Sponsor Check › Person
Related person on Form D filings · address states as listed: MA, NY · listed Oct 25, 2012 → Jul 15, 2022
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:58 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:58 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:58 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
3 of 36 offerings report sales commissions totalling $6,950,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 18, 2024 D/A File 021-440943 | $0 (est.) | $0 | $0 (est.) Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or Incentive Allocations. The amount of such fees cannot be estimated at this time. | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ |
| EDGAR ↗ | Apr 18, 2024 D/A File 021-440941 | $0 (est.) | $0 | $0 (est.) Certain affiliates of the General Partner named in Item 3 may receive payments deemed to be made from the proceeds of the offering including management fees and/or Incentive Allocations. The amount of such fees cannot be estimated at this time. | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ |
| EDGAR ↗ | Jul 15, 2022 D File 021-452628 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ |
| EDGAR ↗ | Feb 28, 2022 D File 021-435273 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ |
| EDGAR ↗ | Mar 4, 2021 D/A File 021-361621 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ |
| EDGAR ↗ | Jul 10, 2020 D File 021-370734 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ |
| EDGAR ↗ | May 31, 2019 D/A File 021-313743 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ |
| EDGAR ↗ | May 31, 2019 D/A File 021-313744 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ |
| EDGAR ↗ | Jan 22, 2019 D/A File 021-303714 | $6,500,000 (est.) | $0 | $0 | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ |
| EDGAR ↗ | Aug 15, 2018 D File 021-319332 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ |
| EDGAR ↗ | Aug 15, 2018 D File 021-319336 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ |
| EDGAR ↗ | Nov 29, 2016 D File 021-275247 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 29, 2016 D File 021-275248 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 5, 2015 D File 021-245143 | $0 | $0 | $0 (est.) The Administrator (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Aug 5, 2015 D File 021-245145 | $0 | $0 | $0 (est.) The Administrator (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Apr 16, 2015 D File 021-238135 | $0 | $0 | $0 (est.) The Administrator (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Apr 9, 2015 D/A File 021-235615 | $0 | $0 | $0 (est.) The Administrator (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Apr 3, 2015 D/A File 021-233466 | $0 | $0 | $0 (est.) The Administrator (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Jan 22, 2015 D File 021-232680 | $0 | $0 | $0 The administrator (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Jan 13, 2015 D File 021-231990 | $0 | $0 | $0 (est.) The managing trustee (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Sep 4, 2014 D File 021-224123 | $0 | $0 | $0 (est.) The Managing Trustee (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Aug 26, 2014 D File 021-223602 | $0 | $0 | $0 (est.) The Managing Trustee (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Aug 26, 2014 D File 021-223604 | $0 | $0 | $0 (est.) The Managing Trustee (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Jun 30, 2014 D File 021-220049 | $0 | $0 | $0 (est.) The Managing Trustee (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Jun 2, 2014 D File 021-218334 | $0 | $0 | $0 (est.) The Managing Trustee (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merril Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | May 23, 2014 D/A File 021-197000 | $0 | $0 | $0 | Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | May 23, 2014 D/A File 021-197001 | $0 | $0 | $0 | Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | May 23, 2014 D/A File 021-197004 | $0 | $0 | $0 | Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Feb 18, 2014 D File 021-212084 | $0 | $0 | $0 (est.) The Managing Trustee (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merril Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Jan 29, 2014 D File 021-210875 | $0 | $0 | $0 (est.) The Managing Trustee (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merril Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Sep 25, 2013 D File 021-203526 | $0 (est.) | $0 (est.) | $0 (est.) Customary management fees are paid by the Issuer to the General Partner as provided for in the Issuer's offering material. | Merrill Lynch, Pierce, Fenner & Smith BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Oct 25, 2012 D File 021-186107 | $0 | $0 | $0 | Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Oct 25, 2012 D File 021-186105 | $0 | $0 | $0 | Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Jul 7, 2011 D/A File 021-162297 | $0 | $0 | $0 (est.) The Managing Trustee (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | May 13, 2010 D/A File 021-128547 | $432,000 (est.) | $0 | $0 (est.) Customary management fees are paid by the Issuer to the General Partner as provided for in the Issuer's offering material. | Banc of America Investment Services, Inc. BrokerCheck CRD 16361 ↗ |
| EDGAR ↗ | May 13, 2010 D/A File 021-128545 | $18,000 (est.) | $0 | $0 (est.) Customary management fees are paid by the Issuer to the General Partner as provided for in the Issuer's offering materials. | Banc of America Investment Services, Inc. BrokerCheck CRD 16361 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | NB Real Estate Secondary Opportunities Offshore Fund II LP group: Blue Owl | Executive Officer | Apr 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $519,400,000 | 180 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NB Real Estate Secondary Opportunities Fund II LP group: Blue Owl | Executive Officer | Apr 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $519,400,000 | 180 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund VII Advisory LP group: Blue Owl | Executive Officer | Jul 15, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $28,695,000 | 51 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Real Estate Secondary Opportunities Offshore Fund II LP group: Blue Owl | Executive Officer | Apr 8, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NB Real Estate Secondary Opportunities Fund II LP group: Blue Owl | Executive Officer | Apr 8, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund VII LP group: Blue Owl | Executive Officer | Feb 28, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $123,375,597 | 806 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund VI LP group: Blue Owl | Executive Officer | Mar 4, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $299,182,486 | 2407 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund VI Advisory LP group: Blue Owl | Executive Officer | Jul 10, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $32,985,000 | 84 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund VI LP group: Blue Owl | Executive Officer | Feb 28, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $78,990,509 | 694 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund V (TI) LP group: Blue Owl | Executive Officer | May 31, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $172,928,196 | 1069 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund V (TE) LP group: Blue Owl | Executive Officer | May 31, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $101,045,500 | 567 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Real Estate Secondary Opportunities Fund LP group: Blue Owl | Executive Officer | Jan 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,205,000 | 133 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund V (TI) Advisory LP group: Blue Owl | Executive Officer | Aug 15, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $10,725,000 | 36 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund V (TE) Advisory LP group: Blue Owl | Executive Officer | Aug 15, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $21,298,000 | 44 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund V (TI) LP group: Blue Owl | Executive Officer | Jun 1, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $63,893,000 | 1109 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund V (TE) LP group: Blue Owl | Executive Officer | Jun 1, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $25,100,000 | 407 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Real Estate Secondary Opportunities Fund LP group: Blue Owl | Executive Officer | Jan 19, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund IV (TI) - Client LLC group: Blue Owl | Executive Officer | Nov 29, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $114,675,000 | 300 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NB Crossroads Private Markets Fund IV (TE) - Client LLC group: Blue Owl | Executive Officer | Nov 29, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $45,058,651 | 311 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle U.S. Equity Opportunity II Access Fund (Offshore), L.P. group: Icapital | Director Manager of the Administrator | Aug 5, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $37,320,000 | 178 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle U.S. Equity Opportunity II Access Trust group: Icapital | Director Manager of the Administrator | Aug 5, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $145,225,000 | 482 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | LS Real Estate Recovery IV Trust group: Icapital | Director Manager of the Administrator | Apr 16, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $439,420,000 | 783 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ACP Power & Energy VI Real Asset Trust group: Icapital | Executive Officer Manager of the Administrator | Apr 9, 2015 | D/A | $504,680,000 similar: $155,000–$5,250,000 | $504,680,000 | 1086 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ACP Power & Energy VI Real Asset Trust group: Icapital | Executive Officer Manager of the Administrator | Apr 8, 2015 | D/A | $504,680,000 similar: $155,000–$5,250,000 | $0 | 1086 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fundamental Partners Municipal III Trust group: Icapital | Executive Officer Manager of the Administrator | Apr 3, 2015 | D/A | $172,625,000 similar: $155,000–$5,250,000 | $172,625,000 | 361 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ACP Power & Energy VI Real Asset Trust group: Icapital | Executive Officer Manager of the Administrator | Mar 11, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $300,230,000 | 600 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Fundamental Partners Municipal III Trust group: Icapital | Executive Officer Manager of the Administrator | Feb 4, 2015 | D | $89,615,000 similar: $155,000–$5,250,000 | $89,615,000 | 193 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Healthcare Royalties II Trust group: Icapital | Executive Officer Manager of the Administrator | Jan 22, 2015 | D | $75,025,000 similar: $155,000–$5,250,000 | $75,025,000 | 110 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BREP Europe IV 2014 Extension Trust group: Icapital | Director Manager of the managing trustee | Jan 13, 2015 | D | $111,225,000 similar: $155,000–$5,250,000 | $111,225,000 | 230 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle U.S. Realty VII Trust group: Icapital | Director Manager of the managing trustee | Sep 4, 2014 | D | $63,725,000 similar: $155,000–$5,250,000 | $63,725,000 | 170 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle International Energy Trust group: Icapital | Director Manager of the managing trustee | Aug 26, 2014 | D | $93,725,000 similar: $155,000–$5,250,000 | $93,725,000 | 154 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Blackstone Strategic Partners Secondaries VI Trust group: Icapital | Director Manager of the managing trustee | Aug 26, 2014 | D | $226,405,000 similar: $155,000–$5,250,000 | $226,405,000 | 397 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | SCP VI Turnaround Trust group: Icapital | Director Manager of the managing trustee | Jun 30, 2014 | D | $31,100,000 similar: $155,000–$5,250,000 | $31,100,000 | 64 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Carlyle European Opportunities IV Trust group: Icapital | Director Manager of the managing trustee | Jun 2, 2014 | D | $147,085,000 similar: $155,000–$5,250,000 | $147,085,000 | 421 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Excelsior Private Markets Fund III (TI), LLC group: Blue Owl | Executive Officer | May 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,474,576 | 112 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Excelsior Private Markets Fund III (TE), LLC group: Blue Owl | Executive Officer | May 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,136,818 | 59 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Excelsior Private Markets Fund III (Master), LLC group: Blue Owl | Executive Officer | May 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,611,394 | 2 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Walton Street VII Realty Trust group: Icapital | Director Manager of the Managing Trustee | Feb 18, 2014 | D | $36,670,000 similar: $155,000–$5,250,000 | $36,670,000 | 60 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GI Partners IV Mid-Market Trust group: Icapital | Director Manager of the Managing Trustee | Jan 29, 2014 | D | $56,500,000 similar: $155,000–$5,250,000 | $56,500,000 | 134 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BA PARTNERS FUND VII, L.P. group: Ba Partners Fund Vi Pe Blend | Executive Officer Executive Officer of General Partner of the Issuer | Sep 25, 2013 | D | $100,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Excelsior Private Markets Fund III (TI), LLC group: Blue Owl | Executive Officer | May 24, 2013 | D | Indefinite | $0 | 0 | $50,000 |
| EDGAR ↗ | Excelsior Private Markets Fund III (TE), LLC group: Blue Owl | Executive Officer | May 24, 2013 | D | Indefinite | $0 | 0 | $50,000 |
| EDGAR ↗ | Excelsior Private Markets Fund III (Master), LLC group: Blue Owl | Executive Officer | May 23, 2013 | D | Indefinite | $0 | 0 | $50,000 |
| EDGAR ↗ | Excelsior Private Markets Fund II (TI), LLC group: Blue Owl | Executive Officer | Oct 25, 2012 | D | Indefinite | $60,247,475 | 130 | $50,000 |
| EDGAR ↗ | Excelsior Private Markets Fund II (TE), LLC group: Blue Owl | Executive Officer | Oct 25, 2012 | D | Indefinite | $89,698,990 | 64 | $50,000 |
| EDGAR ↗ | ACP Power & Energy Real Asset Fund - B group: Icapital | Executive Officer Executive Vice President of the Managing Trustee | Jul 7, 2011 | D/A | $137,150,000 | $137,150,000 | 300 | No minimum reported |
| EDGAR ↗ | BA PARTNERS FUND VI - PE BLEND (CAYMAN) LP group: Ba Partners Fund Vi Pe Blend | Executive Officer Executive Officer of Bank of America Capital Advisors LLC, General Partner and Promoter of the Issuer | May 13, 2010 | D/A | Indefinite | $5,323,232 | 7 | No minimum reported |
| EDGAR ↗ | BA PARTNERS FUND VI - PE BLEND LP group: Ba Partners Fund Vi Pe Blend | Executive Officer Executive Officer of Bank of America Capital Advisors LLC, General Partner and Promoter of the Issuer | May 13, 2010 | D/A | Indefinite | $128,803,031 | 100 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as James D. Bowden. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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