PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:50 AM ET

Sponsor Check › Sponsor group

I

Ils

One sponsor team, 16 deal companies · Grand Cayman, Cayman Islands (as filed: E9)

Grouped because: 14 shared people, 5 shared management entities, similar issuer names (15) · 5 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

16deal companies
$8.69Breported sold
1,257investors
147Form D filings
2009–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 24, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:13 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Ils is a sponsor group of 16 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names; automatic match from the filings), filing 147 Form D filings between Apr 2009 and Feb 2026.

What this means One team, 16 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $8.69B to 1,257 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (16). Issuers are based in Cayman Islands (as filed: E9) (15), NY (1).

What this means $8.69B raised across the group, about $6.91M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: George Bashforth (14 issuers, director), Credit Suisse Asset Management, LLC (12 issuers, executive officer and promoter, entity), Sam Ellis (7 issuers, director), William Shaw (7 issuers, director), Sophia Dilbert (5 issuers, director) and 44 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Feb 24, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: SPF INVESTMENT MANAGEMENT, L.P.; UBS ASSET MANAGEMENT (AMERICAS) LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 147 public filings for Ils and found 16 differences, 4 worth asking the sponsor about: Paid seller listed without a CRD number: Credit Suisse AG; 19 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Ils has not run yet — it is joining a line of 61,945 names; searches run around the clock at the hosts' allowed rate. Searched so far: 725 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found so far — 16 of 16 issuers searched (federal courts (CourtListener / RECAP), last checked Oct 24, 2026)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched.. Searched so far: 16 of 16 issuers in this group; 0 still to be searched. Results are added automatically.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ils..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found so far — 16 of 16 issuers searched (federal bankruptcy courts (CourtListener / RECAP), last checked Oct 24, 2026)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only).. Searched so far: 16 of 16 issuers in this group; 0 still to be searched. Results are added automatically.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

16 differences found between the filings for Ils — 4 worth asking about (compared the newest 50 of 147 filings on Oct 24, 2026; older filings not covered)

Note · Jun 25, 2003 – Feb 3, 2004

Bankruptcy case: Official Committee of Unsecured Creditors of 360ne v. Credit Suisse Asset Management — filed Jun 25, 2003

United States Bankruptcy Court, S.D. New York docket "Official Committee of Unsecured Creditors of 360ne v. Credit Suisse Asset Management" filed Jun 25, 2003, closed Feb 3, 2004. Credit Suisse Asset Management, LLC (listed on the same filings) is listed as Defendant ("Credit Suisse Asset Management"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Credit Suisse Asset Management, LLC — PartnerFacts page ↗
Sources
Note · Oct 26, 2017

Ils includes 2 deals that stopped filing before reaching their target

ILS Property & Casualty Feeder Fund II, L.P. (last filing Oct 26, 2017; $268,000,000 sold of $800,000,000); ILS Property & Casualty Fund II, L.P. (last filing Oct 26, 2017; $14,500,000 sold of $800,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

ILS Property & Casualty Feeder Fund II, L.P. — PartnerFacts page ↗ILS Property & Casualty Fund II, L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 27, 2019 – Feb 24, 2026

Paid seller listed without a CRD number: Credit Suisse AG — SPF Securitized Products Fund L.P.

Credit Suisse AG is listed as receiving sales compensation on 9 filings (Feb 27, 2019 to Feb 24, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Feb 24, 2026 ↗BrokerCheck search: Credit Suisse AG ↗SPF Securitized Products Fund L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 27, 2019 – Feb 24, 2026

Paid seller listed without a CRD number: Credit Suisse AG — SPF Securitized Products Fund Ltd.

Credit Suisse AG is listed as receiving sales compensation on 9 filings (Feb 27, 2019 to Feb 24, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Feb 24, 2026 ↗BrokerCheck search: Credit Suisse AG ↗SPF Securitized Products Fund Ltd. — PartnerFacts page ↗
Sources
Note · Aug 22, 2013

45 other issuers file from the same address — Credit Suisse Systematic Trading CTA 2.0 Fund, Ltd.

The address on file, C/O Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9), is used by 46 issuers in our index across 15 sponsor groups; 45 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Credit Suisse Systematic Trading CTA 2.0 Fund, Ltd. — PartnerFacts page ↗EDGAR filer page · Credit Suisse Systematic Trading CTA 2.0 Fund, Ltd. ↗
Sources
Note · Dec 1, 2020 – Dec 29, 2020

Form D filed 28 days after the first sale — Dynamic Alpha Commodity Fund, Ltd.

The filing says the first sale was Dec 1, 2020. The Form D was filed Dec 29, 2020 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 29, 2020 ↗Dynamic Alpha Commodity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Dec 1, 2020 – Oct 16, 2025

No amendment in the last 12 months on an offering that may still be open — Dynamic Alpha Commodity Fund, Ltd. (latest filing Oct 16, 2025)

The latest filing for this offering is dated Oct 16, 2025 (first sale Dec 1, 2020). It reports $85,001,700 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 16, 2025 ↗Dynamic Alpha Commodity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jul 1, 2014 – Oct 10, 2024

No amendment in the last 12 months on an offering that may still be open — SAPIC Sector (SPC) (latest filing Oct 10, 2024)

The latest filing for this offering is dated Oct 10, 2024 (first sale Jul 1, 2014). It reports $78,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 10, 2024 ↗SAPIC Sector (SPC) — PartnerFacts page ↗
Sources
Worth asking · Mar 19, 2021 – Nov 22, 2024

19 people are no longer listed on a later amendment

Credit Suisse Asset Management, LLC is no longer listed on the Nov 22, 2024 amendment — Dollar Senior Loan Offshore Fund II, Ltd. · Credit Suisse Asset Management, LLC is no longer listed on the Nov 22, 2024 amendment — Dollar Senior Loan Offshore Fund, Ltd. · Credit Suisse Asset Management, LLC is no longer listed on the Nov 22, 2024 amendment — Dollar Senior Loan Fund, Ltd. · Aidan O'Donoghue is no longer listed on the Nov 22, 2024 amendment — Dollar Senior Loan Offshore Fund II, Ltd. · Aidan O'Donoghue is no longer listed on the Nov 22, 2024 amendment — Dollar Senior Loan Offshore Fund, Ltd. · and 14 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Nov 17, 2023 ↗Form D/A · Nov 22, 2024 ↗Credit Suisse Asset Management, LLC — PartnerFacts page ↗Dollar Senior Loan Offshore Fund II, Ltd. — PartnerFacts page ↗
Sources
Note · Feb 25, 2022 – Feb 24, 2025

Christopher Matthew Marvin is written 2 different ways on the filings

listed as "Christopher Matthew Marvin" on 3 filings (from Feb 25, 2022), and "Christopher Marvin" on 2 filings (from Feb 24, 2025).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Feb 25, 2022 ↗Form D/A · Feb 24, 2025 ↗Christopher Matthew Marvin — PartnerFacts page ↗
Sources
Note · Jun 12, 2015 – Oct 10, 2023

5 address changes between filings

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — Dynamic Alpha Commodity Fund, Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — SAPIC Sector (SPC) · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — SPF Securitized Products Fund Ltd. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — SPF Securitized Products Intermediate Fund Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — SPF Securitized Products Fund Ltd.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Dec 21, 2021 ↗Form D/A · Oct 10, 2023 ↗Dynamic Alpha Commodity Fund, Ltd. — PartnerFacts page ↗Form D/A · Aug 17, 2021 ↗
Sources
Worth asking · May 15, 2012 – Jun 15, 2012

2 separate companies in this group use the same name: "SPF Securitized Products Fund L.P."

CIK 1549885 (first filed May 15, 2012, New York, NY); CIK 1549888 (first filed Jun 15, 2012, George Town, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

SPF Securitized Products Fund L.P. — PartnerFacts page ↗SPF Securitized Products Fund Ltd. — PartnerFacts page ↗EDGAR filer page · CIK 1549885 ↗EDGAR filer page · CIK 1549888 ↗
Sources
Note · Oct 10, 2024 – Feb 24, 2026

6 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — SPF Securitized Products Fund Ltd. · Address on file is a registered agent / shared office — SPF Securitized Products Intermediate Fund Ltd. · Address on file is a registered agent / shared office — SPF Securitized Products Master Fund Ltd. · Address on file is a registered agent / shared office — Dollar Senior Loan Fund, Ltd. · Address on file is a registered agent / shared office — Dynamic Alpha Commodity Fund, Ltd. · and 1 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Feb 24, 2026 ↗SPF Securitized Products Fund Ltd. — PartnerFacts page ↗Form D/A · Feb 24, 2026 ↗SPF Securitized Products Intermediate Fund Ltd. — PartnerFacts page ↗
Sources
Note · Aug 22, 2013 – Feb 24, 2026

Member companies were formed in 2 different states

Cayman Islands (15), Delaware (1) — out of 16 member issuers. The odd ones out: SPF Securitized Products Fund L.P. (Delaware).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Ils — sponsor group page ↗SPF Securitized Products Fund L.P. — PartnerFacts page ↗
Sources
Note · Aug 22, 2013 – Feb 24, 2026

Member companies list addresses in 2 different states

Cayman Islands (as filed: E9) (15), NY (1). 13 members use a registered-agent or shared-office address: Dollar Senior Loan Fund, Ltd. (Ocorian Trust (Cayman) Limited, Windward 3, Regatta Office Park, Grand Cayman, Cayman Islands (as filed: E9)); SAPIC-98 Fund Ltd. (Maples Corporate Services Limited, Ugland House, South Church St. Po Bx 309, Grand Cayman, Cayman Islands (as filed: E9)); SPF Securitized Products Master Fund Ltd. (C/O Maples Corporate Services Limited, Ugland House, So. Church St., Po Box 309, George Town, Grand Cayman, Cayman Islands (as filed: E9)); SPF Securitized Products Intermediate Fund Ltd. (C/O Maples Corporate Services Limited, Ugland House, So. Church St., Po Box 309, George Town, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Ils — sponsor group page ↗Dollar Senior Loan Fund, Ltd. — PartnerFacts page ↗SAPIC-98 Fund Ltd. — PartnerFacts page ↗SPF Securitized Products Master Fund Ltd. — PartnerFacts page ↗
Sources
Note · Apr 6, 2009 – Feb 24, 2026

6 issuers used a different name before

Issuer used a different name before — SPF Securitized Products Fund Ltd. · Issuer used a different name before — SPF Securitized Products Intermediate Fund Ltd. · Issuer used a different name before — SPF Securitized Products Fund L.P. · Issuer used a different name before — SPF Securitized Products Master Fund Ltd. · Issuer used a different name before — Dollar Senior Loan Offshore Fund, Ltd. · and 1 more

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗SPF Securitized Products Fund Ltd. — PartnerFacts page ↗EDGAR filer page ↗SPF Securitized Products Intermediate Fund Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 147 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 17 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 24, 2026 D/A
SPF Securitized Products Master Fund Ltd.
File 021-171269
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2026 D/A
SPF Securitized Products Fund L.P.
File 021-178329
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
Morgan Stanley, Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley, Smith Barney LLC (CRD 149777 ↗)

Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)

iCapital Securities, LLC BrokerCheck CRD 171061 ↗
via iCapital Securities, LLC (CRD 171061 ↗)

Credit Suisse AG no CRD number reported
via Credit Suisse AG

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗
via Wells Fargo Clearing Services, LLC (CRD 19616 ↗)

Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗
via Wells Fargo Advisors Financial Network, LLC (CRD 11025 ↗)

UBS Asset Management (Americas) LLC BrokerCheck CRD 106838 ↗
via UBS Securities LLC (CRD 7654 ↗)
EDGAR ↗
Feb 24, 2026 D/A
SPF Securitized Products Fund Ltd.
File 021-179840
$0$0$0
Customary advisory fees are paid to the Investment Manager by the Issuer and by SPF Securitized Products Intermediate Fund Ltd. which acts as a master fund for the Issuer, as provided in the Issuer's offering materials.
Morgan Stanley, Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley, Smith Barney LLC (CRD 149777 ↗)

Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)

iCapital Securities, LLC BrokerCheck CRD 171061 ↗
via iCapital Securities, LLC (CRD 171061 ↗)

Credit Suisse AG no CRD number reported
via Credit Suisse AG

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)

Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗
via Wells Fargo Clearing Services, LLC (CRD 19616 ↗)

Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗
via Wells Fargo Advisors Financial Network, LLC (CRD 11025 ↗)

UBS Asset Management (Americas) LLC BrokerCheck CRD 106838 ↗
via UBS Securities LLC (CRD 7654 ↗)
EDGAR ↗
Feb 24, 2026 D/A
SPF Securitized Products Intermediate Fund Ltd.
File 021-288439
$0$0$0
Customary advisory fees are paid to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Dec 3, 2025 D/A
Dollar Senior Loan Fund, Ltd.
File 021-129926
$0$0$0- no CRD number reported
via UBS Financial Services Inc. (CRD 8174 ↗)

- no CRD number reported
via J. P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Dec 3, 2025 D/A
Dollar Senior Loan Offshore Fund, Ltd.
File 021-207042
$0$0$0- no CRD number reported
via UBS Financial Services Inc. (CRD 8174 ↗)

- no CRD number reported
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Dec 3, 2025 D/A
Dollar Senior Loan Offshore Fund II, Ltd.
File 021-326335
$0$0$0- no CRD number reported
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Oct 16, 2025 D/A
Dynamic Alpha Commodity Fund, Ltd.
File 021-384529
$0$0$0
Customary Advisory fees will be paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Oct 10, 2024 D/A
SAPIC Sector (SPC)
File 021-222026
$0$0$0
Customary advisory fees are paid to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Oct 26, 2017 D/A
ILS Property & Casualty Fund II, L.P.
File 021-297256
$0$0$0
Customary advisory fees will be paid to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Oct 26, 2017 D/A
ILS Property & Casualty Feeder Fund II, L.P.
File 021-297243
$0$0$0
Customary advisory fees will be paid to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Aug 19, 2016 D/A
Credit Suisse Systematic Trading Volatility Fund, Ltd.
File 021-183262
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jun 10, 2016 D/A
SPF Securitized Products Intermediate Fund Ltd.
File 021-179839
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
- no CRD number reported
via UBS Financial Services Inc. (CRD 8174 ↗)

- no CRD number reported
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)

- no CRD number reported
via iCapital Securities, LLC (CRD 171061 ↗)
EDGAR ↗
Apr 24, 2015 D/A
SAPIC-98 Fund Ltd.
File 021-141667
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as Provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jun 6, 2014 D/A
ILS Property & Casualty Master Fund Ltd.
File 021-179126
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 6, 2013 D/A
ILS Property & Casualty Feeder Fund Ltd.
File 021-188031
$0$0$0n/a BrokerCheck CRD 000 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
Aug 22, 2013 D/A
Credit Suisse Systematic Trading CTA 2.0 Fund, Ltd.
File 021-183261
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 16 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Ils in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗DS Dollar Senior Loan Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund18$818,202,922
offering Indefinite · similar: $155,000–$5,250,000
692
similar: 4–27
$250,000
similar: $1,000–$100,000
2009–2025
EDGAR ↗S9 SAPIC-98 Fund Ltd.shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund6$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2010–2015
EDGAR ↗SS SPF Securitized Products Master Fund Ltd.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund19$2,769,860,764
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2026
EDGAR ↗SS SPF Securitized Products Fund L.P.shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund17$1,251,562,100
offering Indefinite · similar: $155,000–$5,250,000
346
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2026
EDGAR ↗IP ILS Property & Casualty Master Fund Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund4$2,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2014
EDGAR ↗SS SPF Securitized Products Intermediate Fund Ltd.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund16$1,531,711,587
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2026
EDGAR ↗SS SPF Securitized Products Fund Ltd.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund17$1,531,711,587
offering Indefinite · similar: $155,000–$5,250,000
95
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2026
EDGAR ↗CS Credit Suisse Systematic Trading CTA 2.0 Fund, Ltd.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$9,496,9801$100,0002012–2013
EDGAR ↗CS Credit Suisse Systematic Trading Volatility Fund, Ltd.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund5$10,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2016
EDGAR ↗IP ILS Property & Casualty Feeder Fund Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$00$1,000,0002012–2013
EDGAR ↗DS Dollar Senior Loan Offshore Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund13$670,141,056
offering Indefinite · similar: $155,000–$5,250,000
46
similar: 4–27
$250,000
similar: $1,000–$100,000
2013–2025
EDGAR ↗SS SAPIC Sector (SPC)shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund11$78,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2014–2024
EDGAR ↗IP ILS Property & Casualty Fund II, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$14,500,000
offering $800,000,000 · similar: $155,000–$5,250,000
2
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗IP ILS Property & Casualty Feeder Fund II, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$268,000,000
offering $800,000,000 · similar: $155,000–$5,250,000
2
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗DS Dollar Senior Loan Offshore Fund II, Ltd.shared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund8$61,787,000
offering Indefinite · similar: $155,000–$5,250,000
64
similar: 4–27
$250,000
similar: $1,000–$100,000
2018–2025
EDGAR ↗DA Dynamic Alpha Commodity Fund, Ltd.shared principal (person on 60+ issuers) at the same address or management entity, shared management entityGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund5$85,001,700
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 24, 2026SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,531,711,587
EDGAR ↗Feb 24, 2026SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$1,531,711,587
EDGAR ↗Feb 24, 2026SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$1,041,459,681
EDGAR ↗Feb 24, 2026SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$2,573,171,268
EDGAR ↗Dec 3, 2025Dollar Senior Loan Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$61,787,000
EDGAR ↗Dec 3, 2025Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$670,141,056
EDGAR ↗Dec 3, 2025Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$818,202,922
EDGAR ↗Oct 16, 2025Dynamic Alpha Commodity Fund, Ltd.D/APooled Investment FundIndefinite$85,001,700
EDGAR ↗Feb 24, 2025SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$1,529,900,587
EDGAR ↗Feb 24, 2025SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$2,560,345,268
EDGAR ↗Feb 24, 2025SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,529,900,587
EDGAR ↗Feb 24, 2025SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$1,030,444,681
EDGAR ↗Nov 22, 2024Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$629,891,057
EDGAR ↗Nov 22, 2024Dollar Senior Loan Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$61,787,000
EDGAR ↗Nov 22, 2024Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$818,202,922
EDGAR ↗Oct 10, 2024SAPIC Sector (SPC)D/APooled Investment FundIndefinite$78,000,000
EDGAR ↗Oct 10, 2024Dynamic Alpha Commodity Fund, Ltd.D/APooled Investment FundIndefinite$85,000,000
EDGAR ↗Feb 23, 2024SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,483,760,587
EDGAR ↗Feb 23, 2024SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$1,483,760,587
EDGAR ↗Feb 23, 2024SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$1,002,394,681
EDGAR ↗Feb 23, 2024SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$2,486,155,268
EDGAR ↗Nov 17, 2023Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$818,202,922
EDGAR ↗Nov 17, 2023Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$624,791,057
EDGAR ↗Nov 17, 2023Dollar Senior Loan Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$50,487,000
EDGAR ↗Oct 10, 2023Dynamic Alpha Commodity Fund, Ltd.D/APooled Investment FundIndefinite$85,000,000
EDGAR ↗Oct 10, 2023SAPIC Sector (SPC)D/APooled Investment FundIndefinite$78,000,000
EDGAR ↗Feb 24, 2023SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,479,268,587
EDGAR ↗Feb 24, 2023SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$1,479,268,587
EDGAR ↗Feb 24, 2023SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$2,417,219,518
EDGAR ↗Feb 24, 2023SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$937,950,931
EDGAR ↗Apr 13, 2022Dollar Senior Loan Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$48,962,000
EDGAR ↗Mar 22, 2022Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$620,791,057
EDGAR ↗Feb 25, 2022SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,477,318,587
EDGAR ↗Feb 25, 2022SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$2,404,872,018
EDGAR ↗Feb 25, 2022SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$1,477,318,587
EDGAR ↗Feb 25, 2022SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$927,553,431
EDGAR ↗Dec 21, 2021Dynamic Alpha Commodity Fund, Ltd.D/APooled Investment FundIndefinite$85,000,000
EDGAR ↗Oct 15, 2021SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$906,403,431
EDGAR ↗Aug 17, 2021SAPIC Sector (SPC)D/APooled Investment FundIndefinite$78,000,000
EDGAR ↗Aug 17, 2021Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$818,202,922
EDGAR ↗Apr 9, 2021Dollar Senior Loan Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$19,450,000
EDGAR ↗Mar 19, 2021Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$592,331,057
EDGAR ↗Mar 19, 2021Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$816,952,922
EDGAR ↗Mar 16, 2021SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,470,227,487
EDGAR ↗Feb 25, 2021SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$1,467,627,487
EDGAR ↗Feb 25, 2021SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$2,343,170,918
EDGAR ↗Dec 29, 2020Dynamic Alpha Commodity Fund, Ltd.DPooled Investment FundIndefinite$40,000,000
EDGAR ↗Oct 16, 2020SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$868,488,431
EDGAR ↗Aug 17, 2020SAPIC Sector (SPC)D/APooled Investment FundIndefinite$78,000,000
EDGAR ↗Apr 9, 2020Dollar Senior Loan Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$11,800,000
EDGAR ↗Mar 20, 2020Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$505,831,057
EDGAR ↗Mar 20, 2020Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$816,952,922
EDGAR ↗Mar 16, 2020SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,359,498,027
EDGAR ↗Feb 25, 2020SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$1,358,748,027
EDGAR ↗Feb 25, 2020SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$2,213,641,458
EDGAR ↗Oct 16, 2019SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,349,014,027
EDGAR ↗Oct 16, 2019SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$847,174,681
EDGAR ↗Aug 20, 2019SAPIC Sector (SPC)D/APooled Investment FundIndefinite$78,000,000
EDGAR ↗Apr 12, 2019Dollar Senior Loan Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$8,400,000
EDGAR ↗Mar 21, 2019Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$455,581,057
EDGAR ↗Mar 21, 2019Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$811,952,922
EDGAR ↗Feb 27, 2019SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$1,749,775,208
EDGAR ↗Feb 27, 2019SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$924,164,027
EDGAR ↗Feb 27, 2019SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$825,611,181
EDGAR ↗Feb 27, 2019SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$924,164,027
EDGAR ↗Nov 21, 2018Dollar Senior Loan Offshore Fund II, Ltd.DPooled Investment FundIndefinite$2,000,000
EDGAR ↗Aug 20, 2018SAPIC Sector (SPC)D/APooled Investment FundIndefinite$78,000,000
EDGAR ↗Aug 10, 2018SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$901,614,027
EDGAR ↗Aug 10, 2018SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$901,614,027
EDGAR ↗Aug 10, 2018SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$810,736,181
EDGAR ↗Aug 10, 2018SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$1,712,350,208
EDGAR ↗Aug 10, 2018SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$1,712,350,208
EDGAR ↗Mar 23, 2018Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$443,851,057
EDGAR ↗Mar 23, 2018Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$746,852,922
EDGAR ↗Oct 26, 2017ILS Property & Casualty Feeder Fund II, L.P.D/APooled Investment Fund$800,000,000$268,000,000
EDGAR ↗Oct 26, 2017ILS Property & Casualty Fund II, L.P.D/APooled Investment Fund$800,000,000$14,500,000
EDGAR ↗Oct 23, 2017ILS Property & Casualty Feeder Fund II, L.P.DPooled Investment Fund$800,000,000$268,000,000
EDGAR ↗Oct 23, 2017ILS Property & Casualty Fund II, L.P.DPooled Investment Fund$800,000,000$14,500,000
EDGAR ↗Aug 15, 2017SAPIC Sector (SPC)D/APooled Investment FundIndefinite$78,000,000
EDGAR ↗Aug 10, 2017SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$870,054,027
EDGAR ↗Aug 10, 2017SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$870,054,027
EDGAR ↗Aug 10, 2017SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$726,565,958
EDGAR ↗Aug 10, 2017SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$1,596,619,985
EDGAR ↗Jun 9, 2017SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$840,804,027
EDGAR ↗Jun 9, 2017SPF Securitized Products Intermediate Fund Ltd.DPooled Investment FundIndefinite$840,804,027
EDGAR ↗Jun 9, 2017SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$1,551,869,985
EDGAR ↗May 10, 2017SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$708,940,958
EDGAR ↗Mar 24, 2017Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$156,288,000
EDGAR ↗Mar 24, 2017Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$733,102,922
EDGAR ↗Nov 23, 2016Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$140,938,000
EDGAR ↗Aug 19, 2016Credit Suisse Systematic Trading Volatility Fund, Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Aug 5, 2016SAPIC Sector (SPC)D/APooled Investment FundIndefinite$78,000,000
EDGAR ↗Jun 10, 2016SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,518,298,664
EDGAR ↗Jun 10, 2016SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$1,518,298,664
EDGAR ↗Jun 10, 2016SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$2,769,860,764
EDGAR ↗May 13, 2016SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$1,251,562,100
EDGAR ↗Mar 18, 2016Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$716,852,922
EDGAR ↗Nov 25, 2015Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$105,838,000
EDGAR ↗Aug 21, 2015Credit Suisse Systematic Trading Volatility Fund, Ltd.D/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Aug 5, 2015SAPIC Sector (SPC)D/APooled Investment FundIndefinite$78,000,000
EDGAR ↗Jun 12, 2015SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,387,603,664
EDGAR ↗Jun 12, 2015SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$1,387,603,664
EDGAR ↗Jun 12, 2015SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$2,566,843,650
EDGAR ↗May 14, 2015SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$1,179,239,986
EDGAR ↗Apr 24, 2015SAPIC-98 Fund Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Mar 19, 2015Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$713,352,922
EDGAR ↗Nov 26, 2014Dollar Senior Loan Offshore Fund, Ltd.D/APooled Investment FundIndefinite$54,838,000
EDGAR ↗Aug 22, 2014Credit Suisse Systematic Trading Volatility Fund, Ltd.D/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Aug 5, 2014SAPIC Sector (SPC)D/APooled Investment FundIndefinite$78,000,000
EDGAR ↗Jul 30, 2014SAPIC Sector (SPC)DPooled Investment FundIndefinite$78,000,000
EDGAR ↗Jun 13, 2014SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$1,182,039,264
EDGAR ↗Jun 13, 2014SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$1,182,039,264
EDGAR ↗Jun 13, 2014SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$2,094,874,483
EDGAR ↗Jun 6, 2014ILS Property & Casualty Master Fund Ltd.D/APooled Investment FundIndefinite$2,000,000
EDGAR ↗May 14, 2014SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$896,935,219
EDGAR ↗Apr 25, 2014SAPIC-98 Fund Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Mar 19, 2014Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$655,459,406
EDGAR ↗Dec 6, 2013ILS Property & Casualty Feeder Fund Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Nov 26, 2013Dollar Senior Loan Offshore Fund, Ltd.DPooled Investment FundIndefinite$17,938,000
EDGAR ↗Aug 22, 2013Credit Suisse Systematic Trading Volatility Fund, Ltd.D/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Aug 22, 2013Credit Suisse Systematic Trading CTA 2.0 Fund, Ltd.D/APooled Investment FundIndefinite$9,496,980
EDGAR ↗Jun 14, 2013SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$1,806,958,023
EDGAR ↗Jun 14, 2013SPF Securitized Products Fund Ltd.D/APooled Investment FundIndefinite$990,485,584
EDGAR ↗Jun 14, 2013SPF Securitized Products Intermediate Fund Ltd.D/APooled Investment FundIndefinite$990,485,584
EDGAR ↗Jun 6, 2013ILS Property & Casualty Master Fund Ltd.D/APooled Investment FundIndefinite$2,000,000
EDGAR ↗May 14, 2013SPF Securitized Products Fund L.P.D/APooled Investment FundIndefinite$804,122,439
EDGAR ↗Apr 25, 2013SAPIC-98 Fund Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Mar 19, 2013Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$478,400,031
EDGAR ↗Jan 10, 2013Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$449,291,047
EDGAR ↗Dec 7, 2012ILS Property & Casualty Feeder Fund Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 27, 2012Credit Suisse Systematic Trading Volatility Fund, Ltd.DPooled Investment FundIndefinite$10,000,000
EDGAR ↗Aug 27, 2012Credit Suisse Systematic Trading CTA 2.0 Fund, Ltd.DPooled Investment FundIndefinite$9,496,980
EDGAR ↗Jun 15, 2012SPF Securitized Products Fund Ltd.DPooled Investment FundIndefinite$318,188,000
EDGAR ↗Jun 15, 2012SPF Securitized Products Intermediate Fund Ltd.DPooled Investment FundIndefinite$318,188,000
EDGAR ↗Jun 15, 2012SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$575,474,000
EDGAR ↗Jun 6, 2012ILS Property & Casualty Master Fund Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jun 1, 2012ILS Property & Casualty Master Fund Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗May 16, 2012SPF Securitized Products Master Fund Ltd.D/APooled Investment FundIndefinite$547,025,000
EDGAR ↗May 15, 2012SPF Securitized Products Fund L.P.DPooled Investment FundIndefinite$583,801,059
EDGAR ↗Apr 26, 2012SAPIC-98 Fund Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jan 10, 2012Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$337,150,381
EDGAR ↗Jan 5, 2012SPF Securitized Products Master Fund Ltd.DPooled Investment FundIndefinite$500,000,000
EDGAR ↗May 6, 2011SAPIC-98 Fund Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jan 12, 2011Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$401,656,829
EDGAR ↗May 7, 2010SAPIC-98 Fund Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 1, 2010Dollar Senior Loan Fund, Ltd.D/APooled Investment FundIndefinite$373,454,649
EDGAR ↗Apr 6, 2009Dollar Senior Loan Fund, Ltd.DPooled Investment FundIndefinite$144,184,056

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 24, 2026. Industry history, as reported on each offering's latest filing: All 17 offerings reported: Pooled Investment Fund (2009–2020).

People across the group

NameRolesIssuers hereFirst → last listed
GB George BashforthDirector14Jan 5, 2012 → Feb 24, 2026
CS Credit Suisse Asset Management, LLC entityExecutive Officer, Promoter12Jan 12, 2011 → Nov 17, 2023
WS William ShawDirector7Jun 10, 2016 → Feb 24, 2026
SE Sam EllisDirector7Jun 1, 2012 → Aug 19, 2016
UA UBS Asset Management (Americas) Inc. entityExecutive Officer, Promoter5Oct 10, 2024 → Dec 3, 2025
SD Sophia DilbertDirector5Jan 10, 2013 → Dec 21, 2021
SI SPF Investment Management, L.P. entityExecutive Officer4Feb 27, 2019 → Feb 24, 2026
BH Brad HuntingtonExecutive Officer, Director4Dec 7, 2012 → Oct 26, 2017
RH Ricarda HarveyDirector3Nov 22, 2024 → Dec 3, 2025
LR Laura RedmanDirector3Nov 17, 2023 → Dec 3, 2025
AD Aidan O'DonoghueDirector3Nov 17, 2023 → Nov 17, 2023
AS Andre SlabbertDirector3Mar 21, 2019 → Apr 13, 2022
RG Richard GordonDirector3Nov 21, 2018 → Apr 9, 2021
TH Todd HazlewoodDirector2Aug 17, 2021 → Apr 13, 2022
IP ILS Property & Casualty GP II, Ltd. entityPromoter2Oct 23, 2017 → Oct 26, 2017
II ILS Investment Management Limited entityPromoter2Jun 1, 2012 → Jun 6, 2014
JW John WilliamsExecutive Officer2Jun 1, 2012 → Jun 6, 2014
EB Ebony Myles-BerryDirector2Jan 10, 2012 → Apr 26, 2012
MC Mark CookDirector2Apr 6, 2009 → Jan 10, 2012
SF SPF Fund (GP), L.P. entityExecutive Officer1Feb 27, 2019 → Feb 24, 2026
SK Sean KeatingExecutive Officer1Feb 27, 2019 → Feb 24, 2026
MB Mark BarresExecutive Officer1Feb 27, 2019 → Feb 24, 2026
AS Albert SohnExecutive Officer1Feb 27, 2019 → Feb 24, 2026
CM Christopher Matthew MarvinExecutive Officer1Feb 25, 2022 → Feb 24, 2026
AA Anthony Joseph Dell'ArenaExecutive Officer1Feb 24, 2025 → Feb 24, 2026
LR Laura RedmondDirector1Nov 17, 2023 → Nov 17, 2023
AM Andrew MillarDirector1Apr 12, 2019 → Apr 9, 2021
BS Bradley StephensonDirector1Nov 21, 2018 → Nov 21, 2018
ID Ivy B. DodesExecutive Officer1May 15, 2012 → Aug 10, 2018
KL Kenneth J. LohsenExecutive Officer, Director1May 14, 2014 → Aug 10, 2018
MI Mike S. IsikowExecutive Officer1May 15, 2012 → Aug 10, 2018
AF Alan H. FreudensteinExecutive Officer1May 15, 2012 → Aug 10, 2018
EP Ed A. PolettiExecutive Officer, Director1May 15, 2012 → Aug 10, 2018
DM DLJ MB, LLC entityExecutive Officer1May 15, 2012 → Aug 10, 2018
JF John S. FicarraExecutive Officer1May 15, 2012 → May 14, 2014
CT Colin A. TaylorExecutive Officer1May 15, 2012 → May 14, 2013
SS Susan C. SchnabelExecutive Officer1May 14, 2013 → May 14, 2013
NP Neal N. PomroyExecutive Officer1May 15, 2012 → May 14, 2013
DR David M. RussellExecutive Officer1May 15, 2012 → May 14, 2013
KL Ken LohsenExecutive Officer, Director1May 14, 2013 → May 14, 2013
BH Brad HarringtonExecutive Officer, Director1Jun 1, 2012 → Jun 6, 2012
BE Brian E. EdenDirector1May 16, 2012 → May 16, 2012
RS Ravi SinghExecutive Officer, Director1May 15, 2012 → May 15, 2012
SS Susan C. ShnabelExecutive Officer1May 15, 2012 → May 15, 2012
KL Ken J. LoshenExecutive Officer, Director1May 15, 2012 → May 15, 2012
BE Brian EdenDirector1Jan 5, 2012 → Jan 5, 2012
VM Victor MurrayDirector1May 7, 2010 → May 6, 2011
AM Andrew MahoneyDirector1Apr 6, 2009 → Jan 12, 2011
CS Credit Suisse Alternative Capital, Inc. entityExecutive Officer1Apr 6, 2009 → Apr 1, 2010

Business registration (state registry / Secretary of State)

None of the 16 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

SPF INVESTMENT MANAGEMENT, L.P. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 19, 2018 · SEC file 801-114411 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $3,572,000,147 as reported on Form ADV filed Jul 1, 2026 (Item 5.F(2)(c)) · 4 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/spf-investment-management ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 1, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

UBS ASSET MANAGEMENT (AMERICAS) LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Sep 11, 1989 · SEC file 801-34910 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $588,219,618,121 as reported on Form ADV filed Jul 31, 2026 (Item 5.F(2)(c)) · 433,784 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/showcase/ubs-asset-management ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 31, 2026: 13 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (3 disclosures reported) — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • Yes (2 disclosures reported) — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • Yes (2 disclosures reported) — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • Yes (9 disclosures reported) — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • Yes (8 disclosures reported) — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • Yes (7 disclosures reported) — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • Yes (19 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • Yes (5 disclosures reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • Yes (1 disclosure reported) — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • Yes (1 disclosure reported) — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, different legal form as filed (LLC vs Corp), same state (NY), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:58 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Ils as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Ils's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #39,904 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Look further

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Social and web

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Courts

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Securities regulators

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Business registries

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