Christopher Ray is listed as an executive officer on 14 SEC Form D filings by 7 issuers between Feb 2011 and Jun 2012. Largest by amount reported sold: Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group Trust (Boston, MA — pooled investment fund — 2011–2012; $17.96B reported sold to 216 investors), Mercer Redstone Balanced Fund, a series of Mercer Group Trust (Norwood, MA — pooled investment fund — 2011–2012; $1.41B reported sold to 1 investors), Mercer Sunoco Investment Portfolio, a series of Mercer Group Trust (Norwood, MA — pooled investment fund — 2011–2012; $1.25B reported sold to 1 investors), Mercer Phoenix Investment Portfolio, a series of Mercer Group Trust (Norwood, MA — pooled investment fund — 2012; $500.5M reported sold to 1 investors), Mercer Redstone Total Return Fund, a series of Mercer Group Trust (Norwood, MA — pooled investment fund — 2011–2012; $349.6M reported sold to 2 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer. Across those companies the filings report $21.97B sold in total.
Listed alongside Manny Weiss (14 shared filings), Wil Berglund (14 shared filings), Mercer Investment Management, Inc. (7 shared filings, management entity), Tom Murphy (7 shared filings), Richard Joseph (5 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.
All 7 issuers belong to the sponsor group Cais (202 issuers, $40.6B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Cais has 202 companies on file and $40.6B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 14 public filings for Christopher Ray and found 5 differences, 2 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; 7 people are no longer listed on a later amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.