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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:20 AM ET

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Jonathan Shofet

Named as an officer, director or promoter on SEC Form D filings · NY · Jan 15, 2010 → Jul 9, 2026

21deals (issuers)
$7.76Breported sold
966investors
51Form D filings
2010–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jonathan Shofet is listed as an executive officer and director on 51 SEC Form D filings by 21 issuers between Jan 2010 and Jul 2026. Largest by amount reported sold: NB Capital Solutions Fund III Delaware LP (New York, NY — pooled investment fund — 2024–2026; $1.3B reported sold to 90 investors), Neuberger Rise Aggregator LP (New York, NY — pooled investment fund — 2026; $1.19B reported sold to 74 investors), NB Capital Solutions Fund III Cayman LP (New York, NY — pooled investment fund — 2024–2026; $1.12B reported sold to 25 investors), NB Credit Opportunities II Cayman LP (New York, NY — pooled investment fund — 2021–2023; $1.12B reported sold to 60 investors), NB Credit Opportunities Fund II LP (New York, NY — pooled investment fund — 2021–2023; $673M reported sold to 161 investors) and 16 more (all listed below).

What this means That is a lot of deals — 21 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $7.76B sold in total.

Listed alongside Anthony Tutrone (51 shared filings), David Stonberg (50 shared filings), Blake Rice (32 shared filings), Brien P. Smith (32 shared filings), John Paul Buser (32 shared filings) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jonathan. Each name links to their own page.

All 21 issuers belong to the sponsor group Blue Owl (414 issuers, $170.47B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Blue Owl has 414 companies on file and $170.47B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 51 public filings for Jonathan Shofet and found 14 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jonathan Shofet has not run yet — it is joining a line of 51,974 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Joseph Shofet v. Zillow Inc. closed
District Court, C.D. California · No. 2:24-cv-00092 · Filed Jan 4, 2024 · Closed Jul 22, 2024 · Nature of suit: Contract: Other · Cause: 28:1441 Notice of Removal -- Other Contract
Role of Joseph Shofet: Plaintiff · Outcome: Terminated 2024-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 1 federal dockets); different first name (joseph); court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jonathan Shofet..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Jonathan Shofet — 5 worth asking about (compared the newest 50 of 51 filings on Oct 24, 2026; older filings not covered)

Note · Nov 2, 2017 – Feb 2, 2018

Bankruptcy case: Wang v. Morgan Stanley Smith Barney, LLC — filed Nov 2, 2017

United States Bankruptcy Court, E.D. Texas docket "Wang v. Morgan Stanley Smith Barney, LLC" filed Nov 2, 2017, closed Feb 2, 2018. Morgan Stanley Smith Barney Crossroads 2010 Fund LP (related issuer) is listed as Party ("Wang v. Morgan Stanley Smith Barney, LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Texas ↗Morgan Stanley Smith Barney Crossroads 2010 Fund LP — PartnerFacts page ↗
Sources
Worth asking · Nov 12, 2010 – Jul 1, 2011

Amount sold went down between filings — NB Crossroads 2010 Fund - Institutional Asset Allocation LP

The Nov 12, 2010 filing says $30,000,000 sold; the Jul 1, 2011 Form D/A says $15,000,000 sold — $15,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 12, 2010 ↗Form D/A (later) · Jul 1, 2011 ↗NB Crossroads 2010 Fund - Institutional Asset Allocation LP — PartnerFacts page ↗
Sources
Worth asking · Nov 12, 2010 – Jul 1, 2011

Investor count went down between filings — NB Crossroads 2010 Fund - Institutional Asset Allocation LP

The Nov 12, 2010 filing reports 6 investors; the Jul 1, 2011 Form D/A reports 5 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 12, 2010 ↗Form D/A (later) · Jul 1, 2011 ↗NB Crossroads 2010 Fund - Institutional Asset Allocation LP — PartnerFacts page ↗
Sources
Worth asking · Apr 26, 2011 – Jul 1, 2011

Jonathan Shofet appears on 4 deals that stopped filing before reaching their target

NB Crossroads 2010 Fund - Plan Asset Allocation LP (last filing Jul 1, 2011; $6,200,000 sold of $1,000,000,000); NB Crossroads 2010 Fund - Institutional Asset Allocation LP (last filing Jul 1, 2011; $30,000,000 sold of $1,000,000,000); NB Crossroads 2010 Fund - A Asset Allocation LP (last filing Jun 10, 2011; $89,275,000 sold of $1,000,000,000); Morgan Stanley Smith Barney Crossroads 2010 Fund LP (last filing Apr 26, 2011; $20,617,000 sold of $1,000,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

NB Crossroads 2010 Fund - Plan Asset Allocation LP — PartnerFacts page ↗NB Crossroads 2010 Fund - Institutional Asset Allocation LP — PartnerFacts page ↗NB Crossroads 2010 Fund - A Asset Allocation LP — PartnerFacts page ↗Morgan Stanley Smith Barney Crossroads 2010 Fund LP — PartnerFacts page ↗
Sources
Worth asking · Sep 26, 2017

Paid seller listed without a CRD number: Bank Julius Baer & Co. Ltd. — NB Select Opportunities Fund LP

Bank Julius Baer & Co. Ltd. is listed as receiving sales compensation on 1 filing (Sep 26, 2017) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Sep 26, 2017 ↗BrokerCheck search: Bank Julius Baer & Co. Ltd. ↗NB Select Opportunities Fund LP — PartnerFacts page ↗
Sources
Worth asking · Feb 22, 2010 – Jun 3, 2026

4 Form Ds were filed more than 15 days after the first sale

Form D filed 75 days after the first sale — Neuberger Talon LP · Form D filed 128 days after the first sale — Neuberger Rise Aggregator LP · Form D filed 18 days after the first sale — NB Crossroads 2010 Fund - Plan Asset Allocation LP · Form D filed 17 days after the first sale — NB Crossroads 2010 Fund - Plan Asset Allocation LP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 3, 2026 ↗Neuberger Talon LP — PartnerFacts page ↗Form D · May 11, 2026 ↗Neuberger Rise Aggregator LP — PartnerFacts page ↗
Sources
Note · Jan 6, 2010 – Mar 14, 2023

16 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — NB Credit Opportunities II Cayman LP (latest filing Mar 14, 2023) · No amendment in the last 12 months on an offering that may still be open — NB Credit Opportunities Fund II LP (latest filing Mar 14, 2023) · No amendment in the last 12 months on an offering that may still be open — NB Credit Opportunities II Cayman Feeder LP (latest filing Mar 14, 2023) · No amendment in the last 12 months on an offering that may still be open — NB Crossroads Fund 23 Plan LP (latest filing Dec 16, 2020) · No amendment in the last 12 months on an offering that may still be open — NB Crossroads Fund 23 Onshore LP (latest filing Dec 16, 2020) · and 11 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 14, 2023 ↗NB Credit Opportunities II Cayman LP — PartnerFacts page ↗Form D/A · Mar 14, 2023 ↗NB Credit Opportunities Fund II LP — PartnerFacts page ↗
Sources
Note · Nov 12, 2010 – Jul 1, 2011

Offering amount changed between filings — NB Crossroads 2010 Fund - Institutional Asset Allocation LP

The Nov 12, 2010 filing says $1,000,000,000 offered; the Jul 1, 2011 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Nov 12, 2010 ↗Form D/A (later) · Jul 1, 2011 ↗NB Crossroads 2010 Fund - Institutional Asset Allocation LP — PartnerFacts page ↗
Sources
Note · Nov 12, 2010 – Jul 1, 2011

Offering amount changed between filings — NB Crossroads 2010 Fund - Plan Asset Allocation LP

The Nov 12, 2010 filing says $1,000,000,000 offered; the Jul 1, 2011 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Nov 12, 2010 ↗Form D/A (later) · Jul 1, 2011 ↗NB Crossroads 2010 Fund - Plan Asset Allocation LP — PartnerFacts page ↗
Sources
Note · Jun 10, 2010 – Jun 10, 2011

Offering amount changed between filings — NB Crossroads 2010 Fund - A Asset Allocation LP

The Jun 10, 2010 filing says $1,000,000,000 offered; the Jun 10, 2011 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jun 10, 2010 ↗Form D/A (later) · Jun 10, 2011 ↗NB Crossroads 2010 Fund - A Asset Allocation LP — PartnerFacts page ↗
Sources
Note · Jan 15, 2010 – Mar 12, 2021

Jonathan Shofet is written 2 different ways on the filings

listed as "Jonathan Shofet" on 41 filings (from Jan 15, 2010), and "Jonathan D. Shofet" on 10 filings (from Mar 12, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 15, 2010 ↗Form D · Mar 12, 2021 ↗Jonathan Shofet — PartnerFacts page ↗
Sources
Note · Apr 29, 2010 – Apr 26, 2011

Address moved from Dallas, TX to New York, NY — Morgan Stanley Smith Barney Crossroads 2010 Fund LP

The people listed on the Apr 29, 2010 filing give Dallas, TX; on the Apr 26, 2011 filing they give New York, NY. The address now on file (325 N. Saint Paul Street, Suite 4900, Dallas, TX) is a registered-agent or shared-office address used by 19 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Apr 29, 2010 ↗Form D/A · Apr 26, 2011 ↗Morgan Stanley Smith Barney Crossroads 2010 Fund LP — PartnerFacts page ↗
Sources
Note · Apr 29, 2010 – Nov 12, 2010

Address moved from Dallas, TX to New York, NY — NB Crossroads 2010 Fund - Plan Asset Allocation LP

The people listed on the Apr 29, 2010 filing give Dallas, TX; on the Nov 12, 2010 filing they give New York, NY. The address now on file (325 N. Saint Paul Street, Suite 4900, Dallas, TX) is a registered-agent or shared-office address used by 19 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Apr 29, 2010 ↗Form D/A · Nov 12, 2010 ↗NB Crossroads 2010 Fund - Plan Asset Allocation LP — PartnerFacts page ↗
Sources
Note · May 3, 2010 – Jun 10, 2010

Address moved from Dallas, TX to New York, NY — NB Crossroads 2010 Fund - A Asset Allocation LP

The people listed on the May 3, 2010 filing give Dallas, TX; on the Jun 10, 2010 filing they give New York, NY. The address now on file (325 N. Saint Paul Street, Suite 4900, Dallas, TX) is a registered-agent or shared-office address used by 19 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · May 3, 2010 ↗Form D/A · Jun 10, 2010 ↗NB Crossroads 2010 Fund - A Asset Allocation LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 51 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

5 of 21 offerings report sales commissions totalling $2,321,047; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 9, 2026 D/A
NB Capital Solutions Fund III Cayman LP
File 021-517993
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jul 9, 2026 D/A
NB Capital Solutions Fund III Delaware LP
File 021-517991
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jul 9, 2026 D/A
NB Capital Solutions III Cayman Feeder LP
File 021-531771
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jun 3, 2026 D
Neuberger Talon LP
File 021-586095
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
May 11, 2026 D
Neuberger Rise Aggregator LP
File 021-583535
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Mar 14, 2023 D/A
NB Credit Opportunities II Cayman LP
File 021-392173
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗		EDGAR ↗
Mar 14, 2023 D/A
NB Credit Opportunities Fund II LP
File 021-392177
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗		EDGAR ↗
Mar 14, 2023 D/A
NB Credit Opportunities II Cayman Feeder LP
File 021-392181
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗		EDGAR ↗
Dec 16, 2020 D/A
NB Crossroads Fund 23 Plan LP
File 021-355547
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Dec 16, 2020 D/A
NB Crossroads Fund 23 Onshore LP
File 021-355552
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Sep 10, 2018 D/A
NB Crossroads Fund XXII - Asset Allocation LP
File 021-294551
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2018 D/A
NB Crossroads Fund XXII - Plan Asset Allocation LP
File 021-294559
$0$0$0None listed on this filingEDGAR ↗
Sep 26, 2017 D
NB Select Opportunities Fund LP
File 021-295449
$272,500 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Bank Julius Baer & Co. Ltd. no CRD number reported		EDGAR ↗
Apr 12, 2016 D/A
NB Crossroads Fund XXI Plan Asset Allocation LP
File 021-238627
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2016 D/A
NB Crossroads Fund XXI Asset Allocation LP
File 021-238628
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2014 D/A
NB Crossroads Fund XX - Plan Asset Allocation LP
File 021-189941
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2014 D/A
NB Crossroads Fund XX - Asset Allocation LP
File 021-189942
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2011 D/A
NB Crossroads 2010 Fund - Plan Asset Allocation LP
File 021-139471
$64,960 (est.)$0$0 (est.)UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
via UBS FINANCIAL SERVICES INC. (CRD 8174 ↗)

Barclays Capital Inc. BrokerCheck CRD 19714 ↗
via Barclays Capital Inc. (CRD 19714 ↗)
EDGAR ↗
Jul 1, 2011 D/A
NB Crossroads 2010 Fund - Institutional Asset Allocation LP
File 021-144601
$395,850 (est.)$0$0 (est.)UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
via UBS FINANCIAL SERVICES INC. (CRD 8174 ↗)

CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)
EDGAR ↗
Jun 10, 2011 D/A
NB Crossroads 2010 Fund - A Asset Allocation LP
File 021-141454
$1,323,419 (est.)$0$0 (est.)CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)

UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
via UBS FINANCIAL SERVICES INC. (CRD 8174 ↗)

Barclays Capital Inc. BrokerCheck CRD 19714 ↗
via Barclays Capital Inc. (CRD 19714 ↗)
EDGAR ↗
Apr 26, 2011 D/A
Morgan Stanley Smith Barney Crossroads 2010 Fund LP
File 021-137886
$264,318 (est.)$0$0 (est.)MORGAN STANLEY SMITH BARNEY BrokerCheck CRD 149777 ↗
via MORGAN STANLEY SMITH BARNEY (CRD 149777 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 21

Every issuer that named Jonathan Shofet on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NC
Pooled Investment Fund · group: Blue Owl

NB Capital Solutions Fund III Cayman LP

New York, NY · Jul 8, 2024 → Jul 9, 2026 · 3 filings
  • Jul 9, 2026 · D/A · $1,117,065,000 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jul 9, 2025 · D/A · $711,040,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jul 8, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $1.12B from 25 investors as of the latest filing. Jonathan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Capital Solutions Fund III Delaware LP

New York, NY · Jul 8, 2024 → Jul 9, 2026 · 3 filings
  • Jul 9, 2026 · D/A · $1,300,650,000 sold of Indefinite · 90 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jul 9, 2025 · D/A · $1,155,275,000 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jul 8, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $1.3B from 90 investors as of the latest filing. Jonathan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Capital Solutions III Cayman Feeder LP

New York, NY · Dec 11, 2024 → Jul 9, 2026 · 3 filings
  • Jul 9, 2026 · D/A · $144,965,000 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jul 9, 2025 · D/A · $81,690,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Dec 11, 2024 · D · $10,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $145M from 23 investors as of the latest filing. Jonathan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NT
Pooled Investment Fund · group: Blue Owl

Neuberger Talon LP

New York, NY · Jun 3, 2026
  • Jun 3, 2026 · D · $630,000,000 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $630M from 45 investors as of the latest filing. Jonathan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
Pooled Investment Fund · group: Blue Owl

Neuberger Rise Aggregator LP

New York, NY · May 11, 2026
  • May 11, 2026 · D · $1,190,380,582 sold of Indefinite · 74 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $1.19B from 74 investors as of the latest filing. Jonathan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Credit Opportunities II Cayman LP

New York, NY · Mar 12, 2021 → Mar 14, 2023 · 3 filings
  • Mar 14, 2023 · D/A · $1,116,610,000 sold of Indefinite · 60 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Mar 11, 2022 · D/A · $731,910,000 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Mar 12, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $1.12B from 60 investors as of the latest filing. Jonathan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Credit Opportunities Fund II LP

New York, NY · Mar 12, 2021 → Mar 14, 2023 · 2 filings
  • Mar 14, 2023 · D/A · $673,040,000 sold of Indefinite · 161 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Mar 12, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $673M from 161 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Credit Opportunities II Cayman Feeder LP

New York, NY · Mar 12, 2021 → Mar 14, 2023 · 3 filings
  • Mar 14, 2023 · D/A · $140,475,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Mar 11, 2022 · D/A · $98,800,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Mar 12, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $140.5M from 35 investors as of the latest filing. Jonathan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund 23 Onshore LP

Dallas, TX · Dec 16, 2019 → Dec 16, 2020 · 2 filings
  • Dec 16, 2020 · D/A · $129,600,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Dec 16, 2019 · D · $36,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $129.6M from 12 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund 23 Plan LP

Dallas, TX · Dec 16, 2019 → Dec 16, 2020 · 2 filings
  • Dec 16, 2020 · D/A · $187,500,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Dec 16, 2019 · D · $55,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $187.5M from 6 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XXII - Asset Allocation LP

Dallas, TX · Sep 12, 2017 → Sep 10, 2018 · 2 filings
  • Sep 10, 2018 · D/A · $194,125,000 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Sep 12, 2017 · D · $10,700,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $194.1M from 34 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XXII - Plan Asset Allocation LP

Dallas, TX · Sep 13, 2017 → Sep 10, 2018 · 2 filings
  • Sep 10, 2018 · D/A · $188,000,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Sep 13, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $188M from 8 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Pooled Investment Fund · group: Blue Owl

NB Select Opportunities Fund LP

Dallas, TX · Sep 26, 2017
  • Sep 26, 2017 · D · $60,600,000 sold of Indefinite · 91 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuers) EDGAR ↗

Raised $60.6M from 91 investors as of the latest filing. Jonathan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XXI Plan Asset Allocation LP

Dallas, TX · Apr 24, 2015 → Apr 12, 2016 · 2 filings
  • Apr 12, 2016 · D/A · $141,150,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Apr 24, 2015 · D · $25,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $141.2M from 4 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XXI Asset Allocation LP

Dallas, TX · Apr 24, 2015 → Apr 12, 2016 · 2 filings
  • Apr 12, 2016 · D/A · $124,250,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Apr 24, 2015 · D · $24,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $124.3M from 11 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XX - Plan Asset Allocation LP

Dallas, TX · Jan 10, 2013 → Jan 7, 2014 · 2 filings
  • Jan 7, 2014 · D/A · $85,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Jan 10, 2013 · D · $65,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $85M from 4 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XX - Asset Allocation LP

Dallas, TX · Jan 10, 2013 → Jan 7, 2014 · 2 filings
  • Jan 7, 2014 · D/A · $192,625,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Jan 10, 2013 · D · $6,875,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $192.6M from 29 investors as of the latest filing. Jonathan is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads 2010 Fund - Institutional Asset Allocation LP

Dallas, TX · Jul 8, 2010 → Jul 1, 2011 · 3 filings
  • Jul 1, 2011 · D/A · $15,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Nov 12, 2010 · D/A · $30,000,000 sold of $1,000,000,000 · 6 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Jul 8, 2010 · D · $5,000,000 sold of $1,000,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $30M from 6 investors as of the latest filing. Jonathan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads 2010 Fund - Plan Asset Allocation LP

Dallas, TX · Mar 11, 2010 → Jul 1, 2011 · 6 filings
  • Jul 1, 2011 · D/A · $6,200,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Nov 12, 2010 · D/A · $4,850,000 sold of $1,000,000,000 · 4 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Nov 12, 2010 · D/A · $4,850,000 sold of $1,000,000,000 · 4 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Apr 29, 2010 · D/A · $4,100,000 sold of $1,000,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Mar 12, 2010 · D · $4,100,000 sold of $1,000,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Mar 11, 2010 · D · $4,100,000 sold of $1,000,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $6.2M from 10 investors as of the latest filing. Jonathan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads 2010 Fund - A Asset Allocation LP

Dallas, TX · May 3, 2010 → Jun 10, 2011 · 3 filings
  • Jun 10, 2011 · D/A · $89,275,000 sold of Indefinite · 209 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Jun 10, 2010 · D/A · $5,000,000 sold of $1,000,000,000 · 12 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • May 3, 2010 · D · $1,000,000 sold of $1,000,000,000 · 2 investors · min. No minimum reported · role: Executive Officer (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $89.3M from 209 investors as of the latest filing. Jonathan is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Blue Owl

Morgan Stanley Smith Barney Crossroads 2010 Fund LP

Dallas, TX · Jan 15, 2010 → Apr 26, 2011 · 3 filings
  • Apr 26, 2011 · D/A · $20,617,000 sold of $1,000,000,000 · 29 investors · min. No minimum reported · role: Executive Officer, Director (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Apr 29, 2010 · D/A · $14,867,000 sold of $1,000,000,000 · 15 investors · min. No minimum reported · role: Executive Officer, Director (Jonathan Shofet is a member of the investment committee.) EDGAR ↗
  • Jan 15, 2010 · D · $13,050,000 sold of $1,000,000,000 · 12 investors · min. No minimum reported · role: Executive Officer, Director (Jonathan Shofet is a member of the investment committee.) EDGAR ↗

Raised $20.6M from 29 investors (2% of the $1B target) as of the latest filing. Jonathan is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Jonathan 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

NA
Management entity

NB Alternatives Advisers LLC

Executive Officer · 3 shared filings (1 issuer) · also on 36 other issuers

NB Alternatives Advisers LLC is on 37 issuers in total — a repeat sponsor. Their page lists every one.

NS
Management entity

NB Select Opportunities GP LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Tutrone

Executive Officer, Director · 51 shared filings (21 issuers) · also on 138 other issuers

Anthony Tutrone is on 159 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Stonberg

Executive Officer · 50 shared filings (20 issuers) · also on 36 other issuers

David Stonberg is on 56 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brien P. Smith

Director, Executive Officer · 32 shared filings (13 issuers) · also on 13 other issuers

Brien P. Smith is on 26 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Paul Buser

Executive Officer, Director · 32 shared filings (13 issuers) · also on 4 other issuers

John Paul Buser is on 17 issuers in total — a repeat sponsor. Their page lists every one.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Blake Rice

Executive Officer, Director · 32 shared filings (13 issuers) · also on 11 other issuers

Blake Rice is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Miller

Executive Officer · 29 shared filings (13 issuers)

Joshua Miller is on 13 issuers in total — a repeat sponsor. Their page lists every one.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Von Lehe

Executive Officer, Director · 28 shared filings (11 issuers) · also on 10 other issuers

Peter Von Lehe is on 21 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Komaroff

Executive Officer, Director · 27 shared filings (10 issuers) · also on 10 other issuers

Andrew Komaroff is on 20 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Frattaroli

Executive Officer · 23 shared filings (8 issuers)

Christopher Frattaroli is on 8 issuers in total — a repeat sponsor. Their page lists every one.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Neira

Executive Officer, Director · 21 shared filings (13 issuers) · also on 63 other issuers

Christian Neira is on 76 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rees

Director · 19 shared filings (6 issuers) · also on 135 other issuers

Michael Rees is on 141 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Kasser

Executive Officer · 19 shared filings (8 issuers) · also on 17 other issuers

Susan Kasser is on 25 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kramer

Executive Officer · 19 shared filings (8 issuers) · also on 18 other issuers

Michael Kramer is on 26 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Lyon

Executive Officer · 17 shared filings (8 issuers) · also on 15 other issuers

David Lyon is on 23 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Christiansen

Executive Officer · 16 shared filings (6 issuers)

Scott Christiansen is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kimberly Marlar

Executive Officer · 13 shared filings (7 issuers) · also on 8 other issuers

Kimberly Marlar is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph A. Malick

Executive Officer · 12 shared filings (3 issuers)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Leila Biederman

Executive Officer · 11 shared filings (7 issuers) · also on 6 other issuers

Leila Biederman is on 13 issuers in total — a repeat sponsor. Their page lists every one.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Teale Long

Executive Officer · 11 shared filings (7 issuers) · also on 3 other issuers

Teale Long is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joana Rocha Scaff

Executive Officer · 10 shared filings (6 issuers) · also on 16 other issuers

Joana Rocha Scaff is on 22 issuers in total — a repeat sponsor. Their page lists every one.

YF
No photo found yet (own website and image search run after this page is viewed)
Person

Yonah Feder

Executive Officer · 9 shared filings (7 issuers) · also on 8 other issuers

Yonah Feder is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Ward

Executive Officer · 8 shared filings (4 issuers) · also on 116 other issuers

Sean Ward is on 120 issuers in total — a repeat sponsor. Their page lists every one.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Daggett

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kindal Kreamer

Executive Officer · 7 shared filings (5 issuers) · also on 7 other issuers

Kindal Kreamer is on 12 issuers in total — a repeat sponsor. Their page lists every one.

LE
No photo found yet (own website and image search run after this page is viewed)
Person

Lindsey Emanuelson

Executive Officer · 6 shared filings (4 issuers)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Winick

Executive Officer · 5 shared filings (3 issuers) · also on 3 other issuers

Dean Winick is on 6 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Manuel Lorenzo

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Von Lehe

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joanna Rocha Scaff

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Beverly Lemond

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jospeh A. Malick

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Sheu

Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Ana Sheu

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark D Salzberg

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Lyons

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Jonathan Shofet. Their page shows their other deals.

The team behind the deals

BO
Sponsor group

Blue Owl

414 issuers · 769 filings · $170.47B reported sold · 2009–2026

One team, 414 deal companies. Jonathan Shofet is listed on 21 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jonathan Shofet.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 21 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): NB Capital Solutions III Cayman Feeder LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jonathan Shofet by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 21 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jonathan Shofet is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

blueowl.com ↗ found on NB Capital Solutions Fund III Cayman LP (blueowl.com — same registered sponsor family (group "Blue Owl"); known from issuer CIK 1896019 (probe))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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