PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:50 PM ET

Sponsor Check › Person

Alan Brott

Related person on Form D filings · address states as listed: CT, MA, IL, NY, TX · listed Jul 21, 2011 → Jun 24, 2026

25issuers
74Form D filings
2011–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

4 of 25 offerings report sales commissions totalling $696,122; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jun 24, 2026 D/A
File 021-52007
$0$0$0
The issuer compensates Messrs. Bienen, Brott, Gallagher, Raskin and Yellin for service as Independent Directors and pays for their travel-related expenses for board meetings.
None listed on this filing
EDGAR ↗Jul 15, 2022 D
File 021-452628
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗Feb 28, 2022 D
File 021-435273
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗Mar 4, 2021 D/A
File 021-361621
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗Jul 10, 2020 D
File 021-370734
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗May 31, 2019 D/A
File 021-313743
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗May 31, 2019 D/A
File 021-313744
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗Aug 15, 2018 D
File 021-319332
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗Aug 15, 2018 D
File 021-319336
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
EDGAR ↗Jul 6, 2018 D/A
File 021-59648
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Nov 29, 2016 D
File 021-275247
$0$0$0None listed on this filing
EDGAR ↗Nov 29, 2016 D
File 021-275248
$0$0$0None listed on this filing
EDGAR ↗May 23, 2014 D/A
File 021-197000
$0$0$0Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗May 23, 2014 D/A
File 021-197001
$0$0$0Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗May 23, 2014 D/A
File 021-197004
$0$0$0Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Jul 18, 2013 D/A
File 021-151081
$293,890$0$0
The fund charges a management fee that is described in the fund's offering documents.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Jul 18, 2013 D/A
File 021-151083
$1,625$0$0
The fund charges a management fee that is described in the fund's offering documents.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Mar 14, 2013 D/A
File 021-128659
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Mar 14, 2013 D/A
File 021-117596
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Mar 14, 2013 D/A
File 021-117597
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Mar 14, 2013 D/A
File 021-140490
$0$0$0
The fund charges a management fee that is described in the funds offering documents.
None listed on this filing
EDGAR ↗Oct 25, 2012 D
File 021-186107
$0$0$0Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Oct 25, 2012 D
File 021-186105
$0$0$0Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Aug 13, 2012 D/A
File 021-146482
$76,234 (est.)$0$0
The fund charges a management fee that is described in the fund?s governing documents.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Jul 19, 2012 D/A
File 021-151080
$324,373$0$0
The fund charges a management fee that is described in the fund's offering documents.
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 24, 2026D/AIndefinite
similar: $155,000–$5,250,000
$1,175,971,5785
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 25, 2025D/AIndefinite
similar: $155,000–$5,250,000
$1,148,169,5335
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 26, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,140,367,5985
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 27, 2023D/AIndefinite
similar: $155,000–$5,250,000
$1,135,182,4575
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund VII Advisory LPDirectorJul 15, 2022DIndefinite
similar: $155,000–$5,250,000
$28,695,00051
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 28, 2022D/AIndefinite
similar: $155,000–$5,250,000
$1,135,182,4575
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund VII LPDirectorFeb 28, 2022DIndefinite
similar: $155,000–$5,250,000
$123,375,597806
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 28, 2021D/AIndefinite
similar: $155,000–$5,250,000
$1,117,496,1915
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund VI LPDirectorMar 4, 2021D/AIndefinite
similar: $155,000–$5,250,000
$299,182,4862407
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund VI Advisory LPDirectorJul 10, 2020DIndefinite
similar: $155,000–$5,250,000
$32,985,00084
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 26, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,096,323,0515
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund VI LPDirectorFeb 28, 2020DIndefinite
similar: $155,000–$5,250,000
$78,990,509694
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 27, 2019D/AIndefinite
similar: $155,000–$5,250,000
$1,055,554,9835
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund V (TI) LPDirectorMay 31, 2019D/AIndefinite
similar: $155,000–$5,250,000
$172,928,1961069
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund V (TE) LPDirectorMay 31, 2019D/AIndefinite
similar: $155,000–$5,250,000
$101,045,500567
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund V (TI) Advisory LPDirectorAug 15, 2018DIndefinite
similar: $155,000–$5,250,000
$10,725,00036
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund V (TE) Advisory LPDirectorAug 15, 2018DIndefinite
similar: $155,000–$5,250,000
$21,298,00044
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCDirector
Manager
Jul 6, 2018D/AIndefinite
similar: $155,000–$5,250,000
$750,258,8201319
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 28, 2018D/AIndefinite
similar: $155,000–$5,250,000
$1,037,226,8245
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund V (TI) LPDirectorJun 1, 2018DIndefinite
similar: $155,000–$5,250,000
$63,893,0001109
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund V (TE) LPDirectorJun 1, 2018DIndefinite
similar: $155,000–$5,250,000
$25,100,000407
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCDirector
Manager
Jul 6, 2017D/AIndefinite
similar: $155,000–$5,250,000
$750,283,8201319
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 30, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,009,791,1465
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund IV (TI) - Client LLCDirectorNov 29, 2016DIndefinite
similar: $155,000–$5,250,000
$114,675,000300
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗NB Crossroads Private Markets Fund IV (TE) - Client LLCDirectorNov 29, 2016DIndefinite
similar: $155,000–$5,250,000
$45,058,651311
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCDirector
Manager
Jul 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$750,258,8201318
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJun 30, 2016D/AIndefinite
similar: $155,000–$5,250,000
$1,004,497,2225
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJul 8, 2015D/AIndefinite
similar: $155,000–$5,250,000
$981,964,5765
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCDirector
Manager
Jul 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$750,238,8201318
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCDirector
Manager
Apr 27, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,434,921,1551322
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCDirector
Manager
Jan 29, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,434,921,1551322
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJul 8, 2014D/AIndefinite
similar: $155,000–$5,250,000
$525,148,8434
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Excelsior Private Markets Fund III (TI), LLC
group: Excelsior
DirectorMay 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$6,474,576112
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Excelsior Private Markets Fund III (TE), LLC
group: Excelsior
DirectorMay 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$5,136,81859
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Excelsior Private Markets Fund III (Master), LLC
group: Excelsior
DirectorMay 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$11,611,3942
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLCDirector
Manager
Jan 29, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,433,771,8551314
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLCDirectorJul 18, 2013D/AIndefinite
similar: $155,000–$5,250,000
$44,073,110237
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLCDirectorJul 18, 2013D/AIndefinite
similar: $155,000–$5,250,000
$74,206,707882
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJul 18, 2013D/AIndefinite
similar: $155,000–$5,250,000
$848,344,1474
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Private Markets Fund III (TI), LLC
group: Excelsior
DirectorMay 24, 2013DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Excelsior Private Markets Fund III (TE), LLC
group: Excelsior
DirectorMay 24, 2013DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Excelsior Private Markets Fund III (Master), LLC
group: Excelsior
DirectorMay 23, 2013DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLC
group: Excelsior
DirectorMar 14, 2013D/AIndefinite
similar: $155,000–$5,250,000
$9,563,58256
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC
group: Excelsior
Executive Officer
Manager
Mar 14, 2013D/AIndefinite
similar: $155,000–$5,250,000
$151,634,000358
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC
group: Excelsior
Executive Officer
Manager
Mar 14, 2013D/AIndefinite
similar: $155,000–$5,250,000
$164,196,575153
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Directional Hedge Fund of Funds, Ltd.
group: Excelsior
DirectorMar 14, 2013D/AIndefinite
similar: $155,000–$5,250,000
$1,400,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Private Markets Fund II (TI), LLC
group: Excelsior
DirectorOct 25, 2012DIndefinite
similar: $155,000–$5,250,000
$60,247,475130
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Excelsior Private Markets Fund II (TE), LLC
group: Excelsior
DirectorOct 25, 2012DIndefinite
similar: $155,000–$5,250,000
$89,698,99064
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC
group: Excelsior
Executive Officer
Manager
Aug 13, 2012D/AIndefinite
similar: $155,000–$5,250,000
$6,872,44454
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLCDirectorJul 19, 2012D/AIndefinite
similar: $155,000–$5,250,000
$90,827,478248
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLCDirectorJul 19, 2012D/AIndefinite
similar: $155,000–$5,250,000
$25,189,685165
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLCDirectorJul 19, 2012D/AIndefinite
similar: $155,000–$5,250,000
$65,276,129860
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJul 19, 2012D/AIndefinite
similar: $155,000–$5,250,000
$818,954,7204
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC
group: Excelsior
Executive Officer
Manager
Mar 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$127,185,575137
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC
group: Excelsior
Executive Officer
Manager
Mar 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$151,034,000353
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLC
group: Excelsior
DirectorMar 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$9,415,08254
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Directional Hedge Fund of Funds, Ltd.
group: Excelsior
DirectorMar 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$1,400,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC
group: Excelsior
Executive Officer
Manager
Aug 17, 2011D/AIndefinite
similar: $155,000–$5,250,000
$6,872,44454
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLCDirectorJul 21, 2011D/AIndefinite
similar: $155,000–$5,250,000
$51,552,379819
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLCDirectorJul 21, 2011D/AIndefinite
similar: $155,000–$5,250,000
$12,565,56588
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLCDirectorJul 21, 2011D/AIndefinite
similar: $155,000–$5,250,000
$748,300,6774
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLCDirectorJul 21, 2011D/AIndefinite
similar: $155,000–$5,250,000
$42,814,955142
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLC
group: Excelsior
DirectorMar 14, 2011D/AIndefinite
similar: $155,000–$5,250,000
$8,695,51946
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC
group: Excelsior
DirectorMar 14, 2011D/AIndefinite
similar: $155,000–$5,250,000
$145,834,000345
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC
group: Excelsior
DirectorMar 14, 2011D/AIndefinite
similar: $155,000–$5,250,000
$121,685,575132
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Directional Hedge Fund of Funds, Ltd.
group: Excelsior
DirectorMar 14, 2011D/AIndefinite
similar: $155,000–$5,250,000
$1,400,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLCDirectorNov 29, 2010DIndefinite
similar: $155,000–$5,250,000
$1,696,7544
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLCDirectorNov 29, 2010D$0
similar: $155,000–$5,250,000
$2,939,50019
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLCDirectorNov 29, 2010DIndefinite
similar: $155,000–$5,250,000
$12,688,85038
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC
group: Excelsior
Executive Officer
Manager
Aug 16, 2010DIndefinite
similar: $155,000–$5,250,000
$2,685,00015
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLC
group: Excelsior
DirectorApr 13, 2010DIndefinite
similar: $155,000–$5,250,000
$3,060,0008
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC
group: Excelsior
Executive Officer
Manager
Mar 15, 2010D/AIndefinite
similar: $155,000–$5,250,000
$92,812,000320
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC
group: Excelsior
Executive Officer
Manager
Mar 15, 2010D/AIndefinite
similar: $155,000–$5,250,000
$102,598,575122
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Excelsior Directional Hedge Fund of Funds, Ltd.
group: Excelsior
DirectorMar 15, 2010D/AIndefinite
similar: $155,000–$5,250,000
$1,400,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 28 names on the same filings (4 management entities, 24 people)

People and management entities the issuers listed as related persons on the same Form D filings as Alan Brott. Source: the EDGAR rows in the table above.

  • D. NB Alternatives Advisers LLC entity — 12 shared filings (9 issuers) · role as listed: Promoter · also listed on 3 other issuers
  • D. Neuberger Berman Investment Advisers LLC entity — 12 shared filings (9 issuers) · role as listed: Promoter · also listed on 4 other issuers
  • G. Neuberger Berman Investment Advisers LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • G. NB Alternatives Advisers LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Thomas G. Yellin — 74 shared filings (25 issuers) · roles as listed: Executive Officer, Director
  • Stephen V. Murphy — 50 shared filings (24 issuers) · roles as listed: Executive Officer, Director · also listed on 4 other issuers
  • Victor F. Imbimbo Jr. — 50 shared filings (24 issuers) · roles as listed: Executive Officer, Director
  • John C. Hover II — 32 shared filings (14 issuers) · roles as listed: Executive Officer, Director
  • Brian P. Gallagher — 24 shared filings (4 issuers) · role as listed: Director · also listed on 9 other issuers
  • Victor J. Raskin — 24 shared filings (4 issuers) · role as listed: Director
  • Henry S. Bienen — 24 shared filings (4 issuers) · role as listed: Director · also listed on 2 other issuers
  • Scott Lederman — 23 shared filings (4 issuers) · roles as listed: Executive Officer, Director
  • James D. Bowden — 21 shared filings (15 issuers) · role as listed: Executive Officer · also listed on 21 other issuers
  • Zachary Weber — 14 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Virginia G. Breen — 13 shared filings (10 issuers) · role as listed: Director · also listed on 4 other issuers
  • Mark Bonner — 13 shared filings (10 issuers) · role as listed: Executive Officer
  • Thomas McDevitt — 13 shared filings (10 issuers) · role as listed: Director
  • Jodie L. Crotteau — 11 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Girish S. Kashyap — 11 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Kathleen P. Sullivan — 10 shared filings (1 issuer) · role as listed: Executive Officer
  • Steven Lawrence Suss — 8 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 125 other issuers
  • Michael M. Sullivan — 8 shared filings (1 issuer) · role as listed: Executive Officer
  • Robert Conti — 4 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 14 other issuers
  • Christopher Jasper — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Dawna L. Daniel — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Kathryn Sheedy MacIntosh — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Faelyn Mooney — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Faelyn Sheridan — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Export this report as PDF (members · included free during the launch period)

Change history

No corrections have been requested for this page.

Facts from public records only, each linked to its source. No ratings, no opinions. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Alan Brott appears on a new Form D, or when a court case or SEC action is matched to them. See plans →