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Sam Ellis

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), United Kingdom (as filed: X0) · Oct 14, 2011 → Oct 2, 2025

104deals (issuers)
$45.94Breported sold
13,183investors
373Form D filings
2011–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sam Ellis is listed as an executive officer and director on 373 SEC Form D filings by 104 issuers between Oct 2011 and Oct 2025. Largest by amount reported sold: Apollo Multi Asset Credit Replacement (Offshore), Ltd. (New York, NY — pooled investment fund — 2014–2025; $8.55B reported sold to 181 investors), Apollo Offshore Credit Strategies Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2021–2025; $5.69B reported sold to 248 investors), TACONIC OPPORTUNITY OFFSHORE FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2017; $4.52B reported sold to 610 investors), SPF Securitized Products Master Fund Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2015; $2.77B reported sold to 2 investors), Apollo Offshore Structured Credit Recovery Fund IV Ltd. (Purchase, NY — pooled investment fund — 2017–2018; $2.36B reported sold to 50 investors) and 99 more (all listed below).

What this means That is a lot of deals — 104 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $45.94B sold in total.

Listed alongside Tammy Jennissen (88 shared filings), Stephane Lachance (86 shared filings), Capital Integration Systems LLC (71 shared filings, management entity), Matthew C. Brown (71 shared filings), Abali Hoilett (47 shared filings) and 179 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sam. Each name links to their own page.

The issuers belong to 4 sponsor groups: Credit Suisse (40 issuers, $4.08B reported sold, 2011–2026), Cais (202 issuers, $40.6B reported sold, 2009–2026), Riverview (107 issuers, $30.65B reported sold, 2009–2026) and Ils (16 issuers, $8.69B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 373 public filings for Sam Ellis and found 12 differences, 6 worth asking the sponsor about: 6 offerings reported less sold on a later filing than an earlier one; 7 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sam Ellis has not run yet — it is joining a line of 7,344 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

Miriam Maldonado v. Sam Ellis open
District Court, C.D. California · No. 2:25-cv-09564 · Filed Oct 7, 2025
Role of Sam Ellis: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sam Ellis..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Sam Ellis and Kathy Lynn Ellis closed
United States Bankruptcy Court, S.D. Indiana · No. 11-JJG-7 · Filed Nov 20, 2019 · Closed May 10, 2022
Role of Sam Ellis and Kathy Lynn Ellis: Debtor · Outcome: Case closed 2022-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in IN (not a filing state)
Sam Ellis closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-41718 · Filed Oct 11, 2011 · Closed Dec 27, 2011
Role of Sam Ellis: Debtor · Outcome: Case closed 2011-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Sam Ellis closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-37963 · Filed Aug 31, 2010 · Closed Mar 3, 2011
Role of Sam Ellis: Debtor · Outcome: Case closed 2011-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Sam Ellis — 6 worth asking about (compared the newest 50 of 373 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jun 3, 2019 – Apr 2, 2025

6 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Apollo Multi Asset Credit Replacement (Offshore), Ltd. · Amount sold went down between filings — SFP VALUE REALIZATION FUND L.P. · Amount sold went down between filings — SFP VALUE REALIZATION FUND L.P. · Amount sold went down between filings — Apollo Total Return Fund Enhanced (Offshore) Ltd. · Amount sold went down between filings — SFP Japan Special Opportunities Fund L.P. · and 1 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 2, 2024 ↗Form D/A (later) · Apr 2, 2025 ↗Apollo Multi Asset Credit Replacement (Offshore), Ltd. — PartnerFacts page ↗Form D/A (earlier) · Jan 20, 2023 ↗
Sources
Worth asking · Jun 3, 2019 – Sep 10, 2026

7 offerings reported fewer investors on a later filing

Investor count went down between filings — Apollo Offshore Credit Strategies Fund Ltd. · Investor count went down between filings — Apollo Multi Asset Credit Replacement (Offshore), Ltd. · Investor count went down between filings — Apollo Multi Asset Credit Replacement (Offshore), Ltd. · Investor count went down between filings — SFP VALUE REALIZATION FUND L.P. · Investor count went down between filings — Apollo Total Return Fund Enhanced (Offshore) Ltd. · and 2 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Sep 12, 2025 ↗Form D/A (later) · Sep 10, 2026 ↗Apollo Offshore Credit Strategies Fund Ltd. — PartnerFacts page ↗Form D/A (earlier) · Mar 31, 2023 ↗
Sources
Worth asking · Oct 2, 2014 – Jun 7, 2022

13 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Evans & Partners Pty Ltd. — CAIS Millennium Intl. Ltd. · Paid seller listed without a CRD number: Ord Minnett Ltd. — CAIS Millennium Intl. Ltd. · Paid seller listed without a CRD number: Wentworth Global Securities Pty Ltd — CAIS Millennium Intl. Ltd. · Paid seller listed without a CRD number: Canaccord Genuity (Australia) — CAIS Millennium Intl. Ltd. · Paid seller listed without a CRD number: Canaccord Genuity (Australia) — CAIS Third Point Offshore Fund Ltd. · and 8 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jun 7, 2022 ↗BrokerCheck search: Evans & Partners Pty Ltd. ↗CAIS Millennium Intl. Ltd. — PartnerFacts page ↗BrokerCheck search: Ord Minnett Ltd. ↗
Sources
Worth asking · Jan 1, 2021 – Nov 16, 2021

Form D filed 319 days after the first sale — Apollo Offshore Credit Strategies Fund Ltd.

The filing says the first sale was Jan 1, 2021. The Form D was filed Nov 16, 2021 — 319 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 304 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Nov 16, 2021 ↗Apollo Offshore Credit Strategies Fund Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jun 1, 2005 – Jun 11, 2020

Form D filed 5,489 days after the first sale — SFP Value Realization Fund Ltd

The filing says the first sale was Jun 1, 2005. The Form D was filed Jun 11, 2020 — 5,489 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5,474 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jun 11, 2020 ↗SFP Value Realization Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Jul 19, 2019 – Sep 10, 2026

9 people are no longer listed on a later amendment

Sam Ellis is no longer listed on the Sep 10, 2026 amendment — Apollo Offshore Credit Strategies Fund Ltd. · Sam Ellis is no longer listed on the Jun 18, 2026 amendment — SFP Value Realization Fund Ltd · Sam Ellis is no longer listed on the Apr 2, 2026 amendment — Apollo Multi Asset Credit Replacement (Offshore), Ltd. · Sam Ellis is no longer listed on the Jan 22, 2026 amendment — SFP VALUE REALIZATION FUND L.P. · Sam Ellis is no longer listed on the Jun 1, 2021 amendment — CAIS SCULPTOR MASTER FUND LTD. · and 4 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Sep 12, 2025 ↗Form D/A · Sep 10, 2026 ↗Sam Ellis — PartnerFacts page ↗Apollo Offshore Credit Strategies Fund Ltd. — PartnerFacts page ↗
Sources
Note · Sep 28, 2018 – Oct 17, 2018

Form D filed 19 days after the first sale — Taiga Special Opportunities LP

The filing says the first sale was Sep 28, 2018. The Form D was filed Oct 17, 2018 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 17, 2018 ↗Taiga Special Opportunities LP — PartnerFacts page ↗
Sources
Note · Oct 2, 2017 – Oct 19, 2018

Offering amount changed between filings — Apollo Offshore Structured Credit Recovery Fund IV Ltd.

The Oct 2, 2017 filing says an indefinite amount offered; the Oct 19, 2018 Form D/A says $2,500,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 2, 2017 ↗Form D/A (later) · Oct 19, 2018 ↗Apollo Offshore Structured Credit Recovery Fund IV Ltd. — PartnerFacts page ↗
Sources
Note · Nov 1, 2010 – Dec 28, 2020

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Apollo Total Return Fund Enhanced (Offshore) Ltd. (latest filing Dec 28, 2020) · No amendment in the last 12 months on an offering that may still be open — SFP Japan Special Opportunities Fund L.P. (latest filing Jun 3, 2020) · No amendment in the last 12 months on an offering that may still be open — SFP Japan Special Opportunities Fund Ltd. (latest filing Jun 3, 2020) · No amendment in the last 12 months on an offering that may still be open — Apollo Offshore Structured Credit Recovery Fund IV Ltd. (latest filing Oct 19, 2018) · No amendment in the last 12 months on an offering that may still be open — Taiga Special Opportunities LP (latest filing Oct 17, 2018) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 28, 2020 ↗Apollo Total Return Fund Enhanced (Offshore) Ltd. — PartnerFacts page ↗Form D/A · Jun 3, 2020 ↗SFP Japan Special Opportunities Fund L.P. — PartnerFacts page ↗
Sources
Note · Mar 11, 2022

Same name, different state: "Sam Ellis" (TX) is a separate record

This page covers filings where the address state is E9 or X0. A separate record, "Sam Ellis" with address state TX, is listed on 1 filing — most recently by Chiplytics Inc. (Mar 11, 2022). Both records have filings in the same period (Mar 11, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sam Ellis (TX) — PartnerFacts page ↗Form D · Mar 11, 2022 ↗Chiplytics Inc. — PartnerFacts page ↗Sam Ellis (E9,X0) — this page ↗
Sources
Note · Jan 27, 2011 – Apr 2, 2024

5 address changes between filings

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Apollo Multi Asset Credit Replacement (Offshore), Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — Apollo Multi Asset Credit Replacement (Offshore), Ltd. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Singapore, Singapore (as filed: U0) — Sinfonietta L.P. · Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Apollo Multi Asset Credit Replacement (Offshore), Ltd. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — SFP VALUE REALIZATION FUND L.P.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 31, 2023 ↗Form D/A · Apr 2, 2024 ↗Apollo Multi Asset Credit Replacement (Offshore), Ltd. — PartnerFacts page ↗Form D/A · Mar 31, 2022 ↗
Sources
Note · Jul 26, 2012 – Oct 2, 2025

Sam Ellis is listed with 2 different address states: E9, X0

Cayman Islands (as filed: E9) on 105 filings (Jul 26, 2012 to Oct 2, 2025); United Kingdom (as filed: X0) on 1 filing (Oct 17, 2018).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Jul 26, 2012 ↗Form D · Oct 17, 2018 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 373 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

58 of 105 offerings report sales commissions totalling $63,105,304; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 2, 2025 D/A
Apollo Multi Asset Credit Replacement (Offshore), Ltd.
File 021-212748
$0$0$0
Certain management fees will be paid to Apollo MAC Replacement Management, LLC, an entity that may be indirectlycontrolled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private PlacementMemorandum.
None listed on this filingEDGAR ↗
Sep 12, 2025 D/A
Apollo Offshore Credit Strategies Fund Ltd.
File 021-421368
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2025 D/A
SFP Value Realization Fund Ltd
File 021-368724
$0$0$0
The fund charges a management fee that is described in the offering documents.
None listed on this filingEDGAR ↗
Jan 22, 2025 D/A
SFP VALUE REALIZATION FUND L.P.
File 021-63357
$0$0$0
The fund charges a management fee that is described in the offering documents.
None listed on this filingEDGAR ↗
Dec 28, 2020 D/A
Apollo Total Return Fund Enhanced (Offshore) Ltd.
File 021-253600
$0$0$0
Certain management fees will be paid to Apollo Total Return Enhanced Management LLC, an entity that may be indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Jun 8, 2020 D/A
CAIS DES Oculus Ltd.
File 021-163232
$329,298 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗		EDGAR ↗
Jun 8, 2020 D/A
CAIS Millennium Intl. Ltd.
File 021-163214
$4,737,027 (est.)$0$0D. A. Davidson & Co. BrokerCheck CRD 199 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
Stephens Inc. BrokerCheck CRD 3496 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Evans & Partners Pty Ltd. no CRD number reported
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Ord Minnett Ltd. no CRD number reported
Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗
Wentworth Global Securities Pty Ltd no CRD number reported
Rose Capital Advisors BrokerCheck CRD 173054 ↗
Spire Securities, LLC BrokerCheck CRD 144131 ↗
Canaccord Genuity (Australia) no CRD number reported
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗
Capital One Securities Inc. BrokerCheck CRD 44158 ↗
Snowden Account Services Inc. BrokerCheck CRD 149794 ↗
Triad Advisors, Inc. BrokerCheck CRD 25803 ↗
Monarch Capital Group, LLC BrokerCheck CRD 47815 ↗
MD Global Partners LLC BrokerCheck CRD 140988 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Axiom Capital Management, Inc. BrokerCheck CRD 26580 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗
Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
B. Riley Wealth Management BrokerCheck CRD 2543 ↗
BB&T Securities, LLC BrokerCheck CRD 142785 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗		EDGAR ↗
Jun 8, 2020 D/A
CAIS Third Point Offshore Fund Ltd.
File 021-163176
$990,148 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
USCA Securties LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Spire Securities, LLC BrokerCheck CRD 144131 ↗
Canaccord Genuity (Australia) no CRD number reported
Evans & Partners Pty Ltd. no CRD number reported
I Investment Management Pte Ltd no CRD number reported
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Wentworth Global Securities Pty Ltd no CRD number reported
Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗
Lucerne Australia Pty Ltd t/a Lucerne Investment Partners no CRD number reported
Maxim Group LLC BrokerCheck CRD 120708 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗		EDGAR ↗
Jun 8, 2020 D/A
CAIS SCULPTOR MASTER FUND LTD.
File 021-217071
$80,872 (est.)$0$0D. A. Davidson & Co. BrokerCheck CRD 199 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
Dominick & Dominick LLC BrokerCheck CRD 7344 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Arete Wealth Management LLC BrokerCheck CRD 44856 ↗
Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗		EDGAR ↗
Jun 3, 2020 D/A
SFP Japan Special Opportunities Fund Ltd.
File 021-240857
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jun 3, 2020 D/A
SFP Japan Special Opportunities Fund L.P.
File 021-240858
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jul 19, 2019 D/A
Sinfonietta L.P.
File 021-291117
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Oct 19, 2018 D/A
Apollo Offshore Structured Credit Recovery Fund IV Ltd.
File 021-295829
$0$0$0
Certain management fees will be paid to Apollo Structured Credit Recovery Management IV LLC, an entity that may be indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Oct 17, 2018 D
Taiga Special Opportunities LP
File 021-323737
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2018 D/A
CAIS AllBlue Ltd.
File 021-163243
$399,800 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Evans & Partners Pty Ltd. no CRD number reported
Richmond Asset Mgmt Ltd no CRD number reported
Ord Minnett Limited no CRD number reported
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗		EDGAR ↗
Jun 12, 2018 D/A
CAIS BlueTrend Fund Ltd.
File 021-163240
$265,100 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
H. Bruderer Vermongensverwalturg no CRD number reported		EDGAR ↗
Jun 12, 2018 D/A
CAIS Kingdon Offshore Ltd.
File 021-163502
$188,100 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗		EDGAR ↗
May 23, 2018 D/A
Taconic Offshore Fund 1.5 Ltd.
File 021-87100
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2018 D/A
Ashbridge Transformational Secondaries Fund I, LP
File 021-255297
$2,163,290$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jan 17, 2018 D/A
Ashbridge Transformational Secondaries Fund I (Cayman), LP
File 021-255309
$763,256$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Dec 18, 2017 D/A
Taconic Sidecar Offshore Fund SPC Segregated Portfolio III
File 021-276475
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2017 D/A
TACONIC OPPORTUNITY OFFSHORE FUND LTD
File 021-87101
$121,157 (est.)$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Oct 6, 2017 D/A
Riverview Global Macro Fund LP
File 021-137409
$11,992,156 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Morgan Stanley & Co. International Limited no CRD number reported
Bank Morgan Stanley AG no CRD number reported
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
Oct 6, 2017 D/A
Riverview Global Macro Fund (Cayman) L.P.
File 021-137398
$5,398,035 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Morgan Stanley & Co. International Limited no CRD number reported
Bank Morgan Stanley AG no CRD number reported		EDGAR ↗
Jul 13, 2017 D/A
ARCHVIEW MASTER FUND LTD
File 021-127186
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2017 D/A
ARCHVIEW OFFSHORE FUND LTD.
File 021-145066
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2017 D/A
Babson Capital Floating Rate Income Offshore Fund, Ltd.
File 021-179993
$0$0$0None listed on this filingEDGAR ↗
Jun 9, 2017 D/A
Riverview Select Mortgage Fund LP
File 021-174488
$2,641,816 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jun 9, 2017 D/A
Riverview Select Mortgage Fund (Cayman) LP
File 021-192138
$1,476,593 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
May 25, 2017 D/A
Archview ERISA Master Fund Ltd.
File 021-239998
$0$0$0None listed on this filingEDGAR ↗
May 25, 2017 D/A
Archview ERISA Fund Ltd.
File 021-239997
$0$0$0KELSON CAPITAL LLC BrokerCheck CRD 149477 ↗EDGAR ↗
Mar 22, 2017 D/A
Taconic Sidecar Offshore Fund SPC Segregated Portfolio II
File 021-259752
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2016 D/A
CIFC Tactical Income Fund (Cayman) Ltd.
File 021-208070
$0$0$0None listed on this filingEDGAR ↗
Sep 22, 2016 D/A
Apollo Credit Short Opportunities Fund (Offshore) Ltd.
File 021-223896
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2016 D/A
RIVERVIEW STRATEGIC OPPORTUNITIES FUND II (CAYMAN) LP
File 021-254275
$1,129,560 (est.)$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Sep 2, 2016 D/A
RIVERVIEW STRATEGIC OPPORTUNITIES FUND II LP
File 021-254272
$6,269,710 (est.)$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Aug 22, 2016 D/A
Guggenheim Private Debt Fund 2.0, Ltd.
File 021-256830
$683,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Guggenheim Fund Distributors, LLC BrokerCheck CRD 39805 ↗		EDGAR ↗
Aug 19, 2016 D/A
Credit Suisse Systematic Trading Volatility Fund, Ltd.
File 021-183262
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jan 11, 2016 D/A
Sterling Ridge Fund Ltd.
File 021-209674
$1,375$0$0Seawinds Brokerage, LLC BrokerCheck CRD 166846 ↗
York Stockbrokers, Inc. BrokerCheck CRD 102740 ↗		EDGAR ↗
Oct 7, 2015 D/A
CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.
File 021-225977
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2015 D/A
Apollo Offshore Structured Credit Recovery Fund III Ltd.
File 021-213246
$0$0$0
Certain management fees will be paid to Apollo Structured Credit Recovery Management III LLC, an entity that may be indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum
None listed on this filingEDGAR ↗
Jul 2, 2015 D/A
BlackGold Opportunity HedgeFocus Fund Ltd
File 021-200218
$560,939$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jul 2, 2015 D/A
York Multi-Strategy HedgeFocus Fund Ltd
File 021-220266
$99,288$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jul 2, 2015 D/A
Tide Point HedgeFocus Fund Ltd
File 021-220259
$45,463$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jul 2, 2015 D/A
SPF HedgeFocus Fund Ltd
File 021-222320
$78,177$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 30, 2015 D
Susa HedgeFocus Fund Ltd
File 021-242813
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 22, 2015 D/A
Doonbeg HedgeFocus Fund Ltd
File 021-198385
$171,784 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 22, 2015 D/A
Millennium International HedgeFocus Fund Ltd
File 021-198373
$1,379,067 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 22, 2015 D/A
York Credit Opportunities HedgeFocus Fund Ltd
File 021-198380
$418,457 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 12, 2015 D/A
SPF Securitized Products Master Fund Ltd.
File 021-171269
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2015 D/A
SPF Securitized Products Intermediate Fund Ltd.
File 021-179839
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jun 12, 2015 D/A
SPF Securitized Products Fund Ltd.
File 021-179840
$0$0$0
Customary advisory fees are paid by the subsidiary investing vehicle of the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
May 8, 2015 D/A
Apollo Offshore Energy Opportunity Fund Ltd.
File 021-236470
$60,000 (est.)$0$0
Certain management fees will be paid to Apollo Energy Opportunity Management LLC, an entity that may be indirectly controlled by certain individuals listed above, as described in the Issuer's Subscription Booklet.
Mirae Asset Securities no CRD number reportedEDGAR ↗
Mar 23, 2015 D
CIFC CLO Warehouse Fund 2014-I Feeder Ltd.
File 021-236433
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2015 D
Canyon Balanced HedgeFocus Fund Ltd
File 021-233892
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Oct 21, 2014 D/A
HedgeForum Eminence, Ltd.
File 021-185642
$49,613$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)
EDGAR ↗
Oct 21, 2014 D/A
HedgeForum Metacapital, Ltd.
File 021-206749
$1,642,635$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)
EDGAR ↗
Oct 21, 2014 D/A
HedgeForum Glenview, Ltd.
File 021-220925
$565,125$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)
EDGAR ↗
Oct 9, 2014 D/A
CAIS JAT Capital Offshore Fund Ltd.
File 021-163228
$30,069$0$0US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
Evans & Partners Pty Ltd. no CRD number reported
Julius Baer no CRD number reported
Macquarie no CRD number reported		EDGAR ↗
Oct 9, 2014 D/A
CAIS Highbridge Capital Institutional Fund Ltd.
File 021-163504
$41,002$0$0US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗		EDGAR ↗
Oct 2, 2014 D/A
CAIS BALESTRA GLOBAL LTD.
File 021-172341
$65,362$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Joel Isaacson & Co. BrokerCheck CRD 152450 ↗		EDGAR ↗
Sep 24, 2014 D/A
Finisterre Sovereign Debt HedgeFocus Fund Ltd
File 021-175592
$358,662 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 24, 2014 D/A
York Total Return HedgeFocus Fund Ltd
File 021-175597
$31,348 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 24, 2014 D/A
Gavea Global Macro HedgeFocus Fund Ltd
File 021-175599
$183,725 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 24, 2014 D/A
CS Armajaro Commodities Fund Ltd
File 021-175868
$31,301 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 24, 2014 D/A
PWP Tokum Healthcare HedgeFocus Fund Ltd.
File 021-193719
$5,880 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 24, 2014 D/A
Absolute Return Capital HedgeFocus Fund Ltd
File 021-193699
$174,240 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 24, 2014 D/A
OZOSII HedgeFocus Fund Ltd
File 021-193711
$173,686 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 24, 2014 D/A
HG Global Macro 90 HedgeFocus Fund Ltd
File 021-193793
$27,488 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 24, 2014 D
MKP Opportunity HedgeFocus Fund Ltd
File 021-225258
$244,733 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Aug 4, 2014 D/A
Apollo Credit Strategies Fund LP
File 021-155516
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2014 D/A
MAVERICK SEED PARTNERS, L.P.
File 021-163000
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2014 D/A
HedgeForum Pentwater, Ltd.
File 021-198476
$0$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)
EDGAR ↗
Jun 6, 2014 D/A
ILS Property & Casualty Master Fund Ltd.
File 021-179126
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Apr 3, 2014 D/A
AIP STRATEGIC OPPORTUNITIES FUND I LP
File 021-210138
$3,330,300$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Apr 3, 2014 D/A
AIP STRATEGIC OPPORTUNITIES FUND I (CAYMAN) LP
File 021-210139
$560,100$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 27, 2014 D
Emso Saguaro Ltd.
File 021-214371
$43,454 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Mar 27, 2014 D
Kirkoswald Emerging Markets Fund Ltd
File 021-214373
$2,476,277 (est.)$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Mar 27, 2014 D
Kirkoswald Emerging Markets Fund (US) Ltd
File 021-214376
$4,502,167 (est.)$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Feb 6, 2014 D/A
HedgeForum Chilton Global Natural Resources, Ltd.
File 021-93748
$1,203,242$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Feb 6, 2014 D/A
HedgeForum Gavea, Ltd.
File 021-127633
$1,337,293$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Feb 6, 2014 D/A
HedgeForum GoldenTree, Ltd.
File 021-127631
$944,008$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Feb 6, 2014 D/A
HedgeForum WTN, Ltd.
File 021-174908
$8,750$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)
EDGAR ↗
Feb 5, 2014 D/A
HedgeForum CFM, Ltd.
File 021-167274
$0$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Jan 31, 2014 D/A
HedgeForum Caxton, Ltd.
File 021-167256
$9,650$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Jan 31, 2014 D/A
HedgeForum Canyon, Ltd.
File 021-82310
$470,501$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Jan 31, 2014 D/A
HedgeForum Artha Emerging Markets, Ltd.
File 021-110388
$205,775$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Jan 31, 2014 D/A
HedgeForum Brevan Howard, Ltd.
File 021-145390
$1,593,125$0$0Citigroup Global Markerts Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Jan 31, 2014 D/A
HedgeForum BlueCrest, Ltd.
File 021-185641
$4,200$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)
EDGAR ↗
Dec 6, 2013 D/A
ILS Property & Casualty Feeder Fund Ltd.
File 021-188031
$0$0$0n/a BrokerCheck CRD 000 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
Oct 18, 2013 D/A
HedgeForum ACQ, Ltd.
File 021-185640
$0$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)
EDGAR ↗
Oct 11, 2013 D/A
GUGGENHEIM PRIVATE DEBT FUND LTD
File 021-182135
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2013 D/A
MKP Opportunity HedgeFocus Fund Ltd
File 021-193798
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Aug 22, 2013 D/A
Credit Suisse Systematic Trading CTA 2.0 Fund, Ltd.
File 021-183261
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jul 26, 2013 D/A
CAIS Paulson Advantage Plus Ltd.
File 021-163199
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
Jul 26, 2013 D/A
CAIS Paulson International Ltd.
File 021-163185
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
Jul 26, 2013 D/A
CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.
File 021-163180
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
Jul 26, 2013 D/A
CAIS WTN Fund Ltd.
File 021-163171
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
Mar 6, 2013 D
Taconic Sidecar Offshore Fund SPC
File 021-192847
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2013 D/A
HedgeForum Ivory, Ltd.
File 021-167258
$4,500$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Jan 22, 2013 D/A
HedgeForum Beach Point, Ltd.
File 021-167245
$0$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Apr 25, 2012 D
Binnacle Offshore Fund Ltd.
File 021-177222
$0$0$0None listed on this filingEDGAR ↗
Feb 2, 2012 D
VSAP II Feeder, L.P.
File 021-172838
$308,500 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Oct 28, 2011 D/A
HedgeForum Fortress Macro, Ltd.
File 021-124977
$35,125$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Oct 14, 2011 D
HedgeForum Brevan Howard Multi-Strategy, Ltd.
File 021-167254
$0$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 104

Every issuer that named Sam Ellis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AM
Pooled Investment Fund

Apollo Multi Asset Credit Replacement (Offshore), Ltd.

New York, NY · Feb 28, 2014 → Oct 2, 2025 · 12 filings
  • Oct 2, 2025 · D/A · $6,443,590,359 sold of Indefinite · 180 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 2, 2025 · D/A · $6,256,051,387 sold of Indefinite · 178 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 2, 2024 · D/A · $8,550,028,262 sold of Indefinite · 123 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 31, 2023 · D/A · $7,813,766,383 sold of Indefinite · 131 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 31, 2022 · D/A · $6,705,947,374 sold of Indefinite · 99 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2021 · D/A · $5,645,291,204 sold of Indefinite · 110 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2020 · D/A · $3,690,782,173 sold of Indefinite · 103 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2019 · D/A · $3,034,878,726 sold of Indefinite · 89 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 23, 2018 · D/A · $2,048,804,374 sold of Indefinite · 63 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 23, 2017 · D/A · $1,157,837,824 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 23, 2016 · D/A · $54,762,200 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 28, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $8.55B from 181 investors as of the latest filing. Sam is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AO
Pooled Investment Fund · group: Apollo

Apollo Offshore Credit Strategies Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 16, 2021 → Sep 12, 2025 · 3 filings
  • Sep 12, 2025 · D/A · $5,173,169,418 sold of Indefinite · 248 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 19, 2024 · D/A · $4,833,695,835 sold of Indefinite · 242 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2021 · D · $405,490,517 sold of Indefinite · 61 investors · min. No minimum reported · role: Director (Director of Apollo Offshore Credit Strategies Fund Ltd.) EDGAR ↗

Raised $5.69B from 248 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SV
Pooled Investment Fund · group: Sfp

SFP Value Realization Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jun 11, 2020 → Jun 12, 2025 · 6 filings
  • Jun 12, 2025 · D/A · $291,777,440 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 12, 2024 · D/A · $291,777,440 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 12, 2023 · D/A · $266,777,440 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 10, 2022 · D/A · $266,777,440 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 11, 2021 · D/A · $266,777,440 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 11, 2020 · D · $241,777,440 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗

Raised $294.3M from 8 investors as of the latest filing. Sam is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SV
Pooled Investment Fund · group: Sfp

SFP VALUE REALIZATION FUND L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 23, 2017 → Jan 22, 2025 · 9 filings
  • Jan 22, 2025 · D/A · $150,749,613 sold of Indefinite · 58 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 22, 2024 · D/A · $149,940,988 sold of Indefinite · 57 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 20, 2023 · D/A · $149,940,989 sold of Indefinite · 57 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 21, 2022 · D/A · $148,796,998 sold of Indefinite · 56 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 22, 2021 · D/A · $136,598,443 sold of Indefinite · 55 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 23, 2020 · D/A · $137,198,084 sold of Indefinite · 56 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 23, 2019 · D/A · $122,325,933 sold of Indefinite · 52 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 23, 2018 · D/A · $111,172,035 sold of Indefinite · 51 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 23, 2017 · D/A · $107,387,831 sold of Indefinite · 50 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $151.4M from 59 investors as of the latest filing. Sam is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Pooled Investment Fund · group: Apollo

Apollo Total Return Fund Enhanced (Offshore) Ltd.

Purchase, NY · Dec 22, 2015 → Dec 28, 2020 · 6 filings
  • Dec 28, 2020 · D/A · $172,990,263 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 27, 2019 · D/A · $229,950,807 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 28, 2018 · D/A · $228,500,807 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 22, 2017 · D/A · $175,367,357 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 22, 2016 · D/A · $34,599,600 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 22, 2015 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Director EDGAR ↗

Raised $230M from 28 investors as of the latest filing. Sam is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Cais

CAIS SCULPTOR MASTER FUND LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 30, 2015 → Jun 8, 2020 · 6 filings
  • Jun 8, 2020 · D/A · $16,412,585 sold of Indefinite · 78 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 10, 2019 · D/A · $16,412,585 sold of Indefinite · 78 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 12, 2018 · D/A · $16,012,585 sold of Indefinite · 76 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $14,907,586 sold of Indefinite · 66 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2016 · D/A · $13,607,586 sold of Indefinite · 65 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 30, 2015 · D/A · $11,806,452 sold of Indefinite · 61 investors · min. $100,000 · role: Director EDGAR ↗

Raised $16.9M from 81 investors as of the latest filing. Sam is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CT
Pooled Investment Fund · group: Cais

CAIS Third Point Offshore Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Jun 8, 2020 · 9 filings
  • Jun 8, 2020 · D/A · $48,666,400 sold of Indefinite · 189 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 10, 2019 · D/A · $47,820,400 sold of Indefinite · 183 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 12, 2018 · D/A · $45,942,450 sold of Indefinite · 177 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $41,252,451 sold of Indefinite · 157 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 25, 2016 · D/A · $35,131,451 sold of Indefinite · 142 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 30, 2015 · D/A · $30,479,950 sold of Indefinite · 132 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 2, 2014 · D/A · $20,309,975 sold of Indefinite · 100 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2013 · D/A · $12,650,000 sold of Indefinite · 77 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $7,135,000 sold of Indefinite · 41 investors · min. $100,000 · role: Director EDGAR ↗

Raised $50.2M from 199 investors as of the latest filing. Sam is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Pooled Investment Fund · group: Cais

CAIS Millennium Intl. Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Jun 8, 2020 · 9 filings
  • Jun 8, 2020 · D/A · $418,824,355 sold of Indefinite · 1,425 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 10, 2019 · D/A · $368,250,375 sold of Indefinite · 1,257 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 12, 2018 · D/A · $327,486,775 sold of Indefinite · 1,072 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2017 · D/A · $281,951,908 sold of Indefinite · 988 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 25, 2016 · D/A · $271,262,485 sold of Indefinite · 926 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 30, 2015 · D/A · $235,323,702 sold of Indefinite · 864 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 2, 2014 · D/A · $147,783,637 sold of Indefinite · 540 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2013 · D/A · $72,880,545 sold of Indefinite · 331 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $46,144,545 sold of Indefinite · 178 investors · min. $100,000 · role: Director EDGAR ↗

Raised $444.4M from 1,520 investors as of the latest filing. Sam is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CD
Pooled Investment Fund · group: Cais

CAIS DES Oculus Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Jun 8, 2020 · 9 filings
  • Jun 8, 2020 · D/A · $19,155,000 sold of Indefinite · 61 investors · min. $500,000 · role: Director EDGAR ↗
  • Jun 10, 2019 · D/A · $18,155,000 sold of Indefinite · 55 investors · min. $500,000 · role: Director EDGAR ↗
  • Jun 12, 2018 · D/A · $17,905,000 sold of Indefinite · 53 investors · min. $500,000 · role: Director EDGAR ↗
  • Oct 24, 2017 · D/A · $16,140,000 sold of Indefinite · 45 investors · min. $500,000 · role: Director EDGAR ↗
  • Oct 25, 2016 · D/A · $14,965,000 sold of Indefinite · 37 investors · min. $500,000 · role: Director EDGAR ↗
  • Sep 30, 2015 · D/A · $12,665,000 sold of Indefinite · 27 investors · min. $500,000 · role: Director EDGAR ↗
  • Oct 2, 2014 · D/A · $8,450,000 sold of Indefinite · 13 investors · min. $500,000 · role: Director EDGAR ↗
  • Jul 26, 2013 · D/A · $6,550,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $6,550,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $19.2M from 61 investors as of the latest filing. Sam is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SJ
Pooled Investment Fund · group: Sfp

SFP Japan Special Opportunities Fund L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 1, 2017 → Jun 3, 2020 · 4 filings
  • Jun 3, 2020 · D/A · $56,350,645 sold of Indefinite · 34 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 3, 2019 · D/A · $57,834,723 sold of Indefinite · 36 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 1, 2018 · D/A · $57,834,723 sold of Indefinite · 36 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 1, 2017 · D/A · $54,750,000 sold of Indefinite · 36 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $57.8M from 36 investors as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SJ
Pooled Investment Fund · group: Sfp

SFP Japan Special Opportunities Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 1, 2015 → Jun 3, 2020 · 6 filings
  • Jun 3, 2020 · D/A · $58,050,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 3, 2019 · D/A · $150,406,389 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 1, 2018 · D/A · $150,406,389 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 1, 2017 · D/A · $147,344,389 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 1, 2016 · D/A · $147,000,000 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 1, 2015 · D · $42,600,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $150.4M from 26 investors as of the latest filing. Sam is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SL
Pooled Investment Fund · group: Sfp

Sinfonietta L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jul 20, 2017 → Jul 19, 2019 · 3 filings
  • Jul 19, 2019 · D/A · $16,033,525 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 20, 2018 · D/A · $16,033,525 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 20, 2017 · D · $16,033,525 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $16M from 1 investor as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AO
Pooled Investment Fund · group: Apollo

Apollo Offshore Structured Credit Recovery Fund IV Ltd.

Purchase, NY · Oct 2, 2017 → Oct 19, 2018 · 2 filings
  • Oct 19, 2018 · D/A · $2,361,135,625 sold of $2,500,000,000 · 50 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 2, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.36B from 50 investors (94% of the $2.5B target) as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TS
Pooled Investment Fund

Taiga Special Opportunities LP

London, United Kingdom (as filed: X0) · Oct 17, 2018
  • Oct 17, 2018 · D · $100,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Member of Board of Directors of General Partner.) EDGAR ↗

Raised $100K from 1 investor as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CK
Pooled Investment Fund · group: Cais

CAIS Kingdon Offshore Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Jun 12, 2018 · 7 filings
  • Jun 12, 2018 · D/A · $5,305,100 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $5,305,100 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2016 · D/A · $5,305,100 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 30, 2015 · D/A · $5,105,100 sold of Indefinite · 31 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 2, 2014 · D/A · $4,668,600 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2013 · D/A · $2,276,600 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $1,826,600 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗

Raised $5.31M from 33 investors as of the latest filing. Sam is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Pooled Investment Fund · group: Cais

CAIS BlueTrend Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Jun 12, 2018 · 7 filings
  • Jun 12, 2018 · D/A · $35,176,779 sold of Indefinite · 120 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 24, 2017 · D/A · $35,176,779 sold of Indefinite · 120 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 26, 2016 · D/A · $35,176,779 sold of Indefinite · 120 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 30, 2015 · D/A · $34,076,779 sold of Indefinite · 119 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 2, 2014 · D/A · $34,826,778 sold of Indefinite · 116 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2013 · D/A · $29,331,500 sold of Indefinite · 113 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $21,646,500 sold of Indefinite · 81 investors · min. $100,000 · role: Director EDGAR ↗

Raised $35.2M from 120 investors as of the latest filing. Sam is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Cais

CAIS AllBlue Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Jun 12, 2018 · 7 filings
  • Jun 12, 2018 · D/A · $26,637,504 sold of Indefinite · 135 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $26,637,504 sold of Indefinite · 135 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 25, 2016 · D/A · $26,637,504 sold of Indefinite · 135 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 30, 2015 · D/A · $24,815,930 sold of Indefinite · 129 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 2, 2014 · D/A · $25,457,003 sold of Indefinite · 129 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2013 · D/A · $21,427,574 sold of Indefinite · 122 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $17,004,455 sold of Indefinite · 86 investors · min. $100,000 · role: Director EDGAR ↗

Raised $26.6M from 135 investors as of the latest filing. Sam is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TO
Pooled Investment Fund · group: Taconic

Taconic Offshore Fund 1.5 Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 14, 2012 → May 23, 2018 · 9 filings
  • May 23, 2018 · D/A · $759,126,915 sold of Indefinite · 107 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 23, 2017 · D/A · $712,725,793 sold of Indefinite · 102 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 25, 2016 · D/A · $699,633,085 sold of Indefinite · 95 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 27, 2015 · D/A · $699,633,085 sold of Indefinite · 95 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 9, 2015 · D/A · $699,633,085 sold of Indefinite · 95 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2014 · D/A · $687,074,194 sold of Indefinite · 94 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 30, 2013 · D/A · $687,074,194 sold of Indefinite · 94 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 31, 2012 · D/A · $666,553,555 sold of Indefinite · 110 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 14, 2012 · D/A · $666,053,555 sold of Indefinite · 109 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $835.4M from 135 investors as of the latest filing. Sam is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Pooled Investment Fund · group: Riverview

Ashbridge Transformational Secondaries Fund I (Cayman), LP

West Conshohocken, PA · Jan 17, 2017 → Jan 17, 2018 · 2 filings
  • Jan 17, 2018 · D/A · $204,500,500 sold of Indefinite · 22 investors · min. No minimum reported · role: Director (Director of the Issuer's General Partner) EDGAR ↗
  • Jan 17, 2017 · D/A · $151,500,500 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (Director of the Issuer's General Partner) EDGAR ↗

Raised $204.5M from 22 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Pooled Investment Fund · group: Riverview

Ashbridge Transformational Secondaries Fund I, LP

West Conshohocken, PA · Jan 17, 2017 → Jan 17, 2018 · 2 filings
  • Jan 17, 2018 · D/A · $163,827,500 sold of Indefinite · 39 investors · min. No minimum reported · role: Director (Director of the Issuer's General Partner) EDGAR ↗
  • Jan 17, 2017 · D/A · $130,827,500 sold of Indefinite · 35 investors · min. No minimum reported · role: Director (Director of the Issuer's General Partner) EDGAR ↗

Raised $163.8M from 39 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TS
Pooled Investment Fund · group: Taconic

Taconic Sidecar Offshore Fund SPC Segregated Portfolio III

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 16, 2016 → Dec 18, 2017 · 2 filings
  • Dec 18, 2017 · D/A · $27,700,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 16, 2016 · D · $24,700,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗

Raised $27.7M from 8 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TO
Pooled Investment Fund · group: Taconic

TACONIC OPPORTUNITY OFFSHORE FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2012 → Dec 11, 2017 · 10 filings
  • Dec 11, 2017 · D/A · $3,664,634,604 sold of Indefinite · 470 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 8, 2017 · D/A · $3,661,884,604 sold of Indefinite · 470 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 8, 2016 · D/A · $3,552,526,257 sold of Indefinite · 452 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 8, 2015 · D/A · $3,455,400,152 sold of Indefinite · 442 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 27, 2015 · D/A · $3,444,515,152 sold of Indefinite · 438 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 9, 2015 · D/A · $3,433,616,938 sold of Indefinite · 436 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2014 · D/A · $3,249,257,958 sold of Indefinite · 403 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 30, 2013 · D/A · $2,908,455,682 sold of Indefinite · 351 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 31, 2012 · D/A · $2,992,691,233 sold of Indefinite · 378 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $2,957,851,924 sold of Indefinite · 374 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $4.52B from 610 investors as of the latest filing. Sam is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: Riverview

Riverview Global Macro Fund (Cayman) L.P.

West Conshohocken, PA · Oct 9, 2013 → Oct 6, 2017 · 5 filings
  • Oct 6, 2017 · D/A · $488,000,890 sold of Indefinite · 246 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Oct 7, 2016 · D/A · $293,984,161 sold of Indefinite · 239 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Oct 9, 2015 · D/A · $285,029,158 sold of Indefinite · 219 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Oct 9, 2014 · D/A · $219,276,795 sold of Indefinite · 212 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Oct 9, 2013 · D/A · $200,233,432 sold of Indefinite · 188 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗

Raised $678.2M from 265 investors as of the latest filing. Sam is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: Riverview

Riverview Global Macro Fund LP

West Conshohocken, PA · Oct 9, 2013 → Oct 6, 2017 · 6 filings
  • Oct 6, 2017 · D/A · $337,059,189 sold of Indefinite · 455 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Oct 7, 2016 · D/A · $334,234,964 sold of Indefinite · 449 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Oct 9, 2015 · D/A · $329,958,522 sold of Indefinite · 440 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Oct 9, 2014 · D/A · $323,350,232 sold of Indefinite · 440 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Oct 9, 2014 · D/A · $323,350,232 sold of Indefinite · 440 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Oct 9, 2013 · D/A · $306,708,906 sold of Indefinite · 403 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗

Raised $439.3M from 489 investors as of the latest filing. Sam is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Archview

ARCHVIEW MASTER FUND LTD

Stamford, CT · Jul 12, 2012 → Jul 13, 2017 · 6 filings
  • Jul 13, 2017 · D/A · $129,638,671 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2016 · D/A · $129,638,671 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2015 · D/A · $128,638,671 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2014 · D/A · $128,638,671 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2013 · D/A · $128,638,671 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2012 · D/A · $133,597,184 sold of Indefinite · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $133.6M from 10 investors as of the latest filing. Sam is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AO
Pooled Investment Fund · group: Archview

ARCHVIEW OFFSHORE FUND LTD.

Stamford, CT · Jul 12, 2012 → Jul 13, 2017 · 6 filings
  • Jul 13, 2017 · D/A · $313,996,947 sold of Indefinite · 60 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2016 · D/A · $311,153,520 sold of Indefinite · 59 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2015 · D/A · $307,828,520 sold of Indefinite · 53 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2014 · D/A · $297,453,520 sold of Indefinite · 47 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2013 · D/A · $224,748,960 sold of Indefinite · 38 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2012 · D/A · $214,986,893 sold of Indefinite · 61 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $314M from 61 investors as of the latest filing. Sam is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Babson

Babson Capital Floating Rate Income Offshore Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 19, 2012 → Jun 16, 2017 · 6 filings
  • Jun 16, 2017 · D/A · $819,070,038 sold of Indefinite · 37 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 17, 2016 · D/A · $706,047,085 sold of Indefinite · 36 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 17, 2015 · D/A · $596,128,400 sold of Indefinite · 35 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 17, 2014 · D/A · $419,473,554 sold of Indefinite · 32 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 17, 2013 · D/A · $189,063,986 sold of Indefinite · 14 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 19, 2012 · D · $3,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $903.6M from 41 investors as of the latest filing. Sam is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund · group: Riverview

Riverview Select Mortgage Fund (Cayman) LP

West Conshohocken, PA · Feb 20, 2013 → Jun 9, 2017 · 6 filings
  • Jun 9, 2017 · D/A · $26,048,685 sold of Indefinite · 89 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 10, 2016 · D/A · $26,048,685 sold of Indefinite · 88 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 12, 2015 · D/A · $25,948,685 sold of Indefinite · 87 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 12, 2014 · D/A · $12,777,685 sold of Indefinite · 33 investors · min. $100,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 13, 2013 · D/A · $4,440,000 sold of Indefinite · 9 investors · min. $100,000 · role: Director (Director of the General Partner.) EDGAR ↗
  • Feb 20, 2013 · D · $4,440,000 sold of Indefinite · 9 investors · min. $100,000 · role: Director (Director of the GP) EDGAR ↗

Raised $26M from 89 investors as of the latest filing. Sam is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund · group: Riverview

Riverview Select Mortgage Fund LP

West Conshohocken, PA · Mar 7, 2012 → Jun 9, 2017 · 8 filings
  • Jun 9, 2017 · D/A · $90,655,340 sold of Indefinite · 156 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Jun 10, 2016 · D/A · $90,055,340 sold of Indefinite · 154 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Jun 12, 2015 · D/A · $85,701,300 sold of Indefinite · 145 investors · min. $100,000 · role: Director (Director of General Partner) EDGAR ↗
  • Jun 12, 2014 · D/A · $58,195,835 sold of Indefinite · 106 investors · min. $250,000 · role: Director (Director of General Partner) EDGAR ↗
  • Jun 13, 2013 · D/A · $25,205,000 sold of Indefinite · 3 investors · min. $250,000 · role: Director (Director of Mortgage Opportunity GP Ltd.) EDGAR ↗
  • Jun 12, 2012 · D/A · $25,205,000 sold of Indefinite · 3 investors · min. $250,000 · role: Director (Director of Mortgage Opportunity GP Ltd.) EDGAR ↗
  • Mar 21, 2012 · D/A · $25,205,000 sold of Indefinite · 3 investors · min. $250,000 · role: Director (Director of Mortgage Opportunity GP Ltd.) EDGAR ↗
  • Mar 7, 2012 · D · $25,205,000 sold of Indefinite · 3 investors · min. $250,000 · role: Director (Director of Mortgage Opportunity GP Ltd.) EDGAR ↗

Raised $90.7M from 156 investors as of the latest filing. Sam is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Archview

Archview ERISA Fund Ltd.

Stamford, CT · May 15, 2015 → May 25, 2017 · 3 filings
  • May 25, 2017 · D/A · $65,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • May 26, 2016 · D/A · $65,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • May 15, 2015 · D · $65,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $65M from 1 investor as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Archview

Archview ERISA Master Fund Ltd.

Stamford, CT · May 15, 2015 → May 25, 2017 · 3 filings
  • May 25, 2017 · D/A · $100,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • May 26, 2016 · D/A · $100,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • May 15, 2015 · D · $100,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $100K from 1 investor as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TS
Pooled Investment Fund · group: Taconic

Taconic Sidecar Offshore Fund SPC Segregated Portfolio II

Grand Cayman, Cayman Islands (as filed: E9) · Mar 22, 2016 → Mar 22, 2017 · 2 filings
  • Mar 22, 2017 · D/A · $36,500,000 sold of Indefinite · 3 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Mar 22, 2016 · D · $36,500,000 sold of Indefinite · 3 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $36.5M from 3 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CT
Pooled Investment Fund · group: Cifc

CIFC Tactical Income Fund (Cayman) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 16, 2013 → Dec 16, 2016 · 4 filings
  • Dec 16, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 16, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 16, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 16, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Apollo

Apollo Credit Short Opportunities Fund (Offshore) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 29, 2014 → Sep 22, 2016 · 3 filings
  • Sep 22, 2016 · D/A · $51,027,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 22, 2015 · D/A · $35,500,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 29, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $51M from 8 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund · group: Riverview

RIVERVIEW STRATEGIC OPPORTUNITIES FUND II LP

West Conshohocken, PA · Dec 31, 2015 → Sep 2, 2016 · 5 filings
  • Sep 2, 2016 · D/A · $514,439,965 sold of $514,439,965 · 562 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • Jun 23, 2016 · D/A · $465,744,965 sold of Indefinite · 557 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • May 13, 2016 · D/A · $397,214,965 sold of Indefinite · 455 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • Mar 11, 2016 · D/A · $322,965,000 sold of Indefinite · 399 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • Dec 31, 2015 · D · $224,465,000 sold of Indefinite · 305 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗

Raised $514.4M from 562 investors (100% of the $514.4M target) as of the latest filing. Sam is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund · group: Riverview

RIVERVIEW STRATEGIC OPPORTUNITIES FUND II (CAYMAN) LP

West Conshohocken, PA · Dec 31, 2015 → Sep 2, 2016 · 5 filings
  • Sep 2, 2016 · D/A · $93,099,965 sold of $93,099,965 · 127 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • Jun 23, 2016 · D/A · $84,044,965 sold of Indefinite · 127 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • May 13, 2016 · D/A · $73,144,965 sold of Indefinite · 98 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • Mar 11, 2016 · D/A · $55,100,000 sold of Indefinite · 83 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • Dec 31, 2015 · D · $18,050,000 sold of Indefinite · 59 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗

Raised $93.1M from 127 investors (100% of the $93.1M target) as of the latest filing. Sam is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GP
Pooled Investment Fund · group: Guggenheim

Guggenheim Private Debt Fund 2.0, Ltd.

New York, NY · Feb 5, 2016 → Aug 22, 2016 · 2 filings
  • Aug 22, 2016 · D/A · $238,000,000 sold of $2,000,000,000 · 10 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 5, 2016 · D · $10,000,000 sold of $2,000,000,000 · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $386.5M from 14 investors (19% of the $2B target) as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Ils

Credit Suisse Systematic Trading Volatility Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 27, 2012 → Aug 19, 2016 · 5 filings
  • Aug 19, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 21, 2015 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 22, 2014 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 22, 2013 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 27, 2012 · D · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $10M from 1 investor as of the latest filing. Sam is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
Pooled Investment Fund · group: Sterling Ridge

Sterling Ridge Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 9, 2014 → Jan 11, 2016 · 3 filings
  • Jan 11, 2016 · D/A · $205,891,223 sold of Indefinite · 30 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 9, 2015 · D/A · $190,089,477 sold of Indefinite · 27 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 9, 2014 · D · $29,999,716 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $205.9M from 30 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Lubert Adler

CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.

Miami, FL · Oct 7, 2014 → Oct 7, 2015 · 2 filings
  • Oct 7, 2015 · D/A · $46,730,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 7, 2014 · D · $43,790,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.32B from 56 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AO
Pooled Investment Fund · group: Apollo

Apollo Offshore Structured Credit Recovery Fund III Ltd.

Purchase, NY · Mar 10, 2014 → Sep 15, 2015 · 4 filings
  • Sep 15, 2015 · D/A · $1,001,600,000 sold of $1,001,600,000 · 32 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 15, 2015 · D/A · $704,550,000 sold of $750,000,000 · 13 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Nov 20, 2014 · D/A · $199,900,000 sold of $600,000,000 · 6 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 10, 2014 · D · $0 sold of $250,000,000 · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $1B from 32 investors (100% of the $1B target) as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BO
Pooled Investment Fund · group: Credit Suisse

BlackGold Opportunity HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jul 25, 2013 → Jul 2, 2015 · 3 filings
  • Jul 2, 2015 · D/A · $78,706,188 sold of Indefinite · 175 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 25, 2014 · D/A · $29,207,188 sold of Indefinite · 96 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 25, 2013 · D · $2,700,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗

Raised $78.7M from 175 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

YM
Pooled Investment Fund · group: Credit Suisse

York Multi-Strategy HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jul 2, 2014 → Jul 2, 2015 · 2 filings
  • Jul 2, 2015 · D/A · $21,683,300 sold of Indefinite · 53 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 2, 2014 · D · $1,350,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $22.7M from 56 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund · group: Credit Suisse

SPF HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Aug 5, 2014 → Jul 2, 2015 · 2 filings
  • Jul 2, 2015 · D/A · $41,185,000 sold of Indefinite · 53 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 5, 2014 · D · $16,230,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗

Raised $59.1M from 72 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TP
Pooled Investment Fund · group: Credit Suisse

Tide Point HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jul 2, 2014 → Jul 2, 2015 · 2 filings
  • Jul 2, 2015 · D/A · $15,493,506 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 2, 2014 · D · $395,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $17M from 44 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund · group: Credit Suisse

Susa HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jun 30, 2015
  • Jun 30, 2015 · D · $438,500 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.54M from 5 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DH
Pooled Investment Fund · group: Credit Suisse

Doonbeg HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jun 21, 2013 → Jun 22, 2015 · 3 filings
  • Jun 22, 2015 · D/A · $26,181,000 sold of Indefinite · 59 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 23, 2014 · D/A · $22,158,000 sold of Indefinite · 48 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 21, 2013 · D · $650,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $26.4M from 60 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MI
Pooled Investment Fund · group: Credit Suisse

Millennium International HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jun 21, 2013 → Jun 22, 2015 · 3 filings
  • Jun 22, 2015 · D/A · $554,595,055 sold of Indefinite · 399 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 23, 2014 · D/A · $295,306,554 sold of Indefinite · 219 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 21, 2013 · D · $3,369,500 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.02B from 1,202 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

YC
Pooled Investment Fund · group: Credit Suisse

York Credit Opportunities HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jun 21, 2013 → Jun 22, 2015 · 3 filings
  • Jun 22, 2015 · D/A · $149,271,280 sold of Indefinite · 48 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 23, 2014 · D/A · $140,110,779 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 21, 2013 · D · $1,657,640 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $149.3M from 48 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Ils

SPF Securitized Products Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 15, 2012 → Jun 12, 2015 · 4 filings
  • Jun 12, 2015 · D/A · $1,387,603,664 sold of Indefinite · 80 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 13, 2014 · D/A · $1,182,039,264 sold of Indefinite · 71 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 14, 2013 · D/A · $990,485,584 sold of Indefinite · 53 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 15, 2012 · D · $318,188,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.53B from 95 investors as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Ils

SPF Securitized Products Master Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 15, 2012 → Jun 12, 2015 · 4 filings
  • Jun 12, 2015 · D/A · $2,566,843,650 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 13, 2014 · D/A · $2,094,874,483 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 14, 2013 · D/A · $1,806,958,023 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 15, 2012 · D/A · $575,474,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.77B from 2 investors as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Ils

SPF Securitized Products Intermediate Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 15, 2012 → Jun 12, 2015 · 4 filings
  • Jun 12, 2015 · D/A · $1,387,603,664 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 13, 2014 · D/A · $1,182,039,264 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 14, 2013 · D/A · $990,485,584 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 15, 2012 · D · $318,188,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.53B from 1 investor as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AO
Pooled Investment Fund · group: Apollo

Apollo Offshore Energy Opportunity Fund Ltd.

Purchase, NY · Mar 23, 2015 → May 8, 2015 · 2 filings
  • May 8, 2015 · D/A · $736,889,000 sold of $736,889,000 · 63 investors · min. $1 · role: Director EDGAR ↗
  • Mar 23, 2015 · D · $0 sold of $500,000,000 · 0 investors · min. $1 · role: Director (Authorized Signatory) EDGAR ↗

Raised $736.9M from 63 investors (100% of the $736.9M target) as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Cifc

CIFC CLO Warehouse Fund 2014-I Feeder Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 23, 2015
  • Mar 23, 2015 · D · $10,900,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.9M from 1 investor as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Pooled Investment Fund · group: Credit Suisse

Canyon Balanced HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 11, 2015
  • Feb 11, 2015 · D · $350,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $20.1M from 43 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
Pooled Investment Fund

HedgeForum Glenview, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 14, 2014 → Oct 21, 2014 · 2 filings
  • Oct 21, 2014 · D/A · $44,012,500 sold of Indefinite · 103 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jul 14, 2014 · D · $6,112,500 sold of Indefinite · 19 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $132.2M from 251 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HE
Pooled Investment Fund

HedgeForum Eminence, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 16, 2012 → Oct 21, 2014 · 3 filings
  • Oct 21, 2014 · D/A · $17,819,668 sold of Indefinite · 35 investors · min. $100,000 · role: Director (Non Executive Diretor) EDGAR ↗
  • Oct 18, 2013 · D/A · $1,225,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director (Non Executive Diretor) EDGAR ↗
  • Oct 16, 2012 · D · $600,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Non Executive Diretor) EDGAR ↗

Raised $22M from 45 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
Pooled Investment Fund

HedgeForum Metacapital, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 21, 2013 → Oct 21, 2014 · 2 filings
  • Oct 21, 2014 · D/A · $163,360,812 sold of Indefinite · 386 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 21, 2013 · D · $450,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $179M from 421 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CJ
Pooled Investment Fund · group: Cais

CAIS JAT Capital Offshore Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Oct 9, 2014 · 3 filings
  • Oct 9, 2014 · D/A · $11,040,000 sold of Indefinite · 30 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2013 · D/A · $10,315,000 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $10,315,000 sold of Indefinite · 25 investors · min. $100,000 · role: Director EDGAR ↗

Raised $11M from 33 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Pooled Investment Fund · group: Cais

CAIS Highbridge Capital Institutional Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Oct 9, 2014 · 3 filings
  • Oct 9, 2014 · D/A · $2,326,600 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2013 · D/A · $2,326,600 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $2,126,600 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.33M from 23 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Pooled Investment Fund · group: Cais

CAIS BALESTRA GLOBAL LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 31, 2012 → Oct 2, 2014 · 3 filings
  • Oct 2, 2014 · D/A · $14,601,993 sold of Indefinite · 71 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 31, 2013 · D/A · $13,364,593 sold of Indefinite · 62 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 31, 2012 · D/A · $6,730,000 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗

Raised $14.6M from 71 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Pooled Investment Fund · group: Credit Suisse

PWP Tokum Healthcare HedgeFocus Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 21, 2013 → Sep 24, 2014 · 3 filings
  • Sep 24, 2014 · D/A · $2,480,940 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $2,104,940 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 21, 2013 · D · $904,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.48M from 10 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OH
Pooled Investment Fund · group: Credit Suisse

OZOSII HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 21, 2013 → Sep 24, 2014 · 3 filings
  • Sep 24, 2014 · D/A · $26,663,282 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $6,232,366 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 21, 2013 · D · $3,310,200 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗

Raised $38.8M from 71 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MO
Pooled Investment Fund · group: Credit Suisse

MKP Opportunity HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 22, 2013 → Sep 24, 2014 · 3 filings
  • Sep 24, 2014 · D · $79,610,746 sold of Indefinite · 61 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $6,705,000 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 22, 2013 · D · $2,955,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $86.9M from 72 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
Pooled Investment Fund · group: Credit Suisse

HG Global Macro 90 HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 22, 2013 → Sep 24, 2014 · 3 filings
  • Sep 24, 2014 · D/A · $6,800,250 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $4,450,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 22, 2013 · D · $2,300,000 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗

Raised $6.8M from 15 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

YT
Pooled Investment Fund · group: Credit Suisse

York Total Return HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 26, 2012 → Sep 24, 2014 · 4 filings
  • Sep 24, 2014 · D/A · $5,998,907 sold of Indefinite · 14 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $13,112,241 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 22, 2013 · D/A · $12,195,575 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2012 · D · $7,000,000 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗

Raised $17.2M from 38 investors as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GG
Pooled Investment Fund · group: Credit Suisse

Gavea Global Macro HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 26, 2012 → Sep 24, 2014 · 4 filings
  • Sep 24, 2014 · D/A · $27,486,788 sold of Indefinite · 65 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $20,628,372 sold of Indefinite · 54 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 22, 2013 · D/A · $18,179,706 sold of Indefinite · 44 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2012 · D · $1,590,000 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $28.7M from 66 investors as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Pooled Investment Fund · group: Credit Suisse

Absolute Return Capital HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 21, 2013 → Sep 24, 2014 · 3 filings
  • Sep 24, 2014 · D/A · $30,950,187 sold of Indefinite · 65 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $23,233,521 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 21, 2013 · D · $18,971,855 sold of Indefinite · 45 investors · min. $100,000 · role: Director EDGAR ↗

Raised $31M from 65 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Credit Suisse

CS Armajaro Commodities Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 29, 2012 → Sep 24, 2014 · 4 filings
  • Sep 24, 2014 · D/A · $15,155,000 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $9,797,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 22, 2013 · D/A · $9,327,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 29, 2012 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $15.2M from 19 investors as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FS
Pooled Investment Fund · group: Credit Suisse

Finisterre Sovereign Debt HedgeFocus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 26, 2012 → Sep 24, 2014 · 4 filings
  • Sep 24, 2014 · D/A · $28,424,915 sold of Indefinite · 59 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 16, 2013 · D/A · $16,630,245 sold of Indefinite · 36 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 22, 2013 · D/A · $13,093,575 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 26, 2012 · D · $550,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $28.4M from 63 investors as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Apollo

Apollo Credit Strategies Fund LP

New York, NY · Aug 4, 2014
  • Aug 4, 2014 · D/A · $370,000,000 sold of Indefinite · 43 investors · min. No minimum reported · role: Director (Director of Apollo Offshore Credit Strategies Fund Ltd.) EDGAR ↗

Raised $1.7B from 70 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Maverick

MAVERICK SEED PARTNERS, L.P.

Dallas, TX · Jul 14, 2014
  • Jul 14, 2014 · D/A · $47,151,294 sold of Indefinite · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $129.3M from 19 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HP
Pooled Investment Fund · group: Citi

HedgeForum Pentwater, Ltd.

New York, NY · Jun 24, 2013 → Jul 1, 2014 · 2 filings
  • Jul 1, 2014 · D/A · $2,799,241 sold of Indefinite · 12 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jun 24, 2013 · D · $100,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $136.8M from 291 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IP
Pooled Investment Fund · group: Ils

ILS Property & Casualty Master Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 1, 2012 → Jun 6, 2014 · 4 filings
  • Jun 6, 2014 · D/A · $2,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 6, 2013 · D/A · $2,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 6, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 1, 2012 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2M from 1 investor as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Aip

AIP STRATEGIC OPPORTUNITIES FUND I (CAYMAN) LP

West Conshohocken, PA · Jan 15, 2014 → Apr 3, 2014 · 3 filings
  • Apr 3, 2014 · D/A · $76,010,000 sold of Indefinite · 100 investors · min. $100,000 · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • Mar 12, 2014 · D/A · $55,760,000 sold of Indefinite · 96 investors · min. $100,000 · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • Jan 15, 2014 · D · $44,625,000 sold of Indefinite · 72 investors · min. $100,000 · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗

Raised $76M from 100 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Aip

AIP STRATEGIC OPPORTUNITIES FUND I LP

West Conshohocken, PA · Jan 15, 2014 → Apr 3, 2014 · 3 filings
  • Apr 3, 2014 · D/A · $425,550,000 sold of Indefinite · 481 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • Mar 12, 2014 · D/A · $399,550,000 sold of Indefinite · 476 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗
  • Jan 15, 2014 · D · $332,860,000 sold of Indefinite · 99 investors · min. No minimum reported · role: Director (DIRECTOR OF THE GENERAL PARTNER) EDGAR ↗

Raised $425.6M from 481 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KE
Pooled Investment Fund · group: Lyxor

Kirkoswald Emerging Markets Fund (US) Ltd

London, United Kingdom (as filed: X0) · Mar 27, 2014
  • Mar 27, 2014 · D · $435,752,847 sold of Indefinite · 423 investors · min. $50,000 · role: Director EDGAR ↗

Raised $446M from 440 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KE
Pooled Investment Fund · group: Lyxor

Kirkoswald Emerging Markets Fund Ltd

London, United Kingdom (as filed: X0) · Mar 27, 2014
  • Mar 27, 2014 · D · $1,519,769,617 sold of Indefinite · 259 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.53B from 266 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: Lyxor

Emso Saguaro Ltd.

London, United Kingdom (as filed: X0) · Mar 27, 2014
  • Mar 27, 2014 · D · $563,315,902 sold of Indefinite · 41 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.46B from 110 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Pooled Investment Fund · group: Citi

HedgeForum Chilton Global Natural Resources, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 28, 2011 → Feb 6, 2014 · 3 filings
  • Feb 6, 2014 · D/A · $121,053,660 sold of Indefinite · 349 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jan 22, 2013 · D/A · $121,053,659 sold of Indefinite · 349 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 28, 2011 · D/A · $120,969,894 sold of Indefinite · 348 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $121.1M from 349 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
Pooled Investment Fund

HedgeForum Gavea, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 28, 2011 → Feb 6, 2014 · 3 filings
  • Feb 6, 2014 · D/A · $119,391,941 sold of Indefinite · 314 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jan 22, 2013 · D/A · $118,601,940 sold of Indefinite · 302 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 28, 2011 · D/A · $117,496,941 sold of Indefinite · 305 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $119.8M from 315 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
Pooled Investment Fund · group: Citi

HedgeForum GoldenTree, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 28, 2011 → Feb 6, 2014 · 4 filings
  • Feb 6, 2014 · D/A · $160,838,515 sold of Indefinite · 345 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jun 24, 2013 · D/A · $160,563,515 sold of Indefinite · 345 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jan 29, 2013 · D/A · $159,938,514 sold of Indefinite · 345 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 28, 2011 · D/A · $157,453,515 sold of Indefinite · 341 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $162.4M from 350 investors as of the latest filing. Sam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HW
Pooled Investment Fund

HedgeForum WTN, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 14, 2012 → Feb 6, 2014 · 3 filings
  • Feb 6, 2014 · D/A · $1,425,000 sold of Indefinite · 11 investors · min. $100,000 · role: Director (Non Executive Diretor) EDGAR ↗
  • Jun 24, 2013 · D/A · $1,250,000 sold of Indefinite · 10 investors · min. $100,000 · role: Director (Non Executive Diretor) EDGAR ↗
  • Mar 14, 2012 · D · $400,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Non Executive Diretor) EDGAR ↗

Raised $178M from 338 investors as of the latest filing. Sam is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Pooled Investment Fund

HedgeForum CFM, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 14, 2011 → Feb 5, 2014 · 3 filings
  • Feb 5, 2014 · D/A · $1,211,009 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jan 22, 2013 · D/A · $737,535 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 14, 2011 · D · $100,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $57.4M from 91 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Pooled Investment Fund · group: Citi

HedgeForum Caxton, Ltd.

New York, NY · Oct 14, 2011 → Jan 31, 2014 · 5 filings
  • Jan 31, 2014 · D/A · $2,555,000 sold of Indefinite · 13 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jun 24, 2013 · D/A · $2,270,000 sold of Indefinite · 10 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Apr 16, 2012 · D/A · $1,470,000 sold of Indefinite · 9 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jan 26, 2012 · D/A · $1,270,000 sold of Indefinite · 7 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 14, 2011 · D · $895,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $140.3M from 366 investors as of the latest filing. Sam is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund

HedgeForum Brevan Howard, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 28, 2011 → Jan 31, 2014 · 3 filings
  • Jan 31, 2014 · D/A · $130,869,628 sold of Indefinite · 324 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jan 22, 2013 · D/A · $130,869,628 sold of Indefinite · 324 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 28, 2011 · D/A · $130,361,361 sold of Indefinite · 307 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $131.1M from 325 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HA
Pooled Investment Fund · group: Citi

HedgeForum Artha Emerging Markets, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 28, 2011 → Jan 31, 2014 · 3 filings
  • Jan 31, 2014 · D/A · $52,712,606 sold of Indefinite · 77 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jan 7, 2013 · D/A · $51,212,606 sold of Indefinite · 75 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 28, 2011 · D/A · $49,872,606 sold of Indefinite · 74 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $52.7M from 77 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund

HedgeForum BlueCrest, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 16, 2012 → Jan 31, 2014 · 3 filings
  • Jan 31, 2014 · D/A · $1,970,677 sold of Indefinite · 10 investors · min. $100,000 · role: Director (Non Executive Diretor) EDGAR ↗
  • Jun 24, 2013 · D/A · $2,660,000 sold of Indefinite · 9 investors · min. $100,000 · role: Director (Non Executive Diretor) EDGAR ↗
  • Oct 16, 2012 · D · $1,150,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Non Executive Diretor) EDGAR ↗

Raised $64.1M from 126 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Pooled Investment Fund · group: Citi

HedgeForum Canyon, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 28, 2011 → Jan 31, 2014 · 3 filings
  • Jan 31, 2014 · D/A · $82,611,605 sold of Indefinite · 234 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Jan 22, 2013 · D/A · $76,033,605 sold of Indefinite · 229 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 28, 2011 · D/A · $70,673,605 sold of Indefinite · 222 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $89.3M from 244 investors as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IP
Pooled Investment Fund · group: Ils

ILS Property & Casualty Feeder Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 7, 2012 → Dec 6, 2013 · 2 filings
  • Dec 6, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 7, 2012 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HA
Pooled Investment Fund

HedgeForum ACQ, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 16, 2012 → Oct 18, 2013 · 2 filings
  • Oct 18, 2013 · D/A · $450,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 16, 2012 · D · $450,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $450K from 1 investor as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GP
Pooled Investment Fund · group: Guggenheim

GUGGENHEIM PRIVATE DEBT FUND LTD

New York, NY · Aug 2, 2012 → Oct 11, 2013 · 3 filings
  • Oct 11, 2013 · D/A · $100,000,000 sold of $1,400,000,000 · 3 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 9, 2013 · D/A · $100,000,000 sold of $1,400,000,000 · 3 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Aug 2, 2012 · D · $50,000,000 sold of $448,000,000 · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $100M from 3 investors (7% of the $1.4B target) as of the latest filing. Sam is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Ils

Credit Suisse Systematic Trading CTA 2.0 Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 27, 2012 → Aug 22, 2013 · 2 filings
  • Aug 22, 2013 · D/A · $9,496,980 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 27, 2012 · D · $9,496,980 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $9.5M from 1 investor as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CW
Pooled Investment Fund · group: Cais

CAIS WTN Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Jul 26, 2013 · 2 filings
  • Jul 26, 2013 · D/A · $5,654,855 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $5,354,855 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗

Raised $5.65M from 20 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CP
Pooled Investment Fund · group: Cais

CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Jul 26, 2013 · 2 filings
  • Jul 26, 2013 · D/A · $3,251,600 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $32,516,000 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗

Raised $32.5M from 22 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CP
Pooled Investment Fund · group: Cais

CAIS Paulson International Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Jul 26, 2013 · 2 filings
  • Jul 26, 2013 · D/A · $1,720,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $1,620,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.72M from 3 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CP
Pooled Investment Fund · group: Cais

CAIS Paulson Advantage Plus Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 26, 2012 → Jul 26, 2013 · 2 filings
  • Jul 26, 2013 · D/A · $3,600,100 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 26, 2012 · D/A · $3,600,100 sold of Indefinite · 24 investors · min. $100,000 · role: Director EDGAR ↗

Raised $3.6M from 26 investors as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TS
Pooled Investment Fund · group: Taconic

Taconic Sidecar Offshore Fund SPC

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2013
  • Mar 6, 2013 · D · $10,300,000 sold of Indefinite · 2 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $10.3M from 2 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HI
Pooled Investment Fund

HedgeForum Ivory, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 14, 2011 → Jan 30, 2013 · 2 filings
  • Jan 30, 2013 · D/A · $475,000 sold of $475,000 · 3 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 14, 2011 · D · $475,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $475K from 3 investors (100% of the $475K target) as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HB
Pooled Investment Fund

HedgeForum Beach Point, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 14, 2011 → Jan 22, 2013 · 2 filings
  • Jan 22, 2013 · D/A · $100,000 sold of $100,000 · 1 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗
  • Oct 14, 2011 · D · $100,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $100K from 1 investor (100% of the $100K target) as of the latest filing. Sam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BO
Pooled Investment Fund · group: Binnacle

Binnacle Offshore Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 25, 2012
  • Apr 25, 2012 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

VF
Pooled Investment Fund

VSAP II Feeder, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 2, 2012
  • Feb 2, 2012 · D · $30,850,000 sold of Indefinite · 40 investors · min. No minimum reported · role: Director (Mr. Ellis is a Director of VSAP II Feeder GP, Ltd., the general partner of the issuer.) EDGAR ↗

Raised $30.9M from 40 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HF
Pooled Investment Fund · group: Citi

HedgeForum Fortress Macro, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 28, 2011
  • Oct 28, 2011 · D/A · $10,134,089 sold of Indefinite · 23 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $10.1M from 23 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HB
Pooled Investment Fund

HedgeForum Brevan Howard Multi-Strategy, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 14, 2011
  • Oct 14, 2011 · D · $225,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Non Executive Director) EDGAR ↗

Raised $225K from 2 investors as of the latest filing. Sam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Sam Ellis — TX, 1 issuer, Mar 11, 2022 → Mar 11, 2022 · no shared issuer

People around Sam 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CI
Management entity

Capital Integration Systems LLC

Promoter · 71 shared filings (14 issuers) · also on 134 other issuers

Capital Integration Systems LLC is on 148 issuers in total — a repeat sponsor. Their page lists every one.

CP
Management entity

Citi Private Advisory, LLC

Promoter · 47 shared filings (18 issuers) · also on 74 other issuers

Citi Private Advisory, LLC is on 92 issuers in total — a repeat sponsor. Their page lists every one.

CS
Management entity

Credit Suisse Securities (USA) LLC

Promoter · 47 shared filings (18 issuers) · also on 22 other issuers

Credit Suisse Securities (USA) LLC is on 40 issuers in total — a repeat sponsor. Their page lists every one.

CS
Management entity

Credit Suisse Asset Management, LLC

Executive Officer, Promoter · 25 shared filings (7 issuers) · also on 11 other issuers

Credit Suisse Asset Management, LLC is on 18 issuers in total — a repeat sponsor. Their page lists every one.

TC
Management entity

Taconic Capital Advisors L.P.

Executive Officer, Promoter · 24 shared filings (5 issuers) · also on 34 other issuers

Taconic Capital Advisors L.P. is on 39 issuers in total — a repeat sponsor. Their page lists every one.

GM
Management entity

Global Macro GP Ltd.

Executive Officer · 11 shared filings (2 issuers)

Listed on the same filings as Sam Ellis. Their page shows their other deals.

SG
Management entity

SOF II GP LTD.

Executive Officer · 10 shared filings (2 issuers)

Listed on the same filings as Sam Ellis. Their page shows their other deals.

TC
Management entity

Taconic Capital Advisors UK LLP

Executive Officer · 9 shared filings (4 issuers) · also on 15 other issuers

Taconic Capital Advisors UK LLP is on 19 issuers in total — a repeat sponsor. Their page lists every one.

MO
Management entity

Mortgage Opportunity GP Ltd.

Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as Sam Ellis. Their page shows their other deals.

CA
Management entity

Citigroup Alternative Investments, LLC

Promoter · 7 shared filings (7 issuers) · also on 43 other issuers

Citigroup Alternative Investments, LLC is on 50 issuers in total — a repeat sponsor. Their page lists every one.

MC
Management entity

Maples Corporate Services Limited

Promoter · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Sam Ellis. Their page shows their other deals.

SI
Management entity

SOF I GP LTD.

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Sam Ellis. Their page shows their other deals.

BC
Management entity

Babson Capital Management, LLC

Promoter · 5 shared filings (1 issuer) · also on 4 other issuers

Babson Capital Management, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GP
Management entity

Guggenheim Partners Investment Management, LLC

Promoter · 5 shared filings (2 issuers) · also on 30 other issuers

Guggenheim Partners Investment Management, LLC is on 32 issuers in total — a repeat sponsor. Their page lists every one.

MO
Management entity

Mortgage Opportuntity GP Ltd.

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Sam Ellis. Their page shows their other deals.

TC
Management entity

Taconic Capital Advisors (Hong Kong) Limited

Executive Officer · 5 shared filings (2 issuers) · also on 5 other issuers

Taconic Capital Advisors (Hong Kong) Limited is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AF
Management entity

ATS Fund I GP Ltd

Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Sam Ellis. Their page shows their other deals.

CP
Management entity

Cit Private Advisory, LLC

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Sam Ellis. Their page shows their other deals.

SR
Management entity

Sterling Ridge Capital Management LP

Promoter · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Sam Ellis. Their page shows their other deals.

SP
Management entity

Sinfonietta Partners

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Sam Ellis. Their page shows their other deals.

DT
Management entity

D. Taconic Capital Advisors L.P.

Executive Officer · 2 shared filings (2 issuers) · also on 3 other issuers

D. Taconic Capital Advisors L.P. is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MS
Management entity

Morgan Stanley AIP GP LP

Executive Officer · 1 shared filing (1 issuer) · also on 37 other issuers

Morgan Stanley AIP GP LP is on 38 issuers in total — a repeat sponsor. Their page lists every one.

B
Management entity

Barings, LLC

Executive Officer · 1 shared filing (1 issuer) · also on 37 other issuers

Barings, LLC is on 38 issuers in total — a repeat sponsor. Their page lists every one.

MS
Management entity

Morgan Stanley Alternative Investments Inc.

Executive Officer · 1 shared filing (1 issuer) · also on 12 other issuers

Morgan Stanley Alternative Investments Inc. is on 13 issuers in total — a repeat sponsor. Their page lists every one.

BC
Management entity

Binnacle Capital Group LLC

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Sam Ellis. Their page shows their other deals.

TG
Management entity

TSO GP Limited

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Sam Ellis. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Tammy Jennissen

Director · 88 shared filings (27 issuers) · also on 115 other issuers

Tammy Jennissen is on 142 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Stephane Lachance

Director, Promoter, Executive Officer · 86 shared filings (27 issuers) · also on 119 other issuers

Stephane Lachance is on 146 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew C. Brown

Executive Officer · 71 shared filings (14 issuers) · also on 139 other issuers

Matthew C. Brown is on 153 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Abali Hoilett

Director · 47 shared filings (18 issuers) · also on 82 other issuers

Abali Hoilett is on 100 issuers in total — a repeat sponsor. Their page lists every one.

ED
No photo found yet (own website and image search run after this page is viewed)
Person

Eileen Duff

Executive Officer · 47 shared filings (18 issuers) · also on 22 other issuers

Eileen Duff is on 40 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Sophia Dilbert

Director · 38 shared filings (10 issuers) · also on 94 other issuers

Sophia Dilbert is on 104 issuers in total — a repeat sponsor. Their page lists every one.

OW
No photo found yet (own website and image search run after this page is viewed)
Person

Omar Wright

Director · 36 shared filings (7 issuers) · also on 76 other issuers

Omar Wright is on 83 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Rafay H. Farooqui

Executive Officer · 35 shared filings (13 issuers) · also on 33 other issuers

Rafay H. Farooqui is on 46 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

George Bashforth

Director · 31 shared filings (13 issuers) · also on 115 other issuers

George Bashforth is on 128 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

CS
Sponsor group

Credit Suisse

40 issuers · 228 filings · $4.08B reported sold · 2011–2026

One team, 40 deal companies. Sam Ellis is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Sam Ellis.

C
Sponsor group

Cais

202 issuers · 678 filings · $40.6B reported sold · 2009–2026

One team, 202 deal companies. Sam Ellis is listed on 14 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Sam Ellis.

R
Sponsor group

Riverview

107 issuers · 484 filings · $30.65B reported sold · 2009–2026

One team, 107 deal companies. Sam Ellis is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Sam Ellis.

I
Sponsor group

Ils

16 issuers · 147 filings · $8.69B reported sold · 2009–2026

One team, 16 deal companies. Sam Ellis is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Sam Ellis.

C
Sponsor group

Citi

99 issuers · 360 filings · $11.74B reported sold · 2009–2026

One team, 99 deal companies. Sam Ellis is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Sam Ellis.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 27 of the 104 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd., Riverview Global Macro Fund (Cayman) L.P., Riverview Global Macro Fund LP, SFP Value Realization Fund Ltd, SPF Securitized Products Fund Ltd., SPF Securitized Products Intermediate Fund Ltd., SPF Securitized Products Master Fund Ltd., Kirkoswald Emerging Markets Fund (US) Ltd, TACONIC OPPORTUNITY OFFSHORE FUND LTD, Taconic Offshore Fund 1.5 Ltd., HedgeForum GoldenTree, Ltd., Sinfonietta L.P., SFP Japan Special Opportunities Fund Ltd., SFP Japan Special Opportunities Fund L.P., Babson Capital Floating Rate Income Offshore Fund, Ltd., Taconic Sidecar Offshore Fund SPC Segregated Portfolio III, Guggenheim Private Debt Fund 2.0, Ltd., Riverview Select Mortgage Fund LP, Taconic Sidecar Offshore Fund SPC Segregated Portfolio II, HedgeForum Gavea, Ltd., HedgeForum Brevan Howard, Ltd., HedgeForum Canyon, Ltd., HedgeForum Chilton Global Natural Resources, Ltd., HedgeForum Artha Emerging Markets, Ltd., GUGGENHEIM PRIVATE DEBT FUND LTD, Taconic Sidecar Offshore Fund SPC, HedgeForum Fortress Macro, Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Sam Ellis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 104 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Sam Ellis is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

morganstanley.com ↗ found on Ashbridge Transformational Secondaries Fund I (Cayman), LP (morganstanley.com — same registered sponsor family (group "Morgan Stanley", confidence 0.97); known from issuer CIK 1479476 (adv))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗Pennsylvania UJS portal case search ↗New York WebCivil Supreme ↗Texas re:SearchTX court records ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗Pennsylvania Secretary of State business search ↗New York Secretary of State business search ↗Texas Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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