Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY · Jun 14, 2016 → Jul 9, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
David Lyon is listed as an executive officer on 49 SEC Form D filings by 23 issuers between Jun 2016 and Jul 2026. Largest by amount reported sold: NB Secondary Opportunities Fund V LP (New York, NY — pooled investment fund — 2020–2022; $3.39B reported sold to 595 investors), NB Secondary Opportunities Offshore Fund V LP (New York, NY — pooled investment fund — 2020–2022; $1.61B reported sold to 188 investors), NB Strategic Capital II LP (New York, NY — pooled investment fund — 2023–2024; $1.41B reported sold to 401 investors), NB Capital Solutions Fund III Delaware LP (New York, NY — pooled investment fund — 2024–2026; $1.3B reported sold to 90 investors), NB Private Debt Fund V (A) LP (New York, NY — pooled investment fund — 2023–2025; $1.25B reported sold to 144 investors) and 18 more (all listed below).
What this means That is a lot of deals — 23 separate companies raised money with this person listed as executive officer, over about 10 years. Across those companies the filings report $16.13B sold in total.
Listed alongside Anthony Tutrone (48 shared filings), David Stonberg (33 shared filings), Susan Kasser (31 shared filings), Jonathan Shofet (17 shared filings), Michael Kramer (17 shared filings) and 27 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
22 of the issuers belong to the sponsor group Blue Owl (414 issuers, $170.47B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Blue Owl has 414 companies on file and $170.47B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 35 bankruptcy cases matching the name listed in Key records below.
What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 49 public filings for David Lyon and found 8 differences, 4 worth asking the sponsor about: 5 paid sellers are listed without a CRD number; 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for David Lyon has not run yet — it is joining a line of 32,159 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Lyon..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
35 cases: 35 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
8 differences found between the filings for David Lyon — 4 worth asking about (compared 49 filings on Oct 24, 2026)
United States Bankruptcy Court, S.D. New York docket "Peter Bock" filed Mar 13, 2002, closed Aug 23, 2007. Peter Bock (listed on the same filings) is listed as Debtor ("Peter Bock"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
Blue Lion Group Two, LLC (last filing Apr 13, 2022; $0 sold of $375,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Paid seller listed without a CRD number: Mirae Asset Securities Co., Ltd. — NB Private Debt Fund V Offshore Feeder (C) LP · Paid seller listed without a CRD number: Shinyoung Securities Co., Ltd. — NB Private Debt Fund V Offshore Feeder (C) LP · Paid seller listed without a CRD number: VolcomCapital S.A. — NB Secondary Opportunities Fund V LP · Paid seller listed without a CRD number: VolcomCapital S.A. — NB Secondary Opportunities Offshore Fund V LP · Paid seller listed without a CRD number: Jerfferies LLC — NB Secondary Opportunities Offshore Fund V LP
What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.
Form D filed 75 days after the first sale — Neuberger Talon LP · Form D filed 128 days after the first sale — Neuberger Rise Aggregator LP · Form D filed 199 days after the first sale — NB Strategic Capital Offshore EU II SCSp · Form D filed 31 days after the first sale — NB Private Equity Credit Opportunities Fund (TE) LP
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund V Offshore Feeder (C) LP (latest filing Aug 26, 2025) · No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund V (A) LP (latest filing Aug 26, 2025) · No amendment in the last 12 months on an offering that may still be open — NB Strategic Capital II Co-Invest LP (latest filing Jul 23, 2025) · No amendment in the last 12 months on an offering that may still be open — NB Strategic Capital II LP (latest filing Oct 31, 2024) · No amendment in the last 12 months on an offering that may still be open — NB Strategic Capital Offshore II LP (latest filing Oct 31, 2024) · and 9 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
David Lyon appears on the Mar 11, 2022 Form D/A (executive officer) but not on the Mar 14, 2023 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
David Lyon appears on the Mar 11, 2022 Form D/A (executive officer) but not on the Mar 14, 2023 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
This page covers filings where the address state is NY. A separate record, "David Lyon" with address state CA, is listed on 2 filings — most recently by OZMO INC (Jul 28, 2009). The two records do not overlap in time: this page runs Jun 14, 2016 to Jul 9, 2026; the other runs Jun 23, 2009 to Jul 28, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 23 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jul 9, 2026 D/A NB Capital Solutions Fund III Cayman LP File 021-517993 | $0 (est.) | $0 (est.) | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jul 9, 2026 D/A NB Capital Solutions Fund III Delaware LP File 021-517991 | $0 (est.) | $0 (est.) | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jul 9, 2026 D/A NB Capital Solutions III Cayman Feeder LP File 021-531771 | $0 (est.) | $0 (est.) | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jun 3, 2026 D Neuberger Talon LP File 021-586095 | $0 (est.) | $0 (est.) | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| May 11, 2026 D Neuberger Rise Aggregator LP File 021-583535 | $0 (est.) | $0 (est.) | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Aug 26, 2025 D/A NB Private Debt Fund V (A) LP File 021-488158 | $0 (est.) | $0 (est.) | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Aug 26, 2025 D/A NB Private Debt Fund V Offshore Feeder (C) LP File 021-488160 | $0 (est.) | $0 (est.) | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ Mirae Asset Securities Co., Ltd. no CRD number reported Shinyoung Securities Co., Ltd. no CRD number reported | EDGAR ↗ |
| Jul 23, 2025 D NB Strategic Capital II Co-Invest LP File 021-552599 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 31, 2024 D/A NB Strategic Capital Offshore II LP File 021-472238 | $0 | $0 | $0 Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time. | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗) Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Oct 31, 2024 D/A NB Strategic Capital II LP File 021-472236 | $0 | $0 | $0 Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time. | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗) Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jul 29, 2024 D NB Strategic Capital Offshore EU II SCSp File 021-519943 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 14, 2023 D/A NB Credit Opportunities II Cayman LP File 021-392173 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ | EDGAR ↗ |
| Aug 18, 2022 D/A NB Secondary Opportunities Fund V LP File 021-373315 | $0 (est.) | $0 (est.) | $0 (est.) Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time. | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ Michael Colin McLane BrokerCheck CRD 4461016 ↗ Jefferies LLC BrokerCheck CRD 2347 ↗ VolcomCapital S.A. no CRD number reported Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Aug 18, 2022 D/A NB Secondary Opportunities Offshore Fund V LP File 021-373317 | $0 (est.) | $0 (est.) | $0 | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ Jefferies LLC BrokerCheck CRD 2347 ↗ VolcomCapital S.A. no CRD number reported Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 13, 2022 D Blue Lion Group Two, LLC File 021-441717 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 11, 2022 D/A NB Credit Opportunities Fund II LP File 021-392177 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Mar 11, 2022 D/A NB Credit Opportunities II Cayman Feeder LP File 021-392181 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Nov 3, 2021 D/A NB Private Debt Fund IV (A) LP File 021-379338 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Nov 3, 2021 D/A NB Private Debt Fund IV Offshore Feeder (C) LP File 021-379339 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jul 1, 2021 D NBPD IV UISPV LLC File 021-404928 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jun 11, 2019 D/A NB Strategic Capital LP File 021-313044 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 19, 2017 D/A NB Private Equity Credit Opportunities Fund LP File 021-264984 | $0 (est.) | $0 | $0 | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ | EDGAR ↗ |
| Jan 19, 2017 D NB Private Equity Credit Opportunities Fund (TE) LP File 021-278771 | $0 (est.) | $0 | $0 | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named David Lyon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $1.12B from 25 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.3B from 90 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $145M from 23 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $630M from 45 investors as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.19B from 74 investors as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $495.2M from 106 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.25B from 144 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $44.6M from 38 investors as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $353.8M from 137 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.41B from 401 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $38.7M from 1 investor as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.12B from 60 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $3.39B from 595 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.61B from 188 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $140.5M from 35 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $673M from 161 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $618M from 64 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $122.4M from 27 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $235.1M from 35 investors as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $32M from 18 investors as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $222.4M from 43 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
NB Alternative Advisers LLC is on 23 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Lyon. Their page shows their other deals.
NB Alternatives Advisers LLC is on 37 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Lyon. Their page shows their other deals.
Listed on the same filings as David Lyon. Their page shows their other deals.
Listed on the same filings as David Lyon. Their page shows their other deals.
Listed on the same filings as David Lyon. Their page shows their other deals.
Listed on the same filings as David Lyon. Their page shows their other deals.
Listed on the same filings as David Lyon. Their page shows their other deals.
Anthony Tutrone is on 159 issuers in total — a repeat sponsor. Their page lists every one.
David Stonberg is on 56 issuers in total — a repeat sponsor. Their page lists every one.
Susan Kasser is on 25 issuers in total — a repeat sponsor. Their page lists every one.
Michael Kramer is on 26 issuers in total — a repeat sponsor. Their page lists every one.
Jonathan Shofet is on 21 issuers in total — a repeat sponsor. Their page lists every one.
Peter Bock is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Tristram Perkins is on 29 issuers in total — a repeat sponsor. Their page lists every one.
Ethan Falkove is on 29 issuers in total — a repeat sponsor. Their page lists every one.
Elizabeth Traxler is on 18 issuers in total — a repeat sponsor. Their page lists every one.
Brian Talbot is on 29 issuers in total — a repeat sponsor. Their page lists every one.
Benjamin Perl is on 26 issuers in total — a repeat sponsor. Their page lists every one.
Scott Koenig is on 22 issuers in total — a repeat sponsor. Their page lists every one.
Joana Rocha Scaff is on 22 issuers in total — a repeat sponsor. Their page lists every one.
Matthew Bird is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Brien P. Smith is on 26 issuers in total — a repeat sponsor. Their page lists every one.
DAVID H. MORSE is on 19 issuers in total — a repeat sponsor. Their page lists every one.
Leila Biederman is on 13 issuers in total — a repeat sponsor. Their page lists every one.
Dean Winick is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Philipp Patschkowski is on 13 issuers in total — a repeat sponsor. Their page lists every one.
Michael Schwartz is on 27 issuers in total — a repeat sponsor. Their page lists every one.
Christian Neira is on 76 issuers in total — a repeat sponsor. Their page lists every one.
Blue Owl Asset Income Fund Evergreen LP Pooled Investment Fund · $2.08B sold · 2021
Blue Owl Asset Income Fund Evergreen (Cayman) LP Pooled Investment Fund · $916.3M sold · 2026One team, 414 deal companies. David Lyon is listed on 22 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Lyon.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 4 of the 23 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): NB Capital Solutions III Cayman Feeder LP, NB Secondary Opportunities Offshore Fund V LP, NB Secondary Opportunities Fund V LP, NB Private Equity Credit Opportunities Fund LP.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to David Lyon by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 23 issuers this person is listed on — nothing matched.
Websites and social links of the issuers David Lyon is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.
One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when David Lyon appears on a new Form D, or when a court case or SEC action is matched to them. See plans →