| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Jun 24, 2026 D Waldron Private Equity Fund I, L.P. File 021-588418 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 17, 2026 D CAIS Leonard Green Equity Investors X, L.P. File 021-587701 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 17, 2026 D CAIS ICG LP Secondaries Fund II, L.P. File 021-587708 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 3, 2026 D Matter Healthcare Credit 2026, L.P. File 021-586099 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 3, 2026 D CAIS Davidson Kempner Opportunities Fund VII, L.P. File 021-586119 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 3, 2026 D CAIS 26North Private Equity Fund I, L.P. File 021-586116 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 3, 2026 D CAIS Private Equity Core III, L.P. File 021-586110 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 5, 2026 D/A Simon Quick Private Equity Fund I, L.P. File 021-578741 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 25, 2026 D ITE Equipment Leasing Access Fund, L.P. File 021-577622 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 25, 2026 D GLT Private Alts Fund II, L.P. File 021-577620 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 20, 2026 D EWM Private Equity Access I, L.P. File 021-574207 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 20, 2026 D One Brick Select Private Real Estate 2025, L.P. File 021-574198 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 5, 2025 D Radnor Equity Partners, L.P. File 021-565985 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 5, 2025 D CAIS Davidson Kempner Real Estate Opportunities Fund, L.P. File 021-563106 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 15, 2025 D CAIS Vista Foundation Fund V (Offshore), L.P. File 021-560932 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 15, 2025 D KV IX Access, L.P. File 021-560929 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 14, 2025 D Pinegrove Capital Partners I Access, L.P. File 021-560717 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 19, 2025 D OCM Private Wealth Alternative Opportunities Offshore Fund I, L.P. File 021-555164 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 24, 2025 D CAIS LGP Sage Equity Investors, L.P. File 021-552698 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 24, 2025 D CAIS KKR North America Fund XIV, L.P. File 021-552697 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 24, 2025 D NewPoint Impact Fund I Access, L.P. File 021-552733 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 22, 2025 D OCM Private Wealth Alternative Opportunities Fund I, L.P. File 021-552456 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 22, 2025 D SAM Alternative Investment Opportunities Fund II, L.P. File 021-552454 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 24, 2025 D Core Convexity International Fund, L.P. File 021-549730 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 14, 2025 D Core Convexity Fund, L.P. File 021-546148 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 27, 2025 D Meadow Technologies, Inc. File 021-542327 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 21, 2025 D One Brick Select Private Equity 2024, L.P. File 021-541673 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 21, 2025 D CAIS Blue Owl GP Stakes VI (TE), L.P. File 021-541865 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 20, 2025 D Waverly Growth Fund II, L.P. File 021-541582 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 14, 2025 D CAIS Related Fund IV, L.P. File 021-538309 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 23, 2025 D CAIS Vista Foundation Fund V, L.P. File 021-536081 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 23, 2025 D CAIS Millennium Intl.Commitment Fund III Ltd. File 021-536085 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 23, 2025 D CAIS Millennium USA Commitment Fund III LLC File 021-536087 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 23, 2025 D CAIS Veritas PE IX, L.P. File 021-536093 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 4, 2024 D FDC Investment Partners VIII, L.P. File 021-525942 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 4, 2024 D CAIS KKR Ascendant Fund I, L.P. File 021-525944 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 4, 2024 D CAIS Blue Owl GP Stakes VI, L.P. File 021-525948 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 4, 2024 D Procyon Evergreen I, L.P. File 021-525951 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 28, 2024 D CAIS Stonepeak Infrastructure Fund V, L.P. File 021-517334 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 28, 2024 D CAIS North Rock Fund, Ltd. File 021-517318 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 28, 2024 D CAIS Apollo S3 Equity & Hybrid Solutions Fund Offshore, L.P. File 021-517309 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 27, 2024 D CAIS North Rock Fund LLC File 021-517186 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 26, 2024 D TCG Private Credit Offshore 2024, L.P. File 021-516942 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 30, 2024 D CAIS ICG LP Secondaries Fund I, L.P. File 021-511974 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 30, 2024 D CAIS Apollo S3 Equity & Hybrid Solutions Fund, L.P. File 021-511967 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 30, 2024 D Oaktree Opportunities XII CAIS (Onshore) Access Fund, L.P. File 021-511971 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 30, 2024 D AltAlpha Vintage, L.P. File 021-511962 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 9, 2024 D SAM Alternative Investment Opportunities Fund I, L.P. File 021-510051 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 9, 2024 D TCG Private Credit 2024, L.P. File 021-510020 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 29, 2024 D GLT Private Alts Fund I, L.P. File 021-506459 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 29, 2024 D CAIS Crow Holdings Fund X, L.P. File 021-506464 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 17, 2024 D CAIS Mercer Private Equity Vintage Fund IV LP File 021-502684 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 17, 2024 D CAIS Reverence Partners Opportunities Fund V (PE Fund III), L.P. File 021-502689 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 17, 2024 D Commerce Street Private Credit Fund I, L.P. File 021-502708 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 17, 2024 D Commerce Street Private Equity Fund I, L.P. File 021-502714 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 6, 2023 D CAIS Blue Owl Strategic Equity, L.P. File 021-498977 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 14, 2023 D CAIS Vista Equity Partners Fund VIII Offshore, L.P. File 021-497153 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 14, 2023 D CAIS Davidson Kempner Opportunities International VI, L.P. File 021-497158 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 3, 2023 D CAIS ICGSEV Offshore, L.P. File 021-496494 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 31, 2023 D CAIS Ares Senior Direct Lending III, L.P. File 021-496163 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 20, 2023 D Procyon Vintage I, L.P. File 021-492562 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 11, 2023 D CAIS ICG Strategic Equity V, L.P. File 021-486527 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 13, 2023 D CAIS Davidson Kempner Opportunities Fund VI, L.P. File 021-475650 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 13, 2023 D CAIS Vista Equity Partners Fund VIII, L.P. File 021-475654 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 10, 2023 D BlackRock Impact Opportunities (CAIS), L.P. File 021-475435 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 23, 2023 D CAIS EQT Buyout Fund X Access, L.P. File 021-474066 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 23, 2023 D CAIS Private Equity Core II, L.P. File 021-474170 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 2, 2022 D CAIS WorldQuant Millennium SEALS Offshore Fund Ltd. File 021-466420 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 2, 2022 D CAIS Mercer Vintage Fund III LP File 021-466422 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 2, 2022 D CAIS Bridge Logistics Net Lease Fund, L.P. File 021-466425 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 2, 2022 D CAIS Apollo Aligned Alternatives Fund LLC File 021-466369 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 2, 2022 D CAIS Apollo Aligned Alternatives Fund (TE) LLC File 021-466373 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 2, 2022 D CAIS SSA Strategic Partners Offshore Ltd. File 021-466385 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 16, 2022 D SFG Multi-Strategy Fund, L.P. File 021-465010 | $0 | $0 | $0 | Sequoia Financial Advisors, L.L.C. BrokerCheck CRD 117756 ↗ | EDGAR ↗ |
| Jul 22, 2022 D/A CAIS HPS Strategic Investment Partners V, L.P. File 021-452641 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 22, 2022 D/A CAIS Private Equity Core I, L.P. File 021-452653 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 22, 2022 D/A CAIS Apollo Investment Fund X Offshore, LP File 021-452649 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 22, 2022 D/A CAIS Apollo Investment Fund X, LP File 021-452645 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 7, 2022 D CAIS ICG Strategic Equity IV Offshore, L.P. File 021-451522 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 24, 2022 D/A Capital Integration Systems LLC File 021-430729 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 7, 2022 D/A CAIS Millennium Intl. Ltd. File 021-163214 | $6,309,239 (est.) | $0 | $0 | D. A. Davidson & Co. BrokerCheck CRD 199 ↗ Jefferies LLC BrokerCheck CRD 2347 ↗ Stephens Inc. BrokerCheck CRD 3496 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ Summit Equities, LLC BrokerCheck CRD 11039 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ Evans & Partners Pty Ltd. no CRD number reported Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗ Ord Minnett Ltd. no CRD number reported Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗ Wentworth Global Securities Pty Ltd no CRD number reported Rose Capital Advisors BrokerCheck CRD 173054 ↗ Spire Securities, LLC BrokerCheck CRD 144131 ↗ Canaccord Genuity (Australia) no CRD number reported Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗ Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗ Capital One Securities Inc. BrokerCheck CRD 44158 ↗ Snowden Account Services Inc. BrokerCheck CRD 149794 ↗ Triad Advisors, Inc. BrokerCheck CRD 25803 ↗ Monarch Capital Group, LLC BrokerCheck CRD 47815 ↗ MD Global Partners LLC BrokerCheck CRD 140988 ↗ Maxim Group LLC BrokerCheck CRD 120708 ↗ Axiom Capital Management, Inc. BrokerCheck CRD 26580 ↗ First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗ Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗ B. Riley Wealth Management BrokerCheck CRD 2543 ↗ BB&T Securities, LLC BrokerCheck CRD 142785 ↗ Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ Truist Investment Services, Inc. BrokerCheck CRD 17499 ↗ SA Stone Wealth Management, Inc. BrokerCheck CRD 18456 ↗ Investment Placement Group BrokerCheck CRD 14458 ↗ | EDGAR ↗ |
| Jun 7, 2022 D/A CAIS Third Point Partners LLC File 021-163155 | $1,974,943 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ Summit Equities, LLC BrokerCheck CRD 11039 ↗ Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ Spire Investment Partners LLC BrokerCheck CRD 144131 ↗ Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗ NBC Securities, Inc. BrokerCheck CRD 17870 ↗ Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗ Maxim Group LLC BrokerCheck CRD 120708 ↗ Avondale Partners LLC BrokerCheck CRD 46838 ↗ MD Global Partners LLC BrokerCheck CRD 140988 ↗ Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗ First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗ B. Riley Wealth Management BrokerCheck CRD 2543 ↗ | EDGAR ↗ |
| Jun 7, 2022 D/A CAIS Millennium USA LLC File 021-163159 | $7,615,963 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Wunderlich Securities BrokerCheck CRD 2543 ↗ Summit Equities, LLC BrokerCheck CRD 11039 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗ D.A Davidson BrokerCheck CRD 199 ↗ Stephens, Inc. BrokerCheck CRD 3496 ↗ Arete Wealth Management LLC BrokerCheck CRD 44856 ↗ Spire Securities LLC BrokerCheck CRD 144131 ↗ Kestra Investment Services LLC BrokerCheck CRD 42046 ↗ William Blair BrokerCheck CRD 1252 ↗ Triad Advisors, Inc. BrokerCheck CRD 25803 ↗ Monarch Capital Group, LLC BrokerCheck CRD 47815 ↗ Dominick & Dominick BrokerCheck CRD 2543 ↗ Snowden Account Services Inc. BrokerCheck CRD 149794 ↗ Maxim Group LLC BrokerCheck CRD 120708 ↗ Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗ BB&T Securities, LLC BrokerCheck CRD 142785 ↗ First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗ Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗ Axiom Capital Management, Inc. BrokerCheck CRD 26580 ↗ B. Riley Wealth Management BrokerCheck CRD 2543 ↗ Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ Truist Investment Services, Inc. BrokerCheck CRD 17499 ↗ SA Stone Wealth Management Inc. BrokerCheck CRD 18456 ↗ Investment Placement Group BrokerCheck CRD 14458 ↗ | EDGAR ↗ |
| Jun 7, 2022 D/A CAIS Third Point Offshore Fund Ltd. File 021-163176 | $1,147,752 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ Summit Equities, LLC BrokerCheck CRD 11039 ↗ USCA Securties LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ Spire Securities, LLC BrokerCheck CRD 144131 ↗ Canaccord Genuity (Australia) no CRD number reported Evans & Partners Pty Ltd. no CRD number reported I Investment Management Pte Ltd no CRD number reported Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗ Wentworth Global Securities Pty Ltd no CRD number reported Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗ Lucerne Australia Pty Ltd t/a Lucerne Investment Partners no CRD number reported Maxim Group LLC BrokerCheck CRD 120708 ↗ First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗ | EDGAR ↗ |
| Jun 7, 2022 D/A CAIS SCULPTOR MASTER FUND LLC File 021-217070 | $147,115 (est.) | $0 | $0 | D. A. Davidson & Co. BrokerCheck CRD 199 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ Summit Equities, LLC BrokerCheck CRD 11039 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ William Blair BrokerCheck CRD 1252 ↗ Triad Advisors Inc. BrokerCheck CRD 25803 ↗ Kestra Investment Services LLC BrokerCheck CRD 42046 ↗ Avondale Partners, LLC BrokerCheck CRD 46838 ↗ Arete Wealth Management LLC BrokerCheck CRD 44856 ↗ Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗ Maxim Group LLC BrokerCheck CRD 120708 ↗ Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗ | EDGAR ↗ |
| Jun 7, 2022 D/A CAIS SCULPTOR MASTER FUND LTD. File 021-217071 | $91,598 (est.) | $0 | $0 | D. A. Davidson & Co. BrokerCheck CRD 199 ↗ Summit Equities, LLC BrokerCheck CRD 11039 ↗ Dominick & Dominick LLC BrokerCheck CRD 7344 ↗ Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗ Arete Wealth Management LLC BrokerCheck CRD 44856 ↗ Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗ | EDGAR ↗ |
| Jun 7, 2022 D/A CAIS Millennium Intl. Commitment Fund Ltd. File 021-416713 | $2,334 (est.) | $0 | $0 | USCA Securities LLC BrokerCheck CRD 103789 ↗ Maxim Group LLC BrokerCheck CRD 120708 ↗ Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗ SA Stone Wealth Management Inc. BrokerCheck CRD 18456 ↗ Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗ | EDGAR ↗ |
| Jun 7, 2022 D/A CAIS Millennium USA Commitment Fund LLC File 021-416725 | $4,161 (est.) | $0 | $0 | Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗ National Securities Corporation BrokerCheck CRD 7569 ↗ Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗ SA Stone Wealth Management Inc. BrokerCheck CRD 18456 ↗ Truist Investment Services BrokerCheck CRD 17499 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ Maxim Group LLC BrokerCheck CRD 120708 ↗ Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗ | EDGAR ↗ |
| Jun 6, 2022 D/A CAIS DES Oculus Ltd. File 021-163232 | $414,756 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗ | EDGAR ↗ |
| Jun 6, 2022 D/A CAIS DES Oculus LLC File 021-163169 | $1,487,410 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ William Blair BrokerCheck CRD 1252 ↗ Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗ Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗ Stephens Inc. BrokerCheck CRD 3496 ↗ MD Global Partners LLC BrokerCheck CRD 140988 ↗ Maxim Group LLC BrokerCheck CRD 120708 ↗ B. Riley Wealth Management BrokerCheck CRD 2543 ↗ | EDGAR ↗ |
| Jun 6, 2022 D/A CAIS DES Composite Fund LLC File 021-189880 | $1,066,966 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ Arete Wealth Management, LLC BrokerCheck CRD 44856 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ Wunderlich Securities Inc. BrokerCheck CRD 2543 ↗ HighTower Securities LLC BrokerCheck CRD 116681 ↗ Stephens, Inc. BrokerCheck CRD 3496 ↗ MD Global Partners LLC BrokerCheck CRD 140988 ↗ Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗ First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗ | EDGAR ↗ |
| May 31, 2022 D CAIS KKR Asset Based Finance Partners Access Fund, L.P. File 021-447477 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 31, 2022 D CAIS KKR Asset Based Finance Partners Offshore Access Fund, L.P. File 021-447483 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 14, 2022 D/A CAIS Adams Street Private Income Fund LLC File 021-395792 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 29, 2022 D CAIS KKR Opportunities II Access Fund LP File 021-439376 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 24, 2022 D CAIS Carlyle Direct Access II LP File 021-438793 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 22, 2022 D/A CAIS ICG Strategic Equity IV LP File 021-393217 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 16, 2022 D Sourcepass Holdings, LLC File 021-437614 | $0 | $0 | $0 A portion of the proceeds will be used for general working capital, which may include salary payments to executive officers and directors. An estimate of such amount is unknown at this time. | None listed on this filing | EDGAR ↗ |
| Feb 9, 2022 D CAIS BTAS VIII Access Fund LP File 021-432910 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 8, 2022 D CAIS Blackstone Tactical Opportunities Fund IV LP File 021-432749 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 13, 2022 D/A CAIS Paloma International Ltd. File 021-386369 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 26, 2021 D CAIS SL Alpine II, LP File 021-418589 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 26, 2021 D CAIS Alkeon Innovation Private Series II LP File 021-418598 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 13, 2021 D CAIS Ares Senior Direct Lending II LP File 021-416758 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 13, 2021 D/A CAIS Ares Senior Direct Lending II (TE) LP File 021-416686 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 30, 2021 D CAIS Carlyle Realty Partners IX Access Fund LP File 021-408337 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 12, 2021 D/A CAIS Mercer Private Equity Vintage Fund II LP File 021-405871 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 19, 2021 D CAIS Apollo Infrastructure Opportunities II Access Fund LP File 021-399940 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 21, 2020 D Capital Integration Systems LLC File 021-383860 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 18, 2020 D CAIS Access Fund - BCRE II LP File 021-383682 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 4, 2020 D/A CAIS Financial Credit Investment IV Access Fund LP File 021-342968 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 29, 2020 D/A CAIS Blackstone Growth LP File 021-371500 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 29, 2020 D/A CAIS BC Fund XIII LP File 021-373505 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 29, 2020 D/A CAIS Carlyle Renewable & Sustainable Energy Fund LP File 021-377256 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 29, 2020 D/A CAIS Mercer Private Equity Vintage Fund I LP File 021-377873 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 1, 2020 D/A CAIS WorldQuant Millennium WMQS GEAE LLC File 021-321090 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 4, 2020 D CAIS Carlyle Direct Access LP File 021-372456 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 14, 2020 D/A CAIS Apollo Hybrid Value Access Fund LP File 021-317871 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 14, 2020 D/A CAIS Access Fund- BCRE I LP File 021-317873 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 7, 2020 D/A CAIS WorldQuant Millennium WMQS GEAE Ltd. File 021-316912 | $11,636 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ | EDGAR ↗ |
| Jun 3, 2020 D/A CAIS ICG Strategic Equity III LP File 021-341346 | $32,764 (est.) | $0 | $0 | BB&T Securities, LLC BrokerCheck CRD 142785 ↗ Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ Castle Hill Partners, Inc. BrokerCheck CRD 44131 ↗ | EDGAR ↗ |
| Jan 9, 2020 D/A CAIS Blackstone TAS V LP File 021-331009 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 19, 2019 D CAIS Blackstone TAS VI LP File 021-355933 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 16, 2019 D/A CAIS Access Fund- Asia Fund IV LP File 021-328602 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 9, 2019 D/A CAIS Holdings LLC File 021-327823 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 8, 2019 D/A CAIS Access Fund - MMC 2018 LP File 021-325574 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 7, 2019 D/A CAIS Access Fund MMC 2018 (Offshore) LP File 021-325581 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 9, 2019 D CAIS Carlyle Direct Access LP File 021-346222 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 12, 2018 D/A CAIS BlueTrend Fund Ltd. File 021-163240 | $265,100 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ H. Bruderer Vermongensverwalturg no CRD number reported | EDGAR ↗ |
| Jun 12, 2018 D/A CAIS Kingdon Associates LLC File 021-163160 | $203,600 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ Fieldpoint Private Securities LLC BrokerCheck CRD 18975 ↗ | EDGAR ↗ |
| Jun 12, 2018 D/A CAIS Blue Trend Fund LLC File 021-163162 | $288,400 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ NBC Securities, Inc. BrokerCheck CRD 17870 ↗ | EDGAR ↗ |
| Jun 12, 2018 D/A CAIS AllBlue LLC File 021-163194 | $579,000 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ Summit Equities, LLC BrokerCheck CRD 11039 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗ Monarch Capital Group, LLC BrokerCheck CRD 47815 ↗ | EDGAR ↗ |
| Jun 12, 2018 D/A CAIS AllBlue Ltd. File 021-163243 | $399,800 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ Evans & Partners Pty Ltd. no CRD number reported Richmond Asset Mgmt Ltd no CRD number reported Ord Minnett Limited no CRD number reported Wunderlich Securities, Inc. BrokerCheck CRD 2543 ↗ | EDGAR ↗ |
| Jun 12, 2018 D/A CAIS Kingdon Offshore Ltd. File 021-163502 | $188,100 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ | EDGAR ↗ |
| Jun 12, 2018 D/A CAIS ESG CROSS BORDER EQUITY FUND LLC File 021-176540 | $231,630 (est.) | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ Spire Securities LLC BrokerCheck CRD 144131 ↗ Summit Equities Inc. BrokerCheck CRD 11039 ↗ | EDGAR ↗ |
| Oct 9, 2014 D/A CAIS JAT Capital Offshore Fund Ltd. File 021-163228 | $30,069 | $0 | $0 | US Capital Advisors, LLC BrokerCheck CRD 103789 ↗ Evans & Partners Pty Ltd. no CRD number reported Julius Baer no CRD number reported Macquarie no CRD number reported | EDGAR ↗ |
| Oct 9, 2014 D/A CAIS Perella Weinberg Partners Xerion Fund LLC File 021-163156 | $94,257 | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ US Capital Advisors, LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ | EDGAR ↗ |
| Oct 9, 2014 D/A CAIS Highbridge Capital Institutional Fund Ltd. File 021-163504 | $41,002 | $0 | $0 | US Capital Advisors, LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ | EDGAR ↗ |
| Oct 9, 2014 D/A CAIS JAT CAPITAL DOMESTIC FUND LLC File 021-174689 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2014 D/A CAIS Highbridge Capital LLC File 021-163245 | $64,857 | $0 | $0 | US Capital Advisors, LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ | EDGAR ↗ |
| Oct 2, 2014 D/A CAIS BALESTRA CAPITAL PARTNERS LLC File 021-172340 | $120,826 | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ US Capital Advisors, LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ Joel Isaacson & Co LLC BrokerCheck CRD 152450 ↗ | EDGAR ↗ |
| Oct 2, 2014 D/A CAIS BALESTRA GLOBAL LTD. File 021-172341 | $65,362 | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ Dominick & Dominick, LLC BrokerCheck CRD 7344 ↗ US Capital Advisors, LLC BrokerCheck CRD 103789 ↗ HighTower Securities, LLC BrokerCheck CRD 116681 ↗ Joel Isaacson & Co. BrokerCheck CRD 152450 ↗ | EDGAR ↗ |
| Oct 2, 2014 D Columbus Office REIT II, Inc File 021-225684 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ | EDGAR ↗ |
| Oct 2, 2014 D Columbus Office REIT I, Inc. File 021-225681 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ | EDGAR ↗ |
| May 7, 2014 D CAIS Two Sigma Horizon Cayman Fund Ltd. File 021-216977 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 7, 2014 D CAIS Two Sigma Horizon U.S. Fund LLC File 021-216979 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 10, 2014 D/A CAIS GoldenTree Partners LLC File 021-185814 | $0 | $0 | $0 | DeWaay Financial Network, LLC BrokerCheck CRD 30767 ↗ Hightower Securities, LLC BrokerCheck CRD 116681 ↗ Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ | EDGAR ↗ |
| Sep 23, 2013 D ETF Issuer Solutions, Inc. File 021-203391 | $0 | $0 | $25,000 (est.) | N/A no CRD number reported | EDGAR ↗ |
| Jul 26, 2013 D/A CAIS WTN Fund Ltd. File 021-163171 | $0 | $0 | $0 | Hightower Securities, LLC BrokerCheck CRD 116681 ↗ Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ | EDGAR ↗ |
| Jul 26, 2013 D/A CAIS Perella Weinberg Partners Xerion Offshore Fund Ltd. File 021-163180 | $0 | $0 | $0 | Hightower Securities, LLC BrokerCheck CRD 116681 ↗ Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ | EDGAR ↗ |
| Jul 26, 2013 D/A CAIS Paulson International Ltd. File 021-163185 | $0 | $0 | $0 | Hightower Securities, LLC BrokerCheck CRD 116681 ↗ Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ | EDGAR ↗ |
| Jul 26, 2013 D/A CAIS Paulson Advantage Plus Ltd. File 021-163199 | $0 | $0 | $0 | Hightower Securities, LLC BrokerCheck CRD 116681 ↗ Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ | EDGAR ↗ |
| Jul 19, 2013 D/A CAIS Paulson Advantage Plus LLC File 021-163158 | $0 | $0 | $0 | Hightower Securities, LLC BrokerCheck CRD 116681 ↗ Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ | EDGAR ↗ |
| May 10, 2013 D Emergent Properties Inc. File 021-196265 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 12, 2013 D/A CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC File 021-174690 | $0 | $0 | $0 | DeWaay Financial Network, LLC BrokerCheck CRD 30767 ↗ Hightower Securities, LLC BrokerCheck CRD 116681 ↗ Jefferies & Company, Inc. BrokerCheck CRD 2347 ↗ USCA Securities LLC BrokerCheck CRD 103789 ↗ | EDGAR ↗ |
| Feb 18, 2011 D/A Capital Integration Systems LLC File 021-145432 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |