCheck CRD 283250 ↗EDGAR ↗
May 30, 2023 D
RYAN SPECIALTY HOLDINGS, INC.
File 021-482812
$0$0$0None listed on this filingEDGAR ↗
May 11, 2023 D
Dyal HomeCourt Avian Co-Invest LP
File 021-481471
$0$0$0None listed on this filingEDGAR ↗
May 11, 2023 D
Dyal HomeCourt Avian Co-Invest U.S. LLC
File 021-481473
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2023 D
NB Real Estate Secondary Asia Feeder LP
File 021-477642
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Mar 31, 2023 D
NB Real Estate Secondary Fund Asia LP
File 021-477639
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Mar 30, 2023 D
BO DL (K) LLC
File 021-477453
$0$0$0 (est.)
The Manager is entitled to a management fee. The management fee is fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Mar 14, 2023 D/A
NB Credit Opportunities II Cayman LP
File 021-392173
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
EDGAR ↗
Mar 14, 2023 D/A
NB Credit Opportunities Fund II LP
File 021-392177
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
EDGAR ↗
Mar 14, 2023 D/A
NB Credit Opportunities II Cayman Feeder LP
File 021-392181
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
EDGAR ↗
Mar 2, 2023 D
Dyal Capital Partners V Co-Invest GF (A) LP
File 021-474698
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2023 D
Dyal Capital Partners V Co-Invest GF (B) LP
File 021-474699
$0$0$0None listed on this filingEDGAR ↗
Feb 10, 2023 D
Atalaya Asset Income Fund Parallel 345 LP
File 021-473228
$0$0$0None listed on this filingEDGAR ↗
Dec 28, 2022 D
Atalaya Fund VIII REIT LLC
File 021-468882
$3,125$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 12, 2022 D
NB SOF Granite Fund LP
File 021-467131
$0$0$0 (est.)
Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
None listed on this filingEDGAR ↗
Nov 15, 2022 D/A
Dyal V Offshore Investors LP
File 021-380150
$7,750,506 (est.)$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Blue Owl Securities LLC BrokerCheck CRD 283250 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
HMC Itajuba Capitals no CRD number reported
eBest Investment & Securities Co., Ltd. no CRD number reported
Samsung Securities Co., Ltd. no CRD number reported
Shinyoung Securities Co., Ltd. no CRD number reported
EDGAR ↗
Nov 15, 2022 D/A
Dyal V Pension Investors LP
File 021-380151
$7,750,506 (est.)$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Blue Owl Securities LLC BrokerCheck CRD 283250 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
HMC Itajuba Capitals no CRD number reported
eBest Investment & Securities Co., Ltd. no CRD number reported
Samsung Securities Co., Ltd. no CRD number reported
Shinyoung Securities Co., Ltd. no CRD number reported
EDGAR ↗
Nov 15, 2022 D/A
Dyal Capital Partners V (B) LP
File 021-380159
$7,750,506 (est.)$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Blue Owl Securities LLC BrokerCheck CRD 283250 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
HMC Itajuba Capitals no CRD number reported
eBest Investment & Securities Co., Ltd. no CRD number reported
Samsung Securities Co., Ltd. no CRD number reported
Shinyoung Securities Co., Ltd. no CRD number reported
EDGAR ↗
Nov 15, 2022 D/A
Dyal Capital Partners V (A) LP
File 021-380160
$7,750,506 (est.)$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Blue Owl Securities LLC BrokerCheck CRD 283250 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
HMC Itajuba Capitals no CRD number reported
eBest Investment & Securities Co., Ltd. no CRD number reported
EDGAR ↗
Nov 14, 2022 D/A
Dyal V US Investors LP
File 021-380157
$7,750,506 (est.)$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Blue Owl Securities LLC BrokerCheck CRD 283250 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
HMC Itajuba Capitals no CRD number reported
eBest Investment & Securities Co., Ltd. no CRD number reported
Samsung Securities Co., Ltd. no CRD number reported
Shinyoung Securities Co., Ltd. no CRD number reported
EDGAR ↗
Nov 7, 2022 D
ORCC Participant Vehicle, LLC
File 021-463981
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Sep 20, 2022 D/A
Owl Rock Capital Diversified Holdings LLC
File 021-368388
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2022 D/A
NB Secondary Opportunities Fund V LP
File 021-373315
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Michael Colin McLane BrokerCheck CRD 4461016 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
VolcomCapital S.A. no CRD number reported
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗
EDGAR ↗
Aug 18, 2022 D/A
NB Secondary Opportunities Offshore Fund V LP
File 021-373317
$0 (est.)$0 (est.)$0Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
VolcomCapital S.A. no CRD number reported
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗
EDGAR ↗
Aug 3, 2022 D
OR DIVERSIFIED LENDING (CP), L.P.
File 021-454722
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee. The management fee is fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Jul 15, 2022 D/A
Dyal Finance Investors (US) LP
File 021-335580
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jul 15, 2022 D
NB Crossroads Private Markets Fund VII Advisory LP
File 021-452628
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jul 13, 2022 D
Post Road Digital Infrastructure Fund I LP
File 021-452209
$250,000$0$0PJT PARTNERS LP BrokerCheck CRD 171058 ↗EDGAR ↗
Jun 15, 2022 D/A
NB-Athyrium Opportunities Fund IV LP
File 021-403867
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Apr 14, 2022 D
Dyal Capital Partners V Co-Invest Nimbus (A) LP
File 021-441860
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2022 D
Dyal Capital Partners V Co-Invest Nimbus (B) LP
File 021-441864
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2022 D
Dyal V Nimbus U.S. II (A) LLC
File 021-441866
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2022 D
Dyal V Nimbus U.S. (A) LLC
File 021-441881
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2022 D
Dyal V Nimbus Cayman (B) LP
File 021-441885
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2022 D
DCP (Q) Coinvest Sidecar LP
File 021-440791
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2022 D
Dyal Capital Partners V Co-Invest Odyssey (A) LP
File 021-435878
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2022 D
Dyal Capital Partners V Co-Invest Odyssey (B) LP
File 021-435881
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2022 D
NB Crossroads Private Markets Fund VII LP
File 021-435273
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Feb 1, 2022 D
Atalaya Alamosa I-A REIT LLC
File 021-431726
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 1, 2022 D
ACM A4 Point LLC
File 021-431724
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 11, 2022 D
Dyal HomeCourt Valley Co-Invest U.S. LLC
File 021-428801
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2021 D
Atalaya Special Opportunities Fund TE VIII-E LP
File 021-427329
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2021 D
Atalaya Special Opportunities Fund (Cayman) VIII LP
File 021-427361
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2021 D
Atalaya Special Opportunities Fund VIII LP
File 021-422738
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2021 D
Atalaya Special Opportunities Fund TE VIII LP
File 021-422726
$0$0$0None listed on this filingEDGAR ↗
Nov 22, 2021 D
Atalaya Continuation VI-A REIT LLC
File 021-422058
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Nov 3, 2021 D/A
NB Private Debt Fund IV (A) LP
File 021-379338
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Nov 3, 2021 D/A
NB Private Debt Fund IV Offshore Feeder (C) LP
File 021-379339
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Oct 18, 2021 D/A
Post Road Special Opportunity Fund II LP
File 021-374989
$0 (est.)$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Sep 24, 2021 D
Atalaya Continuation Fund VI-A LP
File 021-414499
$0$0$0None listed on this filingEDGAR ↗
Sep 24, 2021 D
Atalaya Continuation Offshore Fund VI-A LP
File 021-414501
$0$0$0None listed on this filingEDGAR ↗
Sep 24, 2021 D
Atalaya Continuation Feeder VI-A LP
File 021-414502
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2021 D/A
Owl Rock Technology Finance Corp.
File 021-318955
$0$0$0
Pursuant to the Investment Advisory Agreement, the Issuer will pay the Investment Adviser a base management fee and an incentive fee.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Blue Owl Securities LLC BrokerCheck CRD 283250 ↗
Ameriprise Financial Services, Inc. BrokerCheck CRD 6363 ↗
EDGAR ↗
Jul 29, 2021 D
OR OPPORTUNISTIC I (G), LLC
File 021-408255
$0$0$0 (est.)
"The Issuer (through the Offshore Fund) is invested in Owl Rock Opportunistic Master Fund I, L.P. (the ""Master Fund""). The investment manager of the Master Fund is entitled to a management fee, discussed fully in the confidential offering materials."
None listed on this filingEDGAR ↗
Jul 20, 2021 D
Atalaya A4 (Cayman) LP
File 021-407030
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2021 D
NBPD IV UISPV LLC
File 021-404928
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jun 2, 2021 D
BLUE OWL CAPITAL INC.
File 021-401528
$0$0$0
No gross proceeds were paid to executive officers, directors or promoters in their capacity as such. However, as described in the issuer's Form S-4 (333-251866), certain of such individuals received proceeds in respect of a previously existing earn-out.
None listed on this filingEDGAR ↗
Jun 2, 2021 D
BLUE OWL CAPITAL INC.
File 021-401529
$0$0$0
No gross proceeds were paid to executive officers, directors or promoters in their capacity as such. However, as described in the issuer's Form S-4 (333-251866), certain of such individuals received proceeds in respect of a previously existing earn-out.
None listed on this filingEDGAR ↗
Jun 2, 2021 D
Blue Owl Capital Carry LP
File 021-401530
$0$0$0
No gross proceeds were paid to executive officers, directors or promoters in their capacity as such. However, as described in aforementioned Form S-4 (333-251866), certain of such individuals received proceeds in respect of a previously existing earn-out
None listed on this filingEDGAR ↗
Jun 2, 2021 D
Blue Owl Capital Holdings LP
File 021-401531
$0$0$0
No gross proceeds were paid to executive officers, directors or promoters in their capacity as such. However, as described in aforementioned Form S-4 (333-251866), certain of such individuals received proceeds in respect of a previously existing earn-out
None listed on this filingEDGAR ↗
Apr 30, 2021 D
NB Specialty Finance Fund II LP
File 021-397843
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Apr 30, 2021 D
NB Specialty Finance Fund II (Cayman) LP
File 021-397844
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Apr 30, 2021 D
NB Specialty Finance Insurance SPV II LLC
File 021-397846
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Apr 30, 2021 D
Owl Rock Opportunistic Fund (A), L.P.
File 021-397727
$0$0$0 (est.)
The investment manager of the Master Fund is entitled to a management fee. The management fee is fully discussed in the Master Fund's confidential offering materials.
None listed on this filingEDGAR ↗
Mar 31, 2021 D/A
NB Renaissance Partners III SCSp
File 021-315414
$0$0$0 (est.)
Neuberger Berman AIFM S.a.r.l. will receive a management fee from the Issuer. It is not possible to quantify this until such time as the offering has been completed.
None listed on this filingEDGAR ↗
Mar 26, 2021 D
Atalaya Special Purpose Investment Fund II LP
File 021-393665
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2021 D
Atalaya Special Purpose Investment Feeder Fund (Cayman) II LP
File 021-393670
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2021 D/A
Marquee Brands Partners II LP
File 021-335559
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Mar 19, 2021 D/A
Marquee Brands Cayman Fund II LP
File 021-335560
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Mar 11, 2021 D/A
Atalaya Commercial Real Estate Fund I LP
File 021-362728
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2021 D/A
ACRE Feeder Fund I LP
File 021-362740
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2021 D/A
NB Crossroads Private Markets Fund VI LP
File 021-361621
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Mar 2, 2021 D/A
NB Direct Access Fund LP
File 021-354841
$3,530,000 (est.)$0$0Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Blue Sand Securities LLC BrokerCheck CRD 142976 ↗
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗
Feb 16, 2021 D
Owl Rock Access Fund, L.P.
File 021-389499
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee. The management fee is fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 30, 2020 D
Dyal V Nimbus U.S. (A) LLC
File 021-384676
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2020 D
Dyal Capital Partners V Co-Invest Nimbus (A) LP
File 021-384672
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2020 D
Dyal V Nimbus Cayman (B) LP
File 021-384663
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2020 D
Dyal V Nimbus U.S. II (A) LLC
File 021-384666
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2020 D
Dyal Capital Partners V Co-Invest Nimbus (B) LP
File 021-384669
$0$0$0None listed on this filingEDGAR ↗
Dec 18, 2020 D
Atalaya Fund VII MTGE REIT LLC
File 021-383636
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 16, 2020 D/A
NB Crossroads Fund 23 Plan LP
File 021-355547
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Dec 16, 2020 D/A
NB Crossroads Fund 23 Onshore LP
File 021-355552
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Dec 3, 2020 D
OR Opportunistic DL (C), L.P.
File 021-382160
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2020 D
Ryan Specialty Group, LLC
File 021-375500
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2020 D
OR OPPORTUNISTIC I (H), L.P.
File 021-375039
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee. The management fee is fully described in the Issuer's governing agreements.
None listed on this filingEDGAR ↗
Aug 18, 2020 D
NB Direct Access Offshore Fund LP
File 021-373489
$3,500,000 (est.)$0$0Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗EDGAR ↗
Aug 14, 2020 D/A
NB Strategic Co-Investment Cayman Partners IV LP
File 021-344387
$463,250$0$0STIFEL, NICOLAUS & COMPANY, INCORPORATED BrokerCheck CRD 793 ↗
BTG PACTUAL CHILE S.A. ADMINISTRADORA GENERAL DE FONDOS no CRD number reported
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗
EDGAR ↗
Aug 14, 2020 D/A
NB Strategic Co-Investment Partners IV LP
File 021-344389
$2,735,208$0$0STIFEL, NICOLAUS & COMPANY, INCORPORATED BrokerCheck CRD 793 ↗
BTG PACTUAL CHILE S.A. ADMINISTRADORA GENERAL DE FONDOS no CRD number reported
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗
EDGAR ↗
Jul 20, 2020 D
OWL ROCK OPPORTUNISTIC FUND, L.P.
File 021-371413
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee. The management fee is fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 10, 2020 D
NB Crossroads Private Markets Fund VI Advisory LP
File 021-370734
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jun 30, 2020 D
NYC-NorthBound Emerging Managers Program LP
File 021-369976
$0$0$0None listed on this filingEDGAR ↗
May 22, 2020 D
Atalaya Asset Income Fund V LP
File 021-367512
$0$0$0None listed on this filingEDGAR ↗
May 22, 2020 D
Atalaya Asset Income Fund (Cayman) V LP
File 021-367514
$0$0$0None listed on this filingEDGAR ↗
May 5, 2020 D
Dyal IV Vault U.S. II LLC
File 021-366290
$0$0$0None listed on this filingEDGAR ↗
May 5, 2020 D
Dyal Capital Partners IV Co-Invest Vault II LP
File 021-366292
$0$0$0None listed on this filingEDGAR ↗
May 5, 2020 D
Dyal Capital Partners IV Co-Invest Vault I LP
File 021-366293
$0$0$0None listed on this filingEDGAR ↗
May 5, 2020 D
Dyal IV Vault Cayman LP
File 021-366295
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2020 D
Dyal Capital Partners II Co-Invest Velocity I LP
File 021-362765
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2020 D
Ryan Specialty Group, LLC
File 021-362645
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2019 D/A
Atalaya Fund VII REIT LLC
File 021-356253
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 3, 2019 D/A
NB Alternatives Distressed Credit Fund Ltd
File 021-139612
$0$0$0 (est.)
Issuer's Investment Manager is entitled to an incentive allocation and management fee. The incentive allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Dec 3, 2019 D
Dyal Capital Partners IV Cardinal Aggregator (A) LP
File 021-354610
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2019 D
Dyal Capital Partners IV Cardinal Aggregator (B) LP
File 021-354611
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2019 D
Atalaya Special Opportunities Fund (Cayman) VII LP
File 021-353320
$0$0$0None listed on this filingEDGAR ↗
Oct 1, 2019 D
Atalaya Alamosa W28th REIT Inc.
File 021-350051
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Sep 12, 2019 D/A
PRG Mobile Portfolio Investors LLC
File 021-328044
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2019 D/A
PRPG Haviland Gates Investors LLC
File 021-328061
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2019 D/A
NB SPECIALTY FINANCE FUND LP
File 021-325477
$60,000 (est.)$0$0Blue Sand Securities LLC BrokerCheck CRD 142976 ↗EDGAR ↗
Aug 16, 2019 D/A
NB SPECIALTY FINANCE FUND (CAYMAN) LP
File 021-325485
$60,000$0$0Blue Sand Securities LLC BrokerCheck CRD 142976 ↗EDGAR ↗
Jul 2, 2019 D/A
Owl Rock First Lien Fund, L.P.
File 021-315961
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee. The management fee is fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 2, 2019 D/A
Owl Rock First Lien Fund (Offshore), L.P.
File 021-315964
$0$0$0 (est.)
The investment manager of the Issuer is entitled to a management fee. The management fee is fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 17, 2019 D/A
Post Road Property Investors II LLC
File 021-341476
$0$0$0
Acquisition fee is 1% of the purchase price of each asset acquired by the fund.
None listed on this filingEDGAR ↗
Jun 11, 2019 D/A
NB Strategic Capital LP
File 021-313044
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2019 D
Dyal IV Mirror U.S. LLC
File 021-341645
$0$0$0None listed on this filingEDGAR ↗
May 31, 2019 D/A
NB Crossroads Private Markets Fund V (TE) LP
File 021-313743
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
May 31, 2019 D/A
NB Crossroads Private Markets Fund V (TI) LP
File 021-313744
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
May 7, 2019 D
Dyal IV Mirror U.S. II LLC
File 021-338950
$0$0$0None listed on this filingEDGAR ↗
May 7, 2019 D
Dyal IV Mirror Cayman LP
File 021-338952
$0$0$0None listed on this filingEDGAR ↗
May 7, 2019 D
Dyal Capital Partners IV Co-Invest Mirror I LP
File 021-338954
$0$0$0None listed on this filingEDGAR ↗
May 7, 2019 D
Dyal Capital Partners IV Co-Invest Mirror II LP
File 021-338956
$0$0$0None listed on this filingEDGAR ↗
Apr 24, 2019 D
Ryan Specialty Group, LLC
File 021-337955
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2019 D
Ryan Specialty Group, LLC
File 021-336442
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2019 D/A
Dyal IV Offshore Investors LP
File 021-309200
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2019 D/A
Dyal IV Pension Investors LP
File 021-309203
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2019 D/A
Dyal IV US Investors LP
File 021-309207
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 414 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET

0 recorded documents and 0 ownership records matched to Blue Owl in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) — last checked Oct 23, 2026, 11:53 PM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) — last checked Oct 23, 2026, 11:53 PM ET; NYC PLUTO ownership via NYC Open Data (64uk-42ks) — last checked Oct 23, 2026, 11:53 PM ET; Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗NB NEUBERGER BERMAN - DJG SMALL CAP VALUE FUND LPshared people, same business addressNEW YORK, NYPooled Investment Fund1$145,725,30147No minimum reported2009–2009
EDGAR ↗AS Atalaya Special Opportunity Fund II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$31,000,0003No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Smith Barney Crossroads 2010 Fund LPshared people, same person name on both filingsDALLAS, TXPooled Investment Fund3$20,617,00029No minimum reported2010–2011
EDGAR ↗NC NB Crossroads 2010 Fund - Plan Asset Allocation LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund6$6,200,00010No minimum reported2010–2011
EDGAR ↗EM Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLCshared people, same person name on both filings, same business address, similar issuer namesSTAMFORD, CTPooled Investment Fund4$164,196,575153No minimum reported2010–2013
EDGAR ↗EM Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLCshared people, same person name on both filings, same business address, similar issuer namesSTAMFORD, CTPooled Investment Fund4$151,634,000358No minimum reported2010–2013
EDGAR ↗ED Excelsior Directional Hedge Fund of Funds, Ltd.shared people, same person name on both filings, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund4$1,400,0002No minimum reported2010–2013
EDGAR ↗NA NB Alternatives Distressed Credit Fund Ltdshared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund11$65,161,847
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$100,000
similar: $1,000–$100,000
2010–2019
EDGAR ↗AS Atalaya Special Opportunities Fund III LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$185,200,00023No minimum reported2010–2010
EDGAR ↗EM Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLCshared people, same person name on both filings, same business address, similar issuer namesSTAMFORD, CTPooled Investment Fund4$9,563,58256No minimum reported2010–2013
EDGAR ↗NC NB Crossroads 2010 Fund - A Asset Allocation LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund3$89,275,000209No minimum reported2010–2011
EDGAR ↗DC Dyal Capital Partners (A) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$416,750,00072No minimum reported2010–2011
EDGAR ↗NC NB Crossroads 2010 Fund - Institutional Asset Allocation LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund3$30,000,0006No minimum reported2010–2011
EDGAR ↗EM EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLCshared people, same person name on both filings, same business address, similar issuer namesSTAMFORD, CTPooled Investment Fund3$6,872,44454No minimum reported2010–2012
EDGAR ↗GR GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLCshared people, same person name on both filings, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund3$90,827,478248$25,0002010–2012
EDGAR ↗GR GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLCshared people, same person name on both filings, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund4$44,073,110237$25,0002010–2013
EDGAR ↗GR GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLCshared people, same person name on both filings, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund4$74,206,707882$25,0002010–2013
EDGAR ↗GR GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCshared people, same person name on both filings, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund16$1,175,971,578
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$25,000
similar: $1,000–$100,000
2011–2026
EDGAR ↗AS Atalaya Special Opportunities Fund IV LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$385,000,00024No minimum reported2011–2011
EDGAR ↗NS NB STRATEGIC CO-INVESTMENT PARTNERS II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$564,650,000125No minimum reported2011–2013
EDGAR ↗NS NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II LPshared peopleGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund3$360,900,00015No minimum reported2011–2013
EDGAR ↗AO Athyrium Opportunities Fund (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$125,000,0002No minimum reported2012–2012
EDGAR ↗NS NB Secondary Opportunities Fund III LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$1,831,400,000
offering $2,000,000,000 · similar: $155,000–$5,250,000
111
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2013
EDGAR ↗NS NB Secondary Opportunities Offshore Fund III L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$266,500,00032No minimum reported2012–2013
EDGAR ↗NS NB STRATEGIC CO-INVESTMENT PARTNERS II-B LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$103,129,600230No minimum reported2012–2013
EDGAR ↗AP Atalaya Principal Finance Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$75,000,00015No minimum reported2012–2012
EDGAR ↗NS NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II-B LPshared peopleGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$7,050,00010No minimum reported2012–2013
EDGAR ↗AA Atalaya Asset Income Fund (Cayman) I LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$36,000,0005$100,0002012–2012
EDGAR ↗AA Atalaya Asset Income Fund I LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$93,500,0009No minimum reported2012–2012
EDGAR ↗EP Excelsior Private Markets Fund II (TI), LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesBOSTON, MAPooled Investment Fund1$60,247,475130$50,0002012–2012
EDGAR ↗EP Excelsior Private Markets Fund II (TE), LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesBOSTON, MAPooled Investment Fund1$89,698,99064$50,0002012–2012
EDGAR ↗RS Ryan Specialty Group, LLCshared people, similar issuer namesCHICAGO, ILInsurance11$317,349,653
offering $317,349,653 · similar: $750,000–$13,000,000
163
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2013–2020
EDGAR ↗NC NB Crossroads Fund XX - Asset Allocation LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$192,625,000
offering Indefinite · similar: $155,000–$5,250,000
29
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2014
EDGAR ↗NC NB Crossroads Fund XX - Plan Asset Allocation LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$85,000,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2014
EDGAR ↗NB NEUBERGER BERMAN STRATEGIC CO-INVESTMENT II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$60,000,0001No minimum reported2013–2013
EDGAR ↗NS NB Secondary Opportunities Fund III-B LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$00No minimum reported2013–2013
EDGAR ↗EP Excelsior Private Markets Fund III (Master), LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$11,611,394
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$50,000
similar: $1,000–$100,000
2013–2014
EDGAR ↗EP Excelsior Private Markets Fund III (TE), LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$5,136,818
offering Indefinite · similar: $155,000–$5,250,000
59
similar: 4–27
$50,000
similar: $1,000–$100,000
2013–2014
EDGAR ↗EP Excelsior Private Markets Fund III (TI), LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$6,474,576
offering Indefinite · similar: $155,000–$5,250,000
112
similar: 4–27
$50,000
similar: $1,000–$100,000
2013–2014
EDGAR ↗AS Atalaya Special Opportunities Fund V LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$474,000,00050No minimum reported2013–2013
EDGAR ↗MF MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCshared people, same person name on both filingsNEW YORK, NYPooled Investment Fund7$2,434,921,155
offering Indefinite · similar: $155,000–$5,250,000
1322
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2018
EDGAR ↗NP NB Private Debt Fund B LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗NP NB Private Debt Fund LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$620,870,000
offering $620,870,000 · similar: $155,000–$5,250,000
60
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2016
EDGAR ↗NA NB ALPHA CAPTURE FUND LTD.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$100,900,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2014–2015
EDGAR ↗AA Atalaya Asset Income Fund II LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$99,120,000
offering $300,000,000 · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗DO Dyal II Offshore Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$943,700,000
offering Indefinite · similar: $155,000–$5,250,000
67
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2015
EDGAR ↗DP Dyal II Pension Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$224,000,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2015
EDGAR ↗DU Dyal II US Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$654,825,000
offering Indefinite · similar: $155,000–$5,250,000
125
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2015
EDGAR ↗DN Dyal II NJ Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$200,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗MB Marquee Brands Partners LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$110,600,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗NR NB Renaissance Partners (A) SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGRAND DUCHY, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering $600,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗NC NB Crossroads Fund XXI Plan Asset Allocation LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$141,150,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗NC NB Crossroads Fund XXI Asset Allocation LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$124,250,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗DC Dyal Capital Partners III (A) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$1,146,700,000
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗DP Dyal III Pension Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$250,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗AS Atalaya Special Opportunities Fund V-B LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$66,000,000
offering $66,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
$66,000,000
similar: $1,000–$100,000
2015–2015
EDGAR ↗NP NB Private Debt Fund II LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$402,250,000
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗NS NB Strategic Co-Investment Partners III LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$652,600,000
offering Indefinite · similar: $155,000–$5,250,000
115
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗NS NB Strategic Co-Investment Partners III-B LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$220,175,000
offering Indefinite · similar: $155,000–$5,250,000
378
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗NS NB Strategic Co-Investment Partners III-C LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$150,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗NS NB Strategic Co-Investment Cayman Partners III LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$403,200,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗NS NB Strategic Co-Investment Cayman Partners III-B LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$3,500,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗AS Atalaya Special Opportunities Fund VI LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$373,250,000
offering Indefinite · similar: $155,000–$5,250,000
72
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗AS Atalaya Special Opportunities Fund VI (Cayman) LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$90,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2015
EDGAR ↗OR Owl Rock Capital Corpshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund9$5,472,679,993
offering Indefinite · similar: $155,000–$5,250,000
6230
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2018
EDGAR ↗DO Dyal III Offshore Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$80,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗NS NB Secondary Opportunities Fund IV LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗NS NB Secondary Opportunities Fund IV-B LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗NS NB Secondary Opportunities Offshore Fund IV LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗NP NB Private Equity Credit Opportunities Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$222,435,000
offering Indefinite · similar: $155,000–$5,250,000
43
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2017
EDGAR ↗AA Atalaya Asset Income Fund III LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$188,693,750
offering $525,000,000 · similar: $155,000–$5,250,000
26
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗DT Dyal III Third Avenue Co-Investment Fund LLCshared peopleNEW YORK, NYPooled Investment Fund1$217,171,718
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗AF Atalaya Fund VI REIT Inc.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2016–2016
EDGAR ↗DE Dyal Earl U.S. LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$25,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗DE Dyal Earl Co-Investment Partners LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$399,650,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗DC Dyal Capital Partners III Co-Invest Earl (AK) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$100,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗NC NB Crossroads Private Markets Fund IV (TE) - Client LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$45,058,651
offering Indefinite · similar: $155,000–$5,250,000
311
similar: 4–27
$50,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗NC NB Crossroads Private Markets Fund IV (TI) - Client LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$114,675,000
offering Indefinite · similar: $155,000–$5,250,000
300
similar: 4–27
$50,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗NA NB-Athyrium Opportunities Fund III LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$235,418,286
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗NR NB Renaissance Partners (A-Annex) SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGRAND DUCHY, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering $300,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗AG ACM Gateway LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$50,200,803
offering $50,200,803 · similar: $155,000–$5,250,000
2
similar: 4–27
$50,000,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗NP NB Private Equity Credit Opportunities Fund (TE) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$32,010,000
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗AA ACM Alamosa I LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$214,423,000
offering $214,423,000 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗AA ACM Alamosa I-A LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$139,077,000
offering $139,077,000 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DC Dyal Capital Partners III Co-Invest Zeus (AK) LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$24,750,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DZ Dyal Zeus Offshore II LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$4,212,105
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DZ Dyal Zeus Co-Investment Partners V LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$4,231,634
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DZ Dyal Zeus Co-Investment Partners VI LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$41,556,261
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DZ Dyal Zeus Co-Investment Partners IX LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$182,693,701
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DZ Dyal Zeus Offshore III LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$16,806,299
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DM Dyal Moonrise Cayman LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$12,500,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DC Dyal Capital Partners III Co-Invest Horizon (FO) LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$50,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DM Dyal Moonrise U.S. LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$12,500,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DN Dyal III NJ Investors LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$101,010,101
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗NC NB Crossroads Fund XXII - Asset Allocation LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$194,125,000
offering Indefinite · similar: $155,000–$5,250,000
34
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2018
EDGAR ↗NC NB Crossroads Fund XXII - Plan Asset Allocation LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$188,000,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2018
EDGAR ↗DH Dyal Hotshot U.S. LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$11,260,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DH Dyal Hotshot U.S. II LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$19,486,556
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DH Dyal Hotshot Cayman LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$23,865,444
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DC Dyal Capital Partners III Co-Invest Hotshot II LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$61,930,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗DC Dyal Capital Partners III Co-Invest Hotshot I LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$48,070,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗NS NB Select Opportunities Fund LPshared people, same person name on both filingsDALLAS, TXPooled Investment Fund1$60,600,000
offering Indefinite · similar: $155,000–$5,250,000
91
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗AF Atalaya Fund VI Equity REIT Inc.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2017–2017
EDGAR ↗NP NB Private Debt Fund III LPshared people, same business addressNEW YORK, NYPooled Investment Fund2$503,550,000
offering Indefinite · similar: $155,000–$5,250,000
75
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2019
EDGAR ↗AA Atalaya Asset Income Fund IV LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$434,950,000
offering $900,000,000 · similar: $155,000–$5,250,000
44
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗NR NB Real Estate Secondary Opportunities Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$407,205,000
offering Indefinite · similar: $155,000–$5,250,000
133
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗DC Dyal Capital Partners IV (B) LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DC Dyal Capital Partners IV (A) LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DU Dyal IV US Investors LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$1,936,055,601
offering Indefinite · similar: $155,000–$5,250,000
252
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗DP Dyal IV Pension Investors LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$691,700,000
offering Indefinite · similar: $155,000–$5,250,000
20
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗DO Dyal IV Offshore Investors LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$4,118,814,399
offering Indefinite · similar: $155,000–$5,250,000
176
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗AA Atalaya Asset Income Fund (Cayman) IV LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$272,300,000
offering $900,000,000 · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DC Dyal Capital Partners III Co-Invest Post I LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DC Dyal Capital Partners III Co-Invest Post II LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DP Dyal Post Cayman LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DP Dyal Post U.S. LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DP Dyal Post U.S. II LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗NS NB Strategic Capital LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$235,075,000
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗NC NB Crossroads Private Markets Fund V (TE) LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund2$101,045,500
offering Indefinite · similar: $155,000–$5,250,000
567
similar: 4–27
$50,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗NC NB Crossroads Private Markets Fund V (TI) LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund2$172,928,196
offering Indefinite · similar: $155,000–$5,250,000
1109
similar: 4–27
$50,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗NR NB Renaissance Partners III SCSpshared management entity, similar issuer namesGRAND DUCHY, Luxembourg (as filed: N4)Pooled Investment Fund3$66,533,311
offering Indefinite · similar: $155,000–$5,250,000
17
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2021
EDGAR ↗OR Owl Rock First Lien Fund, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund2$1,118,730,000
offering $1,118,730,000 · similar: $155,000–$5,250,000
43
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗OR Owl Rock First Lien Fund (Offshore), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund2$1,118,730,000
offering $1,118,730,000 · similar: $155,000–$5,250,000
43
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗OR Owl Rock Technology Finance Corp.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund7$3,142,252,406
offering Indefinite · similar: $155,000–$5,250,000
7680
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2021
EDGAR ↗NC NB Crossroads Private Markets Fund V (TE) Advisory LPshared people, same person name on both filings, same business address, similar issuer namesNew York, NYPooled Investment Fund1$21,298,000
offering Indefinite · similar: $155,000–$5,250,000
44
similar: 4–27
$50,000
similar: $1,000–$100,000
2018–2018
EDGAR ↗NC NB Crossroads Private Markets Fund V (TI) Advisory LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$10,725,000
offering Indefinite · similar: $155,000–$5,250,000
36
similar: 4–27
$50,000
similar: $1,000–$100,000
2018–2018
EDGAR ↗AA Atalaya Alamosa REIT Inc.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2018–2018
EDGAR ↗NS NB SPECIALTY FINANCE FUND (CAYMAN) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$55,716,919
offering Indefinite · similar: $155,000–$5,250,000
17
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗NS NB SPECIALTY FINANCE FUND LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$53,850,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗DC Dyal Capital Partners II Lion Aggregator (B) LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DC Dyal Capital Partners II Lion Aggregator (A) LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AS Atalaya Special Opportunities Fund VII LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$564,500,000
offering $950,000,000 · similar: $155,000–$5,250,000
32
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DC Dyal Capital Partners IV Co-Invest Hotshot I LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DC Dyal Capital Partners IV Co-Invest Hotshot II LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DH Dyal IV Hotshot II Cayman LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗DH Dyal IV Hotshot II U.S. II LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗PH PRPG Haviland Gates Investors LLCshared people, shared management entity, same business addressStamford, CTPooled Investment Fund2$3,400,000
offering $3,400,000 · similar: $155,000–$5,250,000
16
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗PM PRG Mobile Portfolio Investors LLCshared people, shared management entity, same business addressStamford, CTPooled Investment Fund2$1,300,390
offering $1,300,390 · similar: $155,000–$5,250,000
16
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗AE Atalaya Equipment Leasing Fund I LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$146,900,000
offering $175,000,000 · similar: $155,000–$5,250,000
154
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗PR Post Road Special Opportunity Fund I LPshared people, shared management entity, same business address, similar issuer namesStamford, CTPooled Investment Fund1$51,500,000
offering $250,000,000 · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗PR Post Road Property Investors LLCshared people, same business address, similar issuer namesSTAMFORD, CTPooled Investment Fund1$5,500,000
offering $5,500,000 · similar: $155,000–$5,250,000
16
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗NI NB Insurance-Linked Strategies Fund LPshared people, shared management entityNEW YORK, NYPooled Investment Fund7$1,771,067,225
offering Indefinite · similar: $155,000–$5,250,000
139
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2026
EDGAR ↗OR Owl Rock First Lien Fund Investors Co-Invest, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗NP NB Private Debt Fund III (Offshore Feeder) LPshared people, same business addressNEW YORK, NYPooled Investment Fund1$221,500,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗OR Owl Rock First Lien Insurance Fund, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗DF Dyal Finance Investors (US) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$1,110,201,010
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2022
EDGAR ↗MB Marquee Brands Partners II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$337,770,000
offering Indefinite · similar: $155,000–$5,250,000
89
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗MB Marquee Brands Cayman Fund II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$78,600,000
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗DC Dyal Capital Partners IV Co-Invest Mirror II LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗DC Dyal Capital Partners IV Co-Invest Mirror I LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗DM Dyal IV Mirror U.S. II LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗DM Dyal IV Mirror Cayman LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗PR Post Road Property Investors II LLCshared people, same business address, similar issuer namesSTAMFORD, CTPooled Investment Fund2$1,190,256
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗DM Dyal IV Mirror U.S. LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗NS NB Strategic Co-Investment Partners IV LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$585,789,000
offering Indefinite · similar: $155,000–$5,250,000
232
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗NS NB Strategic Co-Investment Cayman Partners IV LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$549,055,000
offering Indefinite · similar: $155,000–$5,250,000
86
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗AA Atalaya Alamosa W28th REIT Inc.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2019–2019
EDGAR ↗AS Atalaya Special Opportunities Fund (Cayman) VII LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$334,950,000
offering $334,950,000 · similar: $155,000–$5,250,000
52
similar: 4–27
$100,000
similar: $1,000–$100,000
2019–2019
EDGAR ↗DC Dyal Capital Partners IV Cardinal Aggregator (B) LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗DC Dyal Capital Partners IV Cardinal Aggregator (A) LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗ND NB Direct Access Fund LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$198,434,343
offering Indefinite · similar: $155,000–$5,250,000
46
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗NC NB Crossroads Fund 23 Onshore LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$129,600,000
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗NC NB Crossroads Fund 23 Plan LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$187,500,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗AF Atalaya Fund VII REIT LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesNEW YORK, NYREITS and Finance2$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2019–2019
EDGAR ↗NC NB Crossroads Private Markets Fund VI LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund2$299,182,486
offering Indefinite · similar: $155,000–$5,250,000
2407
similar: 4–27
$50,000
similar: $1,000–$100,000
2020–2021
EDGAR ↗AC Atalaya Commercial Real Estate Fund I LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$100,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$50,000
similar: $1,000–$100,000
2020–2021
EDGAR ↗AF ACRE Feeder Fund I LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund2$20,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$50,000
similar: $1,000–$100,000
2020–2021
EDGAR ↗DC Dyal Capital Partners II Co-Invest Velocity I LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗DC Dyal Capital Partners IV Co-Invest Vault I LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗DC Dyal Capital Partners IV Co-Invest Vault II LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗DV Dyal IV Vault Cayman LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗DV Dyal IV Vault U.S. II LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗AA Atalaya Asset Income Fund (Cayman) V LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$220,250,000
offering $1,000,000,000 · similar: $155,000–$5,250,000
15
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗AA Atalaya Asset Income Fund V LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$74,975,000
offering $1,000,000,000 · similar: $155,000–$5,250,000
13
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗OR Owl Rock Capital Corp IIIshared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund5$1,764,610,011
offering Indefinite · similar: $155,000–$5,250,000
694
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2023
EDGAR ↗OR Owl Rock Capital Diversified Holdings LLCshared people, same business address, similar issuer namesNEW YORK, NYInvesting2$0
offering Indefinite · similar: $763,000–$10,000,000
109
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2020–2022
EDGAR ↗NN NYC-NorthBound Emerging Managers Program LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗NC NB Crossroads Private Markets Fund VI Advisory LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$32,985,000
offering Indefinite · similar: $155,000–$5,250,000
84
similar: 4–27
$50,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗OR OWL ROCK OPPORTUNISTIC FUND, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $2,000,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗NS NB Secondary Opportunities Fund V LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$3,388,634,393
offering Indefinite · similar: $155,000–$5,250,000
595
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗NS NB Secondary Opportunities Offshore Fund V LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$1,612,554,393
offering Indefinite · similar: $155,000–$5,250,000
188
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗ND NB Direct Access Offshore Fund LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$32,000,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗PR Post Road Special Opportunity Fund II LPshared people, shared management entity, same business address, similar issuer namesStamford, CTPooled Investment Fund2$137,722,430
offering Indefinite · similar: $155,000–$5,250,000
32
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗OO OR OPPORTUNISTIC I (H), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$100,000,000
offering $100,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗NP NB Private Debt Fund IV (A) LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$617,950,000
offering Indefinite · similar: $155,000–$5,250,000
64
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗NP NB Private Debt Fund IV Offshore Feeder (C) LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund2$122,400,000
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗DC Dyal Capital Partners V (A) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$12,489,701,691
offering Indefinite · similar: $155,000–$5,250,000
1403
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗DC Dyal Capital Partners V (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$12,489,701,691
offering Indefinite · similar: $155,000–$5,250,000
1403
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗DV Dyal V US Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$5,181,696,878
offering Indefinite · similar: $155,000–$5,250,000
755
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗DV Dyal V Pension Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$696,250,000
offering Indefinite · similar: $155,000–$5,250,000
30
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗DV Dyal V Offshore Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$6,612,254,813
offering Indefinite · similar: $155,000–$5,250,000
618
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗OO OR Opportunistic DL (C), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $500,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$500,000,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗AF Atalaya Fund VII MTGE REIT LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2020–2020
EDGAR ↗DV Dyal V Nimbus U.S. II (A) LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗DC Dyal Capital Partners V Co-Invest Nimbus (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗DC Dyal Capital Partners V Co-Invest Nimbus (A) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗DV Dyal V Nimbus Cayman (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗DV Dyal V Nimbus U.S. (A) LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗OR Owl Rock Access Fund, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$22,850,000
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗NC NB Credit Opportunities Fund II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$673,040,000
offering Indefinite · similar: $155,000–$5,250,000
161
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗NC NB Credit Opportunities II Cayman LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$1,116,610,000
offering Indefinite · similar: $155,000–$5,250,000
60
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗NC NB Credit Opportunities II Cayman Feeder LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$140,475,000
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗BO Blue Owl Diversified Lending 2020 Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund6$1,666,972,453
offering Indefinite · similar: $155,000–$5,250,000
123
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2025
EDGAR ↗AS Atalaya Special Purpose Investment Fund II LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$63,387,507
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Atalaya Special Purpose Investment Feeder Fund (Cayman) II LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$5,500,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗NS NB Specialty Finance Fund II (Cayman) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗NS NB Specialty Finance Fund II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗NS NB Specialty Finance Insurance SPV II LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗OR Owl Rock Opportunistic Fund (A), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗BO Blue Owl A4 LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund5$496,083,040
offering Indefinite · similar: $155,000–$5,250,000
43
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗OV OUTPOST VENTURES LPshared people, shared management entity, same business address, similar issuer namesREDWOOD CITY, CAPooled Investment Fund4$77,100,000
offering Indefinite · similar: $155,000–$5,250,000
20
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2024
EDGAR ↗OV OUTPOST VENTURES (CAYMAN) LPshared people, shared management entity, same business address, similar issuer namesREDWOOD CITY, CAPooled Investment Fund4$71,175,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2024
EDGAR ↗BO BLUE OWL CAPITAL INC.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYInvesting2$1,557,583,690
offering $1,500,000,000 · similar: $10,000,000–$100,000,000
46
similar: 2–1000
No minimum reported
similar: $100–$50,000
2021–2021
EDGAR ↗BO Blue Owl Capital Holdings LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYInvesting1$12,420,479,042
offering Indefinite · similar: $10,000,000–$100,000,000
94
similar: 2–1000
No minimum reported
similar: $100–$50,000
2021–2021
EDGAR ↗BO Blue Owl Capital Carry LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYInvesting1$9,944,339
offering Indefinite · similar: $10,000,000–$100,000,000
94
similar: 2–1000
No minimum reported
similar: $100–$50,000
2021–2021
EDGAR ↗BO Blue Owl HomeCourt Offshore Investors LPshared peopleNEW YORK, NYPooled Investment Fund5$279,600,000
offering Indefinite · similar: $500,000–$16,420,250
24
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2025
EDGAR ↗BO Blue Owl HomeCourt US Investors LPshared peopleNEW YORK, NYPooled Investment Fund5$437,914,420
offering Indefinite · similar: $500,000–$16,420,250
34
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2025
EDGAR ↗BO Blue Owl HomeCourt Partners LPshared peopleNEW YORK, NYPooled Investment Fund4$739,749,420
offering Indefinite · similar: $500,000–$16,420,250
113
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2025
EDGAR ↗NA NB-Athyrium Opportunities Fund IV LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$78,150,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗NU NBPD IV UISPV LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AA Atalaya A4 (Cayman) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$20,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗OO OR OPPORTUNISTIC I (G), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$25,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗BO Blue Owl First Lien Fund II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund6$301,910,000
offering Indefinite · similar: $155,000–$5,250,000
46
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2026
EDGAR ↗AC Atalaya Continuation Offshore Fund VI-A LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$50,659,197
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AC Atalaya Continuation Feeder VI-A LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGEORGE TOWN, Cayman Islands (as filed: E9)Pooled Investment Fund1$21,138,655
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AC Atalaya Continuation Fund VI-A LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$123,550,441
offering Indefinite · similar: $155,000–$5,250,000
63
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗BO Blue Owl Diversified Lending 2020 Fund (Offshore) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund5$585,167,547
offering Indefinite · similar: $155,000–$5,250,000
26
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2025
EDGAR ↗BO Blue Owl Diversified Lending Insurance Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund3$76,375,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗AC Atalaya Continuation VI-A REIT LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2021–2021
EDGAR ↗AS Atalaya Special Opportunities Fund VIII LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$365,300,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Atalaya Special Opportunities Fund TE VIII LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$155,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗BO Blue Owl Technology Finance Corp. IIshared people, same business addressNEW YORK, NYPooled Investment Fund4$4,141,260,750
offering Indefinite · similar: $155,000–$5,250,000
3738
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗Logo Blue Owl Asset Income Fund Evergreen LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund5$2,082,090,638
offering Indefinite · similar: $155,000–$5,250,000
116
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗BO Blue Owl Capital Technology Holdings II LLCshared people, same business addressNEW YORK, NYInvesting2$0
offering Indefinite · similar: $763,000–$10,000,000
119
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2021–2023
EDGAR ↗BO Blue Owl Diversified Lending 2020 8Y Feeder Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund3$75,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗AS Atalaya Special Opportunities Fund (Cayman) VIII LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$11,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Atalaya Special Opportunities Fund TE VIII-E LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$200,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗DH Dyal HomeCourt Valley Co-Invest U.S. LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AA Atalaya Alamosa I-A REIT LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2022–2022
EDGAR ↗AA ACM A4 Point LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2022–2022
EDGAR ↗BO Blue Owl Asset Leasing Fund Evergreen LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund4$71,243,823
offering Indefinite · similar: $155,000–$5,250,000
49
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2024
EDGAR ↗NC NB Crossroads Private Markets Fund VII LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$123,375,597
offering Indefinite · similar: $155,000–$5,250,000
806
similar: 4–27
$50,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗DC Dyal Capital Partners V Co-Invest Odyssey (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗DC Dyal Capital Partners V Co-Invest Odyssey (A) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗BO Blue Owl Asset Leasing Feeder Evergreen LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund4$177,500,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2024
EDGAR ↗DQ DCP (Q) Coinvest Sidecar LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗NR NB Real Estate Secondary Opportunities Offshore Fund II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$519,400,000
offering Indefinite · similar: $155,000–$5,250,000
180
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2024
EDGAR ↗NR NB Real Estate Secondary Opportunities Fund II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$519,400,000
offering Indefinite · similar: $155,000–$5,250,000
180
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2024
EDGAR ↗PR Post Road Digital Infrastructure Fund I LPshared people, shared management entity, same business address, similar issuer namesStamford, CTPooled Investment Fund1$229,950,495
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗NC NB Crossroads Private Markets Fund VII Advisory LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$28,695,000
offering Indefinite · similar: $155,000–$5,250,000
51
similar: 4–27
$50,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗AC Atalaya Commercial Real Estate Fund II LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund2$64,200,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$50,000
similar: $1,000–$100,000
2022–2023
EDGAR ↗OD OR DIVERSIFIED LENDING (CP), L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗OP ORCC Participant Vehicle, LLCshared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗NS NB SOF Granite Fund LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AF Atalaya Fund VIII REIT LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYREITS and Finance1$62,500
offering $62,500 · similar: $125,000–$125,000
125
similar: 124–125
$500
similar: $1,000–$1,000
2022–2022
EDGAR ↗BO Blue Owl First Lien Fund II (Offshore) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund5$118,600,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2026
EDGAR ↗BO Blue Owl HomeCourt US Investors II LPshared peopleNEW YORK, NYPooled Investment Fund4$22,235,000
offering Indefinite · similar: $500,000–$16,420,250
55
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2023–2025
EDGAR ↗NS NB Strategic Capital Offshore II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$353,825,000
offering Indefinite · similar: $155,000–$5,250,000
137
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗NS NB Strategic Capital II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$1,408,750,000
offering Indefinite · similar: $155,000–$5,250,000
401
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗AA Atalaya Asset Income Fund Parallel 345 LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$265,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗DC Dyal Capital Partners V Co-Invest GF (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗DC Dyal Capital Partners V Co-Invest GF (A) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗NR NBSF Redwood Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$68,080,363
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗RA Redwood Alternative Finance Fundshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$44,033,229
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗ND NB Direct Access Offshore Fund II LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$45,375,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗ND NB Direct Access Fund II LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$43,067,172
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗BD BO DL (K) LLCshared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗NR NB Real Estate Secondary Asia Feeder LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗NR NB Real Estate Secondary Fund Asia LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗BO Blue Owl A4 Evergreen (Cayman) LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$222,500,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2023–2026
EDGAR ↗NS NB Specialty Finance Fund III LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$465,050,000
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗NS NB Specialty Finance Insurance SPV III LLCshared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$375,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗NR NB Real Estate Secondary Opportunities Offshore Fund II (Q) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund2$519,400,000
offering Indefinite · similar: $155,000–$5,250,000
180
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗NS NB Specialty Finance Fund III (Cayman) Feeder LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗DH Dyal HomeCourt Avian Co-Invest LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2023–2023
EDGAR ↗DH Dyal HomeCourt Avian Co-Invest U.S. LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2023–2023
EDGAR ↗RS RYAN SPECIALTY HOLDINGS, INC.shared people, similar issuer namesChicago, ILInsurance2$0
offering Indefinite · similar: $750,000–$13,000,000
0
similar: 1–13
$1
similar: $6,403–$560,000
2023–2023
EDGAR ↗NP NB Private Debt Fund V (A) LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$1,245,285,000
offering Indefinite · similar: $155,000–$5,250,000
144
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗NP NB Private Debt Fund V Offshore Feeder (C) LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$495,153,000
offering Indefinite · similar: $155,000–$5,250,000
106
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗NS NB Strategic Co-Investment Partners V LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$830,603,660
offering Indefinite · similar: $155,000–$5,250,000
157
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗NS NB Strategic Co-Investment Cayman Partners V LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$380,250,000
offering Indefinite · similar: $155,000–$5,250,000
70
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗BO Blue Owl MC Debt Opportunities LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗BO Blue Owl GP Stakes Mirror Aggregator (C) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗AA Atalaya AIF Co-Investment Fund LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$90,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗BO Blue Owl Alternative Credit Hybrid Income Fund Evergreen LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund3$202,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗AN Atalaya NMP Co-Invest Fund LPshared people, same person name on both filings, similar issuer namesNEW YORK, NYPooled Investment Fund1$117,550,142
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$2,104,120
similar: $1,000–$100,000
2023–2023
EDGAR ↗PR Post Road Special Opportunity Fund III LPshared people, shared management entity, similar issuer namesStamford, CTPooled Investment Fund2$255,470,000
offering $600,000,000 · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗BO Blue Owl GP Stakes DGP Co-Invest Offshore Investors LPshared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗BO Blue Owl GP Stakes DGP Co-Invest US Investors LPshared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗BO Blue Owl Strategic Equity Fund Holdings LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYInvesting2$0
offering Indefinite · similar: $763,000–$10,000,000
27
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2023–2024
EDGAR ↗NR NBSF Redwood Feeder Japanshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2026
EDGAR ↗NP NB Private Equity Impact Fund II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$3,000,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗BO Blue Owl Funding Partners LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$200,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗BO Blue Owl Technology Lending (M) LPshared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗NS NB SOF Granite DE Fund LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗BO Blue Owl GP Stakes VI US Investors LPshared peopleNEW YORK, NYPooled Investment Fund3$8,241,122,484
offering Indefinite · similar: $155,000–$5,250,000
266
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2025
EDGAR ↗BO Blue Owl GP Stakes VI Offshore Investors LPshared peopleNEW YORK, NYPooled Investment Fund3$8,241,122,484
offering Indefinite · similar: $155,000–$5,250,000
214
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2025
EDGAR ↗BO Blue Owl GP Stakes VI EU Investors SCSpshared peopleNEW YORK, NYPooled Investment Fund3$8,241,122,484
offering Indefinite · similar: $155,000–$5,250,000
15
similar: 4–27
$500,000
similar: $1,000–$100,000
2023–2025
EDGAR ↗NN NYC-NorthBound Emerging Managers Program II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗BO Blue Owl Strategic Equity Partners LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$743,650,000
offering Indefinite · similar: $155,000–$5,250,000
116
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗BO Blue Owl Strategic Equity Partners (Offshore) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$587,775,000
offering Indefinite · similar: $155,000–$5,250,000
36
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗BO Blue Owl Strategic Equity HoldCo LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYInvesting3$0
offering Indefinite · similar: $763,000–$10,000,000
90
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2023–2025
EDGAR ↗BO Blue Owl GP Stakes Stargate Cayman (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗BO Blue Owl GP Stakes Stargate U.S. II (A) LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗BO Blue Owl GP Stakes Stargate (A) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$344,427,688
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗BO Blue Owl GP Stakes Stargate (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$38,347,312
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗BO Blue Owl First Lien Fund II 1X LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$675,000,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗BO Blue Owl First Lien Fund (C) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BO Blue Owl Lending Fund (M) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BO Blue Owl GP Stakes Advantage Offshore Investors LPshared peopleNEW YORK, NYPooled Investment Fund3$1,047,325,000
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗NP NB Private Debt Fund V Offshore Feeder (B) SCSpshared people, same business addressNEW YORK, NYPooled Investment Fund2$124,000,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗BO Blue Owl Asset Special Opportunities Fund IX LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund6$1,178,175,000
offering Indefinite · similar: $155,000–$5,250,000
326
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗BO Blue Owl Asset Special Opportunities Fund TE IX LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund6$242,087,000
offering Indefinite · similar: $155,000–$5,250,000
163
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗BO Blue Owl HomeCourt Sting Co-Invest LPshared people399 PARK AVENUE, NYPooled Investment Fund2$34,510,000
offering Indefinite · similar: $500,000–$16,420,250
6
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2024–2025
EDGAR ↗BO Blue Owl HomeCourt Sting Co-Invest LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2024–2024
EDGAR ↗BO Blue Owl First Lien Fund (O) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗NC NB Capital Solutions Fund III Cayman LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$1,117,065,000
offering Indefinite · similar: $155,000–$5,250,000
25
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗NC NB Capital Solutions Fund III Delaware LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$1,300,650,000
offering Indefinite · similar: $155,000–$5,250,000
90
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗BO Blue Owl HomeCourt Avian Co-Invest U.S. 2 LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2024–2024
EDGAR ↗S2 Series 2024-1, a series of Blue Owl Direct Lending Insurance Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$37,500,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗NS NB Strategic Capital Offshore EU II SCSpshared peopleLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$38,655,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BO Blue Owl GP Stakes Atlas Fund I US Investors LPshared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BO Blue Owl GP Stakes Atlas Fund I Offshore Investors LPshared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BO Blue Owl GP Stakes VI SAI Co-Invest Sidecar LPshared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BG BO GP FINANCING (K) LLCshared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗ND NB Direct Access Insurance SPV II LLCshared people, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BO Blue Owl GP Stakes US BlueArc Co-Invest Sidecar LPshared peopleNEW YORK, NYPooled Investment Fund3$101,376,198
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$77,098,560
similar: $1,000–$100,000
2024–2026
EDGAR ↗BO Blue Owl GP Stakes Offshore BlueArc Co-Invest Sidecar LPshared peopleNEW YORK, NYPooled Investment Fund3$101,376,198
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$24,277,638
similar: $1,000–$100,000
2024–2026
EDGAR ↗BO BLUE OWL DIVERSIFIED CREDIT (M) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗NE NBPD Eagle Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$1,441,122,555
offering Indefinite · similar: $155,000–$5,250,000
30
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗EO Empire Opportunistic Secondary Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BO Blue Owl GP Stakes Pilot LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BO Blue Owl GP Stakes Atlas Fund II US Investors LPshared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗AA ACM A4 P3 Point LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYREITS and Finance1$62,500
offering $62,500 · similar: $125,000–$125,000
125
similar: 124–125
$500
similar: $1,000–$1,000
2024–2024
EDGAR ↗PR Post Road Digital Infrastructure Fund II LPshared people, shared management entity, similar issuer namesStamford, CTPooled Investment Fund1$330,290,000
offering $400,000,000 · similar: $155,000–$5,250,000
33
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗NC NB Catastrophe Bond Fund Cayman LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$250,453,926
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗NC NB Catastrophe Bond Fund LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$88,952,013
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗NR NBSF Redwood Cayman Feeder Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗BD Blackthorn Diversified Credit 2024 LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund2$373,000,000
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗NC NB Capital Solutions III Cayman Feeder LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$144,965,000
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗BO Blue Owl Strategic Equity HoldCo (Offshore) LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYInvesting2$0
offering Indefinite · similar: $763,000–$10,000,000
19
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2024–2025
EDGAR ↗BO Blue Owl GP Stakes Advantage US Investors LPshared peopleNEW YORK, NYPooled Investment Fund2$1,036,825,000
offering Indefinite · similar: $155,000–$5,250,000
17
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗BO Blue Owl Diversified Lending Fund II (Cayman) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$635,500,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗BS BOA SOF Secondaries LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗AF Atalaya Fund IX REIT LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2024–2024
EDGAR ↗BO Blue Owl GP Stakes Advantage Lion Cayman (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$17,723,643
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes Advantage Lion U.S. II (A) LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$37,276,358
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes Advantage Lion (A) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$16,943,799
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes Advantage Lion (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$8,056,202
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗NS NBPD SKYWATCH FUND LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$100,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗BO Blue Owl Diversified Lending Fund II (Cayman) Unlevered LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$29,500,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗BO Blue Owl Diversified Lending Fund II (Cayman) Unlevered JPY LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$149,150,865
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗BA Blue Arc Blue Owl Master Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$148,510,447
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗BO Blue Owl First Lien Fund II (Cayman) Unlevered LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$162,020,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗BO Blue Owl Unlevered Diversified Lending 2020 Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$129,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗BO Blue Owl HomeCourt Purple Aggregator II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl Diversified Lending II (G) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗NR NBSF Redwood Insurance SPV LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$311,000,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗NE NBPD ELKHORN FUND LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗NS NB Strategic Capital II Co-Invest LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$44,625,000
offering Indefinite · similar: $155,000–$5,250,000
38
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes Atlas Fund III US Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes Atlas Fund III Offshore Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl Liquid Credit CLO Equity Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$140,100,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗BO Blue Owl GP Stakes Valor Cayman LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes Valor U.S. LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes Valor II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes Valor I LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl Liquid Credit Fund (O) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl Asset Special Opportunities Feeder Fund (Cayman) IX LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$80,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes VI Hotshot Cayman LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes VI Hotshot I LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes VI Hotshot U.S. LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl GP Stakes VI Hotshot II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl Funding Partners II LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗NI NBPD Ironwood Cayman Feeder LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗NS NB Secondary Opportunities Offshore Fund VI LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗NS NB Secondary Opportunities Fund VI LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗NS NB Secondary Opportunities Offshore EU Fund VI SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗NS NB Secondary Opportunities Fund VI - G LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗NS NB Secondary Opportunities Offshore Fund VI - G LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl Asset Special Opportunities Fund (Cayman) IX LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$657,820,000
offering Indefinite · similar: $155,000–$5,250,000
73
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl HomeCourt Purple LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2025–2025
EDGAR ↗BO Blue Owl HomeCourt Purple LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2025–2025
EDGAR ↗PR Post Road Real Estate Credit Opportunity Fund LPshared people, shared management entity, similar issuer namesSTAMFORD, CTPooled Investment Fund1$23,010,000
offering $200,000,000 · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗OR OWLCX REIT LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2026–2026
EDGAR ↗NS Neuberger Specialty Finance Sierra Insurance SPV LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗BO Blue Owl GP Stakes Strategic Opportunities Feeder Fund LPshared peopleNEW YORK, NYPooled Investment Fund1$300,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗BO Blue Owl GP Stakes VI Post Cayman LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗BO Blue Owl GP Stakes VI Post U.S. LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NR Neuberger Real Estate Strategic Capital Fund LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗BO Blue Owl GP Stakes VI Post LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NS NB Secondary Opportunities EU Fund VI SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NS NB Secondary Opportunities Offshore EU Fund VI-Euro SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗PE Private Equity Select Manager Fund I LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NC NBPD Creekside Fund LP / Cayman Islandsshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NP Neuberger Project Constellation Co-Investment Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NR Neuberger Rise Aggregator LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$1,190,380,582
offering Indefinite · similar: $155,000–$5,250,000
74
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NS Neuberger Specialty Finance Fund IV LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NT Neuberger Talon LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$630,000,000
offering Indefinite · similar: $155,000–$5,250,000
45
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗BO Blue Owl GP Stakes Atlas IV FBN Investors LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NS Neuberger Specialty Finance Insurance SPV IV LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗ND Neuberger Diamond 2026 LLCshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗ND Neuberger Diamond 2026 Offshore Feeder LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NS Neuberger Specialty Finance Fund IV (Cayman) Feeder LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NR NBSF Redwood US Feeder Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗BO Blue Owl Alternative Credit (M) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NT Neuberger Tactical Alternative Credit Fund III LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NT Neuberger Tactical Alternative Credit Offshore Fund III LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗BO Blue Owl Strategic Equity Partners Bigcat LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗BO Blue Owl Alternative Credit SSG Master Fund Evergreen (Cayman) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$297,000,000
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗BL BOPG Life Sciences Royalty Investments Feeder I LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗BL BOPG Life Sciences Royalty Investments Feeder II LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗Logo Blue Owl Asset Income Fund Evergreen (Cayman) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund1$916,250,000
offering Indefinite · similar: $155,000–$5,250,000
17
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗BO Blue Owl GP Stakes Advantage Commander LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 22, 2026Blue Owl GP Stakes Advantage Commander LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 21, 2026Blue Owl Asset Income Fund Evergreen (Cayman) LPDPooled Investment FundIndefinite$916,250,000
EDGAR ↗Oct 21, 2026Blue Owl Asset Income Fund Evergreen LPD/APooled Investment FundIndefinite$2,082,090,638
EDGAR ↗Sep 9, 2026NBPD Eagle Fund LPD/APooled Investment FundIndefinite$1,441,122,555
EDGAR ↗Sep 4, 2026BOPG Life Sciences Royalty Investments Feeder II LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 4, 2026BOPG Life Sciences Royalty Investments Feeder I LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 28, 2026Blue Owl Alternative Credit SSG Master Fund Evergreen (Cayman) LPDPooled Investment FundIndefinite$297,000,000
EDGAR ↗Aug 27, 2026Blue Owl Liquid Credit CLO Equity Fund LPD/APooled Investment FundIndefinite$140,100,000
EDGAR ↗Aug 17, 2026Blue Owl Strategic Equity Partners Bigcat LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 17, 2026Neuberger Tactical Alternative Credit Offshore Fund III LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 17, 2026Neuberger Tactical Alternative Credit Fund III LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 12, 2026Blue Owl Alternative Credit (M) LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 11, 2026Blue Owl GP Stakes Offshore BlueArc Co-Invest Sidecar LPD/APooled Investment FundIndefinite$101,376,198
EDGAR ↗Aug 11, 2026Blue Owl GP Stakes US BlueArc Co-Invest Sidecar LPD/APooled Investment FundIndefinite$101,376,198
EDGAR ↗Aug 4, 2026NBSF Redwood Insurance SPV LLCD/APooled Investment FundIndefinite$311,000,000
EDGAR ↗Jul 31, 2026NBSF Redwood US Feeder Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 30, 2026Neuberger Specialty Finance Fund IV (Cayman) Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 28, 2026Blue Owl First Lien Fund II LPD/APooled Investment FundIndefinite$301,910,000
EDGAR ↗Jul 28, 2026Blue Owl First Lien Fund II (Offshore) LPD/APooled Investment FundIndefinite$118,600,000
EDGAR ↗Jul 16, 2026Blue Owl A4 Evergreen (Cayman) LPD/APooled Investment FundIndefinite$222,500,000
EDGAR ↗Jul 14, 2026Blue Owl A4 LPD/APooled Investment FundIndefinite$496,083,040
EDGAR ↗Jul 13, 2026Neuberger Diamond 2026 Offshore Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 13, 2026Neuberger Diamond 2026 LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jul 9, 2026NB Capital Solutions Fund III Delaware LPD/APooled Investment FundIndefinite$1,300,650,000
EDGAR ↗Jul 9, 2026NB Capital Solutions III Cayman Feeder LPD/APooled Investment FundIndefinite$144,965,000
EDGAR ↗Jul 9, 2026NB Capital Solutions Fund III Cayman LPD/APooled Investment FundIndefinite$1,117,065,000
EDGAR ↗Jun 29, 2026Neuberger Specialty Finance Insurance SPV IV LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 26, 2026Blue Owl GP Stakes Atlas IV FBN Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 24, 2026GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,175,971,578
EDGAR ↗Jun 3, 2026Neuberger Talon LPDPooled Investment FundIndefinite$630,000,000
EDGAR ↗May 28, 2026NBSF Redwood Feeder JapanDPooled Investment FundIndefinite$0
EDGAR ↗May 27, 2026Blue Owl First Lien Fund II (Cayman) Unlevered LPD/APooled Investment FundIndefinite$162,020,000
EDGAR ↗May 22, 2026Neuberger Specialty Finance Fund IV LPDPooled Investment FundIndefinite$0
EDGAR ↗May 20, 2026Blue Owl Unlevered Diversified Lending 2020 Fund LPD/APooled Investment FundIndefinite$129,000,000
EDGAR ↗May 11, 2026Neuberger Rise Aggregator LPDPooled Investment FundIndefinite$1,190,380,582
EDGAR ↗Apr 23, 2026Blue Arc Blue Owl Master Fund LPD/APooled Investment FundIndefinite$148,510,447
EDGAR ↗Apr 22, 2026NB Insurance-Linked Strategies Fund LPD/APooled Investment FundIndefinite$1,771,067,225
EDGAR ↗Apr 21, 2026Blue Owl Diversified Lending Fund II (Cayman) Unlevered JPY LPD/APooled Investment FundIndefinite$149,150,865
EDGAR ↗Apr 20, 2026Neuberger Project Constellation Co-Investment Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 17, 2026NBPD Creekside Fund LP / Cayman IslandsDPooled Investment FundIndefinite$0
EDGAR ↗Apr 15, 2026Blue Owl Diversified Lending Fund II (Cayman) Unlevered LPD/APooled Investment FundIndefinite$29,500,000
EDGAR ↗Apr 10, 2026Private Equity Select Manager Fund I LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 8, 2026NB Secondary Opportunities Offshore EU Fund VI-Euro SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Apr 8, 2026NB Secondary Opportunities EU Fund VI SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Mar 30, 2026Blue Owl GP Stakes VI Post LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 26, 2026Neuberger Real Estate Strategic Capital Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 11, 2026Blue Owl GP Stakes VI Post U.S. LLCDPooled Investment FundIndefinite$0
EDGAR ↗Mar 11, 2026Blue Owl GP Stakes VI Post Cayman LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 27, 2026Blue Owl GP Stakes Strategic Opportunities Feeder Fund LPDPooled Investment FundIndefinite$300,000,000
EDGAR ↗Feb 12, 2026Neuberger Specialty Finance Sierra Insurance SPV LLCDPooled Investment FundIndefinite$0
EDGAR ↗Feb 10, 2026NBPD SKYWATCH FUND LPD/APooled Investment FundIndefinite$100,000,000
EDGAR ↗Feb 9, 2026NB Catastrophe Bond Fund LPD/APooled Investment FundIndefinite$88,952,013
EDGAR ↗Feb 9, 2026NB Catastrophe Bond Fund Cayman LPD/APooled Investment FundIndefinite$250,453,926
EDGAR ↗Feb 4, 2026OWLCX REIT LLCDREITS and Finance$125,000$125,000
EDGAR ↗Feb 3, 2026Blue Owl GP Stakes Advantage Offshore Investors LPD/APooled Investment FundIndefinite$1,047,325,000
EDGAR ↗Jan 9, 2026Blue Owl First Lien Fund II 1X LPD/APooled Investment FundIndefinite$675,000,000
EDGAR ↗Dec 29, 2025Blue Owl Strategic Equity HoldCo LLCD/AInvestingIndefinite$0
EDGAR ↗Dec 29, 2025Blue Owl Strategic Equity Partners (Offshore) LPD/APooled Investment FundIndefinite$587,775,000
EDGAR ↗Dec 29, 2025Blue Owl Strategic Equity Partners LPD/APooled Investment FundIndefinite$743,650,000
EDGAR ↗Dec 23, 2025Blue Owl GP Stakes Stargate (B) LPD/APooled Investment FundIndefinite$38,347,312
EDGAR ↗Dec 23, 2025Blue Owl GP Stakes Stargate (A) LPD/APooled Investment FundIndefinite$344,427,688
EDGAR ↗Dec 17, 2025Blue Owl Diversified Lending Fund II (Cayman) LPD/APooled Investment FundIndefinite$635,500,000
EDGAR ↗Dec 16, 2025Blue Owl GP Stakes Advantage US Investors LPD/APooled Investment FundIndefinite$1,036,825,000
EDGAR ↗Dec 16, 2025Blue Owl GP Stakes VI EU Investors SCSpD/APooled Investment FundIndefinite$8,241,122,484
EDGAR ↗Dec 16, 2025Blue Owl GP Stakes VI Offshore Investors LPD/APooled Investment FundIndefinite$8,241,122,484
EDGAR ↗Dec 16, 2025Blue Owl GP Stakes VI US Investors LPD/APooled Investment FundIndefinite$8,241,122,484
EDGAR ↗Dec 12, 2025Post Road Real Estate Credit Opportunity Fund LPDPooled Investment Fund$200,000,000$23,010,000
EDGAR ↗Dec 12, 2025Blue Owl HomeCourt Purple LLCDPooled Investment FundIndefinite$0
EDGAR ↗Dec 12, 2025Blue Owl HomeCourt Purple LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 10, 2025Blue Owl Strategic Equity HoldCo (Offshore) LLCD/AInvestingIndefinite$0
EDGAR ↗Dec 8, 2025Blue Owl Asset Special Opportunities Fund (Cayman) IX LPDPooled Investment FundIndefinite$657,820,000
EDGAR ↗Dec 4, 2025Blue Owl HomeCourt US Investors II LPD/APooled Investment FundIndefinite$22,235,000
EDGAR ↗Dec 4, 2025Blue Owl HomeCourt Partners LPD/APooled Investment FundIndefinite$739,749,420
EDGAR ↗Dec 4, 2025Blue Owl HomeCourt US Investors LPD/APooled Investment FundIndefinite$437,914,420
EDGAR ↗Dec 4, 2025Blue Owl HomeCourt Offshore Investors LPD/APooled Investment FundIndefinite$279,600,000
EDGAR ↗Dec 1, 2025Blackthorn Diversified Credit 2024 LPD/APooled Investment FundIndefinite$373,000,000
EDGAR ↗Nov 26, 2025Blue Owl Asset Special Opportunities Fund TE IX LPD/APooled Investment FundIndefinite$242,087,000
EDGAR ↗Nov 26, 2025Blue Owl Asset Special Opportunities Fund IX LPD/APooled Investment FundIndefinite$1,092,330,000
EDGAR ↗Nov 12, 2025Blue Owl Funding Partners LPD/APooled Investment FundIndefinite$200,000,000
EDGAR ↗Nov 10, 2025NB Secondary Opportunities Offshore Fund VI - G LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 10, 2025NB Secondary Opportunities Fund VI - G LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 10, 2025NB Secondary Opportunities Offshore EU Fund VI SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Oct 30, 2025NB Secondary Opportunities Fund VI LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 30, 2025NB Secondary Opportunities Offshore Fund VI LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 29, 2025NBPD Ironwood Cayman Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 17, 2025Blue Owl Funding Partners II LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 16, 2025Blue Owl GP Stakes VI Hotshot II LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 16, 2025Blue Owl GP Stakes VI Hotshot U.S. LLCDPooled Investment FundIndefinite$0
EDGAR ↗Oct 16, 2025Blue Owl GP Stakes VI Hotshot I LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 16, 2025Blue Owl GP Stakes VI Hotshot Cayman LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 8, 2025Blue Owl Asset Special Opportunities Feeder Fund (Cayman) IX LPDPooled Investment FundIndefinite$80,000,000
EDGAR ↗Sep 19, 2025Blue Owl Liquid Credit Fund (O) LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 17, 2025Blue Owl GP Stakes Valor I LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 17, 2025Blue Owl GP Stakes Valor II LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 17, 2025Blue Owl GP Stakes Valor U.S. LLCDPooled Investment FundIndefinite$0
EDGAR ↗Sep 17, 2025Blue Owl GP Stakes Valor Cayman LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 4, 2025NBPD Eagle Fund LPD/APooled Investment FundIndefinite$530,500,000
EDGAR ↗Aug 29, 2025Blue Owl Liquid Credit CLO Equity Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 26, 2025NB Private Debt Fund V Offshore Feeder (C) LPD/APooled Investment FundIndefinite$495,153,000
EDGAR ↗Aug 26, 2025NB Private Debt Fund V (A) LPD/APooled Investment FundIndefinite$1,245,285,000
EDGAR ↗Aug 14, 2025Blue Owl GP Stakes Atlas Fund III Offshore Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 14, 2025Blue Owl GP Stakes Atlas Fund III US Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 12, 2025Blue Owl GP Stakes Offshore BlueArc Co-Invest Sidecar LPD/APooled Investment FundIndefinite$82,098,324
EDGAR ↗Aug 12, 2025Blue Owl GP Stakes US BlueArc Co-Invest Sidecar LPD/APooled Investment FundIndefinite$82,098,324
EDGAR ↗Aug 7, 2025Blue Owl Diversified Lending 2020 Fund LPD/APooled Investment FundIndefinite$1,666,972,453
EDGAR ↗Aug 7, 2025Blue Owl Diversified Lending 2020 Fund (Offshore) LPD/APooled Investment FundIndefinite$585,167,547
EDGAR ↗Jul 29, 2025Blue Owl First Lien Fund II LPD/APooled Investment FundIndefinite$266,335,000
EDGAR ↗Jul 29, 2025Blue Owl First Lien Fund II (Offshore) LPD/APooled Investment FundIndefinite$118,600,000
EDGAR ↗Jul 23, 2025NB Strategic Capital II Co-Invest LPDPooled Investment FundIndefinite$44,625,000
EDGAR ↗Jul 10, 2025NBPD ELKHORN FUND LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 9, 2025NBSF Redwood Insurance SPV LLCDPooled Investment FundIndefinite$68,000,000
EDGAR ↗Jul 9, 2025NB Capital Solutions Fund III Delaware LPD/APooled Investment FundIndefinite$1,155,275,000
EDGAR ↗Jul 9, 2025NB Capital Solutions III Cayman Feeder LPD/APooled Investment FundIndefinite$81,690,000
EDGAR ↗Jul 9, 2025NB Capital Solutions Fund III Cayman LPD/APooled Investment FundIndefinite$711,040,000
EDGAR ↗Jun 25, 2025Blue Owl Diversified Lending II (G) LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 25, 2025GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,148,169,533
EDGAR ↗Jun 11, 2025Blue Owl HomeCourt Purple Aggregator II LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 5, 2025NBSF Redwood Feeder JapanDPooled Investment FundIndefinite$0
EDGAR ↗May 29, 2025Blue Owl Unlevered Diversified Lending 2020 Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗May 27, 2025Blue Owl First Lien Fund II (Cayman) Unlevered LPDPooled Investment FundIndefinite$0
EDGAR ↗May 19, 2025Blue Owl HomeCourt Sting Co-Invest LPD/APooled Investment FundIndefinite$34,510,000
EDGAR ↗Apr 23, 2025Blue Arc Blue Owl Master Fund LPDPooled Investment FundIndefinite$50,288,000
EDGAR ↗Apr 23, 2025Blue Owl Diversified Lending Fund II (Cayman) Unlevered JPY LPDPooled Investment FundIndefinite$110,022,000
EDGAR ↗Apr 16, 2025NB Insurance-Linked Strategies Fund LPD/APooled Investment FundIndefinite$1,661,115,225
EDGAR ↗Apr 15, 2025Blue Owl Diversified Lending Fund II (Cayman) Unlevered LPDPooled Investment FundIndefinite$10,000,000
EDGAR ↗Apr 11, 2025NB Private Debt Fund V Offshore Feeder (B) SCSpD/APooled Investment FundIndefinite$124,000,000
EDGAR ↗Feb 10, 2025NBPD SKYWATCH FUND LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 3, 2025Blue Owl GP Stakes Advantage Offshore Investors LPD/APooled Investment FundIndefinite$909,725,000
EDGAR ↗Jan 8, 2025Blue Owl First Lien Fund II 1X LPD/APooled Investment FundIndefinite$610,000,000
EDGAR ↗Jan 6, 2025Blue Owl GP Stakes Advantage Lion (B) LPDPooled Investment FundIndefinite$8,056,202
EDGAR ↗Jan 6, 2025Blue Owl GP Stakes Advantage Lion (A) LPDPooled Investment FundIndefinite$16,943,799
EDGAR ↗Jan 6, 2025Blue Owl GP Stakes Advantage Lion U.S. II (A) LLCDPooled Investment FundIndefinite$37,276,358
EDGAR ↗Jan 6, 2025Blue Owl GP Stakes Advantage Lion Cayman (B) LPDPooled Investment FundIndefinite$17,723,643
EDGAR ↗Dec 31, 2024Atalaya Fund IX REIT LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 27, 2024BOA SOF Secondaries LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 27, 2024Blue Owl Strategic Equity HoldCo LLCD/AInvestingIndefinite$0
EDGAR ↗Dec 27, 2024Blue Owl Strategic Equity Partners (Offshore) LPD/APooled Investment FundIndefinite$95,300,000
EDGAR ↗Dec 27, 2024Blue Owl Strategic Equity Partners LPD/APooled Investment FundIndefinite$276,685,000
EDGAR ↗Dec 23, 2024Blue Owl Diversified Lending Fund II (Cayman) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 23, 2024Blue Owl GP Stakes Stargate (B) LPD/APooled Investment FundIndefinite$35,564,746
EDGAR ↗Dec 23, 2024Blue Owl GP Stakes Stargate (A) LPD/APooled Investment FundIndefinite$319,435,254
EDGAR ↗Dec 17, 2024Blue Owl GP Stakes VI EU Investors SCSpD/APooled Investment FundIndefinite$6,323,550,141
EDGAR ↗Dec 17, 2024Blue Owl GP Stakes VI Offshore Investors LPD/APooled Investment FundIndefinite$6,323,550,141
EDGAR ↗Dec 17, 2024Blue Owl GP Stakes VI US Investors LPD/APooled Investment FundIndefinite$6,323,550,141
EDGAR ↗Dec 16, 2024Blue Owl GP Stakes Advantage US Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 13, 2024Blue Owl Strategic Equity HoldCo (Offshore) LLCDInvestingIndefinite$0
EDGAR ↗Dec 11, 2024NB Capital Solutions III Cayman Feeder LPDPooled Investment FundIndefinite$10,000,000
EDGAR ↗Dec 4, 2024Blue Owl HomeCourt US Investors II LPD/APooled Investment FundIndefinite$21,535,000
EDGAR ↗Dec 4, 2024Blue Owl HomeCourt Partners LPD/APooled Investment FundIndefinite$663,184,920
EDGAR ↗Dec 4, 2024Blue Owl HomeCourt US Investors LPD/APooled Investment FundIndefinite$365,649,920
EDGAR ↗Dec 4, 2024Blue Owl HomeCourt Offshore Investors LPD/APooled Investment FundIndefinite$276,000,000
EDGAR ↗Dec 2, 2024Blackthorn Diversified Credit 2024 LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 26, 2024Blue Owl Alternative Credit Hybrid Income Fund Evergreen LPD/APooled Investment FundIndefinite$202,000,000
EDGAR ↗Nov 26, 2024Blue Owl Asset Income Fund Evergreen LPD/APooled Investment FundIndefinite$1,440,130,000
EDGAR ↗Nov 26, 2024Blue Owl Asset Leasing Feeder Evergreen LPD/APooled Investment FundIndefinite$177,500,000
EDGAR ↗Nov 26, 2024Blue Owl Asset Leasing Fund Evergreen LPD/APooled Investment FundIndefinite$71,243,823
EDGAR ↗Nov 25, 2024Blue Owl Asset Special Opportunities Fund TE IX LPD/APooled Investment FundIndefinite$160,925,000
EDGAR ↗Nov 25, 2024Blue Owl Asset Special Opportunities Fund IX LPD/APooled Investment FundIndefinite$1,178,175,000
EDGAR ↗Nov 19, 2024NB Private Equity Impact Fund II LPD/APooled Investment FundIndefinite$3,000,000
EDGAR ↗Nov 12, 2024Blue Owl Funding Partners LPD/APooled Investment FundIndefinite$200,000,000
EDGAR ↗Oct 31, 2024NB Strategic Capital II LPD/APooled Investment FundIndefinite$1,408,750,000
EDGAR ↗Oct 31, 2024NB Strategic Capital Offshore II LPD/APooled Investment FundIndefinite$353,825,000
EDGAR ↗Oct 30, 2024NBSF Redwood Cayman Feeder Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 30, 2024NBSF Redwood Feeder JapanDPooled Investment FundIndefinite$0
EDGAR ↗Oct 25, 2024NB Catastrophe Bond Fund Cayman LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 25, 2024NB Catastrophe Bond Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 25, 2024Blue Owl Strategic Equity Fund Holdings LLCD/AInvestingIndefinite$0
EDGAR ↗Oct 11, 2024Post Road Digital Infrastructure Fund II LPDPooled Investment Fund$400,000,000$330,290,000
EDGAR ↗Oct 11, 2024Post Road Special Opportunity Fund III LPD/APooled Investment Fund$600,000,000$255,470,000
EDGAR ↗Sep 30, 2024ACM A4 P3 Point LLCDREITS and Finance$62,500$62,500
EDGAR ↗Sep 27, 2024Blue Owl GP Stakes Atlas Fund II US Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 24, 2024Blue Owl GP Stakes Pilot LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 19, 2024Empire Opportunistic Secondary Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 6, 2024Blue Owl Asset Special Opportunities Fund TE IX LPD/APooled Investment FundIndefinite$154,875,000
EDGAR ↗Sep 6, 2024Blue Owl Asset Special Opportunities Fund IX LPD/APooled Investment FundIndefinite$1,135,225,000
EDGAR ↗Sep 4, 2024NBPD Eagle Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 3, 2024BLUE OWL DIVERSIFIED CREDIT (M) LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 14, 2024Blue Owl GP Stakes Offshore BlueArc Co-Invest Sidecar LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 14, 2024Blue Owl GP Stakes US BlueArc Co-Invest Sidecar LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 7, 2024Blue Owl Diversified Lending 2020 Fund LPD/APooled Investment FundIndefinite$1,244,860,000
EDGAR ↗Aug 7, 2024Blue Owl Diversified Lending 2020 Fund (Offshore) LPD/APooled Investment FundIndefinite$577,250,000
EDGAR ↗Aug 6, 2024NB Direct Access Insurance SPV II LLCDPooled Investment FundIndefinite$0
EDGAR ↗Aug 5, 2024BO GP FINANCING (K) LLCDPooled Investment FundIndefinite$0
EDGAR ↗Aug 5, 2024NB Strategic Co-Investment Cayman Partners V LPD/APooled Investment FundIndefinite$380,250,000
EDGAR ↗Aug 5, 2024NB Strategic Co-Investment Partners V LPD/APooled Investment FundIndefinite$830,603,660
EDGAR ↗Jul 30, 2024Blue Owl GP Stakes VI SAI Co-Invest Sidecar LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 29, 2024Blue Owl GP Stakes Atlas Fund I Offshore Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 29, 2024Blue Owl GP Stakes Atlas Fund I US Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 29, 2024NB Strategic Capital Offshore EU II SCSpDPooled Investment FundIndefinite$38,655,000
EDGAR ↗Jul 29, 2024Blue Owl First Lien Fund II LPD/APooled Investment FundIndefinite$266,335,000
EDGAR ↗Jul 29, 2024Blue Owl First Lien Fund II (Offshore) LPD/APooled Investment FundIndefinite$118,600,000
EDGAR ↗Jul 26, 2024NB Private Debt Fund V Offshore Feeder (C) LPD/APooled Investment FundIndefinite$206,448,000
EDGAR ↗Jul 26, 2024NB Private Debt Fund V (A) LPD/APooled Investment FundIndefinite$495,035,000
EDGAR ↗Jul 15, 2024Blue Owl Asset Special Opportunities Fund TE IX LPD/APooled Investment FundIndefinite$142,575,000
EDGAR ↗Jul 15, 2024Blue Owl Asset Special Opportunities Fund IX LPD/APooled Investment FundIndefinite$1,079,425,000
EDGAR ↗Jul 12, 2024Series 2024-1, a series of Blue Owl Direct Lending Insurance Fund LPDPooled Investment FundIndefinite$37,500,000
EDGAR ↗Jul 11, 2024Blue Owl HomeCourt Avian Co-Invest U.S. 2 LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jul 8, 2024NB Capital Solutions Fund III Delaware LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 8, 2024NB Capital Solutions Fund III Cayman LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 1, 2024NB Direct Access Fund II LPD/APooled Investment FundIndefinite$43,067,172
EDGAR ↗Jul 1, 2024NB Direct Access Offshore Fund II LPD/APooled Investment FundIndefinite$45,375,000
EDGAR ↗Jun 27, 2024Blue Owl First Lien Fund (O) LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 26, 2024GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,140,367,598
EDGAR ↗Jun 14, 2024Blue Owl Asset Special Opportunities Fund TE IX LPD/APooled Investment FundIndefinite$69,250,000
EDGAR ↗Jun 14, 2024Blue Owl Asset Special Opportunities Fund IX LPD/APooled Investment FundIndefinite$951,350,000
EDGAR ↗Jun 14, 2024OUTPOST VENTURES (CAYMAN) LPD/APooled Investment FundIndefinite$71,175,000
EDGAR ↗Jun 14, 2024OUTPOST VENTURES LPD/APooled Investment FundIndefinite$77,100,000
EDGAR ↗May 31, 2024Blue Owl HomeCourt Sting Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗May 31, 2024Blue Owl HomeCourt Sting Co-Invest LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 30, 2024Blue Owl Asset Special Opportunities Fund TE IX LPDPooled Investment FundIndefinite$0
EDGAR ↗May 30, 2024Blue Owl Asset Special Opportunities Fund IX LPDPooled Investment FundIndefinite$0
EDGAR ↗May 28, 2024Redwood Alternative Finance FundD/APooled Investment FundIndefinite$44,033,229
EDGAR ↗May 28, 2024NBSF Redwood Fund LPD/APooled Investment FundIndefinite$68,080,363
EDGAR ↗May 8, 2024NB Specialty Finance Fund III (Cayman) Feeder LPD/APooled Investment FundIndefinite$0
EDGAR ↗May 2, 2024NB Direct Access Fund II LPD/APooled Investment FundIndefinite$43,067,172
EDGAR ↗May 2, 2024NB Direct Access Offshore Fund II LPD/APooled Investment FundIndefinite$45,375,000
EDGAR ↗Apr 25, 2024NB Specialty Finance Insurance SPV III LLCD/APooled Investment FundIndefinite$375,000,000
EDGAR ↗Apr 25, 2024NB Specialty Finance Fund III LPD/APooled Investment FundIndefinite$465,050,000
EDGAR ↗Apr 18, 2024NB Real Estate Secondary Opportunities Offshore Fund II (Q) LPD/APooled Investment FundIndefinite$519,400,000
EDGAR ↗Apr 18, 2024NB Real Estate Secondary Opportunities Fund II LPD/APooled Investment FundIndefinite$519,400,000
EDGAR ↗Apr 18, 2024NB Real Estate Secondary Opportunities Offshore Fund II LPD/APooled Investment FundIndefinite$519,400,000
EDGAR ↗Apr 12, 2024NB Private Debt Fund V Offshore Feeder (B) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Apr 4, 2024Blue Owl A4 Evergreen (Cayman) LPD/APooled Investment FundIndefinite$190,000,000
EDGAR ↗Mar 22, 2024NB Direct Access Fund II LPD/APooled Investment FundIndefinite$43,067,172
EDGAR ↗Mar 22, 2024NB Direct Access Offshore Fund II LPD/APooled Investment FundIndefinite$45,375,000
EDGAR ↗Mar 12, 2024Blue Owl Alternative Credit Hybrid Income Fund Evergreen LPD/APooled Investment FundIndefinite$202,000,000
EDGAR ↗Mar 12, 2024Blue Owl Asset Leasing Fund Evergreen LPD/APooled Investment FundIndefinite$71,243,823
EDGAR ↗Mar 12, 2024Blue Owl Asset Leasing Feeder Evergreen LPD/APooled Investment FundIndefinite$177,500,000
EDGAR ↗Mar 12, 2024Blue Owl Asset Income Fund Evergreen LPD/APooled Investment FundIndefinite$1,440,130,000
EDGAR ↗Mar 12, 2024Blue Owl A4 LPD/APooled Investment FundIndefinite$360,850,000
EDGAR ↗Feb 28, 2024NB Insurance-Linked Strategies Fund LPD/APooled Investment FundIndefinite$1,243,867,225
EDGAR ↗Feb 2, 2024Blue Owl GP Stakes Advantage Offshore Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 26, 2024Blue Owl Lending Fund (M) LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 8, 2024Blue Owl First Lien Fund (C) LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 8, 2024Blue Owl First Lien Fund II 1X LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 29, 2023Blue Owl GP Stakes Stargate (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 29, 2023Blue Owl GP Stakes Stargate Cayman (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 29, 2023Blue Owl GP Stakes Stargate U.S. II (A) LLCDPooled Investment FundIndefinite$0
EDGAR ↗Dec 29, 2023Blue Owl GP Stakes Stargate (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 27, 2023Blue Owl Strategic Equity HoldCo LLCDInvestingIndefinite$0
EDGAR ↗Dec 27, 2023Blue Owl Strategic Equity Partners (Offshore) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 27, 2023Blue Owl Strategic Equity Partners LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 22, 2023RYAN SPECIALTY HOLDINGS, INC.DInsuranceIndefinite$0
EDGAR ↗Dec 21, 2023NYC-NorthBound Emerging Managers Program II LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 15, 2023Blue Owl GP Stakes VI EU Investors SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Dec 15, 2023Blue Owl GP Stakes VI Offshore Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 15, 2023Blue Owl GP Stakes VI US Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 13, 2023NB SOF Granite DE Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 7, 2023Blue Owl Technology Lending (M) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 4, 2023Blue Owl HomeCourt US Investors II LPD/APooled Investment FundIndefinite$19,035,000
EDGAR ↗Dec 4, 2023Blue Owl HomeCourt Offshore Investors LPD/APooled Investment FundIndefinite$274,375,000
EDGAR ↗Dec 4, 2023Blue Owl HomeCourt Partners LPD/APooled Investment FundIndefinite$626,643,407
EDGAR ↗Dec 4, 2023Blue Owl HomeCourt US Investors LPD/APooled Investment FundIndefinite$310,633,407
EDGAR ↗Nov 30, 2023Blue Owl Technology Finance Corp. IID/APooled Investment FundIndefinite$4,141,260,750
EDGAR ↗Nov 21, 2023Blue Owl Funding Partners LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 21, 2023NB Private Equity Impact Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 9, 2023Blue Owl Capital Technology Holdings II LLCD/AInvestingIndefinite$0
EDGAR ↗Oct 31, 2023NBSF Redwood Feeder JapanDPooled Investment FundIndefinite$0
EDGAR ↗Oct 31, 2023NB Strategic Capital II LPD/APooled Investment FundIndefinite$896,675,000
EDGAR ↗Oct 30, 2023NB Strategic Capital II LPD/APooled Investment FundIndefinite$790,800,000
EDGAR ↗Oct 30, 2023NB Strategic Capital Offshore II LPD/APooled Investment FundIndefinite$105,875,000
EDGAR ↗Oct 30, 2023NB Insurance-Linked Strategies Fund LPD/APooled Investment FundIndefinite$1,228,367,225
EDGAR ↗Oct 25, 2023Blue Owl Strategic Equity Fund Holdings LLCDInvestingIndefinite$0
EDGAR ↗Oct 16, 2023Blue Owl GP Stakes DGP Co-Invest US Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 16, 2023Blue Owl GP Stakes DGP Co-Invest Offshore Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 11, 2023Post Road Special Opportunity Fund III LPDPooled Investment Fund$600,000,000$96,100,000
EDGAR ↗Oct 10, 2023Blue Owl Alternative Credit Hybrid Income Fund Evergreen LPDPooled Investment FundIndefinite$202,000,000
EDGAR ↗Oct 10, 2023Atalaya NMP Co-Invest Fund LPDPooled Investment FundIndefinite$117,550,142
EDGAR ↗Oct 2, 2023Atalaya AIF Co-Investment Fund LPDPooled Investment FundIndefinite$90,000,000
EDGAR ↗Sep 29, 2023Blue Owl A4 LPD/APooled Investment FundIndefinite$360,850,000
EDGAR ↗Aug 10, 2023Blue Owl GP Stakes Mirror Aggregator (C) LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 9, 2023Blue Owl MC Debt Opportunities LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 8, 2023Blue Owl Diversified Lending Insurance Fund LPD/APooled Investment FundIndefinite$76,375,000
EDGAR ↗Aug 8, 2023Blue Owl Diversified Lending 2020 8Y Feeder Fund LPD/APooled Investment FundIndefinite$75,000,000
EDGAR ↗Aug 8, 2023Blue Owl Diversified Lending 2020 Fund LPD/APooled Investment FundIndefinite$1,072,395,000
EDGAR ↗Aug 8, 2023Blue Owl Diversified Lending 2020 Fund (Offshore) LPD/APooled Investment FundIndefinite$389,850,000
EDGAR ↗Aug 3, 2023NB Strategic Co-Investment Cayman Partners V LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 3, 2023NB Strategic Co-Investment Partners V LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 28, 2023NB Private Debt Fund V Offshore Feeder (C) LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 28, 2023NB Private Debt Fund V (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 27, 2023Blue Owl First Lien Fund II LPD/APooled Investment FundIndefinite$245,335,000
EDGAR ↗Jul 27, 2023Blue Owl First Lien Fund II (Offshore) LPD/APooled Investment FundIndefinite$60,000,000
EDGAR ↗Jul 21, 2023Atalaya Commercial Real Estate Fund II LPD/APooled Investment FundIndefinite$64,200,000
EDGAR ↗Jun 27, 2023GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,135,182,457
EDGAR ↗Jun 15, 2023OUTPOST VENTURES (CAYMAN) LPD/APooled Investment FundIndefinite$71,175,000
EDGAR ↗Jun 15, 2023OUTPOST VENTURES LPD/APooled Investment FundIndefinite$77,100,000
EDGAR ↗Jun 2, 2023Owl Rock Capital Corp IIID/APooled Investment FundIndefinite$1,764,610,011
EDGAR ↗May 30, 2023RYAN SPECIALTY HOLDINGS, INC.DInsuranceIndefinite$0
EDGAR ↗May 11, 2023Dyal HomeCourt Avian Co-Invest U.S. LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 11, 2023Dyal HomeCourt Avian Co-Invest LPDPooled Investment FundIndefinite$0
EDGAR ↗May 10, 2023NB Specialty Finance Fund III (Cayman) Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 17, 2023NB Real Estate Secondary Opportunities Offshore Fund II (Q) LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 11, 2023NB Specialty Finance Insurance SPV III LLCDPooled Investment FundIndefinite$0
EDGAR ↗Apr 11, 2023NB Specialty Finance Fund III LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 10, 2023Blue Owl A4 Evergreen (Cayman) LPDPooled Investment FundIndefinite$190,000,000
EDGAR ↗Mar 31, 2023NB Real Estate Secondary Fund Asia LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 31, 2023NB Real Estate Secondary Asia Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 30, 2023BO DL (K) LLCDPooled Investment FundIndefinite$0
EDGAR ↗Mar 28, 2023Blue Owl Asset Income Fund Evergreen LPD/APooled Investment FundIndefinite$1,098,075,000
EDGAR ↗Mar 23, 2023NB Direct Access Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 23, 2023NB Direct Access Offshore Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 21, 2023Blue Owl Diversified Lending 2020 Fund LPD/APooled Investment FundIndefinite$1,063,855,000
EDGAR ↗Mar 15, 2023Blue Owl Asset Leasing Feeder Evergreen LPD/APooled Investment FundIndefinite$159,166,666
EDGAR ↗Mar 14, 2023NB Credit Opportunities II Cayman LPD/APooled Investment FundIndefinite$1,116,610,000
EDGAR ↗Mar 14, 2023NB Credit Opportunities Fund II LPD/APooled Investment FundIndefinite$673,040,000
EDGAR ↗Mar 14, 2023NB Credit Opportunities II Cayman Feeder LPD/APooled Investment FundIndefinite$140,475,000
EDGAR ↗Mar 2, 2023Redwood Alternative Finance FundDPooled Investment FundIndefinite$0
EDGAR ↗Mar 2, 2023NBSF Redwood Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 2, 2023Dyal Capital Partners V Co-Invest GF (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 2, 2023Dyal Capital Partners V Co-Invest GF (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 23, 2023Blue Owl Asset Leasing Fund Evergreen LPD/APooled Investment FundIndefinite$60,530,000
EDGAR ↗Feb 10, 2023Atalaya Asset Income Fund Parallel 345 LPDPooled Investment FundIndefinite$265,000,000
EDGAR ↗Jan 31, 2023NB Strategic Capital II LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 31, 2023NB Strategic Capital Offshore II LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 24, 2023Blue Owl HomeCourt US Investors II LPDPooled Investment FundIndefinite$10,250,000
EDGAR ↗Jan 24, 2023Blue Owl HomeCourt Offshore Investors LPD/APooled Investment FundIndefinite$149,375,000
EDGAR ↗Jan 24, 2023Blue Owl HomeCourt US Investors LPD/APooled Investment FundIndefinite$124,370,000
EDGAR ↗Dec 29, 2022Blue Owl First Lien Fund II (Offshore) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 28, 2022Atalaya Fund VIII REIT LLCDREITS and Finance$62,500$62,500
EDGAR ↗Dec 13, 2022Blue Owl Diversified Lending 2020 8Y Feeder Fund LPD/APooled Investment FundIndefinite$75,000,000
EDGAR ↗Dec 12, 2022NB SOF Granite Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 30, 2022Blue Owl Technology Finance Corp. IID/APooled Investment FundIndefinite$3,340,507,000
EDGAR ↗Nov 22, 2022Blue Owl Diversified Lending Insurance Fund LPD/APooled Investment FundIndefinite$63,875,000
EDGAR ↗Nov 15, 2022Dyal Capital Partners V (B) LPD/APooled Investment FundIndefinite$12,489,701,691
EDGAR ↗Nov 15, 2022Dyal Capital Partners V (A) LPD/APooled Investment FundIndefinite$12,489,701,691
EDGAR ↗Nov 15, 2022Dyal V Offshore Investors LPD/APooled Investment FundIndefinite$6,612,254,813
EDGAR ↗Nov 15, 2022Dyal V Pension Investors LPD/APooled Investment FundIndefinite$696,250,000
EDGAR ↗Nov 14, 2022Dyal V US Investors LPD/APooled Investment FundIndefinite$5,181,696,878
EDGAR ↗Nov 7, 2022ORCC Participant Vehicle, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Oct 19, 2022Blue Owl Diversified Lending 2020 Fund (Offshore) LPD/APooled Investment FundIndefinite$85,000,000
EDGAR ↗Sep 30, 2022Blue Owl A4 LPD/APooled Investment FundIndefinite$199,850,000
EDGAR ↗Sep 20, 2022Owl Rock Capital Diversified Holdings LLCD/AInvestingIndefinite$0
EDGAR ↗Aug 18, 2022NB Secondary Opportunities Offshore Fund V LPD/APooled Investment FundIndefinite$1,612,554,393
EDGAR ↗Aug 18, 2022NB Secondary Opportunities Fund V LPD/APooled Investment FundIndefinite$3,388,634,393
EDGAR ↗Aug 3, 2022OR DIVERSIFIED LENDING (CP), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 27, 2022Blue Owl First Lien Fund II LPD/APooled Investment FundIndefinite$150,000,000
EDGAR ↗Jul 21, 2022Atalaya Commercial Real Estate Fund II LPDPooled Investment FundIndefinite$64,200,000
EDGAR ↗Jul 15, 2022Dyal Finance Investors (US) LPD/APooled Investment FundIndefinite$1,110,201,010
EDGAR ↗Jul 15, 2022NB Crossroads Private Markets Fund VII Advisory LPDPooled Investment FundIndefinite$28,695,000
EDGAR ↗Jul 13, 2022Post Road Digital Infrastructure Fund I LPDPooled Investment FundIndefinite$229,950,495
EDGAR ↗Jun 28, 2022GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,135,182,457
EDGAR ↗Jun 15, 2022NB-Athyrium Opportunities Fund IV LPD/APooled Investment FundIndefinite$78,150,000
EDGAR ↗Jun 15, 2022OUTPOST VENTURES (CAYMAN) LPD/APooled Investment FundIndefinite$70,000,000
EDGAR ↗Jun 15, 2022OUTPOST VENTURES LPD/APooled Investment FundIndefinite$0
EDGAR ↗Jun 6, 2022Owl Rock Capital Corp IIID/APooled Investment FundIndefinite$1,764,610,011
EDGAR ↗Apr 14, 2022Dyal V Nimbus Cayman (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 14, 2022Dyal V Nimbus U.S. (A) LLCDPooled Investment FundIndefinite$0
EDGAR ↗Apr 14, 2022Dyal V Nimbus U.S. II (A) LLCDPooled Investment FundIndefinite$0
EDGAR ↗Apr 14, 2022Dyal Capital Partners V Co-Invest Nimbus (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 14, 2022Dyal Capital Partners V Co-Invest Nimbus (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 8, 2022NB Real Estate Secondary Opportunities Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 8, 2022NB Real Estate Secondary Opportunities Offshore Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 7, 2022DCP (Q) Coinvest Sidecar LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 5, 2022Blue Owl Asset Leasing Feeder Evergreen LPDPooled Investment FundIndefinite$37,000,000
EDGAR ↗Mar 21, 2022Blue Owl Diversified Lending 2020 Fund LPD/APooled Investment FundIndefinite$415,000,000
EDGAR ↗Mar 11, 2022NB Credit Opportunities II Cayman Feeder LPD/APooled Investment FundIndefinite$98,800,000
EDGAR ↗Mar 11, 2022NB Credit Opportunities Fund II LPD/APooled Investment FundIndefinite$450,675,000
EDGAR ↗Mar 11, 2022NB Credit Opportunities II Cayman LPD/APooled Investment FundIndefinite$731,910,000
EDGAR ↗Mar 10, 2022Blue Owl Technology Finance Corp. IID/APooled Investment FundIndefinite$1,342,971,800
EDGAR ↗Mar 10, 2022Owl Rock Capital Corp IIID/APooled Investment FundIndefinite$1,696,537,011
EDGAR ↗Mar 4, 2022Dyal Capital Partners V Co-Invest Odyssey (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 4, 2022Dyal Capital Partners V Co-Invest Odyssey (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 28, 2022NB Crossroads Private Markets Fund VII LPDPooled Investment FundIndefinite$123,375,597
EDGAR ↗Feb 24, 2022Blue Owl Asset Leasing Fund Evergreen LPDPooled Investment FundIndefinite$32,920,000
EDGAR ↗Feb 1, 2022ACM A4 Point LLCDREITS and Finance$125,000$125,000
EDGAR ↗Feb 1, 2022Atalaya Alamosa I-A REIT LLCDREITS and Finance$125,000$125,000
EDGAR ↗Jan 11, 2022Dyal HomeCourt Valley Co-Invest U.S. LLCDPooled Investment FundIndefinite$0
EDGAR ↗Dec 30, 2021Atalaya Special Opportunities Fund (Cayman) VIII LPDPooled Investment FundIndefinite$11,000,000
EDGAR ↗Dec 30, 2021Atalaya Special Opportunities Fund TE VIII-E LPDPooled Investment FundIndefinite$200,000,000
EDGAR ↗Dec 14, 2021Blue Owl Diversified Lending 2020 8Y Feeder Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 9, 2021Blue Owl Capital Technology Holdings II LLCDInvestingIndefinite$0
EDGAR ↗Dec 2, 2021Blue Owl Asset Income Fund Evergreen LPDPooled Investment FundIndefinite$153,450,000
EDGAR ↗Dec 1, 2021Blue Owl Technology Finance Corp. IIDPooled Investment FundIndefinite$0
EDGAR ↗Nov 29, 2021Atalaya Special Opportunities Fund TE VIII LPDPooled Investment FundIndefinite$155,000,000
EDGAR ↗Nov 29, 2021Atalaya Special Opportunities Fund VIII LPDPooled Investment FundIndefinite$365,300,000
EDGAR ↗Nov 22, 2021Atalaya Continuation VI-A REIT LLCDREITS and Finance$125,000$125,000
EDGAR ↗Nov 22, 2021Blue Owl Diversified Lending Insurance Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 12, 2021Dyal Capital Partners V (B) LPD/APooled Investment FundIndefinite$4,936,843,554
EDGAR ↗Nov 12, 2021Dyal Capital Partners V (A) LPD/APooled Investment FundIndefinite$4,936,843,554
EDGAR ↗Nov 12, 2021Dyal V US Investors LPD/APooled Investment FundIndefinite$1,804,156,276
EDGAR ↗Nov 12, 2021Dyal V Pension Investors LPD/APooled Investment FundIndefinite$574,000,000
EDGAR ↗Nov 12, 2021Dyal V Offshore Investors LPD/APooled Investment FundIndefinite$2,558,687,278
EDGAR ↗Nov 3, 2021NB Private Debt Fund IV (A) LPD/APooled Investment FundIndefinite$617,950,000
EDGAR ↗Nov 3, 2021NB Private Debt Fund IV Offshore Feeder (C) LPD/APooled Investment FundIndefinite$122,400,000
EDGAR ↗Oct 20, 2021Blue Owl Diversified Lending 2020 Fund (Offshore) LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 18, 2021Post Road Special Opportunity Fund II LPD/APooled Investment FundIndefinite$137,722,430
EDGAR ↗Sep 24, 2021Atalaya Continuation Feeder VI-A LPDPooled Investment FundIndefinite$21,138,655
EDGAR ↗Sep 24, 2021Atalaya Continuation Offshore Fund VI-A LPDPooled Investment FundIndefinite$50,659,197
EDGAR ↗Sep 24, 2021Atalaya Continuation Fund VI-A LPDPooled Investment FundIndefinite$123,550,441
EDGAR ↗Aug 16, 2021NB Secondary Opportunities Offshore Fund V LPD/APooled Investment FundIndefinite$681,713,213
EDGAR ↗Aug 16, 2021NB Secondary Opportunities Fund V LPD/APooled Investment FundIndefinite$1,914,788,213
EDGAR ↗Aug 10, 2021Owl Rock Technology Finance Corp.D/APooled Investment FundIndefinite$3,142,252,406
EDGAR ↗Aug 3, 2021Blue Owl First Lien Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 29, 2021OR OPPORTUNISTIC I (G), LLCDPooled Investment FundIndefinite$25,000,000
EDGAR ↗Jul 20, 2021Atalaya A4 (Cayman) LPDPooled Investment FundIndefinite$20,000,000
EDGAR ↗Jul 1, 2021NBPD IV UISPV LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jun 28, 2021GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,117,496,191
EDGAR ↗Jun 23, 2021NB-Athyrium Opportunities Fund IV LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 7, 2021Blue Owl HomeCourt Partners LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 7, 2021Blue Owl HomeCourt Offshore Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 7, 2021Blue Owl HomeCourt US Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 4, 2021Owl Rock Technology Finance Corp.D/APooled Investment FundIndefinite$3,142,153,906
EDGAR ↗Jun 4, 2021Owl Rock Capital Corp IIID/APooled Investment FundIndefinite$1,528,882,486
EDGAR ↗Jun 2, 2021Blue Owl Capital Holdings LPDInvestingIndefinite$12,420,479,042
EDGAR ↗Jun 2, 2021Blue Owl Capital Carry LPDInvestingIndefinite$9,944,339
EDGAR ↗Jun 2, 2021BLUE OWL CAPITAL INC.DInvesting$1,500,000,000$1,500,000,000
EDGAR ↗Jun 2, 2021BLUE OWL CAPITAL INC.DInvestingIndefinite$1,557,583,690
EDGAR ↗May 26, 2021OUTPOST VENTURES (CAYMAN) LPDPooled Investment FundIndefinite$0
EDGAR ↗May 26, 2021OUTPOST VENTURES LPDPooled Investment FundIndefinite$0
EDGAR ↗May 5, 2021Blue Owl A4 LPDPooled Investment FundIndefinite$150,000,000
EDGAR ↗Apr 30, 2021Owl Rock Opportunistic Fund (A), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 30, 2021NB Specialty Finance Insurance SPV II LLCDPooled Investment FundIndefinite$0
EDGAR ↗Apr 30, 2021NB Specialty Finance Fund II (Cayman) LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 30, 2021NB Specialty Finance Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 31, 2021NB Renaissance Partners III SCSpD/APooled Investment FundIndefinite$66,533,311
EDGAR ↗Mar 26, 2021Atalaya Special Purpose Investment Feeder Fund (Cayman) II LPDPooled Investment FundIndefinite$5,500,000
EDGAR ↗Mar 26, 2021Atalaya Special Purpose Investment Fund II LPDPooled Investment FundIndefinite$63,387,507
EDGAR ↗Mar 19, 2021Marquee Brands Cayman Fund II LPD/APooled Investment FundIndefinite$78,600,000
EDGAR ↗Mar 19, 2021Marquee Brands Partners II LPD/APooled Investment FundIndefinite$337,770,000
EDGAR ↗Mar 18, 2021Blue Owl Diversified Lending 2020 Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 12, 2021NB Credit Opportunities II Cayman Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 12, 2021NB Credit Opportunities Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 12, 2021NB Credit Opportunities II Cayman LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 11, 2021ACRE Feeder Fund I LPD/APooled Investment FundIndefinite$20,000,000
EDGAR ↗Mar 11, 2021Atalaya Commercial Real Estate Fund I LPD/APooled Investment FundIndefinite$100,000,000
EDGAR ↗Mar 4, 2021NB Crossroads Private Markets Fund VI LPD/APooled Investment FundIndefinite$299,182,486
EDGAR ↗Mar 2, 2021NB Direct Access Fund LPD/APooled Investment FundIndefinite$198,434,343
EDGAR ↗Feb 16, 2021Owl Rock Access Fund, L.P.DPooled Investment FundIndefinite$22,850,000
EDGAR ↗Jan 6, 2021NB Insurance-Linked Strategies Fund LPD/APooled Investment FundIndefinite$1,566,030,354
EDGAR ↗Dec 30, 2020Dyal V Nimbus U.S. (A) LLCDPooled Investment FundIndefinite$0
EDGAR ↗Dec 29, 2020Dyal Capital Partners V Co-Invest Nimbus (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 29, 2020Dyal V Nimbus U.S. II (A) LLCDPooled Investment FundIndefinite$0
EDGAR ↗Dec 29, 2020Dyal V Nimbus Cayman (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 29, 2020Dyal Capital Partners V Co-Invest Nimbus (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 18, 2020Atalaya Fund VII MTGE REIT LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 16, 2020NB Crossroads Fund 23 Plan LPD/APooled Investment FundIndefinite$187,500,000
EDGAR ↗Dec 16, 2020NB Crossroads Fund 23 Onshore LPD/APooled Investment FundIndefinite$129,600,000
EDGAR ↗Dec 3, 2020OR Opportunistic DL (C), L.P.DPooled Investment Fund$500,000,000$0
EDGAR ↗Nov 10, 2020Dyal Capital Partners V (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 10, 2020Dyal Capital Partners V (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 10, 2020Dyal V US Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 10, 2020Dyal V Pension Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 10, 2020Dyal V Offshore Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 30, 2020NB Private Debt Fund IV Offshore Feeder (C) LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 30, 2020NB Private Debt Fund IV (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 15, 2020Ryan Specialty Group, LLCDInsurance$317,349,653$317,349,653
EDGAR ↗Sep 8, 2020OR OPPORTUNISTIC I (H), L.P.DPooled Investment Fund$100,000,000$100,000,000
EDGAR ↗Sep 8, 2020Post Road Special Opportunity Fund II LPDPooled Investment FundIndefinite$76,800,000
EDGAR ↗Aug 18, 2020NB Direct Access Offshore Fund LPDPooled Investment FundIndefinite$32,000,000
EDGAR ↗Aug 14, 2020NB Secondary Opportunities Offshore Fund V LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 14, 2020NB Secondary Opportunities Fund V LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 14, 2020NB Strategic Co-Investment Cayman Partners IV LPD/APooled Investment FundIndefinite$549,055,000
EDGAR ↗Aug 14, 2020NB Strategic Co-Investment Partners IV LPD/APooled Investment FundIndefinite$585,789,000
EDGAR ↗Aug 10, 2020Owl Rock Technology Finance Corp.D/APooled Investment FundIndefinite$2,868,669,406
EDGAR ↗Jul 20, 2020OWL ROCK OPPORTUNISTIC FUND, L.P.DPooled Investment Fund$2,000,000,000$0
EDGAR ↗Jul 10, 2020NB Crossroads Private Markets Fund VI Advisory LPDPooled Investment FundIndefinite$32,985,000
EDGAR ↗Jun 30, 2020NYC-NorthBound Emerging Managers Program LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 26, 2020GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,096,323,051
EDGAR ↗Jun 5, 2020Owl Rock Capital Diversified Holdings LLCDInvestingIndefinite$0
EDGAR ↗Jun 4, 2020Owl Rock Capital Corp IIIDPooled Investment FundIndefinite$0
EDGAR ↗May 22, 2020Atalaya Asset Income Fund (Cayman) V LPDPooled Investment Fund$1,000,000,000$220,250,000
EDGAR ↗May 22, 2020Atalaya Asset Income Fund V LPDPooled Investment Fund$1,000,000,000$74,975,000
EDGAR ↗May 5, 2020Dyal IV Vault Cayman LPDPooled Investment FundIndefinite$0
EDGAR ↗May 5, 2020Dyal Capital Partners IV Co-Invest Vault I LPDPooled Investment FundIndefinite$0
EDGAR ↗May 5, 2020Dyal Capital Partners IV Co-Invest Vault II LPDPooled Investment FundIndefinite$0
EDGAR ↗May 5, 2020Dyal IV Vault U.S. II LLCDPooled Investment FundIndefinite$0
EDGAR ↗Mar 25, 2020Marquee Brands Cayman Fund II LPD/APooled Investment FundIndefinite$63,100,000
EDGAR ↗Mar 25, 2020Marquee Brands Partners II LPD/APooled Investment FundIndefinite$175,550,000
EDGAR ↗Mar 13, 2020Dyal Capital Partners II Co-Invest Velocity I LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 12, 2020ACRE Feeder Fund I LPDPooled Investment FundIndefinite$20,000,000
EDGAR ↗Mar 12, 2020Atalaya Commercial Real Estate Fund I LPDPooled Investment FundIndefinite$100,000,000
EDGAR ↗Mar 12, 2020Ryan Specialty Group, LLCDInsurance$800,006$800,006
EDGAR ↗Feb 28, 2020NB Crossroads Private Markets Fund VI LPDPooled Investment FundIndefinite$78,990,509
EDGAR ↗Feb 26, 2020NB Direct Access Fund LPD/APooled Investment FundIndefinite$93,050,000
EDGAR ↗Jan 28, 2020Owl Rock Technology Finance Corp.D/APooled Investment FundIndefinite$2,605,598,466
EDGAR ↗Jan 3, 2020NB Insurance-Linked Strategies Fund LPD/APooled Investment FundIndefinite$1,262,703,003
EDGAR ↗Dec 23, 2019Atalaya Fund VII REIT LLCD/AREITS and Finance$125,000$125,000
EDGAR ↗Dec 23, 2019Atalaya Fund VII REIT LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 16, 2019NB Crossroads Fund 23 Onshore LPDPooled Investment FundIndefinite$36,000,000
EDGAR ↗Dec 16, 2019NB Crossroads Fund 23 Plan LPDPooled Investment FundIndefinite$55,000,000
EDGAR ↗Dec 5, 2019NB Direct Access Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 3, 2019Dyal Capital Partners IV Cardinal Aggregator (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 3, 2019Dyal Capital Partners IV Cardinal Aggregator (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 3, 2019NB Alternatives Distressed Credit Fund LtdD/APooled Investment FundIndefinite$65,161,847
EDGAR ↗Nov 14, 2019Atalaya Special Opportunities Fund (Cayman) VII LPDPooled Investment Fund$334,950,000$334,950,000
EDGAR ↗Oct 1, 2019Atalaya Alamosa W28th REIT Inc.DREITS and Finance$125,000$125,000
EDGAR ↗Sep 12, 2019PRG Mobile Portfolio Investors LLCD/APooled Investment Fund$1,300,390$1,300,390
EDGAR ↗Sep 12, 2019PRPG Haviland Gates Investors LLCD/APooled Investment Fund$3,400,000$3,400,000
EDGAR ↗Sep 3, 2019NB Renaissance Partners III SCSpD/APooled Investment FundIndefinite$64,338,519
EDGAR ↗Aug 16, 2019NB SPECIALTY FINANCE FUND (CAYMAN) LPD/APooled Investment FundIndefinite$55,716,919
EDGAR ↗Aug 16, 2019NB SPECIALTY FINANCE FUND LPD/APooled Investment FundIndefinite$53,850,000
EDGAR ↗Aug 14, 2019NB Strategic Co-Investment Cayman Partners IV LPD/APooled Investment FundIndefinite$0
EDGAR ↗Aug 14, 2019NB Strategic Co-Investment Partners IV LPD/APooled Investment FundIndefinite$0
EDGAR ↗Jul 16, 2019NB Strategic Co-Investment Partners IV LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 16, 2019NB Strategic Co-Investment Cayman Partners IV LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 2, 2019Owl Rock First Lien Fund (Offshore), L.P.D/APooled Investment Fund$1,118,730,000$1,118,730,000
EDGAR ↗Jul 2, 2019Owl Rock First Lien Fund, L.P.D/APooled Investment Fund$1,118,730,000$1,118,730,000
EDGAR ↗Jun 27, 2019GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,055,554,983
EDGAR ↗Jun 17, 2019Post Road Property Investors II LLCD/APooled Investment FundIndefinite$1,190,256
EDGAR ↗Jun 11, 2019Dyal IV Mirror U.S. LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jun 11, 2019NB Strategic Capital LPD/APooled Investment FundIndefinite$235,075,000
EDGAR ↗Jun 7, 2019Post Road Property Investors II LLCDPooled Investment FundIndefinite$1,190,256
EDGAR ↗May 31, 2019NB Crossroads Private Markets Fund V (TI) LPD/APooled Investment FundIndefinite$172,928,196
EDGAR ↗May 31, 2019NB Crossroads Private Markets Fund V (TE) LPD/APooled Investment FundIndefinite$101,045,500
EDGAR ↗May 7, 2019Dyal Capital Partners IV Co-Invest Mirror II LPDPooled Investment FundIndefinite$0
EDGAR ↗May 7, 2019Dyal Capital Partners IV Co-Invest Mirror I LPDPooled Investment FundIndefinite$0
EDGAR ↗May 7, 2019Dyal IV Mirror Cayman LPDPooled Investment FundIndefinite$0
EDGAR ↗May 7, 2019Dyal IV Mirror U.S. II LLCDPooled Investment FundIndefinite$0
EDGAR ↗Apr 24, 2019Ryan Specialty Group, LLCDInsurance$6,867,427$6,867,427
EDGAR ↗Apr 4, 2019Ryan Specialty Group, LLCDInsurance$25,000,000$25,000,000
EDGAR ↗Apr 3, 2019Dyal IV US Investors LPD/APooled Investment FundIndefinite$1,936,055,601
EDGAR ↗Apr 3, 2019Dyal IV Offshore Investors LPD/APooled Investment FundIndefinite$4,118,814,399
EDGAR ↗Apr 3, 2019Dyal IV Pension Investors LPD/APooled Investment FundIndefinite$691,700,000
EDGAR ↗Mar 25, 2019Marquee Brands Cayman Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 25, 2019Marquee Brands Partners II LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 25, 2019Dyal Finance Investors (US) LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 11, 2019Owl Rock First Lien Insurance Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 22, 2019NB Real Estate Secondary Opportunities Fund LPD/APooled Investment FundIndefinite$407,205,000
EDGAR ↗Jan 9, 2019NB Private Debt Fund III (Offshore Feeder) LPDPooled Investment FundIndefinite$221,500,000
EDGAR ↗Jan 9, 2019NB Private Debt Fund III LPD/APooled Investment FundIndefinite$503,550,000
EDGAR ↗Jan 9, 2019Owl Rock First Lien Fund Investors Co-Invest, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 2, 2019NB Insurance-Linked Strategies Fund LPDPooled Investment FundIndefinite$840,533,003
EDGAR ↗Dec 28, 2018Post Road Property Investors LLCDPooled Investment Fund$5,500,000$5,500,000
EDGAR ↗Dec 21, 2018Post Road Special Opportunity Fund I LPDPooled Investment Fund$250,000,000$51,500,000
EDGAR ↗Dec 18, 2018Atalaya Equipment Leasing Fund I LPDPooled Investment Fund$175,000,000$146,900,000
EDGAR ↗Dec 14, 2018PRPG Haviland Gates Investors LLCDPooled Investment FundIndefinite$2,025,000
EDGAR ↗Dec 14, 2018PRG Mobile Portfolio Investors LLCDPooled Investment FundIndefinite$1,300,000
EDGAR ↗Dec 10, 2018NB Alternatives Distressed Credit Fund LtdD/APooled Investment FundIndefinite$65,161,847
EDGAR ↗Nov 29, 2018Dyal IV Hotshot II U.S. II LLCDPooled Investment FundIndefinite$0
EDGAR ↗Nov 29, 2018Dyal IV Hotshot II Cayman LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 29, 2018Dyal Capital Partners IV Co-Invest Hotshot II LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 29, 2018Dyal Capital Partners IV Co-Invest Hotshot I LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 26, 2018Owl Rock Technology Finance Corp.D/APooled Investment FundIndefinite$1,486,984,210
EDGAR ↗Nov 20, 2018Atalaya Special Opportunities Fund VII LPDPooled Investment Fund$950,000,000$564,500,000
EDGAR ↗Nov 15, 2018Dyal Capital Partners II Lion Aggregator (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 15, 2018Dyal Capital Partners II Lion Aggregator (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 9, 2018NB SPECIALTY FINANCE FUND (CAYMAN) LPDPooled Investment FundIndefinite$16,691,919
EDGAR ↗Nov 9, 2018NB SPECIALTY FINANCE FUND LPDPooled Investment FundIndefinite$52,500,000
EDGAR ↗Oct 25, 2018Owl Rock Technology Finance Corp.D/APooled Investment FundIndefinite$305,986,842
EDGAR ↗Oct 10, 2018Atalaya Alamosa REIT Inc.DREITS and Finance$125,000$125,000
EDGAR ↗Oct 10, 2018Ryan Specialty Group, LLCDInsurance$600,000$500,000
EDGAR ↗Sep 10, 2018NB Crossroads Fund XXII - Asset Allocation LPD/APooled Investment FundIndefinite$194,125,000
EDGAR ↗Sep 10, 2018NB Crossroads Fund XXII - Plan Asset Allocation LPD/APooled Investment FundIndefinite$188,000,000
EDGAR ↗Aug 15, 2018NB Crossroads Private Markets Fund V (TI) Advisory LPDPooled Investment FundIndefinite$10,725,000
EDGAR ↗Aug 15, 2018NB Crossroads Private Markets Fund V (TE) Advisory LPDPooled Investment FundIndefinite$21,298,000
EDGAR ↗Aug 10, 2018Owl Rock Technology Finance Corp.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 13, 2018Ryan Specialty Group, LLCDInsurance$27,916,200$27,916,200
EDGAR ↗Jul 6, 2018MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCD/APooled Investment FundIndefinite$750,258,820
EDGAR ↗Jul 3, 2018Owl Rock First Lien Fund (Offshore), L.P.DPooled Investment Fund$1,000,000,000$0
EDGAR ↗Jul 3, 2018Owl Rock First Lien Fund, L.P.DPooled Investment Fund$1,000,000,000$0
EDGAR ↗Jun 28, 2018GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,037,226,824
EDGAR ↗Jun 26, 2018NB Renaissance Partners III SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jun 21, 2018Ryan Specialty Group, LLCDInsurance$175,000,000$175,000,000
EDGAR ↗Jun 1, 2018NB Crossroads Private Markets Fund V (TI) LPDPooled Investment FundIndefinite$63,893,000
EDGAR ↗Jun 1, 2018NB Crossroads Private Markets Fund V (TE) LPDPooled Investment FundIndefinite$25,100,000
EDGAR ↗May 23, 2018NB Strategic Capital LPDPooled Investment FundIndefinite$0
EDGAR ↗May 15, 2018Dyal Post U.S. II LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 15, 2018Dyal Post U.S. LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 15, 2018Dyal Post Cayman LPDPooled Investment FundIndefinite$0
EDGAR ↗May 15, 2018Dyal Capital Partners III Co-Invest Post II LPDPooled Investment FundIndefinite$0
EDGAR ↗May 15, 2018Dyal Capital Partners III Co-Invest Post I LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 16, 2018Ryan Specialty Group, LLCDInsurance$117,466,586$117,466,586
EDGAR ↗Apr 16, 2018Ryan Specialty Group, LLCDInsurance$10,175,941$6,959,882
EDGAR ↗Apr 11, 2018Atalaya Asset Income Fund (Cayman) IV LPDPooled Investment Fund$900,000,000$272,300,000
EDGAR ↗Apr 3, 2018Dyal IV US Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 3, 2018Dyal IV Pension Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 3, 2018Dyal IV Offshore Investors LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 3, 2018Dyal Capital Partners IV (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 3, 2018Dyal Capital Partners IV (A) LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 23, 2018Owl Rock Capital CorpD/APooled Investment FundIndefinite$5,472,679,993
EDGAR ↗Feb 8, 2018Owl Rock Capital CorpD/APooled Investment FundIndefinite$5,442,679,993
EDGAR ↗Feb 7, 2018Owl Rock Capital CorpD/APooled Investment FundIndefinite$5,463,295,500
EDGAR ↗Jan 24, 2018NB Alternatives Distressed Credit Fund LtdD/APooled Investment FundIndefinite$65,161,847
EDGAR ↗Jan 19, 2018NB Real Estate Secondary Opportunities Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 5, 2017Atalaya Asset Income Fund IV LPDPooled Investment Fund$900,000,000$434,950,000
EDGAR ↗Oct 12, 2017NB Private Debt Fund III LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 6, 2017Atalaya Fund VI Equity REIT Inc.DREITS and Finance$125,000$125,000
EDGAR ↗Sep 26, 2017NB Select Opportunities Fund LPDPooled Investment FundIndefinite$60,600,000
EDGAR ↗Sep 25, 2017Dyal Capital Partners III Co-Invest Hotshot II LPDPooled Investment FundIndefinite$61,930,000
EDGAR ↗Sep 25, 2017Dyal Capital Partners III Co-Invest Hotshot I LPDPooled Investment FundIndefinite$48,070,000
EDGAR ↗Sep 25, 2017Dyal Hotshot Cayman LPDPooled Investment FundIndefinite$23,865,444
EDGAR ↗Sep 25, 2017Dyal Hotshot U.S. II LLCDPooled Investment FundIndefinite$19,486,556
EDGAR ↗Sep 25, 2017Dyal Hotshot U.S. LLCDPooled Investment FundIndefinite$11,260,000
EDGAR ↗Sep 13, 2017NB Crossroads Fund XXII - Plan Asset Allocation LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 12, 2017NB Crossroads Fund XXII - Asset Allocation LPDPooled Investment FundIndefinite$10,700,000
EDGAR ↗Sep 8, 2017Owl Rock Capital CorpDPooled Investment FundIndefinite$4,618,808,500
EDGAR ↗Sep 1, 2017Dyal III NJ Investors LPDPooled Investment FundIndefinite$101,010,101
EDGAR ↗Jul 6, 2017MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCD/APooled Investment FundIndefinite$750,283,820
EDGAR ↗Jun 30, 2017GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,009,791,146
EDGAR ↗Jun 29, 2017Dyal Capital Partners III Co-Invest Horizon (FO) LPDPooled Investment FundIndefinite$50,000,000
EDGAR ↗Jun 29, 2017Dyal Moonrise U.S. LLCDPooled Investment FundIndefinite$12,500,000
EDGAR ↗Jun 29, 2017Dyal Moonrise Cayman LPDPooled Investment FundIndefinite$12,500,000
EDGAR ↗May 23, 2017Dyal Capital Partners III Co-Invest Zeus (AK) LPDPooled Investment FundIndefinite$24,750,000
EDGAR ↗May 23, 2017Dyal Zeus Co-Investment Partners IX LPDPooled Investment FundIndefinite$182,693,701
EDGAR ↗May 23, 2017Dyal Zeus Co-Investment Partners VI LPDPooled Investment FundIndefinite$41,556,261
EDGAR ↗May 23, 2017Dyal Zeus Co-Investment Partners V LPDPooled Investment FundIndefinite$4,231,634
EDGAR ↗May 23, 2017Dyal Zeus Offshore II LPDPooled Investment FundIndefinite$4,212,105
EDGAR ↗May 23, 2017Dyal Zeus Offshore III LPDPooled Investment FundIndefinite$16,806,299
EDGAR ↗May 19, 2017Owl Rock Capital CorpD/APooled Investment FundIndefinite$2,887,334,500
EDGAR ↗Mar 1, 2017ACM Alamosa I-A LPDPooled Investment Fund$139,077,000$139,077,000
EDGAR ↗Mar 1, 2017ACM Alamosa I LPDPooled Investment Fund$214,423,000$214,423,000
EDGAR ↗Feb 7, 2017Owl Rock Capital CorpD/APooled Investment FundIndefinite$2,323,236,500
EDGAR ↗Jan 19, 2017NB Private Equity Credit Opportunities Fund (TE) LPDPooled Investment FundIndefinite$32,010,000
EDGAR ↗Jan 19, 2017NB Private Equity Credit Opportunities Fund LPD/APooled Investment FundIndefinite$222,435,000
EDGAR ↗Dec 28, 2016NB Alternatives Distressed Credit Fund LtdD/APooled Investment FundIndefinite$65,161,847
EDGAR ↗Dec 15, 2016Owl Rock Capital CorpD/APooled Investment FundIndefinite$2,302,986,500
EDGAR ↗Dec 9, 2016ACM Gateway LPDPooled Investment Fund$50,200,803$50,200,803
EDGAR ↗Dec 8, 2016NB Renaissance Partners (A-Annex) SCSpDPooled Investment Fund$300,000,000$0
EDGAR ↗Dec 5, 2016NB-Athyrium Opportunities Fund III LPDPooled Investment FundIndefinite$235,418,286
EDGAR ↗Nov 29, 2016NB Crossroads Private Markets Fund IV (TI) - Client LLCDPooled Investment FundIndefinite$114,675,000
EDGAR ↗Nov 29, 2016NB Crossroads Private Markets Fund IV (TE) - Client LLCDPooled Investment FundIndefinite$45,058,651
EDGAR ↗Nov 3, 2016Dyal Capital Partners III Co-Invest Earl (AK) LPDPooled Investment FundIndefinite$100,000,000
EDGAR ↗Nov 3, 2016Dyal Earl Co-Investment Partners LPDPooled Investment FundIndefinite$399,650,000
EDGAR ↗Nov 3, 2016Dyal Earl U.S. LLCDPooled Investment FundIndefinite$25,000,000
EDGAR ↗Oct 6, 2016Atalaya Fund VI REIT Inc.DREITS and Finance$125,000$125,000
EDGAR ↗Aug 12, 2016Owl Rock Capital CorpD/APooled Investment FundIndefinite$1,700,510,000
EDGAR ↗Aug 9, 2016Dyal III Third Avenue Co-Investment Fund LLCDPooled Investment FundIndefinite$217,171,718
EDGAR ↗Aug 9, 2016NB Private Debt Fund II LPD/APooled Investment FundIndefinite$402,250,000
EDGAR ↗Jul 6, 2016MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCD/APooled Investment FundIndefinite$750,258,820
EDGAR ↗Jun 30, 2016GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$1,004,497,222
EDGAR ↗Jun 24, 2016Atalaya Asset Income Fund III LPDPooled Investment Fund$525,000,000$188,693,750
EDGAR ↗Jun 14, 2016NB Private Equity Credit Opportunities Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗May 9, 2016NB Secondary Opportunities Offshore Fund IV LPDPooled Investment FundIndefinite$0
EDGAR ↗May 9, 2016NB Secondary Opportunities Fund IV-B LPDPooled Investment FundIndefinite$0
EDGAR ↗May 9, 2016NB Secondary Opportunities Fund IV LPDPooled Investment FundIndefinite$0
EDGAR ↗May 6, 2016Dyal Capital Partners III (A) LPD/APooled Investment FundIndefinite$1,146,700,000
EDGAR ↗May 3, 2016Dyal III Offshore Investors LPDPooled Investment FundIndefinite$80,000,000
EDGAR ↗Apr 12, 2016NB Crossroads Fund XXI Plan Asset Allocation LPD/APooled Investment FundIndefinite$141,150,000
EDGAR ↗Apr 12, 2016NB Crossroads Fund XXI Asset Allocation LPD/APooled Investment FundIndefinite$124,250,000
EDGAR ↗Mar 18, 2016Owl Rock Capital CorpDPooled Investment FundIndefinite$968,250,000
EDGAR ↗Jan 22, 2016NB Private Debt Fund LPD/APooled Investment Fund$620,870,000$620,870,000
EDGAR ↗Dec 14, 2015NB Alternatives Distressed Credit Fund LtdD/APooled Investment FundIndefinite$65,161,847
EDGAR ↗Nov 5, 2015NB Strategic Co-Investment Cayman Partners III LPD/APooled Investment FundIndefinite$403,200,000
EDGAR ↗Nov 5, 2015NB Strategic Co-Investment Partners III-B LPD/APooled Investment FundIndefinite$220,175,000
EDGAR ↗Nov 5, 2015NB Strategic Co-Investment Partners III LPD/APooled Investment FundIndefinite$652,600,000
EDGAR ↗Aug 28, 2015Atalaya Special Opportunities Fund VI (Cayman) LPDPooled Investment FundIndefinite$90,000,000
EDGAR ↗Aug 28, 2015Atalaya Special Opportunities Fund VI LPDPooled Investment FundIndefinite$373,250,000
EDGAR ↗Aug 28, 2015NB Strategic Co-Investment Cayman Partners III-B LPDPooled Investment FundIndefinite$3,500,000
EDGAR ↗Aug 28, 2015NB Strategic Co-Investment Cayman Partners III LPDPooled Investment FundIndefinite$237,200,000
EDGAR ↗Aug 28, 2015NB Strategic Co-Investment Partners III-C LPDPooled Investment FundIndefinite$150,000,000
EDGAR ↗Aug 28, 2015NB Strategic Co-Investment Partners III-B LPDPooled Investment FundIndefinite$80,700,000
EDGAR ↗Aug 28, 2015NB Strategic Co-Investment Partners III LPDPooled Investment FundIndefinite$452,500,000
EDGAR ↗Aug 20, 2015NB Private Debt Fund II LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 10, 2015Atalaya Special Opportunities Fund V-B LPDPooled Investment Fund$66,000,000$66,000,000
EDGAR ↗Jul 13, 2015Dyal II Offshore Investors LPD/APooled Investment FundIndefinite$943,700,000
EDGAR ↗Jul 13, 2015Dyal II US Investors LPD/APooled Investment FundIndefinite$654,825,000
EDGAR ↗Jul 13, 2015Dyal II Pension Investors LPD/APooled Investment FundIndefinite$224,000,000
EDGAR ↗Jul 13, 2015Dyal II Offshore Investors LPD/APooled Investment FundIndefinite$943,700,000
EDGAR ↗Jul 13, 2015Dyal II US Investors LPD/APooled Investment FundIndefinite$654,825,000
EDGAR ↗Jul 8, 2015GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$981,964,576
EDGAR ↗Jul 8, 2015Dyal III Pension Investors LPDPooled Investment FundIndefinite$250,000,000
EDGAR ↗Jul 6, 2015MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCD/APooled Investment FundIndefinite$750,238,820
EDGAR ↗May 12, 2015Dyal Capital Partners III (A) LPDPooled Investment FundIndefinite$550,000,000
EDGAR ↗Apr 27, 2015MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCD/APooled Investment FundIndefinite$2,434,921,155
EDGAR ↗Apr 24, 2015NB Crossroads Fund XXI Asset Allocation LPDPooled Investment FundIndefinite$24,000,000
EDGAR ↗Apr 24, 2015NB Crossroads Fund XXI Plan Asset Allocation LPDPooled Investment FundIndefinite$25,500,000
EDGAR ↗Mar 18, 2015NB Renaissance Partners (A) SCSpDPooled Investment Fund$600,000,000$0
EDGAR ↗Feb 18, 2015NB ALPHA CAPTURE FUND LTD.D/APooled Investment FundIndefinite$100,900,000
EDGAR ↗Jan 29, 2015MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCD/APooled Investment FundIndefinite$2,434,921,155
EDGAR ↗Jan 13, 2015Marquee Brands Partners LPDPooled Investment FundIndefinite$110,600,000
EDGAR ↗Dec 12, 2014NB Alternatives Distressed Credit Fund LtdD/APooled Investment FundIndefinite$65,161,847
EDGAR ↗Aug 19, 2014Ryan Specialty Group, LLCDInsurance$114,295,345$114,295,345
EDGAR ↗Aug 18, 2014Dyal II NJ Investors LPDPooled Investment FundIndefinite$200,000,000
EDGAR ↗Jul 16, 2014Dyal II Pension Investors LPDPooled Investment FundIndefinite$60,000,000
EDGAR ↗Jul 16, 2014Dyal II US Investors LPDPooled Investment FundIndefinite$311,125,000
EDGAR ↗Jul 16, 2014Dyal II Offshore Investors LPDPooled Investment FundIndefinite$466,100,000
EDGAR ↗Jul 8, 2014GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$525,148,843
EDGAR ↗May 23, 2014Excelsior Private Markets Fund III (TI), LLCD/APooled Investment FundIndefinite$6,474,576
EDGAR ↗May 23, 2014Excelsior Private Markets Fund III (TE), LLCD/APooled Investment FundIndefinite$5,136,818
EDGAR ↗May 23, 2014Excelsior Private Markets Fund III (Master), LLCD/APooled Investment FundIndefinite$11,611,394
EDGAR ↗May 15, 2014Atalaya Asset Income Fund II LPDPooled Investment Fund$300,000,000$99,120,000
EDGAR ↗Feb 18, 2014NB ALPHA CAPTURE FUND LTD.DPooled Investment FundIndefinite$100,700,000
EDGAR ↗Jan 29, 2014MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCD/APooled Investment FundIndefinite$2,433,771,855
EDGAR ↗Jan 29, 2014NB Private Debt Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 29, 2014NB Private Debt Fund B LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 7, 2014NB Crossroads Fund XX - Plan Asset Allocation LPD/APooled Investment FundIndefinite$85,000,000
EDGAR ↗Jan 7, 2014NB Crossroads Fund XX - Asset Allocation LPD/APooled Investment FundIndefinite$192,625,000
EDGAR ↗Dec 12, 2013NB Alternatives Distressed Credit Fund LtdD/APooled Investment FundIndefinite$65,161,847
EDGAR ↗Oct 11, 2013NB Secondary Opportunities Fund III LPD/APooled Investment Fund$2,000,000,000$1,831,400,000
EDGAR ↗Aug 13, 2013Atalaya Special Opportunities Fund V LPDPooled Investment Fund$575,000,000$474,000,000
EDGAR ↗Jul 18, 2013GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLCD/APooled Investment FundIndefinite$74,206,707
EDGAR ↗Jul 18, 2013GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLCD/APooled Investment FundIndefinite$44,073,110
EDGAR ↗Jul 18, 2013GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$848,344,147
EDGAR ↗May 24, 2013Excelsior Private Markets Fund III (TI), LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 24, 2013Excelsior Private Markets Fund III (TE), LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 23, 2013Excelsior Private Markets Fund III (Master), LLCDPooled Investment FundIndefinite$0
EDGAR ↗Apr 4, 2013NB Secondary Opportunities Offshore Fund III L.P.D/APooled Investment Fund$1,600,000,000$266,500,000
EDGAR ↗Mar 18, 2013NB Secondary Opportunities Fund III LPD/APooled Investment Fund$1,600,000,000$733,235,829
EDGAR ↗Mar 14, 2013Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLCD/APooled Investment FundIndefinite$9,563,582
EDGAR ↗Mar 14, 2013Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLCD/APooled Investment FundIndefinite$151,634,000
EDGAR ↗Mar 14, 2013Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLCD/APooled Investment FundIndefinite$164,196,575
EDGAR ↗Mar 14, 2013Excelsior Directional Hedge Fund of Funds, Ltd.D/APooled Investment FundIndefinite$1,400,000
EDGAR ↗Feb 28, 2013NB Secondary Opportunities Fund III-B LPDPooled Investment Fund$1,600,000,000$0
EDGAR ↗Feb 15, 2013NEUBERGER BERMAN STRATEGIC CO-INVESTMENT II LPDPooled Investment FundIndefinite$60,000,000
EDGAR ↗Feb 15, 2013NB STRATEGIC CO-INVESTMENT PARTNERS II-B LPD/APooled Investment FundIndefinite$103,129,600
EDGAR ↗Feb 15, 2013NB STRATEGIC CO-INVESTMENT PARTNERS II LPD/APooled Investment FundIndefinite$564,650,000
EDGAR ↗Feb 15, 2013NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II-B LPD/APooled Investment FundIndefinite$7,050,000
EDGAR ↗Feb 15, 2013NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II LPD/APooled Investment FundIndefinite$351,900,000
EDGAR ↗Jan 10, 2013NB Crossroads Fund XX - Asset Allocation LPDPooled Investment FundIndefinite$6,875,000
EDGAR ↗Jan 10, 2013NB Crossroads Fund XX - Plan Asset Allocation LPDPooled Investment FundIndefinite$65,000,000
EDGAR ↗Jan 4, 2013Ryan Specialty Group, LLCDInsurance$86,002,156$86,002,156
EDGAR ↗Jan 3, 2013NB STRATEGIC CO-INVESTMENT PARTNERS II LPD/APooled Investment FundIndefinite$505,800,000
EDGAR ↗Dec 13, 2012NB Alternatives Distressed Credit Fund LtdD/APooled Investment FundIndefinite$65,161,847
EDGAR ↗Oct 25, 2012Excelsior Private Markets Fund II (TE), LLCDPooled Investment FundIndefinite$89,698,990
EDGAR ↗Oct 25, 2012Excelsior Private Markets Fund II (TI), LLCDPooled Investment FundIndefinite$60,247,475
EDGAR ↗Oct 11, 2012NB STRATEGIC CO-INVESTMENT PARTNERS II-B LPD/APooled Investment FundIndefinite$91,979,600
EDGAR ↗Sep 28, 2012Atalaya Asset Income Fund I LPDPooled Investment FundIndefinite$93,500,000
EDGAR ↗Sep 28, 2012Atalaya Asset Income Fund (Cayman) I LPDPooled Investment FundIndefinite$36,000,000
EDGAR ↗Sep 14, 2012NB STRATEGIC CO-INVESTMENT PARTNERS II-B LPD/APooled Investment FundIndefinite$66,529,600
EDGAR ↗Sep 14, 2012NB STRATEGIC CO-INVESTMENT PARTNERS II LPD/APooled Investment FundIndefinite$306,900,000
EDGAR ↗Sep 14, 2012NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II LPD/APooled Investment FundIndefinite$360,900,000
EDGAR ↗Sep 14, 2012NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II-B LPDPooled Investment FundIndefinite$4,600,000
EDGAR ↗Aug 13, 2012EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLCD/APooled Investment FundIndefinite$6,872,444
EDGAR ↗Jul 19, 2012GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLCD/APooled Investment FundIndefinite$65,276,129
EDGAR ↗Jul 19, 2012GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLCD/APooled Investment FundIndefinite$25,189,685
EDGAR ↗Jul 19, 2012GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLCD/APooled Investment FundIndefinite$90,827,478
EDGAR ↗Jul 19, 2012GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$818,954,720
EDGAR ↗Jul 10, 2012Atalaya Principal Finance Fund LPDPooled Investment Fund$75,000,000$75,000,000
EDGAR ↗May 18, 2012NB STRATEGIC CO-INVESTMENT PARTNERS II-B LPDPooled Investment FundIndefinite$31,950,000
EDGAR ↗Apr 5, 2012NB Secondary Opportunities Offshore Fund III L.P.DPooled Investment Fund$1,600,000,000$0
EDGAR ↗Mar 16, 2012NB Secondary Opportunities Fund III LPDPooled Investment Fund$1,600,000,000$0
EDGAR ↗Mar 14, 2012Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLCD/APooled Investment FundIndefinite$127,185,575
EDGAR ↗Mar 14, 2012Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLCD/APooled Investment FundIndefinite$151,034,000
EDGAR ↗Mar 14, 2012Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLCD/APooled Investment FundIndefinite$9,415,082
EDGAR ↗Mar 14, 2012Excelsior Directional Hedge Fund of Funds, Ltd.D/APooled Investment FundIndefinite$1,400,000
EDGAR ↗Mar 2, 2012NB Alternatives Distressed Credit Fund LtdD/APooled Investment FundIndefinite$64,811,762
EDGAR ↗Feb 8, 2012Athyrium Opportunities Fund (B) LPDPooled Investment Fund$450,000,000$125,000,000
EDGAR ↗Dec 1, 2011NB STRATEGIC CO-INVESTMENT PARTNERS II LPDPooled Investment FundIndefinite$16,100,000
EDGAR ↗Dec 1, 2011NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II LPDPooled Investment FundIndefinite$262,775,000
EDGAR ↗Nov 29, 2011Atalaya Special Opportunities Fund IV LPDPooled Investment Fund$500,000,000$385,000,000
EDGAR ↗Aug 17, 2011EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLCD/APooled Investment FundIndefinite$6,872,444
EDGAR ↗Aug 11, 2011Dyal Capital Partners (A) LPD/APooled Investment Fund$1,000,000,000$416,750,000
EDGAR ↗Jul 21, 2011GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLCD/APooled Investment FundIndefinite$51,552,379
EDGAR ↗Jul 21, 2011GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLCD/APooled Investment FundIndefinite$12,565,565
EDGAR ↗Jul 21, 2011GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLCD/APooled Investment FundIndefinite$42,814,955
EDGAR ↗Jul 21, 2011GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCD/APooled Investment FundIndefinite$748,300,677
EDGAR ↗Jul 1, 2011NB Crossroads 2010 Fund - Institutional Asset Allocation LPD/APooled Investment FundIndefinite$15,000,000
EDGAR ↗Jul 1, 2011NB Crossroads 2010 Fund - Plan Asset Allocation LPD/APooled Investment FundIndefinite$6,200,000
EDGAR ↗Jun 10, 2011NB Crossroads 2010 Fund - A Asset Allocation LPD/APooled Investment FundIndefinite$89,275,000
EDGAR ↗Apr 26, 2011Morgan Stanley Smith Barney Crossroads 2010 Fund LPD/APooled Investment Fund$1,000,000,000$20,617,000
EDGAR ↗Mar 14, 2011Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLCD/APooled Investment FundIndefinite$8,695,519
EDGAR ↗Mar 14, 2011Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLCD/APooled Investment FundIndefinite$145,834,000
EDGAR ↗Mar 14, 2011Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLCD/APooled Investment FundIndefinite$121,685,575
EDGAR ↗Mar 14, 2011Excelsior Directional Hedge Fund of Funds, Ltd.D/APooled Investment FundIndefinite$1,400,000
EDGAR ↗Mar 3, 2011NB Alternatives Distressed Credit Fund LtdD/APooled Investment FundIndefinite$40,101,917
EDGAR ↗Nov 29, 2010GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLCDPooled Investment FundIndefinite$1,696,754
EDGAR ↗Nov 29, 2010GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLCDPooled Investment Fund$0$2,939,500
EDGAR ↗Nov 29, 2010GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLCDPooled Investment FundIndefinite$12,688,850
EDGAR ↗Nov 12, 2010NB Crossroads 2010 Fund - Institutional Asset Allocation LPD/APooled Investment Fund$1,000,000,000$30,000,000
EDGAR ↗Nov 12, 2010NB Crossroads 2010 Fund - Plan Asset Allocation LPD/APooled Investment Fund$1,000,000,000$4,850,000
EDGAR ↗Nov 12, 2010NB Crossroads 2010 Fund - Plan Asset Allocation LPD/APooled Investment Fund$1,000,000,000$4,850,000
EDGAR ↗Aug 16, 2010EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLCDPooled Investment FundIndefinite$2,685,000
EDGAR ↗Jul 8, 2010NB Crossroads 2010 Fund - Institutional Asset Allocation LPDPooled Investment Fund$1,000,000,000$5,000,000
EDGAR ↗Jun 29, 2010Dyal Capital Partners (A) LPDPooled Investment Fund$1,000,000,000$150,000,000
EDGAR ↗Jun 10, 2010NB Crossroads 2010 Fund - A Asset Allocation LPD/APooled Investment Fund$1,000,000,000$5,000,000
EDGAR ↗May 3, 2010NB Crossroads 2010 Fund - A Asset Allocation LPDPooled Investment Fund$1,000,000,000$1,000,000
EDGAR ↗Apr 29, 2010Morgan Stanley Smith Barney Crossroads 2010 Fund LPD/APooled Investment Fund$1,000,000,000$14,867,000
EDGAR ↗Apr 29, 2010NB Crossroads 2010 Fund - Plan Asset Allocation LPD/APooled Investment Fund$1,000,000,000$4,100,000
EDGAR ↗Apr 13, 2010Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLCDPooled Investment FundIndefinite$3,060,000
EDGAR ↗Mar 19, 2010Atalaya Special Opportunities Fund III LPDPooled Investment Fund$250,000,000$185,200,000
EDGAR ↗Mar 15, 2010NB Alternatives Distressed Credit Fund LtdDPooled Investment FundIndefinite$20,620,485
EDGAR ↗Mar 15, 2010Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLCD/APooled Investment FundIndefinite$92,812,000
EDGAR ↗Mar 15, 2010Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLCD/APooled Investment FundIndefinite$102,598,575
EDGAR ↗Mar 15, 2010Excelsior Directional Hedge Fund of Funds, Ltd.D/APooled Investment FundIndefinite$1,400,000
EDGAR ↗Mar 12, 2010NB Crossroads 2010 Fund - Plan Asset Allocation LPDPooled Investment Fund$1,000,000,000$4,100,000
EDGAR ↗Mar 11, 2010NB Crossroads 2010 Fund - Plan Asset Allocation LPDPooled Investment Fund$1,000,000,000$4,100,000
EDGAR ↗Jan 15, 2010Morgan Stanley Smith Barney Crossroads 2010 Fund LPDPooled Investment Fund$1,000,000,000$13,050,000
EDGAR ↗Oct 1, 2009Atalaya Special Opportunity Fund II LPDPooled Investment FundIndefinite$31,000,000
EDGAR ↗Mar 11, 2009NEUBERGER BERMAN - DJG SMALL CAP VALUE FUND LPD/APooled Investment FundIndefinite$145,725,301

Activity: 41 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 22, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009–2012), Insurance (2013), Pooled Investment Fund (2013–2014), Insurance (2014), Pooled Investment Fund (2015–2016), REITS and Finance (2016), Pooled Investment Fund (2016–2017), REITS and Finance (2017), Pooled Investment Fund (2017–2018), Insurance (2018), Pooled Investment Fund (2018), Insurance (2018), Pooled Investment Fund (2018), Insurance (2018), Pooled Investment Fund (2018), Insurance (2018), REITS and Finance (2018), Pooled Investment Fund (2018–2019), Insurance (2019), Pooled Investment Fund (2019), REITS and Finance (2019), Pooled Investment Fund (2019), REITS and Finance (2019), Pooled Investment Fund (2020), Insurance (2020), Pooled Investment Fund (2020), Investing (2020), Pooled Investment Fund (2020), Insurance (2020), Pooled Investment Fund (2020), REITS and Finance (2020), Pooled Investment Fund (2020–2021), Investing (2021), Pooled Investment Fund (2021), REITS and Finance (2021), Pooled Investment Fund (2021), Investing (2021), Pooled Investment Fund (2021–2022), REITS and Finance (2022), Pooled Investment Fund (2022), REITS and Finance (2022), Pooled Investment Fund (2022–2023), Insurance (2023), Pooled Investment Fund (2023), Investing (2023), Pooled Investment Fund (2023), Insurance (2023), Pooled Investment Fund (2023), Investing (2023), Pooled Investment Fund (2023–2024), REITS and Finance (2024), Pooled Investment Fund (2024), Investing (2024), Pooled Investment Fund (2024), REITS and Finance (2024), Pooled Investment Fund (2025), REITS and Finance (2026). Latest offering: Pooled Investment Fund (2026; most recent Oct 22, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
AT Anthony TutroneExecutive Officer, Director153Jan 15, 2010 → Aug 4, 2026
MR Michael ReesExecutive Officer, Director139Jan 15, 2010 → Oct 22, 2026
SW Sean WardExecutive Officer, Director118Jan 15, 2010 → Dec 29, 2025
JL Jamie LurieExecutive Officer96Nov 3, 2016 → Mar 30, 2026
CN Christian NeiraExecutive Officer, Director76Apr 26, 2011 → Sep 9, 2026
MS Mark O'SullivanExecutive Officer76Jul 16, 2014 → Dec 23, 2025
Ivan Q. Zinn Ivan Q. ZinnExecutive Officer, Director, Promoter64Oct 1, 2009 → Oct 21, 2026
Alan Kirshenbaum Alan KirshenbaumExecutive Officer, Director56Mar 18, 2016 → Oct 21, 2026
DS David StonbergExecutive Officer56Jan 15, 2010 → Jul 9, 2026
DO Douglas I. OstroverExecutive Officer, Director55Mar 18, 2016 → Feb 4, 2026
JB Jennifer BrouseExecutive Officer54Nov 10, 2020 → Oct 22, 2026
AL Andrew LaurinoExecutive Officer, Director54Jul 13, 2015 → Oct 22, 2026
ML Marc S. LipschultzExecutive Officer, Director, Promoter53Jul 3, 2018 → Feb 4, 2026
CP Craig W. PackerExecutive Officer, Director45Aug 12, 2016 → Sep 4, 2026
AC Atalaya Capital Management LP entityExecutive Officer, Promoter41Oct 1, 2009 → Sep 6, 2024
Josh D. Ufberg Josh D. UfbergExecutive Officer, Director38Jun 24, 2016 → Dec 31, 2024
David P. Aidi David P. AidiExecutive Officer, Director38May 15, 2014 → Sep 30, 2024
Raymond S. Chan Raymond S. ChanExecutive Officer33Sep 28, 2012 → Sep 6, 2024
DK David KuppermanExecutive Officer29Jan 2, 2019 → Aug 17, 2026
TP Tristram PerkinsExecutive Officer29Mar 16, 2012 → Apr 20, 2026
EF Ethan FalkoveExecutive Officer29Mar 16, 2012 → Apr 20, 2026
BT Brian TalbotExecutive Officer29Mar 16, 2012 → Apr 20, 2026
NA NB Alternatives Advisers LLC entityPromoter, Executive Officer26Jun 14, 2016 → Aug 4, 2026
BP Benjamin PerlExecutive Officer26May 9, 2016 → Apr 20, 2026
SK Susan KasserExecutive Officer25Jan 29, 2014 → Sep 9, 2026
AB Alan BrottExecutive Officer, Director25Mar 15, 2010 → Jun 24, 2026
TY Thomas G. YellinExecutive Officer, Director25Mar 15, 2010 → Jun 24, 2026
BS Brien P. SmithDirector, Executive Officer25Jan 15, 2010 → Aug 26, 2025
SM Stephen V. MurphyExecutive Officer, Director24Mar 15, 2010 → Jul 15, 2022
VI Victor F. Imbimbo Jr.Executive Officer, Director24Mar 15, 2010 → Jul 15, 2022
BR Blake RiceExecutive Officer, Director24Jan 15, 2010 → Dec 16, 2020
NA NB Alternative Advisers LLC entityPromoter23Mar 18, 2015 → Apr 22, 2026
DL David LyonExecutive Officer22Jun 14, 2016 → Jul 9, 2026
SK Scott KoenigExecutive Officer22Jan 19, 2018 → Apr 20, 2026
JS Joana Rocha ScaffExecutive Officer22Dec 1, 2011 → Jul 23, 2025
MK Michael KramerExecutive Officer, Director21Dec 1, 2011 → Jul 9, 2026
JS Jonathan ShofetExecutive Officer, Director21Jan 15, 2010 → Jul 9, 2026
PL Peter Von LeheExecutive Officer, Director21Jan 15, 2010 → Apr 10, 2026
PS Peter SterlingExecutive Officer20Aug 16, 2019 → Aug 4, 2026
DM DAVID H. MORSEExecutive Officer19Dec 1, 2011 → Aug 26, 2025
Drew C. Phillips Drew C. PhillipsExecutive Officer19Jun 24, 2016 → Mar 12, 2024
ET Elizabeth TraxlerExecutive Officer18Jan 29, 2014 → Apr 20, 2026
SP Samuel PoratExecutive Officer, Director18Feb 8, 2012 → Jul 9, 2025
JB James D. BowdenExecutive Officer18Oct 25, 2012 → Apr 18, 2024
PB Peter BockExecutive Officer17Jun 11, 2019 → Apr 20, 2026
DP Drew PhillipsExecutive Officer, Director17Oct 6, 2016 → Sep 30, 2024
JB John Paul BuserExecutive Officer, Director17Jan 15, 2010 → Dec 16, 2020
MB Michael BogdanExecutive Officer16Oct 1, 2009 → Oct 11, 2024
AK Andrew KomaroffExecutive Officer, Director16Jan 15, 2010 → Jun 2, 2021
KM Kimberly MarlarExecutive Officer15Apr 24, 2015 → Dec 16, 2020
JM Jeffrey MajitExecutive Officer14Dec 5, 2019 → Aug 17, 2026
YF Yonah FederExecutive Officer14Jan 7, 2014 → Sep 26, 2017
JH John C. Hover IIExecutive Officer, Director14Mar 15, 2010 → Jan 29, 2015
PP Philipp PatschkowskiExecutive Officer13Jan 31, 2023 → Apr 20, 2026
LB Leila BiedermanExecutive Officer13Apr 12, 2016 → Aug 26, 2025
JM Joshua MillerExecutive Officer13Apr 29, 2010 → Dec 16, 2020
BO Blue Owl Alternative Credit Advisors LLC entityPromoter, Executive Officer12Nov 25, 2024 → Oct 21, 2026
Craig Packer Craig PackerExecutive Officer, Director12Aug 10, 2018 → Oct 21, 2026
MB Matthew BirdExecutive Officer12Oct 30, 2020 → Sep 9, 2026
Matthew Rothfleisch Matthew RothfleischExecutive Officer12Nov 14, 2019 → Apr 4, 2024

Business registration (state registry / Secretary of State)

7 of 30 issuers (first 30 of 414 issuers checked; each issuer page has its own record) have a matched state registry record — records by status: withdrawn 3 · active 2 · dissolved 2.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

POST ROAD GROUP LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jun 19, 2017 · SEC file 801-110674 · Main office: STAMFORD, CT · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,051,050,655 as reported on Form ADV filed Jun 22, 2026 (Item 5.F(2)(c)) · 26 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/post-road-group ↗

Item 11 disclosure questions as answered on Form ADV filed Jun 22, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:52 PM ET

BLUE OWL GPSC ADVISORS LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Apr 2, 2021 · SEC file 801-120706 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $94,651,910,823 as reported on Form ADV filed Aug 20, 2026 (Item 5.F(2)(c)) · 169 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.blueowl.com ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 20, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:54 PM ET

BLUE OWL CREDIT PRIVATE FUND ADVISORS LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 17, 2018 · SEC file 801-113629 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $46,059,263,057 as reported on Form ADV filed Jun 17, 2026 (Item 5.F(2)(c)) · 154 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/blue-owl-capital ↗

Item 11 disclosure questions as answered on Form ADV filed Jun 17, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser other name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:54 PM ET

ATALAYA CAPITAL MANAGEMENT LP — IAPD listing status: INACTIVE · SEC file 801-74162 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not found in sources searched (SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02) does not list CRD 156959; the IAPD search summary does not report AUM).

Disclosures: IAPD summary flag reports disclosures on record: No — Item 11 answers: not in the monthly Form ADV data file loaded; see the IAPD record ↗.

Matched on management entity listed on Form D = adviser name, same state (NY) · IAPD record last checked Oct 23, 2026, 10:54 PM ET

NEUBERGER BERMAN INVESTMENT ADVISERS LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 23, 2003 · SEC file 801-61757 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $398,649,911,459 as reported on Form ADV filed Sep 24, 2026 (Item 5.F(2)(c)) · 43,954 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/nbprivatewealth ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 24, 2026: 1 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

NB ALTERNATIVES ADVISERS LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 31, 2009 · SEC file 801-70009 · Main office: DALLAS, TX · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $160,242,886,816 as reported on Form ADV filed Sep 29, 2026 (Item 5.F(2)(c)) · 379 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): TWITTER.COM/NEUBERGERBERMAN ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 29, 2026: 5 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (TX), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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blueowl.com ↗ found on blueowl.com — domain named after the issuer; homepage names "Blue Owl" linkedin — linkedin — found on blueowl.com ↗ found on Blue Owl Asset Income Fund Evergreen (Cayman) LP x — x — found on blueowl.com ↗ found on Blue Owl Asset Income Fund Evergreen (Cayman) LP linkedin — linkedin — found on blueowl.com ↗ found on Blue Owl Asset Income Fund Evergreen LP x — x — found on blueowl.com ↗ found on Blue Owl Asset Income Fund Evergreen LP linkedin — linkedin — found on blueowl.com ↗ found on BOA SOF Secondaries LP x — x — found on blueowl.com ↗ found on BOA SOF Secondaries LP linkedin — linkedin — found on blueowl.com ↗ found on OWLCX REIT LLC x — x — found on blueowl.com ↗ found on OWLCX REIT LLC