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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:53 AM ET

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Brien P. Smith

Named as an officer, director or promoter on SEC Form D filings · TX, NY · Mar 11, 2010 → Mar 11, 2022

26deals (issuers)
$6.81Breported sold
1,371investors
58Form D filings
2010–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brien P. Smith is listed as an executive officer and director on 58 SEC Form D filings by 26 issuers between Jan 2010 and Aug 2025. Largest by amount reported sold: NB Private Debt Fund V (A) LP (New York, NY — pooled investment fund — 2023–2025; $1.25B reported sold to 144 investors), NB Credit Opportunities Fund II LP (New York, NY — pooled investment fund — 2022; $673M reported sold to 161 investors), NB Private Debt Fund LP (New York, NY — pooled investment fund — 2014–2016; $620.9M reported sold to 60 investors), NB Private Debt Fund IV (A) LP (New York, NY — pooled investment fund — 2020–2021; $618M reported sold to 64 investors), NB Strategic Co-Investment Partners IV LP (New York, NY — pooled investment fund — 2019–2020; $585.8M reported sold to 232 investors) and 21 more (all listed below).

What this means That is a lot of deals — 26 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $6.81B sold in total.

Listed alongside Anthony Tutrone (56 shared filings), John Paul Buser (39 shared filings), Peter Von Lehe (33 shared filings), Blake Rice (32 shared filings), Jonathan Shofet (32 shared filings) and 45 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brien. Each name links to their own page.

25 of the issuers belong to the sponsor group Blue Owl (414 issuers, $170.47B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Blue Owl has 414 companies on file and $170.47B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 58 public filings for Brien P. Smith and found 17 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brien P. Smith has not run yet — it is joining a line of 21,301 names; searches run around the clock at the hosts' allowed rate. Searched so far: 342 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brien P. Smith..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Brien K Smith and Denise L Smith closed
United States Bankruptcy Court, D. Connecticut · No. 13-22570 · Filed Dec 23, 2013 · Closed Apr 23, 2014
Role of Brien K Smith and Denise L Smith: Debtor · Outcome: Case closed 2014-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in CT (not a filing state); middle initial differs
Brien D. Smith closed
United States Bankruptcy Court, E.D. Michigan · No. 10-65771 · Filed Aug 16, 2010 · Closed Nov 29, 2010
Role of Brien D. Smith: Debtor · Outcome: Case closed 2010-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in MI (not a filing state); middle initial differs
Brien K Smith and Elaina M Smith closed
United States Bankruptcy Court, D. Vermont · No. 03-11455 · Filed Sep 29, 2003 · Closed Nov 1, 2004
Role of Brien K Smith and Elaina M Smith: Debtor · Outcome: Case closed 2004-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in VT (not a filing state); middle initial differs
Brien A. Smith and Dana Smith closed
United States Bankruptcy Court, S.D. Georgia · No. 01-11992 · Filed Jul 3, 2001 · Closed Oct 29, 2001
Role of Brien A. Smith and Dana Smith: Debtor · Outcome: Case closed 2001-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in GA (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Brien P. Smith — 7 worth asking about (compared the newest 50 of 58 filings on Oct 24, 2026; older filings not covered)

Note · Nov 2, 2017 – Feb 2, 2018

Bankruptcy case: Wang v. Morgan Stanley Smith Barney, LLC — filed Nov 2, 2017

United States Bankruptcy Court, E.D. Texas docket "Wang v. Morgan Stanley Smith Barney, LLC" filed Nov 2, 2017, closed Feb 2, 2018. Morgan Stanley Smith Barney Crossroads 2010 Fund LP (related issuer) is listed as Party ("Wang v. Morgan Stanley Smith Barney, LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Texas ↗Morgan Stanley Smith Barney Crossroads 2010 Fund LP — PartnerFacts page ↗
Sources
Worth asking · Nov 12, 2010 – Jul 1, 2011

Amount sold went down between filings — NB Crossroads 2010 Fund - Institutional Asset Allocation LP

The Nov 12, 2010 filing says $30,000,000 sold; the Jul 1, 2011 Form D/A says $15,000,000 sold — $15,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 12, 2010 ↗Form D/A (later) · Jul 1, 2011 ↗NB Crossroads 2010 Fund - Institutional Asset Allocation LP — PartnerFacts page ↗
Sources
Worth asking · Nov 12, 2010 – Jul 1, 2011

Investor count went down between filings — NB Crossroads 2010 Fund - Institutional Asset Allocation LP

The Nov 12, 2010 filing reports 6 investors; the Jul 1, 2011 Form D/A reports 5 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 12, 2010 ↗Form D/A (later) · Jul 1, 2011 ↗NB Crossroads 2010 Fund - Institutional Asset Allocation LP — PartnerFacts page ↗
Sources
Worth asking · Apr 26, 2011 – Jul 1, 2011

Brien P. Smith appears on 4 deals that stopped filing before reaching their target

NB Crossroads 2010 Fund - Plan Asset Allocation LP (last filing Jul 1, 2011; $6,200,000 sold of $1,000,000,000); NB Crossroads 2010 Fund - Institutional Asset Allocation LP (last filing Jul 1, 2011; $30,000,000 sold of $1,000,000,000); NB Crossroads 2010 Fund - A Asset Allocation LP (last filing Jun 10, 2011; $89,275,000 sold of $1,000,000,000); Morgan Stanley Smith Barney Crossroads 2010 Fund LP (last filing Apr 26, 2011; $20,617,000 sold of $1,000,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

NB Crossroads 2010 Fund - Plan Asset Allocation LP — PartnerFacts page ↗NB Crossroads 2010 Fund - Institutional Asset Allocation LP — PartnerFacts page ↗NB Crossroads 2010 Fund - A Asset Allocation LP — PartnerFacts page ↗Morgan Stanley Smith Barney Crossroads 2010 Fund LP — PartnerFacts page ↗
Sources
Worth asking · Jan 22, 2016 – Aug 26, 2025

6 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Mirae Asset Securities Co., Ltd. — NB Private Debt Fund V Offshore Feeder (C) LP · Paid seller listed without a CRD number: Shinyoung Securities Co., Ltd. — NB Private Debt Fund V Offshore Feeder (C) LP · Paid seller listed without a CRD number: BTG PACTUAL CHILE S.A. ADMINISTRADORA GENERAL DE FONDOS — NB Strategic Co-Investment Partners IV LP · Paid seller listed without a CRD number: BTG PACTUAL CHILE S.A. ADMINISTRADORA GENERAL DE FONDOS — NB Strategic Co-Investment Cayman Partners IV LP · Paid seller listed without a CRD number: Bank Julius Baer & Co. Ltd. — NB Select Opportunities Fund LP · and 1 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Aug 26, 2025 ↗BrokerCheck search: Mirae Asset Securities Co., Ltd. ↗NB Private Debt Fund V Offshore Feeder (C) LP — PartnerFacts page ↗BrokerCheck search: Shinyoung Securities Co., Ltd. ↗
Sources
Worth asking · Mar 16, 2018 – Aug 16, 2018

Form D filed 153 days after the first sale — CommonBond, Inc.

The filing says the first sale was Mar 16, 2018. The Form D was filed Aug 16, 2018 — 153 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 138 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 16, 2018 ↗CommonBond, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jul 13, 2016 – Jan 18, 2017

Form D filed 189 days after the first sale — CommonBond, Inc.

The filing says the first sale was Jul 13, 2016. The Form D was filed Jan 18, 2017 — 189 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 174 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jan 18, 2017 ↗CommonBond, Inc. — PartnerFacts page ↗
Sources
Note · Jan 6, 2010 – Aug 26, 2025

20 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund V Offshore Feeder (C) LP (latest filing Aug 26, 2025) · No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund V (A) LP (latest filing Aug 26, 2025) · No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund IV (A) LP (latest filing Nov 3, 2021) · No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund IV Offshore Feeder (C) LP (latest filing Nov 3, 2021) · No amendment in the last 12 months on an offering that may still be open — NB Crossroads Fund 23 Plan LP (latest filing Dec 16, 2020) · and 15 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 26, 2025 ↗NB Private Debt Fund V Offshore Feeder (C) LP — PartnerFacts page ↗Form D/A · Aug 26, 2025 ↗NB Private Debt Fund V (A) LP — PartnerFacts page ↗
Sources
Worth asking · Mar 11, 2022 – Mar 14, 2023

Brien P. Smith is no longer listed on the Mar 14, 2023 amendment — NB Credit Opportunities Fund II LP

Brien P. Smith appears on the Mar 11, 2022 Form D/A (executive officer) but not on the Mar 14, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 11, 2022 ↗Form D/A · Mar 14, 2023 ↗Brien P. Smith — PartnerFacts page ↗NB Credit Opportunities Fund II LP — PartnerFacts page ↗
Sources
Note · Dec 16, 2019 – Dec 16, 2020

Brien P. Smith's role changed at NB Crossroads Fund 23 Onshore LP: director → executive officer

The Dec 16, 2019 filing lists Brien P. Smith as director; the Dec 16, 2020 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Dec 16, 2019 ↗Form D/A · Dec 16, 2020 ↗Brien P. Smith — PartnerFacts page ↗NB Crossroads Fund 23 Onshore LP — PartnerFacts page ↗
Sources
Note · Dec 16, 2019 – Dec 16, 2020

Brien P. Smith's role changed at NB Crossroads Fund 23 Plan LP: director → executive officer

The Dec 16, 2019 filing lists Brien P. Smith as director; the Dec 16, 2020 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Dec 16, 2019 ↗Form D/A · Dec 16, 2020 ↗Brien P. Smith — PartnerFacts page ↗NB Crossroads Fund 23 Plan LP — PartnerFacts page ↗
Sources
Note · Jun 10, 2010 – Jan 22, 2016

4 offerings changed their target amount between filings

Offering amount changed between filings — NB Private Debt Fund LP · Offering amount changed between filings — NB Crossroads 2010 Fund - Institutional Asset Allocation LP · Offering amount changed between filings — NB Crossroads 2010 Fund - Plan Asset Allocation LP · Offering amount changed between filings — NB Crossroads 2010 Fund - A Asset Allocation LP

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Jan 29, 2014 ↗Form D/A (later) · Jan 22, 2016 ↗NB Private Debt Fund LP — PartnerFacts page ↗Form D/A (earlier) · Nov 12, 2010 ↗
Sources
Note · Jan 15, 2010 – Mar 11, 2010

Brien P. Smith is written 2 different ways on the filings

listed as "Brien Smith" on 24 filings (from Jan 15, 2010), and "Brien P. Smith" on 34 filings (from Mar 11, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 15, 2010 ↗Form D · Mar 11, 2010 ↗Brien P. Smith — PartnerFacts page ↗
Sources
Note · Apr 29, 2010 – Apr 26, 2011

Address moved from Dallas, TX to New York, NY — Morgan Stanley Smith Barney Crossroads 2010 Fund LP

The people listed on the Apr 29, 2010 filing give Dallas, TX; on the Apr 26, 2011 filing they give New York, NY. The address now on file (325 N. Saint Paul Street, Suite 4900, Dallas, TX) is a registered-agent or shared-office address used by 19 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Apr 29, 2010 ↗Form D/A · Apr 26, 2011 ↗Morgan Stanley Smith Barney Crossroads 2010 Fund LP — PartnerFacts page ↗
Sources
Note · Apr 29, 2010 – Nov 12, 2010

Address moved from Dallas, TX to New York, NY — NB Crossroads 2010 Fund - Plan Asset Allocation LP

The people listed on the Apr 29, 2010 filing give Dallas, TX; on the Nov 12, 2010 filing they give New York, NY. The address now on file (325 N. Saint Paul Street, Suite 4900, Dallas, TX) is a registered-agent or shared-office address used by 19 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Apr 29, 2010 ↗Form D/A · Nov 12, 2010 ↗NB Crossroads 2010 Fund - Plan Asset Allocation LP — PartnerFacts page ↗
Sources
Note · May 3, 2010 – Jun 10, 2010

Address moved from Dallas, TX to New York, NY — NB Crossroads 2010 Fund - A Asset Allocation LP

The people listed on the May 3, 2010 filing give Dallas, TX; on the Jun 10, 2010 filing they give New York, NY. The address now on file (325 N. Saint Paul Street, Suite 4900, Dallas, TX) is a registered-agent or shared-office address used by 19 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · May 3, 2010 ↗Form D/A · Jun 10, 2010 ↗NB Crossroads 2010 Fund - A Asset Allocation LP — PartnerFacts page ↗
Sources
Note · Jan 15, 2010 – Aug 26, 2025

Brien P. Smith is listed with 2 different address states: TX, NY

TX on 45 filings (Jan 15, 2010 to Mar 11, 2022); NY on 13 filings (Jan 29, 2014 to Aug 26, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 15, 2010 ↗Form D · Jan 29, 2014 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 58 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

8 of 27 offerings report sales commissions totalling $5,579,505; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 26, 2025 D/A
NB Private Debt Fund V (A) LP
File 021-488158
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Aug 26, 2025 D/A
NB Private Debt Fund V Offshore Feeder (C) LP
File 021-488160
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Mirae Asset Securities Co., Ltd. no CRD number reported
Shinyoung Securities Co., Ltd. no CRD number reported		EDGAR ↗
Mar 11, 2022 D/A
NB Credit Opportunities Fund II LP
File 021-392177
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Nov 3, 2021 D/A
NB Private Debt Fund IV (A) LP
File 021-379338
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Nov 3, 2021 D/A
NB Private Debt Fund IV Offshore Feeder (C) LP
File 021-379339
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jul 1, 2021 D
NBPD IV UISPV LLC
File 021-404928
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Dec 16, 2020 D/A
NB Crossroads Fund 23 Plan LP
File 021-355547
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Dec 16, 2020 D/A
NB Crossroads Fund 23 Onshore LP
File 021-355552
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Aug 14, 2020 D/A
NB Strategic Co-Investment Cayman Partners IV LP
File 021-344387
$463,250$0$0STIFEL, NICOLAUS & COMPANY, INCORPORATED BrokerCheck CRD 793 ↗
BTG PACTUAL CHILE S.A. ADMINISTRADORA GENERAL DE FONDOS no CRD number reported
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗		EDGAR ↗
Aug 14, 2020 D/A
NB Strategic Co-Investment Partners IV LP
File 021-344389
$2,735,208$0$0STIFEL, NICOLAUS & COMPANY, INCORPORATED BrokerCheck CRD 793 ↗
BTG PACTUAL CHILE S.A. ADMINISTRADORA GENERAL DE FONDOS no CRD number reported
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗		EDGAR ↗
Jun 30, 2020 D
NYC-NorthBound Emerging Managers Program LP
File 021-369976
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2018 D/A
NB Crossroads Fund XXII - Asset Allocation LP
File 021-294551
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2018 D/A
NB Crossroads Fund XXII - Plan Asset Allocation LP
File 021-294559
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2018 D
CommonBond, Inc.
File 021-319436
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 26, 2017 D
NB Select Opportunities Fund LP
File 021-295449
$272,500 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Bank Julius Baer & Co. Ltd. no CRD number reported		EDGAR ↗
Jan 18, 2017 D
CommonBond, Inc.
File 021-278667
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 9, 2016 D/A
NB Private Debt Fund II LP
File 021-246161
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2016 D/A
NB Crossroads Fund XXI Plan Asset Allocation LP
File 021-238627
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2016 D/A
NB Crossroads Fund XXI Asset Allocation LP
File 021-238628
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2016 D/A
NB Private Debt Fund LP
File 021-210927
$60,000$0$0BFINANCE CANADA INC. no CRD number reportedEDGAR ↗
Jan 29, 2014 D
NB Private Debt Fund B LP
File 021-210926
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2014 D/A
NB Crossroads Fund XX - Plan Asset Allocation LP
File 021-189941
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2014 D/A
NB Crossroads Fund XX - Asset Allocation LP
File 021-189942
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2011 D/A
NB Crossroads 2010 Fund - Plan Asset Allocation LP
File 021-139471
$64,960 (est.)$0$0 (est.)UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
via UBS FINANCIAL SERVICES INC. (CRD 8174 ↗)

Barclays Capital Inc. BrokerCheck CRD 19714 ↗
via Barclays Capital Inc. (CRD 19714 ↗)
EDGAR ↗
Jul 1, 2011 D/A
NB Crossroads 2010 Fund - Institutional Asset Allocation LP
File 021-144601
$395,850 (est.)$0$0 (est.)UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
via UBS FINANCIAL SERVICES INC. (CRD 8174 ↗)

CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)
EDGAR ↗
Jun 10, 2011 D/A
NB Crossroads 2010 Fund - A Asset Allocation LP
File 021-141454
$1,323,419 (est.)$0$0 (est.)CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)

UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
via UBS FINANCIAL SERVICES INC. (CRD 8174 ↗)

Barclays Capital Inc. BrokerCheck CRD 19714 ↗
via Barclays Capital Inc. (CRD 19714 ↗)
EDGAR ↗
Apr 26, 2011 D/A
Morgan Stanley Smith Barney Crossroads 2010 Fund LP
File 021-137886
$264,318 (est.)$0$0 (est.)MORGAN STANLEY SMITH BARNEY BrokerCheck CRD 149777 ↗
via MORGAN STANLEY SMITH BARNEY (CRD 149777 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 26

Every issuer that named Brien P. Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NP
Pooled Investment Fund · group: Blue Owl

NB Private Debt Fund V Offshore Feeder (C) LP

New York, NY · Jul 28, 2023 → Aug 26, 2025 · 3 filings
  • Aug 26, 2025 · D/A · $495,153,000 sold of Indefinite · 106 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jul 26, 2024 · D/A · $206,448,000 sold of Indefinite · 67 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jul 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $495.2M from 106 investors as of the latest filing. Brien is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NP
Pooled Investment Fund · group: Blue Owl

NB Private Debt Fund V (A) LP

New York, NY · Jul 28, 2023 → Aug 26, 2025 · 3 filings
  • Aug 26, 2025 · D/A · $1,245,285,000 sold of Indefinite · 144 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jul 26, 2024 · D/A · $495,035,000 sold of Indefinite · 111 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jul 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $1.25B from 144 investors as of the latest filing. Brien is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Credit Opportunities Fund II LP

New York, NY · Mar 11, 2022
  • Mar 11, 2022 · D/A · $450,675,000 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $673M from 161 investors as of the latest filing. Brien is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NP
Pooled Investment Fund · group: Blue Owl

NB Private Debt Fund IV (A) LP

New York, NY · Oct 30, 2020 → Nov 3, 2021 · 2 filings
  • Nov 3, 2021 · D/A · $617,950,000 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Oct 30, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $618M from 64 investors as of the latest filing. Brien is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NP
Pooled Investment Fund · group: Blue Owl

NB Private Debt Fund IV Offshore Feeder (C) LP

New York, NY · Oct 30, 2020 → Nov 3, 2021 · 2 filings
  • Nov 3, 2021 · D/A · $122,400,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Oct 30, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $122.4M from 27 investors as of the latest filing. Brien is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NU
Pooled Investment Fund · group: Blue Owl

NBPD IV UISPV LLC

New York, NY · Jul 1, 2021
  • Jul 1, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Sole Member) EDGAR ↗

No sales reported yet as of the latest filing. Brien is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund 23 Onshore LP

Dallas, TX · Dec 16, 2019 → Dec 16, 2020 · 2 filings
  • Dec 16, 2020 · D/A · $129,600,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Brien P Smith is a Managing Director and Chief Operating Officer of NB Crossroads Fund 23 GP LLC, and a member of the investment committee.) EDGAR ↗
  • Dec 16, 2019 · D · $36,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director and Chief Operating Officer of NB Crossroads Fund 23 GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $129.6M from 12 investors as of the latest filing. Brien is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund 23 Plan LP

Dallas, TX · Dec 16, 2019 → Dec 16, 2020 · 2 filings
  • Dec 16, 2020 · D/A · $187,500,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Brien P Smith is a Managing Director and Chief Operating Officer of NB Crossroads Fund 23 GP LLC, and a member of the investment committee.) EDGAR ↗
  • Dec 16, 2019 · D · $55,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director and Chief Operating Officer of NB Crossroads Fund 23 GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $187.5M from 6 investors as of the latest filing. Brien is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Pooled Investment Fund · group: Blue Owl

NB Strategic Co-Investment Cayman Partners IV LP

New York, NY · Jul 16, 2019 → Aug 14, 2020 · 3 filings
  • Aug 14, 2020 · D/A · $549,055,000 sold of Indefinite · 86 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 14, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 16, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $549.1M from 86 investors as of the latest filing. Brien is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Pooled Investment Fund · group: Blue Owl

NB Strategic Co-Investment Partners IV LP

New York, NY · Jul 16, 2019 → Aug 14, 2020 · 3 filings
  • Aug 14, 2020 · D/A · $585,789,000 sold of Indefinite · 232 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 14, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 16, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $585.8M from 232 investors as of the latest filing. Brien is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NN
Pooled Investment Fund · group: Blue Owl

NYC-NorthBound Emerging Managers Program LP

New York, NY · Jun 30, 2020
  • Jun 30, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Brien is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XXII - Asset Allocation LP

Dallas, TX · Sep 12, 2017 → Sep 10, 2018 · 2 filings
  • Sep 10, 2018 · D/A · $194,125,000 sold of Indefinite · 34 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director and Chief Operating Officer of NB Crossroads Fund XXII GP LLC, and a member of the investment committee.) EDGAR ↗
  • Sep 12, 2017 · D · $10,700,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director and Chief Operating Officer of NB Crossroads Fund XXII GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $194.1M from 34 investors as of the latest filing. Brien is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XXII - Plan Asset Allocation LP

Dallas, TX · Sep 13, 2017 → Sep 10, 2018 · 2 filings
  • Sep 10, 2018 · D/A · $188,000,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director and Chief Operating Officer of NB Crossroads Fund XXII GP LLC, and a member of the investment committee.) EDGAR ↗
  • Sep 13, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director and Chief Operating Officer of NB Crossroads Fund XXII GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $188M from 8 investors as of the latest filing. Brien is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Other Banking and Financial Services

CommonBond, Inc.

New York, NY · Jan 18, 2017 → Aug 16, 2018 · 2 filings
  • Aug 16, 2018 · D · $49,995,468 sold of $49,995,468 · 10 investors · min. $1 · role: Director EDGAR ↗
  • Jan 18, 2017 · D · $37,459,768 sold of $37,459,768 · 9 investors · min. $1 · role: Director EDGAR ↗

Raised $50M from 16 investors (100% of the $50M target) as of the latest filing. Brien is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Pooled Investment Fund · group: Blue Owl

NB Select Opportunities Fund LP

Dallas, TX · Sep 26, 2017
  • Sep 26, 2017 · D · $60,600,000 sold of Indefinite · 91 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director and COO of the General Partner of the Issuers) EDGAR ↗

Raised $60.6M from 91 investors as of the latest filing. Brien is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NP
Pooled Investment Fund · group: Blue Owl

NB Private Debt Fund II LP

New York, NY · Aug 20, 2015 → Aug 9, 2016 · 2 filings
  • Aug 9, 2016 · D/A · $402,250,000 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 20, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $402.3M from 22 investors as of the latest filing. Brien is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XXI Plan Asset Allocation LP

Dallas, TX · Apr 24, 2015 → Apr 12, 2016 · 2 filings
  • Apr 12, 2016 · D/A · $141,150,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director of NB Crossroads Fund XXI GP LLC, and a member of the investment committee.) EDGAR ↗
  • Apr 24, 2015 · D · $25,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director of NB Crossroads Fund XXI GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $141.2M from 4 investors as of the latest filing. Brien is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XXI Asset Allocation LP

Dallas, TX · Apr 24, 2015 → Apr 12, 2016 · 2 filings
  • Apr 12, 2016 · D/A · $124,250,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director of NB Crossroads Fund XXI GP LLC, and a member of the investment committee.) EDGAR ↗
  • Apr 24, 2015 · D · $24,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director of NB Crossroads Fund XXI GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $124.3M from 11 investors as of the latest filing. Brien is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NP
Pooled Investment Fund · group: Blue Owl

NB Private Debt Fund LP

New York, NY · Jan 29, 2014 → Jan 22, 2016 · 2 filings
  • Jan 22, 2016 · D/A · $620,870,000 sold of $620,870,000 · 60 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 29, 2014 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $620.9M from 60 investors (100% of the $620.9M target) as of the latest filing. Brien is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NP
Pooled Investment Fund · group: Blue Owl

NB Private Debt Fund B LP

New York, NY · Jan 29, 2014
  • Jan 29, 2014 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Brien is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XX - Plan Asset Allocation LP

Dallas, TX · Jan 10, 2013 → Jan 7, 2014 · 2 filings
  • Jan 7, 2014 · D/A · $85,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director of NB Crossroads Fund XX GP LLC, and a member of the investment committee.) EDGAR ↗
  • Jan 10, 2013 · D · $65,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director of NB Crossroads Fund XX GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $85M from 4 investors as of the latest filing. Brien is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads Fund XX - Asset Allocation LP

Dallas, TX · Jan 10, 2013 → Jan 7, 2014 · 2 filings
  • Jan 7, 2014 · D/A · $192,625,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director of NB Crossroads Fund XX GP LLC, and a member of the investment committee.) EDGAR ↗
  • Jan 10, 2013 · D · $6,875,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Brien P Smith is a Managing Director of NB Crossroads Fund XX GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $192.6M from 29 investors as of the latest filing. Brien is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads 2010 Fund - Institutional Asset Allocation LP

Dallas, TX · Jul 8, 2010 → Jul 1, 2011 · 3 filings
  • Jul 1, 2011 · D/A · $15,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • Nov 12, 2010 · D/A · $30,000,000 sold of $1,000,000,000 · 6 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • Jul 8, 2010 · D · $5,000,000 sold of $1,000,000,000 · 1 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $30M from 6 investors as of the latest filing. Brien is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads 2010 Fund - Plan Asset Allocation LP

Dallas, TX · Mar 11, 2010 → Jul 1, 2011 · 6 filings
  • Jul 1, 2011 · D/A · $6,200,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • Nov 12, 2010 · D/A · $4,850,000 sold of $1,000,000,000 · 4 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • Nov 12, 2010 · D/A · $4,850,000 sold of $1,000,000,000 · 4 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • Apr 29, 2010 · D/A · $4,100,000 sold of $1,000,000,000 · 1 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • Mar 12, 2010 · D · $4,100,000 sold of $1,000,000,000 · 1 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • Mar 11, 2010 · D · $4,100,000 sold of $1,000,000,000 · 1 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $6.2M from 10 investors as of the latest filing. Brien is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NC
Pooled Investment Fund · group: Blue Owl

NB Crossroads 2010 Fund - A Asset Allocation LP

Dallas, TX · May 3, 2010 → Jun 10, 2011 · 3 filings
  • Jun 10, 2011 · D/A · $89,275,000 sold of Indefinite · 209 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • Jun 10, 2010 · D/A · $5,000,000 sold of $1,000,000,000 · 12 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • May 3, 2010 · D · $1,000,000 sold of $1,000,000,000 · 2 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $89.3M from 209 investors as of the latest filing. Brien is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Blue Owl

Morgan Stanley Smith Barney Crossroads 2010 Fund LP

Dallas, TX · Jan 15, 2010 → Apr 26, 2011 · 3 filings
  • Apr 26, 2011 · D/A · $20,617,000 sold of $1,000,000,000 · 29 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • Apr 29, 2010 · D/A · $14,867,000 sold of $1,000,000,000 · 15 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗
  • Jan 15, 2010 · D · $13,050,000 sold of $1,000,000,000 · 12 investors · min. No minimum reported · role: Director (Brien P. Smith is a Managing Director of NB Crossroads 2010 Fund GP LLC, and a member of the investment committee.) EDGAR ↗

Raised $20.6M from 29 investors (2% of the $1B target) as of the latest filing. Brien is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Brien 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

NS
Management entity

NB Select Opportunities GP LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Tutrone

Executive Officer, Director · 56 shared filings (25 issuers) · also on 134 other issuers

Anthony Tutrone is on 159 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Paul Buser

Executive Officer, Director · 39 shared filings (16 issuers) · also on 1 other issuer

John Paul Buser is on 17 issuers in total — a repeat sponsor. Their page lists every one.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Von Lehe

Executive Officer, Director · 33 shared filings (14 issuers) · also on 7 other issuers

Peter Von Lehe is on 21 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Shofet

Executive Officer, Director · 32 shared filings (13 issuers) · also on 8 other issuers

Jonathan Shofet is on 21 issuers in total — a repeat sponsor. Their page lists every one.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Blake Rice

Executive Officer, Director · 32 shared filings (13 issuers) · also on 11 other issuers

Blake Rice is on 24 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Stonberg

Executive Officer · 31 shared filings (12 issuers) · also on 44 other issuers

David Stonberg is on 56 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Miller

Executive Officer · 29 shared filings (13 issuers)

Joshua Miller is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Komaroff

Executive Officer, Director · 27 shared filings (10 issuers) · also on 10 other issuers

Andrew Komaroff is on 20 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Frattaroli

Executive Officer · 23 shared filings (8 issuers)

Christopher Frattaroli is on 8 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Leila Biederman

Executive Officer · 22 shared filings (12 issuers) · also on 1 other issuer

Leila Biederman is on 13 issuers in total — a repeat sponsor. Their page lists every one.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Neira

Executive Officer, Director · 21 shared filings (13 issuers) · also on 63 other issuers

Christian Neira is on 76 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rees

Director · 19 shared filings (6 issuers) · also on 135 other issuers

Michael Rees is on 141 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Kasser

Executive Officer · 17 shared filings (9 issuers) · also on 16 other issuers

Susan Kasser is on 25 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID H. MORSE

Executive Officer · 17 shared filings (9 issuers) · also on 10 other issuers

DAVID H. MORSE is on 19 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Christiansen

Executive Officer · 16 shared filings (6 issuers)

Scott Christiansen is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kimberly Marlar

Executive Officer · 13 shared filings (7 issuers) · also on 8 other issuers

Kimberly Marlar is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Bird

Executive Officer · 12 shared filings (6 issuers) · also on 6 other issuers

Matthew Bird is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph A. Malick

Executive Officer · 12 shared filings (3 issuers)

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Lyon

Executive Officer · 12 shared filings (6 issuers) · also on 17 other issuers

David Lyon is on 23 issuers in total — a repeat sponsor. Their page lists every one.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Teale Long

Executive Officer · 11 shared filings (7 issuers) · also on 3 other issuers

Teale Long is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joana Rocha Scaff

Executive Officer · 10 shared filings (6 issuers) · also on 16 other issuers

Joana Rocha Scaff is on 22 issuers in total — a repeat sponsor. Their page lists every one.

YF
No photo found yet (own website and image search run after this page is viewed)
Person

Yonah Feder

Executive Officer · 9 shared filings (7 issuers) · also on 8 other issuers

Yonah Feder is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Ward

Executive Officer · 8 shared filings (4 issuers) · also on 116 other issuers

Sean Ward is on 120 issuers in total — a repeat sponsor. Their page lists every one.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Daggett

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kindal Kreamer

Executive Officer · 7 shared filings (5 issuers) · also on 7 other issuers

Kindal Kreamer is on 12 issuers in total — a repeat sponsor. Their page lists every one.

LE
No photo found yet (own website and image search run after this page is viewed)
Person

Lindsey Emanuelson

Executive Officer · 6 shared filings (4 issuers)

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Winick

Executive Officer · 6 shared filings (4 issuers) · also on 2 other issuers

Dean Winick is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Schwartz

Executive Officer · 6 shared filings (2 issuers) · also on 25 other issuers

Michael Schwartz is on 27 issuers in total — a repeat sponsor. Their page lists every one.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Traxler

Executive Officer · 5 shared filings (3 issuers) · also on 15 other issuers

Elizabeth Traxler is on 18 issuers in total — a repeat sponsor. Their page lists every one.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Von Lehe

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joanna Rocha Scaff

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Beverly Lemond

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jospeh A. Malick

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Hirsch

Director · 2 shared filings (1 issuer) · also on 20 other issuers

Brian Hirsch is on 21 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Klein

Executive Officer, Director · 2 shared filings (1 issuer) · also on 5 other issuers

David Klein is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Sheu

Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Tripp Jones

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Stonehill

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Ana Sheu

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Brien P. Smith. Their page shows their other deals.

The team behind the deals

BO
Sponsor group

Blue Owl

414 issuers · 769 filings · $170.47B reported sold · 2009–2026

One team, 414 deal companies. Brien P. Smith is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brien P. Smith.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 26 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brien P. Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 26 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brien P. Smith is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

blueowl.com ↗ found on NB Private Debt Fund V Offshore Feeder (C) LP (blueowl.com — same registered sponsor family (group "Blue Owl"); known from issuer CIK 1896019 (probe))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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