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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:25 AM ET

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Matthew C. Brown

Named as an officer, director or promoter on SEC Form D filings · NY · Jul 26, 2010 → Feb 23, 2023

153deals (issuers)
$5.55Breported sold
11,524investors
395Form D filings
2010–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Matthew C. Brown is listed as an executive officer, director, and promoter on 395 SEC Form D filings by 153 issuers between Jul 2010 and Jun 2026. Largest by amount reported sold: CAIS Millennium USA LLC (New York, NY — pooled investment fund — 2011–2022; $771.2M reported sold to 1,778 investors), CAIS Millennium Intl. Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2022; $444.4M reported sold to 1,520 investors), Capital Integration Systems LLC (New York, NY — industry reported as "Other" — 2010–2022; $340M reported sold to 16 investors), CAIS Private Equity Core I, L.P. (New York City, NY — pooled investment fund — 2022; $331.5M reported sold to 289 investors), CAIS Third Point Partners LLC (New York, NY — pooled investment fund — 2011–2022; $117.4M reported sold to 359 investors) and 148 more (all listed below).

What this means That is a lot of deals — 153 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $5.55B sold in total.

Listed alongside Capital Integration Systems LLC (378 shared filings, management entity), Rafay H. Farooqui (122 shared filings), Jeremy C. Norton (79 shared filings), Sam Ellis (71 shared filings), Omar Wright (54 shared filings) and 143 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Matthew. Each name links to their own page.

The issuers belong to 2 sponsor groups: Cais (202 issuers, $40.6B reported sold, 2009–2026) and Related (81 issuers, $8.09B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 SEC releases, 18 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 395 public filings for Matthew C. Brown and found 9 differences, 1 worth asking the sponsor about: 41 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Matthew C. Brown has not run yet — it is joining a line of 53,801 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Matthew Brown and Matthew Brown Companies, LLC Litigation release
SEC · Oct 13, 2026 · Parties as named in the release: Matthew Brown and Matthew Brown Companies, LLC Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
Matthew Brown and Matthew Brown Companies, LLC Litigation release
SEC · Jun 17, 2024 · Parties as named in the release: Matthew Brown and Matthew Brown Companies, LLC Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
Pawel P. Dynkowski, Matthew W. Brown, Jacob Canceli, Gerard J. D'Amaro, Joseph Mangiapane Jr., Nathan M. Michaud, Marc J. Riviello and Adam S. Rosengard Litigation release
SEC · May 21, 2009 · Parties as named in the release: Pawel P. Dynkowski, Matthew W. Brown, Jacob Canceli, Gerard J. D'Amaro, Joseph Mangiapane Jr., Nathan M. Michaud, Marc J. Riviello and Adam S. Rosengard Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Matthew C. Brown..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

18 cases: 3 open, 15 closed (disposition not in docket feed)

Matthew Brown open
United States Bankruptcy Court, E.D. New York · No. 8-25-72364 · Filed Jun 17, 2025
Role of Matthew Brown: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Matthew W Brown and Reanna D Brown open
United States Bankruptcy Court, N.D. New York · No. 25-60156 · Filed Mar 4, 2025
Role of Matthew W Brown and Reanna D Brown: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew J. Brown and Christina M. Brown open
United States Bankruptcy Court, W.D. New York · No. 2-24-20493 · Filed Aug 30, 2024
Role of Matthew J. Brown and Christina M. Brown: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew Brown closed
United States Bankruptcy Court, N.D. New York · No. 19-30358 · Filed Mar 21, 2019 · Closed Jul 23, 2019
Role of Matthew Brown: Debtor · Outcome: Case closed 2019-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Matthew T. Brown closed
United States Bankruptcy Court, W.D. New York · No. 1-19-10040 · Filed Jan 10, 2019 · Closed May 10, 2019
Role of Matthew T. Brown: Debtor · Outcome: Case closed 2019-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew S. Brown and Susan F Brown closed
United States Bankruptcy Court, N.D. New York · No. 17-10024 · Filed Jan 6, 2017 · Closed Dec 7, 2020
Role of Matthew S. Brown and Susan F Brown: Debtor · Outcome: Case closed 2020-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew Brown, Jr. closed
United States Bankruptcy Court, E.D. New York · No. 8-15-71447 · Filed Apr 7, 2015 · Closed Jul 21, 2015
Role of Matthew Brown, Jr.: Debtor · Outcome: Case closed 2015-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Matthew S. Brown closed
United States Bankruptcy Court, N.D. New York · No. 07-13195 · Filed Nov 20, 2007 · Closed Mar 10, 2008
Role of Matthew S. Brown: Debtor · Outcome: Case closed 2008-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew J. Brown and Christina M. Brown closed
United States Bankruptcy Court, W.D. New York · No. 2-07-22694 · Filed Oct 25, 2007 · Closed Feb 22, 2008
Role of Matthew J. Brown and Christina M. Brown: Debtor · Outcome: Case closed 2008-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew Brown and Laurie Brown closed
United States Bankruptcy Court, N.D. New York · No. 06-30403 · Filed Oct 19, 2006 · Closed Feb 16, 2007
Role of Matthew Brown and Laurie Brown: Debtor · Outcome: Case closed 2007-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew Brown and Laurie Brown closed
United States Bankruptcy Court, N.D. New York · No. 06-62594 · Filed Oct 19, 2006 · Closed Dec 6, 2006
Role of Matthew Brown and Laurie Brown: Debtor · Outcome: Case closed 2006-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew J. Brown closed
United States Bankruptcy Court, W.D. New York · No. 2-06-20123 · Filed Feb 8, 2006 · Closed May 30, 2006
Role of Matthew J. Brown: Debtor · Outcome: Case closed 2006-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew J. Brown closed
United States Bankruptcy Court, W.D. New York · No. 2-05-80057 · Filed Nov 29, 2005 · Closed Aug 30, 2006
Role of Matthew J. Brown: Debtor · Outcome: Case closed 2006-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew J. Brown closed
United States Bankruptcy Court, W.D. New York · No. 2-05-22851 · Filed Jun 7, 2005 · Closed Feb 16, 2006
Role of Matthew J. Brown: Debtor · Outcome: Case closed 2006-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew E. Brown and Joann L. Brown closed
United States Bankruptcy Court, W.D. New York · No. 2-05-21054 · Filed Mar 14, 2005 · Closed Aug 31, 2009
Role of Matthew E. Brown and Joann L. Brown: Debtor · Outcome: Case closed 2009-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew R. Brown closed
United States Bankruptcy Court, S.D. New York · No. 04-12122 · Filed Mar 30, 2004 · Closed Jul 30, 2004
Role of Matthew R. Brown: Debtor · Outcome: Case closed 2004-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Matthew Brown closed
United States Bankruptcy Court, E.D. New York · No. 1-04-12767 · Filed Feb 27, 2004 · Closed Jun 16, 2004
Role of Matthew Brown: Debtor · Outcome: Case closed 2004-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Matthew Brown closed
United States Bankruptcy Court, E.D. New York · No. 8-98-90583 · Filed Oct 23, 1998 · Closed Mar 29, 1999
Role of Matthew Brown: Debtor · Outcome: Case closed 1999-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 545 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Matthew C. Brown — 1 worth asking about (compared the newest 50 of 395 filings on Oct 24, 2026; older filings not covered)

Note · Sep 24, 2020 – Nov 16, 2021

Bankruptcy case: Cameron McClain — filed Sep 24, 2020

United States Bankruptcy Court, N.D. New York docket "Cameron McClain" filed Sep 24, 2020, closed Nov 16, 2021. Cameron McClain (listed on the same filings) is listed as Debtor ("Cameron McClain"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Mar 31, 2010 – Dec 21, 2010

Bankruptcy case: Marianne O'Toole, Esq., Plan Administrator v. Colony Group — filed Mar 31, 2010

United States Bankruptcy Court, S.D. New York docket "Marianne O'Toole, Esq., Plan Administrator v. Colony Group" filed Mar 31, 2010, closed Dec 21, 2010. The Colony Group, LLC (listed on the same filings) is listed as Defendant ("Colony Group"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Dec 1, 2023 – Jun 17, 2026

41 Form Ds were filed more than 15 days after the first sale

Form D filed 177 days after the first sale — CAIS ICG LP Secondaries Fund II, L.P. · Form D filed 184 days after the first sale — CAIS Leonard Green Equity Investors X, L.P. · Form D filed 154 days after the first sale — CAIS Private Equity Core III, L.P. · Form D filed 154 days after the first sale — CAIS 26North Private Equity Fund I, L.P. · Form D filed 324 days after the first sale — CAIS Davidson Kempner Opportunities Fund VII, L.P. · and 36 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Dec 1, 2023 – Oct 15, 2025

34 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — KV IX Access, L.P. (latest filing Oct 15, 2025) · No amendment in the last 12 months on an offering that may still be open — CAIS Vista Foundation Fund V (Offshore), L.P. (latest filing Oct 15, 2025) · No amendment in the last 12 months on an offering that may still be open — Pinegrove Capital Partners I Access, L.P. (latest filing Oct 14, 2025) · No amendment in the last 12 months on an offering that may still be open — OCM Private Wealth Alternative Opportunities Offshore Fund I, L.P. (latest filing Aug 19, 2025) · No amendment in the last 12 months on an offering that may still be open — NewPoint Impact Fund I Access, L.P. (latest filing Jul 24, 2025) · and 29 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jan 11, 2016 – Sep 23, 2026

Same name, different state: "Matthew Brown" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Matthew Brown" with address state CA, is listed on 17 filings — most recently by Fusion Co-Invest V, LP (Sep 23, 2026). Both records have filings in the same period (Jan 11, 2016 to Feb 23, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 20, 2012 – Oct 7, 2022

Same name, different state: "Matthew Brown" (NJ) is a separate record

This page covers filings where the address state is NY. A separate record, "Matthew Brown" with address state NJ, is listed on 10 filings — most recently by MamaMancini's Holdings, Inc. (Oct 7, 2022). Both records have filings in the same period (Apr 20, 2012 to Oct 7, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 15, 2018

Same name, different state: "MATTHEW BROWN" (C3) is a separate record

This page covers filings where the address state is NY. A separate record, "MATTHEW BROWN" with address state C3, is listed on 1 filing — most recently by LiveTiles Ltd (Jun 15, 2018). Both records have filings in the same period (Jun 15, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 3, 2016

Same name, different state: "Matthew Brown" (IL) is a separate record

This page covers filings where the address state is NY. A separate record, "Matthew Brown" with address state IL, is listed on 16 filings — most recently by New Dulles Asset LLC (Feb 3, 2016). Both records have filings in the same period (Feb 3, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 27, 2012

Same name, different state: "Matthew Brown" (FL) is a separate record

This page covers filings where the address state is NY. A separate record, "Matthew Brown" with address state FL, is listed on 1 filing — most recently by That's Us Technologies, Inc. (Nov 27, 2012). Both records have filings in the same period (Nov 27, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 395 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

28 of 156 offerings report sales commissions totalling $22,891,140; 0 report finder's fees; 1 reports proceeds to related persons totalling $25,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 24, 2026 D
Waldron Private Equity Fund I, L.P.
File 021-588418
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2026 D
CAIS Leonard Green Equity Investors X, L.P.
File 021-587701
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2026 D
CAIS ICG LP Secondaries Fund II, L.P.
File 021-587708
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D
Matter Healthcare Credit 2026, L.P.
File 021-586099
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D
CAIS Davidson Kempner Opportunities Fund VII, L.P.
File 021-586119
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D
CAIS 26North Private Equity Fund I, L.P.
File 021-586116
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D
CAIS Private Equity Core III, L.P.
File 021-586110
$0$0$0None listed on this filingEDGAR ↗
May 5, 2026 D/A
Simon Quick Private Equity Fund I, L.P.
File 021-578741
$0$0$0None listed on this filingEDGAR ↗
Mar 25, 2026 D
ITE Equipment Leasing Access Fund, L.P.
File 021-577622
$0$0$0None listed on this filingEDGAR ↗
Mar 25, 2026 D
GLT Private Alts Fund II, L.P.
File 021-577620
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2026 D
EWM Private Equity Access I, L.P.
File 021-574207
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2026 D
One Brick Select Private Real Estate 2025, L.P.
File 021-574198
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2025 D
Radnor Equity Partners, L.P.
File 021-565985
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2025 D
CAIS Davidson Kempner Real Estate Opportunities Fund, L.P.
File 021-563106
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2025 D
CAIS Vista Foundation Fund V (Offshore), L.P.
File 021-560932
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2025 D
KV IX Access, L.P.
File 021-560929
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2025 D
Pinegrove Capital Partners I Access, L.P.
File 021-560717
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2025 D
OCM Private Wealth Alternative Opportunities Offshore Fund I, L.P.
File 021-555164
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2025 D
CAIS LGP Sage Equity Investors, L.P.
File 021-552698
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2025 D
CAIS KKR North America Fund XIV, L.P.
File 021-552697
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2025 D
NewPoint Impact Fund I Access, L.P.
File 021-552733
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2025 D
OCM Private Wealth Alternative Opportunities Fund I, L.P.
File 021-552456
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2025 D
SAM Alternative Investment Opportunities Fund II, L.P.
File 021-552454
$0$0$0None listed on this filingEDGAR ↗
Jun 24, 2025 D
Core Convexity International Fund, L.P.
File 021-549730
$0$0$0None listed on this filingEDGAR ↗
May 14, 2025 D
Core Convexity Fund, L.P.
File 021-546148
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2025 D
Meadow Technologies, Inc.
File 021-542327
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2025 D
One Brick Select Private Equity 2024, L.P.
File 021-541673
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2025 D
CAIS Blue Owl GP Stakes VI (TE), L.P.
File 021-541865
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2025 D
Waverly Growth Fund II, L.P.
File 021-541582
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2025 D
CAIS Related Fund IV, L.P.
File 021-538309
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2025 D
CAIS Vista Foundation Fund V, L.P.
File 021-536081
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2025 D
CAIS Millennium Intl.Commitment Fund III Ltd.
File 021-536085
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2025 D
CAIS Millennium USA Commitment Fund III LLC
File 021-536087
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2025 D
CAIS Veritas PE IX, L.P.
File 021-536093
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2024 D
FDC Investment Partners VIII, L.P.
File 021-525942
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2024 D
CAIS KKR Ascendant Fund I, L.P.
File 021-525944
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2024 D
CAIS Blue Owl GP Stakes VI, L.P.
File 021-525948
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2024 D
Procyon Evergreen I, L.P.
File 021-525951
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2024 D
CAIS Stonepeak Infrastructure Fund V, L.P.
File 021-517334
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2024 D
CAIS North Rock Fund, Ltd.
File 021-517318
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2024 D
CAIS Apollo S3 Equity & Hybrid Solutions Fund Offshore, L.P.
File 021-517309
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2024 D
CAIS North Rock Fund LLC
File 021-517186
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2024 D
TCG Private Credit Offshore 2024, L.P.
File 021-516942
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2024 D
CAIS ICG LP Secondaries Fund I, L.P.
File 021-511974
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2024 D
CAIS Apollo S3 Equity & Hybrid Solutions Fund, L.P.
File 021-511967
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2024 D
Oaktree Opportunities XII CAIS (Onshore) Access Fund, L.P.
File 021-511971
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2024 D
AltAlpha Vintage, L.P.
File 021-511962
$0$0$0None listed on this filingEDGAR ↗
Apr 9, 2024 D
SAM Alternative Investment Opportunities Fund I, L.P.
File 021-510051
$0$0$0None listed on this filingEDGAR ↗
Apr 9, 2024 D
TCG Private Credit 2024, L.P.
File 021-510020
$0$0$0None listed on this filingEDGAR ↗
Feb 29, 2024 D
GLT Private Alts Fund I, L.P.
File 021-506459
$0$0$0None listed on this filingEDGAR ↗
Feb 29, 2024 D
CAIS Crow Holdings Fund X, L.P.
File 021-506464
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2024 D
CAIS Mercer Private Equity Vintage Fund IV LP
File 021-502684
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2024 D
CAIS Reverence Partners Opportunities Fund V (PE Fund III), L.P.
File 021-502689
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2024 D
Commerce Street Private Credit Fund I, L.P.
File 021-502708
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2024 D
Commerce Street Private Equity Fund I, L.P.
File 021-502714
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2023 D
CAIS Blue Owl Strategic Equity, L.P.
File 021-498977
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2023 D
CAIS Vista Equity Partners Fund VIII Offshore, L.P.
File 021-497153
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2023 D
CAIS Davidson Kempner Opportunities International VI, L.P.
File 021-497158
$0$0$0None listed on this filingEDGAR ↗
Nov 3, 2023 D
CAIS ICGSEV Offshore, L.P.
File 021-496494
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2023 D
CAIS Ares Senior Direct Lending III, L.P.
File 021-496163
$0$0$0None listed on this filingEDGAR ↗
Sep 20, 2023 D
Procyon Vintage I, L.P.
File 021-492562
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2023 D
CAIS ICG Strategic Equity V, L.P.
File 021-486527
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2023 D
CAIS Davidson Kempner Opportunities Fund VI, L.P.
File 021-475650
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2023 D
CAIS Vista Equity Partners Fund VIII, L.P.
File 021-475654
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2023 D
BlackRock Impact Opportunities (CAIS), L.P.
File 021-475435
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2023 D
CAIS EQT Buyout Fund X Access, L.P.
File 021-474066
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2023 D
CAIS Private Equity Core II, L.P.
File 021-474170
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS WorldQuant Millennium SEALS Offshore Fund Ltd.
File 021-466420
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS Mercer Vintage Fund III LP
File 021-466422
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS Bridge Logistics Net Lease Fund, L.P.
File 021-466425
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS Apollo Aligned Alternatives Fund LLC
File 021-466369
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS Apollo Aligned Alternatives Fund (TE) LLC
File 021-466373
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2022 D
CAIS SSA Strategic Partners Offshore Ltd.
File 021-466385
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2022 D
SFG Multi-Strategy Fund, L.P.
File 021-465010
$0$0$0Sequoia Financial Advisors, L.L.C. BrokerCheck CRD 117756 ↗EDGAR ↗
Jul 22, 2022 D/A
CAIS HPS Strategic Investment Partners V, L.P.
File 021-452641
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2022 D/A
CAIS Private Equity Core I, L.P.
File 021-452653
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2022 D/A
CAIS Apollo Investment Fund X Offshore, LP
File 021-452649
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2022 D/A
CAIS Apollo Investment Fund X, LP
File 021-452645
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2022 D
CAIS ICG Strategic Equity IV Offshore, L.P.
File 021-451522
$0$0$0None listed on this filingEDGAR ↗
Jun 24, 2022 D/A
Capital Integration Systems LLC
File 021-430729
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2022 D/A
CAIS Millennium Intl. Ltd.
File 021-163214
$6,309,239 (est.)$0$0D. A. Davidson & Co. BrokerCheck CRD 199 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
Stephens Inc. BrokerCheck CRD 3496 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Evans & Partners Pty Ltd. no CRD number reported
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Ord Minnett Ltd. no CRD number reported
Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗
Wentworth Global Securities Pty Ltd no CRD number reported
Rose Capital Advisors BrokerCheck CRD 173054 ↗
Spire Securities, LLC BrokerCheck CRD 144131 ↗
Canaccord Genuity (Australia) no CRD number reported
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗
Capital One Securities Inc. BrokerCheck CRD 44158 ↗
Snowden Account Services Inc. BrokerCheck CRD 149794 ↗
Triad Advisors, Inc. BrokerCheck CRD 25803 ↗
Monarch Capital Group, LLC BrokerCheck CRD 47815 ↗
MD Global Partners LLC BrokerCheck CRD 140988 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Axiom Capital Management, Inc. BrokerCheck CRD 26580 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗
Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
B. Riley Wealth Management BrokerCheck CRD 2543 ↗
BB&T Securities, LLC BrokerCheck CRD 142785 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Truist Investment Services, Inc. BrokerCheck CRD 17499 ↗
SA Stone Wealth Management, Inc. BrokerCheck CRD 18456 ↗
Investment Placement Group BrokerCheck CRD 14458 ↗
EDGAR ↗
Jun 7, 2022 D/A
CAIS Third Point Partners LLC
File 021-163155
$1,974,943 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Spire Investment Partners LLC BrokerCheck CRD 144131 ↗
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
NBC Securities, Inc. BrokerCheck CRD 17870 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Avondale Partners LLC BrokerCheck CRD 46838 ↗
MD Global Partners LLC BrokerCheck CRD 140988 ↗
Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
B. Riley Wealth Management BrokerCheck CRD 2543 ↗
EDGAR ↗
Jun 7, 2022 D/A
CAIS Millennium USA LLC
File 021-163159
$7,615,963 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Wunderlich Securities BrokerCheck CRD 2543 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
D.A Davidson BrokerCheck CRD 199 ↗
Stephens, Inc. BrokerCheck CRD 3496 ↗
Arete Wealth Management LLC BrokerCheck CRD 44856 ↗
Spire Securities LLC BrokerCheck CRD 144131 ↗
Kestra Investment Services LLC BrokerCheck CRD 42046 ↗
William Blair BrokerCheck CRD 1252 ↗
Triad Advisors, Inc. BrokerCheck CRD 25803 ↗
Monarch Capital Group, LLC BrokerCheck CRD 47815 ↗
Dominick & Dominick BrokerCheck CRD 2543 ↗
Snowden Account Services Inc. BrokerCheck CRD 149794 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗
BB&T Securities, LLC BrokerCheck CRD 142785 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗
Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
Axiom Capital Management, Inc. BrokerCheck CRD 26580 ↗
B. Riley Wealth Management BrokerCheck CRD 2543 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Truist Investment Services, Inc. BrokerCheck CRD 17499 ↗
SA Stone Wealth Management Inc. BrokerCheck CRD 18456 ↗
Investment Placement Group BrokerCheck CRD 14458 ↗
EDGAR ↗
Jun 7, 2022 D/A
CAIS Third Point Offshore Fund Ltd.
File 021-163176
$1,147,752 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
USCA Securties LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Spire Securities, LLC BrokerCheck CRD 144131 ↗
Canaccord Genuity (Australia) no CRD number reported
Evans & Partners Pty Ltd. no CRD number reported
I Investment Management Pte Ltd no CRD number reported
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Wentworth Global Securities Pty Ltd no CRD number reported
Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗
Lucerne Australia Pty Ltd t/a Lucerne Investment Partners no CRD number reported
Maxim Group LLC BrokerCheck CRD 120708 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
EDGAR ↗
Jun 7, 2022 D/A
CAIS SCULPTOR MASTER FUND LLC
File 021-217070
$147,115 (est.)$0$0D. A. Davidson & Co. BrokerCheck CRD 199 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
William Blair BrokerCheck CRD 1252 ↗
Triad Advisors Inc. BrokerCheck CRD 25803 ↗
Kestra Investment Services LLC BrokerCheck CRD 42046 ↗
Avondale Partners, LLC BrokerCheck CRD 46838 ↗
Arete Wealth Management LLC BrokerCheck CRD 44856 ↗
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗
EDGAR ↗
Jun 7, 2022 D/A
CAIS SCULPTOR MASTER FUND LTD.
File 021-217071
$91,598 (est.)$0$0D. A. Davidson & Co. BrokerCheck CRD 199 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
Dominick & Dominick LLC BrokerCheck CRD 7344 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Arete Wealth Management LLC BrokerCheck CRD 44856 ↗
Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗
EDGAR ↗
Jun 7, 2022 D/A
CAIS Millennium Intl. Commitment Fund Ltd.
File 021-416713
$2,334 (est.)$0$0USCA Securities LLC BrokerCheck CRD 103789 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗
SA Stone Wealth Management Inc. BrokerCheck CRD 18456 ↗
Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
EDGAR ↗
Jun 7, 2022 D/A
CAIS Millennium USA Commitment Fund LLC
File 021-416725
$4,161 (est.)$0$0Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
National Securities Corporation BrokerCheck CRD 7569 ↗
Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗
SA Stone Wealth Management Inc. BrokerCheck CRD 18456 ↗
Truist Investment Services BrokerCheck CRD 17499 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗
EDGAR ↗
Jun 6, 2022 D/A
CAIS DES Oculus Ltd.
File 021-163232
$414,756 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
EDGAR ↗
Jun 6, 2022 D/A
CAIS DES Oculus LLC
File 021-163169
$1,487,410 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
William Blair BrokerCheck CRD 1252 ↗
Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
Stephens Inc. BrokerCheck CRD 3496 ↗
MD Global Partners LLC BrokerCheck CRD 140988 ↗
Maxim Group LLC BrokerCheck CRD 120708 ↗
B. Riley Wealth Management BrokerCheck CRD 2543 ↗
EDGAR ↗
Jun 6, 2022 D/A
CAIS DES Composite Fund LLC
File 021-189880
$1,066,966 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗
HighTower Securities LLC BrokerCheck CRD 116681 ↗
Stephens, Inc. BrokerCheck CRD 3496 ↗
MD Global Partners LLC BrokerCheck CRD 140988 ↗
Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
EDGAR ↗
May 31, 2022 D
CAIS KKR Asset Based Finance Partners Access Fund, L.P.
File 021-447477
$0$0$0None listed on this filingEDGAR ↗
May 31, 2022 D
CAIS KKR Asset Based Finance Partners Offshore Access Fund, L.P.
File 021-447483
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2022 D/A
CAIS Adams Street Private Income Fund LLC
File 021-395792
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2022 D
CAIS KKR Opportunities II Access Fund LP
File 021-439376
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2022 D
CAIS Carlyle Direct Access II LP
File 021-438793
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2022 D/A
CAIS ICG Strategic Equity IV LP
File 021-393217
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2022 D
Sourcepass Holdings, LLC
File 021-437614
$0$0$0
A portion of the proceeds will be used for general working capital, which may include salary payments to executive officers and directors. An estimate of such amount is unknown at this time.
None listed on this filingEDGAR ↗
Feb 9, 2022 D
CAIS BTAS VIII Access Fund LP
File 021-432910
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2022 D
CAIS Blackstone Tactical Opportunities Fund IV LP
File 021-432749
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2022 D/A
CAIS Paloma International Ltd.
File 021-386369
$0$0$0None listed on this filingEDGAR ↗
Oct 26, 2021 D
CAIS SL Alpine II, LP
File 021-418589
$0$0$0None listed on this filingEDGAR ↗
Oct 26, 2021 D
CAIS Alkeon Innovation Private Series II LP
File 021-418598
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2021 D
CAIS Ares Senior Direct Lending II LP
File 021-416758
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2021 D/A
CAIS Ares Senior Direct Lending II (TE) LP
File 021-416686
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2021 D
CAIS Carlyle Realty Partners IX Access Fund LP
File 021-408337
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2021 D/A
CAIS Mercer Private Equity Vintage Fund II LP
File 021-405871
$0$0$0None listed on this filingEDGAR ↗
May 19, 2021 D
CAIS Apollo Infrastructure Opportunities II Access Fund LP
File 021-399940
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2020 D
Capital Integration Systems LLC
File 021-383860
$0$0$0None listed on this filingEDGAR ↗
Dec 18, 2020 D
CAIS Access Fund - BCRE II LP
File 021-383682
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2020 D/A
CAIS Financial Credit Investment IV Access Fund LP
File 021-342968
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2020 D/A
CAIS Blackstone Growth LP
File 021-371500
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2020 D/A
CAIS BC Fund XIII LP
File 021-373505
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2020 D/A
CAIS Carlyle Renewable & Sustainable Energy Fund LP
File 021-377256
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2020 D/A
CAIS Mercer Private Equity Vintage Fund I LP
File 021-377873
$0$0$0None listed on this filingEDGAR ↗
Sep 1, 2020 D/A
CAIS WorldQuant Millennium WMQS GEAE LLC
File 021-321090
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2020 D
CAIS Carlyle Direct Access LP
File 021-372456
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2020 D/A
CAIS Apollo Hybrid Value Access Fund LP
File 021-317871
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2020 D/A
CAIS Access Fund- BCRE I LP
File 021-317873
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2020 D/A
CAIS WorldQuant Millennium WMQS GEAE Ltd.
File 021-316912
$11,636 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Jun 3, 2020 D/A
CAIS ICG Strategic Equity III LP
File 021-341346
$32,764 (est.)$0$0BB&T Securities, LLC BrokerCheck CRD 142785 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
Castle Hill Partners, Inc. BrokerCheck CRD 44131 ↗
EDGAR ↗
Jan 9, 2020 D/A
CAIS Blackstone TAS V LP
File 021-331009
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2019 D
CAIS Blackstone TAS VI LP
File 021-355933
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2019 D/A
CAIS Access Fund- Asia Fund IV LP
File 021-328602
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2019 D/A
CAIS Holdings LLC
File 021-327823
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2019 D/A
CAIS Access Fund - MMC 2018 LP
File 021-325574
$0$0$0None listed on this filingEDGAR ↗
Nov 7, 2019 D/A
CAIS Access Fund MMC 2018 (Offshore) LP
File 021-325581
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2019 D
CAIS Carlyle Direct Access LP
File 021-346222
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2018 D/A
CAIS BlueTrend Fund Ltd.
File 021-163240
$265,100 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
H. Bruderer Vermongensverwalturg no CRD number reported
EDGAR ↗
Jun 12, 2018 D/A
CAIS Kingdon Associates LLC
File 021-163160
$203,600 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗
EDGAR ↗
Jun 12, 2018 D/A
CAIS Blue Trend Fund LLC
File 021-163162
$288,400 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
NBC Securities, Inc. BrokerCheck CRD 17870 ↗
EDGAR ↗
Jun 12, 2018 D/A
CAIS AllBlue LLC
File 021-163194
$579,000 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
Summit Equities, LLC BrokerCheck CRD 11039 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
Monarch Capital Group, LLC BrokerCheck CRD 47815 ↗
EDGAR ↗
Jun 12, 2018 D/A
CAIS AllBlue Ltd.
File 021-163243
$399,800 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Evans & Partners Pty Ltd. no CRD number reported
Richmond Asset Mgmt Ltd no CRD number reported
Ord Minnett Limited no CRD number reported
Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗
EDGAR ↗
Jun 12, 2018 D/A
CAIS Kingdon Offshore Ltd.
File 021-163502
$188,100 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
EDGAR ↗
Jun 12, 2018 D/A
CAIS ESG CROSS BORDER EQUITY FUND LLC
File 021-176540
$231,630 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Spire Securities LLC BrokerCheck CRD 144131 ↗
Summit Equities Inc. BrokerCheck CRD 11039 ↗
EDGAR ↗
Oct 9, 2014 D/A
CAIS JAT Capital Offshore Fund Ltd.
File 021-163228
$30,069$0$0US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
Evans & Partners Pty Ltd. no CRD number reported
Julius Baer no CRD number reported
Macquarie no CRD number reported
EDGAR ↗
Oct 9, 2014 D/A
CAIS Perella Weinberg Partners Xerion Fund LLC
File 021-163156
$94,257$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
EDGAR ↗
Oct 9, 2014 D/A
CAIS Highbridge Capital Institutional Fund Ltd.
File 021-163504
$41,002$0$0US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
EDGAR ↗
Oct 9, 2014 D/A
CAIS JAT CAPITAL DOMESTIC FUND LLC
File 021-174689
$0$0$0None listed on this filingEDGAR ↗
Oct 2, 2014 D/A
CAIS Highbridge Capital LLC
File 021-163245
$64,857$0$0US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
EDGAR ↗
Oct 2, 2014 D/A
CAIS BALESTRA CAPITAL PARTNERS LLC
File 021-172340
$120,826$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Joel Isaacson & Co LLC BrokerCheck CRD 152450 ↗
EDGAR ↗
Oct 2, 2014 D/A
CAIS BALESTRA GLOBAL LTD.
File 021-172341
$65,362$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗
US Capital Advisors, LLC BrokerCheck CRD 103789 ↗
HighTower Securities, LLC BrokerCheck CRD 116681 ↗
Joel Isaacson & Co. BrokerCheck CRD 152450 ↗
EDGAR ↗
Oct 2, 2014 D
Columbus Office REIT II, Inc
File 021-225684
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Oct 2, 2014 D
Columbus Office REIT I, Inc.
File 021-225681
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
May 7, 2014 D
CAIS Two Sigma Horizon Cayman Fund Ltd.
File 021-216977
$0$0$0None listed on this filingEDGAR ↗
May 7, 2014 D
CAIS Two Sigma Horizon U.S. Fund LLC
File 021-216979
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2014 D/A
CAIS GoldenTree Partners LLC
File 021-185814
$0$0$0DeWaay Financial Network, LLC BrokerCheck CRD 30767 ↗
Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
EDGAR ↗
Sep 23, 2013 D
ETF Issuer Solutions, Inc.
File 021-203391
$0$0$25,000 (est.)N/A no CRD number reportedEDGAR ↗
Jul 26, 2013 D/A
CAIS WTN Fund Ltd.
File 021-163171
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
EDGAR ↗
Jul 26, 2013 D/A
CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.
File 021-163180
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
EDGAR ↗
Jul 26, 2013 D/A
CAIS Paulson International Ltd.
File 021-163185
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
EDGAR ↗
Jul 26, 2013 D/A
CAIS Paulson Advantage Plus Ltd.
File 021-163199
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
EDGAR ↗
Jul 19, 2013 D/A
CAIS Paulson Advantage Plus LLC
File 021-163158
$0$0$0Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
EDGAR ↗
May 10, 2013 D
Emergent Properties Inc.
File 021-196265
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2013 D/A
CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC
File 021-174690
$0$0$0DeWaay Financial Network, LLC BrokerCheck CRD 30767 ↗
Hightower Securities, LLC BrokerCheck CRD 116681 ↗
Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗
USCA Securities LLC BrokerCheck CRD 103789 ↗
EDGAR ↗
Feb 18, 2011 D/A
Capital Integration Systems LLC
File 021-145432
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 153

Every issuer that named Matthew C. Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Cais

Waldron Private Equity Fund I, L.P.

New York, NY · Jun 24, 2026
  • Jun 24, 2026 · D · $70,475,000 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (Sole Principle of the Managing Member of the General Partner) EDGAR ↗

Raised $70.5M from 31 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS ICG LP Secondaries Fund II, L.P.

New York City, NY · Jun 17, 2026
  • Jun 17, 2026 · D · $44,475,000 sold of Indefinite · 27 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $44.5M from 27 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Leonard Green Equity Investors X, L.P.

New York City, NY · Jun 17, 2026
  • Jun 17, 2026 · D · $32,475,000 sold of Indefinite · 42 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $32.5M from 42 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Davidson Kempner Opportunities Fund VII, L.P.

New York City, NY · Jun 3, 2026
  • Jun 3, 2026 · D · $10,500,000 sold of Indefinite · 19 investors · min. $250,000 · role: Promoter (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $10.5M from 19 investors as of the latest filing. Matthew is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS 26North Private Equity Fund I, L.P.

New York City, NY · Jun 3, 2026
  • Jun 3, 2026 · D · $20,467,000 sold of Indefinite · 68 investors · min. $100,000 · role: Executive Officer (Managing Principal Of Sole Member of General Partner) EDGAR ↗

Raised $20.5M from 68 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Private Equity Core III, L.P.

New York City, NY · Jun 3, 2026
  • Jun 3, 2026 · D · $101,766,000 sold of Indefinite · 39 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $101.8M from 39 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Matter Healthcare Credit 2026, L.P.

New York City, NY · Jun 3, 2026
  • Jun 3, 2026 · D · $34,425,000 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $34.4M from 43 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Simon Quick Private Equity Fund I, L.P.

New York City, NY · Apr 1, 2026 → May 5, 2026 · 2 filings
  • May 5, 2026 · D/A · $59,890,000 sold of Indefinite · 86 investors · min. $500,000 · role: Executive Officer (Sole Principal of the Managing Member of the General Partner) EDGAR ↗
  • Apr 1, 2026 · D · $59,890,000 sold of Indefinite · 86 investors · min. $500,000 · role: Executive Officer (Sole Principal of the Managing Member of the General Partner) EDGAR ↗

Raised $59.9M from 86 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

ITE Equipment Leasing Access Fund, L.P.

New York City, NY · Mar 25, 2026
  • Mar 25, 2026 · D · $15,650,000 sold of Indefinite · 17 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $15.7M from 17 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

GLT Private Alts Fund II, L.P.

New York City, NY · Mar 25, 2026
  • Mar 25, 2026 · D · $18,500,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $18.5M from 2 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

EWM Private Equity Access I, L.P.

New York, NY · Feb 20, 2026
  • Feb 20, 2026 · D · $44,625,000 sold of Indefinite · 162 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $44.6M from 162 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

One Brick Select Private Real Estate 2025, L.P.

New York, NY · Feb 20, 2026
  • Feb 20, 2026 · D · $22,165,000 sold of Indefinite · 45 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $22.2M from 45 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Radnor Equity Partners, L.P.

New York City, NY · Dec 5, 2025
  • Dec 5, 2025 · D · $38,615,000 sold of Indefinite · 51 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $38.6M from 51 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Davidson Kempner Real Estate Opportunities Fund, L.P.

New York City, NY · Nov 5, 2025
  • Nov 5, 2025 · D · $7,950,000 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $7.95M from 25 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Vista Foundation Fund V (Offshore), L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 15, 2025
  • Oct 15, 2025 · D · $44,398,000 sold of Indefinite · 161 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $44.4M from 161 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

KV IX Access, L.P.

New York City, NY · Oct 15, 2025
  • Oct 15, 2025 · D · $23,720,000 sold of Indefinite · 99 investors · min. $100,000 · role: Executive Officer, Promoter (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $23.7M from 99 investors as of the latest filing. Matthew is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Cais

Pinegrove Capital Partners I Access, L.P.

New York City, NY · Oct 14, 2025
  • Oct 14, 2025 · D · $19,850,000 sold of Indefinite · 66 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $19.9M from 66 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

OCM Private Wealth Alternative Opportunities Offshore Fund I, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 19, 2025
  • Aug 19, 2025 · D · $1,650,000 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $1.65M from 7 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

NewPoint Impact Fund I Access, L.P.

New York, NY · Jul 24, 2025
  • Jul 24, 2025 · D · $9,450,000 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $9.45M from 31 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS LGP Sage Equity Investors, L.P.

New York, NY · Jul 24, 2025
  • Jul 24, 2025 · D · $26,775,000 sold of Indefinite · 59 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $26.8M from 59 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS KKR North America Fund XIV, L.P.

New York, NY · Jul 24, 2025
  • Jul 24, 2025 · D · $40,625,000 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $40.6M from 16 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

OCM Private Wealth Alternative Opportunities Fund I, L.P.

New York, NY · Jul 22, 2025
  • Jul 22, 2025 · D · $3,800,000 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $3.8M from 7 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

SAM Alternative Investment Opportunities Fund II, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 22, 2025
  • Jul 22, 2025 · D · $28,508,500 sold of Indefinite · 76 investors · min. $300,000 · role: Promoter (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $28.5M from 76 investors as of the latest filing. Matthew is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Core Convexity International Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 24, 2025
  • Jun 24, 2025 · D · $2,600,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $2.6M from 11 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Core Convexity Fund, L.P.

New York City, NY · May 14, 2025
  • May 14, 2025 · D · $10,700,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $10.7M from 11 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Meadow Technologies, Inc.

New York, NY · Mar 27, 2025
  • Mar 27, 2025 · D · $16,044,296 sold of $16,339,999 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16M from 6 investors (98% of the $16.3M target) as of the latest filing. Matthew is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Blue Owl GP Stakes VI (TE), L.P.

New York City, NY · Mar 21, 2025
  • Mar 21, 2025 · D · $10,465,000 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $10.5M from 43 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

One Brick Select Private Equity 2024, L.P.

New York, NY · Mar 21, 2025
  • Mar 21, 2025 · D · $24,550,000 sold of Indefinite · 45 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $24.6M from 45 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Waverly Growth Fund II, L.P.

New York, NY · Mar 20, 2025
  • Mar 20, 2025 · D · $12,475,000 sold of Indefinite · 15 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $12.5M from 15 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Related Fund IV, L.P.

New York, NY · Feb 14, 2025
  • Feb 14, 2025 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Veritas PE IX, L.P.

New York City, NY · Jan 23, 2025
  • Jan 23, 2025 · D · $22,575,000 sold of Indefinite · 59 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $22.6M from 59 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Millennium USA Commitment Fund III LLC

New York City, NY · Jan 23, 2025
  • Jan 23, 2025 · D · $94,044,000 sold of Indefinite · 211 investors · min. $100,000 · role: Executive Officer (Managing Principal of Managing Member) EDGAR ↗

Raised $94M from 211 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Millennium Intl.Commitment Fund III Ltd.

New York City, NY · Jan 23, 2025
  • Jan 23, 2025 · D · $56,946,810 sold of Indefinite · 216 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗

Raised $56.9M from 216 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Vista Foundation Fund V, L.P.

New York City, NY · Jan 23, 2025
  • Jan 23, 2025 · D · $48,390,000 sold of Indefinite · 145 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $48.4M from 145 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Procyon Evergreen I, L.P.

New York City, NY · Oct 4, 2024
  • Oct 4, 2024 · D · $27,485,606 sold of Indefinite · 52 investors · min. $200,000 · role: Executive Officer (Managing Principal of Managing Member of the Fund) EDGAR ↗

Raised $27.5M from 52 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Blue Owl GP Stakes VI, L.P.

New York City, NY · Oct 4, 2024
  • Oct 4, 2024 · D · $37,464,000 sold of Indefinite · 76 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $37.5M from 76 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS KKR Ascendant Fund I, L.P.

New York City, NY · Oct 4, 2024
  • Oct 4, 2024 · D · $20,505,000 sold of Indefinite · 66 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $20.5M from 66 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

FDC Investment Partners VIII, L.P.

New York City, NY · Oct 4, 2024
  • Oct 4, 2024 · D · $33,600,000 sold of Indefinite · 47 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $33.6M from 47 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Stonepeak Infrastructure Fund V, L.P.

New York City, NY · Jun 28, 2024
  • Jun 28, 2024 · D · $12,600,000 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $12.6M from 13 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS North Rock Fund, Ltd.

New York City, NY · Jun 28, 2024
  • Jun 28, 2024 · D · $850,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗

Raised $850K from 5 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Apollo S3 Equity & Hybrid Solutions Fund Offshore, L.P.

New York City, NY · Jun 28, 2024
  • Jun 28, 2024 · D · $100,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $100K from 1 investor as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS North Rock Fund LLC

New York City, NY · Jun 27, 2024
  • Jun 27, 2024 · D · $3,169,203 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer (Managing Principal of Managing Member of CAIS North Rock Fund LLC) EDGAR ↗

Raised $3.17M from 16 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

TCG Private Credit Offshore 2024, L.P.

New York City, NY · Jun 26, 2024
  • Jun 26, 2024 · D · $12,545,000 sold of Indefinite · 37 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $12.5M from 37 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS ICG LP Secondaries Fund I, L.P.

New York City, NY · Apr 30, 2024
  • Apr 30, 2024 · D · $58,825,000 sold of Indefinite · 41 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $58.8M from 41 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Oaktree Opportunities XII CAIS (Onshore) Access Fund, L.P.

New York City, NY · Apr 30, 2024
  • Apr 30, 2024 · D · $16,050,000 sold of Indefinite · 42 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $16.1M from 42 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Apollo S3 Equity & Hybrid Solutions Fund, L.P.

New York City, NY · Apr 30, 2024
  • Apr 30, 2024 · D · $7,150,000 sold of Indefinite · 18 investors · min. $250,000 · role: Promoter (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $7.15M from 18 investors as of the latest filing. Matthew is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

AltAlpha Vintage, L.P.

New York City, NY · Apr 30, 2024
  • Apr 30, 2024 · D · $11,610,000 sold of Indefinite · 35 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $11.6M from 35 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

SAM Alternative Investment Opportunities Fund I, L.P.

New York City, NY · Apr 9, 2024
  • Apr 9, 2024 · D · $34,500,000 sold of Indefinite · 91 investors · min. $300,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $34.5M from 91 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

TCG Private Credit 2024, L.P.

New York City, NY · Apr 9, 2024
  • Apr 9, 2024 · D · $10,005,500 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $10M from 22 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Crow Holdings Fund X, L.P.

New York City, NY · Feb 29, 2024
  • Feb 29, 2024 · D · $13,500,000 sold of Indefinite · 23 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $13.5M from 23 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

GLT Private Alts Fund I, L.P.

New York City, NY · Feb 29, 2024
  • Feb 29, 2024 · D · $9,500,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $9.5M from 1 investor as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Commerce Street Private Equity Fund I, L.P.

New York City, NY · Jan 17, 2024
  • Jan 17, 2024 · D · $7,200,000 sold of Indefinite · 7 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $7.2M from 7 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Commerce Street Private Credit Fund I, L.P.

New York City, NY · Jan 17, 2024
  • Jan 17, 2024 · D · $8,450,000 sold of Indefinite · 8 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $8.45M from 8 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Reverence Partners Opportunities Fund V (PE Fund III), L.P.

New York City, NY · Jan 17, 2024
  • Jan 17, 2024 · D · $3,700,000 sold of Indefinite · 13 investors · min. $50,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $3.7M from 13 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Mercer Private Equity Vintage Fund IV LP

New York City, NY · Jan 17, 2024
  • Jan 17, 2024 · D · $7,280,000 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $7.28M from 19 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Blue Owl Strategic Equity, L.P.

New York City, NY · Dec 6, 2023
  • Dec 6, 2023 · D · $25,875,000 sold of Indefinite · 88 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $25.9M from 88 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Davidson Kempner Opportunities International VI, L.P.

New York City, NY · Nov 14, 2023
  • Nov 14, 2023 · D · $11,950,000 sold of Indefinite · 51 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $11.9M from 51 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Vista Equity Partners Fund VIII Offshore, L.P.

New York City, NY · Nov 14, 2023
  • Nov 14, 2023 · D · $20,313,000 sold of Indefinite · 80 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $20.3M from 80 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS ICGSEV Offshore, L.P.

New York City, NY · Nov 3, 2023
  • Nov 3, 2023 · D · $16,050,000 sold of Indefinite · 41 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $16.1M from 41 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Ares Senior Direct Lending III, L.P.

New York City, NY · Oct 31, 2023
  • Oct 31, 2023 · D · $16,675,000 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $16.7M from 40 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

Procyon Vintage I, L.P.

New York City, NY · Sep 20, 2023
  • Sep 20, 2023 · D · $6,900,000 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $6.9M from 9 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS ICG Strategic Equity V, L.P.

New York City, NY · Jul 11, 2023
  • Jul 11, 2023 · D · $23,150,000 sold of Indefinite · 67 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $23.1M from 67 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Vista Equity Partners Fund VIII, L.P.

New York City, NY · Mar 13, 2023
  • Mar 13, 2023 · D · $25,400,000 sold of Indefinite · 35 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $25.4M from 35 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Davidson Kempner Opportunities Fund VI, L.P.

New York City, NY · Mar 13, 2023
  • Mar 13, 2023 · D · $12,460,000 sold of Indefinite · 32 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $12.5M from 32 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

BlackRock Impact Opportunities (CAIS), L.P.

New York City, NY · Mar 10, 2023
  • Mar 10, 2023 · D · $1,997,000 sold of Indefinite · 6 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $2M from 6 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Private Equity Core II, L.P.

New York City, NY · Feb 23, 2023
  • Feb 23, 2023 · D · $54,983,000 sold of Indefinite · 66 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $55M from 66 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS EQT Buyout Fund X Access, L.P.

New York City, NY · Feb 23, 2023
  • Feb 23, 2023 · D · $2,250,000 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Managing Principal Of Sole Member of General Partner) EDGAR ↗

Raised $2.25M from 3 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Bridge Logistics Net Lease Fund, L.P.

New York City, NY · Dec 2, 2022
  • Dec 2, 2022 · D · $6,675,000 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $6.67M from 14 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Mercer Vintage Fund III LP

New York City, NY · Dec 2, 2022
  • Dec 2, 2022 · D · $2,400,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sole Member of the General Partner) EDGAR ↗

Raised $2.4M from 11 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS WorldQuant Millennium SEALS Offshore Fund Ltd.

New York City, NY · Dec 2, 2022
  • Dec 2, 2022 · D · $7,175,000 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗

Raised $7.17M from 21 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS SSA Strategic Partners Offshore Ltd.

New York City, NY · Dec 2, 2022
  • Dec 2, 2022 · D · $3,685,000 sold of Indefinite · 17 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗

Raised $3.69M from 17 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Apollo Aligned Alternatives Fund (TE) LLC

New York City, NY · Dec 2, 2022
  • Dec 2, 2022 · D · $7,615,000 sold of Indefinite · 24 investors · min. $100,000 · role: Director (Managing Principal of Managing Member of the Fund) EDGAR ↗

Raised $7.62M from 24 investors as of the latest filing. Matthew is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Apollo Aligned Alternatives Fund LLC

New York City, NY · Dec 2, 2022
  • Dec 2, 2022 · D · $46,070,000 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member of the Fund) EDGAR ↗

Raised $46.1M from 38 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

SFG Multi-Strategy Fund, L.P.

New York City, NY · Nov 16, 2022
  • Nov 16, 2022 · D · $14,700,000 sold of Indefinite · 9 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $14.7M from 9 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Private Equity Core I, L.P.

New York City, NY · Jul 15, 2022 → Jul 22, 2022 · 2 filings
  • Jul 22, 2022 · D/A · $331,531,000 sold of Indefinite · 289 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗
  • Jul 15, 2022 · D · $331,531,000 sold of Indefinite · 289 investors · min. $250,000 · role: Executive Officer (Managing Principal of Sole Member of General Partner) EDGAR ↗

Raised $331.5M from 289 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS HPS Strategic Investment Partners V, L.P.

New York City, NY · Jul 15, 2022 → Jul 22, 2022 · 2 filings
  • Jul 22, 2022 · D/A · $4,750,000 sold of Indefinite · 9 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of General Parnter) EDGAR ↗
  • Jul 15, 2022 · D · $4,750,000 sold of Indefinite · 9 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of General Parnter) EDGAR ↗

Raised $4.75M from 9 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Apollo Investment Fund X Offshore, LP

New York City, NY · Jul 15, 2022 → Jul 22, 2022 · 2 filings
  • Jul 22, 2022 · D/A · $1,900,000 sold of Indefinite · 12 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗
  • Jul 15, 2022 · D · $1,900,000 sold of Indefinite · 12 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $1.9M from 12 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Apollo Investment Fund X, LP

New York City, NY · Jul 15, 2022 → Jul 22, 2022 · 2 filings
  • Jul 22, 2022 · D/A · $19,230,000 sold of Indefinite · 47 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Jul 15, 2022 · D · $19,230,000 sold of Indefinite · 47 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $19.2M from 47 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS ICG Strategic Equity IV Offshore, L.P.

New York City, NY · Jul 7, 2022
  • Jul 7, 2022 · D · $13,252,500 sold of Indefinite · 16 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $13.3M from 16 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Cais

Capital Integration Systems LLC

New York, NY · Jul 26, 2010 → Jun 24, 2022 · 6 filings
  • Jun 24, 2022 · D/A · $340,000,000 sold of $340,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 21, 2022 · D/A · $328,000,000 sold of $328,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 25, 2022 · D · $225,000,000 sold of $225,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 21, 2020 · D · $50,000,160 sold of $50,000,160 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 18, 2011 · D/A · $4,000,000 sold of $4,000,000 · 16 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • Jul 26, 2010 · D · $2,900,000 sold of $2,900,000 · 10 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗

Raised $340M from 16 investors (100% of the $340M target) as of the latest filing. Matthew is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Third Point Partners LLC

New York, NY · Jul 20, 2011 → Jun 7, 2022 · 12 filings
  • Jun 7, 2022 · D/A · $117,397,641 sold of Indefinite · 359 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 1, 2021 · D/A · $117,397,641 sold of Indefinite · 359 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 8, 2020 · D/A · $108,240,141 sold of Indefinite · 339 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 10, 2019 · D/A · $106,915,141 sold of Indefinite · 330 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 12, 2018 · D/A · $104,215,141 sold of Indefinite · 320 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 23, 2017 · D/A · $99,990,140 sold of Indefinite · 311 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 25, 2016 · D/A · $89,473,035 sold of Indefinite · 288 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 30, 2015 · D/A · $73,741,189 sold of Indefinite · 263 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 2, 2014 · D/A · $60,383,990 sold of Indefinite · 200 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jul 19, 2013 · D/A · $34,629,792 sold of Indefinite · 125 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $13,255,000 sold of Indefinite · 39 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $7,305,000 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $117.4M from 359 investors as of the latest filing. Matthew is listed as executive officer on 12 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Third Point Offshore Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 20, 2011 → Jun 7, 2022 · 13 filings
  • Jun 7, 2022 · D/A · $50,166,400 sold of Indefinite · 199 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 1, 2021 · D/A · $50,166,400 sold of Indefinite · 199 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 8, 2020 · D/A · $48,666,400 sold of Indefinite · 189 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 10, 2019 · D/A · $47,820,400 sold of Indefinite · 183 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 12, 2018 · D/A · $45,942,450 sold of Indefinite · 177 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 23, 2017 · D/A · $41,252,451 sold of Indefinite · 157 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 25, 2016 · D/A · $35,131,451 sold of Indefinite · 142 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Sep 30, 2015 · D/A · $30,479,950 sold of Indefinite · 132 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 2, 2014 · D/A · $20,309,975 sold of Indefinite · 100 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jul 26, 2013 · D/A · $12,650,000 sold of Indefinite · 77 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $7,135,000 sold of Indefinite · 41 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $7,135,000 sold of Indefinite · 41 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $1,375,000 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $50.2M from 199 investors as of the latest filing. Matthew is listed as executive officer on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Millennium USA Commitment Fund LLC

New York, NY · Oct 13, 2021 → Jun 7, 2022 · 2 filings
  • Jun 7, 2022 · D/A · $96,409,450 sold of Indefinite · 233 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 13, 2021 · D · $96,409,450 sold of Indefinite · 233 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $96.4M from 233 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Millennium USA LLC

New York, NY · Jul 20, 2011 → Jun 7, 2022 · 13 filings
  • Jun 7, 2022 · D/A · $771,176,552 sold of Indefinite · 1,778 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 1, 2021 · D/A · $771,176,552 sold of Indefinite · 1,778 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 8, 2020 · D/A · $707,833,864 sold of Indefinite · 1,634 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 10, 2019 · D/A · $626,890,197 sold of Indefinite · 1,414 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 10, 2019 · D/A · $626,890,197 sold of Indefinite · 1,414 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 12, 2018 · D/A · $530,070,197 sold of Indefinite · 1,179 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 23, 2017 · D/A · $496,175,752 sold of Indefinite · 1,128 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 25, 2016 · D/A · $460,899,460 sold of Indefinite · 1,047 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 2, 2015 · D/A · $197,624,136 sold of Indefinite · 571 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 2, 2014 · D/A · $197,624,136 sold of Indefinite · 571 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jul 19, 2013 · D/A · $114,214,749 sold of Indefinite · 401 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $75,787,301 sold of Indefinite · 241 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $8,350,000 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $771.2M from 1,778 investors as of the latest filing. Matthew is listed as executive officer on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS SCULPTOR MASTER FUND LLC

New York, NY · May 9, 2014 → Jun 7, 2022 · 11 filings
  • Jun 7, 2022 · D/A · $43,741,478 sold of Indefinite · 123 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Nov 18, 2021 · D/A · $43,741,478 sold of Indefinite · 123 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 1, 2021 · D/A · $43,741,478 sold of Indefinite · 123 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 8, 2020 · D/A · $43,041,478 sold of Indefinite · 121 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 10, 2019 · D/A · $43,041,478 sold of Indefinite · 121 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 12, 2018 · D/A · $43,041,478 sold of Indefinite · 121 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 23, 2017 · D/A · $42,577,151 sold of Indefinite · 117 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 24, 2016 · D/A · $42,445,912 sold of Indefinite · 116 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 30, 2015 · D/A · $39,602,667 sold of Indefinite · 104 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 9, 2014 · D/A · $25,901,740 sold of Indefinite · 72 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • May 9, 2014 · D · $13,693,000 sold of Indefinite · 44 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $43.7M from 123 investors as of the latest filing. Matthew is listed as executive officer on 11 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS SCULPTOR MASTER FUND LTD.

Grand Cayman, Cayman Islands (as filed: E9) · May 9, 2014 → Jun 7, 2022 · 11 filings
  • Jun 7, 2022 · D/A · $16,912,585 sold of Indefinite · 81 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Nov 23, 2021 · D/A · $16,912,585 sold of Indefinite · 81 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 1, 2021 · D/A · $16,412,585 sold of Indefinite · 78 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 8, 2020 · D/A · $16,412,585 sold of Indefinite · 78 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 10, 2019 · D/A · $16,412,585 sold of Indefinite · 78 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 12, 2018 · D/A · $16,012,585 sold of Indefinite · 76 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 23, 2017 · D/A · $14,907,586 sold of Indefinite · 66 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 24, 2016 · D/A · $13,607,586 sold of Indefinite · 65 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Sep 30, 2015 · D/A · $11,806,452 sold of Indefinite · 61 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 9, 2014 · D/A · $6,326,585 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • May 9, 2014 · D · $4,826,451 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $16.9M from 81 investors as of the latest filing. Matthew is listed as executive officer on 11 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Millennium Intl. Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 20, 2011 → Jun 7, 2022 · 13 filings
  • Jun 7, 2022 · D/A · $444,384,355 sold of Indefinite · 1,520 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 1, 2021 · D/A · $444,384,355 sold of Indefinite · 1,520 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 8, 2020 · D/A · $418,824,355 sold of Indefinite · 1,425 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 10, 2019 · D/A · $368,250,375 sold of Indefinite · 1,257 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 12, 2018 · D/A · $327,486,775 sold of Indefinite · 1,072 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 24, 2017 · D/A · $281,951,908 sold of Indefinite · 988 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 25, 2016 · D/A · $271,262,485 sold of Indefinite · 926 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Sep 30, 2015 · D/A · $235,323,702 sold of Indefinite · 864 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 2, 2014 · D/A · $147,783,637 sold of Indefinite · 540 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jul 26, 2013 · D/A · $72,880,545 sold of Indefinite · 331 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $46,144,545 sold of Indefinite · 178 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $46,144,545 sold of Indefinite · 178 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $11,076,674 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $444.4M from 1,520 investors as of the latest filing. Matthew is listed as executive officer on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Millennium Intl. Commitment Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 13, 2021 → Jun 7, 2022 · 2 filings
  • Jun 7, 2022 · D/A · $59,705,000 sold of Indefinite · 217 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 13, 2021 · D · $59,705,000 sold of Indefinite · 217 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗

Raised $59.7M from 217 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS DES Oculus Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 20, 2011 → Jun 6, 2022 · 13 filings
  • Jun 6, 2022 · D/A · $19,155,000 sold of Indefinite · 61 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 1, 2021 · D/A · $19,155,000 sold of Indefinite · 61 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 8, 2020 · D/A · $19,155,000 sold of Indefinite · 61 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 10, 2019 · D/A · $18,155,000 sold of Indefinite · 55 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jun 12, 2018 · D/A · $17,905,000 sold of Indefinite · 53 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 24, 2017 · D/A · $16,140,000 sold of Indefinite · 45 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 25, 2016 · D/A · $14,965,000 sold of Indefinite · 37 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Sep 30, 2015 · D/A · $12,665,000 sold of Indefinite · 27 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 2, 2014 · D/A · $8,450,000 sold of Indefinite · 13 investors · min. $500,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jul 26, 2013 · D/A · $6,550,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $6,550,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $6,550,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $1,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $19.2M from 61 investors as of the latest filing. Matthew is listed as executive officer on 13 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS DES Oculus LLC

New York, NY · Jul 20, 2011 → Jun 6, 2022 · 14 filings
  • Jun 6, 2022 · D/A · $78,271,973 sold of Indefinite · 116 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 1, 2021 · D/A · $78,271,973 sold of Indefinite · 116 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 8, 2020 · D/A · $77,821,973 sold of Indefinite · 113 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 8, 2020 · D/A · $77,821,973 sold of Indefinite · 113 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 10, 2019 · D/A · $76,921,973 sold of Indefinite · 111 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 12, 2018 · D/A · $74,171,973 sold of Indefinite · 101 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 24, 2017 · D/A · $64,646,763 sold of Indefinite · 76 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 24, 2017 · D/A · $64,646,763 sold of Indefinite · 76 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 26, 2016 · D/A · $64,146,763 sold of Indefinite · 75 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 30, 2015 · D/A · $59,350,000 sold of Indefinite · 69 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 2, 2014 · D/A · $54,915,760 sold of Indefinite · 55 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jul 19, 2013 · D/A · $40,550,000 sold of Indefinite · 55 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $36,399,620 sold of Indefinite · 36 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $1,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $78.3M from 116 investors as of the latest filing. Matthew is listed as executive officer on 14 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS DES Composite Fund LLC

New York, NY · Jan 10, 2013 → Jun 6, 2022 · 15 filings
  • Jun 6, 2022 · D/A · $71,425,000 sold of Indefinite · 148 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 1, 2021 · D/A · $71,425,000 sold of Indefinite · 148 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 8, 2020 · D/A · $70,575,000 sold of Indefinite · 144 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 8, 2020 · D/A · $70,575,000 sold of Indefinite · 144 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 8, 2020 · D/A · $70,575,000 sold of Indefinite · 144 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 10, 2019 · D/A · $48,350,000 sold of Indefinite · 102 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 13, 2018 · D/A · $44,500,000 sold of Indefinite · 91 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 12, 2018 · D/A · $44,500,000 sold of Indefinite · 91 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 12, 2018 · D/A · $44,500,000 sold of Indefinite · 85 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 24, 2017 · D/A · $41,900,000 sold of Indefinite · 85 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 26, 2016 · D/A · $38,250,000 sold of Indefinite · 73 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 30, 2015 · D/A · $29,750,000 sold of Indefinite · 54 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 2, 2014 · D/A · $29,150,000 sold of Indefinite · 51 investors · min. $500,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jan 10, 2014 · D/A · $27,850,000 sold of Indefinite · 49 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Jan 10, 2013 · D · $10,250,000 sold of Indefinite · 16 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $71.4M from 148 investors as of the latest filing. Matthew is listed as executive officer on 15 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS KKR Asset Based Finance Partners Offshore Access Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · May 31, 2022
  • May 31, 2022 · D · $2,100,000 sold of Indefinite · 7 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the General Partner) EDGAR ↗

Raised $2.1M from 7 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS KKR Asset Based Finance Partners Access Fund, L.P.

New York City, NY · May 31, 2022
  • May 31, 2022 · D · $5,660,000 sold of Indefinite · 15 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $5.66M from 15 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Adams Street Private Income Fund LLC

New York, NY · Apr 14, 2021 → Apr 14, 2022 · 2 filings
  • Apr 14, 2022 · D/A · $19,766,630 sold of Indefinite · 39 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Apr 14, 2021 · D · $1,750,000 sold of Indefinite · 4 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $19.8M from 39 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS KKR Opportunities II Access Fund LP

New York, NY · Mar 29, 2022
  • Mar 29, 2022 · D · $4,925,000 sold of Indefinite · 10 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $4.92M from 10 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Carlyle Direct Access II LP

New York, NY · Mar 24, 2022
  • Mar 24, 2022 · D · $62,529,000 sold of Indefinite · 82 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $62.5M from 82 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS ICG Strategic Equity IV LP

New York, NY · Mar 23, 2021 → Mar 22, 2022 · 2 filings
  • Mar 22, 2022 · D/A · $103,715,000 sold of Indefinite · 206 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Mar 23, 2021 · D · $7,800,000 sold of Indefinite · 16 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $103.7M from 206 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Sourcepass Holdings, LLC

East Northport, NY · Mar 16, 2022
  • Mar 16, 2022 · D · $3,000,000 sold of $3,000,000 · 11 investors · min. $50,000 · role: Director (Manager) EDGAR ↗

Raised $3M from 11 investors (100% of the $3M target) as of the latest filing. Matthew is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS BTAS VIII Access Fund LP

New York, NY · Feb 9, 2022
  • Feb 9, 2022 · D · $15,550,000 sold of Indefinite · 28 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $15.6M from 28 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Blackstone Tactical Opportunities Fund IV LP

New York, NY · Feb 8, 2022
  • Feb 8, 2022 · D · $27,116,000 sold of Indefinite · 38 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $27.1M from 38 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

CAIS Paloma International Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 14, 2021 → Jan 13, 2022 · 2 filings
  • Jan 13, 2022 · D/A · $2,480,000 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jan 14, 2021 · D · $1,250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗

Raised $2.48M from 7 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Alkeon Innovation Private Series II LP

New York, NY · Oct 26, 2021
  • Oct 26, 2021 · D · $1,550,000 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $1.55M from 3 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS SL Alpine II, LP

New York, NY · Oct 26, 2021
  • Oct 26, 2021 · D · $47,703,000 sold of Indefinite · 72 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $47.7M from 72 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Ares Senior Direct Lending II (TE) LP

New York, NY · Oct 13, 2021 → Oct 13, 2021 · 3 filings
  • Oct 13, 2021 · D/A · $12,100,000 sold of Indefinite · 12 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Oct 13, 2021 · D/A · $12,100,000 sold of Indefinite · 12 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Oct 13, 2021 · D · $12,100,000 sold of Indefinite · 12 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $12.1M from 12 investors as of the latest filing. Matthew is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Ares Senior Direct Lending II LP

New York, NY · Oct 13, 2021
  • Oct 13, 2021 · D · $18,933,000 sold of Indefinite · 30 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $18.9M from 30 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Carlyle Realty Partners IX Access Fund LP

New York, NY · Jul 30, 2021
  • Jul 30, 2021 · D · $25,800,000 sold of Indefinite · 42 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $25.8M from 42 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Mercer Private Equity Vintage Fund II LP

New York, NY · Jul 12, 2021 → Jul 12, 2021 · 2 filings
  • Jul 12, 2021 · D/A · $1,600,000 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Jul 12, 2021 · D · $1,600,000 sold of Indefinite · 9 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $1.6M from 9 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Apollo Infrastructure Opportunities II Access Fund LP

New York, NY · May 19, 2021
  • May 19, 2021 · D · $16,881,000 sold of Indefinite · 17 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $16.9M from 17 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Access Fund - BCRE II LP

New York, NY · Dec 18, 2020
  • Dec 18, 2020 · D · $46,075,000 sold of Indefinite · 19 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗

Raised $46.1M from 19 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Financial Credit Investment IV Access Fund LP

New York, NY · Jun 27, 2019 → Dec 4, 2020 · 4 filings
  • Dec 4, 2020 · D/A · $94,775,000 sold of Indefinite · 77 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Jun 23, 2020 · D/A · $86,665,000 sold of Indefinite · 72 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 23, 2020 · D/A · $86,665,000 sold of Indefinite · 72 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 27, 2019 · D · $37,890,000 sold of Indefinite · 15 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $94.8M from 77 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Mercer Private Equity Vintage Fund I LP

New York, NY · Oct 14, 2020 → Oct 29, 2020 · 4 filings
  • Oct 29, 2020 · D/A · $8,400,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Oct 26, 2020 · D/A · $8,400,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Oct 26, 2020 · D/A · $8,400,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Sponsor) EDGAR ↗
  • Oct 14, 2020 · D · $8,400,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $8.4M from 11 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Carlyle Renewable & Sustainable Energy Fund LP

New York, NY · Oct 6, 2020 → Oct 29, 2020 · 3 filings
  • Oct 29, 2020 · D/A · $6,250,000 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Oct 26, 2020 · D/A · $6,250,000 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Oct 6, 2020 · D · $6,250,000 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $6.25M from 3 investors as of the latest filing. Matthew is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Blackstone Growth LP

New York, NY · Jul 21, 2020 → Oct 29, 2020 · 3 filings
  • Oct 29, 2020 · D/A · $19,677,000 sold of Indefinite · 21 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Oct 26, 2020 · D/A · $19,677,000 sold of Indefinite · 21 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Jul 21, 2020 · D · $8,722,000 sold of Indefinite · 6 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $19.7M from 21 investors as of the latest filing. Matthew is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS BC Fund XIII LP

New York, NY · Aug 18, 2020 → Oct 29, 2020 · 3 filings
  • Oct 29, 2020 · D/A · $41,068,000 sold of Indefinite · 79 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Oct 29, 2020 · D/A · $41,068,000 sold of Indefinite · 79 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Sole Member of the GP) EDGAR ↗
  • Aug 18, 2020 · D · $23,903,000 sold of Indefinite · 41 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $41.1M from 79 investors as of the latest filing. Matthew is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS WorldQuant Millennium WMQS GEAE LLC

New York, NY · Sep 11, 2018 → Sep 1, 2020 · 3 filings
  • Sep 1, 2020 · D/A · $900,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 4, 2019 · D/A · $800,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 11, 2018 · D · $400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $900K from 4 investors as of the latest filing. Matthew is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Carlyle Direct Access LP

New York, NY · Aug 9, 2019 → Aug 4, 2020 · 2 filings
  • Aug 4, 2020 · D · $95,766,000 sold of Indefinite · 95 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Aug 9, 2019 · D · $51,876,000 sold of Indefinite · 54 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $95.8M from 95 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Apollo Hybrid Value Access Fund LP

New York, NY · Jul 27, 2018 → Jul 14, 2020 · 3 filings
  • Jul 14, 2020 · D/A · $30,593,806 sold of Indefinite · 41 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jul 18, 2019 · D/A · $30,593,806 sold of Indefinite · 41 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jul 27, 2018 · D · $10,400,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $30.6M from 41 investors as of the latest filing. Matthew is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Access Fund- BCRE I LP

New York, NY · Aug 9, 2019 → Jul 14, 2020 · 2 filings
  • Jul 14, 2020 · D/A · $46,254,133 sold of Indefinite · 66 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Aug 9, 2019 · D/A · $46,254,133 sold of Indefinite · 66 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $46.3M from 66 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS WorldQuant Millennium WMQS GEAE Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 16, 2018 → Jul 7, 2020 · 3 filings
  • Jul 7, 2020 · D/A · $1,450,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Managing Principal Of Sponsor) EDGAR ↗
  • Jul 9, 2019 · D/A · $1,450,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Managing Principal Of Sponsor) EDGAR ↗
  • Jul 16, 2018 · D · $300,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Managing Principal Of Sponsor) EDGAR ↗

Raised $1.45M from 5 investors as of the latest filing. Matthew is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS ICG Strategic Equity III LP

New York, NY · Jun 6, 2019 → Jun 3, 2020 · 2 filings
  • Jun 3, 2020 · D/A · $57,400,000 sold of Indefinite · 116 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 6, 2019 · D · $34,275,000 sold of Indefinite · 66 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $57.4M from 116 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Blackstone TAS V LP

New York, NY · Jan 22, 2019 → Jan 9, 2020 · 2 filings
  • Jan 9, 2020 · D/A · $24,727,524 sold of Indefinite · 50 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jan 22, 2019 · D · $24,477,524 sold of Indefinite · 49 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $24.7M from 50 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Blackstone TAS VI LP

New York, NY · Dec 19, 2019
  • Dec 19, 2019 · D · $42,134,000 sold of Indefinite · 28 investors · min. $250,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $42.1M from 28 investors as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Access Fund- Asia Fund IV LP

New York, NY · Dec 20, 2018 → Dec 16, 2019 · 2 filings
  • Dec 16, 2019 · D/A · $50,789,703 sold of Indefinite · 49 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Dec 20, 2018 · D · $50,789,703 sold of Indefinite · 49 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗

Raised $50.8M from 49 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Holdings LLC

New York, NY · Dec 13, 2018 → Dec 9, 2019 · 2 filings
  • Dec 9, 2019 · D/A · $6,270,000 sold of Indefinite · 18 investors · min. $25,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗
  • Dec 13, 2018 · D · $25,000 sold of Indefinite · 1 investors · min. $25,000 · role: Executive Officer (Managing Member of the Manager) EDGAR ↗

Raised $6.27M from 18 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Access Fund - MMC 2018 LP

New York, NY · Nov 13, 2018 → Nov 8, 2019 · 3 filings
  • Nov 8, 2019 · D/A · $63,027,848 sold of Indefinite · 86 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Nov 7, 2019 · D/A · $61,836,848 sold of Indefinite · 83 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Nov 13, 2018 · D · $43,605,999 sold of Indefinite · 63 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $63M from 86 investors as of the latest filing. Matthew is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Access Fund MMC 2018 (Offshore) LP

Grand Cayman, Cayman Islands (as filed: E9) · Nov 13, 2018 → Nov 7, 2019 · 2 filings
  • Nov 7, 2019 · D/A · $15,272,711 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Nov 13, 2018 · D · $6,815,000 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $15.3M from 40 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS ESG CROSS BORDER EQUITY FUND LLC

New York, NY · Apr 11, 2012 → Jun 12, 2018 · 9 filings
  • Jun 12, 2018 · D/A · $24,683,019 sold of Indefinite · 81 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 23, 2017 · D/A · $24,683,019 sold of Indefinite · 81 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 26, 2016 · D/A · $24,683,019 sold of Indefinite · 81 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 30, 2015 · D/A · $25,035,000 sold of Indefinite · 83 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 2, 2014 · D/A · $23,698,018 sold of Indefinite · 77 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 4, 2014 · D/A · $23,498,018 sold of Indefinite · 76 investors · min. $100,000 · role: Executive Officer (MANAGING PRINCIPAL) EDGAR ↗
  • Apr 26, 2013 · D/A · $11,385,000 sold of Indefinite · 28 investors · min. $100,000 · role: Executive Officer (MANAGING PRINCIPAL) EDGAR ↗
  • Apr 26, 2012 · D/A · $1,150,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (MANAGING PRINCIPAL) EDGAR ↗
  • Apr 11, 2012 · D · $1,150,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (MANAGING PRINCIPAL) EDGAR ↗

Raised $25M from 83 investors as of the latest filing. Matthew is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Kingdon Offshore Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 27, 2011 → Jun 12, 2018 · 8 filings
  • Jun 12, 2018 · D/A · $5,305,100 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 23, 2017 · D/A · $5,305,100 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 24, 2016 · D/A · $5,305,100 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Sep 30, 2015 · D/A · $5,105,100 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 2, 2014 · D/A · $4,668,600 sold of Indefinite · 28 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jul 26, 2013 · D/A · $2,276,600 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $1,826,600 sold of Indefinite · 17 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 27, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $5.31M from 33 investors as of the latest filing. Matthew is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Kingdon Associates LLC

New York, NY · Jul 20, 2011 → Jun 12, 2018 · 8 filings
  • Jun 12, 2018 · D/A · $7,841,683 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 23, 2017 · D/A · $7,841,683 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 25, 2016 · D/A · $7,841,683 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 30, 2015 · D/A · $7,665,000 sold of Indefinite · 35 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 2, 2014 · D/A · $6,841,682 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jul 19, 2013 · D/A · $5,890,000 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $5,180,000 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $3,430,000 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $7.84M from 36 investors as of the latest filing. Matthew is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS BlueTrend Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 20, 2011 → Jun 12, 2018 · 9 filings
  • Jun 12, 2018 · D/A · $35,176,779 sold of Indefinite · 120 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 24, 2017 · D/A · $35,176,779 sold of Indefinite · 120 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 26, 2016 · D/A · $35,176,779 sold of Indefinite · 120 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Sep 30, 2015 · D/A · $34,076,779 sold of Indefinite · 119 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 2, 2014 · D/A · $34,826,778 sold of Indefinite · 116 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jul 26, 2013 · D/A · $29,331,500 sold of Indefinite · 113 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $21,646,500 sold of Indefinite · 81 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $21,646,500 sold of Indefinite · 81 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $10,380,008 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $35.2M from 120 investors as of the latest filing. Matthew is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Blue Trend Fund LLC

New York, NY · Jul 20, 2011 → Jun 12, 2018 · 8 filings
  • Jun 12, 2018 · D/A · $52,941,688 sold of Indefinite · 135 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 24, 2017 · D/A · $52,941,688 sold of Indefinite · 135 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 26, 2016 · D/A · $52,941,688 sold of Indefinite · 135 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 30, 2015 · D/A · $45,962,000 sold of Indefinite · 177 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 2, 2014 · D/A · $50,125,022 sold of Indefinite · 126 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jul 19, 2013 · D/A · $48,069,882 sold of Indefinite · 126 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $30,212,760 sold of Indefinite · 70 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $8,550,000 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $52.9M from 177 investors as of the latest filing. Matthew is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS AllBlue Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 21, 2011 → Jun 12, 2018 · 9 filings
  • Jun 12, 2018 · D/A · $26,637,504 sold of Indefinite · 135 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 23, 2017 · D/A · $26,637,504 sold of Indefinite · 135 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 25, 2016 · D/A · $26,637,504 sold of Indefinite · 135 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Sep 30, 2015 · D/A · $24,815,930 sold of Indefinite · 129 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Oct 2, 2014 · D/A · $25,457,003 sold of Indefinite · 129 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jul 26, 2013 · D/A · $21,427,574 sold of Indefinite · 122 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $17,004,455 sold of Indefinite · 86 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $17,004,455 sold of Indefinite · 86 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 21, 2011 · D · $3,415,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $26.6M from 135 investors as of the latest filing. Matthew is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS AllBlue LLC

New York, NY · Jul 20, 2011 → Jun 12, 2018 · 8 filings
  • Jun 12, 2018 · D/A · $62,499,029 sold of Indefinite · 173 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 23, 2017 · D/A · $62,499,029 sold of Indefinite · 173 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 25, 2016 · D/A · $62,498,029 sold of Indefinite · 172 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Sep 30, 2015 · D/A · $55,939,650 sold of Indefinite · 290 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Oct 2, 2014 · D/A · $59,172,285 sold of Indefinite · 167 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jul 19, 2013 · D/A · $45,412,496 sold of Indefinite · 145 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $36,005,300 sold of Indefinite · 90 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $6,600,000 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $62.5M from 290 investors as of the latest filing. Matthew is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS JAT Capital Offshore Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 20, 2011 → Oct 9, 2014 · 5 filings
  • Oct 9, 2014 · D/A · $11,040,000 sold of Indefinite · 30 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jul 26, 2013 · D/A · $10,315,000 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $10,315,000 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $10,315,000 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $6,280,000 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $11M from 33 investors as of the latest filing. Matthew is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Highbridge Capital Institutional Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 27, 2011 → Oct 9, 2014 · 4 filings
  • Oct 9, 2014 · D/A · $2,326,600 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jul 26, 2013 · D/A · $2,326,600 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $2,126,600 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 27, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $2.33M from 23 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Perella Weinberg Partners Xerion Fund LLC

New York, NY · Jul 20, 2011 → Oct 9, 2014 · 4 filings
  • Oct 9, 2014 · D/A · $12,999,114 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jul 19, 2013 · D/A · $11,550,000 sold of Indefinite · 30 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $11,550,000 sold of Indefinite · 29 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $2,400,000 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $13M from 32 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS JAT CAPITAL DOMESTIC FUND LLC

New York, NY · Mar 12, 2012 → Oct 9, 2014 · 5 filings
  • Oct 9, 2014 · D/A · $7,226,850 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 4, 2014 · D/A · $6,876,850 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗
  • Jun 4, 2014 · D/A · $6,876,850 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗
  • Mar 12, 2013 · D/A · $6,876,850 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗
  • Mar 12, 2012 · D · $6,551,850 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗

Raised $7.23M from 24 investors as of the latest filing. Matthew is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Related

Columbus Office REIT II, Inc

New York, NY · Oct 2, 2014
  • Oct 2, 2014 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Matthew is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Related

Columbus Office REIT I, Inc.

New York, NY · Oct 2, 2014
  • Oct 2, 2014 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Matthew is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS BALESTRA GLOBAL LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 24, 2012 → Oct 2, 2014 · 4 filings
  • Oct 2, 2014 · D/A · $14,601,993 sold of Indefinite · 71 investors · min. $100,000 · role: Executive Officer (Managing Principal of Sponsor) EDGAR ↗
  • Jul 31, 2013 · D/A · $13,364,593 sold of Indefinite · 62 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗
  • Jul 31, 2012 · D/A · $6,730,000 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗
  • Jan 24, 2012 · D · $6,730,000 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗

Raised $14.6M from 71 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Highbridge Capital LLC

New York, NY · Jul 21, 2011 → Oct 2, 2014 · 4 filings
  • Oct 2, 2014 · D/A · $3,980,987 sold of Indefinite · 29 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jul 19, 2013 · D/A · $3,782,792 sold of Indefinite · 28 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $3,380,000 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 21, 2011 · D · $1,430,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $3.98M from 29 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS BALESTRA CAPITAL PARTNERS LLC

New York, NY · Jan 24, 2012 → Oct 2, 2014 · 4 filings
  • Oct 2, 2014 · D/A · $40,087,499 sold of Indefinite · 124 investors · min. $100,000 · role: Executive Officer (Managing Principal of the Managing Member) EDGAR ↗
  • Jun 4, 2014 · D/A · $39,987,499 sold of Indefinite · 121 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗
  • Jan 24, 2013 · D/A · $48,382,533 sold of Indefinite · 104 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗
  • Jan 24, 2012 · D · $13,025,000 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗

Raised $48.4M from 124 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Two Sigma Horizon U.S. Fund LLC

New York, NY · May 7, 2014
  • May 7, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS Two Sigma Horizon Cayman Fund Ltd.

New York, NY · May 7, 2014
  • May 7, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Matthew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS GoldenTree Partners LLC

New York, NY · Oct 19, 2012 → Jan 10, 2014 · 2 filings
  • Jan 10, 2014 · D/A · $4,925,000 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Oct 19, 2012 · D · $900,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $4.92M from 13 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

ETF Issuer Solutions, Inc.

New York, NY · Sep 23, 2013
  • Sep 23, 2013 · D · $0 sold of $500,000 · 0 investors · min. $1 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Matthew is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Cais

CAIS WTN Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 20, 2011 → Jul 26, 2013 · 4 filings
  • Jul 26, 2013 · D/A · $5,654,855 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $5,354,855 sold of Indefinite · 17 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $5,354,855 sold of Indefinite · 17 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $5,546,496 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $5.65M from 20 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Cais

CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 20, 2011 → Jul 26, 2013 · 4 filings
  • Jul 26, 2013 · D/A · $3,251,600 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $32,516,000 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $32,516,000 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $1,500,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $32.5M from 22 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Cais

CAIS Paulson International Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 20, 2011 → Jul 26, 2013 · 4 filings
  • Jul 26, 2013 · D/A · $1,720,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $1,620,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $1,620,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $1,620,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $1.72M from 3 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Cais

CAIS Paulson Advantage Plus Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 20, 2011 → Jul 26, 2013 · 4 filings
  • Jul 26, 2013 · D/A · $3,600,100 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 26, 2012 · D/A · $3,600,100 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $3,600,100 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $1,250,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $3.6M from 26 investors as of the latest filing. Matthew is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Cais

CAIS Paulson Advantage Plus LLC

New York, NY · Jul 20, 2011 → Jul 19, 2013 · 3 filings
  • Jul 19, 2013 · D/A · $4,195,783 sold of Indefinite · 27 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2012 · D/A · $4,195,783 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 20, 2011 · D · $2,509,000 sold of Indefinite · 17 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $4.2M from 27 investors as of the latest filing. Matthew is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Emergent Properties Inc.

New York, NY · May 10, 2013
  • May 10, 2013 · D · $47,000 sold of $250,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.88M from 19 investors (100% of the $250K target) as of the latest filing. Matthew is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Cais

CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC

New York, NY · Mar 12, 2012 → Mar 12, 2013 · 2 filings
  • Mar 12, 2013 · D/A · $11,365,000 sold of Indefinite · 48 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗
  • Mar 12, 2012 · D · $7,265,000 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Managing Principal) EDGAR ↗

Raised $11.4M from 48 investors as of the latest filing. Matthew is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Matthew Brown — IL, 15 issuers, Feb 3, 2016 → Feb 3, 2016 · no shared issuer
  • Matthew Brown — CA, 12 issuers, Jan 11, 2016 → Sep 23, 2026 · no shared issuer
  • Matthew Brown — AL, 4 issuers, Oct 24, 2022 → May 23, 2025 · no shared issuer
  • Matthew Brown — NJ, 2 issuers, Apr 20, 2012 → Oct 7, 2022 · no shared issuer
  • Matthew Robert Brown — TX, 2 issuers, Aug 13, 2026 → Sep 8, 2026 · no shared issuer
  • Matthew Brown — FL, 1 issuer, Nov 27, 2012 → Nov 27, 2012 · no shared issuer
  • MATTHEW BROWN — Australia (as filed: C3), 1 issuer, Jun 15, 2018 → Jun 15, 2018 · no shared issuer
  • Matthew D. Brown — CO, 1 issuer, Oct 28, 2022 → Dec 19, 2023 · no shared issuer
  • Matthew Brown — PA, 1 issuer, Jul 3, 2024 → Jul 3, 2024 · no shared issuer
  • Matthew Brown — TX, 1 issuer, May 4, 2017 → May 4, 2017 · no shared issuer
  • Matthew Brown — CO, 1 issuer, Dec 12, 2019 → Dec 12, 2019 · no shared issuer
  • Matthew James Brown — CA, 1 issuer, Nov 3, 2022 → Nov 3, 2022 · no shared issuer

People around Matthew 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Capital Integration Systems LLC

Promoter · 378 shared filings (143 issuers) · also on 5 other issuers

Capital Integration Systems LLC is on 148 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Mercer Investments LLC

Promoter · 4 shared filings (3 issuers) · also on 10 other issuers

Mercer Investments LLC is on 13 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

S/B Creative Planning LLC

Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

CAIS Holdings Management LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

C Mercer Investments LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

C CM PEVF I GP LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

CAIS Blackstone Growth GP LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

C CAIS BC Fund XIII GP LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

CM PEVF II GP LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

The Colony Group, LLC

Promoter · 2 shared filings (2 issuers) · also on 6 other issuers

The Colony Group, LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Procyon Advisors, LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

CapFinancial Partners, LLC

Promoter · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

Greenleaf Trust

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

Core Convexity Fund GP LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

OCM Private Wealth, LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

Simon Quick Advisors, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

Radnor Equity Partners GP LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

SCS Capital Management, LLC

Promoter · 1 shared filing (1 issuer) · also on 76 other issuers

SCS Capital Management, LLC is on 77 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

KV IX Access GP LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

Focus Partners Wealth, LLC

Promoter · 1 shared filing (1 issuer) · also on 11 other issuers

Focus Partners Wealth, LLC is on 12 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

IWP Wealth Management LLC

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Matthew C. Brown. Their page shows their other deals.

Management entity

Foster Dykema Cabot & Partners, LLC

Promoter · 1 shared filing (1 issuer) · also on 8 other issuers

Foster Dykema Cabot & Partners, LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Cais

202 issuers · 678 filings · $40.6B reported sold · 2009–2026

One team, 202 deal companies. Matthew C. Brown is listed on 146 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Matthew C. Brown.

Sponsor group

Related

81 issuers · 98 filings · $8.09B reported sold · 2009–2026

One team, 81 deal companies. Matthew C. Brown is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Matthew C. Brown.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 23 of the 153 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Waldron Private Equity Fund I, L.P., CAIS Private Equity Core III, L.P., Matter Healthcare Credit 2026, L.P., Simon Quick Private Equity Fund I, L.P., EWM Private Equity Access I, L.P., One Brick Select Private Real Estate 2025, L.P., KV IX Access, L.P., Pinegrove Capital Partners I Access, L.P., OCM Private Wealth Alternative Opportunities Offshore Fund I, L.P., OCM Private Wealth Alternative Opportunities Fund I, L.P., Core Convexity International Fund, L.P., Core Convexity Fund, L.P., One Brick Select Private Equity 2024, L.P., Waverly Growth Fund II, L.P., Procyon Evergreen I, L.P., FDC Investment Partners VIII, L.P., Commerce Street Private Equity Fund I, L.P., Commerce Street Private Credit Fund I, L.P., CAIS Mercer Private Equity Vintage Fund IV LP, Procyon Vintage I, L.P., CAIS Mercer Vintage Fund III LP, SFG Multi-Strategy Fund, L.P., CAIS Mercer Private Equity Vintage Fund II LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Matthew C. Brown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 153 issuers this person is listed on — 1 issuer has property records: CAIS Holdings LLC (1).

Public profiles and social

Websites and social links of the issuers Matthew C. Brown is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York City, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

focusfinancialpartners.com ↗ found on Pinegrove Capital Partners I Access, L.P. (focusfinancialpartners.com — via management entity SCS Capital Management, LLC — Form ADV Item 1.I of SCS CAPITAL MANAGEMENT LLC (CRD 122258))

Change history

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