PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:09 AM ET

Sponsor Check › Person

Drew Phillips

Related person on Form D filings · address state as listed: NY · listed Oct 6, 2016 → Sep 30, 2024

17issuers
25Form D filings
2016–2024years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

13 of 17 offerings report sales commissions totalling $931,250; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 30, 2024 D
File 021-525332
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Sep 6, 2024 D/A
File 021-514660
$563,125$0$0Atalaya Capital Management LP BrokerCheck CRD 156959 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Sep 6, 2024 D/A
File 021-514701
$302,500$0$0Atalaya Capital Management LP BrokerCheck CRD 156959 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Mar 12, 2024 D/A
File 021-494259
$0$0$0None listed on this filing
EDGAR ↗Oct 10, 2023 D
File 021-494261
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Oct 2, 2023 D
File 021-493530
$0$0$0None listed on this filing
EDGAR ↗Feb 10, 2023 D
File 021-473228
$0$0$0None listed on this filing
EDGAR ↗Dec 28, 2022 D
File 021-468882
$3,125$0$0ICA, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Feb 1, 2022 D
File 021-431726
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Feb 1, 2022 D
File 021-431724
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Nov 22, 2021 D
File 021-422058
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Dec 18, 2020 D
File 021-383636
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Dec 23, 2019 D/A
File 021-356253
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Oct 1, 2019 D
File 021-350051
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Oct 10, 2018 D
File 021-323172
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Oct 6, 2017 D
File 021-296139
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗
EDGAR ↗Oct 6, 2016 D
File 021-271950
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗ACM A4 P3 Point LLC
group: Atalaya
Executive Officer, DirectorSep 30, 2024D$62,500
similar: $125,000–$125,000
$62,500125
similar: 124–125
$500
similar: $1,000–$1,000
EDGAR ↗Blue Owl Asset Special Opportunities Fund TE IX LP
group: Atalaya
Executive Officer
Authorized Officer
Sep 6, 2024D/AIndefinite
similar: $155,000–$5,250,000
$154,875,00085
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blue Owl Asset Special Opportunities Fund IX LP
group: Atalaya
Executive OfficerSep 6, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,135,225,00078
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blue Owl Asset Special Opportunities Fund TE IX LP
group: Atalaya
Executive Officer
Authorized Officer
Jul 15, 2024D/AIndefinite
similar: $155,000–$5,250,000
$142,575,00060
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blue Owl Asset Special Opportunities Fund IX LP
group: Atalaya
Executive OfficerJul 15, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,079,425,00061
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blue Owl Asset Special Opportunities Fund TE IX LP
group: Atalaya
Executive Officer
Authorized Officer
Jun 14, 2024D/AIndefinite
similar: $155,000–$5,250,000
$69,250,00013
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blue Owl Asset Special Opportunities Fund IX LP
group: Atalaya
Executive OfficerJun 14, 2024D/AIndefinite
similar: $155,000–$5,250,000
$951,350,00027
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blue Owl Asset Special Opportunities Fund TE IX LP
group: Atalaya
Executive Officer
Authorized Officer
May 30, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blue Owl Asset Special Opportunities Fund IX LP
group: Atalaya
Executive OfficerMay 30, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Blue Owl Alternative Credit Hybrid Income Fund Evergreen LP
group: Atalaya
Executive Officer
Authorized Officer
Mar 12, 2024D/AIndefinite
similar: $155,000–$5,250,000
$202,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Atalaya NMP Co-Invest Fund LPExecutive Officer
Member of the General Partner
Oct 10, 2023DIndefinite
similar: $155,000–$5,250,000
$117,550,1420
similar: 4–27
$2,104,120
similar: $1,000–$100,000
EDGAR ↗Blue Owl Alternative Credit Hybrid Income Fund Evergreen LP
group: Atalaya
Executive Officer
Authorized Officer
Oct 10, 2023DIndefinite
similar: $155,000–$5,250,000
$202,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Atalaya AIF Co-Investment Fund LP
group: Atalaya
Executive Officer
Authorized Officer
Oct 2, 2023DIndefinite
similar: $155,000–$5,250,000
$90,000,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Atalaya Asset Income Fund Parallel 345 LP
group: Atalaya
Executive Officer
Authorized Officer
Feb 10, 2023DIndefinite
similar: $155,000–$5,250,000
$265,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Atalaya Fund VIII REIT LLC
group: Atalaya
Executive Officer, DirectorDec 28, 2022D$62,500
similar: $125,000–$125,000
$62,500125
similar: 124–125
$500
similar: $1,000–$1,000
EDGAR ↗Atalaya Alamosa I-A REIT LLC
group: Atalaya
Executive Officer, DirectorFeb 1, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗ACM A4 Point LLC
group: Atalaya
Executive Officer, DirectorFeb 1, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Atalaya Continuation VI-A REIT LLC
group: Atalaya
Executive Officer, Director
Board of Directors, Authorized Person
Nov 22, 2021D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Atalaya Fund VII MTGE REIT LLC
group: Atalaya
Executive Officer, DirectorDec 18, 2020D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Atalaya Fund VII REIT LLC
group: Atalaya
Executive OfficerDec 23, 2019D/A$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Atalaya Fund VII REIT LLC
group: Atalaya
Executive OfficerDec 23, 2019D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Atalaya Alamosa W28th REIT Inc.
group: Atalaya
Executive Officer, DirectorOct 1, 2019D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Atalaya Alamosa REIT Inc.
group: Atalaya
Executive Officer, DirectorOct 10, 2018D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Atalaya Fund VI Equity REIT Inc.
group: Atalaya
Executive OfficerOct 6, 2017D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Atalaya Fund VI REIT Inc.
group: Atalaya
Executive Officer, DirectorOct 6, 2016D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 12 names on the same filings (6 management entities, 6 people)

People and management entities the issuers listed as related persons on the same Form D filings as Drew Phillips. Source: the EDGAR rows in the table above.

  • Atalaya Capital Management LP entity — 12 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 36 other issuers
  • Atalaya Capital IX LP entity — 8 shared filings (2 issuers) · role as listed: Executive Officer
  • Atalaya Hybrid Income Fund Evergreen GP LP entity — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Atalaya Capital Assets Parallel 345 LP entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Atalaya NMP GP LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Atalaya Capital AIF Co-Investment GP LP entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Ivan Q. Zinn — 24 shared filings (16 issuers) · roles as listed: Executive Officer, Director · also listed on 49 other issuers
  • David P. Aidi — 21 shared filings (13 issuers) · roles as listed: Executive Officer, Director · also listed on 25 other issuers
  • Josh D. Ufberg — 21 shared filings (13 issuers) · roles as listed: Executive Officer, Director · also listed on 25 other issuers
  • Raymond S. Chan — 12 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 29 other issuers
  • Matt Rothfleisch — 12 shared filings (5 issuers) · role as listed: Executive Officer
  • Ray Chan — 9 shared filings (8 issuers) · roles as listed: Executive Officer, Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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