PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:34 AM ET

Sponsor Check › Sponsor group

LA

Lubert Adler

One sponsor team, 105 deal companies · Philadelphia, PA

Grouped because: 46 shared people, 14 shared management entities, same business address (86 issuers), similar issuer names (85), same person name on both filings (1) · 2 issuers also list a director who sits on many unrelated issuers (not used to group) · linked address clusters (each with its own management entity or name): Lbc (16) · Cifc (15) (automatic match from the filings) · not the same sponsor?

105deal companies
$20.02Breported sold
3,928investors
267Form D filings
2009–2026active
9new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Aug 12, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Lubert Adler is a sponsor group of 105 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, shared management entity, shared principal (person on 60+ issuers) at the same address or management entity, same person name on both filings; automatic match from the filings), filing 267 Form D filings between Jan 2009 and Aug 2026.

What this means One team, 105 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $20.02B to 3,928 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (77), Commercial (14), REITS and Finance (6), "Other" (3) and 5 more. Issuers are based in PA (71), FL (15), GA (9), DE (5) and 3 more.

What this means $20.02B raised across the group, about $5.1M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Ira M. Lubert (55 issuers, executive officer, director, and promoter), Dean S. Adler (40 issuers, executive officer and director), Gerald A. Ronon (21 issuers, executive officer), R. Eric Emrich (21 issuers, executive officer), Ryan Forry (20 issuers, executive officer) and 223 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 9 new offerings in the last 12 months; latest filing Aug 12, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: LLR MANAGEMENT HOLDCO, L.P.; CIFC ASSET MANAGEMENT LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 41 court cases matching the name, 44 bankruptcy cases matching the name, 6 property records listed in Key records below.

What this means 91 records came back, including 8 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 267 public filings for Lubert Adler and found 32 differences, 9 worth asking the sponsor about: 4 court cases name Lubert Adler; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Lubert Adler has not run yet — it is joining a line of 24,258 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

41 cases: 8 open, 16 closed (disposition not in docket feed), 8 judgment, 9 dismissed

Auxilior Capital Partners, Inc. v. Mirza open
District Court, D. Utah · No. 2:26-cv-00823 · Filed Sep 3, 2026
Role of Auxilior Capital Partners, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in UT (not the issuer's state)
Auxilior Capital Partners, Inc. v. Durante Equipment, LLC open
District Court, S.D. Florida · No. 0:26-cv-60028 · Filed Jan 7, 2026 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity
Role of Auxilior Capital Partners, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state)
Auxilior Capital Partners, Inc. v. Mirza open
District Court, D. New Mexico · No. 1:25-mc-00031 · Filed Dec 22, 2025
Role of Auxilior Capital Partners, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NM (not the issuer's state)
Auxilior Capital Partners, Inc. v. Mirza open
District Court, D. New Mexico · No. 1:25-cv-01276 · Filed Dec 19, 2025
Role of Auxilior Capital Partners, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NM (not the issuer's state)
Auxilior Capital Partners, Inc. v. Mirza open
District Court, N.D. California · No. 3:25-mc-80392 · Filed Dec 18, 2025
Role of Auxilior Capital Partners, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state)
Auxilior Capital Partners, Inc. v. AHA Huts, LLC open
District Court, E.D. Louisiana · No. 2:25-cv-01066 · Filed May 29, 2025 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Auxilior Capital Partners, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in LA (not the issuer's state)
AUXILIOR CAPITAL PARTNERS, INC. v. MIRZA open
District Court, E.D. Pennsylvania · No. 2:25-cv-02748 · Filed May 29, 2025
Role of AUXILIOR CAPITAL PARTNERS, INC.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (PA)
Auxilior Capital Partners, Inc. v. RTL Leasing, LLC closed
District Court, N.D. Illinois · No. 1:25-cv-02702 · Filed Mar 14, 2025 · Closed Feb 10, 2026
Role of Auxilior Capital Partners, Inc.: Plaintiff · Outcome: Terminated 2026-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state)
Auxilior Capital Partners, Inc. v. Leasing One Inc. open
District Court, N.D. Illinois · No. 1:24-cv-11865 · Filed Nov 18, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Auxilior Capital Partners, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state)
Auxilior Capital Partners, Inc., a Delaware corporation v. LTE Trucking, Inc., an Illinois corporation closed
District Court, N.D. Illinois · No. 1:24-cv-06193 · Filed Jul 23, 2024 · Closed Mar 6, 2025
Role of Auxilior Capital Partners, Inc., a Delaware corporation: Plaintiff · Outcome: Terminated 2025-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state)
Redd v. 48 5th Avenue LLC closed
District Court, E.D. New York · No. 1:23-cv-05052 · Filed Jul 5, 2023 · Closed Jan 13, 2025
Role of Redd v. 48 5th Avenue LLC: Party · Outcome: Terminated 2025-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
McKelvie v. 5th Avenue Animal Hospital, Inc. closed
District Court, M.D. Pennsylvania · No. 1:23-cv-00574 · Filed Apr 4, 2023 · Closed Aug 30, 2023
Role of McKelvie v. 5th Avenue Animal Hospital, Inc.: Party · Outcome: Terminated 2023-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (PA)
Auxilior Capital Partners, Inc. v. Transada, Inc. closed
District Court, N.D. Indiana · No. 2:22-cv-00381 · Filed Dec 13, 2022 · Closed Jan 18, 2023
Role of Auxilior Capital Partners, Inc.: Plaintiff · Outcome: Terminated 2023-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IN (not the issuer's state)
CONTRERAS v. 5TH AVENUE LANDSCAPING, INC. closed
District Court, S.D. Florida · No. 1:19-cv-23872 · Filed Sep 17, 2019 · Closed Sep 17, 2019
Role of CONTRERAS v. 5TH AVENUE LANDSCAPING, INC.: Party · Outcome: Terminated 2019-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Bippen v. 331 5th Avenue, Inc. d/b/a Area, Home & Design judgment
District Court, M.D. Florida · No. 2:19-cv-00577 · Filed Aug 16, 2019 · Closed May 26, 2020 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Bippen v. 331 5th Avenue, Inc. d/b/a Area, Home & Design: Party · Outcome: Terminated 2020-05-26 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
SCHNEIDER ELECTRIC IT MISSION CRITICAL SERVICES, INC. v. KEYSTONE NAP, LLC judgment
District Court, E.D. Pennsylvania · No. 2:18-cv-02435 · Filed Jun 8, 2018 · Closed Sep 16, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of KEYSTONE NAP, LLC: Defendant · Outcome: Terminated 2019-09-16 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
exact company name; court in the issuer's state (PA)
Harper-Pickens v. Lubert-Adler Management, LP closed matched at sponsor-group level (Lubert Adler)
District Court, M.D. Florida · No. 3:13-cv-01564 · Filed Dec 19, 2013 · Closed Apr 21, 2014 · Nature of suit: 890 Other statutory actions
Role of Lubert-Adler Management, LP: Defendant · Outcome: Terminated 2014-04-21 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
exact company name; court in the group's state (FL)
Vivere Health Dallas LLC v. Aetna Health Inc dismissed
District Court, N.D. Texas · No. 3:12-cv-02130 · Filed Jul 3, 2012 · Closed Mar 20, 2013 · Nature of suit: 190 Other contract actions
Role of Vivere Health Dallas LLC v. Aetna Health Inc: Party · Outcome: Terminated 2013-03-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
United States v. A safe deposit box located in Chase Bank, 1000 5th Avenue in Huntington, WV in the name Allinone Store LLC with safe deposit box no. XXXXXX4793, sometimes identified as box 2479 closed
District Court, S.D. West Virginia · No. 3:12-mj-00011 · Filed Feb 27, 2012 · Closed Feb 27, 2012
Role of United States v. A safe deposit box located in Chase Bank, 1000 5th Avenue in Huntington, WV in the name Allinone Store LLC with safe deposit box no. XXXXXX4793, sometimes identified as box 2479: Party · Outcome: Terminated 2012-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in WV (not the issuer's state)
United States v. A safe deposit box located in Chase Bank, 1000 5th Avenue in Huntington, WV in the name Allinone Store LLC with safe deposit box no. XXXXXX4793, sometimes identified as box 2479 closed
District Court, S.D. West Virginia · No. 3:12-mj-00011 · Filed Feb 27, 2012 · Closed Feb 27, 2012
Role of United States v. A safe deposit box located in Chase Bank, 1000 5th Avenue in Huntington, WV in the name Allinone Store LLC with safe deposit box no. XXXXXX4793, sometimes identified as box 2479: Party · Outcome: Terminated 2012-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in WV (not the issuer's state)
The Leland Hirsch Family Partnership, LP v. Lubert-Adler Real Estate Fund IV, LP dismissed matched at sponsor-group level (Lubert Adler)
District Court, S.D. New York · No. 1:10-cv-05634 · Filed Jul 23, 2010 · Closed Dec 14, 2010 · Nature of suit: 190 Other contract actions
Role of Lubert-Adler Real Estate Fund IV, LP: Defendant · Outcome: Terminated 2010-12-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; court in the group's state (NY)
TD Bank, N.A., as successor to Commerce Bank, N.A. v. Feldman Lubert Adler Harrisburg, LP, a Pennsylvania limited partnership judgment matched at sponsor-group level (Lubert Adler)
District Court, M.D. Pennsylvania · No. 3:08-cv-02255 · Filed Dec 18, 2008 · Closed Feb 12, 2009 · Nature of suit: 140 Negotiable instruments
Role of TD Bank, N.A., as successor to Commerce Bank, N.A. v. Feldman Lubert Adler Harrisburg, LP, a Pennsylvania limited partnership: Party · Outcome: Terminated 2009-02-12 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the group's state (PA)
5th Avenue Real Estate Development, Inc v. Countrywide Home Loans, Inc. closed
District Court, S.D. Florida · No. 9:08-cv-81528 · Filed Dec 16, 2008 · Closed Feb 19, 2009 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of 5th Avenue Real Estate Development, Inc v. Countrywide Home Loans, Inc.: Party · Outcome: Terminated 2009-02-19 — FJC Integrated Database disposition: Appeal affirmed (magistrate judge) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
TD Bank, N.A., as successor to Commerce Bank, N.A. v. Feldman Lubert Adler Harrisburg LP judgment matched at sponsor-group level (Lubert Adler)
District Court, M.D. Pennsylvania · No. 3:08-cv-02122 · Filed Nov 21, 2008 · Closed Dec 12, 2008 · Nature of suit: 290 Other real property actions
Role of TD Bank, N.A., as successor to Commerce Bank, N.A. v. Feldman Lubert Adler Harrisburg LP: Party · Outcome: Terminated 2008-12-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the group's state (PA)
Custom Window Company v. 5th Avenue Partners, LLC dismissed
District Court, S.D. California · No. 3:08-cv-01497 · Filed Aug 15, 2008 · Closed Jun 12, 2014 · Nature of suit: Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of Custom Window Company v. 5th Avenue Partners, LLC: Party · Outcome: Terminated 2014-06-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Sega Entertainment U.S.A, Inc. v. Feldman Lubert Adler Harrisburg LP dismissed matched at sponsor-group level (Lubert Adler)
District Court, D. Arizona · No. 2:08-cv-01411 · Filed Jul 30, 2008 · Closed Aug 12, 2008 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Sega Entertainment U.S.A, Inc. v. Feldman Lubert Adler Harrisburg LP: Party · Outcome: Terminated 2008-08-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in AZ (not the issuer's state)
5th Avenue Partners LLC v. The Setai Group LLC judgment
District Court, S.D. California · No. 3:08-cv-00118 · Filed Jan 22, 2008 · Closed Jul 9, 2008 · Nature of suit: Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of 5th Avenue Partners LLC v. The Setai Group LLC: Party · Outcome: Terminated 2008-07-09 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for both plaintiff and defendant Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
5th Avenue Partners, LLC v. The Setai Group, LLC dismissed
District Court, C.D. California · No. 2:07-cv-07576 · Filed Nov 20, 2007 · Closed Jan 23, 2008 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of 5th Avenue Partners, LLC v. The Setai Group, LLC: Party · Outcome: Terminated 2008-01-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
5th Avenue Real Estate Development, Inc v. Wachovia Bank, N.A closed
District Court, S.D. Florida · No. 1:07-cv-22509 · Filed Sep 24, 2007 · Closed Sep 27, 2007 · Nature of suit: 190 Other contract actions
Role of 5th Avenue Real Estate Development, Inc v. Wachovia Bank, N.A: Party · Outcome: Terminated 2007-09-27 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
United States v. Funds in the Account: Account No. 10-0047-9706, PNC Bank, 1 PNC Plaza, 259 5th Avenue, Pittsburgh, PA, 15222 judgment
District Court, N.D. West Virginia · No. 1:07-cv-00120 · Filed Sep 10, 2007 · Closed Mar 12, 2008 · Nature of suit: 690 Other forfeiture and penalty suits
Role of United States v. Funds in the Account: Account No. 10-0047-9706, PNC Bank, 1 PNC Plaza, 259 5th Avenue, Pittsburgh, PA, 15222: Party · Outcome: Terminated 2008-03-12 — FJC Integrated Database disposition: Judgment on default Docket on CourtListener ↗
company name words appear in the caption; court in WV (not the issuer's state)
Marolax Handels-Und Verwaltungsgesellschaft MBH v. 898 5th Avenue South Corp. judgment
District Court, M.D. Florida · No. 2:06-cv-00691 · Filed Dec 29, 2006 · Closed Apr 17, 2008 · Nature of suit: 890 Other Statutory Actions · Cause: Registration of Foreign Judgment
Role of Marolax Handels-Und Verwaltungsgesellschaft MBH v. 898 5th Avenue South Corp.: Party · Outcome: Terminated 2008-04-17 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Marolax Handels-Und Verwaltungsgesellschaft MBH v. 898 5th Avenue South Corp. closed
District Court, M.D. Florida · No. 2:06-mc-00029 · Filed Sep 13, 2006 · Closed Sep 13, 2006
Role of Marolax Handels-Und Verwaltungsgesellschaft MBH v. 898 5th Avenue South Corp.: Party · Outcome: Terminated 2006-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Marolax Handels- UND Verwaltungsgesellschaft MBH v. 898 5th Avenue South Corp. closed
District Court, M.D. Florida · No. 2:06-mc-00028 · Filed Sep 13, 2006 · Closed Sep 13, 2006
Role of Marolax Handels- UND Verwaltungsgesellschaft MBH v. 898 5th Avenue South Corp.: Party · Outcome: Terminated 2006-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
898 5th Avenue South Corp. v. Marolax Handels-Und Verwaltungsgesellchaft MBH closed
District Court, M.D. Florida · No. 2:06-cv-00372 · Filed Jul 25, 2006 · Closed Feb 13, 2007 · Nature of suit: Negotiable Instrument · Cause: 28:1441 Notice of Removal
Role of 898 5th Avenue South Corp. v. Marolax Handels-Und Verwaltungsgesellchaft MBH: Party · Outcome: Terminated 2007-02-13 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
United States v. Exact Advertising, LLC, doing business as Mail.com, 126 5th Avenue, 4th Floor, New York, New York closed
District Court, N.D. Illinois · No. 1:03-mc-00356 · Filed Oct 29, 2003 · Closed Oct 29, 2003
Role of United States v. Exact Advertising, LLC, doing business as Mail.com, 126 5th Avenue, 4th Floor, New York, New York: Party · Outcome: Terminated 2003-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
New Castle Hotels v. Lubert-Adler Real dismissed matched at sponsor-group level (Lubert Adler)
District Court, D. Connecticut · No. 3:02-cv-01019 · Filed Jun 13, 2002 · Closed Mar 14, 2005 · Nature of suit: 190 Other contract actions
Role of New Castle Hotels v. Lubert-Adler Real: Party · Outcome: Terminated 2005-03-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
LUBERT-ADLER GROUP III, LLC v. NEW CASTLE HOTELS LLC closed
District Court, E.D. Pennsylvania · No. 2:02-cv-03738 · Filed Jun 12, 2002 · Closed Jun 21, 2002 · Nature of suit: 190 Other contract actions
Role of LUBERT-ADLER GROUP III, LLC v. NEW CASTLE HOTELS LLC: Party · Outcome: Terminated 2002-06-21 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (PA)
GO2AMERICA, LLC v. 5TH AVENUE CHANNEL CORPORATION dismissed
District Court, W.D. Wisconsin · No. 3:01-cv-00392 · Filed Jul 10, 2001 · Closed Aug 30, 2001 · Nature of suit: 190 Other contract actions
Role of GO2AMERICA, LLC v. 5TH AVENUE CHANNEL CORPORATION: Party · Outcome: Terminated 2001-08-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in WI (not the issuer's state)
M.C.I. Worldcom, Inc v. 5th Avenue Photo dismissed
District Court, S.D. New York · No. 1:99-cv-02145 · Filed Mar 23, 1999 · Closed Jul 8, 1999 · Nature of suit: 890 Other statutory actions
Role of M.C.I. Worldcom, Inc v. 5th Avenue Photo: Party · Outcome: Terminated 1999-07-08 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
In Re: 4849 5th Avenue Inc. v. Rosenthal dismissed
District Court, S.D. New York · No. 1:97-cv-08233 · Filed Nov 6, 1997 · Closed Dec 10, 1998 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of In Re: 4849 5th Avenue Inc. v. Rosenthal: Party · Outcome: Terminated 1998-12-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
ABONDOLO, NICKOLAS v. 4705 5TH AVENUE MEAT CORP. judgment
District Court, E.D. New York · No. · Filed Oct 3, 1989 · Closed Dec 29, 1989 · Nature of suit: 791 Employee Retirement Income Security Act
Role of ABONDOLO, NICKOLAS v. 4705 5TH AVENUE MEAT CORP.: Party · Outcome: Terminated 1989-12-29 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Lubert Adler..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

44 cases: 4 open, 40 closed (disposition not in docket feed)

Resolute Commercial Services LLC v. Auxilior Capital Partners Inc. open
United States Bankruptcy Court, E.D. Texas · No. 26-04075 · Filed Jul 1, 2026
Role of Auxilior Capital Partners Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state)
Johns v. LBC Credit Partners V, LP open
United States Bankruptcy Court, S.D. West Virginia · No. 1:26-ap-01000 · Filed Apr 6, 2026
Role of LBC Credit Partners V, LP: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in WV (not the issuer's state)
5th Avenue Furniture Warehouse Inc. open
United States Bankruptcy Court, E.D. New York · No. 8-25-72216 · Filed Jun 6, 2025
Role of 5th Avenue Furniture Warehouse Inc.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
546 5th Avenue Tenant LLC closed
United States Bankruptcy Court, D. New Jersey · No. 23-20361 · Filed Nov 7, 2023 · Closed Jul 30, 2024
Role of 546 5th Avenue Tenant LLC: Party · Outcome: Case closed 2024-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
71 5th Avenue Tenant LLC closed
United States Bankruptcy Court, D. New Jersey · No. 23-20311 · Filed Nov 6, 2023 · Closed Jul 30, 2024
Role of 71 5th Avenue Tenant LLC: Party · Outcome: Case closed 2024-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
420 5th Avenue Q LLC closed
United States Bankruptcy Court, D. New Jersey · No. 23-20169 · Filed Nov 6, 2023 · Closed Aug 2, 2024
Role of 420 5th Avenue Q LLC: Party · Outcome: Case closed 2024-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
385 5th Avenue Q LLC closed
United States Bankruptcy Court, D. New Jersey · No. 23-20033 · Filed Nov 6, 2023 · Closed Aug 2, 2024
Role of 385 5th Avenue Q LLC: Party · Outcome: Case closed 2024-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
609 5th Avenue Tenant LLC closed
United States Bankruptcy Court, D. New Jersey · No. 23-20038 · Filed Nov 6, 2023 · Closed Jul 30, 2024
Role of 609 5th Avenue Tenant LLC: Party · Outcome: Case closed 2024-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
437 5th Avenue Q LLC closed
United States Bankruptcy Court, D. New Jersey · No. 23-20083 · Filed Nov 6, 2023 · Closed Aug 2, 2024
Role of 437 5th Avenue Q LLC: Party · Outcome: Case closed 2024-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
130 5th Avenue Tenant LLC closed
United States Bankruptcy Court, D. New Jersey · No. 23-19973 · Filed Nov 6, 2023 · Closed Jul 31, 2024
Role of 130 5th Avenue Tenant LLC: Party · Outcome: Case closed 2024-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
149 5th Avenue Tenant LLC closed
United States Bankruptcy Court, D. New Jersey · No. 23-19997 · Filed Nov 6, 2023 · Closed Aug 1, 2024
Role of 149 5th Avenue Tenant LLC: Party · Outcome: Case closed 2024-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
575 5th Avenue Tenant LLC closed
United States Bankruptcy Court, D. New Jersey · No. 23-19879 · Filed Nov 6, 2023 · Closed Jul 30, 2024
Role of 575 5th Avenue Tenant LLC: Party · Outcome: Case closed 2024-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
5th Avenue Salon LLC v. Bergdorf Goodman Inc. closed
United States Bankruptcy Court, S.D. Texas · No. 20-03406 · Filed Sep 2, 2020 · Closed Apr 11, 2024 · Nature of suit: 02 Other (e.g. other actions that would have been brought in state court if unrelated to bankruptcy)
Role of 5th Avenue Salon LLC v. Bergdorf Goodman Inc.: Party · Outcome: Case closed 2024-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Kwon v. 5th Avenue Mixed Use LLC closed
United States Bankruptcy Court, E.D. New York · No. 1-20-01100 · Filed Aug 11, 2020 · Closed Jan 11, 2021 · Nature of suit: 02 Other (e.g. other actions that would have been brought in state court if unrelated to bankruptcy); 81 Subordination of claim or interest
Role of Kwon v. 5th Avenue Mixed Use LLC: Party · Outcome: Case closed 2021-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
657-665 5th Avenue LLC open
United States Bankruptcy Court, E.D. New York · No. 1-19-45884 · Filed Sep 26, 2019
Role of 657-665 5th Avenue LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
META Advisors LLC on behalf of G-Estate Management v. 5th Avenue Intimate, Inc. closed
United States Bankruptcy Court, D. Nebraska · No. 18-08189 · Filed Sep 14, 2018 · Closed Oct 10, 2018
Role of META Advisors LLC on behalf of G-Estate Management v. 5th Avenue Intimate, Inc.: Party · Outcome: Case closed 2018-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption
5th Avenue Services Inc. closed
United States Bankruptcy Court, E.D. New York · No. 8-17-73270 · Filed May 30, 2017 · Closed Aug 9, 2017
Role of 5th Avenue Services Inc.: Party · Outcome: Case closed 2017-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
393 5th Avenue LLC closed
United States Bankruptcy Court, S.D. New York · No. 13-22014 · Filed Jan 7, 2013 · Closed Dec 23, 2014
Role of 393 5th Avenue LLC: Party · Outcome: Case closed 2014-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
5th Avenue Real Estate Development, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 12-32743 · Filed Sep 24, 2012 · Closed Sep 24, 2013
Role of 5th Avenue Real Estate Development, Inc.: Party · Outcome: Case closed 2013-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
7133 5th Avenue LLC closed
United States Bankruptcy Court, E.D. New York · No. 1-12-45588 · Filed Jul 31, 2012 · Closed Jan 3, 2013
Role of 7133 5th Avenue LLC: Party · Outcome: Case closed 2013-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
The Official Committee Of Unsecured Creditors v. Continental Bank Holdings, Inc. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 11-00376 · Filed Apr 29, 2011 · Closed Jul 28, 2011
Role of Continental Bank Holdings, Inc.: Defendant · Outcome: Case closed 2011-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (PA)
5th Avenue Partners, LLC closed
United States Bankruptcy Court, C.D. California · No. 8:10-bk-18667 · Filed Jun 25, 2010 · Closed Dec 23, 2013
Role of 5th Avenue Partners, LLC: Party · Outcome: Case closed 2013-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
296 5th Avenue Group, LLC closed
United States Bankruptcy Court, E.D. New York · No. 1-10-40223 · Filed Jan 13, 2010 · Closed Jul 17, 2012
Role of 296 5th Avenue Group, LLC: Party · Outcome: Case closed 2012-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
294 5th Avenue Associates, LLC closed
United States Bankruptcy Court, E.D. New York · No. 1-10-40222 · Filed Jan 13, 2010 · Closed Mar 16, 2011
Role of 294 5th Avenue Associates, LLC: Party · Outcome: Case closed 2011-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Feldman Lubert Adler Harrisburg, LP closed matched at sponsor-group level (Lubert Adler)
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:08-bk-04825 · Filed Dec 30, 2008 · Closed Feb 10, 2009
Role of Feldman Lubert Adler Harrisburg, LP: Party · Outcome: Case closed 2009-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the group's state (PA)
Mervyn's LLC v. Lubert-Adler Group IV, LLC closed matched at sponsor-group level (Lubert Adler)
United States Bankruptcy Court, D. Delaware · No. 08-51402 · Filed Sep 2, 2008 · Closed Dec 6, 2012 · Nature of suit: 14 Recovery of money/property - other
Role of Lubert-Adler Group IV, LLC: Defendant · Outcome: Case closed 2012-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (DE)
CMA Business Credit Services, Continuing Estate Re v. Redken 5th Avenue N.Y.C. LLC closed
United States Bankruptcy Court, C.D. California · No. 1:08-ap-01218 · Filed Apr 16, 2008 · Closed Aug 6, 2008
Role of CMA Business Credit Services, Continuing Estate Re v. Redken 5th Avenue N.Y.C. LLC: Party · Outcome: Case closed 2008-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
5th Avenue Real Estate Development, Inc. v. CountryWide Home Loans, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 08-01127 · Filed Feb 5, 2008 · Closed Jan 22, 2009
Role of 5th Avenue Real Estate Development, Inc. v. CountryWide Home Loans, Inc.: Party · Outcome: Case closed 2009-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
5th Avenue Real Estate Development, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 07-17581 · Filed Sep 14, 2007 · Closed Aug 26, 2011
Role of 5th Avenue Real Estate Development, Inc.: Party · Outcome: Case closed 2011-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
5TH AVENUE FURNITURE, INC. closed
United States Bankruptcy Court, D. Nevada · No. 06-13624 · Filed Dec 1, 2006 · Closed Jan 5, 2012
Role of 5TH AVENUE FURNITURE, INC.: Party · Outcome: Case closed 2012-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
5th Avenue Salon Inc and Leah Olsen closed
United States Bankruptcy Court, C.D. California · No. 1:06-bk-10132 · Filed Feb 6, 2006 · Closed Jul 28, 2006
Role of 5th Avenue Salon Inc and Leah Olsen: Party · Outcome: Case closed 2006-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
The Global Crossing Estate Representative v. 712 5th Avenue LP closed
United States Bankruptcy Court, S.D. New York · No. 04-01348 · Filed Jan 23, 2004 · Closed Jul 20, 2005
Role of The Global Crossing Estate Representative v. 712 5th Avenue LP: Party · Outcome: Case closed 2005-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
5th Avenue Real Estate Development Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 03-36911 · Filed Dec 19, 2003 · Closed Jun 30, 2004
Role of 5th Avenue Real Estate Development Inc.: Party · Outcome: Case closed 2004-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
5th Avenue/3rd Street Development, LLC closed
United States Bankruptcy Court, M.D. Florida · No. 2:03-bk-11944 · Filed Jun 10, 2003 · Closed Nov 18, 2005
Role of 5th Avenue/3rd Street Development, LLC: Party · Outcome: Case closed 2005-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
5th Avenue Real Estate Development, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 03-22904 · Filed Apr 23, 2003 · Closed Sep 9, 2003
Role of 5th Avenue Real Estate Development, Inc.: Party · Outcome: Case closed 2003-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
5th Avenue Channel Corporation closed
United States Bankruptcy Court, S.D. Florida. · No. 02-11624 · Filed Feb 21, 2002 · Closed Apr 17, 2006
Role of 5th Avenue Channel Corporation: Party · Outcome: Case closed 2006-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
StreamSearch.com, Inc. v. 5th Avenue Channel Corp closed
United States Bankruptcy Court, E.D. Missouri · No. 01-04229 · Filed Jul 12, 2001 · Closed Oct 31, 2001
Role of StreamSearch.com, Inc. v. 5th Avenue Channel Corp: Party · Outcome: Case closed 2001-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
5th Avenue Channel, Co. v. America's Voice, Inc closed
United States Bankruptcy Court, District of Columbia · No. 00-10063 · Filed Aug 8, 2000 · Closed Jan 3, 2001
Role of 5th Avenue Channel, Co. v. America's Voice, Inc: Party · Outcome: Case closed 2001-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DC (not the issuer's state)
5th Avenue Florist-Lasting Impressions Inc. closed
United States Bankruptcy Court, N.D. Ohio · No. 00-14481 · Filed Jun 16, 2000 · Closed Jan 29, 2001
Role of 5th Avenue Florist-Lasting Impressions Inc.: Party · Outcome: Case closed 2001-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Kay's 5th Avenue Co., Inc closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 98-28735 · Filed Nov 2, 1998 · Closed Feb 25, 1999
Role of Kay's 5th Avenue Co., Inc: Party · Outcome: Case closed 1999-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (PA)
Club 5th Avenue, Inc. closed
United States Bankruptcy Court, S.D. California · No. 95-04789 · Filed May 9, 1995 · Closed Apr 9, 1996
Role of Club 5th Avenue, Inc.: Party · Outcome: Case closed 1996-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
INC. 5TH AVENUE FASHIONS closed
United States Bankruptcy Court, S.D. Mississippi · No. 94-00073 · Filed Jan 10, 1994 · Closed Mar 26, 1996
Role of INC. 5TH AVENUE FASHIONS: Party · Outcome: Case closed 1996-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MS (not the issuer's state)
5th Avenue Limousine, Inc. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-21491 · Filed Apr 6, 1992 · Closed Nov 10, 1993
Role of 5th Avenue Limousine, Inc.: Party · Outcome: Case closed 1993-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (PA)
5th Avenue Design Of Orlando Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 6:88-bk-01336 · Filed Jun 6, 1988 · Closed Jun 27, 1990
Role of 5th Avenue Design Of Orlando Inc.: Party · Outcome: Case closed 1990-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

32 differences found between the filings for Lubert Adler — 9 worth asking about (compared the newest 50 of 267 filings on Oct 24, 2026; older filings not covered)

Note · Apr 6, 1992 – Dec 6, 2012

5 bankruptcy cases name the subject or team members

Bankruptcy case: Mervyn's LLC v. Lubert-Adler Group IV, LLC — filed Sep 2, 2008 · Bankruptcy case: The Official Committee Of Unsecured Creditors v. Continental Bank Holdings, Inc. — filed Apr 29, 2011 · Bankruptcy case: Feldman Lubert Adler Harrisburg, LP — filed Dec 30, 2008 · Bankruptcy case: Kay's 5th Avenue Co., Inc — filed Nov 2, 1998 · Bankruptcy case: 5th Avenue Limousine, Inc. — filed Apr 6, 1992

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Delaware ↗Lubert Adler — sponsor group page ↗Docket · United States Bankruptcy Court, E.D. Pennsylvania ↗CONTINENTAL BANK HOLDINGS, INC. — PartnerFacts page ↗
Sources
Worth asking · Nov 21, 2008 – Dec 19, 2013

4 court cases name Lubert Adler — 2 as defendant

By role: defendant in 2, party in 2. Newest: "Harper-Pickens v. Lubert-Adler Management, LP" (District Court, M.D. Florida, Dec 19, 2013); "The Leland Hirsch Family Partnership, LP v. Lubert-Adler Real Estate Fund IV, LP" (District Court, S.D. New York, Jul 23, 2010); "TD Bank, N.A., as successor to Commerce Bank, N.A. v. Feldman Lubert Adler Harrisburg, LP, a Pennsylvania limited partnership" (District Court, M.D. Pennsylvania, Dec 18, 2008). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Harper-Pickens v. Lubert-Adler Management, LP ↗Docket · The Leland Hirsch Family Partnership, LP v. Lubert-Adler Real Estate Fund IV, LP ↗Docket · TD Bank, N.A., as successor to Commerce Bank, N.A. v. Feldman Lubert Adler Harrisburg, LP, a Pennsylvania limited partnership ↗Docket · TD Bank, N.A., as successor to Commerce Bank, N.A. v. Feldman Lubert Adler Harrisburg LP ↗
Sources
Worth asking · Aug 28, 2024 – Aug 13, 2025

Amount sold went down between filings — CIFC CLO Enhanced Income Fund (UST) LP

The Aug 28, 2024 filing says $14,059,750 sold; the Aug 13, 2025 Form D/A says $13,685,750 sold — $374,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 28, 2024 ↗Form D/A (later) · Aug 13, 2025 ↗CIFC CLO Enhanced Income Fund (UST) LP — PartnerFacts page ↗
Sources
Worth asking · Aug 28, 2024 – Aug 13, 2025

Amount sold went down between filings — CIFC Senior Secured Corporate Loan Fund L.P.

The Aug 28, 2024 filing says $311,134,195 sold; the Aug 13, 2025 Form D/A says $310,564,195 sold — $570,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 28, 2024 ↗Form D/A (later) · Aug 13, 2025 ↗CIFC Senior Secured Corporate Loan Fund L.P. — PartnerFacts page ↗
Sources
Worth asking · Aug 28, 2024 – Aug 13, 2025

Investor count went down between filings — CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.

The Aug 28, 2024 filing reports 56 investors; the Aug 13, 2025 Form D/A reports 50 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Aug 28, 2024 ↗Form D/A (later) · Aug 13, 2025 ↗CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd. — PartnerFacts page ↗
Sources
Worth asking · Aug 28, 2024 – Aug 13, 2025

Investor count went down between filings — CIFC Senior Secured Corporate Loan Fund L.P.

The Aug 28, 2024 filing reports 40 investors; the Aug 13, 2025 Form D/A reports 34 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Aug 28, 2024 ↗Form D/A (later) · Aug 13, 2025 ↗CIFC Senior Secured Corporate Loan Fund L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 29, 2014 – Jun 3, 2024

Lubert Adler includes 14 deals that stopped filing before reaching their target

Lubert-Adler Enhanced Private Credit Feeder Fund, L.P. (last filing Jun 3, 2024; $3,250,000 sold of $500,000,000); Patriot Financial Partners Parallel IV, L.P. (last filing May 23, 2023; $34,850,000 sold of $300,000,000); LEM Real Estate VI LLC (last filing Dec 14, 2022; $47,000 sold of $125,000); Lubert-Adler Recovery & Enhancement Capital Fund B, L.P. (last filing Sep 19, 2022; $200,000,000 sold of $600,000,000); Lubert-Adler Recovery & Enhancement Capital Fund C, L.P. (last filing Sep 19, 2022; $50,000,000 sold of $600,000,000); L-A Battery QOF Fund, L.P. (last filing Dec 13, 2021; $30,892,351 sold of $73,000,000); and 8 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Lubert-Adler Enhanced Private Credit Feeder Fund, L.P. — PartnerFacts page ↗Patriot Financial Partners Parallel IV, L.P. — PartnerFacts page ↗LEM Real Estate VI LLC — PartnerFacts page ↗Lubert-Adler Recovery & Enhancement Capital Fund B, L.P. — PartnerFacts page ↗
Sources
Worth asking · Aug 28, 2024 – Aug 12, 2026

6 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: 4F INVESTMENT PARTNERS LTD — CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd. · Paid seller listed without a CRD number: 4F INVESTMENT PARTNERS LTD — CIFC Global Floating Rate Credit Fund, a sub-fund of CIFC Credit Funds ICAV · Paid seller listed without a CRD number: ALUMIA S.A.R.L — CIFC Global Floating Rate Credit Fund, a sub-fund of CIFC Credit Funds ICAV · Paid seller listed without a CRD number: CAPITAL STRATEGIES PARTNERS, A.V., S.A. — CIFC Global Floating Rate Credit Fund, a sub-fund of CIFC Credit Funds ICAV · Paid seller listed without a CRD number: 4F INVESTMENT PARTNERS LTD — CIFC CLO Opportunity Fund V LP · and 1 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Aug 12, 2026 ↗BrokerCheck search: 4F INVESTMENT PARTNERS LTD ↗CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd. — PartnerFacts page ↗Form D/A · Aug 12, 2026 ↗
Sources
Note · Dec 16, 2016

25 other issuers file from the same address — CIFC Tactical Income Fund L.P.

The address on file, 250 Park Avenue, New York, NY, is used by 26 issuers in our index across 11 sponsor groups; 25 are outside this group. It is on our registered-agent / shared-office list (26 issuers in 16 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

CIFC Tactical Income Fund L.P. — PartnerFacts page ↗EDGAR filer page · CIFC Tactical Income Fund L.P. ↗
Sources
Note · May 14, 2013

66 other issuers file from the same address — Rivanna Holdings, LLC

The address on file, 401 Congress Avenue, Suite 3100, Austin, TX, is used by 67 issuers in our index across 14 sponsor groups; 66 are outside this group. It is on our registered-agent / shared-office list (80 issuers in 25 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Rivanna Holdings, LLC — PartnerFacts page ↗EDGAR filer page · Rivanna Holdings, LLC ↗
Sources
Worth asking · May 24, 2024 – Jun 4, 2026

4 Form Ds were filed more than 15 days after the first sale

Form D filed 122 days after the first sale — CIFC CLO Opportunity Fund VI LP · Form D filed 122 days after the first sale — CIFC CLO Opportunity Fund VI (UST) LP · Form D filed 26 days after the first sale — L-A GH Fund Recipient Investor REIT, LLC · Form D filed 60 days after the first sale — L-A/AFG Private Credit 2024, L.P.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 4, 2026 ↗CIFC CLO Opportunity Fund VI LP — PartnerFacts page ↗Form D · Jun 4, 2026 ↗CIFC CLO Opportunity Fund VI (UST) LP — PartnerFacts page ↗
Sources
Note · Sep 20, 2022 – Aug 13, 2025

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CIFC CLO Opportunity Fund V (UST) LP (latest filing Aug 13, 2025) · No amendment in the last 12 months on an offering that may still be open — CIFC CLO Opportunity Fund V LP (latest filing Aug 13, 2025) · No amendment in the last 12 months on an offering that may still be open — L-A/AFG Private Credit 2024, L.P. (latest filing Jul 24, 2025) · No amendment in the last 12 months on an offering that may still be open — Lubert-Adler GH Fund, L.P. (latest filing May 19, 2025) · No amendment in the last 12 months on an offering that may still be open — Lubert-Adler Workforce Housing Fund II-MB, L.P. (latest filing Apr 30, 2025) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 13, 2025 ↗CIFC CLO Opportunity Fund V (UST) LP — PartnerFacts page ↗Form D/A · Aug 13, 2025 ↗CIFC CLO Opportunity Fund V LP — PartnerFacts page ↗
Sources
Worth asking · Dec 1, 2023 – Aug 12, 2026

38 people are no longer listed on a later amendment

Kimberly Melen is no longer listed on the Aug 12, 2026 amendment — CIFC Senior Secured Corporate Loan Fund 2013-I Ltd. · Kimberly Melen is no longer listed on the Aug 12, 2026 amendment — CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd. · TOM GOUGH is no longer listed on the Aug 12, 2026 amendment — CIFC Senior Secured Corporate Loan Fund 2013-I Ltd. · TOM GOUGH is no longer listed on the Aug 12, 2026 amendment — CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd. · Ira M. Lubert is no longer listed on the Jul 20, 2026 amendment — Lubert-Adler Independence Portfolio Investors, L.P. · and 33 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Aug 13, 2025 ↗Form D/A · Aug 12, 2026 ↗Kimberly Melen — PartnerFacts page ↗CIFC Senior Secured Corporate Loan Fund 2013-I Ltd. — PartnerFacts page ↗
Sources
Note · May 31, 2024 – May 19, 2025

Offering amount lowered between filings — Lubert-Adler GH Fund, L.P.

The May 31, 2024 filing says $192,000,000 offered; the May 19, 2025 Form D/A says $182,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · May 31, 2024 ↗Form D/A (later) · May 19, 2025 ↗Lubert-Adler GH Fund, L.P. — PartnerFacts page ↗
Sources
Note · Dec 1, 2023 – Dec 11, 2024

Offering amount changed between filings — L-A Battery JV, LLC

The Dec 1, 2023 filing says $21,650,000 offered; the Dec 11, 2024 Form D/A says $23,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 1, 2023 ↗Form D/A (later) · Dec 11, 2024 ↗L-A Battery JV, LLC — PartnerFacts page ↗
Sources
Note · Aug 13, 2025 – Aug 12, 2026

Minimum investment changed between filings — CIFC CLO Enhanced Income Fund LP

The Aug 13, 2025 filing lists a minimum of $100,000; the Aug 12, 2026 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 13, 2025 ↗Form D/A (later) · Aug 12, 2026 ↗CIFC CLO Enhanced Income Fund LP — PartnerFacts page ↗
Sources
Note · Aug 13, 2025 – Aug 12, 2026

Minimum investment changed between filings — CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.

The Aug 13, 2025 filing lists a minimum of $100,000; the Aug 12, 2026 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 13, 2025 ↗Form D/A (later) · Aug 12, 2026 ↗CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd. — PartnerFacts page ↗
Sources
Note · Jul 16, 2025 – Jul 20, 2026

Minimum investment changed between filings — Lubert-Adler Independence Portfolio Investors, L.P.

The Jul 16, 2025 filing lists a minimum of $5,000,000; the Jul 20, 2026 Form D/A lists $116,507.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 16, 2025 ↗Form D/A (later) · Jul 20, 2026 ↗Lubert-Adler Independence Portfolio Investors, L.P. — PartnerFacts page ↗
Sources
Note · Mar 25, 2025 – Mar 20, 2026

Minimum investment changed between filings — Lubert-Adler Enhanced Private Credit Fund I, L.P.

The Mar 25, 2025 filing lists a minimum of $250,000; the Mar 20, 2026 Form D/A lists $150,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 25, 2025 ↗Form D/A (later) · Mar 20, 2026 ↗Lubert-Adler Enhanced Private Credit Fund I, L.P. — PartnerFacts page ↗
Sources
Note · May 31, 2024 – May 19, 2025

Minimum investment changed between filings — Lubert-Adler GH Fund, L.P.

The May 31, 2024 filing lists a minimum of $100,000; the May 19, 2025 Form D/A lists $62,500.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 31, 2024 ↗Form D/A (later) · May 19, 2025 ↗Lubert-Adler GH Fund, L.P. — PartnerFacts page ↗
Sources
Note · May 3, 2024 – Apr 30, 2025

Minimum investment changed between filings — Lubert-Adler Workforce Housing Fund II-MB, L.P.

The May 3, 2024 filing lists a minimum of $5,000,000; the Apr 30, 2025 Form D/A lists $144,729.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 3, 2024 ↗Form D/A (later) · Apr 30, 2025 ↗Lubert-Adler Workforce Housing Fund II-MB, L.P. — PartnerFacts page ↗
Sources
Note · Aug 28, 2023 – Aug 28, 2024

Minimum investment changed between filings — CIFC CLO Enhanced Income Fund LP

The Aug 28, 2023 filing lists a minimum of $0; the Aug 28, 2024 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 28, 2023 ↗Form D/A (later) · Aug 28, 2024 ↗CIFC CLO Enhanced Income Fund LP — PartnerFacts page ↗
Sources
Note · Mar 21, 2024 – May 22, 2024

Minimum investment changed between filings — Lubert-Adler Enhanced Private Credit Fund I, L.P.

The Mar 21, 2024 filing lists a minimum of $500,000; the May 22, 2024 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 21, 2024 ↗Form D/A (later) · May 22, 2024 ↗Lubert-Adler Enhanced Private Credit Fund I, L.P. — PartnerFacts page ↗
Sources
Note · Sep 19, 2022 – Aug 28, 2024

5 people are written more than one way across the filings

JOHN STEPHEN DIROCCO is written 2 different ways on the filings · STEPHEN JOSEPH VACCARO is written 3 different ways on the filings · LLR Capital VII, L.P. is written 2 different ways on the filings · Gerald A. Ronon is written 2 different ways on the filings · Ryan Forry is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D · Sep 28, 2022 ↗Form D/A · Aug 28, 2024 ↗JOHN STEPHEN DIROCCO — PartnerFacts page ↗Form D · Sep 19, 2022 ↗
Sources
Note · Jan 31, 2022 – May 3, 2024

6 address changes between filings

Address moved from Atlanta, GA to Philadelphia, PA — Lubert-Adler Workforce Housing Fund II-MB, L.P. · Address moved from New York, NY to Miami, FL — CIFC CLO Enhanced Income Fund LP · Address moved from New York, NY to Miami, FL — CIFC CLO Enhanced Income Fund (UST) LP · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Miami, FL — CIFC Senior Secured Corporate Loan Fund 2013-I Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Miami, FL — CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd. · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · May 3, 2023 ↗Form D/A · May 3, 2024 ↗Lubert-Adler Workforce Housing Fund II-MB, L.P. — PartnerFacts page ↗Form D · Jan 31, 2022 ↗
Sources
Note · Aug 5, 2026

Address on file is a registered agent / shared office — LLR Keystone I, L.P.

The latest filing lists 3025 John F. Kennedy Blvd., Suite 250, Philadelphia, PA. That address is used by 9 issuers in our index (9 issuers in 6 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Aug 5, 2026 ↗LLR Keystone I, L.P. — PartnerFacts page ↗
Sources
Note · Sep 10, 2024

Address on file is a registered agent / shared office — LBC Credit Partners VI LP

The latest filing lists 555 East Lancaster Avenue, Suite 450, Radnor, PA. That address is used by 91 issuers in our index (91 issuers in 27 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Sep 10, 2024 ↗LBC Credit Partners VI LP — PartnerFacts page ↗
Sources
Note · Jul 18, 2024

Address on file is a registered agent / shared office — LLR Equity Partners VII, L.P.

The latest filing lists 1000 N West Street, Suite 1200, Wilmington, DE. That address is used by 41 issuers in our index (41 issuers in 29 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Jul 18, 2024 ↗LLR Equity Partners VII, L.P. — PartnerFacts page ↗
Sources
Note · Jan 16, 2009 – Aug 12, 2026

Member companies were formed in 5 different states

Delaware (93), Cayman Islands (7), Pennsylvania (2), Ireland (2), Ca (1) — out of 105 member issuers. The odd ones out: LATEEF INVESTMENT MANAGEMENT/CA (Ca); CONTINENTAL BANK HOLDINGS, INC. (Pennsylvania); Lubert-Adler Real Estate Fund VII, LP (Pennsylvania); CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd. (Cayman Islands); CIFC Senior Secured Corporate Loan Fund 2013-I Ltd. (Cayman Islands); CIFC Event Driven Opportunities Fund LP (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Lubert Adler — sponsor group page ↗LATEEF INVESTMENT MANAGEMENT/CA — PartnerFacts page ↗CONTINENTAL BANK HOLDINGS, INC. — PartnerFacts page ↗Lubert-Adler Real Estate Fund VII, LP — PartnerFacts page ↗
Sources
Note · Jan 16, 2009 – Aug 12, 2026

Member companies list addresses in 7 different states

PA (71), FL (15), GA (9), DE (5), NY (3), CA (1), TX (1). 15 members use a registered-agent or shared-office address: LATEEF INVESTMENT MANAGEMENT/CA (300 Drakes Landing Rd, Suite 100, Greenbrae, CA); ROSEMONT PARTNERS III, L.P. (300 Conshohocken State Road, Suite 680, West Conshohocken, PA); Rivanna Holdings, LLC (401 Congress Avenue, Suite 3100, Austin, TX); CIFC Tactical Income Fund L.P. (250 Park Avenue, New York, NY).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Lubert Adler — sponsor group page ↗LATEEF INVESTMENT MANAGEMENT/CA — PartnerFacts page ↗ROSEMONT PARTNERS III, L.P. — PartnerFacts page ↗Rivanna Holdings, LLC — PartnerFacts page ↗
Sources
Note · Jan 31, 2022 – Aug 12, 2026

Issuer used a different name before — CIFC CLO Enhanced Income Fund LP

SEC records list prior names for this filer: CIFC Structured Opportunistic Levered Absolute Return Fund LP. The current name on file is "CIFC CLO Enhanced Income Fund LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗CIFC CLO Enhanced Income Fund LP — PartnerFacts page ↗
Sources
Note · Jan 31, 2022 – Aug 12, 2026

Issuer used a different name before — CIFC CLO Enhanced Income Fund (UST) LP

SEC records list prior names for this filer: CIFC Structured Opportunistic Levered Absolute Return Fund (UST) LP. The current name on file is "CIFC CLO Enhanced Income Fund (UST) LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗CIFC CLO Enhanced Income Fund (UST) LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 267 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

15 of 115 offerings report sales commissions totalling $8,600,987; 1 reports finder's fees totalling $90,000; 1 reports proceeds to related persons totalling $8,248,988. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 12, 2026 D/A
CIFC Senior Secured Corporate Loan Fund L.P.
File 021-186919
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2026 D/A
CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.
File 021-225977
$1,264,792$0$0CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗
4F INVESTMENT PARTNERS LTD no CRD number reported		EDGAR ↗
Aug 12, 2026 D/A
CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.
File 021-308908
$232,799 (est.)$0$0KELSON CAPITAL LLC BrokerCheck CRD 149477 ↗EDGAR ↗
Aug 12, 2026 D/A
CIFC CLO Enhanced Income Fund (UST) LP
File 021-431591
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2026 D/A
CIFC CLO Enhanced Income Fund LP
File 021-431592
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2026 D/A
CIFC Global Floating Rate Credit Fund, a sub-fund of CIFC Credit Funds ICAV
File 021-499202
$26,698 (est.)$0$04F INVESTMENT PARTNERS LTD no CRD number reported
ALUMIA S.A.R.L no CRD number reported
CAPITAL STRATEGIES PARTNERS, A.V., S.A. no CRD number reported		EDGAR ↗
Aug 5, 2026 D
LLR Keystone I, L.P.
File 021-593184
$0 (est.)$0$0
The Investment Adviser is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuers.
Asante Capital Group Advisors LLC BrokerCheck CRD 155178 ↗EDGAR ↗
Jul 20, 2026 D/A
Lubert-Adler Independence Portfolio Investors, L.P.
File 021-518184
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Disclosure Materials.
None listed on this filingEDGAR ↗
Jul 20, 2026 D
Lubert-Adler Independence Portfolio Investors, L.P.
File 021-591455
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2026 D
CIFC CLO Opportunity Fund VI (UST) LP
File 021-586243
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2026 D
CIFC CLO Opportunity Fund VI LP
File 021-586250
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2026 D
RP 201 LAUREL HOLDINGS, LLC
File 021-578558
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2026 D/A
Lubert-Adler Enhanced Private Credit Fund I, L.P.
File 021-508184
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Mar 12, 2026 D
RP 200 N HOLDINGS, LLC
File 021-576360
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2026 D
Patriot Financial Partners VC Parallel V, L.P.
File 021-570561
$0$0$0
The Management Company, an affiliate of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Jan 21, 2026 D
Patriot Financial Partners V, L.P.
File 021-570562
$0$0$0
The Management Company, an affiliate of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Nov 26, 2025 D
LLR Equity Partners VII Co-Invest (T), L.P.
File 021-565253
$0$0$0 (est.)
The Investment Adviser is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuers.
None listed on this filingEDGAR ↗
Aug 13, 2025 D/A
CIFC CLO Opportunity Fund V LP
File 021-460081
$116,948$0$04F INVESTMENT PARTNERS LTD no CRD number reportedEDGAR ↗
Aug 13, 2025 D/A
CIFC CLO Opportunity Fund V (UST) LP
File 021-460077
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2025 D/A
L-A/AFG Private Credit 2024, L.P.
File 021-519463
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Disclosure Materials.
None listed on this filingEDGAR ↗
May 19, 2025 D/A
Lubert-Adler GH Fund, L.P.
File 021-514850
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Disclosure Materials.
None listed on this filingEDGAR ↗
Apr 30, 2025 D/A
Lubert-Adler Workforce Housing Fund II-MB, L.P.
File 021-480650
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Jan 15, 2025 D/A
L-A GH Fund Recipient Investor REIT, LLC
File 021-535218
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 11, 2024 D/A
L-A Battery JV, LLC
File 021-498581
$0$0$0
The Management Company, an affiliate of the Issuer, is entitled to certain management and other fees that are described in the Issuer's Confidential Disclosure Materials.
None listed on this filingEDGAR ↗
Sep 12, 2024 D
PC NOLA-PO Co-Investors, L.P.
File 021-523847
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is disclosed in the Issuer's Confidential Disclosure Materials.
None listed on this filingEDGAR ↗
Sep 10, 2024 D/A
LBC Credit Partners VI LP
File 021-459231
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a carried interest. The investment manager is entitled to a management fee. The carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 18, 2024 D/A
LLR Equity Partners VII, L.P.
File 021-487217
$0$0$0
The Investment Adviser is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuers.
Asante Capital Group Advisors LLC BrokerCheck CRD 155178 ↗EDGAR ↗
Jun 3, 2024 D
Lubert-Adler Enhanced Private Credit Feeder Fund, L.P.
File 021-514912
$0$0$0
The management company, an affiliate of the general partner of the Issuer, is entitled to a management fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
May 9, 2024 D
AUXILIOR CAPITAL PARTNERS, INC.
File 021-512828
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2024 D/A
LBC Credit Partners VI Feeder LP
File 021-477654
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Nov 6, 2023 D
Lubert-Adler Delray QOF Fund II, L.P.
File 021-496563
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to certain management and other fees that are described in the Issuer's Confidential Offering Documents.
None listed on this filingEDGAR ↗
Aug 28, 2023 D/A
CIFC Event Driven Opportunities (UST) Fund LP
File 021-345487
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2023 D/A
CIFC Event Driven Opportunities Fund LP
File 021-345491
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2023 D/A
CIFC CLO Opportunity Fund IV (UST) LP
File 021-369521
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2023 D/A
CIFC CLO Opportunity Fund IV LP
File 021-369522
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2023 D/A
CIFC Long/Short Credit Fund, a sub-fund of CIFC Credit Funds ICAV
File 021-433089
$0$0$0None listed on this filingEDGAR ↗
Jun 20, 2023 D
REC Allston Co-Investors, L.P.
File 021-484602
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Offering Materials.
None listed on this filingEDGAR ↗
May 23, 2023 D/A
Patriot Financial Partners IV, L.P.
File 021-401000
$0$0$0
The Management Company, an affiliate of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
Invicta Capital LLC BrokerCheck CRD 288101 ↗
INTE SECURITIES LLC BrokerCheck CRD 47107 ↗		EDGAR ↗
May 23, 2023 D/A
Patriot Financial Partners Parallel IV, L.P.
File 021-446751
$0$0$0
The Management Company, an affiliate of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
Invicta Capital LLC BrokerCheck CRD 288101 ↗
INTE SECURITIES LLC BrokerCheck CRD 47107 ↗		EDGAR ↗
Jan 5, 2023 D
CIFC-LBC Credit Fund O LP
File 021-469778
$0$0$0 (est.)
The investment manager or an affiliate is entitled to a management fee and an incentive fee. The management fee and incentive fee are fully disclosed in the Issuer's governing agreement.
None listed on this filingEDGAR ↗
Dec 14, 2022 D
LEM Real Estate VI LLC
File 021-467352
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 6, 2022 D
AUXILIOR CAPITAL PARTNERS, INC.
File 021-466666
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2022 D
REC Bellevue Co-Investors, L.P.
File 021-463948
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Offering Materials.
None listed on this filingEDGAR ↗
Sep 19, 2022 D/A
Lubert-Adler Recovery & Enhancement Capital Fund C, L.P.
File 021-388671
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
HFF Securities, L.P. BrokerCheck CRD 131585 ↗EDGAR ↗
Sep 19, 2022 D/A
Lubert-Adler Recovery & Enhancement Capital Fund B, L.P.
File 021-419687
$0$0$0
The Management Company, an affiliate of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
HFF Securities L.P. BrokerCheck CRD 131585 ↗EDGAR ↗
Sep 15, 2022 D/A
Lubert-Adler Recovery & Enhancement Capital Fund A, L.P.
File 021-376074
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
HFF Securities, L.P. BrokerCheck CRD 131585 ↗EDGAR ↗
Jul 18, 2022 D/A
LEM Multifamily Fund VI, L.P.
File 021-407525
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 18, 2022 D/A
LEM Multifamily VI, L.P.
File 021-407526
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 13, 2022 D
L-A Battery JV, LLC
File 021-429266
$0$0$0
The Management Company, an affiliate of the Issuer, is entitled to certain management and other fees that are described in the Issuer's Confidential Disclosure Materials.
None listed on this filingEDGAR ↗
Dec 30, 2021 D/A
Lubert-Adler Workforce Housing Fund, L.P.
File 021-346545
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to a Management Fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Dec 23, 2021 D
Lubert-Adler REC B REIT, LLC
File 021-426636
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 23, 2021 D
Lubert-Adler REC C REIT, LLC
File 021-426633
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 22, 2021 D/A
L-A Delray QOF Fund, L.P.
File 021-356022
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to certain management and other fees that are described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Dec 13, 2021 D/A
L-A Battery Aggregator Fund, L.P.
File 021-354709
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to certain management and other fees that are described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Dec 13, 2021 D/A
L-A Battery QOF Fund, L.P.
File 021-354711
$0$0$0
The Management Company, an affiliate of the General Partner of the Issuer, is entitled to certain management and other fees that are described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Aug 9, 2021 D
AUXILIOR CAPITAL PARTNERS, INC.
File 021-409248
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2021 D/A
L-A Airport Co-Investor, L.P.
File 021-389797
$0$0$0None listed on this filingEDGAR ↗
Feb 9, 2021 D
AUXILIOR CAPITAL PARTNERS, INC.
File 021-388860
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2021 D/A
Patriot Freedom Fund, L.P.
File 021-358290
$0$0$0
The management company, an affiliate of the General Partner, is entitled to a management fee, which is discussed in the Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Sep 23, 2020 D
LLR Equity Partners VI, L.P.
File 021-376130
$2,060,000$0$0
The Investment Adviser is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuers.
Asante Capital Group Advisors LLC BrokerCheck CRD 155178 ↗EDGAR ↗
Sep 23, 2020 D
LLR Equity Partners VI Co-Invest, L.P.
File 021-376155
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2020 D/A
LBC CREDIT PARTNERS V, L.P.
File 021-342955
$0 (est.)$0 (est.)$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A CARRIED INTEREST. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE CARRIED INTEREST AND MANAGEMENT FEE ARE FULLY DISCLOSED IN THE ISSUERS' CONFIDENTIAL OFFERING MATERIALS.
ACALYX ADVISORS BrokerCheck CRD 174667 ↗EDGAR ↗
Apr 7, 2020 D
LEM Multifamily V, L.P.
File 021-364459
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 27, 2019 D
LEM Real Estate V LLC
File 021-356499
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Christopher Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 8, 2019 D/A
LEM Multifamily Fund V, L.P.
File 021-317742
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Oct 18, 2019 D
LBC-A CREDIT FUND II, L.P.
File 021-351401
$0$0$0 (est.)
The general partner is entitled to a carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 11, 2019 D/A
LBC SMALL CAP SBIC, L.P.
File 021-292444
$0$0$0
The management company, an affiliate of the general partner of the Issuer, is entitled to a management fee, which is discussed in the Issuer's confidential private placement memorandum.
EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗EDGAR ↗
Feb 8, 2019 D
Lubert-Adler Real Estate Fund IV-RO, L.P.
File 021-332455
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2019 D
Lubert-Adler Real Estate Fund III-RO, L.P.
File 021-332358
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2019 D
Lubert-Adler Real Estate Fund V-RO, L.P.
File 021-332359
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2019 D
Lubert-Adler Real Estate Fund VI-A (RO), L.P.
File 021-332360
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2019 D
Lubert-Adler Real Estate Fund VI-RO, L.P.
File 021-332361
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2019 D
Lubert-Adler Real Estate Fund VI-A (NC), L.P.
File 021-332362
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2019 D
Lubert-Adler Real Estate Fund VI-RO, L.P.
File 021-332363
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2019 D
Lubert-Adler Real Estate Fund VI-NC, L.P.
File 021-332364
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2019 D
Lubert-Adler Real Estate Fund V-NC, L.P.
File 021-332365
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2019 D
Lubert-Adler Real Estate Fund III-NC, L.P.
File 021-332366
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2019 D
Lubert-Adler Real Estate Fund IV-NC, L.P.
File 021-332367
$0$0$0None listed on this filingEDGAR ↗
Aug 8, 2018 D/A
PATRIOT FINANCIAL PARTNERS III, L.P.
File 021-291359
$0$0$0
The management company, an affiliate of the General Partner of the Issuer, is entitled to a management fee, which is discussed in the Confidential Private Placement Memorandum.
Stanwich Advisors LLC BrokerCheck CRD 124667 ↗EDGAR ↗
Jun 20, 2018 D/A
LLR Equity Partners V, L.P.
File 021-281260
$2,492,250$0$0Asante Capital Group Advisors LLC BrokerCheck CRD 155178 ↗
via Asante Capital Group Advisors LLC (CRD 155178 ↗)
EDGAR ↗
Jan 5, 2018 D/A
Lubert-Adler Real Estate Fund VII-B, L.P.
File 021-272835
$0$0$0
The management companies, affiliates of the general partners of the Issuer, are entitled to a management fee, which is discussed in the Issuer's confidential private placement memorandum.
None listed on this filingEDGAR ↗
Dec 4, 2017 D/A
LBC Credit Partners IV, L.P.
File 021-263012
$0$0$0
The management company, an affiliate of the general partner of the Issuer, is entitled to a management fee, which is discussed in the Issuer's confidential private placement memorandum.
CV Brokerage Inc. BrokerCheck CRD 462 ↗
via Lawrence B. Hollin (CRD 1324425 ↗)

Acalyx Advisors Inc. BrokerCheck CRD 174667 ↗		EDGAR ↗
May 12, 2017 D
LLR Equity Partners V Co-Invest, L.P.
File 021-286611
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2017 D
AVENUES GLOBAL HOLDINGS, LLC
File 021-284080
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2016 D/A
CIFC Tactical Income Fund L.P.
File 021-208072
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2016 D
LBC-A Credit Fund, L.P.
File 021-274540
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2016 D
Lubert-Adler / Laramar Urban Neighborhood Capital Fund, L.P.
File 021-274254
$0$0$0None listed on this filingEDGAR ↗
Jul 27, 2016 D/A
Lubert-Adler / Laramar Urban Neighborhood Fund, L.P.
File 021-244884
$0$0$0
The management companies, affiliates of the general partners of the Issuer, are entitled to a management fee, which is discussed in the Issuer's confidential private placement memorandum.
None listed on this filingEDGAR ↗
Jul 14, 2016 D/A
LEM Multifamily Senior Equity Fund IV, L.P.
File 021-243797
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
May 2, 2016 D
LBC-PSERS Credit Fund, L.P.
File 021-262395
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2016 D
LEM Real Estate IV LLC
File 021-255222
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Christopher Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 6, 2015 D
114 5th Avenue New York City, LLC
File 021-250828
$0$90,000$0Primary Capital, LLC BrokerCheck CRD 127921 ↗EDGAR ↗
Jul 27, 2015 D/A
Patriot Financial Partners II, L.P.
File 021-202559
$0$0$0
The management company, an affiliate of the General Partner of the Issuer, is entitled to a management fee, which is discussed in the Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Jul 27, 2015 D/A
Patriot Financial Partners Parallel II, L.P.
File 021-202604
$0$0$0
The management company, an affiliate of the General Partner of the Issuer, is entitled to a management fee, which is discussed in the Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Apr 10, 2015 D/A
Lubert-Adler Real Estate Fund VII, LP
File 021-205249
$0$0$0
The management company, an affiliate of the General Partner of the Issuer, is entitled to a management fee, which is discussed in the Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Apr 10, 2015 D/A
Lubert-Adler Capital Real Estate Fund VII, L.P.
File 021-214681
$0$0$0
The management company, an affiliate of the General Partner of the Issuer, is entitled to a management fee, which is discussed in the Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Jun 4, 2014 D/A
LBC CREDIT PARTNERS III, L.P.
File 021-189131
$0$0$0
THE MANAGEMENT COMPANY, AN AFFILIATE OF THE GENERAL PARTNER OF THE ISSUER, IS ENTITLED TO A MANAGEMENT FEE WHICH IS DISCUSSED IN THE ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM.
CV Brokerage BrokerCheck CRD 1324425 ↗EDGAR ↗
Jun 4, 2014 D/A
LBC Credit Partners Parallel III, L.P.
File 021-189316
$0$0$0
THE MANAGEMENT COMPANY, AN AFFILIATE OF THE GENERAL PARTNER OF THE ISSUER, IS ENTITLED TO A MANAGEMENT FEE, WHICH IS DISCUSSED IN THE ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM.
None listed on this filingEDGAR ↗
Apr 30, 2014 D
L-A SATURN ACQUISITION, L.P.
File 021-216586
$0$0$0 (est.)
AN AFFILIATE OF THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S GOVERNING DOCUMENTS.
None listed on this filingEDGAR ↗
Mar 13, 2014 D/A
LEM REAL ESTATE HIGH-YIELD DEBT & PREFERRED EQUITY FUND III, L.P.
File 021-174763
$0$0$0
The management company, an affiliate of the Issuer's general partner, is entitled to a management fee, which is discussed in the Issuer's confidential private placement memorandum.
West Point Partners no CRD number reported
via Robert Ashmun (CRD 4211932 ↗)

FCG Advisors, LLC BrokerCheck CRD 40633 ↗
via Peter Marquardt (CRD 1247354 ↗)
EDGAR ↗
Mar 13, 2014 D/A
LLR EQUITY PARTNERS IV, L.P.
File 021-183822
$0$0$0
THE MANAGEMENT COMPANY, AN AFFILAITE OF THE GENERAL PARTNER OF THE ISSUER, IS ENTITLED TO A MANAGEMENT FEE, WHICH IS DISCUSSED IN THE CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM
None listed on this filingEDGAR ↗
Mar 13, 2014 D/A
LLR EQUITY PARTNERS PARALLEL IV, L.P.
File 021-183824
$0$0$0
THE MANAGEMENT COMPANY, AN AFFILIATE OF THE GENERAL PARTNER OF THE ISSUER, IS ENTITLED TO A MANAGEMENT FEE, WHICH IS DISCUSSED IN THE ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM
None listed on this filingEDGAR ↗
Jan 29, 2014 D
Keystone NAP, LLC
File 021-210938
$0$0$0
Gross proceeds of the offering will be used for leasehold improvements, equipment purchases and working capital purposes.
None listed on this filingEDGAR ↗
Nov 21, 2013 D
AVENUES GLOBAL HOLDINGS, LLC
File 021-206720
$1,500,000 (est.)$0$0BMO Capital Markets Corp. BrokerCheck CRD 1668 ↗
via BMO Capital Markets Corp. (CRD 1668 ↗)
EDGAR ↗
May 14, 2013 D
Rivanna Holdings, LLC
File 021-196475
$0$0$0None listed on this filingEDGAR ↗
Apr 10, 2013 D/A
ROSEMONT PARTNERS III, L.P.
File 021-174215
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2012 D
CONTINENTAL BANK HOLDINGS, INC.
File 021-179557
$825,000$0$0Keefe, Bruyette & Woods, Inc. BrokerCheck CRD 481 ↗EDGAR ↗
May 17, 2012 D
Avenues World Holdings LLC
File 021-178443
$0$0$0None listed on this filingEDGAR ↗
May 12, 2011 D/A
LUBERT-ADLER REAL ESTATE FUND VI-B, L.P.
File 021-149262
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2010 D
Avenues World Holdings LLC
File 021-151378
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2010 D
Vivere Health, LLC
File 021-143266
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2009 D
CONTINENTAL BANK HOLDINGS, INC.
File 021-136896
$0$0$0None listed on this filingEDGAR ↗
Oct 8, 2009 D/A
LBC CREDIT PARTNERS II LP
File 021-127650
$0$0$8,248,988 (est.)
Represents the maximum amount of annual management fee payable on the commitments represented by the securites sold to date.
None listed on this filingEDGAR ↗
Jun 10, 2009 D/A
Avenues World Holdings LLC
File 021-131767
$45,000 (est.)$0$0Stephens Cori Capital Advisors no CRD number reported
via Stephens Cori Capital Advisors
EDGAR ↗
Jan 16, 2009 D
LATEEF INVESTMENT MANAGEMENT/CA
File 021-126131
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 105 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 6 ownership records · last checked Oct 24, 2026, 7:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 6 ownership records matched to Lubert Adler in the sources searched.

Owner of record Dallas County TX
Parcel 99L25145300000000 · TX · Roll 2026
Owner as listed: AUXILIOR CAPITAL PARTNERS INC
Matched on: exact company name; Form D zip 19462. Account page (Dallas Central Appraisal District) ↗ · Dataset file we read (DCAD zip) ↗ · Dallas Central Appraisal District ACCOUNT_INFO.CSV · Retrieved Oct 23, 2026, 8:58 PM ET
Owner of record Dallas County TX
Parcel 99L25590200000000 · TX · Roll 2026
Owner as listed: AUXILIOR CAPITAL PARTNERS INC
Matched on: exact company name; Form D zip 19462. Account page (Dallas Central Appraisal District) ↗ · Dataset file we read (DCAD zip) ↗ · Dallas Central Appraisal District ACCOUNT_INFO.CSV · Retrieved Oct 23, 2026, 8:58 PM ET
Owner of record Dallas County TX
Parcel 99L25606700000000 · TX · Roll 2026
Owner as listed: AUXILIOR CAPITAL PARTNERS INC
Matched on: exact company name; Form D zip 19462. Account page (Dallas Central Appraisal District) ↗ · Dataset file we read (DCAD zip) ↗ · Dallas Central Appraisal District ACCOUNT_INFO.CSV · Retrieved Oct 23, 2026, 8:58 PM ET
Owner of record Dallas County TX
Parcel 99L26050510000000 · TX · Roll 2026
Owner as listed: AUXILIOR CAPITAL PARTNERS INC
Matched on: exact company name; Form D zip 19462. Account page (Dallas Central Appraisal District) ↗ · Dataset file we read (DCAD zip) ↗ · Dallas Central Appraisal District ACCOUNT_INFO.CSV · Retrieved Oct 23, 2026, 8:58 PM ET
Owner of record Dallas County TX
Parcel 99L26050552000000 · TX · Roll 2026
Owner as listed: AUXILIOR CAPITAL PARTNERS INC
Matched on: exact company name; Form D zip 19462. Account page (Dallas Central Appraisal District) ↗ · Dataset file we read (DCAD zip) ↗ · Dallas Central Appraisal District ACCOUNT_INFO.CSV · Retrieved Oct 23, 2026, 8:58 PM ET
Owner of record Dallas County TX
Parcel 99L26613000000000 · GARLAND (DALLAS CO), TX · Roll 2026
Owner as listed: AUXILIOR CAPITAL PARTNERS INC
Matched on: exact company name; Form D zip 19462. Account page (Dallas Central Appraisal District) ↗ · Dataset file we read (DCAD zip) ↗ · Dallas Central Appraisal District ACCOUNT_INFO.CSV · Retrieved Oct 23, 2026, 8:58 PM ET

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2013–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership roll 2026); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Harris County Appraisal District real_acct.txt Oct 24, 2026, 7:34 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Sources searched: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Harris County TX (HCAD ownership rolls 2013–2026) — 754,818 records, loaded Oct 24, 2026, 7:34 AM ET · Dallas County TX (DCAD ownership roll 2026) — 173,688 records, loaded Oct 23, 2026, 8:58 PM ET · Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗LI LATEEF INVESTMENT MANAGEMENT/CAshared peopleGREENBRAE, CAInvesting1$8,882,7391No minimum reported2009–2009
EDGAR ↗AW Avenues World Holdings LLCshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYOther4$55,251,00017No minimum reported2009–2012
EDGAR ↗LC LBC CREDIT PARTNERS II LPshared people, same business address, similar issuer namesPhiladelphia, PAPooled Investment Fund1$532,085,000119$1,000,0002009–2009
EDGAR ↗CB CONTINENTAL BANK HOLDINGS, INC.shared people, same business addressPLYMOUTH MEETING, PACommercial Banking2$16,500,00061$5,000,0002009–2012
EDGAR ↗VH Vivere Health, LLCshared people, same business addressPHILADELPHIA, PAOther Health Care1$23,000,0000$100,0002010–2010
EDGAR ↗LA LUBERT-ADLER REAL ESTATE FUND VI-B, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund2$400,000,0004$5,000,0002010–2011
EDGAR ↗RP ROSEMONT PARTNERS III, L.P.shared peopleWEST CONSHOHOCKEN, PAPooled Investment Fund3$101,980,00074No minimum reported2012–2013
EDGAR ↗LR LEM REAL ESTATE HIGH-YIELD DEBT & PREFERRED EQUITY FUND III, L.P.shared people, same business addressPHILADELPHIA, PAPooled Investment Fund4$218,985,000
offering $300,000,000 · similar: $155,000–$5,250,000
45
similar: 4–27
$10,000
similar: $1,000–$100,000
2012–2014
EDGAR ↗LE LLR EQUITY PARTNERS IV, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund3$874,185,000
offering $962,640,000 · similar: $155,000–$5,250,000
136
similar: 4–27
$50,000
similar: $1,000–$100,000
2012–2014
EDGAR ↗LE LLR EQUITY PARTNERS PARALLEL IV, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund3$38,455,000
offering $962,640,000 · similar: $155,000–$5,250,000
95
similar: 4–27
$50,000
similar: $1,000–$100,000
2012–2014
EDGAR ↗CS CIFC Senior Secured Corporate Loan Fund L.P.shared people, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund15$327,130,312
offering Indefinite · similar: $155,000–$5,250,000
40
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2026
EDGAR ↗LC LBC CREDIT PARTNERS III, L.P.shared people, shared management entity, similar issuer namesPHILADELPHA, PAPooled Investment Fund4$779,836,000
offering $840,000,000 · similar: $155,000–$5,250,000
86
similar: 4–27
$50,000
similar: $1,000–$100,000
2012–2014
EDGAR ↗LC LBC Credit Partners Parallel III, L.P.shared people, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund3$38,645,000
offering $840,000,000 · similar: $155,000–$5,250,000
89
similar: 4–27
$50,000
similar: $1,000–$100,000
2013–2014
EDGAR ↗RH Rivanna Holdings, LLCshared peopleAUSTIN, TXOther1$44,000,0006No minimum reported2013–2013
EDGAR ↗PF Patriot Financial Partners II, L.P.shared people, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund4$262,385,308
offering $293,000,000 · similar: $155,000–$5,250,000
64
similar: 4–27
$50,000
similar: $1,000–$100,000
2013–2015
EDGAR ↗PF Patriot Financial Partners Parallel II, L.P.shared people, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund4$30,614,692
offering $293,000,000 · similar: $155,000–$5,250,000
44
similar: 4–27
$50,000
similar: $1,000–$100,000
2013–2015
EDGAR ↗LA Lubert-Adler Real Estate Fund VII, LPshared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund3$485,000,000
offering $560,000,000 · similar: $155,000–$5,250,000
14
similar: 4–27
$1,250,000
similar: $1,000–$100,000
2013–2015
EDGAR ↗AG AVENUES GLOBAL HOLDINGS, LLCshared people, same business address, similar issuer namesNEW YORK, NYOther2$75,638,5456$97,9112013–2017
EDGAR ↗CT CIFC Tactical Income Fund L.P.same person name on both filings, similar issuer namesNEW YORK, NYPooled Investment Fund4$21,100,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2016
EDGAR ↗KN Keystone NAP, LLCshared peopleFAIRLESS HILLS, PAOther Technology1$00No minimum reported2014–2014
EDGAR ↗LA Lubert-Adler Capital Real Estate Fund VII, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund2$75,000,000
offering $560,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2014–2015
EDGAR ↗LA L-A SATURN ACQUISITION, L.P.shared peoplePHILADELPHIA, PAPooled Investment Fund1$190,278,000
offering $190,278,000 · similar: $155,000–$5,250,000
6
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2014–2014
EDGAR ↗CS CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)MIAMI, FLPooled Investment Fund12$1,316,305,434
offering Indefinite · similar: $155,000–$5,250,000
56
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2014–2026
EDGAR ↗LM LEM Multifamily Senior Equity Fund IV, L.P.shared people, same business addressPHILADELPHIA, PAPooled Investment Fund2$177,857,14325$100,0002015–2016
EDGAR ↗LA Lubert-Adler / Laramar Urban Neighborhood Fund, L.P.shared people, same business address, similar issuer namesATLANTA, GAPooled Investment Fund2$371,500,000
offering $400,000,000 · similar: $155,000–$5,250,000
19
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2015–2016
EDGAR ↗15 114 5th Avenue New York City, LLCshared people, same person name on both filings, same business address, similar issuer namesPHILADELPHIA, PACommercial1$1,000,0002$500,0002015–2015
EDGAR ↗LR LEM Real Estate IV LLCshared people, same business address, similar issuer namesPHILADELPHIA, PAREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2016–2016
EDGAR ↗LP LBC-PSERS Credit Fund, L.P.shared peopleWILMINGTON, DEPooled Investment Fund1$350,000,000
offering $350,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
$350,000,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗LC LBC Credit Partners IV, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund5$728,500,000
offering $750,000,000 · similar: $155,000–$5,250,000
144
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2017
EDGAR ↗LA Lubert-Adler Real Estate Fund VII-B, L.P.shared people, same business address, similar issuer namesATLANTA, GAPooled Investment Fund3$374,997,868
offering $375,000,000 · similar: $155,000–$5,250,000
11
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2016–2018
EDGAR ↗LA Lubert-Adler / Laramar Urban Neighborhood Capital Fund, L.P.shared people, same business address, similar issuer namesATLANTA, GAPooled Investment Fund1$35,000,000
offering $500,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗LA LBC-A Credit Fund, L.P.shared peopleWILMINGTON, DEPooled Investment Fund1$100,000,000
offering $100,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗LE LLR Equity Partners V, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesChristiana, DEPooled Investment Fund3$1,164,725,000
offering $1,164,725,000 · similar: $155,000–$5,250,000
337
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2018
EDGAR ↗LE LLR Equity Partners V Co-Invest, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesChristiana, DEPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗PF PATRIOT FINANCIAL PARTNERS III, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund5$374,100,000
offering $400,000,000 · similar: $155,000–$5,250,000
101
similar: 4–27
$125,000
similar: $1,000–$100,000
2017–2018
EDGAR ↗LS LBC SMALL CAP SBIC, L.P.shared peopleRADNOR, PAPooled Investment Fund3$44,737,033
offering $75,000,000 · similar: $155,000–$5,250,000
19
similar: 4–27
$500,000
similar: $1,000–$100,000
2017–2019
EDGAR ↗CS CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)MIAMI, FLPooled Investment Fund10$240,549,940
offering Indefinite · similar: $155,000–$5,250,000
15
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗LM LEM Multifamily Fund V, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund3$171,000,000
offering $400,000,000 · similar: $155,000–$5,250,000
42
similar: 4–27
$50,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗LA Lubert-Adler Real Estate Fund VI-RO, L.P.shared people, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund2$1,296,319,720
offering $1,296,319,720 · similar: $155,000–$5,250,000
71
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LA Lubert-Adler Real Estate Fund V-RO, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund1$642,055,589
offering $642,055,589 · similar: $155,000–$5,250,000
79
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LA Lubert-Adler Real Estate Fund III-RO, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund1$213,459,330
offering $213,459,330 · similar: $155,000–$5,250,000
34
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LA Lubert-Adler Real Estate Fund VI-A (RO), L.P.shared people, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund1$61,885,439
offering $61,885,439 · similar: $155,000–$5,250,000
46
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LA Lubert-Adler Real Estate Fund VI-A (NC), L.P.shared people, shared management entity, same business address, similar issuer namesATLANTA, GAPooled Investment Fund1$17,799,687
offering $17,799,687 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LA Lubert-Adler Real Estate Fund VI-NC, L.P.shared people, shared management entity, same business address, similar issuer namesATLANTA, GAPooled Investment Fund1$124,061,970
offering $124,061,970 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LA Lubert-Adler Real Estate Fund V-NC, L.P.shared people, shared management entity, same business address, similar issuer namesATLANTA, GAPooled Investment Fund1$186,442,863
offering $186,442,863 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LA Lubert-Adler Real Estate Fund III-NC, L.P.shared people, shared management entity, same business address, similar issuer namesATLANTA, GAPooled Investment Fund1$9,506,873
offering $9,506,873 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LA Lubert-Adler Real Estate Fund IV-NC, L.P.shared people, shared management entity, same business address, similar issuer namesATLANTA, GAPooled Investment Fund1$37,760,779
offering $37,760,779 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LA Lubert-Adler Real Estate Fund IV-RO, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund1$346,525,000
offering $346,525,000 · similar: $155,000–$5,250,000
71
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LC LBC CREDIT PARTNERS V, L.P.shared people, similar issuer namesRADNOR, PAPooled Investment Fund2$590,725,000
offering $1,000,000,000 · similar: $155,000–$5,250,000
47
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗CE CIFC Event Driven Opportunities Fund LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund5$2,205,180
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2023
EDGAR ↗CE CIFC Event Driven Opportunities (UST) Fund LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund5$15,572,428
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2023
EDGAR ↗LA Lubert-Adler Workforce Housing Fund, L.P.shared people, same person name on both filings, same business address, similar issuer namesPHILADELPHIA, PACommercial4$350,000,000
offering $350,000,000 · similar: $1,815,000–$10,000,000
11
similar: 7–33
$5,000,000
similar: $20,000–$50,000
2019–2021
EDGAR ↗LA LBC-A CREDIT FUND II, L.P.shared people, similar issuer namesRADNOR, PAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗LA L-A Battery Aggregator Fund, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesWAYNE, PAPooled Investment Fund3$11,156,421
offering $73,000,000 · similar: $155,000–$5,250,000
8
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2019–2021
EDGAR ↗LA L-A Battery QOF Fund, L.P.shared people, same person name on both filings, shared management entity, same business addressWAYNE, PAPooled Investment Fund3$30,892,351
offering $73,000,000 · similar: $155,000–$5,250,000
23
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2019–2021
EDGAR ↗LA L-A Delray QOF Fund, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund3$17,800,000
offering $28,000,000 · similar: $155,000–$5,250,000
19
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2019–2021
EDGAR ↗LR LEM Real Estate V LLCshared people, same business address, similar issuer namesPHILADELPHIA, PAREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2019–2019
EDGAR ↗PF Patriot Freedom Fund, L.P.shared people, same business addressRADNOR, PAPooled Investment Fund2$5,400,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$50,000
similar: $1,000–$100,000
2020–2021
EDGAR ↗LM LEM Multifamily V, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund1$228,178,357
offering Indefinite · similar: $155,000–$5,250,000
20
similar: 4–27
$10,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗CC CIFC CLO Opportunity Fund IV (UST) LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund4$117,271,835
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2023
EDGAR ↗CC CIFC CLO Opportunity Fund IV LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund4$95,497,547
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2023
EDGAR ↗LA Lubert-Adler Recovery & Enhancement Capital Fund A, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PACommercial3$322,000,000
offering $600,000,000 · similar: $1,815,000–$10,000,000
10
similar: 7–33
$250,000
similar: $20,000–$50,000
2020–2022
EDGAR ↗LE LLR Equity Partners VI, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗LE LLR Equity Partners VI Co-Invest, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗LA Lubert-Adler Recovery & Enhancement Capital Fund C, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PACommercial3$50,000,000
offering $600,000,000 · similar: $1,815,000–$10,000,000
4
similar: 7–33
$10,400,000
similar: $20,000–$50,000
2021–2022
EDGAR ↗AC AUXILIOR CAPITAL PARTNERS, INC.shared people, same business addressPLYMOUTH MEETING, PAOther Banking and Financial Services4$75,000,000
offering $75,000,000 · similar: $2,144,500–$20,220,000
10
similar: 2–24
$100,000
similar: $10,000–$100,000
2021–2024
EDGAR ↗LA L-A Airport Co-Investor, L.P.shared people, same person name on both filings, same business address, similar issuer namesWAYNE, PACommercial2$30,882,353
offering $30,882,353 · similar: $1,815,000–$10,000,000
3
similar: 7–33
$100,000
similar: $20,000–$50,000
2021–2021
EDGAR ↗PF Patriot Financial Partners IV, L.P.shared people, shared management entity, same business address, similar issuer namesRADNOR, PAPooled Investment Fund4$219,000,000
offering $300,000,000 · similar: $155,000–$5,250,000
60
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗LM LEM Multifamily VI, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund2$2,800,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$500,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗LM LEM Multifamily Fund VI, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund2$419,273,376
offering Indefinite · similar: $155,000–$5,250,000
160
similar: 4–27
$50,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗LA Lubert-Adler Recovery & Enhancement Capital Fund B, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PACommercial2$200,000,000
offering $600,000,000 · similar: $1,815,000–$10,000,000
1
similar: 7–33
$200,000,000
similar: $20,000–$50,000
2021–2022
EDGAR ↗LA Lubert-Adler REC B REIT, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesWAYNE, PAREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2021–2021
EDGAR ↗LA Lubert-Adler REC C REIT, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesWAYNE, PAREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2021–2021
EDGAR ↗LA L-A Battery JV, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PACommercial3$23,000,000
offering $23,000,000 · similar: $1,815,000–$10,000,000
12
similar: 7–33
$15,000
similar: $20,000–$50,000
2022–2024
EDGAR ↗CC CIFC CLO Enhanced Income Fund (UST) LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund5$14,085,750
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2026
EDGAR ↗CC CIFC CLO Enhanced Income Fund LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund5$20,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2022–2026
EDGAR ↗CL CIFC Long/Short Credit Fund, a sub-fund of CIFC Credit Funds ICAVshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund2$1,243,658,552
offering Indefinite · similar: $155,000–$5,250,000
85
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗PF Patriot Financial Partners Parallel IV, L.P.shared people, shared management entity, similar issuer namesRADNOR, PAPooled Investment Fund4$34,850,000
offering $300,000,000 · similar: $155,000–$5,250,000
29
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2023
EDGAR ↗LC LBC Credit Partners VI LPshared people, shared management entity, similar issuer namesRADNOR, PAPooled Investment Fund3$271,250,000
offering Indefinite · similar: $155,000–$5,250,000
59
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2024
EDGAR ↗CC CIFC CLO Opportunity Fund V LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund4$80,159,000
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2025
EDGAR ↗CC CIFC CLO Opportunity Fund V (UST) LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund4$52,815,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2025
EDGAR ↗RB REC Bellevue Co-Investors, L.P.shared people, same person name on both filings, same business address, similar issuer namesWAYNE, PACommercial1$50,897,666
offering $50,897,666 · similar: $1,815,000–$10,000,000
2
similar: 7–33
$897,666
similar: $20,000–$50,000
2022–2022
EDGAR ↗LR LEM Real Estate VI LLCshared people, same business address, similar issuer namesPHILADELPHIA, PAREITS and Finance1$47,000
offering $125,000 · similar: $125,000–$125,000
47
similar: 124–125
$1,000
similar: $1,000–$1,000
2022–2022
EDGAR ↗CL CIFC-LBC Credit Fund O LPshared people, shared management entity, similar issuer namesRADNOR, PAPooled Investment Fund1$100,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗LC LBC Credit Partners VI Feeder LPshared people, shared management entity, similar issuer namesRADNOR, PAPooled Investment Fund2$16,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗LA Lubert-Adler Workforce Housing Fund II-MB, L.P.shared people, same business address, similar issuer namesPhiladelphia, PACommercial3$218,816,632
offering $600,000,000 · similar: $1,815,000–$10,000,000
11
similar: 7–33
$144,729
similar: $20,000–$50,000
2023–2025
EDGAR ↗RA REC Allston Co-Investors, L.P.shared people, same person name on both filings, similar issuer namesATLANTA, GACommercial1$31,578,947
offering $31,578,947 · similar: $1,815,000–$10,000,000
2
similar: 7–33
$1,578,947
similar: $20,000–$50,000
2023–2023
EDGAR ↗LE LLR Equity Partners VII, L.P.shared people, same person name on both filings, shared management entity, similar issuer namesWILMINGTON, DEPooled Investment Fund2$1,425,095,000
offering Indefinite · similar: $155,000–$5,250,000
292
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗LA Lubert-Adler Delray QOF Fund II, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund1$14,458,537
offering $14,458,537 · similar: $155,000–$5,250,000
7
similar: 4–27
$50,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗CG CIFC Global Floating Rate Credit Fund, a sub-fund of CIFC Credit Funds ICAVshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund4$274,291,299
offering Indefinite · similar: $155,000–$5,250,000
77
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2026
EDGAR ↗LA Lubert-Adler Enhanced Private Credit Fund I, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund4$243,081,181
offering $500,000,000 · similar: $155,000–$5,250,000
90
similar: 4–27
$150,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗LA Lubert-Adler GH Fund, L.P.shared people, same business address, similar issuer namesPhiladelphia, PACommercial2$83,707,700
offering $182,000,000 · similar: $1,815,000–$10,000,000
43
similar: 7–33
$62,500
similar: $20,000–$50,000
2024–2025
EDGAR ↗LA Lubert-Adler Enhanced Private Credit Feeder Fund, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund1$3,250,000
offering $500,000,000 · similar: $155,000–$5,250,000
3
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗LA Lubert-Adler Independence Portfolio Investors, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PACommercial4$19,976,112
offering $12,500,000 · similar: $1,815,000–$10,000,000
8
similar: 7–33
$100,000
similar: $20,000–$50,000
2024–2026
EDGAR ↗LA L-A/AFG Private Credit 2024, L.P.shared people, same person name on both filings, same business addressPHILADELPHIA, PACommercial2$12,943,545
offering $100,000,000 · similar: $1,815,000–$10,000,000
1
similar: 7–33
$3,136,363
similar: $20,000–$50,000
2024–2025
EDGAR ↗PN PC NOLA-PO Co-Investors, L.P.shared people, same business address, similar issuer namesPHILADELPHIA, PACommercial1$13,487,016
offering $13,487,016 · similar: $1,815,000–$10,000,000
1
similar: 7–33
$13,487,016
similar: $20,000–$50,000
2024–2024
EDGAR ↗LA L-A GH Fund Recipient Investor REIT, LLCshared people, same business addressPHILADELPHIA, PAREITS and Finance2$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2025–2025
EDGAR ↗LE LLR Equity Partners VII Co-Invest (T), L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesPHILADELPHIA, PAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗PF Patriot Financial Partners VC Parallel V, L.P.shared people, shared management entity, same business address, similar issuer namesRADNOR, PAPooled Investment Fund1$13,746,563
offering $400,000,000 · similar: $155,000–$5,250,000
5
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗PF Patriot Financial Partners V, L.P.shared people, shared management entity, same business address, similar issuer namesRADNOR, PAPooled Investment Fund1$50,300,000
offering $400,000,000 · similar: $155,000–$5,250,000
24
similar: 4–27
$250,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗R2 RP 200 N HOLDINGS, LLCshared people, same business addressWAYNE, PAPooled Investment Fund1$29,000,000
offering $29,000,000 · similar: $155,000–$5,250,000
16
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗R2 RP 201 LAUREL HOLDINGS, LLCshared people, same business addressWAYNE, PAPooled Investment Fund1$5,000,000
offering $5,000,000 · similar: $155,000–$5,250,000
9
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗CC CIFC CLO Opportunity Fund VI (UST) LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund1$25,211,846
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗CC CIFC CLO Opportunity Fund VI LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesMIAMI, FLPooled Investment Fund1$13,032,900
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗LK LLR Keystone I, L.P.shared people, same person name on both filings, shared management entityPhiladelphia, PAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); REITS and Finance / 506(b) (3,490 filings); Commercial / 506(b) (6,713 filings); Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Aug 12, 2026CIFC Global Floating Rate Credit Fund, a sub-fund of CIFC Credit Funds ICAVD/APooled Investment FundIndefinite$274,291,299
EDGAR ↗Aug 12, 2026CIFC CLO Enhanced Income Fund LPD/APooled Investment FundIndefinite$20,000,000
EDGAR ↗Aug 12, 2026CIFC CLO Enhanced Income Fund (UST) LPD/APooled Investment FundIndefinite$14,085,750
EDGAR ↗Aug 12, 2026CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.D/APooled Investment FundIndefinite$240,549,940
EDGAR ↗Aug 12, 2026CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$1,316,305,434
EDGAR ↗Aug 12, 2026CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$310,564,195
EDGAR ↗Aug 5, 2026LLR Keystone I, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 20, 2026Lubert-Adler Independence Portfolio Investors, L.P.DCommercial$12,500,000$3,875,000
EDGAR ↗Jul 20, 2026Lubert-Adler Independence Portfolio Investors, L.P.D/ACommercial$100,000,000$19,976,112
EDGAR ↗Jun 4, 2026CIFC CLO Opportunity Fund VI LPDPooled Investment FundIndefinite$13,032,900
EDGAR ↗Jun 4, 2026CIFC CLO Opportunity Fund VI (UST) LPDPooled Investment FundIndefinite$25,211,846
EDGAR ↗Mar 31, 2026RP 201 LAUREL HOLDINGS, LLCDPooled Investment Fund$5,000,000$5,000,000
EDGAR ↗Mar 20, 2026Lubert-Adler Enhanced Private Credit Fund I, L.P.D/APooled Investment Fund$500,000,000$243,081,181
EDGAR ↗Mar 12, 2026RP 200 N HOLDINGS, LLCDPooled Investment Fund$29,000,000$29,000,000
EDGAR ↗Jan 21, 2026Patriot Financial Partners V, L.P.DPooled Investment Fund$400,000,000$50,300,000
EDGAR ↗Jan 21, 2026Patriot Financial Partners VC Parallel V, L.P.DPooled Investment Fund$400,000,000$13,746,563
EDGAR ↗Nov 26, 2025LLR Equity Partners VII Co-Invest (T), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 13, 2025CIFC Global Floating Rate Credit Fund, a sub-fund of CIFC Credit Funds ICAVD/APooled Investment FundIndefinite$159,340,015
EDGAR ↗Aug 13, 2025CIFC CLO Opportunity Fund V (UST) LPD/APooled Investment FundIndefinite$52,815,000
EDGAR ↗Aug 13, 2025CIFC CLO Opportunity Fund V LPD/APooled Investment FundIndefinite$80,159,000
EDGAR ↗Aug 13, 2025CIFC CLO Enhanced Income Fund LPD/APooled Investment FundIndefinite$0
EDGAR ↗Aug 13, 2025CIFC CLO Enhanced Income Fund (UST) LPD/APooled Investment FundIndefinite$13,685,750
EDGAR ↗Aug 13, 2025CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.D/APooled Investment FundIndefinite$239,049,940
EDGAR ↗Aug 13, 2025CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$1,289,870,432
EDGAR ↗Aug 13, 2025CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$310,564,195
EDGAR ↗Jul 24, 2025L-A/AFG Private Credit 2024, L.P.D/ACommercial$100,000,000$12,943,545
EDGAR ↗Jul 16, 2025Lubert-Adler Independence Portfolio Investors, L.P.D/ACommercial$100,000,000$6,000,000
EDGAR ↗May 19, 2025Lubert-Adler GH Fund, L.P.D/ACommercial$182,000,000$83,707,700
EDGAR ↗Apr 30, 2025Lubert-Adler Workforce Housing Fund II-MB, L.P.D/ACommercial$600,000,000$218,816,632
EDGAR ↗Mar 25, 2025Lubert-Adler Enhanced Private Credit Fund I, L.P.D/APooled Investment Fund$500,000,000$219,601,532
EDGAR ↗Jan 15, 2025L-A GH Fund Recipient Investor REIT, LLCD/AREITS and Finance$125,000$125,000
EDGAR ↗Jan 14, 2025L-A GH Fund Recipient Investor REIT, LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 11, 2024L-A Battery JV, LLCD/ACommercial$23,000,000$23,000,000
EDGAR ↗Sep 12, 2024PC NOLA-PO Co-Investors, L.P.DCommercial$13,487,016$13,487,016
EDGAR ↗Sep 10, 2024LBC Credit Partners VI LPD/APooled Investment FundIndefinite$271,250,000
EDGAR ↗Aug 28, 2024CIFC Global Floating Rate Credit Fund, a sub-fund of CIFC Credit Funds ICAVD/APooled Investment FundIndefinite$155,683,591
EDGAR ↗Aug 28, 2024CIFC CLO Opportunity Fund V (UST) LPD/APooled Investment FundIndefinite$30,280,132
EDGAR ↗Aug 28, 2024CIFC CLO Opportunity Fund V LPD/APooled Investment FundIndefinite$66,410,400
EDGAR ↗Aug 28, 2024CIFC CLO Enhanced Income Fund LPD/APooled Investment FundIndefinite$0
EDGAR ↗Aug 28, 2024CIFC CLO Enhanced Income Fund (UST) LPD/APooled Investment FundIndefinite$14,059,750
EDGAR ↗Aug 28, 2024CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.D/APooled Investment FundIndefinite$239,049,940
EDGAR ↗Aug 28, 2024CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$1,229,774,703
EDGAR ↗Aug 28, 2024CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$311,134,195
EDGAR ↗Jul 23, 2024L-A/AFG Private Credit 2024, L.P.DCommercial$100,000,000$3,136,363
EDGAR ↗Jul 18, 2024LLR Equity Partners VII, L.P.D/APooled Investment FundIndefinite$1,425,095,000
EDGAR ↗Jul 10, 2024Lubert-Adler Independence Portfolio Investors, L.P.DCommercial$100,000,000$5,000,000
EDGAR ↗Jun 3, 2024Lubert-Adler Enhanced Private Credit Feeder Fund, L.P.DPooled Investment Fund$500,000,000$3,250,000
EDGAR ↗May 31, 2024Lubert-Adler GH Fund, L.P.DCommercial$192,000,000$73,100,000
EDGAR ↗May 22, 2024Lubert-Adler Enhanced Private Credit Fund I, L.P.D/APooled Investment Fund$500,000,000$119,416,700
EDGAR ↗May 9, 2024AUXILIOR CAPITAL PARTNERS, INC.DOther Banking and Financial Services$75,000,000$75,000,000
EDGAR ↗May 3, 2024Lubert-Adler Workforce Housing Fund II-MB, L.P.D/ACommercial$600,000,000$209,958,008
EDGAR ↗Mar 21, 2024Lubert-Adler Enhanced Private Credit Fund I, L.P.DPooled Investment Fund$500,000,000$30,917,413
EDGAR ↗Mar 12, 2024LBC Credit Partners VI Feeder LPD/APooled Investment FundIndefinite$16,000,000
EDGAR ↗Dec 8, 2023CIFC Global Floating Rate Credit Fund, a sub-fund of CIFC Credit Funds ICAVDPooled Investment FundIndefinite$142,744,844
EDGAR ↗Dec 1, 2023L-A Battery JV, LLCDCommercial$21,650,000$21,650,000
EDGAR ↗Nov 6, 2023Lubert-Adler Delray QOF Fund II, L.P.DPooled Investment Fund$14,458,537$14,458,537
EDGAR ↗Sep 19, 2023LBC Credit Partners VI LPD/APooled Investment FundIndefinite$267,750,000
EDGAR ↗Aug 28, 2023CIFC CLO Opportunity Fund V (UST) LPD/APooled Investment FundIndefinite$6,946,667
EDGAR ↗Aug 28, 2023CIFC CLO Opportunity Fund V LPD/APooled Investment FundIndefinite$42,349,000
EDGAR ↗Aug 28, 2023CIFC CLO Enhanced Income Fund LPD/APooled Investment FundIndefinite$0
EDGAR ↗Aug 28, 2023CIFC CLO Enhanced Income Fund (UST) LPD/APooled Investment FundIndefinite$11,059,750
EDGAR ↗Aug 28, 2023CIFC Long/Short Credit Fund, a sub-fund of CIFC Credit Funds ICAVD/APooled Investment FundIndefinite$1,243,658,552
EDGAR ↗Aug 28, 2023CIFC CLO Opportunity Fund IV LPD/APooled Investment FundIndefinite$95,497,547
EDGAR ↗Aug 28, 2023CIFC CLO Opportunity Fund IV (UST) LPD/APooled Investment FundIndefinite$117,271,835
EDGAR ↗Aug 28, 2023CIFC Event Driven Opportunities (UST) Fund LPD/APooled Investment FundIndefinite$14,827,270
EDGAR ↗Aug 28, 2023CIFC Event Driven Opportunities Fund LPD/APooled Investment FundIndefinite$2,205,180
EDGAR ↗Aug 28, 2023CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.D/APooled Investment FundIndefinite$234,549,940
EDGAR ↗Aug 28, 2023CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$1,159,774,703
EDGAR ↗Aug 28, 2023CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$311,134,195
EDGAR ↗Jul 18, 2023LLR Equity Partners VII, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 20, 2023REC Allston Co-Investors, L.P.DCommercial$31,578,947$31,578,947
EDGAR ↗May 23, 2023Patriot Financial Partners Parallel IV, L.P.D/APooled Investment Fund$300,000,000$34,850,000
EDGAR ↗May 23, 2023Patriot Financial Partners IV, L.P.D/APooled Investment Fund$300,000,000$219,000,000
EDGAR ↗May 3, 2023Lubert-Adler Workforce Housing Fund II-MB, L.P.DCommercial$600,000,000$29,994,001
EDGAR ↗Mar 31, 2023LBC Credit Partners VI Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 27, 2023Patriot Financial Partners Parallel IV, L.P.D/APooled Investment Fund$300,000,000$31,600,000
EDGAR ↗Mar 27, 2023Patriot Financial Partners IV, L.P.D/APooled Investment Fund$300,000,000$218,750,000
EDGAR ↗Jan 5, 2023CIFC-LBC Credit Fund O LPDPooled Investment FundIndefinite$100,000,000
EDGAR ↗Dec 14, 2022LEM Real Estate VI LLCDREITS and Finance$125,000$47,000
EDGAR ↗Dec 6, 2022AUXILIOR CAPITAL PARTNERS, INC.DOther Banking and Financial Services$42,499,999$42,499,999
EDGAR ↗Nov 4, 2022REC Bellevue Co-Investors, L.P.DCommercial$50,897,666$50,897,666
EDGAR ↗Sep 28, 2022CIFC CLO Opportunity Fund V (UST) LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 28, 2022CIFC CLO Opportunity Fund V LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 19, 2022LBC Credit Partners VI LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 19, 2022Lubert-Adler Recovery & Enhancement Capital Fund B, L.P.D/ACommercial$600,000,000$200,000,000
EDGAR ↗Sep 19, 2022Lubert-Adler Recovery & Enhancement Capital Fund C, L.P.D/ACommercial$600,000,000$50,000,000
EDGAR ↗Sep 15, 2022Lubert-Adler Recovery & Enhancement Capital Fund A, L.P.D/ACommercial$600,000,000$322,000,000
EDGAR ↗Aug 16, 2022CIFC CLO Opportunity Fund IV LPD/APooled Investment FundIndefinite$70,267,500
EDGAR ↗Aug 16, 2022CIFC CLO Opportunity Fund IV (UST) LPD/APooled Investment FundIndefinite$94,465,953
EDGAR ↗Aug 16, 2022CIFC Event Driven Opportunities (UST) Fund LPD/APooled Investment FundIndefinite$15,572,428
EDGAR ↗Aug 16, 2022CIFC Event Driven Opportunities Fund LPD/APooled Investment FundIndefinite$1,897,905
EDGAR ↗Jul 18, 2022LEM Multifamily Fund VI, L.P.D/APooled Investment FundIndefinite$419,273,376
EDGAR ↗Jul 18, 2022LEM Multifamily VI, L.P.D/APooled Investment FundIndefinite$2,800,000
EDGAR ↗Jul 5, 2022CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.D/APooled Investment FundIndefinite$229,549,940
EDGAR ↗Jul 5, 2022CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$1,149,274,703
EDGAR ↗Jul 5, 2022CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$309,634,195
EDGAR ↗May 26, 2022Patriot Financial Partners Parallel IV, L.P.D/APooled Investment Fund$300,000,000$27,100,000
EDGAR ↗May 24, 2022Patriot Financial Partners Parallel IV, L.P.DPooled Investment Fund$300,000,000$27,600,000
EDGAR ↗May 24, 2022Patriot Financial Partners IV, L.P.D/APooled Investment Fund$300,000,000$213,200,000
EDGAR ↗May 3, 2022CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.D/APooled Investment FundIndefinite$226,549,940
EDGAR ↗May 3, 2022CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$968,027,802
EDGAR ↗May 3, 2022CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$327,130,312
EDGAR ↗Feb 10, 2022CIFC Long/Short Credit Fund, a sub-fund of CIFC Credit Funds ICAVDPooled Investment FundIndefinite$2,500,000
EDGAR ↗Feb 3, 2022Lubert-Adler Recovery & Enhancement Capital Fund C, L.P.D/ACommercial$600,000,000$50,000,000
EDGAR ↗Jan 31, 2022CIFC CLO Enhanced Income Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 31, 2022CIFC CLO Enhanced Income Fund (UST) LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 13, 2022L-A Battery JV, LLCDPooled Investment Fund$12,000,000$10,500,000
EDGAR ↗Dec 30, 2021Lubert-Adler Workforce Housing Fund, L.P.D/ACommercial$350,000,000$350,000,000
EDGAR ↗Dec 23, 2021Lubert-Adler REC C REIT, LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 23, 2021Lubert-Adler REC B REIT, LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 22, 2021L-A Delray QOF Fund, L.P.D/APooled Investment Fund$28,000,000$17,800,000
EDGAR ↗Dec 13, 2021L-A Battery QOF Fund, L.P.D/APooled Investment Fund$73,000,000$30,892,351
EDGAR ↗Dec 13, 2021L-A Battery Aggregator Fund, L.P.D/APooled Investment Fund$73,000,000$11,156,421
EDGAR ↗Nov 3, 2021Lubert-Adler Recovery & Enhancement Capital Fund B, L.P.DCommercial$600,000,000$200,000,000
EDGAR ↗Sep 13, 2021Lubert-Adler Recovery & Enhancement Capital Fund A, L.P.D/ACommercial$600,000,000$244,943,487
EDGAR ↗Aug 19, 2021CIFC Event Driven Opportunities (UST) Fund LPD/APooled Investment FundIndefinite$8,792,289
EDGAR ↗Aug 19, 2021CIFC Event Driven Opportunities Fund LPD/APooled Investment FundIndefinite$882,585
EDGAR ↗Aug 11, 2021Lubert-Adler Workforce Housing Fund, L.P.D/ACommercial$250,000,000$169,996,007
EDGAR ↗Aug 9, 2021AUXILIOR CAPITAL PARTNERS, INC.DOther Banking and Financial Services$55,500,000$55,500,000
EDGAR ↗Jul 23, 2021LEM Multifamily VI, L.P.DPooled Investment FundIndefinite$1,750,000
EDGAR ↗Jul 23, 2021LEM Multifamily Fund VI, L.P.DPooled Investment FundIndefinite$42,200,000
EDGAR ↗Jul 1, 2021CIFC CLO Opportunity Fund IV LPD/APooled Investment FundIndefinite$47,101,500
EDGAR ↗Jul 1, 2021CIFC CLO Opportunity Fund IV (UST) LPD/APooled Investment FundIndefinite$10,700,000
EDGAR ↗May 28, 2021Patriot Financial Partners IV, L.P.DPooled Investment Fund$300,000,000$94,125,000
EDGAR ↗Mar 30, 2021CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.D/APooled Investment FundIndefinite$226,549,940
EDGAR ↗Mar 30, 2021CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$968,027,802
EDGAR ↗Mar 30, 2021CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$327,130,312
EDGAR ↗Mar 26, 2021L-A Airport Co-Investor, L.P.D/ACommercial$30,882,353$30,882,353
EDGAR ↗Feb 18, 2021L-A Airport Co-Investor, L.P.DCommercial$25,000,000$25,000,000
EDGAR ↗Feb 9, 2021AUXILIOR CAPITAL PARTNERS, INC.DOther Banking and Financial Services$35,000,000$35,000,000
EDGAR ↗Feb 8, 2021Lubert-Adler Recovery & Enhancement Capital Fund C, L.P.DCommercial$600,000,000$13,000,000
EDGAR ↗Jan 25, 2021Patriot Freedom Fund, L.P.D/APooled Investment FundIndefinite$5,400,000
EDGAR ↗Dec 22, 2020L-A Delray QOF Fund, L.P.D/APooled Investment Fund$28,000,000$17,800,000
EDGAR ↗Dec 1, 2020L-A Battery QOF Fund, L.P.D/APooled Investment Fund$73,000,000$21,200,000
EDGAR ↗Dec 1, 2020L-A Battery Aggregator Fund, L.P.D/APooled Investment Fund$73,000,000$11,156,421
EDGAR ↗Sep 23, 2020LLR Equity Partners VI Co-Invest, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 23, 2020LLR Equity Partners VI, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 22, 2020Lubert-Adler Recovery & Enhancement Capital Fund A, L.P.DCommercial$600,000,000$100,000,000
EDGAR ↗Aug 12, 2020Lubert-Adler Workforce Housing Fund, L.P.D/ACommercial$250,000,000$89,982,004
EDGAR ↗Aug 3, 2020CIFC Event Driven Opportunities (UST) Fund LPD/APooled Investment FundIndefinite$8,792,289
EDGAR ↗Aug 3, 2020CIFC Event Driven Opportunities Fund LPD/APooled Investment FundIndefinite$882,585
EDGAR ↗Jun 26, 2020LBC CREDIT PARTNERS V, L.P.D/APooled Investment Fund$1,000,000,000$590,725,000
EDGAR ↗Jun 23, 2020CIFC CLO Opportunity Fund IV LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 23, 2020CIFC CLO Opportunity Fund IV (UST) LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 7, 2020LEM Multifamily V, L.P.DPooled Investment FundIndefinite$228,178,357
EDGAR ↗Mar 27, 2020CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.D/APooled Investment FundIndefinite$226,549,940
EDGAR ↗Mar 27, 2020CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$968,027,802
EDGAR ↗Mar 27, 2020CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$327,130,312
EDGAR ↗Jan 16, 2020Patriot Freedom Fund, L.P.DPooled Investment FundIndefinite$5,400,000
EDGAR ↗Dec 27, 2019LEM Real Estate V LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 19, 2019L-A Delray QOF Fund, L.P.DPooled Investment Fund$28,000,000$5,000,000
EDGAR ↗Dec 4, 2019L-A Battery QOF Fund, L.P.DPooled Investment Fund$73,000,000$11,225,000
EDGAR ↗Dec 4, 2019L-A Battery Aggregator Fund, L.P.DPooled Investment Fund$73,000,000$11,156,180
EDGAR ↗Nov 8, 2019LEM Multifamily Fund V, L.P.D/APooled Investment Fund$400,000,000$171,000,000
EDGAR ↗Oct 18, 2019LBC-A CREDIT FUND II, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 14, 2019Lubert-Adler Workforce Housing Fund, L.P.DPooled Investment Fund$250,000,000$20,000,000
EDGAR ↗Jul 31, 2019CIFC Event Driven Opportunities Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 31, 2019CIFC Event Driven Opportunities (UST) Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 27, 2019LBC CREDIT PARTNERS V, L.P.DPooled Investment Fund$1,000,000,000$0
EDGAR ↗Mar 27, 2019CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.D/APooled Investment FundIndefinite$215,799,940
EDGAR ↗Mar 27, 2019CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$640,314,202
EDGAR ↗Mar 27, 2019CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$326,919,029
EDGAR ↗Feb 11, 2019LBC SMALL CAP SBIC, L.P.D/APooled Investment Fund$75,000,000$44,737,033
EDGAR ↗Feb 8, 2019Lubert-Adler Real Estate Fund IV-RO, L.P.DPooled Investment Fund$346,525,000$346,525,000
EDGAR ↗Feb 7, 2019Lubert-Adler Real Estate Fund IV-NC, L.P.DPooled Investment Fund$37,760,779$37,760,779
EDGAR ↗Feb 7, 2019Lubert-Adler Real Estate Fund III-NC, L.P.DPooled Investment Fund$9,506,873$9,506,873
EDGAR ↗Feb 7, 2019Lubert-Adler Real Estate Fund V-NC, L.P.DPooled Investment Fund$186,442,863$186,442,863
EDGAR ↗Feb 7, 2019Lubert-Adler Real Estate Fund VI-NC, L.P.DPooled Investment Fund$124,061,970$124,061,970
EDGAR ↗Feb 7, 2019Lubert-Adler Real Estate Fund VI-RO, L.P.DPooled Investment Fund$1,296,319,720$1,296,319,720
EDGAR ↗Feb 7, 2019Lubert-Adler Real Estate Fund VI-A (NC), L.P.DPooled Investment Fund$17,799,687$17,799,687
EDGAR ↗Feb 7, 2019Lubert-Adler Real Estate Fund VI-RO, L.P.DPooled Investment Fund$1,296,319,720$1,296,319,720
EDGAR ↗Feb 7, 2019Lubert-Adler Real Estate Fund VI-A (RO), L.P.DPooled Investment Fund$61,885,439$61,885,439
EDGAR ↗Feb 7, 2019Lubert-Adler Real Estate Fund V-RO, L.P.DPooled Investment Fund$642,055,589$642,055,589
EDGAR ↗Feb 7, 2019Lubert-Adler Real Estate Fund III-RO, L.P.DPooled Investment Fund$213,459,330$213,459,330
EDGAR ↗Nov 9, 2018LEM Multifamily Fund V, L.P.D/APooled Investment Fund$400,000,000$141,989,000
EDGAR ↗Oct 31, 2018LBC SMALL CAP SBIC, L.P.D/APooled Investment Fund$75,000,000$39,530,269
EDGAR ↗Aug 8, 2018PATRIOT FINANCIAL PARTNERS III, L.P.D/APooled Investment Fund$400,000,000$374,100,000
EDGAR ↗Jul 25, 2018LEM Multifamily Fund V, L.P.DPooled Investment Fund$400,000,000$114,189,000
EDGAR ↗Jul 23, 2018PATRIOT FINANCIAL PARTNERS III, L.P.D/APooled Investment Fund$400,000,000$365,150,000
EDGAR ↗Jun 20, 2018LLR Equity Partners V, L.P.D/APooled Investment Fund$1,164,725,000$1,164,725,000
EDGAR ↗May 10, 2018PATRIOT FINANCIAL PARTNERS III, L.P.D/APooled Investment Fund$400,000,000$365,150,000
EDGAR ↗Mar 29, 2018CIFC Senior Secured Corporate Loan Fund 2013-I Ltd.DPooled Investment FundIndefinite$182,074,940
EDGAR ↗Mar 29, 2018CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$282,073,634
EDGAR ↗Mar 29, 2018CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$313,874,029
EDGAR ↗Feb 23, 2018LLR Equity Partners V, L.P.D/APooled Investment FundIndefinite$945,050,000
EDGAR ↗Jan 5, 2018Lubert-Adler Real Estate Fund VII-B, L.P.D/APooled Investment Fund$375,000,000$374,997,868
EDGAR ↗Dec 4, 2017LBC Credit Partners IV, L.P.D/APooled Investment Fund$750,000,000$728,500,000
EDGAR ↗Oct 31, 2017PATRIOT FINANCIAL PARTNERS III, L.P.D/APooled Investment Fund$300,000,000$128,225,000
EDGAR ↗Oct 24, 2017Lubert-Adler Real Estate Fund VII-B, L.P.D/APooled Investment Fund$425,000,000$193,733,827
EDGAR ↗Aug 9, 2017LBC SMALL CAP SBIC, L.P.DPooled Investment Fund$75,000,000$30,504,999
EDGAR ↗Jul 24, 2017PATRIOT FINANCIAL PARTNERS III, L.P.DPooled Investment Fund$300,000,000$128,225,000
EDGAR ↗May 12, 2017LLR Equity Partners V Co-Invest, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 11, 2017LBC Credit Partners IV, L.P.D/APooled Investment Fund$750,000,000$637,895,000
EDGAR ↗Apr 26, 2017LBC Credit Partners IV, L.P.D/APooled Investment Fund$750,000,000$637,895,000
EDGAR ↗Apr 5, 2017AVENUES GLOBAL HOLDINGS, LLCDOther$60,000,000$17,000,000
EDGAR ↗Feb 24, 2017LLR Equity Partners V, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 16, 2016CIFC Tactical Income Fund L.P.D/APooled Investment FundIndefinite$21,100,000
EDGAR ↗Nov 15, 2016LBC-A Credit Fund, L.P.DPooled Investment Fund$100,000,000$100,000,000
EDGAR ↗Nov 10, 2016Lubert-Adler / Laramar Urban Neighborhood Capital Fund, L.P.DPooled Investment Fund$500,000,000$35,000,000
EDGAR ↗Oct 19, 2016Lubert-Adler Real Estate Fund VII-B, L.P.DPooled Investment Fund$425,000,000$40,000,000
EDGAR ↗Jul 29, 2016LBC Credit Partners IV, L.P.D/APooled Investment Fund$600,000,000$314,849,246
EDGAR ↗Jul 27, 2016Lubert-Adler / Laramar Urban Neighborhood Fund, L.P.D/APooled Investment Fund$400,000,000$371,500,000
EDGAR ↗Jul 14, 2016LEM Multifamily Senior Equity Fund IV, L.P.D/APooled Investment FundIndefinite$177,857,143
EDGAR ↗May 12, 2016LBC Credit Partners IV, L.P.DPooled Investment Fund$600,000,000$180,225,000
EDGAR ↗May 2, 2016LBC-PSERS Credit Fund, L.P.DPooled Investment Fund$350,000,000$350,000,000
EDGAR ↗Apr 6, 2016CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$120,184,116
EDGAR ↗Jan 14, 2016LEM Real Estate IV LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 16, 2015CIFC Tactical Income Fund L.P.D/APooled Investment FundIndefinite$21,100,000
EDGAR ↗Nov 6, 2015114 5th Avenue New York City, LLCDCommercial$1,000,000$1,000,000
EDGAR ↗Nov 4, 2015CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$110,184,116
EDGAR ↗Oct 7, 2015CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.D/APooled Investment FundIndefinite$46,730,000
EDGAR ↗Jul 31, 2015Lubert-Adler / Laramar Urban Neighborhood Fund, L.P.DPooled Investment Fund$400,000,000$97,500,000
EDGAR ↗Jul 27, 2015Patriot Financial Partners Parallel II, L.P.D/APooled Investment Fund$293,000,000$30,614,692
EDGAR ↗Jul 27, 2015Patriot Financial Partners II, L.P.D/APooled Investment Fund$293,000,000$262,385,308
EDGAR ↗Jul 15, 2015LEM Multifamily Senior Equity Fund IV, L.P.DPooled Investment FundIndefinite$89,326,500
EDGAR ↗Apr 10, 2015Lubert-Adler Capital Real Estate Fund VII, L.P.D/APooled Investment Fund$560,000,000$75,000,000
EDGAR ↗Apr 10, 2015Lubert-Adler Real Estate Fund VII, LPD/APooled Investment Fund$560,000,000$485,000,000
EDGAR ↗Dec 16, 2014CIFC Tactical Income Fund L.P.D/APooled Investment FundIndefinite$5,000,000
EDGAR ↗Nov 26, 2014Patriot Financial Partners Parallel II, L.P.D/APooled Investment Fund$300,000,000$27,200,000
EDGAR ↗Nov 26, 2014Patriot Financial Partners II, L.P.D/APooled Investment Fund$300,000,000$139,900,000
EDGAR ↗Nov 5, 2014CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$107,134,116
EDGAR ↗Oct 7, 2014CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd.DPooled Investment FundIndefinite$43,790,000
EDGAR ↗Sep 8, 2014Patriot Financial Partners Parallel II, L.P.D/APooled Investment Fund$300,000,000$26,450,000
EDGAR ↗Sep 8, 2014Patriot Financial Partners II, L.P.D/APooled Investment Fund$300,000,000$123,900,000
EDGAR ↗Jun 4, 2014LBC Credit Partners Parallel III, L.P.D/APooled Investment Fund$840,000,000$38,645,000
EDGAR ↗Jun 4, 2014LBC CREDIT PARTNERS III, L.P.D/APooled Investment Fund$840,000,000$779,836,000
EDGAR ↗Apr 30, 2014L-A SATURN ACQUISITION, L.P.DPooled Investment Fund$190,278,000$190,278,000
EDGAR ↗Apr 1, 2014Lubert-Adler Capital Real Estate Fund VII, L.P.DPooled Investment Fund$500,000,000$50,000,000
EDGAR ↗Apr 1, 2014Lubert-Adler Real Estate Fund VII, LPD/APooled Investment Fund$500,000,000$162,500,000
EDGAR ↗Mar 13, 2014LLR EQUITY PARTNERS PARALLEL IV, L.P.D/APooled Investment Fund$962,640,000$38,455,000
EDGAR ↗Mar 13, 2014LEM REAL ESTATE HIGH-YIELD DEBT & PREFERRED EQUITY FUND III, L.P.D/APooled Investment Fund$300,000,000$218,985,000
EDGAR ↗Mar 13, 2014LLR EQUITY PARTNERS IV, L.P.D/APooled Investment Fund$962,640,000$874,185,000
EDGAR ↗Jan 29, 2014Keystone NAP, LLCDOther Technology$4,000,000$0
EDGAR ↗Dec 30, 2013LBC Credit Partners Parallel III, L.P.D/APooled Investment Fund$650,000,000$29,245,000
EDGAR ↗Dec 16, 2013CIFC Tactical Income Fund L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Nov 21, 2013AVENUES GLOBAL HOLDINGS, LLCDOther$75,638,545$75,638,545
EDGAR ↗Nov 6, 2013LBC CREDIT PARTNERS III, L.P.D/APooled Investment Fund$650,000,000$368,300,000
EDGAR ↗Nov 5, 2013CIFC Senior Secured Corporate Loan Fund L.P.D/APooled Investment FundIndefinite$55,000,000
EDGAR ↗Oct 25, 2013Lubert-Adler Real Estate Fund VII, LPDPooled Investment Fund$7,000,000$1,500,000
EDGAR ↗Sep 10, 2013Patriot Financial Partners Parallel II, L.P.DPooled Investment Fund$300,000,000$25,450,000
EDGAR ↗Sep 10, 2013Patriot Financial Partners II, L.P.DPooled Investment Fund$300,000,000$50,500,000
EDGAR ↗Aug 23, 2013LLR EQUITY PARTNERS PARALLEL IV, L.P.D/APooled Investment Fund$1,000,000,000$37,505,000
EDGAR ↗Aug 23, 2013LLR EQUITY PARTNERS IV, L.P.D/APooled Investment Fund$1,000,000,000$856,885,000
EDGAR ↗Jun 4, 2013LBC CREDIT PARTNERS III, L.P.D/APooled Investment Fund$650,000,000$319,100,000
EDGAR ↗May 14, 2013Rivanna Holdings, LLCDOther$44,000,000$44,000,000
EDGAR ↗Apr 17, 2013LEM REAL ESTATE HIGH-YIELD DEBT & PREFERRED EQUITY FUND III, L.P.D/APooled Investment Fund$300,000,000$203,540,000
EDGAR ↗Apr 10, 2013ROSEMONT PARTNERS III, L.P.D/APooled Investment FundIndefinite$101,980,000
EDGAR ↗Mar 11, 2013LEM REAL ESTATE HIGH-YIELD DEBT & PREFERRED EQUITY FUND III, L.P.D/APooled Investment Fund$300,000,000$127,990,000
EDGAR ↗Jan 3, 2013LBC Credit Partners Parallel III, L.P.DPooled Investment Fund$650,000,000$27,741,314
EDGAR ↗Dec 28, 2012LBC CREDIT PARTNERS III, L.P.DPooled Investment Fund$650,000,000$297,153,686
EDGAR ↗Nov 14, 2012CIFC Senior Secured Corporate Loan Fund L.P.DPooled Investment FundIndefinite$50,000,000
EDGAR ↗Sep 10, 2012LLR EQUITY PARTNERS PARALLEL IV, L.P.DPooled Investment Fund$1,000,000,000$29,275,000
EDGAR ↗Sep 10, 2012LLR EQUITY PARTNERS IV, L.P.DPooled Investment Fund$1,000,000,000$508,912,145
EDGAR ↗Jun 11, 2012CONTINENTAL BANK HOLDINGS, INC.DCommercial Banking$16,500,000$16,500,000
EDGAR ↗May 17, 2012Avenues World Holdings LLCDOther$10,000,000$10,000,000
EDGAR ↗Apr 10, 2012ROSEMONT PARTNERS III, L.P.D/APooled Investment FundIndefinite$80,955,000
EDGAR ↗Mar 12, 2012LEM REAL ESTATE HIGH-YIELD DEBT & PREFERRED EQUITY FUND III, L.P.DPooled Investment Fund$300,000,000$67,890,000
EDGAR ↗Mar 1, 2012ROSEMONT PARTNERS III, L.P.DPooled Investment FundIndefinite$41,555,000
EDGAR ↗May 12, 2011LUBERT-ADLER REAL ESTATE FUND VI-B, L.P.D/APooled Investment Fund$400,000,000$400,000,000
EDGAR ↗Dec 3, 2010Avenues World Holdings LLCDOther$75,251,000$55,251,000
EDGAR ↗Oct 19, 2010LUBERT-ADLER REAL ESTATE FUND VI-B, L.P.DPooled Investment Fund$400,000,000$200,000,000
EDGAR ↗Jun 10, 2010Vivere Health, LLCDOther Health Care$23,000,000$23,000,000
EDGAR ↗Dec 14, 2009CONTINENTAL BANK HOLDINGS, INC.DCommercial Banking$7,500,000$6,062,000
EDGAR ↗Oct 8, 2009LBC CREDIT PARTNERS II LPD/APooled Investment Fund$750,000,000$532,085,000
EDGAR ↗Jun 10, 2009Avenues World Holdings LLCD/AOther$6,625,000$3,312,500
EDGAR ↗Jun 5, 2009Avenues World Holdings LLCDOther$6,625,000$0
EDGAR ↗Jan 16, 2009LATEEF INVESTMENT MANAGEMENT/CADInvesting$8,882,739$8,882,739

Activity: 9 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Aug 12, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Investing (2009), Other (2009), Pooled Investment Fund (2009), Commercial Banking (2009), Other Health Care (2010), Pooled Investment Fund (2010), Other (2010), Pooled Investment Fund (2012), Other (2012), Commercial Banking (2012), Pooled Investment Fund (2012–2013), Other (2013), Pooled Investment Fund (2013), Other (2013), Pooled Investment Fund (2013), Other Technology (2014), Pooled Investment Fund (2014–2015), Commercial (2015), REITS and Finance (2016), Pooled Investment Fund (2016–2017), Other (2017), Pooled Investment Fund (2017–2019), Commercial (2019), Pooled Investment Fund (2019), REITS and Finance (2019), Pooled Investment Fund (2020), Commercial (2020), Pooled Investment Fund (2020), Commercial (2021), Other Banking and Financial Services (2021), Commercial (2021), Pooled Investment Fund (2021), Other Banking and Financial Services (2021), Commercial (2021), REITS and Finance (2021), Pooled Investment Fund (2022), Commercial (2022), Other Banking and Financial Services (2022), REITS and Finance (2022), Pooled Investment Fund (2023), Commercial (2023), Pooled Investment Fund (2023), Commercial (2023), Pooled Investment Fund (2023–2024), Other Banking and Financial Services (2024), Commercial (2024), Pooled Investment Fund (2024), Commercial (2024), REITS and Finance (2025), Pooled Investment Fund (2025–2026), Commercial (2026). Latest offering: Pooled Investment Fund (Aug 5, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
IL Ira M. LubertExecutive Officer, Director, Promoter55Oct 8, 2009 → Mar 31, 2026
DA Dean S. AdlerDirector, Executive Officer40Oct 19, 2010 → Jul 20, 2026
RE R. Eric EmrichExecutive Officer21Nov 6, 2015 → Dec 11, 2024
GR Gerald A. RononExecutive Officer21Nov 6, 2015 → Jul 23, 2024
RF Ryan ForryExecutive Officer20Sep 22, 2020 → Sep 12, 2024
MK Mark S. KripkeExecutive Officer19Nov 6, 2015 → Jul 23, 2024
SV STEPHEN JOSEPH VACCAROExecutive Officer18Aug 16, 2022 → Aug 12, 2026
MT Michael TrachtenbergExecutive Officer16Aug 12, 2020 → Jan 15, 2025
JD JOHN STEPHEN DIROCCOExecutive Officer15Aug 16, 2022 → Aug 12, 2026
CA CIFC ASSET MANAGEMENT LLC entityPromoter15Aug 28, 2023 → Aug 12, 2026
JB JOHN J. BRIGNOLAExecutive Officer12Oct 8, 2009 → Sep 10, 2024
NC NATHANIEL R. COHENExecutive Officer12Oct 8, 2009 → Sep 10, 2024
SP Scott PerricelliExecutive Officer, Director11Jun 10, 2010 → Aug 5, 2026
WW W. Kirk WycoffDirector, Executive Officer, Promoter10Dec 14, 2009 → Jan 21, 2026
MH Mitchell HollinExecutive Officer, Director9Sep 10, 2012 → Aug 5, 2026
DR David ReuterExecutive Officer, Director9Sep 10, 2012 → Aug 5, 2026
HR HOWARD D ROSSExecutive Officer, Director9Sep 10, 2012 → Aug 5, 2026
HM Herbert L. Miller, JrExecutive Officer, Director9Mar 12, 2012 → Dec 14, 2022
JE Jay J. EisnerExecutive Officer, Director9Mar 12, 2012 → Dec 14, 2022
EA Ed AdlerExecutive Officer8May 31, 2024 → Mar 20, 2026
DS David SilveraExecutive Officer8Jan 16, 2009 → Jul 24, 2025
SL SETH J LEHRDirector, Executive Officer8Dec 3, 2010 → Sep 23, 2020
JS Jack SlyeExecutive Officer, Director7Feb 24, 2017 → Aug 5, 2026
RB Ryan BurkeExecutive Officer7Dec 11, 2024 → Mar 20, 2026
JD James F. DeutschExecutive Officer, Director7Sep 10, 2013 → Jan 21, 2026
DS David StienesExecutive Officer, Director7Dec 3, 2010 → Nov 26, 2025
DB Dory BlackExecutive Officer7Dec 11, 2024 → Jul 24, 2025
CC CHRISTOPHER J. CALABRESEExecutive Officer7Oct 8, 2009 → Feb 11, 2019
RM ROBERT MCGANNExecutive Officer6Aug 16, 2022 → Sep 28, 2022
LK Leonard M. KlehrExecutive Officer5Aug 14, 2019 → Dec 1, 2023
JL James J. LynchExecutive Officer, Director5Sep 10, 2013 → May 23, 2023
LA Lubert-Adler Group REC, entityExecutive Officer5Sep 22, 2020 → Sep 19, 2022
SV Steve VaccaroExecutive Officer, Director5Nov 14, 2012 → Jul 5, 2022
JW JULIAN WELDONExecutive Officer5Jul 31, 2019 → Feb 10, 2022
SL S. Lubert-Adler Group NC UGP, LLC entityExecutive Officer5Feb 7, 2019 → Feb 7, 2019
SL S. Lubert-Adler Group NC, L.P. entityExecutive Officer5Feb 7, 2019 → Feb 7, 2019
LR L.P. Lubert-Adler Group REC,Executive Officer4Sep 22, 2020 → Sep 19, 2022
LM LLR Management HoldCo, L.P. entityPromoter3Jul 18, 2023 → Aug 5, 2026
ML Michael LevenbergExecutive Officer3Sep 23, 2020 → Aug 5, 2026
SA Sasank AletiExecutive Officer3Sep 23, 2020 → Aug 5, 2026
TC THOMAS CESTAREDirector, Executive Officer3Aug 9, 2021 → Jan 21, 2026
LA L-A Battery Group, entityExecutive Officer3Dec 4, 2019 → Dec 11, 2024
VP Vinod PaidipalliExecutive Officer3May 3, 2023 → May 3, 2024
CH CIFC Holdings II LLC entityPromoter3Mar 29, 2018 → Jul 5, 2022
LF L.P. LBC CREDIT FUNDING III,Executive Officer3Dec 28, 2012 → Dec 4, 2017
BO Boris OnefaterDirector2Mar 29, 2018 → Aug 12, 2026
DC Derek CandyDirector2Aug 12, 2026 → Aug 12, 2026
CC CIFC CLO ENHANCED INCOME FUND GP LLC entityPromoter2Aug 13, 2025 → Aug 12, 2026
TG THOMAS JOHN GOUGH JRDirector2Aug 12, 2026 → Aug 12, 2026
CC CIFC CLO OPPORTUNITY FUND VI GP LP entityPromoter2Jun 4, 2026 → Jun 4, 2026
RG Robert GorovitzExecutive Officer2Mar 12, 2026 → Mar 31, 2026
AB Anthony BatesExecutive Officer2Mar 12, 2026 → Mar 31, 2026
CM Chris McElweeExecutive Officer2Mar 12, 2026 → Mar 31, 2026
LP L.P. Patriot Financial Partners GP V, entityExecutive Officer2Jan 21, 2026 → Jan 21, 2026
KM Kimberly MelenDirector2Aug 28, 2024 → Aug 13, 2025
CC CIFC CLO OPPORTUNITY FUND V GP LP entityPromoter2Aug 28, 2023 → Aug 13, 2025
TG TOM GOUGHDirector2Aug 28, 2024 → Aug 13, 2025
RL R. LBC CREDIT FUNDING HOLDINGS GP LLC entityExecutive Officer2Sep 19, 2022 → Sep 10, 2024
LC LBC CREDIT FUNDING VI LP entityExecutive Officer2Sep 19, 2022 → Sep 10, 2024
CS CIFC STRUCTURED OPPORTUNISTIC LEVERED ABSOLUTE RETURN FUND GP LLC entityPromoter2Jan 31, 2022 → Aug 28, 2024

Adviser registration (Form ADV)

LLR MANAGEMENT HOLDCO, L.P. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Nov 1, 2022 · SEC file 801-126821 · Main office: PHILADELPHIA, PA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $7,565,185,588 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 19 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/LLR-Partners ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

CIFC ASSET MANAGEMENT LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 1, 2011 · SEC file 801-72883 · Main office: MIAMI, FL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $44,575,860,272 as reported on Form ADV filed May 1, 2026 (Item 5.F(2)(c)) · 150 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.LINKEDIN.COM/COMPANY/CIFC ↗

Item 11 disclosure questions as answered on Form ADV filed May 1, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (FL) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 9:57 PM ET

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