PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:29 AM ET

Sponsor Check › Sponsor group

C

Cais

One sponsor team, 202 deal companies · New York, NY

Grouped because: 43 shared people, 17 shared management entities, same business address (167 issuers), similar issuer names (149) · 2 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

202deal companies
$40.6Breported sold
12,253investors
678Form D filings
2009–2026active
19new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 15, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: Oct 23, 2026, 9:45 PM ET

The short version

Cais is a sponsor group of 202 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity; automatic match from the filings), filing 678 Form D filings between Mar 2009 and Oct 2026.

What this means One team, 202 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $40.6B to 12,253 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (198), "Other" (2), Other Technology (1), Other Banking and Financial Services (1). Issuers are based in NY (133), Cayman Islands (as filed: E9) (27), MA (18), MO (12) and 3 more.

What this means $40.6B raised across the group, about $3.31M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Capital Integration Systems LLC (147 issuers, promoter, entity), Matthew C. Brown (146 issuers, executive officer, director, and promoter), Rafay H. Farooqui (46 issuers, executive officer), Jeremy C. Norton (24 issuers, executive officer), Mercer Investment Management, Inc. (18 issuers, executive officer and promoter, entity) and 212 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 19 new offerings in the last 12 months; latest filing Oct 15, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: MERCER INVESTMENTS LLC; SCS CAPITAL MANAGEMENT LLC and 15 more.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 6 court cases matching the name, 5 bankruptcy cases matching the name, 1 property record listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 678 public filings for Cais and found 24 differences, 9 worth asking the sponsor about: Investor count went down between filings; 21 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Cais has not run yet — it is joining a line of 54,966 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 4 closed (disposition not in docket feed), 2 dismissed

Strategic Alternative Funds Group, LLC v. Asset Class Ltd closed
District Court, S.D. New York · No. 1:24-cv-02273 · Filed Mar 26, 2024 · Closed Apr 2, 2024
Role of Strategic Alternative Funds Group, LLC: Plaintiff · Outcome: Terminated 2024-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NY)
Strategic Alternative Funds Group, LLC v. Asset Class Ltd closed
District Court, S.D. New York · No. 1:24-cv-02276 · Filed Mar 26, 2024 · Closed Oct 10, 2024 · Nature of suit: Defend Trade Secrets Act (of 2016) · Cause: 18:1836(a) Injunction against Misappropriation of Trade Secrets
Role of Strategic Alternative Funds Group, LLC: Plaintiff · Outcome: Terminated 2024-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NY)
WILMINGTON TRUST, NATIONAL ASSOCIATION, AS TRUSTEE FOR THE BENEFIT OF THE REGISTERED HOLDERS OF WELLS FARGO COMMERCIAL MORTGAGE TRUST 2019-C50, COMMERCIAL MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2019-C50 v. 24 COMMERCE STREET LLC closed
District Court, D. New Jersey · No. 2:21-cv-05498 · Filed Mar 17, 2021 · Closed Feb 5, 2025 · Nature of suit: Real Property: Foreclosure · Cause: 28:1332 Diversity-Other Contract
Role of WILMINGTON TRUST, NATIONAL ASSOCIATION, AS TRUSTEE FOR THE BENEFIT OF THE REGISTERED HOLDERS OF WELLS FARGO COMMERCIAL MORTGAGE TRUST 2019-C50, COMMERCIAL MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2019-C50 v. 24 COMMERCE STREET LLC: Party · Outcome: Terminated 2025-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
In the Matter of the Search of 525 Commerce Street, 36 Seven Oaks Road, 91 English Turn Drive, a 2009 Fleetwood 2411 Motorhome, and the Seizure of All Funds on Deposit in Ten Identified Bank Accounts closed
District Court, E.D. Louisiana · No. 2:18-mc-03436 · Filed Mar 30, 2018 · Closed Sep 7, 2018 · Cause: 00:0000 Cause Code Unknown
Role of In the Matter of the Search of 525 Commerce Street, 36 Seven Oaks Road, 91 English Turn Drive, a 2009 Fleetwood 2411 Motorhome, and the Seizure of All Funds on Deposit in Ten Identified Bank Accounts: Party · Outcome: Terminated 2018-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in LA (not the issuer's state)
Commerce Street Capital LLC v. Pate dismissed
District Court, N.D. Texas · No. 3:14-cv-01802 · Filed May 16, 2014 · Closed Nov 2, 2015 · Nature of suit: 190 Other contract actions
Role of Commerce Street Capital LLC v. Pate: Party · Outcome: Terminated 2015-11-02 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Farnor Enterprises v. Cais Inc dismissed matched at sponsor-group level (Cais)
District Court, E.D. Tennessee · No. 2:00-cv-00402 · Filed Nov 17, 2000 · Closed Jan 22, 2001 · Nature of suit: 190 Other contract actions
Role of Cais Inc: Defendant · Outcome: Terminated 2001-01-22 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TN (not the issuer's state); filed 2000, issuer incorporated 2010
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 23, 2026, 9:45 PM ET for 1 of 202 issuers.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

Searched so far: 1 of 202 issuers in this group; 201 still to be searched (10 in line). Results are added automatically.

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

420 Commerce Street Tenant LLC closed
United States Bankruptcy Court, D. New Jersey · No. 23-20181 · Filed Nov 6, 2023 · Closed Aug 2, 2024
Role of 420 Commerce Street Tenant LLC: Party · Outcome: Case closed 2024-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Commerce Street Corporation closed
United States Bankruptcy Court, W.D. Louisiana · No. 04-14549 · Filed Dec 17, 2004 · Closed Feb 24, 2005
Role of Commerce Street Corporation: Party · Outcome: Case closed 2005-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in LA (not the issuer's state)
The Global Crossing Estate Representative v. 1700 Commerce Street LP closed
United States Bankruptcy Court, S.D. New York · No. 04-01558 · Filed Jan 23, 2004 · Closed Apr 14, 2005
Role of The Global Crossing Estate Representative v. 1700 Commerce Street LP: Party · Outcome: Case closed 2005-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
330 East Commerce Street, Inc. v. City of Bridgeton closed
United States Bankruptcy Court, D. New Jersey · No. 95-01369 · Filed Nov 14, 1995 · Closed May 29, 1997
Role of 330 East Commerce Street, Inc. v. City of Bridgeton: Party · Outcome: Case closed 1997-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
330 Commerce Street, Inc. closed
United States Bankruptcy Court, D. New Jersey · No. 95-13021 · Filed May 25, 1995 · Closed May 22, 1996
Role of 330 Commerce Street, Inc.: Party · Outcome: Case closed 1996-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

24 differences found between the filings for Cais — 9 worth asking about (compared the newest 50 of 678 filings on Oct 24, 2026; older filings not covered)

Note · Jan 23, 2004 – Apr 14, 2005

Bankruptcy case: The Global Crossing Estate Representative v. 1700 Commerce Street LP — filed Jan 23, 2004

United States Bankruptcy Court, S.D. New York docket "The Global Crossing Estate Representative v. 1700 Commerce Street LP" filed Jan 23, 2004, closed Apr 14, 2005. Commerce Street Private Equity Fund I, L.P. (member issuer) is listed as Party ("The Global Crossing Estate Representative v. 1700 Commerce Street LP"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Commerce Street Private Equity Fund I, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jun 17, 2025 – Jun 17, 2026

Investor count went down between filings — Mercer Buyout-Ready Fund, a series of Mercer Group Trust

The Jun 17, 2025 filing reports 3 investors; the Jun 17, 2026 Form D/A reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jun 17, 2025 ↗Form D/A (later) · Jun 17, 2026 ↗Mercer Buyout-Ready Fund, a series of Mercer Group Trust — PartnerFacts page ↗
Sources
Note · Oct 29, 2010 – Mar 18, 2014

Cais includes 2 deals that stopped filing before reaching their target

Athena Wellness Brands, LLC (last filing Mar 18, 2014; $0 sold of $2,550,000); HammondAssociates Access Private Investment Partners II, LP (last filing Oct 29, 2010; $21,055,000 sold of $150,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Athena Wellness Brands, LLC — PartnerFacts page ↗HammondAssociates Access Private Investment Partners II, LP — PartnerFacts page ↗
Sources
Note · May 22, 2014 – Jun 17, 2026

562 other issuers file from the same address — 7 member issuers (Mercer Hedge Fund Investors SPC; Mercer ERISA Hedge Fund Investors Ltd; Mercer Global Opportunities Ltd; …)

The address on file, Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9), is used by 569 issuers in our index across 180 sponsor groups; 562 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Mercer Hedge Fund Investors SPC — PartnerFacts page ↗Mercer ERISA Hedge Fund Investors Ltd — PartnerFacts page ↗Mercer Global Opportunities Ltd — PartnerFacts page ↗EDGAR filer page · Mercer Hedge Fund Investors SPC ↗
Sources
Note · Jul 26, 2013 – Oct 15, 2025

224 other issuers file from the same address — 20 member issuers (CAIS AllBlue Ltd.; CAIS BlueTrend Fund Ltd.; CAIS DES Oculus Ltd.; …)

The address on file, Maples Corporate Services Limited, Ugland House, Grand Cayman, Cayman Islands (as filed: E9), is used by 244 issuers in our index across 56 sponsor groups; 224 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

CAIS AllBlue Ltd. — PartnerFacts page ↗CAIS BlueTrend Fund Ltd. — PartnerFacts page ↗CAIS DES Oculus Ltd. — PartnerFacts page ↗EDGAR filer page · CAIS AllBlue Ltd. ↗
Sources
Worth asking · Jan 31, 2025 – Jun 17, 2026

21 Form Ds were filed more than 15 days after the first sale

Form D filed 177 days after the first sale — CAIS ICG LP Secondaries Fund II, L.P. · Form D filed 184 days after the first sale — CAIS Leonard Green Equity Investors X, L.P. · Form D filed 154 days after the first sale — CAIS Private Equity Core III, L.P. · Form D filed 154 days after the first sale — CAIS 26North Private Equity Fund I, L.P. · Form D filed 324 days after the first sale — CAIS Davidson Kempner Opportunities Fund VII, L.P. · and 16 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 17, 2026 ↗CAIS ICG LP Secondaries Fund II, L.P. — PartnerFacts page ↗Form D · Jun 17, 2026 ↗CAIS Leonard Green Equity Investors X, L.P. — PartnerFacts page ↗
Sources
Note · Jan 31, 2025 – Oct 15, 2025

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — KV IX Access, L.P. (latest filing Oct 15, 2025) · No amendment in the last 12 months on an offering that may still be open — CAIS Vista Foundation Fund V (Offshore), L.P. (latest filing Oct 15, 2025) · No amendment in the last 12 months on an offering that may still be open — Pinegrove Capital Partners I Access, L.P. (latest filing Oct 14, 2025) · No amendment in the last 12 months on an offering that may still be open — OCM Private Wealth Alternative Opportunities Offshore Fund I, L.P. (latest filing Aug 19, 2025) · No amendment in the last 12 months on an offering that may still be open — NewPoint Impact Fund I Access, L.P. (latest filing Jul 24, 2025) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 15, 2025 ↗KV IX Access, L.P. — PartnerFacts page ↗Form D · Oct 15, 2025 ↗CAIS Vista Foundation Fund V (Offshore), L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 17, 2025 – Jan 20, 2026

Harry B. Leggat is no longer listed on the Jan 20, 2026 amendment — PIP US Special LP Vehicle, LP

Harry B. Leggat appears on the Jan 17, 2025 Form D/A (executive officer) but not on the Jan 20, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 17, 2025 ↗Form D/A · Jan 20, 2026 ↗Harry B. Leggat — PartnerFacts page ↗PIP US Special LP Vehicle, LP — PartnerFacts page ↗
Sources
Note · May 22, 2013 – Jan 17, 2025

13 role changes for the same people across filings

MPIP Pooling GP, LLC's role changed at PIP US Special LP Vehicle, LP: promoter → executive officer · Mercer Investments LLC's role changed at Mercer FFTC Emerging Markets Equity Investment Portfolio LLC: promoter → executive officer · Mercer Investments LLC's role changed at Mercer FFTC Non-US Equity Investment Portfolio LLC: promoter → executive officer · Mercer Investments LLC's role changed at Mercer FFTC US Fixed Income Investment Portfolio LLC: promoter → executive officer · Mercer Investments LLC's role changed at Mercer FFTC US Equity Investment Portfolio LLC: promoter → executive officer · and 8 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Jan 17, 2024 ↗Form D/A · Jan 17, 2025 ↗MPIP Pooling GP, LLC — PartnerFacts page ↗PIP US Special LP Vehicle, LP — PartnerFacts page ↗
Sources
Note · Aug 14, 2024 – Apr 14, 2026

Michael J. Forestner is written 2 different ways on the filings

listed as "Michael Forestner" on 5 filings (from Aug 14, 2024), and "Michael J. Forestner" on the Apr 14, 2026 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 14, 2024 ↗Form D · Apr 14, 2026 ↗Michael J. Forestner — PartnerFacts page ↗
Sources
Note · Jan 14, 2021 – Apr 14, 2026

Harry B. Leggat is written 2 different ways on the filings

listed as "Harry Leggat" on 5 filings (from Jan 14, 2021), and "Harry B. Leggat" on the Apr 14, 2026 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 14, 2021 ↗Form D · Apr 14, 2026 ↗Harry B. Leggat — PartnerFacts page ↗
Sources
Note · Mar 12, 2012 – May 22, 2013

Stephen M. Ewen is written 2 different ways on the filings

listed as "Stephen Ewen" on 2 filings (from Mar 12, 2012), and "Stephen M. Ewen" on 23 filings (from May 22, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 12, 2012 ↗Form D/A · May 22, 2013 ↗Stephen M. Ewen — PartnerFacts page ↗
Sources
Worth asking · Jun 27, 2024 – Jun 28, 2024

2 separate companies in this group use the same name: "CAIS North Rock Fund LLC"

CIK 2028720 (first filed Jun 27, 2024, New York City, NY); CIK 2028764 (first filed Jun 28, 2024, New York City, NY).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

CAIS North Rock Fund LLC — PartnerFacts page ↗CAIS North Rock Fund, Ltd. — PartnerFacts page ↗EDGAR filer page · CIK 2028720 ↗EDGAR filer page · CIK 2028764 ↗
Sources
Worth asking · Jul 16, 2018 – Sep 11, 2018

2 separate companies in this group use the same name: "CAIS WorldQuant Millennium WMQS GEAE Ltd."

CIK 1746628 (first filed Jul 16, 2018, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1752708 (first filed Sep 11, 2018, New York, NY).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

CAIS WorldQuant Millennium WMQS GEAE Ltd. — PartnerFacts page ↗CAIS WorldQuant Millennium WMQS GEAE LLC — PartnerFacts page ↗EDGAR filer page · CIK 1746628 ↗EDGAR filer page · CIK 1752708 ↗
Sources
Worth asking · May 9, 2014

2 separate companies in this group use the same name: "CAIS SCULPTOR MASTER FUND LLC"

CIK 1607350 (first filed May 9, 2014, New York, NY); CIK 1607346 (first filed May 9, 2014, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

CAIS SCULPTOR MASTER FUND LLC — PartnerFacts page ↗CAIS SCULPTOR MASTER FUND LTD. — PartnerFacts page ↗EDGAR filer page · CIK 1607350 ↗EDGAR filer page · CIK 1607346 ↗
Sources
Worth asking · Jul 20, 2011 – Jul 21, 2011

2 separate companies in this group use the same name: "CAIS AllBlue LLC"

CIK 1523886 (first filed Jul 20, 2011, New York, NY); CIK 1523880 (first filed Jul 21, 2011, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

CAIS AllBlue LLC — PartnerFacts page ↗CAIS AllBlue Ltd. — PartnerFacts page ↗EDGAR filer page · CIK 1523886 ↗EDGAR filer page · CIK 1523880 ↗
Sources
Worth asking · Jul 20, 2011

2 separate companies in this group use the same name: "CAIS DES Oculus LLC"

CIK 1523891 (first filed Jul 20, 2011, New York, NY); CIK 1523882 (first filed Jul 20, 2011, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

CAIS DES Oculus LLC — PartnerFacts page ↗CAIS DES Oculus Ltd. — PartnerFacts page ↗EDGAR filer page · CIK 1523891 ↗EDGAR filer page · CIK 1523882 ↗
Sources
Worth asking · Jul 20, 2011

2 separate companies in this group use the same name: "CAIS Paulson Advantage Plus LLC"

CIK 1523895 (first filed Jul 20, 2011, New York, NY); CIK 1523885 (first filed Jul 20, 2011, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

CAIS Paulson Advantage Plus LLC — PartnerFacts page ↗CAIS Paulson Advantage Plus Ltd. — PartnerFacts page ↗EDGAR filer page · CIK 1523895 ↗EDGAR filer page · CIK 1523885 ↗
Sources
Note · Jun 24, 2025 – Jun 17, 2026

9 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Mercer FFTC Hedge Fund Investors Ltd · Address on file is a registered agent / shared office — Mercer Hedge Fund Investors SPC · Address on file is a registered agent / shared office — Mercer Diocese of Brooklyn Risk Reduction Strategy · Address on file is a registered agent / shared office — Mercer Diocese of Brooklyn Growth Strategy · Address on file is a registered agent / shared office — PIP US Special LP Vehicle, LP · and 4 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Jun 17, 2026 ↗Mercer FFTC Hedge Fund Investors Ltd — PartnerFacts page ↗Form D/A · May 28, 2026 ↗Mercer Hedge Fund Investors SPC — PartnerFacts page ↗
Sources
Note · Oct 29, 2010 – Oct 15, 2026

Member companies were formed in 4 different states

Delaware (150), Cayman Islands (37), New Hampshire (12), New York (3) — out of 202 member issuers. The odd ones out: Mercer Hedge Fund Investors SPC (Cayman Islands); Mercer Redstone Balanced Fund, a series of Mercer Group Trust (New Hampshire); Mercer Redstone Large Cap Growth Fund, a series of Mercer Group Trust (New Hampshire); CAIS AllBlue Ltd. (Cayman Islands); CAIS BlueTrend Fund Ltd. (Cayman Islands); CAIS DES Oculus Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Cais — sponsor group page ↗Mercer Hedge Fund Investors SPC — PartnerFacts page ↗Mercer Redstone Balanced Fund, a series of Mercer Group Trust — PartnerFacts page ↗Mercer Redstone Large Cap Growth Fund, a series of Mercer Group Trust — PartnerFacts page ↗
Sources
Note · Oct 29, 2010 – Oct 15, 2026

Member companies list addresses in 7 different states

NY (133), Cayman Islands (as filed: E9) (27), MA (18), MO (12), FL (9), VA (2), CA (1). 33 members use a registered-agent or shared-office address: Mercer Hedge Fund Investors SPC (Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)); CAIS AllBlue Ltd. (Maples Corporate Services Limited, Ugland House, Grand Cayman, Cayman Islands (as filed: E9)); CAIS BlueTrend Fund Ltd. (Maples Corporate Services Limited, Ugland House, Grand Cayman, Cayman Islands (as filed: E9)); CAIS DES Oculus Ltd. (Maples Corporate Services Limited, Ugland House, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Cais — sponsor group page ↗Mercer Hedge Fund Investors SPC — PartnerFacts page ↗CAIS AllBlue Ltd. — PartnerFacts page ↗CAIS BlueTrend Fund Ltd. — PartnerFacts page ↗
Sources
Note · Jul 28, 2011 – May 28, 2026

Issuer used a different name before — Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group Trust

SEC records list prior names for this filer: MGI Active Long Corporate Investment Portfolio, a series of MGI Group Trust. The current name on file is "Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group Trust".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group Trust — PartnerFacts page ↗
Sources
Note · Mar 12, 2009 – May 28, 2026

Issuer used a different name before — Mercer Hedge Fund Investors SPC

SEC records list prior names for this filer: HAMMONDASSOCIATES ACCESS HEDGE FUND INVESTORS SPC; Access Hedge Fund Investors SPC. The current name on file is "Mercer Hedge Fund Investors SPC".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Mercer Hedge Fund Investors SPC — PartnerFacts page ↗
Sources
Note · Jan 14, 2021 – Jan 20, 2026

Issuer used a different name before — PIP US Special LP Vehicle, LP

SEC records list prior names for this filer: PIP US Special LP Vehicle LP. The current name on file is "PIP US Special LP Vehicle, LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗PIP US Special LP Vehicle, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 678 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

26 of 207 offerings report sales commissions totalling $22,878,640; 0 report finder's fees; 2 report proceeds to related persons totalling $10,639,193. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2026 D
SAF ACI Access Fund, L.P.
File 021-601302
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2026 D/A
Mercer FFTC US Equity Investment Portfolio LLC
File 021-320336
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2026 D/A
Mercer FFTC US Fixed Income Investment Portfolio LLC
File 021-321538
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2026 D/A
Mercer FFTC Non-US Equity Investment Portfolio LLC
File 021-321531
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2026 D/A
Mercer FFTC Emerging Markets Equity Investment Portfolio LLC
File 021-321528
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2026 D/A
Mercer NMSIC Private Investments, LP
File 021-521562
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2026 D
SAF Lexington Capital Partners XI, LP
File 021-590983
$0$0$0None listed on this filingEDGAR ↗
Jun 24, 2026 D
Waldron Private Equity Fund I, L.P.
File 021-588418
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2026 D/A
Mercer Buyout-Ready Fund, a series of Mercer Group Trust
File 021-288804
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2026 D/A
Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group Trust
File 021-288806
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2026 D/A
Mercer FFTC Hedge Fund Investors Ltd
File 021-314574
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2026 D
CAIS Leonard Green Equity Investors X, L.P.
File 021-587701
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2026 D
CAIS ICG LP Secondaries Fund II, L.P.
File 021-587708
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D
Matter Healthcare Credit 2026, L.P.
File 021-586099
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D
CAIS Davidson Kempner Opportunities Fund VII, L.P.
File 021-586119
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D
CAIS 26North Private Equity Fund I, L.P.
File 021-586116
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D
CAIS Private Equity Core III, L.P.
File 021-586110
$0$0$0None listed on this filingEDGAR ↗
May 28, 2026 D/A
Mercer Hedge Fund Investors SPC
File 021-102856
$0$0$0None listed on this filingEDGAR ↗
May 28, 2026 D/A
Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group Trust
File 021-163575
$0$0$0None listed on this filingEDGAR ↗
May 5, 2026 D/A
Simon Quick Private Equity Fund I, L.P.
File 021-578741
$0$0$0None listed on this filingEDGAR ↗
Apr 17, 2026 D/A
Mercer Diocese of Brooklyn Growth Strategy
File 021-247586
$0$0$8,617,776 (est.)
Fees paid vary based on the assets of the Issuer fund. Mercer Investment Management, Inc. has been paid approximately $5,493,124 in advisory fees to date, and Global Trust Company has been paid approximately $3,124,652 in management fees to date.
None listed on this filingEDGAR ↗
Apr 17, 2026 D/A
Mercer Diocese of Brooklyn Risk Reduction Strategy
File 021-247589
$0$0$2,021,417 (est.)
Fees paid vary based on the assets of the Issuer fund. Mercer Investment Management, Inc. has been paid approximately $1,329,389 in advisory fees to date, and Global Trust Company has been paid approximately $692,027 in management fees to date.
None listed on this filingEDGAR ↗
Apr 14, 2026 D
Mercer Private Investment Partners IX, LP
File 021-580390
$0$0$0None listed on this filingEDGAR ↗
Mar 25, 2026 D
ITE Equipment Leasing Access Fund, L.P.
File 021-577622
$0$0$0None listed on this filingEDGAR ↗
Mar 25, 2026 D
GLT Private Alts Fund II, L.P.
File 021-577620
$0$0$0None listed on this filingEDGAR ↗
Mar 17, 2026 D/A
SRPMIC Mercer Private Investments, LP
File 021-541114
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2026 D
EWM Private Equity Access I, L.P.
File 021-574207
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2026 D
One Brick Select Private Real Estate 2025, L.P.
File 021-574198
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2026 D/A
PIP US Special LP Vehicle, LP
File 021-386399
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2025 D
SAF Ara Energy Fund I, LP
File 021-566150
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2025 D
SAF DP Portfolio Finance 7, LP
File 021-566143
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2025 D
Radnor Equity Partners, L.P.
File 021-565985
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2025 D
CAIS Davidson Kempner Real Estate Opportunities Fund, L.P.
File 021-563106
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2025 D
CAIS Vista Foundation Fund V (Offshore), L.P.
File 021-560932
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2025 D
KV IX Access, L.P.
File 021-560929
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2025 D
Pinegrove Capital Partners I Access, L.P.
File 021-560717
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2025 D
OCM Private Wealth Alternative Opportunities Offshore Fund I, L.P.
File 021-555164
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2025 D
CAIS LGP Sage Equity Investors, L.P.
File 021-552698
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2025 D
CAIS KKR North America Fund XIV, L.P.
File 021-552697
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2025 D
NewPoint Impact Fund I Access, L.P.
File 021-552733
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2025 D
OCM Private Wealth Alternative Opportunities Fund I, L.P.
File 021-552456
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2025 D
SAM Alternative Investment Opportunities Fund II, L.P.
File 021-552454
$0$0$0None listed on this filingEDGAR ↗
Jun 24, 2025 D
Core Convexity International Fund, L.P.
File 021-549730
$0$0$0None listed on this filingEDGAR ↗
May 14, 2025 D
Core Convexity Fund, L.P.
File 021-546148
$0$0$0None listed on this filingEDGAR ↗
May 1, 2025 D/A
Mercer Private Investment Partners VIII, LP
File 021-512132
$0$0$0None listed on this filingEDGAR ↗
Apr 17, 2025 D/A
Mercer Strategic Solutions LLC
File 021-365049
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2025 D
One Brick Select Private Equity 2024, L.P.
File 021-541673
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2025 D
CAIS Blue Owl GP Stakes VI (TE), L.P.
File 021-541865
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2025 D
SAF Brookfield Strategic Real Estate Partners V, LP
File 021-541798
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2025 D
Waverly Growth Fund II, L.P.
File 021-541582
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2025 D
CAIS Related Fund IV, L.P.
File 021-538309
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2025 D
CAIS Vista Foundation Fund V, L.P.
File 021-536081
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2025 D
CAIS Millennium Intl.Commitment Fund III Ltd.
File 021-536085
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2025 D
CAIS Millennium USA Commitment Fund III LLC
File 021-536087
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2025 D
CAIS Veritas PE IX, L.P.
File 021-536093
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2024 D
FDC Investment Partners VIII, L.P.
File 021-525942
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2024 D
CAIS KKR Ascendant Fund I, L.P.
File 021-525944
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2024 D
CAIS Blue Owl GP Stakes VI, L.P.
File 021-525948
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2024 D
Procyon Evergreen I, L.P.
File 021-525951
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2024 D
SAF AlpInvest Secondaries Fund VIII, LP
File 021-523498
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2024 D
CAIS Stonepeak Infrastructure Fund V, L.P.
File 021-517334
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2024 D
CAIS North Rock Fund, Ltd.
File 021-517318
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2024 D
CAIS Apollo S3 Equity & Hybrid Solutions Fund Offshore, L.P.
File 021-517309
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2024 D
CAIS North Rock Fund LLC
File 021-517186
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2024 D
TCG Private Credit Offshore 2024, L.P.
File 021-516942
$0$0$0None listed on this filingEDGAR ↗
May 28, 2024 D/A
Mercer Global Multi-Asset Fund, LLC
File 021-95022
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2024 D
CAIS ICG LP Secondaries Fund I, L.P.
File 021-511974
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2024 D
CAIS Apollo S3 Equity & Hybrid Solutions Fund, L.P.
File 021-511967
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2024 D
Oaktree Opportunities XII CAIS (Onshore) Access Fund, L.P.
File 021-511971
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2024 D
AltAlpha Vintage, L.P.
File 021-511962
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2024 D
26N Private Equity Partners I SAF, LP
File 021-510446
$0$0$0None listed on this filingEDGAR ↗
Apr 9, 2024 D
SAM Alternative Investment Opportunities Fund I, L.P.
File 021-510051
$0$0$0None listed on this filingEDGAR ↗
Apr 9, 2024 D
TCG Private Credit 2024, L.P.
File 021-510020
$0$0$0None listed on this filingEDGAR ↗
Feb 29, 2024 D
GLT Private Alts Fund I, L.P.
File 021-506459
$0$0$0None listed on this filingEDGAR ↗
Feb 29, 2024 D
CAIS Crow Holdings Fund X, L.P.
File 021-506464
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2024 D
CAIS Mercer Private Equity Vintage Fund IV LP
File 021-502684
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2024 D
CAIS Reverence Partners Opportunities Fund V (PE Fund III), L.P.
File 021-502689
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2024 D
Commerce Street Private Credit Fund I, L.P.
File 021-502708
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2024 D
Commerce Street Private Equity Fund I, L.P.
File 021-502714
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2023 D
CAIS Blue Owl Strategic Equity, L.P.
File 021-498977
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2023 D
CAIS Vista Equity Partners Fund VIII Offshore, L.P.
File 021-497153
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2023 D
CAIS Davidson Kempner Opportunities International VI, L.P.
File 021-497158
$0$0$0None listed on this filingEDGAR ↗
Nov 3, 2023 D
CAIS ICGSEV Offshore, L.P.
File 021-496494
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2023 D
CAIS Ares Senior Direct Lending III, L.P.
File 021-496163
$0$0$0None listed on this filingEDGAR ↗
Sep 26, 2023 D/A
SAF Ares Corporate Opportunities Fund VII, L.P.
File 021-490355
$0$0$0None listed on this filingEDGAR ↗
Sep 26, 2023 D/A
SAF Lexington Capital Partners X, L.P.
File 021-490356
$0$0$0None listed on this filingEDGAR ↗
Sep 20, 2023 D
Procyon Vintage I, L.P.
File 021-492562
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2023 D
CAIS ICG Strategic Equity V, L.P.
File 021-486527
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2023 D/A
Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group Trust
File 021-288807
$0$0$0None listed on this filingEDGAR ↗
May 26, 2023 D/A
Mercer Phoenix Investment Portfolio, a series of Mercer Group Trust
File 021-179309
$0$0$0None listed on this filingEDGAR ↗
May 26, 2023 D/A
Mercer Sonoco Investment Fund, a series of Mercer Group Trust
File 021-235575
$0$0$0None listed on this filingEDGAR ↗
May 26, 2023 D/A
Mercer Private Investment Partners VII, LP
File 021-444970
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2023 D
CAIS Davidson Kempner Opportunities Fund VI, L.P.
File 021-475650
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2023 D
CAIS Vista Equity Partners Fund VIII, L.P.
File 021-475654
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2023 D
BlackRock Impact Opportunities (CAIS), L.P.
File 021-475435
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2023 D
CAIS EQT Buyout Fund X Access, L.P.
File 021-474066
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2023 D
CAIS Private Equity Core II, L.P.
File 021-474170
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS WorldQuant Millennium SEALS Fund LLC
File 021-466395
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS WorldQuant Millennium SEALS Offshore Fund Ltd.
File 021-466420
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS Mercer Vintage Fund III LP
File 021-466422
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS Bridge Logistics Net Lease Fund, L.P.
File 021-466425
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS Apollo Aligned Alternatives Fund LLC
File 021-466369
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS Apollo Aligned Alternatives Fund (TE) LLC
File 021-466373
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS Apollo Aligned Alternatives Fund (1099) LLC
File 021-466380
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS SSA Strategic Partners LLC
File 021-466381
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS SSA Strategic Partners Offshore Ltd.
File 021-466385
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2022 D
SFG Multi-Strategy Fund, L.P.
File 021-465010
$0$0$0Sequoia Financial Advisors, L.L.C. BrokerCheck CRD 117756 ↗EDGAR ↗
Sep 12, 2022 D/A
Mercer Global Opportunities Ltd
File 021-270273
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2022 D/A
CAIS Avenue Venture Opportunities Fund II, L.P.
File 021-451484
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2022 D/A
CAIS HPS Strategic Investment Partners V, L.P.
File 021-452641
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2022 D/A
CAIS Private Equity Core I, L.P.
File 021-452653
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2022 D/A
CAIS Apollo Investment Fund X Offshore, LP
File 021-452649
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2022 D/A
CAIS Apollo Investment Fund X, LP
File 021-452645
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2022 D
CAIS ICG Strategic Equity IV Offshore, L.P.
File 021-451522
$0$0$0None listed on this filingEDGAR ↗
Jun 24, 2022 D/A
Capital Integration Systems LLC
File 021-430729
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2022 D/A
CAIS Millennium Intl. Ltd.
File 021-163214
$6,309,239 (est.)$0$0D. A. Davidson & Co. BrokerCheck CRD 199 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
Stephens Inc. BrokerCheck CRD 3496 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Evans & Partners Pty Ltd. no CRD number reported
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Ord Minnett Ltd. no CRD number reported
Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗
Wentworth Global Securities Pty Ltd no CRD number reported
Rose Capital Advisors BrokerCheck CRD 173054 ↗
Spire Securities, LLC BrokerCheck CRD 144131 ↗
Canaccord Genuity (Australia) no CRD number reported
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗
Capital One Securities Inc. BrokerCheck CRD 44158 ↗
Snowden Account Services Inc. BrokerCheck CRD 149794 ↗
Triad Advisors, Inc. BrokerCheck CRD 25803 ↗
Monarch Capital Group, LLC BrokerCheck CRD 47815 ↗
MD Global Partners LLC BrokerCheck CRD 140988 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Axiom Capital Management, Inc. BrokerCheck CRD 26580 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗
Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
B. Riley Wealth Management BrokerCheck CRD 2543 ↗
BB&T Securities, LLC BrokerCheck CRD 142785 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Truist Investment Services, Inc. BrokerCheck CRD 17499 ↗
SA Stone Wealth Management, Inc. BrokerCheck CRD 18456 ↗
Investment Placement Group BrokerCheck CRD 14458 ↗		EDGAR ↗
Jun 7, 2022 D/A
CAIS Third Point Partners LLC
File 021-163155
$1,974,943 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Spire Investment Partners LLC BrokerCheck CRD 144131 ↗
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
NBC Securities, Inc. BrokerCheck CRD 17870 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Avondale Partners LLC BrokerCheck CRD 46838 ↗
MD Global Partners LLC BrokerCheck CRD 140988 ↗
Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
B. Riley Wealth Management BrokerCheck CRD 2543 ↗		EDGAR ↗
Jun 7, 2022 D/A
CAIS Millennium USA LLC
File 021-163159
$7,615,963 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Wunderlich Securities BrokerCheck CRD 2543 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
D.A Davidson BrokerCheck CRD 199 ↗
Stephens, Inc. BrokerCheck CRD 3496 ↗
Arete Wealth Management LLC BrokerCheck CRD 44856 ↗
Spire Securities LLC BrokerCheck CRD 144131 ↗
Kestra Investment Services LLC BrokerCheck CRD 42046 ↗
William Blair BrokerCheck CRD 1252 ↗
Triad Advisors, Inc. BrokerCheck CRD 25803 ↗
Monarch Capital Group, LLC BrokerCheck CRD 47815 ↗
Dominick & Dominick BrokerCheck CRD 2543 ↗
Snowden Account Services Inc. BrokerCheck CRD 149794 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗
BB&T Securities, LLC BrokerCheck CRD 142785 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗
Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
Axiom Capital Management, Inc. BrokerCheck CRD 26580 ↗
B. Riley Wealth Management BrokerCheck CRD 2543 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Truist Investment Services, Inc. BrokerCheck CRD 17499 ↗
SA Stone Wealth Management Inc. BrokerCheck CRD 18456 ↗
Investment Placement Group BrokerCheck CRD 14458 ↗		EDGAR ↗
Jun 7, 2022 D/A
CAIS Third Point Offshore Fund Ltd.
File 021-163176
$1,147,752 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
USCA Securties LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Spire Securities, LLC BrokerCheck CRD 144131 ↗
Canaccord Genuity (Australia) no CRD number reported
Evans & Partners Pty Ltd. no CRD number reported
I Investment Management Pte Ltd no CRD number reported
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Wentworth Global Securities Pty Ltd no CRD number reported
Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗
Lucerne Australia Pty Ltd t/a Lucerne Investment Partners no CRD number reported
Maxim Group LLC BrokerCheck CRD 120708 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗		EDGAR ↗
Jun 7, 2022 D/A
CAIS SCULPTOR MASTER FUND LLC
File 021-217070
$147,115 (est.)$0$0D. A. Davidson & Co. BrokerCheck CRD 199 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
William Blair BrokerCheck CRD 1252 ↗
Triad Advisors Inc. BrokerCheck CRD 25803 ↗
Kestra Investment Services LLC BrokerCheck CRD 42046 ↗
Avondale Partners, LLC BrokerCheck CRD 46838 ↗
Arete Wealth Management LLC BrokerCheck CRD 44856 ↗
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗		EDGAR ↗
Jun 7, 2022 D/A
CAIS SCULPTOR MASTER FUND LTD.
File 021-217071
$91,598 (est.)$0$0D. A. Davidson & Co. BrokerCheck CRD 199 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
Dominick & Dominick LLC BrokerCheck CRD 7344 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Arete Wealth Management LLC BrokerCheck CRD 44856 ↗
Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗		EDGAR ↗
Jun 7, 2022 D/A
CAIS Millennium Intl. Commitment Fund Ltd.
File 021-416713
$2,334 (est.)$0$0USCA Securities LLC BrokerCheck CRD 103789 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗
SA Stone Wealth Management Inc. BrokerCheck CRD 18456 ↗
Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗		EDGAR ↗
Jun 7, 2022 D/A
CAIS Millennium USA Commitment Fund LLC
File 021-416725
$4,161 (est.)$0$0Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
National Securities Corporation BrokerCheck CRD 7569 ↗
Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗
SA Stone Wealth Management Inc. BrokerCheck CRD 18456 ↗
Truist Investment Services BrokerCheck CRD 17499 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗		EDGAR ↗
Jun 6, 2022 D/A
CAIS DES Oculus Ltd.
File 021-163232
$414,756 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗		EDGAR ↗
Jun 6, 2022 D/A
CAIS DES Oculus LLC
File 021-163169
$1,487,410 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
William Blair BrokerCheck CRD 1252 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
Stephens Inc. BrokerCheck CRD 3496 ↗
MD Global Partners LLC BrokerCheck CRD 140988 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
B. Riley Wealth Management BrokerCheck CRD 2543 ↗		EDGAR ↗
Jun 6, 2022 D/A
CAIS DES Composite Fund LLC
File 021-189880
$1,066,966 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗
HighTower Securities LLC BrokerCheck CRD 116681 ↗
Stephens, Inc. BrokerCheck CRD 3496 ↗
MD Global Partners LLC BrokerCheck CRD 140988 ↗
Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗		EDGAR ↗
May 31, 2022 D
CAIS KKR Asset Based Finance Partners Access Fund, L.P.
File 021-447477
$0$0$0None listed on this filingEDGAR ↗
May 31, 2022 D
CAIS KKR Asset Based Finance Partners Offshore Access Fund, L.P.
File 021-447483
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2022 D/A
CAIS Adams Street Private Income Fund LLC
File 021-395792
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2022 D
TCG Private Equity 2022, L.P.
File 021-440855
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2022 D
CAIS KKR Opportunities II Access Fund LP
File 021-439376
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2022 D
CAIS Carlyle Direct Access II LP
File 021-438793
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2022 D/A
CAIS ICG Strategic Equity IV LP
File 021-393217
$0$0$0None listed on this filingEDGAR ↗
Feb 9, 2022 D
CAIS BTAS VIII Access Fund LP
File 021-432910
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2022 D
CAIS Blackstone Tactical Opportunities Fund IV LP
File 021-432749
$0$0$0None listed on this filingEDGAR ↗
Oct 26, 2021 D
CAIS SL Alpine II, LP
File 021-418589
$0$0$0None listed on this filingEDGAR ↗
Oct 26, 2021 D
CAIS Alkeon Innovation Private Series II LP
File 021-418598
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2021 D
CAIS Ares Senior Direct Lending II LP
File 021-416758
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2021 D/A
CAIS Ares Senior Direct Lending II (TE) LP
File 021-416686
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2021 D
CAIS Carlyle Realty Partners IX Access Fund LP
File 021-408337
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2021 D/A
CAIS Mercer Private Equity Vintage Fund II LP
File 021-405871
$0$0$0None listed on this filingEDGAR ↗
May 26, 2021 D/A
Mercer Domestic Hedge Fund Investors, LLC
File 021-114605
$0$0$0None listed on this filingEDGAR ↗
May 19, 2021 D
CAIS Apollo Infrastructure Opportunities II Access Fund LP
File 021-399940
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2021 D/A
Mercer Private Investment Partners VI, LP
File 021-365054
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2020 D
Capital Integration Systems LLC
File 021-383860
$0$0$0None listed on this filingEDGAR ↗
Dec 18, 2020 D
CAIS Access Fund - BCRE II LP
File 021-383682
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2020 D/A
CAIS Financial Credit Investment IV Access Fund LP
File 021-342968
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2020 D/A
CAIS Blackstone Growth LP
File 021-371500
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2020 D/A
CAIS BC Fund XIII LP
File 021-373505
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2020 D/A
CAIS Carlyle Renewable & Sustainable Energy Fund LP
File 021-377256
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2020 D/A
CAIS Mercer Private Equity Vintage Fund I LP
File 021-377873
$0$0$0None listed on this filingEDGAR ↗
Sep 1, 2020 D/A
CAIS WorldQuant Millennium WMQS GEAE LLC
File 021-321090
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2020 D
CAIS Carlyle Direct Access LP
File 021-372456
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2020 D/A
CAIS Access Fund- BCRE I LP
File 021-317873
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2020 D/A
CAIS Apollo Hybrid Value Access Fund LP
File 021-317871
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2020 D/A
CAIS WorldQuant Millennium WMQS GEAE Ltd.
File 021-316912
$11,636 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Jun 3, 2020 D/A
CAIS ICG Strategic Equity III LP
File 021-341346
$32,764 (est.)$0$0BB&T Securities, LLC BrokerCheck CRD 142785 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Castle Hill Partners, Inc. BrokerCheck CRD 44131 ↗		EDGAR ↗
Jan 9, 2020 D/A
CAIS Blackstone TAS V LP
File 021-331009
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2019 D
CAIS Blackstone TAS VI LP
File 021-355933
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2019 D/A
CAIS Access Fund- Asia Fund IV LP
File 021-328602
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2019 D/A
CAIS Holdings LLC
File 021-327823
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2019 D/A
CAIS Access Fund - MMC 2018 LP
File 021-325574
$0$0$0None listed on this filingEDGAR ↗
Nov 7, 2019 D/A
CAIS Access Fund MMC 2018 (Offshore) LP
File 021-325581
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2019 D
CAIS Carlyle Direct Access LP
File 021-346222
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2019 D/A
Mercer Private Investment Partners V, LP
File 021-302448
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2018 D
SAF INVICTUS OPPORTUNITY FUND II, L.P.
File 021-318644
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2018 D/A
CAIS BlueTrend Fund Ltd.
File 021-163240
$265,100 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
H. Bruderer Vermongensverwalturg no CRD number reported		EDGAR ↗
Jun 12, 2018 D/A
CAIS Kingdon Associates LLC
File 021-163160
$203,600 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗		EDGAR ↗
Jun 12, 2018 D/A
CAIS Blue Trend Fund LLC
File 021-163162
$288,400 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
NBC Securities, Inc. BrokerCheck CRD 17870 ↗		EDGAR ↗
Jun 12, 2018 D/A
CAIS AllBlue LLC
File 021-163194
$579,000 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
Monarch Capital Group, LLC BrokerCheck CRD 47815 ↗		EDGAR ↗
Jun 12, 2018 D/A
CAIS AllBlue Ltd.
File 021-163243
$399,800 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Evans & Partners Pty Ltd. no CRD number reported
Richmond Asset Mgmt Ltd no CRD number reported
Ord Minnett Limited no CRD number reported
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗		EDGAR ↗
Jun 12, 2018 D/A
CAIS Kingdon Offshore Ltd.
File 021-163502
$188,100 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗		EDGAR ↗
Jun 12, 2018 D/A
CAIS ESG CROSS BORDER EQUITY FUND LLC
File 021-176540
$231,630 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Spire Securities LLC BrokerCheck CRD 144131 ↗
Summit Equities Inc. BrokerCheck CRD 11039 ↗		EDGAR ↗
May 4, 2018 D
CROSS OCEAN AVIATION FUND I (SAF), L.P.
File 021-311711
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2018 D
SAF EUROPE REALTY PARTNERS II (H.I.G.), L.P.
File 021-308926
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2016 D/A
Mercer Private Investment Partners IV, LP
File 021-247724
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2016 D
STRATEGIC ALTERNATIVE FUNDS GROUP, LLC
File 021-268374
$0$0$0None listed on this filingEDGAR ↗
May 21, 2015 D/A
Mercer Redstone Balanced Fund, a series of Mercer Group Trust
File 021-155145
$0$0$0None listed on this filingEDGAR ↗
May 21, 2015 D/A
Mercer Redstone Large Cap Growth Fund, a series of Mercer Group Trust
File 021-157001
$0$0$0None listed on this filingEDGAR ↗
May 21, 2015 D/A
Mercer Redstone Total Return Fund, a series of Mercer Group Trust
File 021-164316
$0$0$0None listed on this filingEDGAR ↗
May 21, 2015 D/A
Mercer Redstone Mid Cap Growth Fund, a Series of Mercer Group Trust
File 021-167423
$0$0$0None listed on this filingEDGAR ↗
May 21, 2015 D/A
Mercer Sunoco Investment Portfolio, a series of Mercer Group Trust
File 021-169499
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2014 D/A
CAIS JAT Capital Offshore Fund Ltd.
File 021-163228
$30,069$0$0US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
Evans & Partners Pty Ltd. no CRD number reported
Julius Baer no CRD number reported
Macquarie no CRD number reported		EDGAR ↗
Oct 9, 2014 D/A
CAIS Perella Weinberg Partners Xerion Fund LLC
File 021-163156
$94,257$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗		EDGAR ↗
Oct 9, 2014 D/A
CAIS Highbridge Capital Institutional Fund Ltd.
File 021-163504
$41,002$0$0US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗		EDGAR ↗
Oct 9, 2014 D/A
CAIS JAT CAPITAL DOMESTIC FUND LLC
File 021-174689
$0$0$0None listed on this filingEDGAR ↗
Oct 2, 2014 D/A
CAIS Highbridge Capital LLC
File 021-163245
$64,857$0$0US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗		EDGAR ↗
Oct 2, 2014 D/A
CAIS BALESTRA CAPITAL PARTNERS LLC
File 021-172340
$120,826$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Joel Isaacson & Co LLC BrokerCheck CRD 152450 ↗		EDGAR ↗
Oct 2, 2014 D/A
CAIS BALESTRA GLOBAL LTD.
File 021-172341
$65,362$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Joel Isaacson & Co. BrokerCheck CRD 152450 ↗		EDGAR ↗
May 22, 2014 D/A
Mercer ERISA Hedge Fund Investors Ltd
File 021-164485
$0$0$0None listed on this filingEDGAR ↗
May 7, 2014 D
CAIS Two Sigma Horizon Cayman Fund Ltd.
File 021-216977
$0$0$0None listed on this filingEDGAR ↗
May 7, 2014 D
CAIS Two Sigma Horizon U.S. Fund LLC
File 021-216979
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2014 D
Athena Wellness Brands, LLC
File 021-213824
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2014 D/A
Mercer Private Investment Partners III, LP
File 021-191258
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2014 D/A
CAIS GoldenTree Partners LLC
File 021-185814
$0$0$0DeWaay Financial Network, LLC BrokerCheck CRD 30767 ↗
Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
Jul 26, 2013 D/A
CAIS WTN Fund Ltd.
File 021-163171
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
Jul 26, 2013 D/A
CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.
File 021-163180
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
Jul 26, 2013 D/A
CAIS Paulson International Ltd.
File 021-163185
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
Jul 26, 2013 D/A
CAIS Paulson Advantage Plus Ltd.
File 021-163199
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
Jul 19, 2013 D/A
CAIS Paulson Advantage Plus LLC
File 021-163158
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
May 22, 2013 D/A
Mercer Dynamic Global Equity Fund, L.P.
File 021-129241
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2013 D/A
CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC
File 021-174690
$0$0$0DeWaay Financial Network, LLC BrokerCheck CRD 30767 ↗
Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗		EDGAR ↗
Jan 23, 2013 D/A
Athena Wellness Brands, LLC
File 021-172973
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2012 D
Mercer Global Low Volatility Equity Portfolio, a series of Mercer Collective Trust
File 021-187356
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2011 D
Mercer Redstone Mid Cap Growth Fund, a Series of Mercer Group Trust
File 021-167020
$0$0$0None listed on this filingEDGAR ↗
Feb 18, 2011 D/A
Capital Integration Systems LLC
File 021-145432
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2010 D/A
HammondAssociates Access Private Investment Partners II, LP
File 021-148915
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 202 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 1 ownership record · last checked Oct 24, 2026, 10:16 AM ET

0 recorded documents and 1 ownership record matched to Cais in the sources searched.

Owner of record Miami-Dade County FL
Parcel 0131360960730 · Miami, FL · Roll 2026
Owner as listed: CAIS HOLDINGS LLC
Matched on: exact company name; recorded in FL, not the issuer's state. Miami-Dade Property Appraiser search (parcel 0131360960730) ↗ · Dataset file we read (FL DOR NAL zip) ↗ · Florida DOR NAL roll (Dade 23) · Retrieved Oct 24, 2026, 8:21 AM ET

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Sources searched: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) — last checked Oct 24, 2026, 12:04 AM ET · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) — last checked Oct 24, 2026, 12:04 AM ET · NYC PLUTO ownership via NYC Open Data (64uk-42ks) — last checked Oct 24, 2026, 12:04 AM ET · Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET · Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET · Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET · King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET · Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗MG Mercer Global Multi-Asset Fund, LLCshared people, shared management entity, same business address, similar issuer namesSt. Louis, MOPooled Investment Fund17$192,613,383
offering Indefinite · similar: $155,000–$5,250,000
37
similar: 4–27
$500,000
similar: $1,000–$100,000
2009–2024
EDGAR ↗MH Mercer Hedge Fund Investors SPCshared people, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund19$2,515,792,930
offering Indefinite · similar: $155,000–$5,250,000
133
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2026
EDGAR ↗MD Mercer Domestic Hedge Fund Investors, LLCshared people, shared management entity, same business address, similar issuer namesSt. Louis, MOPooled Investment Fund14$42,490,000
offering Indefinite · similar: $155,000–$5,250,000
29
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2021
EDGAR ↗MD Mercer Dynamic Global Equity Fund, L.P.shared people, shared management entity, same business address, similar issuer namesSt. Louis, MOPooled Investment Fund5$85,388,2436$500,0002010–2013
EDGAR ↗CI Capital Integration Systems LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYOther6$340,000,000
offering $340,000,000 · similar: $500,000–$7,000,000
16
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2010–2022
EDGAR ↗HA HammondAssociates Access Private Investment Partners II, LPshared people, shared management entityST. LOUIS, MOPooled Investment Fund2$21,055,0009$1,000,0002010–2010
EDGAR ↗MR Mercer Redstone Balanced Fund, a series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesNorwood, MAPooled Investment Fund5$1,406,704,467
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2015
EDGAR ↗MR Mercer Redstone Large Cap Growth Fund, a series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesNorwood, MAPooled Investment Fund5$335,822,835
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2015
EDGAR ↗CB CAIS BlueTrend Fund Ltd.shared peopleGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund9$35,176,779
offering Indefinite · similar: $155,000–$5,250,000
120
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2018
EDGAR ↗CD CAIS DES Oculus Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund13$19,155,000
offering Indefinite · similar: $155,000–$5,250,000
61
similar: 4–27
$500,000
similar: $1,000–$100,000
2011–2022
EDGAR ↗CJ CAIS JAT Capital Offshore Fund Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund5$11,040,000
offering Indefinite · similar: $155,000–$5,250,000
33
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2014
EDGAR ↗CM CAIS Millennium Intl. Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund13$444,384,355
offering Indefinite · similar: $155,000–$5,250,000
1520
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2022
EDGAR ↗CP CAIS Paulson Advantage Plus Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund4$3,600,10026$100,0002011–2013
EDGAR ↗CA CAIS AllBlue LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund8$62,499,029
offering Indefinite · similar: $155,000–$5,250,000
290
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2018
EDGAR ↗CP CAIS Paulson International Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund4$1,720,0003$100,0002011–2013
EDGAR ↗CP CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund4$32,516,00022$100,0002011–2013
EDGAR ↗CT CAIS Third Point Offshore Fund Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund13$50,166,400
offering Indefinite · similar: $155,000–$5,250,000
199
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2022
EDGAR ↗CW CAIS WTN Fund Ltd.shared peopleGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund4$5,654,85520$100,0002011–2013
EDGAR ↗CD CAIS DES Oculus LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund14$78,271,973
offering Indefinite · similar: $155,000–$5,250,000
116
similar: 4–27
$500,000
similar: $1,000–$100,000
2011–2022
EDGAR ↗CB CAIS Blue Trend Fund LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund8$52,941,688
offering Indefinite · similar: $155,000–$5,250,000
177
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2018
EDGAR ↗CK CAIS Kingdon Associates LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund8$7,841,683
offering Indefinite · similar: $155,000–$5,250,000
36
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2018
EDGAR ↗CM CAIS Millennium USA LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund13$771,176,552
offering Indefinite · similar: $155,000–$5,250,000
1778
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2022
EDGAR ↗CP CAIS Paulson Advantage Plus LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$4,195,78327$100,0002011–2013
EDGAR ↗CP CAIS Perella Weinberg Partners Xerion Fund LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$12,999,114
offering Indefinite · similar: $155,000–$5,250,000
32
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2014
EDGAR ↗CT CAIS Third Point Partners LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund12$117,397,641
offering Indefinite · similar: $155,000–$5,250,000
359
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2022
EDGAR ↗CH CAIS Highbridge Capital LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$3,980,987
offering Indefinite · similar: $155,000–$5,250,000
29
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2014
EDGAR ↗CA CAIS AllBlue Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund9$26,637,504
offering Indefinite · similar: $155,000–$5,250,000
135
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2018
EDGAR ↗CH CAIS Highbridge Capital Institutional Fund Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund4$2,326,600
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2014
EDGAR ↗CK CAIS Kingdon Offshore Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund8$5,305,100
offering Indefinite · similar: $155,000–$5,250,000
33
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2018
EDGAR ↗MA Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesBoston, MAPooled Investment Fund16$17,959,372,476
offering Indefinite · similar: $155,000–$5,250,000
216
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2026
EDGAR ↗MR Mercer Redstone Total Return Fund, a series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesNorwood, MAPooled Investment Fund5$349,615,241
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2015
EDGAR ↗ME Mercer ERISA Hedge Fund Investors Ltdshared people, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund5$73,880,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2011–2014
EDGAR ↗MR Mercer Redstone Mid Cap Growth Fund, a Series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesNorwood, MAPooled Investment Fund6$176,203,385
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2015
EDGAR ↗MS Mercer Sunoco Investment Portfolio, a series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesNorwood, MAPooled Investment Fund5$1,246,578,086
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2015
EDGAR ↗CB CAIS BALESTRA CAPITAL PARTNERS LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$48,382,533
offering Indefinite · similar: $155,000–$5,250,000
124
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2014
EDGAR ↗CB CAIS BALESTRA GLOBAL LTD.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund4$14,601,993
offering Indefinite · similar: $155,000–$5,250,000
71
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2014
EDGAR ↗AW Athena Wellness Brands, LLCshared peopleCARLSBAD, CAOther4$0
offering $650,000 · similar: $500,000–$7,000,000
0
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2012–2014
EDGAR ↗CJ CAIS JAT CAPITAL DOMESTIC FUND LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund5$7,226,850
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2014
EDGAR ↗CG CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$11,365,00048$100,0002012–2013
EDGAR ↗CE CAIS ESG CROSS BORDER EQUITY FUND LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund9$25,035,000
offering Indefinite · similar: $155,000–$5,250,000
83
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2018
EDGAR ↗MP Mercer Phoenix Investment Portfolio, a series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesNorwood, MAPooled Investment Fund12$500,463,462
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2023
EDGAR ↗CG CAIS GoldenTree Partners LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$4,925,000
offering Indefinite · similar: $500,000–$16,420,250
13
similar: 2–28
$100,000
similar: $5,000–$100,000
2012–2014
EDGAR ↗MG Mercer Global Low Volatility Equity Portfolio, a series of Mercer Collective Trustshared people, shared management entity, same business address, similar issuer namesNORWOOD, MAPooled Investment Fund1$169,078,97313No minimum reported2012–2012
EDGAR ↗CD CAIS DES Composite Fund LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund15$71,425,000
offering Indefinite · similar: $155,000–$5,250,000
148
similar: 4–27
$500,000
similar: $1,000–$100,000
2013–2022
EDGAR ↗MP Mercer Private Investment Partners III, LPshared people, shared management entity, same business address, similar issuer namesST. LOUIS, MOPooled Investment Fund2$135,350,000
offering $150,000,000 · similar: $155,000–$5,250,000
26
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2013–2014
EDGAR ↗CT CAIS Two Sigma Horizon U.S. Fund LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
$100,000
similar: $5,000–$100,000
2014–2014
EDGAR ↗CT CAIS Two Sigma Horizon Cayman Fund Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
$100,000
similar: $5,000–$100,000
2014–2014
EDGAR ↗CS CAIS SCULPTOR MASTER FUND LTD.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund11$16,912,585
offering Indefinite · similar: $155,000–$5,250,000
81
similar: 4–27
$100,000
similar: $1,000–$100,000
2014–2022
EDGAR ↗CS CAIS SCULPTOR MASTER FUND LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund11$43,741,478
offering Indefinite · similar: $155,000–$5,250,000
123
similar: 4–27
$100,000
similar: $1,000–$100,000
2014–2022
EDGAR ↗MS Mercer Sonoco Investment Fund, a series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesNorwood, MAPooled Investment Fund11$1,336,372,616
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2023
EDGAR ↗MD Mercer Diocese of Brooklyn Growth Strategyshared management entity, similar issuer namesWOBURN, MAPooled Investment Fund12$1,131,752,828
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2015–2026
EDGAR ↗MD Mercer Diocese of Brooklyn Risk Reduction Strategyshared management entity, similar issuer namesWOBURN, MAPooled Investment Fund13$497,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2015–2026
EDGAR ↗MP Mercer Private Investment Partners IV, LPshared people, shared management entity, same business address, similar issuer namesSt. Louis, MOPooled Investment Fund2$200,750,000
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2015–2016
EDGAR ↗SA STRATEGIC ALTERNATIVE FUNDS GROUP, LLCshared peopleNEW YORK, NYOther Technology1$0
offering Indefinite · similar: $1,100,015–$10,001,163
12
similar: 2–14
$50,000
similar: $5,000–$50,000
2016–2016
EDGAR ↗MG Mercer Global Opportunities Ltdshared people, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund7$218,444,700
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2016–2022
EDGAR ↗MB Mercer Buyout-Ready Fund, a series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesBoston, MAPooled Investment Fund10$537,070,446
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2026
EDGAR ↗MO Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesBoston, MAPooled Investment Fund10$568,195,425
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2026
EDGAR ↗MO Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group Trustshared people, shared management entity, same business address, similar issuer namesBoston, MAPooled Investment Fund7$408,164,696
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2023
EDGAR ↗MP Mercer Private Investment Partners V, LPshared people, shared management entity, same business address, similar issuer namesSt. Louis, MOPooled Investment Fund3$169,485,000
offering $250,000,000 · similar: $155,000–$5,250,000
21
similar: 4–27
$3,000,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗SE SAF EUROPE REALTY PARTNERS II (H.I.G.), L.P.shared people, shared management entityNEW YORK, NYPooled Investment Fund1$7,850,000
offering Indefinite · similar: $155,000–$5,250,000
30
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗CO CROSS OCEAN AVIATION FUND I (SAF), L.P.shared people, shared management entityNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗MF Mercer FFTC Hedge Fund Investors Ltdshared people, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund9$128,285,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗CW CAIS WorldQuant Millennium WMQS GEAE Ltd.shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund3$1,450,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2020
EDGAR ↗CA CAIS Access Fund- BCRE I LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$46,254,133
offering Indefinite · similar: $155,000–$5,250,000
66
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2020
EDGAR ↗CA CAIS Apollo Hybrid Value Access Fund LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$30,593,806
offering Indefinite · similar: $155,000–$5,250,000
41
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2020
EDGAR ↗SI SAF INVICTUS OPPORTUNITY FUND II, L.P.shared people, shared management entityNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗MF Mercer FFTC US Equity Investment Portfolio LLCshared people, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund10$905,079,499
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗CW CAIS WorldQuant Millennium WMQS GEAE LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$900,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2020
EDGAR ↗MF Mercer FFTC US Fixed Income Investment Portfolio LLCshared people, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund9$568,968,930
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗MF Mercer FFTC Non-US Equity Investment Portfolio LLCshared people, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund9$457,089,442
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗MF Mercer FFTC Emerging Markets Equity Investment Portfolio LLCshared people, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund9$202,973,445
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗CA CAIS Access Fund MMC 2018 (Offshore) LPshared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$15,272,711
offering Indefinite · similar: $155,000–$5,250,000
40
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗CA CAIS Access Fund - MMC 2018 LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$63,027,848
offering Indefinite · similar: $155,000–$5,250,000
86
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗CH CAIS Holdings LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$6,270,000
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
$25,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗CA CAIS Access Fund- Asia Fund IV LPshared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$50,789,703
offering Indefinite · similar: $155,000–$5,250,000
49
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗CB CAIS Blackstone TAS V LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$24,727,524
offering Indefinite · similar: $155,000–$5,250,000
50
similar: 4–27
$100,000
similar: $1,000–$100,000
2019–2020
EDGAR ↗CI CAIS ICG Strategic Equity III LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$57,400,000
offering Indefinite · similar: $155,000–$5,250,000
116
similar: 4–27
$250,000
similar: $1,000–$100,000
2019–2020
EDGAR ↗CF CAIS Financial Credit Investment IV Access Fund LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$94,775,000
offering Indefinite · similar: $155,000–$5,250,000
77
similar: 4–27
$250,000
similar: $1,000–$100,000
2019–2020
EDGAR ↗CC CAIS Carlyle Direct Access LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$95,766,000
offering Indefinite · similar: $155,000–$5,250,000
95
similar: 4–27
$250,000
similar: $1,000–$100,000
2019–2020
EDGAR ↗CB CAIS Blackstone TAS VI LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$42,134,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
$250,000
similar: $1,000–$100,000
2019–2019
EDGAR ↗MP Mercer Private Investment Partners VI, LPshared people, shared management entity, same business address, similar issuer namesSt. Louis, MOPooled Investment Fund2$389,435,000
offering Indefinite · similar: $155,000–$5,250,000
34
similar: 4–27
$3,000,000
similar: $1,000–$100,000
2020–2021
EDGAR ↗MS Mercer Strategic Solutions LLCshared people, shared management entity, same business address, similar issuer namesSt. Louis, MOPooled Investment Fund6$169,209,376
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2020–2025
EDGAR ↗CB CAIS Blackstone Growth LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$19,677,000
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
$250,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗CB CAIS BC Fund XIII LPshared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$41,068,000
offering Indefinite · similar: $155,000–$5,250,000
79
similar: 4–27
$250,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗CC CAIS Carlyle Renewable & Sustainable Energy Fund LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$6,250,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$250,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗CM CAIS Mercer Private Equity Vintage Fund I LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$8,400,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗CA CAIS Access Fund - BCRE II LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$46,075,000
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
$250,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗PU PIP US Special LP Vehicle, LPshared people, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Other Banking and Financial Services6$0
offering Indefinite · similar: $2,144,500–$20,220,000
87
similar: 2–24
No minimum reported
similar: $10,000–$100,000
2021–2026
EDGAR ↗CI CAIS ICG Strategic Equity IV LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$103,715,000
offering Indefinite · similar: $155,000–$5,250,000
206
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗CA CAIS Adams Street Private Income Fund LLCshared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$19,766,630
offering Indefinite · similar: $155,000–$5,250,000
39
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗CA CAIS Apollo Infrastructure Opportunities II Access Fund LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$16,881,000
offering Indefinite · similar: $155,000–$5,250,000
17
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗CM CAIS Mercer Private Equity Vintage Fund II LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$1,600,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗CC CAIS Carlyle Realty Partners IX Access Fund LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$25,800,000
offering Indefinite · similar: $155,000–$5,250,000
42
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗CA CAIS Ares Senior Direct Lending II LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$18,933,000
offering Indefinite · similar: $155,000–$5,250,000
30
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗CA CAIS Ares Senior Direct Lending II (TE) LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$12,100,000
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗CM CAIS Millennium Intl. Commitment Fund Ltd.shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$59,705,000
offering Indefinite · similar: $155,000–$5,250,000
217
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗CM CAIS Millennium USA Commitment Fund LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$96,409,450
offering Indefinite · similar: $155,000–$5,250,000
233
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗CS CAIS SL Alpine II, LPshared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$47,703,000
offering Indefinite · similar: $155,000–$5,250,000
72
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗CA CAIS Alkeon Innovation Private Series II LPshared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$1,550,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗CB CAIS Blackstone Tactical Opportunities Fund IV LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$27,116,000
offering Indefinite · similar: $155,000–$5,250,000
38
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CB CAIS BTAS VIII Access Fund LPshared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$15,550,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CC CAIS Carlyle Direct Access II LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$62,529,000
offering Indefinite · similar: $155,000–$5,250,000
82
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CK CAIS KKR Opportunities II Access Fund LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$4,925,000
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗Logo TCG Private Equity 2022, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$14,615,000
offering Indefinite · similar: $155,000–$5,250,000
39
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗MP Mercer Private Investment Partners VII, LPshared people, shared management entity, same business address, similar issuer namesSt. Louis, MOPooled Investment Fund2$735,225,000
offering Indefinite · similar: $155,000–$5,250,000
47
similar: 4–27
$3,000,000
similar: $1,000–$100,000
2022–2023
EDGAR ↗CK CAIS KKR Asset Based Finance Partners Offshore Access Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$2,100,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CK CAIS KKR Asset Based Finance Partners Access Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$5,660,000
offering Indefinite · similar: $155,000–$5,250,000
15
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CI CAIS ICG Strategic Equity IV Offshore, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$13,252,500
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CA CAIS Avenue Venture Opportunities Fund II, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund2$5,350,000
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CP CAIS Private Equity Core I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund2$331,531,000
offering Indefinite · similar: $155,000–$5,250,000
289
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CH CAIS HPS Strategic Investment Partners V, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund2$4,750,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CA CAIS Apollo Investment Fund X Offshore, LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund2$1,900,000
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CA CAIS Apollo Investment Fund X, LPshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund2$19,230,000
offering Indefinite · similar: $155,000–$5,250,000
47
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗SM SFG Multi-Strategy Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$14,700,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CB CAIS Bridge Logistics Net Lease Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$6,675,000
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CW CAIS WorldQuant Millennium SEALS Fund LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$9,950,000
offering Indefinite · similar: $155,000–$5,250,000
34
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CW CAIS WorldQuant Millennium SEALS Offshore Fund Ltd.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$7,175,000
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CA CAIS Apollo Aligned Alternatives Fund LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$46,070,000
offering Indefinite · similar: $155,000–$5,250,000
38
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CA CAIS Apollo Aligned Alternatives Fund (TE) LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$7,615,000
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CS CAIS SSA Strategic Partners Offshore Ltd.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$3,685,000
offering Indefinite · similar: $155,000–$5,250,000
17
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CS CAIS SSA Strategic Partners LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$3,050,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CM CAIS Mercer Vintage Fund III LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$2,400,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CA CAIS Apollo Aligned Alternatives Fund (1099) LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$9,070,000
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗CE CAIS EQT Buyout Fund X Access, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$2,250,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CP CAIS Private Equity Core II, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$54,983,000
offering Indefinite · similar: $155,000–$5,250,000
66
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗BI BlackRock Impact Opportunities (CAIS), L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$1,997,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CD CAIS Davidson Kempner Opportunities Fund VI, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$12,460,000
offering Indefinite · similar: $155,000–$5,250,000
32
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CV CAIS Vista Equity Partners Fund VIII, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$25,400,000
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CI CAIS ICG Strategic Equity V, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$23,150,000
offering Indefinite · similar: $155,000–$5,250,000
67
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗SA SAF Ares Corporate Opportunities Fund VII, L.P.shared people, same business addressPalm Beach, FLPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗SL SAF Lexington Capital Partners X, L.P.shared people, same business address, similar issuer namesPalm Beach, FLPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗PV Procyon Vintage I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$6,900,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CA CAIS Ares Senior Direct Lending III, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$16,675,000
offering Indefinite · similar: $155,000–$5,250,000
40
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CI CAIS ICGSEV Offshore, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$16,050,000
offering Indefinite · similar: $155,000–$5,250,000
41
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CV CAIS Vista Equity Partners Fund VIII Offshore, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$20,313,000
offering Indefinite · similar: $155,000–$5,250,000
80
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CD CAIS Davidson Kempner Opportunities International VI, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$11,950,000
offering Indefinite · similar: $155,000–$5,250,000
51
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CB CAIS Blue Owl Strategic Equity, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$25,875,000
offering Indefinite · similar: $155,000–$5,250,000
88
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CS Commerce Street Private Equity Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$7,200,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$250,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CS Commerce Street Private Credit Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$8,450,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$250,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CM CAIS Mercer Private Equity Vintage Fund IV LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$7,280,000
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CR CAIS Reverence Partners Opportunities Fund V (PE Fund III), L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$3,700,000
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
$50,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CC CAIS Crow Holdings Fund X, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$13,500,000
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
$250,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗GP GLT Private Alts Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$9,500,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$500,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗SA SAM Alternative Investment Opportunities Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$34,500,000
offering Indefinite · similar: $155,000–$5,250,000
91
similar: 4–27
$300,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗TP TCG Private Credit 2024, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$10,005,500
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗2P 26N Private Equity Partners I SAF, LPshared people, same business addressPALM BEACH, FLPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CI CAIS ICG LP Secondaries Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$58,825,000
offering Indefinite · similar: $155,000–$5,250,000
41
similar: 4–27
$250,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CA CAIS Apollo S3 Equity & Hybrid Solutions Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$7,150,000
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
$250,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗OO Oaktree Opportunities XII CAIS (Onshore) Access Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$16,050,000
offering Indefinite · similar: $155,000–$5,250,000
42
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗AV AltAlpha Vintage, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$11,610,000
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗MP Mercer Private Investment Partners VIII, LPshared people, shared management entity, same business address, similar issuer namesSt. Louis, MOPooled Investment Fund2$575,406,700
offering $1,000,000,000 · similar: $155,000–$5,250,000
40
similar: 4–27
$750,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗TP TCG Private Credit Offshore 2024, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$12,545,000
offering Indefinite · similar: $155,000–$5,250,000
37
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CN CAIS North Rock Fund LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$3,169,203
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CS CAIS Stonepeak Infrastructure Fund V, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$12,600,000
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CN CAIS North Rock Fund, Ltd.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$850,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CA CAIS Apollo S3 Equity & Hybrid Solutions Fund Offshore, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$100,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗MN Mercer NMSIC Private Investments, LPshared people, shared management entity, same business address, similar issuer namesRichmond, VAPooled Investment Fund3$551,700,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$1,500,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗SA SAF AlpInvest Secondaries Fund VIII, LPshared people, same business addressPALM BEACH, FLPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗PE Procyon Evergreen I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$27,485,606
offering Indefinite · similar: $155,000–$5,250,000
52
similar: 4–27
$200,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗FI FDC Investment Partners VIII, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$33,600,000
offering Indefinite · similar: $155,000–$5,250,000
47
similar: 4–27
$250,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CB CAIS Blue Owl GP Stakes VI, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$37,464,000
offering Indefinite · similar: $155,000–$5,250,000
76
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CK CAIS KKR Ascendant Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$20,505,000
offering Indefinite · similar: $155,000–$5,250,000
66
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗CV CAIS Vista Foundation Fund V, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$48,390,000
offering Indefinite · similar: $155,000–$5,250,000
145
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CM CAIS Millennium USA Commitment Fund III LLCshared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$94,044,000
offering Indefinite · similar: $155,000–$5,250,000
211
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CV CAIS Veritas PE IX, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$22,575,000
offering Indefinite · similar: $155,000–$5,250,000
59
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CM CAIS Millennium Intl.Commitment Fund III Ltd.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$56,946,810
offering Indefinite · similar: $155,000–$5,250,000
216
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CR CAIS Related Fund IV, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗SM SRPMIC Mercer Private Investments, LPshared people, shared management entity, same business address, similar issuer namesRichmond, VAPooled Investment Fund2$240,100,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗WG Waverly Growth Fund II, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$12,475,000
offering Indefinite · similar: $155,000–$5,250,000
15
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗OB One Brick Select Private Equity 2024, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$24,550,000
offering Indefinite · similar: $155,000–$5,250,000
45
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CB CAIS Blue Owl GP Stakes VI (TE), L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$10,465,000
offering Indefinite · similar: $155,000–$5,250,000
43
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗SB SAF Brookfield Strategic Real Estate Partners V, LPshared people, shared management entity, same business addressPALM BEACH, FLPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CC Core Convexity Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$10,700,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CC Core Convexity International Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$2,600,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗OP OCM Private Wealth Alternative Opportunities Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$3,800,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗SA SAM Alternative Investment Opportunities Fund II, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$28,508,500
offering Indefinite · similar: $155,000–$5,250,000
76
similar: 4–27
$300,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CL CAIS LGP Sage Equity Investors, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$26,775,000
offering Indefinite · similar: $155,000–$5,250,000
59
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CK CAIS KKR North America Fund XIV, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$40,625,000
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗NI NewPoint Impact Fund I Access, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$9,450,000
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗OP OCM Private Wealth Alternative Opportunities Offshore Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$1,650,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗Logo Pinegrove Capital Partners I Access, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$19,850,000
offering Indefinite · similar: $155,000–$5,250,000
66
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CV CAIS Vista Foundation Fund V (Offshore), L.P.shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$44,398,000
offering Indefinite · similar: $155,000–$5,250,000
161
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗KI KV IX Access, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$23,720,000
offering Indefinite · similar: $155,000–$5,250,000
99
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CD CAIS Davidson Kempner Real Estate Opportunities Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$7,950,000
offering Indefinite · similar: $155,000–$5,250,000
25
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗RE Radnor Equity Partners, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$38,615,000
offering Indefinite · similar: $155,000–$5,250,000
51
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗SA SAF Ara Energy Fund I, LPshared people, shared management entity, same business addressPALM BEACH, FLPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗SD SAF DP Portfolio Finance 7, LPshared people, shared management entity, same business addressPALM BEACH, FLPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗EP EWM Private Equity Access I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$44,625,000
offering Indefinite · similar: $155,000–$5,250,000
162
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗OB One Brick Select Private Real Estate 2025, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$22,165,000
offering Indefinite · similar: $155,000–$5,250,000
45
similar: 4–27
$250,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗IE ITE Equipment Leasing Access Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$15,650,000
offering Indefinite · similar: $155,000–$5,250,000
17
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗GP GLT Private Alts Fund II, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$18,500,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$500,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗SQ Simon Quick Private Equity Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund2$59,890,000
offering Indefinite · similar: $500,000–$16,420,250
86
similar: 2–28
$500,000
similar: $5,000–$100,000
2026–2026
EDGAR ↗MP Mercer Private Investment Partners IX, LPshared people, shared management entity, same business address, similar issuer namesSt. Louis, MOPooled Investment Fund1$178,500,000
offering $1,100,000,000 · similar: $155,000–$5,250,000
6
similar: 4–27
$2,500,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗CD CAIS Davidson Kempner Opportunities Fund VII, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$10,500,000
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
$250,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗C2 CAIS 26North Private Equity Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$20,467,000
offering Indefinite · similar: $155,000–$5,250,000
68
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗CP CAIS Private Equity Core III, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$101,766,000
offering Indefinite · similar: $155,000–$5,250,000
39
similar: 4–27
$250,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗MH Matter Healthcare Credit 2026, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$34,425,000
offering Indefinite · similar: $155,000–$5,250,000
43
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗CL CAIS Leonard Green Equity Investors X, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK CITY, NYPooled Investment Fund1$32,475,000
offering Indefinite · similar: $155,000–$5,250,000
42
similar: 4–27
$250,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗CI CAIS ICG LP Secondaries Fund II, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK CITY, NYPooled Investment Fund1$44,475,000
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗WP Waldron Private Equity Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$70,475,000
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗SL SAF Lexington Capital Partners XI, LPshared people, shared management entity, same business address, similar issuer namesPALM BEACH, FLPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗SA SAF ACI Access Fund, L.P.shared people, shared management entity, same business addressPALM BEACH, FLPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 15, 2026SAF ACI Access Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 21, 2026Mercer FFTC US Fixed Income Investment Portfolio LLCD/APooled Investment FundIndefinite$568,968,930
EDGAR ↗Sep 21, 2026Mercer FFTC US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$905,079,499
EDGAR ↗Sep 21, 2026Mercer FFTC Non-US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$457,089,442
EDGAR ↗Sep 21, 2026Mercer FFTC Emerging Markets Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$202,973,445
EDGAR ↗Aug 14, 2026Mercer NMSIC Private Investments, LPD/APooled Investment FundIndefinite$551,700,000
EDGAR ↗Jul 16, 2026SAF Lexington Capital Partners XI, LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 24, 2026Waldron Private Equity Fund I, L.P.DPooled Investment FundIndefinite$70,475,000
EDGAR ↗Jun 17, 2026CAIS ICG LP Secondaries Fund II, L.P.DPooled Investment FundIndefinite$44,475,000
EDGAR ↗Jun 17, 2026CAIS Leonard Green Equity Investors X, L.P.DPooled Investment FundIndefinite$32,475,000
EDGAR ↗Jun 17, 2026Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$568,195,425
EDGAR ↗Jun 17, 2026Mercer FFTC Hedge Fund Investors LtdD/APooled Investment FundIndefinite$128,285,000
EDGAR ↗Jun 17, 2026Mercer Buyout-Ready Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$537,070,446
EDGAR ↗Jun 3, 2026CAIS Private Equity Core III, L.P.DPooled Investment FundIndefinite$101,766,000
EDGAR ↗Jun 3, 2026CAIS 26North Private Equity Fund I, L.P.DPooled Investment FundIndefinite$20,467,000
EDGAR ↗Jun 3, 2026CAIS Davidson Kempner Opportunities Fund VII, L.P.DPooled Investment FundIndefinite$10,500,000
EDGAR ↗Jun 3, 2026Matter Healthcare Credit 2026, L.P.DPooled Investment FundIndefinite$34,425,000
EDGAR ↗May 28, 2026Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$17,959,372,476
EDGAR ↗May 28, 2026Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$2,515,792,930
EDGAR ↗May 5, 2026Simon Quick Private Equity Fund I, L.P.D/APooled Investment FundIndefinite$59,890,000
EDGAR ↗Apr 17, 2026Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$222,903,954
EDGAR ↗Apr 17, 2026Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$1,131,752,828
EDGAR ↗Apr 14, 2026Mercer Private Investment Partners IX, LPDPooled Investment Fund$1,100,000,000$178,500,000
EDGAR ↗Apr 1, 2026Simon Quick Private Equity Fund I, L.P.DPooled Investment FundIndefinite$59,890,000
EDGAR ↗Mar 25, 2026GLT Private Alts Fund II, L.P.DPooled Investment FundIndefinite$18,500,000
EDGAR ↗Mar 25, 2026ITE Equipment Leasing Access Fund, L.P.DPooled Investment FundIndefinite$15,650,000
EDGAR ↗Mar 17, 2026SRPMIC Mercer Private Investments, LPD/APooled Investment FundIndefinite$240,100,000
EDGAR ↗Feb 20, 2026One Brick Select Private Real Estate 2025, L.P.DPooled Investment FundIndefinite$22,165,000
EDGAR ↗Feb 20, 2026EWM Private Equity Access I, L.P.DPooled Investment FundIndefinite$44,625,000
EDGAR ↗Jan 20, 2026PIP US Special LP Vehicle, LPD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Dec 8, 2025SAF DP Portfolio Finance 7, LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 8, 2025SAF Ara Energy Fund I, LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 5, 2025Radnor Equity Partners, L.P.DPooled Investment FundIndefinite$38,615,000
EDGAR ↗Nov 5, 2025CAIS Davidson Kempner Real Estate Opportunities Fund, L.P.DPooled Investment FundIndefinite$7,950,000
EDGAR ↗Oct 15, 2025KV IX Access, L.P.DPooled Investment FundIndefinite$23,720,000
EDGAR ↗Oct 15, 2025CAIS Vista Foundation Fund V (Offshore), L.P.DPooled Investment FundIndefinite$44,398,000
EDGAR ↗Oct 14, 2025Pinegrove Capital Partners I Access, L.P.DPooled Investment FundIndefinite$19,850,000
EDGAR ↗Sep 22, 2025Mercer FFTC Non-US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$435,040,164
EDGAR ↗Sep 22, 2025Mercer FFTC US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$859,941,524
EDGAR ↗Sep 19, 2025Mercer FFTC US Fixed Income Investment Portfolio LLCD/APooled Investment FundIndefinite$505,903,327
EDGAR ↗Sep 19, 2025Mercer FFTC Emerging Markets Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$195,010,358
EDGAR ↗Aug 19, 2025OCM Private Wealth Alternative Opportunities Offshore Fund I, L.P.DPooled Investment FundIndefinite$1,650,000
EDGAR ↗Aug 14, 2025Mercer NMSIC Private Investments, LPD/APooled Investment FundIndefinite$351,600,000
EDGAR ↗Jul 24, 2025NewPoint Impact Fund I Access, L.P.DPooled Investment FundIndefinite$9,450,000
EDGAR ↗Jul 24, 2025CAIS KKR North America Fund XIV, L.P.DPooled Investment FundIndefinite$40,625,000
EDGAR ↗Jul 24, 2025CAIS LGP Sage Equity Investors, L.P.DPooled Investment FundIndefinite$26,775,000
EDGAR ↗Jul 22, 2025SAM Alternative Investment Opportunities Fund II, L.P.DPooled Investment FundIndefinite$28,508,500
EDGAR ↗Jul 22, 2025OCM Private Wealth Alternative Opportunities Fund I, L.P.DPooled Investment FundIndefinite$3,800,000
EDGAR ↗Jun 24, 2025Core Convexity International Fund, L.P.DPooled Investment FundIndefinite$2,600,000
EDGAR ↗Jun 17, 2025Mercer FFTC Hedge Fund Investors LtdD/APooled Investment FundIndefinite$105,485,000
EDGAR ↗Jun 17, 2025Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$568,195,425
EDGAR ↗Jun 17, 2025Mercer Buyout-Ready Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$537,070,446
EDGAR ↗Jun 2, 2025Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$208,206,940
EDGAR ↗Jun 2, 2025Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$955,104,761
EDGAR ↗May 28, 2025Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$16,281,546,770
EDGAR ↗May 28, 2025Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$2,377,921,930
EDGAR ↗May 14, 2025Core Convexity Fund, L.P.DPooled Investment FundIndefinite$10,700,000
EDGAR ↗May 1, 2025Mercer Private Investment Partners VIII, LPD/APooled Investment Fund$1,000,000,000$575,406,700
EDGAR ↗Apr 17, 2025Mercer Strategic Solutions LLCD/APooled Investment FundIndefinite$169,209,376
EDGAR ↗Mar 21, 2025SAF Brookfield Strategic Real Estate Partners V, LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 21, 2025CAIS Blue Owl GP Stakes VI (TE), L.P.DPooled Investment FundIndefinite$10,465,000
EDGAR ↗Mar 21, 2025One Brick Select Private Equity 2024, L.P.DPooled Investment FundIndefinite$24,550,000
EDGAR ↗Mar 20, 2025Waverly Growth Fund II, L.P.DPooled Investment FundIndefinite$12,475,000
EDGAR ↗Mar 17, 2025SRPMIC Mercer Private Investments, LPDPooled Investment FundIndefinite$240,100,000
EDGAR ↗Feb 14, 2025CAIS Related Fund IV, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 23, 2025CAIS Veritas PE IX, L.P.DPooled Investment FundIndefinite$22,575,000
EDGAR ↗Jan 23, 2025CAIS Millennium USA Commitment Fund III LLCDPooled Investment FundIndefinite$94,044,000
EDGAR ↗Jan 23, 2025CAIS Millennium Intl.Commitment Fund III Ltd.DPooled Investment FundIndefinite$56,946,810
EDGAR ↗Jan 23, 2025CAIS Vista Foundation Fund V, L.P.DPooled Investment FundIndefinite$48,390,000
EDGAR ↗Jan 17, 2025PIP US Special LP Vehicle, LPD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Oct 4, 2024Procyon Evergreen I, L.P.DPooled Investment FundIndefinite$27,485,606
EDGAR ↗Oct 4, 2024CAIS Blue Owl GP Stakes VI, L.P.DPooled Investment FundIndefinite$37,464,000
EDGAR ↗Oct 4, 2024CAIS KKR Ascendant Fund I, L.P.DPooled Investment FundIndefinite$20,505,000
EDGAR ↗Oct 4, 2024FDC Investment Partners VIII, L.P.DPooled Investment FundIndefinite$33,600,000
EDGAR ↗Sep 19, 2024Mercer FFTC Emerging Markets Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$170,013,551
EDGAR ↗Sep 19, 2024Mercer FFTC US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$706,972,110
EDGAR ↗Sep 19, 2024Mercer FFTC Non-US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$356,559,351
EDGAR ↗Sep 19, 2024Mercer FFTC US Fixed Income Investment Portfolio LLCD/APooled Investment FundIndefinite$394,621,099
EDGAR ↗Sep 9, 2024SAF AlpInvest Secondaries Fund VIII, LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 30, 2024Mercer FFTC US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$705,820,031
EDGAR ↗Aug 14, 2024Mercer NMSIC Private Investments, LPDPooled Investment FundIndefinite$151,500,000
EDGAR ↗Jun 28, 2024CAIS Apollo S3 Equity & Hybrid Solutions Fund Offshore, L.P.DPooled Investment FundIndefinite$100,000
EDGAR ↗Jun 28, 2024CAIS North Rock Fund, Ltd.DPooled Investment FundIndefinite$850,000
EDGAR ↗Jun 28, 2024CAIS Stonepeak Infrastructure Fund V, L.P.DPooled Investment FundIndefinite$12,600,000
EDGAR ↗Jun 27, 2024CAIS North Rock Fund LLCDPooled Investment FundIndefinite$3,169,203
EDGAR ↗Jun 26, 2024TCG Private Credit Offshore 2024, L.P.DPooled Investment FundIndefinite$12,545,000
EDGAR ↗Jun 17, 2024Mercer FFTC Hedge Fund Investors LtdD/APooled Investment FundIndefinite$105,485,000
EDGAR ↗Jun 17, 2024Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$567,197,449
EDGAR ↗Jun 17, 2024Mercer Buyout-Ready Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$526,398,725
EDGAR ↗May 28, 2024Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$2,158,062,930
EDGAR ↗May 28, 2024Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$192,613,383
EDGAR ↗May 28, 2024Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$14,940,257,831
EDGAR ↗May 1, 2024Mercer Private Investment Partners VIII, LPDPooled Investment Fund$1,000,000,000$113,550,000
EDGAR ↗Apr 30, 2024AltAlpha Vintage, L.P.DPooled Investment FundIndefinite$11,610,000
EDGAR ↗Apr 30, 2024Oaktree Opportunities XII CAIS (Onshore) Access Fund, L.P.DPooled Investment FundIndefinite$16,050,000
EDGAR ↗Apr 30, 2024CAIS Apollo S3 Equity & Hybrid Solutions Fund, L.P.DPooled Investment FundIndefinite$7,150,000
EDGAR ↗Apr 30, 2024CAIS ICG LP Secondaries Fund I, L.P.DPooled Investment FundIndefinite$58,825,000
EDGAR ↗Apr 17, 2024Mercer Strategic Solutions LLCD/APooled Investment FundIndefinite$127,764,000
EDGAR ↗Apr 12, 202426N Private Equity Partners I SAF, LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 9, 2024TCG Private Credit 2024, L.P.DPooled Investment FundIndefinite$10,005,500
EDGAR ↗Apr 9, 2024SAM Alternative Investment Opportunities Fund I, L.P.DPooled Investment FundIndefinite$34,500,000
EDGAR ↗Apr 1, 2024Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$198,122,541
EDGAR ↗Apr 1, 2024Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$834,562,873
EDGAR ↗Feb 29, 2024CAIS Crow Holdings Fund X, L.P.DPooled Investment FundIndefinite$13,500,000
EDGAR ↗Feb 29, 2024GLT Private Alts Fund I, L.P.DPooled Investment FundIndefinite$9,500,000
EDGAR ↗Jan 17, 2024Commerce Street Private Equity Fund I, L.P.DPooled Investment FundIndefinite$7,200,000
EDGAR ↗Jan 17, 2024Commerce Street Private Credit Fund I, L.P.DPooled Investment FundIndefinite$8,450,000
EDGAR ↗Jan 17, 2024CAIS Reverence Partners Opportunities Fund V (PE Fund III), L.P.DPooled Investment FundIndefinite$3,700,000
EDGAR ↗Jan 17, 2024CAIS Mercer Private Equity Vintage Fund IV LPDPooled Investment FundIndefinite$7,280,000
EDGAR ↗Jan 17, 2024PIP US Special LP Vehicle, LPD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Dec 6, 2023CAIS Blue Owl Strategic Equity, L.P.DPooled Investment FundIndefinite$25,875,000
EDGAR ↗Nov 14, 2023CAIS Davidson Kempner Opportunities International VI, L.P.DPooled Investment FundIndefinite$11,950,000
EDGAR ↗Nov 14, 2023CAIS Vista Equity Partners Fund VIII Offshore, L.P.DPooled Investment FundIndefinite$20,313,000
EDGAR ↗Nov 3, 2023CAIS ICGSEV Offshore, L.P.DPooled Investment FundIndefinite$16,050,000
EDGAR ↗Oct 31, 2023CAIS Ares Senior Direct Lending III, L.P.DPooled Investment FundIndefinite$16,675,000
EDGAR ↗Sep 26, 2023SAF Lexington Capital Partners X, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Sep 26, 2023SAF Ares Corporate Opportunities Fund VII, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Sep 20, 2023Procyon Vintage I, L.P.DPooled Investment FundIndefinite$6,900,000
EDGAR ↗Sep 19, 2023Mercer FFTC US Fixed Income Investment Portfolio LLCD/APooled Investment FundIndefinite$340,921,948
EDGAR ↗Sep 19, 2023Mercer FFTC Non-US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$326,440,737
EDGAR ↗Sep 19, 2023Mercer FFTC Emerging Markets Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$162,039,353
EDGAR ↗Aug 31, 2023Mercer FFTC US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$611,969,658
EDGAR ↗Aug 22, 2023SAF Lexington Capital Partners X, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 22, 2023SAF Ares Corporate Opportunities Fund VII, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 11, 2023CAIS ICG Strategic Equity V, L.P.DPooled Investment FundIndefinite$23,150,000
EDGAR ↗Jun 16, 2023Mercer Buyout-Ready Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$526,398,725
EDGAR ↗Jun 16, 2023Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$408,164,696
EDGAR ↗Jun 16, 2023Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$567,197,449
EDGAR ↗Jun 15, 2023Mercer FFTC Hedge Fund Investors LtdD/APooled Investment FundIndefinite$105,485,000
EDGAR ↗May 26, 2023Mercer Sonoco Investment Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,336,372,616
EDGAR ↗May 26, 2023Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$464,664,796
EDGAR ↗May 26, 2023Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$2,117,982,930
EDGAR ↗May 26, 2023Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$192,613,383
EDGAR ↗May 26, 2023Mercer Private Investment Partners VII, LPD/APooled Investment FundIndefinite$735,225,000
EDGAR ↗May 26, 2023Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$13,535,988,984
EDGAR ↗Apr 17, 2023Mercer Strategic Solutions LLCD/APooled Investment FundIndefinite$125,764,000
EDGAR ↗Apr 3, 2023Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$142,033,437
EDGAR ↗Apr 3, 2023Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$894,030,708
EDGAR ↗Mar 13, 2023CAIS Vista Equity Partners Fund VIII, L.P.DPooled Investment FundIndefinite$25,400,000
EDGAR ↗Mar 13, 2023CAIS Davidson Kempner Opportunities Fund VI, L.P.DPooled Investment FundIndefinite$12,460,000
EDGAR ↗Mar 10, 2023BlackRock Impact Opportunities (CAIS), L.P.DPooled Investment FundIndefinite$1,997,000
EDGAR ↗Feb 23, 2023CAIS Private Equity Core II, L.P.DPooled Investment FundIndefinite$54,983,000
EDGAR ↗Feb 23, 2023CAIS EQT Buyout Fund X Access, L.P.DPooled Investment FundIndefinite$2,250,000
EDGAR ↗Jan 17, 2023PIP US Special LP Vehicle, LPD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Dec 2, 2022CAIS SSA Strategic Partners Offshore Ltd.DPooled Investment FundIndefinite$3,685,000
EDGAR ↗Dec 2, 2022CAIS SSA Strategic Partners LLCDPooled Investment FundIndefinite$3,050,000
EDGAR ↗Dec 2, 2022CAIS Apollo Aligned Alternatives Fund (1099) LLCDPooled Investment FundIndefinite$9,070,000
EDGAR ↗Dec 2, 2022CAIS Apollo Aligned Alternatives Fund (TE) LLCDPooled Investment FundIndefinite$7,615,000
EDGAR ↗Dec 2, 2022CAIS Apollo Aligned Alternatives Fund LLCDPooled Investment FundIndefinite$46,070,000
EDGAR ↗Dec 2, 2022CAIS Bridge Logistics Net Lease Fund, L.P.DPooled Investment FundIndefinite$6,675,000
EDGAR ↗Dec 2, 2022CAIS Mercer Vintage Fund III LPDPooled Investment FundIndefinite$2,400,000
EDGAR ↗Dec 2, 2022CAIS WorldQuant Millennium SEALS Offshore Fund Ltd.DPooled Investment FundIndefinite$7,175,000
EDGAR ↗Dec 2, 2022CAIS WorldQuant Millennium SEALS Fund LLCDPooled Investment FundIndefinite$9,950,000
EDGAR ↗Nov 16, 2022SFG Multi-Strategy Fund, L.P.DPooled Investment FundIndefinite$14,700,000
EDGAR ↗Sep 19, 2022Mercer FFTC Non-US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$316,496,694
EDGAR ↗Sep 19, 2022Mercer FFTC Emerging Markets Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$158,212,181
EDGAR ↗Sep 19, 2022Mercer FFTC US Fixed Income Investment Portfolio LLCD/APooled Investment FundIndefinite$321,628,481
EDGAR ↗Sep 12, 2022Mercer Global Opportunities LtdD/APooled Investment FundIndefinite$218,444,700
EDGAR ↗Aug 31, 2022Mercer FFTC US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$547,510,867
EDGAR ↗Jul 22, 2022CAIS Apollo Investment Fund X, LPD/APooled Investment FundIndefinite$19,230,000
EDGAR ↗Jul 22, 2022CAIS Apollo Investment Fund X Offshore, LPD/APooled Investment FundIndefinite$1,900,000
EDGAR ↗Jul 22, 2022CAIS HPS Strategic Investment Partners V, L.P.D/APooled Investment FundIndefinite$4,750,000
EDGAR ↗Jul 22, 2022CAIS Private Equity Core I, L.P.D/APooled Investment FundIndefinite$331,531,000
EDGAR ↗Jul 22, 2022CAIS Avenue Venture Opportunities Fund II, L.P.D/APooled Investment FundIndefinite$5,350,000
EDGAR ↗Jul 15, 2022CAIS Apollo Investment Fund X, LPDPooled Investment FundIndefinite$19,230,000
EDGAR ↗Jul 15, 2022CAIS Apollo Investment Fund X Offshore, LPDPooled Investment FundIndefinite$1,900,000
EDGAR ↗Jul 15, 2022CAIS Private Equity Core I, L.P.DPooled Investment FundIndefinite$331,531,000
EDGAR ↗Jul 15, 2022CAIS HPS Strategic Investment Partners V, L.P.DPooled Investment FundIndefinite$4,750,000
EDGAR ↗Jul 7, 2022CAIS Avenue Venture Opportunities Fund II, L.P.DPooled Investment FundIndefinite$5,350,000
EDGAR ↗Jul 7, 2022CAIS ICG Strategic Equity IV Offshore, L.P.DPooled Investment FundIndefinite$13,252,500
EDGAR ↗Jun 24, 2022Capital Integration Systems LLCD/AOther$340,000,000$340,000,000
EDGAR ↗Jun 17, 2022Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$408,164,696
EDGAR ↗Jun 17, 2022Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$567,197,449
EDGAR ↗Jun 17, 2022Mercer Buyout-Ready Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$506,098,725
EDGAR ↗Jun 15, 2022Mercer FFTC Hedge Fund Investors LtdD/APooled Investment FundIndefinite$105,485,000
EDGAR ↗Jun 7, 2022CAIS Millennium USA Commitment Fund LLCD/APooled Investment FundIndefinite$96,409,450
EDGAR ↗Jun 7, 2022CAIS SCULPTOR MASTER FUND LLCD/APooled Investment FundIndefinite$43,741,478
EDGAR ↗Jun 7, 2022CAIS SCULPTOR MASTER FUND LTD.D/APooled Investment FundIndefinite$16,912,585
EDGAR ↗Jun 7, 2022CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$117,397,641
EDGAR ↗Jun 7, 2022CAIS Millennium USA LLCD/APooled Investment FundIndefinite$771,176,552
EDGAR ↗Jun 7, 2022CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$50,166,400
EDGAR ↗Jun 7, 2022CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$444,384,355
EDGAR ↗Jun 7, 2022CAIS Millennium Intl. Commitment Fund Ltd.D/APooled Investment FundIndefinite$59,705,000
EDGAR ↗Jun 6, 2022CAIS DES Oculus LLCD/APooled Investment FundIndefinite$78,271,973
EDGAR ↗Jun 6, 2022CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$71,425,000
EDGAR ↗Jun 6, 2022CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$19,155,000
EDGAR ↗May 31, 2022CAIS KKR Asset Based Finance Partners Offshore Access Fund, L.P.DPooled Investment FundIndefinite$2,100,000
EDGAR ↗May 31, 2022CAIS KKR Asset Based Finance Partners Access Fund, L.P.DPooled Investment FundIndefinite$5,660,000
EDGAR ↗May 26, 2022Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$11,495,085,579
EDGAR ↗May 26, 2022Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$464,664,796
EDGAR ↗May 26, 2022Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$1,991,080,139
EDGAR ↗May 26, 2022Mercer Sonoco Investment Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,336,372,616
EDGAR ↗May 26, 2022Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$187,298,383
EDGAR ↗May 9, 2022Mercer Private Investment Partners VII, LPDPooled Investment FundIndefinite$74,315,000
EDGAR ↗Apr 21, 2022Capital Integration Systems LLCD/AOther$328,000,000$328,000,000
EDGAR ↗Apr 15, 2022Mercer Strategic Solutions LLCD/APooled Investment FundIndefinite$121,504,000
EDGAR ↗Apr 14, 2022CAIS Adams Street Private Income Fund LLCD/APooled Investment FundIndefinite$19,766,630
EDGAR ↗Apr 7, 2022TCG Private Equity 2022, L.P.DPooled Investment FundIndefinite$14,615,000
EDGAR ↗Mar 30, 2022Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$142,033,437
EDGAR ↗Mar 30, 2022Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$894,030,708
EDGAR ↗Mar 29, 2022CAIS KKR Opportunities II Access Fund LPDPooled Investment FundIndefinite$4,925,000
EDGAR ↗Mar 24, 2022CAIS Carlyle Direct Access II LPDPooled Investment FundIndefinite$62,529,000
EDGAR ↗Mar 22, 2022CAIS ICG Strategic Equity IV LPD/APooled Investment FundIndefinite$103,715,000
EDGAR ↗Feb 9, 2022CAIS BTAS VIII Access Fund LPDPooled Investment FundIndefinite$15,550,000
EDGAR ↗Feb 8, 2022CAIS Blackstone Tactical Opportunities Fund IV LPDPooled Investment FundIndefinite$27,116,000
EDGAR ↗Jan 25, 2022Capital Integration Systems LLCDOther$225,000,000$225,000,000
EDGAR ↗Jan 14, 2022PIP US Special LP Vehicle, LPD/AOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Nov 23, 2021CAIS SCULPTOR MASTER FUND LTD.D/APooled Investment FundIndefinite$16,912,585
EDGAR ↗Nov 18, 2021CAIS SCULPTOR MASTER FUND LLCD/APooled Investment FundIndefinite$43,741,478
EDGAR ↗Oct 26, 2021CAIS Alkeon Innovation Private Series II LPDPooled Investment FundIndefinite$1,550,000
EDGAR ↗Oct 26, 2021CAIS SL Alpine II, LPDPooled Investment FundIndefinite$47,703,000
EDGAR ↗Oct 13, 2021CAIS Ares Senior Direct Lending II (TE) LPD/APooled Investment FundIndefinite$12,100,000
EDGAR ↗Oct 13, 2021CAIS Millennium USA Commitment Fund LLCDPooled Investment FundIndefinite$96,409,450
EDGAR ↗Oct 13, 2021CAIS Millennium Intl. Commitment Fund Ltd.DPooled Investment FundIndefinite$59,705,000
EDGAR ↗Oct 13, 2021CAIS Ares Senior Direct Lending II (TE) LPD/APooled Investment FundIndefinite$12,100,000
EDGAR ↗Oct 13, 2021CAIS Ares Senior Direct Lending II (TE) LPDPooled Investment FundIndefinite$12,100,000
EDGAR ↗Oct 13, 2021CAIS Ares Senior Direct Lending II LPDPooled Investment FundIndefinite$18,933,000
EDGAR ↗Sep 17, 2021Mercer FFTC Emerging Markets Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$139,874,130
EDGAR ↗Sep 17, 2021Mercer FFTC Non-US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$305,104,055
EDGAR ↗Sep 17, 2021Mercer FFTC US Fixed Income Investment Portfolio LLCD/APooled Investment FundIndefinite$298,542,428
EDGAR ↗Sep 10, 2021Mercer Global Opportunities LtdD/APooled Investment FundIndefinite$162,343,000
EDGAR ↗Aug 31, 2021Mercer FFTC US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$530,472,062
EDGAR ↗Jul 30, 2021CAIS Carlyle Realty Partners IX Access Fund LPDPooled Investment FundIndefinite$25,800,000
EDGAR ↗Jul 12, 2021CAIS Mercer Private Equity Vintage Fund II LPD/APooled Investment FundIndefinite$1,600,000
EDGAR ↗Jul 12, 2021CAIS Mercer Private Equity Vintage Fund II LPDPooled Investment FundIndefinite$1,600,000
EDGAR ↗Jun 17, 2021Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$562,677,743
EDGAR ↗Jun 17, 2021Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$408,164,696
EDGAR ↗Jun 17, 2021Mercer Buyout-Ready Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$506,098,725
EDGAR ↗Jun 15, 2021Mercer FFTC Hedge Fund Investors LtdD/APooled Investment FundIndefinite$97,145,000
EDGAR ↗Jun 1, 2021CAIS SCULPTOR MASTER FUND LLCD/APooled Investment FundIndefinite$43,741,478
EDGAR ↗Jun 1, 2021CAIS SCULPTOR MASTER FUND LTD.D/APooled Investment FundIndefinite$16,412,585
EDGAR ↗Jun 1, 2021CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$71,425,000
EDGAR ↗Jun 1, 2021CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$117,397,641
EDGAR ↗Jun 1, 2021CAIS Millennium USA LLCD/APooled Investment FundIndefinite$771,176,552
EDGAR ↗Jun 1, 2021CAIS DES Oculus LLCD/APooled Investment FundIndefinite$78,271,973
EDGAR ↗Jun 1, 2021CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$50,166,400
EDGAR ↗Jun 1, 2021CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$444,384,355
EDGAR ↗Jun 1, 2021CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$19,155,000
EDGAR ↗May 26, 2021Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$464,664,796
EDGAR ↗May 26, 2021Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$42,490,000
EDGAR ↗May 26, 2021Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$1,824,885,139
EDGAR ↗May 26, 2021Mercer Sonoco Investment Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,336,372,616
EDGAR ↗May 26, 2021Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$9,938,015,248
EDGAR ↗May 26, 2021Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$187,298,383
EDGAR ↗May 19, 2021CAIS Apollo Infrastructure Opportunities II Access Fund LPDPooled Investment FundIndefinite$16,881,000
EDGAR ↗Apr 15, 2021Mercer Strategic Solutions LLCD/APooled Investment FundIndefinite$75,752,000
EDGAR ↗Apr 15, 2021Mercer Private Investment Partners VI, LPD/APooled Investment FundIndefinite$389,435,000
EDGAR ↗Apr 14, 2021CAIS Adams Street Private Income Fund LLCDPooled Investment FundIndefinite$1,750,000
EDGAR ↗Apr 9, 2021Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$141,179,794
EDGAR ↗Apr 8, 2021Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$789,604,258
EDGAR ↗Mar 23, 2021CAIS ICG Strategic Equity IV LPDPooled Investment FundIndefinite$7,800,000
EDGAR ↗Jan 14, 2021PIP US Special LP Vehicle, LPDOther Banking and Financial ServicesIndefinite$0
EDGAR ↗Dec 21, 2020Capital Integration Systems LLCDOther$50,000,160$50,000,160
EDGAR ↗Dec 18, 2020CAIS Access Fund - BCRE II LPDPooled Investment FundIndefinite$46,075,000
EDGAR ↗Dec 4, 2020CAIS Financial Credit Investment IV Access Fund LPD/APooled Investment FundIndefinite$94,775,000
EDGAR ↗Oct 29, 2020CAIS Mercer Private Equity Vintage Fund I LPD/APooled Investment FundIndefinite$8,400,000
EDGAR ↗Oct 29, 2020CAIS BC Fund XIII LPD/APooled Investment FundIndefinite$41,068,000
EDGAR ↗Oct 29, 2020CAIS BC Fund XIII LPD/APooled Investment FundIndefinite$41,068,000
EDGAR ↗Oct 29, 2020CAIS Carlyle Renewable & Sustainable Energy Fund LPD/APooled Investment FundIndefinite$6,250,000
EDGAR ↗Oct 29, 2020CAIS Blackstone Growth LPD/APooled Investment FundIndefinite$19,677,000
EDGAR ↗Oct 26, 2020CAIS Mercer Private Equity Vintage Fund I LPD/APooled Investment FundIndefinite$8,400,000
EDGAR ↗Oct 26, 2020CAIS Mercer Private Equity Vintage Fund I LPD/APooled Investment FundIndefinite$8,400,000
EDGAR ↗Oct 26, 2020CAIS Blackstone Growth LPD/APooled Investment FundIndefinite$19,677,000
EDGAR ↗Oct 26, 2020CAIS Carlyle Renewable & Sustainable Energy Fund LPD/APooled Investment FundIndefinite$6,250,000
EDGAR ↗Oct 14, 2020CAIS Mercer Private Equity Vintage Fund I LPDPooled Investment FundIndefinite$8,400,000
EDGAR ↗Oct 6, 2020CAIS Carlyle Renewable & Sustainable Energy Fund LPDPooled Investment FundIndefinite$6,250,000
EDGAR ↗Sep 17, 2020Mercer FFTC Emerging Markets Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$114,067,290
EDGAR ↗Sep 17, 2020Mercer FFTC US Fixed Income Investment Portfolio LLCD/APooled Investment FundIndefinite$274,508,790
EDGAR ↗Sep 17, 2020Mercer FFTC Non-US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$291,430,525
EDGAR ↗Sep 10, 2020Mercer Global Opportunities LtdD/APooled Investment FundIndefinite$111,880,000
EDGAR ↗Sep 1, 2020CAIS WorldQuant Millennium WMQS GEAE LLCD/APooled Investment FundIndefinite$900,000
EDGAR ↗Aug 31, 2020Mercer FFTC US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$300,716,882
EDGAR ↗Aug 18, 2020CAIS BC Fund XIII LPDPooled Investment FundIndefinite$23,903,000
EDGAR ↗Aug 4, 2020CAIS Carlyle Direct Access LPDPooled Investment FundIndefinite$95,766,000
EDGAR ↗Jul 21, 2020CAIS Blackstone Growth LPDPooled Investment FundIndefinite$8,722,000
EDGAR ↗Jul 14, 2020CAIS Apollo Hybrid Value Access Fund LPD/APooled Investment FundIndefinite$30,593,806
EDGAR ↗Jul 14, 2020CAIS Access Fund- BCRE I LPD/APooled Investment FundIndefinite$46,254,133
EDGAR ↗Jul 7, 2020CAIS WorldQuant Millennium WMQS GEAE Ltd.D/APooled Investment FundIndefinite$1,450,000
EDGAR ↗Jun 23, 2020CAIS Financial Credit Investment IV Access Fund LPD/APooled Investment FundIndefinite$86,665,000
EDGAR ↗Jun 23, 2020CAIS Financial Credit Investment IV Access Fund LPD/APooled Investment FundIndefinite$86,665,000
EDGAR ↗Jun 17, 2020Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$408,164,696
EDGAR ↗Jun 17, 2020Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$556,792,681
EDGAR ↗Jun 17, 2020Mercer Buyout-Ready Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$450,688,754
EDGAR ↗Jun 15, 2020Mercer FFTC Hedge Fund Investors LtdD/APooled Investment FundIndefinite$88,115,000
EDGAR ↗Jun 8, 2020CAIS SCULPTOR MASTER FUND LLCD/APooled Investment FundIndefinite$43,041,478
EDGAR ↗Jun 8, 2020CAIS SCULPTOR MASTER FUND LTD.D/APooled Investment FundIndefinite$16,412,585
EDGAR ↗Jun 8, 2020CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$418,824,355
EDGAR ↗Jun 8, 2020CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$70,575,000
EDGAR ↗Jun 8, 2020CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$70,575,000
EDGAR ↗Jun 8, 2020CAIS DES Oculus LLCD/APooled Investment FundIndefinite$77,821,973
EDGAR ↗Jun 8, 2020CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$70,575,000
EDGAR ↗Jun 8, 2020CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$108,240,141
EDGAR ↗Jun 8, 2020CAIS Millennium USA LLCD/APooled Investment FundIndefinite$707,833,864
EDGAR ↗Jun 8, 2020CAIS DES Oculus LLCD/APooled Investment FundIndefinite$77,821,973
EDGAR ↗Jun 8, 2020CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$48,666,400
EDGAR ↗Jun 8, 2020CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$19,155,000
EDGAR ↗Jun 3, 2020CAIS ICG Strategic Equity III LPD/APooled Investment FundIndefinite$57,400,000
EDGAR ↗May 26, 2020Mercer Sonoco Investment Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,266,372,616
EDGAR ↗May 26, 2020Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$443,762,702
EDGAR ↗May 26, 2020Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$8,146,335,098
EDGAR ↗May 26, 2020Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$36,090,000
EDGAR ↗May 26, 2020Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$1,712,185,139
EDGAR ↗May 26, 2020Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$187,298,383
EDGAR ↗Apr 30, 2020Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$130,380,056
EDGAR ↗Apr 30, 2020Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$525,609,600
EDGAR ↗Apr 15, 2020Mercer Strategic Solutions LLCDPooled Investment FundIndefinite$0
EDGAR ↗Apr 15, 2020Mercer Private Investment Partners VI, LPDPooled Investment Fund$300,000,000$130,050,000
EDGAR ↗Mar 13, 2020Mercer Sonoco Investment Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,266,372,616
EDGAR ↗Jan 9, 2020CAIS Blackstone TAS V LPD/APooled Investment FundIndefinite$24,727,524
EDGAR ↗Dec 19, 2019CAIS Blackstone TAS VI LPDPooled Investment FundIndefinite$42,134,000
EDGAR ↗Dec 16, 2019CAIS Access Fund- Asia Fund IV LPD/APooled Investment FundIndefinite$50,789,703
EDGAR ↗Dec 9, 2019CAIS Holdings LLCD/APooled Investment FundIndefinite$6,270,000
EDGAR ↗Nov 8, 2019CAIS Access Fund - MMC 2018 LPD/APooled Investment FundIndefinite$63,027,848
EDGAR ↗Nov 7, 2019CAIS Access Fund MMC 2018 (Offshore) LPD/APooled Investment FundIndefinite$15,272,711
EDGAR ↗Nov 7, 2019CAIS Access Fund - MMC 2018 LPD/APooled Investment FundIndefinite$61,836,848
EDGAR ↗Sep 17, 2019Mercer FFTC Emerging Markets Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$94,796,368
EDGAR ↗Sep 17, 2019Mercer FFTC Non-US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$254,339,608
EDGAR ↗Sep 17, 2019Mercer FFTC US Fixed Income Investment Portfolio LLCD/APooled Investment FundIndefinite$242,062,057
EDGAR ↗Sep 10, 2019Mercer Global Opportunities LtdD/APooled Investment FundIndefinite$108,880,000
EDGAR ↗Sep 4, 2019CAIS WorldQuant Millennium WMQS GEAE LLCD/APooled Investment FundIndefinite$800,000
EDGAR ↗Aug 29, 2019Mercer FFTC US Equity Investment Portfolio LLCD/APooled Investment FundIndefinite$263,183,626
EDGAR ↗Aug 9, 2019CAIS Access Fund- BCRE I LPD/APooled Investment FundIndefinite$46,254,133
EDGAR ↗Aug 9, 2019CAIS Carlyle Direct Access LPDPooled Investment FundIndefinite$51,876,000
EDGAR ↗Jul 18, 2019CAIS Access Fund- BCRE I LPD/APooled Investment FundIndefinite$46,254,133
EDGAR ↗Jul 18, 2019CAIS Apollo Hybrid Value Access Fund LPD/APooled Investment FundIndefinite$30,593,806
EDGAR ↗Jul 9, 2019CAIS WorldQuant Millennium WMQS GEAE Ltd.D/APooled Investment FundIndefinite$1,450,000
EDGAR ↗Jun 27, 2019CAIS Financial Credit Investment IV Access Fund LPDPooled Investment FundIndefinite$37,890,000
EDGAR ↗Jun 17, 2019Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$392,614,696
EDGAR ↗Jun 17, 2019Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$188,472,138
EDGAR ↗Jun 17, 2019Mercer Buyout-Ready Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$450,688,754
EDGAR ↗Jun 14, 2019Mercer FFTC Hedge Fund Investors LtdD/APooled Investment FundIndefinite$53,000,000
EDGAR ↗Jun 10, 2019CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$18,155,000
EDGAR ↗Jun 10, 2019CAIS SCULPTOR MASTER FUND LLCD/APooled Investment FundIndefinite$43,041,478
EDGAR ↗Jun 10, 2019CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$106,915,141
EDGAR ↗Jun 10, 2019CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$47,820,400
EDGAR ↗Jun 10, 2019CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$48,350,000
EDGAR ↗Jun 10, 2019CAIS DES Oculus LLCD/APooled Investment FundIndefinite$76,921,973
EDGAR ↗Jun 10, 2019CAIS SCULPTOR MASTER FUND LTD.D/APooled Investment FundIndefinite$16,412,585
EDGAR ↗Jun 10, 2019CAIS Millennium USA LLCD/APooled Investment FundIndefinite$626,890,197
EDGAR ↗Jun 10, 2019CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$368,250,375
EDGAR ↗Jun 10, 2019CAIS Millennium USA LLCD/APooled Investment FundIndefinite$626,890,197
EDGAR ↗Jun 6, 2019CAIS ICG Strategic Equity III LPDPooled Investment FundIndefinite$34,275,000
EDGAR ↗May 23, 2019Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$442,328,094
EDGAR ↗May 23, 2019Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$7,012,852,141
EDGAR ↗May 23, 2019Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$36,090,000
EDGAR ↗May 23, 2019Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$1,636,680,139
EDGAR ↗May 23, 2019Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$187,298,383
EDGAR ↗Apr 15, 2019Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$186,149,686
EDGAR ↗Apr 15, 2019Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$729,097,314
EDGAR ↗Mar 14, 2019Mercer Sonoco Investment Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,076,372,616
EDGAR ↗Jan 22, 2019CAIS Blackstone TAS V LPDPooled Investment FundIndefinite$24,477,524
EDGAR ↗Jan 7, 2019Mercer Private Investment Partners V, LPD/APooled Investment Fund$250,000,000$169,485,000
EDGAR ↗Dec 20, 2018CAIS Access Fund- Asia Fund IV LPDPooled Investment FundIndefinite$50,789,703
EDGAR ↗Dec 13, 2018CAIS Holdings LLCDPooled Investment FundIndefinite$25,000
EDGAR ↗Nov 13, 2018CAIS Access Fund MMC 2018 (Offshore) LPDPooled Investment FundIndefinite$6,815,000
EDGAR ↗Nov 13, 2018CAIS Access Fund - MMC 2018 LPDPooled Investment FundIndefinite$43,605,999
EDGAR ↗Sep 17, 2018Mercer FFTC Emerging Markets Equity Investment Portfolio LLCDPooled Investment FundIndefinite$18,000,000
EDGAR ↗Sep 17, 2018Mercer FFTC Non-US Equity Investment Portfolio LLCDPooled Investment FundIndefinite$101,959,174
EDGAR ↗Sep 17, 2018Mercer FFTC US Fixed Income Investment Portfolio LLCDPooled Investment FundIndefinite$167,829,021
EDGAR ↗Sep 11, 2018CAIS WorldQuant Millennium WMQS GEAE LLCDPooled Investment FundIndefinite$400,000
EDGAR ↗Sep 10, 2018Mercer Global Opportunities LtdD/APooled Investment FundIndefinite$75,500,000
EDGAR ↗Aug 29, 2018Mercer FFTC US Equity Investment Portfolio LLCDPooled Investment FundIndefinite$142,314,473
EDGAR ↗Aug 7, 2018SAF INVICTUS OPPORTUNITY FUND II, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 27, 2018CAIS Apollo Hybrid Value Access Fund LPDPooled Investment FundIndefinite$10,400,000
EDGAR ↗Jul 27, 2018CAIS Access Fund- BCRE I LPDPooled Investment FundIndefinite$42,000,000
EDGAR ↗Jul 16, 2018CAIS WorldQuant Millennium WMQS GEAE Ltd.DPooled Investment FundIndefinite$300,000
EDGAR ↗Jun 15, 2018Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$389,614,696
EDGAR ↗Jun 15, 2018Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$188,472,138
EDGAR ↗Jun 15, 2018Mercer Buyout-Ready Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$438,440,003
EDGAR ↗Jun 14, 2018Mercer FFTC Hedge Fund Investors LtdDPooled Investment FundIndefinite$33,000,000
EDGAR ↗Jun 13, 2018CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$44,500,000
EDGAR ↗Jun 12, 2018CAIS SCULPTOR MASTER FUND LLCD/APooled Investment FundIndefinite$43,041,478
EDGAR ↗Jun 12, 2018CAIS SCULPTOR MASTER FUND LTD.D/APooled Investment FundIndefinite$16,012,585
EDGAR ↗Jun 12, 2018CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$44,500,000
EDGAR ↗Jun 12, 2018CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$44,500,000
EDGAR ↗Jun 12, 2018CAIS ESG CROSS BORDER EQUITY FUND LLCD/APooled Investment FundIndefinite$24,683,019
EDGAR ↗Jun 12, 2018CAIS Kingdon Offshore Ltd.D/APooled Investment FundIndefinite$5,305,100
EDGAR ↗Jun 12, 2018CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$104,215,141
EDGAR ↗Jun 12, 2018CAIS Millennium USA LLCD/APooled Investment FundIndefinite$530,070,197
EDGAR ↗Jun 12, 2018CAIS Kingdon Associates LLCD/APooled Investment FundIndefinite$7,841,683
EDGAR ↗Jun 12, 2018CAIS Blue Trend Fund LLCD/APooled Investment FundIndefinite$52,941,688
EDGAR ↗Jun 12, 2018CAIS DES Oculus LLCD/APooled Investment FundIndefinite$74,171,973
EDGAR ↗Jun 12, 2018CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$45,942,450
EDGAR ↗Jun 12, 2018CAIS AllBlue LLCD/APooled Investment FundIndefinite$62,499,029
EDGAR ↗Jun 12, 2018CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$327,486,775
EDGAR ↗Jun 12, 2018CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$17,905,000
EDGAR ↗Jun 12, 2018CAIS BlueTrend Fund Ltd.D/APooled Investment FundIndefinite$35,176,779
EDGAR ↗Jun 12, 2018CAIS AllBlue Ltd.D/APooled Investment FundIndefinite$26,637,504
EDGAR ↗May 23, 2018Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$442,328,094
EDGAR ↗May 23, 2018Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$5,302,079,832
EDGAR ↗May 23, 2018Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$36,090,000
EDGAR ↗May 23, 2018Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$1,507,180,139
EDGAR ↗May 23, 2018Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$187,298,383
EDGAR ↗May 4, 2018CROSS OCEAN AVIATION FUND I (SAF), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Mar 29, 2018SAF EUROPE REALTY PARTNERS II (H.I.G.), L.P.DPooled Investment FundIndefinite$7,850,000
EDGAR ↗Mar 14, 2018Mercer Sonoco Investment Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,076,372,616
EDGAR ↗Mar 5, 2018Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$101,138,562
EDGAR ↗Mar 5, 2018Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$101,138,562
EDGAR ↗Mar 5, 2018Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$685,238,608
EDGAR ↗Jan 5, 2018Mercer Private Investment Partners V, LPD/APooled Investment Fund$250,000,000$83,750,000
EDGAR ↗Jan 5, 2018Mercer Private Investment Partners V, LPDPooled Investment Fund$250,000,000$83,750,000
EDGAR ↗Oct 24, 2017CAIS Blue Trend Fund LLCD/APooled Investment FundIndefinite$52,941,688
EDGAR ↗Oct 24, 2017CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$281,951,908
EDGAR ↗Oct 24, 2017CAIS DES Oculus LLCD/APooled Investment FundIndefinite$64,646,763
EDGAR ↗Oct 24, 2017CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$41,900,000
EDGAR ↗Oct 24, 2017CAIS DES Oculus LLCD/APooled Investment FundIndefinite$64,646,763
EDGAR ↗Oct 24, 2017CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$16,140,000
EDGAR ↗Oct 24, 2017CAIS BlueTrend Fund Ltd.D/APooled Investment FundIndefinite$35,176,779
EDGAR ↗Oct 23, 2017CAIS SCULPTOR MASTER FUND LLCD/APooled Investment FundIndefinite$42,577,151
EDGAR ↗Oct 23, 2017CAIS SCULPTOR MASTER FUND LTD.D/APooled Investment FundIndefinite$14,907,586
EDGAR ↗Oct 23, 2017CAIS ESG CROSS BORDER EQUITY FUND LLCD/APooled Investment FundIndefinite$24,683,019
EDGAR ↗Oct 23, 2017CAIS Kingdon Offshore Ltd.D/APooled Investment FundIndefinite$5,305,100
EDGAR ↗Oct 23, 2017CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$99,990,140
EDGAR ↗Oct 23, 2017CAIS Millennium USA LLCD/APooled Investment FundIndefinite$496,175,752
EDGAR ↗Oct 23, 2017CAIS Kingdon Associates LLCD/APooled Investment FundIndefinite$7,841,683
EDGAR ↗Oct 23, 2017CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$41,252,451
EDGAR ↗Oct 23, 2017CAIS AllBlue LLCD/APooled Investment FundIndefinite$62,499,029
EDGAR ↗Oct 23, 2017CAIS AllBlue Ltd.D/APooled Investment FundIndefinite$26,637,504
EDGAR ↗Sep 8, 2017Mercer Global Opportunities LtdD/APooled Investment FundIndefinite$54,300,000
EDGAR ↗Jun 15, 2017Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group TrustDPooled Investment FundIndefinite$98,900,000
EDGAR ↗Jun 15, 2017Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group TrustDPooled Investment FundIndefinite$18,400,000
EDGAR ↗Jun 15, 2017Mercer Buyout-Ready Fund, a series of Mercer Group TrustDPooled Investment FundIndefinite$283,063,297
EDGAR ↗May 23, 2017Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$426,764,828
EDGAR ↗May 23, 2017Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$4,613,156,511
EDGAR ↗May 23, 2017Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$34,440,000
EDGAR ↗May 23, 2017Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$1,348,820,139
EDGAR ↗May 23, 2017Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$177,573,383
EDGAR ↗Mar 14, 2017Mercer Sonoco Investment Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,006,431,113
EDGAR ↗Mar 7, 2017Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$157,929,941
EDGAR ↗Mar 7, 2017Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$570,243,840
EDGAR ↗Oct 26, 2016CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$38,250,000
EDGAR ↗Oct 26, 2016CAIS ESG CROSS BORDER EQUITY FUND LLCD/APooled Investment FundIndefinite$24,683,019
EDGAR ↗Oct 26, 2016CAIS Blue Trend Fund LLCD/APooled Investment FundIndefinite$52,941,688
EDGAR ↗Oct 26, 2016CAIS DES Oculus LLCD/APooled Investment FundIndefinite$64,146,763
EDGAR ↗Oct 26, 2016CAIS BlueTrend Fund Ltd.D/APooled Investment FundIndefinite$35,176,779
EDGAR ↗Oct 25, 2016CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$14,965,000
EDGAR ↗Oct 25, 2016CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$89,473,035
EDGAR ↗Oct 25, 2016CAIS Millennium USA LLCD/APooled Investment FundIndefinite$460,899,460
EDGAR ↗Oct 25, 2016CAIS Kingdon Associates LLCD/APooled Investment FundIndefinite$7,841,683
EDGAR ↗Oct 25, 2016CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$35,131,451
EDGAR ↗Oct 25, 2016CAIS AllBlue LLCD/APooled Investment FundIndefinite$62,498,029
EDGAR ↗Oct 25, 2016CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$271,262,485
EDGAR ↗Oct 25, 2016CAIS AllBlue Ltd.D/APooled Investment FundIndefinite$26,637,504
EDGAR ↗Oct 24, 2016CAIS SCULPTOR MASTER FUND LLCD/APooled Investment FundIndefinite$42,445,912
EDGAR ↗Oct 24, 2016CAIS SCULPTOR MASTER FUND LTD.D/APooled Investment FundIndefinite$13,607,586
EDGAR ↗Oct 24, 2016CAIS Kingdon Offshore Ltd.D/APooled Investment FundIndefinite$5,305,100
EDGAR ↗Sep 16, 2016Mercer Private Investment Partners IV, LPD/APooled Investment FundIndefinite$200,750,000
EDGAR ↗Sep 8, 2016Mercer Global Opportunities LtdDPooled Investment FundIndefinite$21,700,000
EDGAR ↗Aug 4, 2016STRATEGIC ALTERNATIVE FUNDS GROUP, LLCDOther TechnologyIndefinite$0
EDGAR ↗Jun 15, 2016Mercer Diocese of Brooklyn Risk Reduction StrategyD/APooled Investment FundIndefinite$164,102,781
EDGAR ↗Jun 14, 2016Mercer Diocese of Brooklyn Growth StrategyD/APooled Investment FundIndefinite$510,719,443
EDGAR ↗May 23, 2016Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$500,463,462
EDGAR ↗May 23, 2016Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$4,290,638,662
EDGAR ↗May 23, 2016Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$34,190,000
EDGAR ↗May 23, 2016Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$1,265,899,555
EDGAR ↗May 23, 2016Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$172,633,383
EDGAR ↗Mar 14, 2016Mercer Sonoco Investment Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$966,861,113
EDGAR ↗Sep 30, 2015CAIS SCULPTOR MASTER FUND LLCD/APooled Investment FundIndefinite$39,602,667
EDGAR ↗Sep 30, 2015CAIS SCULPTOR MASTER FUND LTD.D/APooled Investment FundIndefinite$11,806,452
EDGAR ↗Sep 30, 2015CAIS ESG CROSS BORDER EQUITY FUND LLCD/APooled Investment FundIndefinite$25,035,000
EDGAR ↗Sep 30, 2015CAIS Kingdon Offshore Ltd.D/APooled Investment FundIndefinite$5,105,100
EDGAR ↗Sep 30, 2015CAIS Blue Trend Fund LLCD/APooled Investment FundIndefinite$45,962,000
EDGAR ↗Sep 30, 2015CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$73,741,189
EDGAR ↗Sep 30, 2015CAIS Kingdon Associates LLCD/APooled Investment FundIndefinite$7,665,000
EDGAR ↗Sep 30, 2015CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$29,750,000
EDGAR ↗Sep 30, 2015CAIS DES Oculus LLCD/APooled Investment FundIndefinite$59,350,000
EDGAR ↗Sep 30, 2015CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$30,479,950
EDGAR ↗Sep 30, 2015CAIS AllBlue LLCD/APooled Investment FundIndefinite$55,939,650
EDGAR ↗Sep 30, 2015CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$235,323,702
EDGAR ↗Sep 30, 2015CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$12,665,000
EDGAR ↗Sep 30, 2015CAIS BlueTrend Fund Ltd.D/APooled Investment FundIndefinite$34,076,779
EDGAR ↗Sep 30, 2015CAIS AllBlue Ltd.D/APooled Investment FundIndefinite$24,815,930
EDGAR ↗Sep 16, 2015Mercer Private Investment Partners IV, LPDPooled Investment Fund$150,000,000$36,750,000
EDGAR ↗Sep 14, 2015Mercer Diocese of Brooklyn Risk Reduction StrategyDPooled Investment FundIndefinite$497,000,000
EDGAR ↗Sep 14, 2015Mercer Diocese of Brooklyn Growth StrategyDPooled Investment FundIndefinite$166,000,000
EDGAR ↗Sep 2, 2015CAIS Millennium USA LLCD/APooled Investment FundIndefinite$197,624,136
EDGAR ↗May 21, 2015Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$482,920,022
EDGAR ↗May 21, 2015Mercer Sunoco Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,246,578,086
EDGAR ↗May 21, 2015Mercer Redstone Mid Cap Growth Fund, a Series of Mercer Group TrustD/APooled Investment FundIndefinite$176,203,385
EDGAR ↗May 21, 2015Mercer Redstone Total Return Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$349,615,241
EDGAR ↗May 21, 2015Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$4,129,047,400
EDGAR ↗May 21, 2015Mercer Redstone Large Cap Growth Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$335,822,835
EDGAR ↗May 21, 2015Mercer Redstone Balanced Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,406,704,467
EDGAR ↗May 21, 2015Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$34,190,000
EDGAR ↗May 21, 2015Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$1,103,209,555
EDGAR ↗May 21, 2015Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$172,133,383
EDGAR ↗Mar 13, 2015Mercer Sonoco Investment Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$961,317,363
EDGAR ↗Mar 10, 2015Mercer Sonoco Investment Fund, a series of Mercer Group TrustDPooled Investment FundIndefinite$961,317,363
EDGAR ↗Oct 9, 2014CAIS JAT CAPITAL DOMESTIC FUND LLCD/APooled Investment FundIndefinite$7,226,850
EDGAR ↗Oct 9, 2014CAIS JAT Capital Offshore Fund Ltd.D/APooled Investment FundIndefinite$11,040,000
EDGAR ↗Oct 9, 2014CAIS Perella Weinberg Partners Xerion Fund LLCD/APooled Investment FundIndefinite$12,999,114
EDGAR ↗Oct 9, 2014CAIS Highbridge Capital Institutional Fund Ltd.D/APooled Investment FundIndefinite$2,326,600
EDGAR ↗Oct 9, 2014CAIS SCULPTOR MASTER FUND LLCD/APooled Investment FundIndefinite$25,901,740
EDGAR ↗Oct 9, 2014CAIS SCULPTOR MASTER FUND LTD.D/APooled Investment FundIndefinite$6,326,585
EDGAR ↗Oct 2, 2014CAIS AllBlue LLCD/APooled Investment FundIndefinite$59,172,285
EDGAR ↗Oct 2, 2014CAIS AllBlue Ltd.D/APooled Investment FundIndefinite$25,457,003
EDGAR ↗Oct 2, 2014CAIS DES Oculus LLCD/APooled Investment FundIndefinite$54,915,760
EDGAR ↗Oct 2, 2014CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$8,450,000
EDGAR ↗Oct 2, 2014CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$29,150,000
EDGAR ↗Oct 2, 2014CAIS BlueTrend Fund Ltd.D/APooled Investment FundIndefinite$34,826,778
EDGAR ↗Oct 2, 2014CAIS Blue Trend Fund LLCD/APooled Investment FundIndefinite$50,125,022
EDGAR ↗Oct 2, 2014CAIS BALESTRA CAPITAL PARTNERS LLCD/APooled Investment FundIndefinite$40,087,499
EDGAR ↗Oct 2, 2014CAIS BALESTRA GLOBAL LTD.D/APooled Investment FundIndefinite$14,601,993
EDGAR ↗Oct 2, 2014CAIS ESG CROSS BORDER EQUITY FUND LLCD/APooled Investment FundIndefinite$23,698,018
EDGAR ↗Oct 2, 2014CAIS Highbridge Capital LLCD/APooled Investment FundIndefinite$3,980,987
EDGAR ↗Oct 2, 2014CAIS Kingdon Offshore Ltd.D/APooled Investment FundIndefinite$4,668,600
EDGAR ↗Oct 2, 2014CAIS Kingdon Associates LLCD/APooled Investment FundIndefinite$6,841,682
EDGAR ↗Oct 2, 2014CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$60,383,990
EDGAR ↗Oct 2, 2014CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$20,309,975
EDGAR ↗Oct 2, 2014CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$147,783,637
EDGAR ↗Oct 2, 2014CAIS Millennium USA LLCD/APooled Investment FundIndefinite$197,624,136
EDGAR ↗Jun 4, 2014CAIS ESG CROSS BORDER EQUITY FUND LLCD/APooled Investment FundIndefinite$23,498,018
EDGAR ↗Jun 4, 2014CAIS JAT CAPITAL DOMESTIC FUND LLCD/APooled Investment FundIndefinite$6,876,850
EDGAR ↗Jun 4, 2014CAIS BALESTRA CAPITAL PARTNERS LLCD/APooled Investment FundIndefinite$39,987,499
EDGAR ↗Jun 4, 2014CAIS JAT CAPITAL DOMESTIC FUND LLCD/APooled Investment FundIndefinite$6,876,850
EDGAR ↗May 22, 2014Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$399,208,512
EDGAR ↗May 22, 2014Mercer ERISA Hedge Fund Investors LtdD/APooled Investment FundIndefinite$73,880,000
EDGAR ↗May 22, 2014Mercer Redstone Total Return Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$234,860,130
EDGAR ↗May 22, 2014Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$2,192,690,897
EDGAR ↗May 22, 2014Mercer Redstone Large Cap Growth Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$195,920,387
EDGAR ↗May 22, 2014Mercer Redstone Balanced Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,406,704,467
EDGAR ↗May 22, 2014Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$990,334,555
EDGAR ↗May 21, 2014Mercer Sunoco Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$753,714,947
EDGAR ↗May 21, 2014Mercer Redstone Mid Cap Growth Fund, a Series of Mercer Group TrustD/APooled Investment FundIndefinite$120,127,385
EDGAR ↗May 21, 2014Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$34,075,000
EDGAR ↗May 21, 2014Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$139,308,943
EDGAR ↗May 9, 2014CAIS SCULPTOR MASTER FUND LTD.DPooled Investment FundIndefinite$4,826,451
EDGAR ↗May 9, 2014CAIS SCULPTOR MASTER FUND LLCDPooled Investment FundIndefinite$13,693,000
EDGAR ↗May 7, 2014CAIS Two Sigma Horizon U.S. Fund LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 7, 2014CAIS Two Sigma Horizon Cayman Fund Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Mar 18, 2014Athena Wellness Brands, LLCDOther$650,000$0
EDGAR ↗Feb 3, 2014Mercer Private Investment Partners III, LPD/APooled Investment Fund$150,000,000$135,350,000
EDGAR ↗Jan 10, 2014CAIS DES Composite Fund LLCD/APooled Investment FundIndefinite$27,850,000
EDGAR ↗Jan 10, 2014CAIS GoldenTree Partners LLCD/APooled Investment FundIndefinite$4,925,000
EDGAR ↗Jul 31, 2013CAIS BALESTRA GLOBAL LTD.D/APooled Investment FundIndefinite$13,364,593
EDGAR ↗Jul 26, 2013CAIS WTN Fund Ltd.D/APooled Investment FundIndefinite$5,654,855
EDGAR ↗Jul 26, 2013CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$12,650,000
EDGAR ↗Jul 26, 2013CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.D/APooled Investment FundIndefinite$3,251,600
EDGAR ↗Jul 26, 2013CAIS Paulson International Ltd.D/APooled Investment FundIndefinite$1,720,000
EDGAR ↗Jul 26, 2013CAIS Paulson Advantage Plus Ltd.D/APooled Investment FundIndefinite$3,600,100
EDGAR ↗Jul 26, 2013CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$72,880,545
EDGAR ↗Jul 26, 2013CAIS Kingdon Offshore Ltd.D/APooled Investment FundIndefinite$2,276,600
EDGAR ↗Jul 26, 2013CAIS JAT Capital Offshore Fund Ltd.D/APooled Investment FundIndefinite$10,315,000
EDGAR ↗Jul 26, 2013CAIS Highbridge Capital Institutional Fund Ltd.D/APooled Investment FundIndefinite$2,326,600
EDGAR ↗Jul 26, 2013CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$6,550,000
EDGAR ↗Jul 26, 2013CAIS BlueTrend Fund Ltd.D/APooled Investment FundIndefinite$29,331,500
EDGAR ↗Jul 26, 2013CAIS AllBlue Ltd.D/APooled Investment FundIndefinite$21,427,574
EDGAR ↗Jul 19, 2013CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$34,629,792
EDGAR ↗Jul 19, 2013CAIS Perella Weinberg Partners Xerion Fund LLCD/APooled Investment FundIndefinite$11,550,000
EDGAR ↗Jul 19, 2013CAIS Paulson Advantage Plus LLCD/APooled Investment FundIndefinite$4,195,783
EDGAR ↗Jul 19, 2013CAIS Millennium USA LLCD/APooled Investment FundIndefinite$114,214,749
EDGAR ↗Jul 19, 2013CAIS Kingdon Associates LLCD/APooled Investment FundIndefinite$5,890,000
EDGAR ↗Jul 19, 2013CAIS Highbridge Capital LLCD/APooled Investment FundIndefinite$3,782,792
EDGAR ↗Jul 19, 2013CAIS DES Oculus LLCD/APooled Investment FundIndefinite$40,550,000
EDGAR ↗Jul 19, 2013CAIS Blue Trend Fund LLCD/APooled Investment FundIndefinite$48,069,882
EDGAR ↗Jul 19, 2013CAIS AllBlue LLCD/APooled Investment FundIndefinite$45,412,496
EDGAR ↗May 22, 2013Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$394,423,512
EDGAR ↗May 22, 2013Mercer ERISA Hedge Fund Investors LtdD/APooled Investment FundIndefinite$43,880,000
EDGAR ↗May 22, 2013Mercer Redstone Total Return Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$279,752,030
EDGAR ↗May 22, 2013Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,175,405,735
EDGAR ↗May 22, 2013Mercer Redstone Large Cap Growth Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$192,955,387
EDGAR ↗May 22, 2013Mercer Redstone Balanced Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,406,704,467
EDGAR ↗May 22, 2013Mercer Dynamic Global Equity Fund, L.P.D/APooled Investment FundIndefinite$85,388,243
EDGAR ↗May 22, 2013Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$32,650,000
EDGAR ↗May 22, 2013Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$654,499,555
EDGAR ↗May 22, 2013Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$133,197,415
EDGAR ↗May 21, 2013Mercer Sunoco Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$752,738,088
EDGAR ↗May 21, 2013Mercer Redstone Mid Cap Growth Fund, a Series of Mercer Group TrustD/APooled Investment FundIndefinite$117,062,385
EDGAR ↗Apr 26, 2013CAIS ESG CROSS BORDER EQUITY FUND LLCD/APooled Investment FundIndefinite$11,385,000
EDGAR ↗Mar 12, 2013CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLCD/APooled Investment FundIndefinite$11,365,000
EDGAR ↗Mar 12, 2013CAIS JAT CAPITAL DOMESTIC FUND LLCD/APooled Investment FundIndefinite$6,876,850
EDGAR ↗Feb 1, 2013Mercer Private Investment Partners III, LPDPooled Investment Fund$150,000,000$78,750,000
EDGAR ↗Jan 24, 2013CAIS BALESTRA CAPITAL PARTNERS LLCD/APooled Investment FundIndefinite$48,382,533
EDGAR ↗Jan 23, 2013Athena Wellness Brands, LLCD/AOther$2,550,000$0
EDGAR ↗Jan 10, 2013CAIS DES Composite Fund LLCDPooled Investment FundIndefinite$10,250,000
EDGAR ↗Dec 24, 2012Athena Wellness Brands, LLCD/AOther$1,750,000$0
EDGAR ↗Nov 21, 2012Mercer Global Low Volatility Equity Portfolio, a series of Mercer Collective TrustDPooled Investment FundIndefinite$169,078,973
EDGAR ↗Oct 19, 2012CAIS GoldenTree Partners LLCDPooled Investment FundIndefinite$900,000
EDGAR ↗Jul 31, 2012CAIS BALESTRA GLOBAL LTD.D/APooled Investment FundIndefinite$6,730,000
EDGAR ↗Jul 26, 2012CAIS Kingdon Offshore Ltd.D/APooled Investment FundIndefinite$1,826,600
EDGAR ↗Jul 26, 2012CAIS Highbridge Capital Institutional Fund Ltd.D/APooled Investment FundIndefinite$2,126,600
EDGAR ↗Jul 26, 2012CAIS WTN Fund Ltd.D/APooled Investment FundIndefinite$5,354,855
EDGAR ↗Jul 26, 2012CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$7,135,000
EDGAR ↗Jul 26, 2012CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.D/APooled Investment FundIndefinite$32,516,000
EDGAR ↗Jul 26, 2012CAIS Paulson International Ltd.D/APooled Investment FundIndefinite$1,620,000
EDGAR ↗Jul 26, 2012CAIS Paulson Advantage Plus Ltd.D/APooled Investment FundIndefinite$3,600,100
EDGAR ↗Jul 26, 2012CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$46,144,545
EDGAR ↗Jul 26, 2012CAIS JAT Capital Offshore Fund Ltd.D/APooled Investment FundIndefinite$10,315,000
EDGAR ↗Jul 26, 2012CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$6,550,000
EDGAR ↗Jul 26, 2012CAIS BlueTrend Fund Ltd.D/APooled Investment FundIndefinite$21,646,500
EDGAR ↗Jul 26, 2012CAIS AllBlue Ltd.D/APooled Investment FundIndefinite$17,004,455
EDGAR ↗Jul 20, 2012CAIS Third Point Partners LLCD/APooled Investment FundIndefinite$13,255,000
EDGAR ↗Jul 20, 2012CAIS Perella Weinberg Partners Xerion Fund LLCD/APooled Investment FundIndefinite$11,550,000
EDGAR ↗Jul 20, 2012CAIS Paulson Advantage Plus LLCD/APooled Investment FundIndefinite$4,195,783
EDGAR ↗Jul 20, 2012CAIS Millennium USA LLCD/APooled Investment FundIndefinite$75,787,301
EDGAR ↗Jul 20, 2012CAIS Kingdon Associates LLCD/APooled Investment FundIndefinite$5,180,000
EDGAR ↗Jul 20, 2012CAIS Blue Trend Fund LLCD/APooled Investment FundIndefinite$30,212,760
EDGAR ↗Jul 20, 2012CAIS DES Oculus LLCD/APooled Investment FundIndefinite$36,399,620
EDGAR ↗Jul 20, 2012CAIS WTN Fund Ltd.D/APooled Investment FundIndefinite$5,354,855
EDGAR ↗Jul 20, 2012CAIS Third Point Offshore Fund Ltd.D/APooled Investment FundIndefinite$7,135,000
EDGAR ↗Jul 20, 2012CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.D/APooled Investment FundIndefinite$32,516,000
EDGAR ↗Jul 20, 2012CAIS Paulson International Ltd.D/APooled Investment FundIndefinite$1,620,000
EDGAR ↗Jul 20, 2012CAIS AllBlue LLCD/APooled Investment FundIndefinite$36,005,300
EDGAR ↗Jul 20, 2012CAIS Paulson Advantage Plus Ltd.D/APooled Investment FundIndefinite$3,600,100
EDGAR ↗Jul 20, 2012CAIS Millennium Intl. Ltd.D/APooled Investment FundIndefinite$46,144,545
EDGAR ↗Jul 20, 2012CAIS JAT Capital Offshore Fund Ltd.D/APooled Investment FundIndefinite$10,315,000
EDGAR ↗Jul 20, 2012CAIS DES Oculus Ltd.D/APooled Investment FundIndefinite$6,550,000
EDGAR ↗Jul 20, 2012CAIS BlueTrend Fund Ltd.D/APooled Investment FundIndefinite$21,646,500
EDGAR ↗Jul 20, 2012CAIS AllBlue Ltd.D/APooled Investment FundIndefinite$17,004,455
EDGAR ↗Jul 20, 2012CAIS Highbridge Capital LLCD/APooled Investment FundIndefinite$3,380,000
EDGAR ↗Jun 13, 2012Mercer Redstone Balanced Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$1,406,704,467
EDGAR ↗Jun 6, 2012Mercer Phoenix Investment Portfolio, a series of Mercer Group TrustDPooled Investment FundIndefinite$390,000,000
EDGAR ↗May 22, 2012Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$429,990,459
EDGAR ↗May 22, 2012Mercer Redstone Total Return Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$247,232,030
EDGAR ↗May 22, 2012Mercer Redstone Large Cap Growth Fund, a series of Mercer Group TrustD/APooled Investment FundIndefinite$191,879,602
EDGAR ↗May 22, 2012Mercer ERISA Hedge Fund Investors LtdD/APooled Investment FundIndefinite$43,880,000
EDGAR ↗May 22, 2012Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$584,595,144
EDGAR ↗May 22, 2012Mercer Dynamic Global Equity Fund, L.P.D/APooled Investment FundIndefinite$85,388,243
EDGAR ↗May 22, 2012Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$28,860,000
EDGAR ↗May 22, 2012Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$128,222,415
EDGAR ↗May 21, 2012Mercer Redstone Mid Cap Growth Fund, a Series of Mercer Group TrustD/APooled Investment FundIndefinite$36,876,000
EDGAR ↗May 21, 2012Mercer Sunoco Investment Portfolio, a series of Mercer Group TrustD/APooled Investment FundIndefinite$752,738,088
EDGAR ↗Apr 26, 2012CAIS ESG CROSS BORDER EQUITY FUND LLCD/APooled Investment FundIndefinite$1,150,000
EDGAR ↗Apr 11, 2012CAIS ESG CROSS BORDER EQUITY FUND LLCDPooled Investment FundIndefinite$1,150,000
EDGAR ↗Mar 12, 2012CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLCDPooled Investment FundIndefinite$7,265,000
EDGAR ↗Mar 12, 2012CAIS JAT CAPITAL DOMESTIC FUND LLCDPooled Investment FundIndefinite$6,551,850
EDGAR ↗Mar 12, 2012Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$28,860,000
EDGAR ↗Mar 12, 2012Mercer ERISA Hedge Fund Investors LtdD/APooled Investment FundIndefinite$43,880,000
EDGAR ↗Mar 12, 2012Mercer Dynamic Global Equity Fund, L.P.D/APooled Investment FundIndefinite$85,388,243
EDGAR ↗Mar 12, 2012Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$584,595,144
EDGAR ↗Mar 12, 2012Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$128,222,415
EDGAR ↗Feb 7, 2012Athena Wellness Brands, LLCDOther$750,000$0
EDGAR ↗Jan 24, 2012CAIS BALESTRA GLOBAL LTD.DPooled Investment FundIndefinite$6,730,000
EDGAR ↗Jan 24, 2012CAIS BALESTRA CAPITAL PARTNERS LLCDPooled Investment FundIndefinite$13,025,000
EDGAR ↗Dec 1, 2011Mercer Sunoco Investment Portfolio, a series of Mercer Group TrustDPooled Investment FundIndefinite$3,886,398
EDGAR ↗Oct 17, 2011Mercer Redstone Mid Cap Growth Fund, a Series of Mercer Group TrustDPooled Investment FundIndefinite$36,876,000
EDGAR ↗Oct 11, 2011Mercer Redstone Mid Cap Growth Fund, a Series of Mercer Group TrustDPooled Investment FundIndefinite$36,876,000
EDGAR ↗Aug 15, 2011Mercer ERISA Hedge Fund Investors LtdDPooled Investment FundIndefinite$43,880,000
EDGAR ↗Aug 11, 2011Mercer Redstone Total Return Fund, a series of Mercer Group TrustDPooled Investment FundIndefinite$233,860,198
EDGAR ↗Jul 28, 2011Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group TrustDPooled Investment FundIndefinite$12,150,000
EDGAR ↗Jul 27, 2011CAIS Highbridge Capital Institutional Fund Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 27, 2011CAIS Kingdon Offshore Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 21, 2011CAIS Highbridge Capital LLCDPooled Investment FundIndefinite$1,430,000
EDGAR ↗Jul 21, 2011CAIS AllBlue Ltd.DPooled Investment FundIndefinite$3,415,000
EDGAR ↗Jul 20, 2011CAIS Paulson Advantage Plus Ltd.DPooled Investment FundIndefinite$1,250,000
EDGAR ↗Jul 20, 2011CAIS AllBlue LLCDPooled Investment FundIndefinite$6,600,000
EDGAR ↗Jul 20, 2011CAIS Paulson International Ltd.DPooled Investment FundIndefinite$1,620,000
EDGAR ↗Jul 20, 2011CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.DPooled Investment FundIndefinite$1,500,000
EDGAR ↗Jul 20, 2011CAIS Third Point Offshore Fund Ltd.DPooled Investment FundIndefinite$1,375,000
EDGAR ↗Jul 20, 2011CAIS WTN Fund Ltd.DPooled Investment FundIndefinite$5,546,496
EDGAR ↗Jul 20, 2011CAIS DES Oculus LLCDPooled Investment FundIndefinite$1,000,000
EDGAR ↗Jul 20, 2011CAIS Blue Trend Fund LLCDPooled Investment FundIndefinite$8,550,000
EDGAR ↗Jul 20, 2011CAIS Kingdon Associates LLCDPooled Investment FundIndefinite$3,430,000
EDGAR ↗Jul 20, 2011CAIS Millennium USA LLCDPooled Investment FundIndefinite$8,350,000
EDGAR ↗Jul 20, 2011CAIS Paulson Advantage Plus LLCDPooled Investment FundIndefinite$2,509,000
EDGAR ↗Jul 20, 2011CAIS Perella Weinberg Partners Xerion Fund LLCDPooled Investment FundIndefinite$2,400,000
EDGAR ↗Jul 20, 2011CAIS Third Point Partners LLCDPooled Investment FundIndefinite$7,305,000
EDGAR ↗Jul 20, 2011CAIS BlueTrend Fund Ltd.DPooled Investment FundIndefinite$10,380,008
EDGAR ↗Jul 20, 2011CAIS DES Oculus Ltd.DPooled Investment FundIndefinite$1,000,000
EDGAR ↗Jul 20, 2011CAIS JAT Capital Offshore Fund Ltd.DPooled Investment FundIndefinite$6,280,000
EDGAR ↗Jul 20, 2011CAIS Millennium Intl. Ltd.DPooled Investment FundIndefinite$11,076,674
EDGAR ↗Mar 18, 2011Mercer Redstone Large Cap Growth Fund, a series of Mercer Group TrustDPooled Investment FundIndefinite$159,645,685
EDGAR ↗Mar 11, 2011Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$485,520,184
EDGAR ↗Mar 11, 2011Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$125,942,015
EDGAR ↗Mar 11, 2011Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$27,825,000
EDGAR ↗Mar 11, 2011Mercer Dynamic Global Equity Fund, L.P.D/APooled Investment FundIndefinite$82,568,243
EDGAR ↗Feb 18, 2011Capital Integration Systems LLCD/AOther Technology$4,000,000$4,000,000
EDGAR ↗Feb 10, 2011Mercer Redstone Balanced Fund, a series of Mercer Group TrustDPooled Investment FundIndefinite$659,465,124
EDGAR ↗Oct 29, 2010HammondAssociates Access Private Investment Partners II, LPD/APooled Investment Fund$150,000,000$21,055,000
EDGAR ↗Oct 13, 2010HammondAssociates Access Private Investment Partners II, LPDPooled Investment Fund$150,000,000$21,055,000
EDGAR ↗Jul 26, 2010Capital Integration Systems LLCDOther Technology$2,900,000$2,900,000
EDGAR ↗Mar 11, 2010Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$386,269,725
EDGAR ↗Mar 11, 2010Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$88,082,015
EDGAR ↗Mar 11, 2010Mercer Dynamic Global Equity Fund, L.P.D/APooled Investment FundIndefinite$36,450,000
EDGAR ↗Mar 11, 2010Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$23,470,000
EDGAR ↗Mar 12, 2009Mercer Domestic Hedge Fund Investors, LLCD/APooled Investment FundIndefinite$20,820,000
EDGAR ↗Mar 12, 2009Mercer Global Multi-Asset Fund, LLCD/APooled Investment FundIndefinite$17,305,914
EDGAR ↗Mar 12, 2009Mercer Hedge Fund Investors SPCD/APooled Investment FundIndefinite$278,332,762

Activity: 19 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 15, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009–2010), Other Technology (2010), Pooled Investment Fund (2010–2012), Other (2012), Pooled Investment Fund (2012–2013), Other (2014), Pooled Investment Fund (2014–2015), Other Technology (2016), Pooled Investment Fund (2016–2020), Other (2020), Other Banking and Financial Services (2021), Pooled Investment Fund (2021), Other (2022). Latest offering: Pooled Investment Fund (2022–2026; most recent Oct 15, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
CI Capital Integration Systems LLC entityPromoter147Jul 20, 2011 → Jun 24, 2026
MB Matthew C. BrownExecutive Officer, Promoter, Director146Jul 26, 2010 → Jun 24, 2026
RF Rafay H. FarooquiExecutive Officer46Jul 26, 2010 → Oct 15, 2026
JN Jeremy C. NortonExecutive Officer24Jul 26, 2010 → Jan 10, 2014
MI Mercer Investment Management, Inc. entityPromoter, Executive Officer18May 21, 2012 → Apr 17, 2026
LV Larry VasquezExecutive Officer16May 21, 2014 → Sep 21, 2026
SE Sam EllisDirector14Jul 26, 2012 → Jun 8, 2020
MI Mercer Investments LLC entityExecutive Officer, Promoter13May 23, 2019 → Sep 21, 2026
MI Mercer Investments LLC entityExecutive Officer13May 23, 2019 → Aug 14, 2026
TJ Tammy JennissenDirector13Jul 27, 2011 → Oct 9, 2014
MM Mark Victor MurrayDirector12Jul 20, 2011 → Jul 20, 2012
YZ Yun ZhengDirector11Jul 20, 2011 → Jul 20, 2012
MF Michael J. ForestnerExecutive Officer10Oct 13, 2010 → Aug 14, 2026
OW Omar WrightDirector10Sep 30, 2015 → Jun 7, 2022
MI Mercer Investment Management, Inc. entityExecutive Officer, Promoter10Mar 12, 2012 → Jan 7, 2019
HL Harry B. LeggatExecutive Officer9Oct 13, 2010 → Apr 14, 2026
RJ Richard JosephExecutive Officer9Feb 10, 2011 → Jun 16, 2023
TM Tom MurphyExecutive Officer9May 21, 2012 → May 21, 2015
MW Manny WeissExecutive Officer8Feb 10, 2011 → Mar 14, 2017
WB Wil BerglundExecutive Officer7Feb 10, 2011 → May 22, 2013
CR Christopher RayExecutive Officer7Feb 10, 2011 → Jun 13, 2012
DS David ScopellitiExecutive Officer6Feb 7, 2012 → Apr 14, 2026
JT John TruschelExecutive Officer6May 23, 2017 → Jun 15, 2018
JJ John JohnsonExecutive Officer6Mar 14, 2016 → Jun 15, 2017
SA SAF Advisors LLC entityExecutive Officer5Mar 21, 2025 → Oct 15, 2026
SE Stephen M. EwenDirector, Executive Officer5Aug 15, 2011 → Jun 17, 2026
HA Hammond Associates Institutional Fund Consultants, Inc. entityPromoter, Executive Officer5Mar 12, 2009 → Mar 11, 2011
CB Chason BeggerowExecutive Officer4May 9, 2022 → Aug 14, 2026
DM David J. McMillanExecutive Officer, Director4Mar 11, 2011 → Jun 17, 2026
ZF Zoya FilippovaExecutive Officer, Director4Jun 17, 2025 → Jun 17, 2026
SM Stanley P. MavromatesExecutive Officer4Aug 29, 2018 → Sep 19, 2023
JA Janeen AljadirDirector4Jun 1, 2021 → Jun 7, 2022
JD Janice DesmondExecutive Officer4Jun 15, 2017 → Mar 13, 2020
RN Richard L. NuzumExecutive Officer, Director4Mar 11, 2011 → Sep 8, 2016
DL Denis LaroseExecutive Officer4Feb 10, 2011 → Aug 11, 2011
RL Russell O. LaMoreExecutive Officer4Mar 12, 2009 → Mar 11, 2011
MI Mercer Investment Consulting, Inc. entityPromoter4Mar 11, 2011 → Mar 11, 2011
SZ Scott M. ZoltowskiExecutive Officer4Mar 11, 2011 → Mar 11, 2011
JS Jeffery J. SchutesExecutive Officer4Mar 11, 2011 → Mar 11, 2011
ML Michael LeVarExecutive Officer4Mar 12, 2009 → Mar 11, 2011
RR Robert E. RobinsonExecutive Officer4Mar 11, 2010 → Mar 11, 2010
DH Dennis HammondExecutive Officer4Mar 12, 2009 → Mar 11, 2010
KF Kristin FerrerDirector, Executive Officer3Jan 14, 2021 → May 28, 2025
TC The Colony Group, LLC entityPromoter3Apr 7, 2022 → Jun 26, 2024
AB Anthony W. BrownExecutive Officer3Mar 12, 2009 → May 28, 2024
AR Alec RappaportExecutive Officer3Jun 17, 2019 → Jun 17, 2019
SA SAF ADVISORS LLC entityExecutive Officer3Mar 29, 2018 → Aug 7, 2018
TM Thomas P. MurphyExecutive Officer, Director3May 23, 2017 → Jun 14, 2018
SG Sam GibbensExecutive Officer2Aug 14, 2024 → Aug 14, 2026
GT Global Trust Company entityDirector2Sep 14, 2015 → Apr 17, 2026
ES Erik SebuschExecutive Officer2May 1, 2024 → Apr 14, 2026
GT Greenleaf Trust entityPromoter2Feb 29, 2024 → Mar 25, 2026
CP CapFinancial Partners, LLC entityPromoter2Mar 21, 2025 → Feb 20, 2026
OP OCM Private Wealth, LLC entityPromoter2Jul 22, 2025 → Aug 19, 2025
CC Core Convexity Fund GP LLC entityPromoter2May 14, 2025 → Jun 24, 2025
GM Garrison Murphy Wealth Management, LLC entityPromoter2May 14, 2025 → Jun 24, 2025
AR Amy RidgeExecutive Officer2May 9, 2022 → May 1, 2025
PK Paul KolevsohnExecutive Officer2May 9, 2022 → May 1, 2025
PA Procyon Advisors, LLC entityPromoter2Sep 20, 2023 → Oct 4, 2024
RL Raelan LambertExecutive Officer2May 9, 2022 → May 1, 2024

Business registration (state registry / Secretary of State)

1 of 30 issuers (first 30 of 202 issuers checked; each issuer page has its own record) have a matched state registry record — records by status: active 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

MERCER INVESTMENTS LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 3, 2005 · SEC file 801-63730 · Main office: BOSTON, MA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $226,040,693,134 as reported on Form ADV filed Aug 11, 2026 (Item 5.F(2)(c)) · 1,417 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/showcase/mercer-investments ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 11, 2026: 1 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

SCS CAPITAL MANAGEMENT LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Sep 6, 2002 · SEC file 801-61448 · Main office: BOSTON, MA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $48,650,197,284 as reported on Form ADV filed Jul 14, 2026 (Item 5.F(2)(c)) · 713 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.FOCUSFINANCIALPARTNERS.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 14, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (MA), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:32 PM ET

CREATIVE PLANNING — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 18, 1983 · SEC file 801-18564 · Main office: OVERLAND PARK, KS · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $295,568,603,071 as reported on Form ADV filed Jul 10, 2026 (Item 5.F(2)(c)) · 320,323 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): connect.creativeplanning.com ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 10, 2026: 3 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • Yes (1 disclosure reported) — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (KS), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:38 PM ET

MATTER FAMILY OFFICE (legal name: MATTER, LLC) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 14, 1990 · SEC file 801-37738 · Main office: ST LOUIS, MO · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $3,811,053,690 as reported on Form ADV filed Jul 21, 2026 (Item 5.F(2)(c)) · 2,360 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.MATTERFAMILYOFFICE.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 21, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (MO), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

WAVERLY ADVISORS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Nov 30, 2001 · SEC file 801-60741 · Main office: BIRMINGHAM, AL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $29,872,072,116 as reported on Form ADV filed Aug 31, 2026 (Item 5.F(2)(c)) · 35,709 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.WAVERLY-ADVISORS.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (AL), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

SEQUOIA FINANCIAL GROUP, L.L.C. (legal name: SEQUOIA FINANCIAL ADVISORS, L.L.C.) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Apr 19, 2002 · SEC file 801-61089 · Main office: AKRON, OH · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $32,243,580,060 as reported on Form ADV filed Aug 24, 2026 (Item 5.F(2)(c)) · 39,636 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): x.com/SEQUOIAFIN ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 24, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser legal name, same state (OH), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

WALDRON PRIVATE WEALTH — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Feb 19, 2013 · SEC file 801-77628 · Main office: BRIDGEVILLE, PA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $5,497,678,268 as reported on Form ADV filed Oct 1, 2026 (Item 5.F(2)(c)) · 4,014 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.FACEBOOK.COM/WALDRONPW ↗

Item 11 disclosure questions as answered on Form ADV filed Oct 1, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (PA), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

SIMON QUICK ADVISORS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 16, 2004 · SEC file 801-63357 · Main office: MORRISTOWN, NJ · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $9,006,812,528 as reported on Form ADV filed Jul 28, 2026 (Item 5.F(2)(c)) · 3,057 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.instagram.com/simonquickadvisors ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 28, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NJ), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

COMMERCE STREET INVESTMENT MANAGEMENT (legal name: COMMERCE STREET INVESTMENT ADVISOR, LLC) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 22, 2008 · SEC file 801-68792 · Main office: DALLAS, TX · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $891,286,277 as reported on Form ADV filed Sep 24, 2026 (Item 5.F(2)(c)) · 64 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): commercestreetholdings.com ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 24, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser legal name, same state (TX), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

EVERCORE WEALTH MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Oct 1, 2008 · SEC file 801-69645 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $15,515,905,140 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 4,895 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): TWITTER.COM/EVERCOREWEALTH ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

FOCUS PARTNERS WEALTH, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 7, 2011 · SEC file 801-72862 · Main office: ST. LOUIS, MO · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $181,862,000,000 as reported on Form ADV filed Sep 29, 2026 (Item 5.F(2)(c)) · 220,585 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/debra-brede-author-founder-d-k-brede-investment-management-company ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 29, 2026: 2 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (2 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • Yes (2 disclosures reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (MO), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

CAPTRUST (legal name: CAPFINANCIAL PARTNERS, LLC) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 11, 2003 · SEC file 801-62193 · Main office: RALEIGH, NC · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,236,704,853,633 as reported on Form ADV filed Sep 30, 2026 (Item 5.F(2)(c)) · 146,777 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.CAPTRUST.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 30, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser legal name, same state (NC), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:54 PM ET

PROCYON (legal name: PROCYON ADVISORS, LLC) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since May 26, 2017 · SEC file 801-110493 · Main office: SHELTON, CT · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $9,204,268,020 as reported on Form ADV filed Sep 29, 2026 (Item 5.F(2)(c)) · 8,716 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.LINKEDIN.COM/COMPANY/18096239/ADMIN/UPDATES ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 29, 2026: 2 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • Yes (2 disclosures reported) — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser legal name, same state (CT), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

FOSTER DYKEMA CABOT & PARTNERS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Feb 12, 2019 · SEC file 801-114693 · Main office: WALTHAM, MA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $2,223,188,313 as reported on Form ADV filed Mar 27, 2026 (Item 5.F(2)(c)) · 855 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/focus-financial-partners ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 27, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (MA), issuer filed in NY · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

ARENA PRIVATE WEALTH (legal name: OCM PRIVATE WEALTH, LLC) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Sep 13, 2024 · SEC file 801-131099 · Main office: CHICAGO, IL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $404,708,163 as reported on Form ADV filed Sep 30, 2026 (Item 5.F(2)(c)) · 613 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/arena-pw ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 30, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser legal name, same state (IL), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

SAF ADVISORS LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jun 6, 2024 · SEC file 801-130315 · Main office: Not reported · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $248,971,000 as reported on Form ADV filed May 6, 2026 (Item 5.F(2)(c)) · 14 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): SUBSCRIBEPLATFORM.COM ↗

Item 11 disclosure questions as answered on Form ADV filed May 6, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

GARRISON MURPHY WEALTH MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Aug 27, 2018 · SEC file 801-113887 · Main office: Not reported · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $255,072,234 as reported on Form ADV filed Aug 25, 2026 (Item 5.F(2)(c)) · 134 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.gmwmllc.com ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 25, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare, issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Cais as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Cais's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #24,886 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Export this report as PDF · Premium

Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".

Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: NEW YORK), NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Missouri Case.net ↗New York WebCivil Supreme ↗Massachusetts MassCourts ↗California — find the county court ↗Los Angeles Superior Court case search ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Virginia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Missouri Secretary of State business search ↗New York Secretary of State business search ↗Massachusetts Secretary of State business search ↗California Secretary of State business search ↗Florida Secretary of State business search ↗Virginia Secretary of State business search ↗OpenCorporates ↗