Sponsor Check › Person
Related person on Form D filings · address states/countries as listed: Cayman Islands (as filed: E9), Virgin Islands, British (as filed: D8), Netherlands Antilles (as filed: P8), TX · listed Feb 13, 2009 → Aug 10, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
3 of 115 offerings report sales commissions totalling $7,046,467; 1 reports finder's fees totalling $2,268,451; 4 report proceeds to related persons totalling $6,869,062. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Aug 10, 2026 D/A File 021-455091 | $0 | $0 | $0 (est.) The Investment Manager is entitled to receive a management fee as described in the Issuer's offering materials. Fees are also paid to the independent directors of the Issuer. | None listed on this filing |
| EDGAR ↗ | May 28, 2026 D/A File 021-341415 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees. | Rockefeller Financial LLC BrokerCheck CRD 000291361 ↗ |
| EDGAR ↗ | May 28, 2026 D/A File 021-447291 | $0 | $0 | $0 (est.) The Investment Manager is entitled to receive a management fee as further described in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Apr 13, 2026 D File 021-580213 | $0 | $0 | $0 (est.) The Investment Manager will receive a Management Fee in an amount dependent on the amount of capital contributions invested by the Issuer, and such amount cannot be determined at this time. | None listed on this filing |
| EDGAR ↗ | Apr 13, 2026 D File 021-580215 | $0 | $0 | $0 (est.) The Investment Manager will receive a Management Fee in an amount dependent on the amount of capital contributions invested by the Issuer, and such amount cannot be determined at this time. | None listed on this filing |
| EDGAR ↗ | Feb 25, 2026 D/A File 021-390658 | $0 | $0 | $0 Investors in the Issuer are subject to management fees and an incentive allocation as provided in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2026 D/A File 021-155473 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2026 D/A File 021-184343 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees. | OLD CITY SECURITIES LLC BrokerCheck CRD 000171910 ↗ INVICTA CAPITAL, LLC BrokerCheck CRD 000288101 ↗ |
| EDGAR ↗ | Jan 16, 2026 D/A File 021-266606 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager, or its affiliate, is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | OLD CITY SECURITIES LLC BrokerCheck CRD 000171910 ↗ INVICTA CAPITAL, LLC BrokerCheck CRD 000288101 ↗ |
| EDGAR ↗ | Jan 16, 2026 D/A File 021-342289 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2026 D/A File 021-411722 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2026 D/A File 021-453863 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Dec 12, 2025 D/A File 021-467118 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees. | None listed on this filing |
| EDGAR ↗ | Nov 17, 2025 D File 021-564216 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 31, 2025 D/A File 021-225356 | $0 | $0 | $28,000 (est.) $14,00 per independent director per year. This amount reflects the fees paid on an annual basis to the independent directors. | None listed on this filing |
| EDGAR ↗ | Aug 12, 2025 D/A File 021-284083 | $0 | $2,268,451 (est.) | $0 | DC Advisors Limited no CRD number reported via DC Advisors Limited Jefferies LLC BrokerCheck CRD 2347 ↗ The Enterprise Securities Company, LLC BrokerCheck CRD 26598 ↗ Castle Hill Capital Partners, Inc. BrokerCheck CRD 44131 ↗ Conduit Securities Pte. Ltd. no CRD number reported Pickwick Capital Partners, LLC BrokerCheck CRD 130672 ↗ PMA Assets Limited no CRD number reported GDB Capital Pty Ltd no CRD number reported |
| EDGAR ↗ | Jan 17, 2025 D/A File 021-177881 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 14, 2025 D/A File 021-502807 | $0 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully disclosed in the Issuer's confidential offering materials. | Rede Partners LLP no CRD number reported via Rede Partners (Americas) LLC (CRD 299631 ↗) TransPacific Group LLC BrokerCheck CRD 143869 ↗ TransPacific Group (Asia) Limited no CRD number reported |
| EDGAR ↗ | Jan 14, 2025 D/A File 021-502809 | $0 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully disclosed in the Issuer's confidential offering materials. | Rede Partners LLP no CRD number reported via Rede Partners (Americas) LLC (CRD 299631 ↗) TransPacific Group LLC BrokerCheck CRD 143869 ↗ TransPacific Group (Asia) Limited no CRD number reported |
| EDGAR ↗ | Dec 19, 2024 D File 021-532685 | $0 | $0 | $0 The general partner may be entitled to a performance allocation. The investment manager may be entitled to a management fee. The performance allocation and the management fee are fully disclosed in the Issuer's confidential organisational documents. | None listed on this filing |
| EDGAR ↗ | Dec 19, 2024 D File 021-532686 | $0 | $0 | $0 The general partner may be entitled to a performance allocation. The investment manager may be entitled to a management fee. The performance allocation and the management fee are fully disclosed in the Issuer's confidential organisational documents. | None listed on this filing |
| EDGAR ↗ | Nov 7, 2024 D File 021-528926 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2024 D File 021-515976 | $0 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully disclosed in the Issuer's confidential offering materials. | Rede Partners LLP no CRD number reported via Rede Partners (Americas) LLC (CRD 299631 ↗) TransPacific Group LLC BrokerCheck CRD 143869 ↗ TransPacific Group (Asia) Limited no CRD number reported |
| EDGAR ↗ | Apr 5, 2024 D/A File 021-184298 | $0 | $0 | $0 The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual profits | Far Hills Group, LLC BrokerCheck CRD 32243 ↗ First Liberties Financial BrokerCheck CRD 14432 ↗ Blue Sand Securities LLC BrokerCheck CRD 142976 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗ Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗ Morgan Stanley BrokerCheck CRD 149777 ↗ Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗ |
| EDGAR ↗ | Jan 19, 2024 D/A File 021-374921 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 19, 2024 D/A File 021-381151 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Aug 28, 2023 D/A File 021-201330 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 12, 2023 D File 021-481555 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully disclosed in the Issuer's confidential offering materials. | Jefferies International Limited no CRD number reported Jefferies GmbH no CRD number reported Jefferies LLC BrokerCheck CRD 2347 ↗ |
| EDGAR ↗ | Feb 17, 2023 D File 021-473731 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 28, 2022 D File 021-468901 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 1, 2022 D File 021-466261 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 22, 2022 D File 021-459621 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 22, 2022 D File 021-459615 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 4, 2022 D File 021-440248 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully disclosed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2022 D File 021-437478 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 2, 2022 D File 021-431990 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully disclosed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Sep 17, 2021 D/A File 021-348226 | $15,762 | $0 | $0 | M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗ |
| EDGAR ↗ | Aug 13, 2021 D File 021-409932 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully disclosed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 17, 2021 D File 021-403390 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully disclosed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 16, 2021 D File 021-403097 | $0 | $0 | $0 Investment Manager is entitled to a management fee payable quarterly. | None listed on this filing |
| EDGAR ↗ | May 3, 2021 D File 021-397997 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 19, 2020 D/A File 021-353673 | $0 (est.) | $0 | $0 (est.) The Investment Manager will receive a fee based on each limit partner's capital account balance and an affiliate of the Investment Manager will receive incentive allocations as more fully set forth in the offering materials. | None listed on this filing |
| EDGAR ↗ | Oct 20, 2020 D File 021-378323 | $0 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Aug 4, 2020 D/A File 021-247475 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees. | None listed on this filing |
| EDGAR ↗ | Jul 16, 2020 D/A File 021-199480 | $0 | $0 | $0 The Manager or an affiliate receives fees calculated as a percentage of net assets and a special allocation of a percentage of net profits. | N/A no CRD number reported via J.H. Darbie & Co, Inc. (CRD 43520 ↗) N/A no CRD number reported via Ounavarra Capital LLC (CRD 143381 ↗) N/A no CRD number reported via Old City Securities LLC (CRD 171910 ↗) N/A no CRD number reported via FourBridges Capital Advisors (CRD 150806 ↗) |
| EDGAR ↗ | Jul 14, 2020 D/A File 021-200759 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Jul 14, 2020 D File 021-370900 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Jul 13, 2020 D File 021-370840 | $0 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Jun 30, 2020 D File 021-369986 | $0 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Mar 20, 2020 D/A File 021-53048 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 20, 2020 D/A File 021-103655 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 20, 2020 D/A File 021-128038 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 16, 2020 D/A File 021-307948 | $0 | $0 | $0 The fund charges a management fee that is described in the issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 13, 2020 D File 021-362792 | $0 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Jan 31, 2020 D/A File 021-94945 | $0 (est.) | $0 (est.) | $0 (est.) The Issuer pays annual fees to the independent directors of $20,000 in the aggregate. The Adviser receives a management fee based on the value of assets under management and an affiliate is entitled to a performance fee based on profits of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jan 23, 2020 D/A File 021-240294 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offerings, including management fees. The amount of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2020 D/A File 021-127686 | $0 | $0 | $0 THE INVESTMENT MANAGER MAY RECEIVE A FEE BASED ON EACH INVESTOR'S CAPITAL ACCOUNT AND AN INCENTIVE FEE AS SET FORTH IN THE OFFERING MATERIALS. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2020 D/A File 021-211657 | $0 | $0 | $0 THE INVESTMENT MANAGER MAY RECEIVE A FEE BASED ON EACH INVESTOR'S CAPITAL ACCOUNT AND AN INCENTIVE FEE AS SET FORTH IN THE OFFERING MATERIALS. | None listed on this filing |
| EDGAR ↗ | Dec 23, 2019 D/A File 021-148853 | $0 | $0 | $0 (est.) Investment Manager receives fees and other compensation calculated as a percentage of net assets and annual net profits. | None listed on this filing |
| EDGAR ↗ | Nov 25, 2019 D/A File 021-326588 | $7,000,000 (est.) | $0 (est.) | $0 | Not Applicable no CRD number reported via Rede Partners LLP None no CRD number reported via REDE PARTNERS (AMERICAS) LLC (CRD 299631 ↗) |
| EDGAR ↗ | Sep 30, 2019 D/A File 021-225418 | $0 | $0 | $0 The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual net profits. | First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗ Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗ |
| EDGAR ↗ | Feb 1, 2019 D/A File 021-127860 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is entitled to receive a monthly management fee equal to a specified percentage of assets under management and non-affiliated Directors are paid customary directors' fees. | J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Jan 23, 2019 D/A File 021-280864 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Aug 3, 2018 D/A File 021-210779 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | CREDIT SUISSE SECURITIES (USA) LLC BrokerCheck CRD 816 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ iCapital Securities, LLC BrokerCheck CRD 171061 ↗ |
| EDGAR ↗ | Jul 11, 2018 D/A File 021-166468 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 14, 2018 D/A File 021-143451 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 14, 2018 D/A File 021-143459 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 23, 2018 D/A File 021-140633 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Adviser is paid customary management fees and non-affiliated Directors are paid customary director's fees. | HMC Investments, Inc. BrokerCheck CRD 40581 ↗ |
| EDGAR ↗ | Jan 23, 2018 D File 021-303873 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 16, 2018 D/A File 021-137809 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 11, 2018 D/A File 021-210041 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Sep 25, 2017 D/A File 021-248090 | $0 | $0 | $0 (est.) Canaan Valley Capital Management LLC, the Investment Manager of the Issuer, is entitled to receive an annual management fee in an amount equal to a specified percentage of the net asset value of the Issuer and its affiliates. | None listed on this filing |
| EDGAR ↗ | Sep 14, 2017 D/A File 021-270657 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 21, 2017 D/A File 021-200972 | $30,705 (est.) | $0 | $25,000 (est.) | Oppenheimer & Co., Inc. BrokerCheck CRD 249 ↗ via Oppenheimer & Co., Inc. (CRD 249 ↗) |
| EDGAR ↗ | Jun 14, 2017 D/A File 021-143454 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 14, 2017 D/A File 021-143465 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 21, 2017 D/A File 021-129995 | $0 | $0 | $0 The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual net profits. | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Jan 13, 2017 D/A File 021-83320 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 16, 2016 D/A File 021-76832 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 29, 2016 D/A File 021-105316 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 29, 2016 D/A File 021-72480 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Nov 12, 2015 D/A File 021-185576 | $0 | $0 | $15,000 (est.) $7,500 per independent director per year. This amount reflects the fees paid on an annual basis to the independent directors. | None listed on this filing |
| EDGAR ↗ | Sep 21, 2015 D/A File 021-134284 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 15, 2015 D/A File 021-127043 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 27, 2014 D/A File 021-192439 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jul 19, 2013 D/A File 021-144561 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 19, 2013 D/A File 021-144557 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 10, 2013 D File 021-196306 | $0 | $0 | $0 Customary advisory fees are paid to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Oct 12, 2012 D/A File 021-148954 | $0 | $0 | $0 (est.) The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Sep 21, 2012 D/A File 021-135357 | $0 (est.) | $0 | $0 The fund charges a management fee that is described in the fund?s governing documents. | Park Hill Group LLC BrokerCheck CRD 135898 ↗ Marwood Group, LLC BrokerCheck CRD 117015 ↗ |
| EDGAR ↗ | Jul 19, 2012 D/A File 021-143474 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 10, 2012 D/A File 021-129926 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 18, 2011 D/A File 021-150930 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 14, 2011 D File 021-168626 | $0 | $0 | $0 | Not Applicable no CRD number reported via Not Applicable |
| EDGAR ↗ | Oct 28, 2011 D/A File 021-150003 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 8, 2011 D File 021-165485 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and performance fees, the amounts of which cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Aug 16, 2011 D File 021-164525 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 16, 2011 D File 021-164527 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 15, 2011 D File 021-163014 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Jul 15, 2011 D File 021-163008 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 24, 2011 D File 021-161783 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 20, 2011 D File 021-161494 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 23, 2011 D/A File 021-142323 | $0 | $0 | $0 (est.) Issuer's confidential term sheet fully discusses management fees entitled by Investment Manager. | None listed on this filing |
| EDGAR ↗ | May 23, 2011 D/A File 021-142324 | $0 | $0 | $0 (est.) Issuer's confidential term sheet fully discusses management fees entitled by Investment Manager. | None listed on this filing |
| EDGAR ↗ | May 6, 2011 D/A File 021-141667 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as Provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Apr 26, 2011 D File 021-158894 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Apr 13, 2011 D/A File 021-140943 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Mar 23, 2011 D/A File 021-126800 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 23, 2011 D/A File 021-134541 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 11, 2011 D/A File 021-129051 | $0 | $0 | $6,801,062 (est.) No direct payments to any listed individuals; base and incentive fees paid to Manager. Compensation of approximately $668,900 paid to some of the listed persons for 2010 from Manager's fees paid by Issuer and an affiliated fund. | Seix Investment Advisors LLC no CRD number reported SunTrust Investment Services, Inc. BrokerCheck CRD 17499 ↗ SunTrust Bank (Personal Asset Management Division of Wealth and Investment Management) no CRD number reported Stanford Group Company BrokerCheck CRD 39285 ↗ Harvest Oak Capital, LLC no CRD number reported EFG Bank AG no CRD number reported |
| EDGAR ↗ | Mar 9, 2011 D/A File 021-80770 | $0 (est.) | $0 | $0 (est.) The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 9, 2011 D/A File 021-105952 | $0 (est.) | $0 | $0 (est.) The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 4, 2011 D/A File 021-56560 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Feb 28, 2011 D/A File 021-126936 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 23, 2010 D/A File 021-134058 | $0 | $0 | $0 Customary advisory fees are paid to the Investment Manager by the master fund as provided for in the Issuer's offering materials. | none no CRD number reported via Credit Suisse Securities (USA) LLC (CRD 816 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Bornite Commodities & Industrials Offshore Fund Ltd. group: Goldman Sachs | Director | Aug 10, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $44,611,000 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Qsemble Offshore Ltd. | Director | May 28, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $319,490,000 | 27 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Parkman HP Offshore Fund Ltd. group: Parkman | Director | May 28, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $129,340,149 | 25 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | RedLock Capital Fund I LP group: Whi | Executive Officer, Director Manager of the General Partner of the Issuer | Apr 13, 2026 | D | $300,000,000 similar: $155,000–$5,250,000 | $24,200,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RedLock Capital Fund I (Offshore) LP group: Whi | Executive Officer, Director Manager of the General Partner of the Issuer | Apr 13, 2026 | D | $300,000,000 similar: $155,000–$5,250,000 | $12,098,185 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Commodore Capital Offshore Ltd. group: Commodore | Director | Feb 25, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $637,290,218 | 30 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Allowance Fund Ltd. group: Kepos Carbon | Director | Jan 16, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $304,149,221 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Jan 16, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,402,619,959 | 93 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Special Opportunities Fund Ltd. group: Kepos Carbon | Director | Jan 16, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,727,278 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Evolution Fund Ltd. group: Kepos Carbon | Director | Jan 16, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,430,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Long Only Offshore Fund, Ltd. group: Tekne | Director | Jan 16, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $508,370,990 | 17 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | Jan 16, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,385,030 | 8 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Estuary Offshore Fund Ltd. group: Estuary | Director | Dec 12, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,181,350 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cuatro Co-Invest LP group: Gho | Director Director of the General Partner of the General Partner and the investment manager of the Issuer | Nov 17, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $64,500,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Oct 31, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $369,360,425 | 41 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Ibex Israel Fund (Offshore) Ltd. group: Ibex | Director | Aug 12, 2025 | D/A | Indefinite similar: $500,000–$16,420,250 | $223,761,821 | 239 similar: 2–28 | $500,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Bornite Commodities & Industrials Offshore Fund Ltd. group: Goldman Sachs | Director | Aug 8, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,501,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Parkman HP Offshore Fund Ltd. group: Parkman | Director | May 30, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $118,640,149 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Qsemble Offshore Ltd. | Director | May 28, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $221,240,000 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Commodore Capital Offshore Ltd. group: Commodore | Director | Feb 25, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $482,792,341 | 28 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Long Only Offshore Fund, Ltd. group: Tekne | Director | Jan 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $508,370,990 | 17 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | Jan 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,385,030 | 8 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Jan 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $319,847,016 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Allowance Fund Ltd. group: Kepos Carbon | Director | Jan 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $304,149,221 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Jan 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,406,330,216 | 94 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Evolution Fund Ltd. group: Kepos Carbon | Director | Jan 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,430,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Special Opportunities Fund Ltd. group: Kepos Carbon | Director | Jan 17, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,727,278 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital IV EUR LP group: Gho | Director Director of the General Partner of the General Partner and investment manager of Issuer | Jan 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $161,387,340 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital IV USD LP group: Gho | Director Director of the General Partner of the General Partner and investment manager of Issuer | Jan 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $215,750,000 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Space Co-Invest (US) LP group: Gho | Director Director of the General Partner of the General Partner of Issuer | Dec 19, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Space Co-Invest LP group: Gho | Director Director of the General Partner of the General Partner of Issuer | Dec 19, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Estuary Offshore Fund Ltd. group: Estuary | Director | Dec 12, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $119,381,350 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital IV SMA 3 LP group: Gho | Director Director of the General Partner of the General Partner of Issuer | Nov 7, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $19,972,620 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ibex Israel Fund (Offshore) Ltd. group: Ibex | Director | Sep 27, 2024 | D/A | Indefinite similar: $500,000–$16,420,250 | $219,252,631 | 231 similar: 2–28 | $500,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Ibex Israel Fund (Offshore) Ltd. group: Ibex | Director | Sep 27, 2024 | D/A | Indefinite similar: $500,000–$16,420,250 | $219,252,631 | 231 similar: 2–28 | $500,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Bornite Commodities & Industrials Offshore Fund Ltd. group: Goldman Sachs | Director | Aug 7, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,001,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital IV EUR 2 LP group: Gho | Director Director of the General Partner of the General Partner and investment manager of Issuer | Jun 13, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Parkman HP Offshore Fund Ltd. group: Parkman | Director | May 31, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,990,149 | 19 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Qsemble Offshore Ltd. | Director | May 28, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $146,500,000 | 18 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Apr 25, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $347,651,115 | 37 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Apr 5, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $805,962,064 | 148 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Commodore Capital Offshore Ltd. group: Commodore | Director | Feb 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $163,692,341 | 23 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Long Only Offshore Fund, Ltd. group: Tekne | Director | Jan 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $508,370,990 | 17 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | Jan 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,385,030 | 8 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Jan 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $319,847,016 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Jan 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,402,217,168 | 91 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Institutional Opportunities Fund Ltd. group: Kepos Carbon | Director | Jan 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Evolution Fund Ltd. group: Kepos Carbon | Director | Jan 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,430,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Transition Fund Ltd. group: Kepos Carbon | Director | Jan 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $61,620,850 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Allowance Fund Ltd. group: Kepos Carbon | Director | Jan 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $288,607,864 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Special Opportunities Fund Ltd. group: Kepos Carbon | Director | Jan 19, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,726,136 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital IV USD LP group: Gho | Director Director of the General Partner of the General Partner and investment manager of Issuer | Jan 18, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital IV EUR LP group: Gho | Director Director of the General Partner of the General Partner and investment manager of Issuer | Jan 18, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Estuary Offshore Fund Ltd. group: Estuary | Director | Dec 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $41,118,504 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Aug 28, 2023 | D/A | Indefinite | $467,402,243 | 167 | $5,000,000 |
| EDGAR ↗ | Bornite Commodities & Industrials Offshore Fund Ltd. group: Goldman Sachs | Director | Aug 7, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,001,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Parkman HP Offshore Fund Ltd. group: Parkman | Director | Jun 2, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,457,149 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Qsemble Offshore Ltd. | Director | May 26, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,250,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital Vanquish LP | Director Director of the General Partner of the General Partner of Issuer | May 12, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Apr 18, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $805,962,064 | 148 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Apr 18, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $345,650,969 | 35 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Commodore Capital Offshore Ltd. group: Commodore | Director | Feb 24, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $113,225,100 | 19 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Zebra 1 Co-Invest LP group: Gho | Director Director of the General Partner of the General Partner of Issuer | Feb 17, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Transition Fund Ltd. group: Kepos Carbon | Director | Jan 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $61,620,850 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Jan 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $319,847,016 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Jan 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,292,217,168 | 90 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Allowance Fund Ltd. group: Kepos Carbon | Director | Jan 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $108,000,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Evolution Fund Ltd. group: Kepos Carbon | Director | Jan 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,430,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Institutional Opportunities Fund Ltd. group: Kepos Carbon | Director | Jan 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Special Opportunities Fund Ltd. group: Kepos Carbon | Director | Jan 20, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,680,059 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Zebra Co-Invest LP /X0 group: Gho | Director Director of the General Partner of the General Partner of Issuer | Dec 28, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $65,398,229 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Estuary Offshore Fund Ltd. group: Estuary | Director | Dec 12, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Jarvis Co-Invest LP group: Gho | Director Director of the General Partner of the General Partner of Issuer | Dec 1, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Lotus Co-Invest LP | Director Director of the General Partner of the General Partner of Issuer | Sep 22, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Material Co-Invest LP | Director Director of the General Partner of the General Partner of Issuer | Sep 22, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Aug 26, 2022 | D/A | Indefinite | $467,402,243 | 167 | $5,000,000 |
| EDGAR ↗ | Bornite Commodities & Industrials Offshore Fund Ltd. group: Goldman Sachs | Director | Aug 5, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Evolution Fund Ltd. group: Kepos Carbon | Director | Jul 27, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $23,430,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Parkman HP Offshore Fund Ltd. group: Parkman | Director | Jun 3, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,707,149 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Qsemble Offshore Ltd. | Director | May 27, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Apr 25, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $805,962,064 | 148 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Apr 18, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $268,484,333 | 30 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital Virtue LP | Director Director of the GP Co | Apr 4, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dolly Co-Invest LP | Director Director of the General Partner of the General Partner of Issuer | Mar 16, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Adesso Co-Invest LP | Director Director of the General Partner of the General Partner of Issuer | Feb 2, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Allowance Fund Ltd. group: Kepos Carbon | Director | Jan 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Institutional Opportunities Fund Ltd. group: Kepos Carbon | Director | Jan 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Special Opportunities Fund Ltd. group: Kepos Carbon | Director | Jan 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,670,536 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Jan 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,287,367,168 | 90 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Jan 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $319,847,016 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Transition Fund Ltd. group: Kepos Carbon | Director | Jan 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,120,850 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Transition Fund Ltd. group: Kepos Carbon | Director | Nov 19, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $53,120,850 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cladrius International Ltd. group: Dhalion | Director | Sep 17, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $78,550,000 | 12 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Institutional Opportunities Fund Ltd. group: Kepos Carbon | Director | Sep 3, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Allowance Fund Ltd. group: Kepos Carbon | Director | Aug 30, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Aug 27, 2021 | D/A | Indefinite | $467,402,243 | 167 | $5,000,000 |
| EDGAR ↗ | Apollo Co-Invest LP | Director Director of the General Partner of the General Partner of Issuer | Aug 13, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital III LP group: Gho | Director Director of the GP Co | Jun 17, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest SPV Ltd group: Medalist | Director | Jun 16, 2021 | D | $198,253,817 similar: $155,000–$5,250,000 | $198,253,817 | 30 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Parkman HP Offshore Fund Ltd. group: Parkman | Director | Jun 4, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,157,149 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Churchill Co-Invest LP group: Gho | Director | May 3, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $89,801,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Apr 30, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $804,465,177 | 148 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Apr 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $207,607,075 | 25 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Special Opportunities Fund Ltd. group: Kepos Carbon | Director | Jan 22, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,989,592 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Jan 22, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $319,847,016 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Jan 22, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,272,767,168 | 87 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Carbon Transition Fund Ltd. group: Kepos Carbon | Director | Nov 20, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $10,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Six Columns Offshore Fund, Ltd. group: Six Columns | Director | Nov 19, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $134,448,005 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Barnaby Co-Invest L.P. group: Gho | Director | Oct 20, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $36,123,570 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Cladrius International Ltd. group: Dhalion | Director | Sep 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Institutional Opportunities Fund Ltd. group: Kepos Carbon | Director | Sep 4, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Aug 27, 2020 | D/A | Indefinite | $467,402,243 | 167 | $5,000,000 |
| EDGAR ↗ | ATALAN OFFSHORE FUND, LTD. group: Atalan | Director | Aug 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $241,350,000 | 42 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tolis Investment Strategies Ltd. group: Tolis | Director | Jul 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $440,326,883 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Grand Slam Capital Offshore Fund, Ltd. group: Grand Slam | Director | Jul 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,771,651 | 7 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cartenna Fund Ltd group: Cartenna | Director | Jul 14, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $1,050,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Extra Co-Invest LP group: Gho | Director | Jul 13, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Evidence Co-Invest LP group: Gho | Director | Jun 30, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Parkman HP Offshore Fund Ltd. group: Parkman | Director | Jun 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $44,675,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | May 29, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,385,030 | 8 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Long Only Offshore Fund, Ltd. group: Tekne | Director | May 29, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,101,000 | 4 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | May 12, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $774,465,177 | 148 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Apr 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $188,849,262 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. group: Bogle | Director | Mar 20, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $633,178,493 | 36 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 20, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $130,380,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE WORLD OFFSHORE FUND, LTD. group: Bogle | Director | Mar 20, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $520,850,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Blackmoor Ownership Holdings Ltd group: Blackmoor Ownership | Director | Mar 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,500,000 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mint Co-Invest LP group: Gho | Director | Mar 13, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PALOMINO FUND LTD. group: Thoroughbred | Director | Jan 31, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,632,529,586 | 150 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Special Opportunities Fund Ltd. group: Kepos Carbon | Director | Jan 23, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $869,592 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Jan 23, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,174,167,168 | 74 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Jan 23, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $318,847,016 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VV Capital International, Ltd. group: Nations | Director | Jan 23, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,700,000 | 2 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Jan 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $479,397,413 | 95 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,342,122,342 | 214 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SKYTOP FUND LTD. group: Skytop | Director | Dec 23, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $104,374,999 | 31 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VV Capital International, Ltd. group: Nations | Director | Dec 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,700,000 | 2 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital Fund II LP group: Gho | Director | Nov 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $216,019,450 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Six Columns Offshore Fund, Ltd. group: Six Columns | Director | Nov 19, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $75,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Candlewood Constellation SPC Ltd. group: Cwd | Director | Sep 30, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $220,930,000 | 235 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cladrius International Ltd. group: Dhalion | Director | Sep 12, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cladrius International Ltd. group: Dhalion | Director | Sep 6, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Aug 27, 2019 | D/A | Indefinite | $467,402,243 | 167 | $5,000,000 |
| EDGAR ↗ | ATALAN OFFSHORE FUND, LTD. group: Atalan | Director | Aug 6, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $162,250,000 | 26 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Grand Slam Capital Offshore Fund, Ltd. group: Grand Slam | Director | Jul 17, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,771,651 | 7 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tolis Investment Strategies Ltd. group: Tolis | Director | Jul 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $439,810,883 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Special Opportunities Fund Ltd. group: Kepos Carbon | Director | Jun 19, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $83,094 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Parkman HP Offshore Fund Ltd. group: Parkman | Director | Jun 7, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $40,175,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Long Only Offshore Fund, Ltd. group: Tekne | Director | May 29, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,101,000 | 2 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | May 29, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,385,030 | 8 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Apr 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $180,661,305 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. group: Bogle | Director | Mar 21, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $604,928,493 | 35 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 21, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $129,880,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE WORLD OFFSHORE FUND, LTD. group: Bogle | Director | Mar 21, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $514,350,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Blackmoor Ownership Holdings Ltd group: Blackmoor Ownership | Director | Mar 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,500,000 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Hoplite Offshore Fund, Ltd. group: Focusgrowth | Director | Feb 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,617,998,294 | 257 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PALOMINO FUND LTD. group: Thoroughbred | Director | Jan 31, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,460,516,453 | 149 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Trend Strategy Fund Ltd. group: Kepos Carbon | Director | Jan 23, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $221,017 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Jan 23, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,167,523,001 | 73 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Jan 23, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $312,000,017 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Jan 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $503,892,046 | 94 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,304,226,224 | 206 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SKYTOP FUND LTD. group: Skytop | Director | Dec 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $104,256,999 | 31 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GHO Capital Fund II LP group: Gho | Director | Nov 27, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Candlewood Constellation SPC Ltd. group: Cwd | Director | Sep 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $220,930,000 | 235 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Sep 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $734,727,176 | 145 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Sep 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $677,315,931 | 144 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | Sep 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,385,030 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TIDE POINT OFFSHORE FUND, LTD. group: Tide Point | Director | Aug 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $113,821,952 | 52 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Grand Slam Capital Offshore Fund, Ltd. group: Grand Slam | Director | Jul 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,771,651 | 7 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tolis Investment Strategies Ltd. group: Tolis | Director | Jul 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $377,355,327 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Jul 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,981,315 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Jul 9, 2018 | D/A | Indefinite | $467,402,243 | 167 | $5,000,000 |
| EDGAR ↗ | Tekne Long Only Offshore Fund, Ltd. group: Tekne | Director | Jul 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,101,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,823,176 | 131 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,844,574 | 93 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,823,176 | 131 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Apr 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,436,020 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HARBERT VALUE OFFSHORE FUND, LTD. group: Harbert | Director | Mar 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,927,260 | 11 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $119,080,000 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. group: Bogle | Director | Mar 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $539,928,493 | 32 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE WORLD OFFSHORE FUND, LTD. group: Bogle | Director | Mar 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $514,350,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Blackmoor Ownership Holdings Ltd group: Blackmoor Ownership | Director | Mar 16, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $40,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Hoplite Offshore Fund, Ltd. group: Focusgrowth | Director | Feb 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,609,748,294 | 255 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PALOMINO FUND LTD. group: Thoroughbred | Director | Feb 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,833,019,341 | 38 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Trend Strategy Fund Ltd. group: Kepos Carbon | Director | Jan 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $221,016 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Jan 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,160,888,002 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Trend Strategy Fund Ltd. group: Kepos Carbon | Director | Jan 23, 2018 | D | Indefinite similar: $500,000–$16,420,250 | $221,016 | 1 similar: 2–28 | $100,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Jan 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $204,995,016 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Jan 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,253,401,499 | 90 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Jan 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,543,214,909 | 203 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VV Capital International, Ltd. group: Nations | Director | Jan 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,700,000 | 2 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Meridian Capital Fund, Ltd group: Mdf | Director | Jan 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,694,115 | 38 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TBC OFFSHORE LTD. group: Tbc | Director | Jan 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $602,647,561 | 66 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SKYTOP FUND LTD. group: Skytop | Director | Dec 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $104,115,398 | 31 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Candlewood Constellation SPC Ltd. group: Cwd | Director | Sep 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $217,205,000 | 235 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Canaan Valley Capital Fund (Offshore) Ltd. group: Cvc | Director | Sep 25, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $928,992 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Sep 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $677,315,931 | 144 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Sep 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $677,315,931 | 144 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dhalion International Ltd. group: Dhalion | Director | Sep 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,648,450 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | Sep 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,385,030 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TIDE POINT OFFSHORE FUND, LTD. group: Tide Point | Director | Aug 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,291,952 | 49 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BLUE JAY HEALTH SCIENCES FUND, LTD. group: Blue Jay Health Sciences | Director | Jul 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,393,460 | 17 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Jul 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,559,415 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Grand Slam Capital Offshore Fund, Ltd. group: Grand Slam | Director | Jul 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,771,651 | 7 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tolis Investment Strategies Ltd. group: Tolis | Director | Jul 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $340,457,682 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Long Only Offshore Fund, Ltd. group: Tekne | Director | Jul 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,101,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,083,188 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,713,537 | 55 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,455,812 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,957,894 | 78 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Apr 25, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $451,000,000 | 185 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HARBERT VALUE OFFSHORE FUND, LTD. group: Harbert | Director | Mar 23, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,927,260 | 11 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE WORLD OFFSHORE FUND, LTD. group: Bogle | Director | Mar 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $511,850,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. group: Bogle | Director | Mar 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $460,428,492 | 29 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $119,080,000 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Candlewood Special Situations Fund, Ltd. group: Cwd | Director | Mar 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $751,194,424 | 120 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VV Capital International, Ltd. group: Nations | Director | Feb 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,700,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Feb 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,124,548,979 | 68 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Feb 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $104,774,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Trend Strategy Fund Ltd. group: Kepos Carbon | Director | Feb 16, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $221,016 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Feb 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,369,101,084 | 77 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Feb 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,632,105,571 | 187 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Hoplite Offshore Fund, Ltd. group: Focusgrowth | Director | Feb 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,643,153,290 | 242 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED ERISA FUND LTD group: Mdf | Director | Jan 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,034,985 | 20 similar: 4–27 | $75,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Meridian Capital Fund, Ltd group: Mdf | Director | Jan 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $325,682,375 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TBC OFFSHORE LTD. group: Tbc | Director | Jan 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $602,047,561 | 65 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SKYTOP FUND LTD. group: Skytop | Director | Dec 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $103,979,443 | 31 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED FUND LTD group: Mdf | Director | Dec 16, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,498,271 | 16 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Candlewood Constellation SPC Ltd. group: Cwd | Director | Sep 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $212,155,000 | 233 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Canaan Valley Capital Fund (Offshore) Ltd. group: Cvc | Director | Sep 23, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $919,879 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Sep 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,106,804 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Sep 16, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $562,388,585 | 140 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dhalion International Ltd. group: Dhalion | Director | Sep 14, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $2,100,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | Sep 9, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,385,030 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TIDE POINT OFFSHORE FUND, LTD. group: Tide Point | Director | Aug 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $89,896,952 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Grand Slam Capital Offshore Fund, Ltd. group: Grand Slam | Director | Jul 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,771,651 | 7 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tolis Investment Strategies Ltd. group: Tolis | Director | Jul 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $317,250,000 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Long Only Offshore Fund, Ltd. group: Tekne | Director | Jul 8, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $9,681,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BLUE JAY HEALTH SCIENCES FUND, LTD. group: Blue Jay Health Sciences | Director | Jul 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,257,000 | 16 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Jul 7, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,021,385 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,858,009 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,713,538 | 55 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,455,813 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jun 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,957,894 | 78 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Apr 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $436,300,000 | 158 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HARBERT VALUE OFFSHORE FUND, LTD. group: Harbert | Director | Mar 30, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,927,260 | 11 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Candlewood Special Situations Fund, Ltd. group: Cwd | Director | Mar 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $751,169,424 | 120 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE WORLD OFFSHORE FUND, LTD. group: Bogle | Director | Mar 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $475,000,000 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. group: Bogle | Director | Mar 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $381,848,492 | 22 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $112,800,000 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Meridian Capital Fund, Ltd group: Mdf | Director | Mar 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $323,832,375 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kamunting Street Offshore Fund, Ltd. group: Kamunting Street | Director | Feb 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,989,457 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Clovis Capital Partners (Cayman), Ltd. group: Clovis | Director | Feb 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,877,841,977 | 288 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Feb 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $862,413,750 | 58 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Feb 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $103,374,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Feb 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,424,698,112 | 156 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Feb 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,358,774,619 | 57 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Hoplite Offshore Fund, Ltd. group: Focusgrowth | Director | Feb 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,529,082,169 | 235 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED ERISA FUND LTD group: Mdf | Director | Jan 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $116,143,219 | 23 similar: 4–27 | $75,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TBC OFFSHORE LTD. group: Tbc | Director | Jan 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $531,747,561 | 61 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VV Capital International, Ltd. group: Nations | Director | Jan 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SKYTOP FUND LTD. group: Skytop | Director | Dec 21, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $103,826,070 | 31 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED FUND LTD group: Mdf | Director | Dec 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,258,399 | 21 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital I Offshore Ltd group: Engaged | Director | Nov 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,902,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Nov 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,272,208 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Candlewood Constellation SPC Ltd. group: Cwd | Director | Sep 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $208,005,000 | 231 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Canaan Valley Capital Fund (Offshore) Ltd. group: Cvc | Director | Sep 23, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF & FOR THE ACCOUNT OF MDFLTD/HARBINGER JUNE 2009 SEGREGATED PORTFOLIO group: Mdf | Director | Sep 21, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $704,202 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Sep 21, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,106,804 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Sep 18, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $489,740,193 | 117 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | Sep 11, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,385,030 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TIDE POINT OFFSHORE FUND, LTD. group: Tide Point | Director | Aug 6, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,329,952 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Grand Slam Capital Offshore Fund, Ltd. group: Grand Slam | Director | Jul 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,771,651 | 7 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jul 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,957,894 | 78 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Tolis Investment Strategies Ltd. group: Tolis | Director | Jul 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $206,750,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BLUE JAY HEALTH SCIENCES FUND, LTD. group: Blue Jay Health Sciences | Director | Jul 8, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,407,000 | 12 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio group: Mdf | Director | Jun 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,858,009 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Jun 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,713,538 | 55 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio group: Mdf | Director | Jun 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,455,813 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC LTD - MDF SI 2008 SEGREGATED PORTFOLIO group: Mdf | Director | Jun 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,884,628 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | VV Capital International, Ltd. group: Nations | Director | May 20, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $4,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Apr 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,872,146 | 68 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HARBERT VALUE OFFSHORE FUND, LTD. group: Harbert | Director | Mar 31, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,927,260 | 11 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Candlewood Special Situations Fund, Ltd. group: Cwd | Director | Mar 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $749,669,424 | 116 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE WORLD OFFSHORE FUND, LTD. group: Bogle | Director | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $443,500,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. group: Bogle | Director | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $360,348,492 | 19 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,150,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC LTD - MDF SI 2008 SEGREGATED PORTFOLIO group: Mdf | Director | Mar 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,884,628 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Clovis Capital Partners (Cayman), Ltd. group: Clovis | Director | Mar 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,856,391,977 | 286 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kamunting Street Offshore Fund, Ltd. group: Kamunting Street | Director | Feb 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,989,457 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Feb 19, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $791,170,750 | 48 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Feb 19, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $92,999,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Feb 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $690,891,000 | 30 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Feb 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,490,394,723 | 119 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Hoplite Offshore Fund, Ltd. group: Focusgrowth | Director | Feb 4, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,495,247,169 | 225 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | TIDE POINT OFFSHORE FUND, LTD. group: Tide Point | Director | Jan 28, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,732,028 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Meridian Capital Fund, Ltd group: Mdf | Director | Jan 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $323,732,375 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED ERISA FUND LTD group: Mdf | Director | Jan 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $120,787,812 | 27 similar: 4–27 | $75,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TBC OFFSHORE LTD. group: Tbc | Director | Jan 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $423,586,102 | 52 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SKYTOP FUND LTD. group: Skytop | Director | Dec 19, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,648,326 | 31 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED FUND LTD group: Mdf | Director | Dec 11, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,557,029 | 25 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital I Offshore Ltd group: Engaged | Director | Oct 10, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,902,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Candlewood Constellation SPC Ltd. group: Cwd | Director | Sep 29, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $25,400,000 | 46 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital Flagship Fund, Ltd. group: Engaged | Director | Sep 26, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF & FOR THE ACCOUNT OF MDFLTD/HARBINGER JUNE 2009 SEGREGATED PORTFOLIO group: Mdf | Director | Sep 19, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $704,202 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Sep 19, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,229,382 | 36 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $303,165,594 | 94 similar: 4–27 | $45,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | Sep 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $567,745,030 | 54 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Grand Slam Capital Offshore Fund, Ltd. group: Grand Slam | Director | Sep 4, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,100,000 | 4 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BLUE JAY HEALTH SCIENCES FUND, LTD. group: Blue Jay Health Sciences | Director | Aug 8, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,552,000 | 4 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Grand Slam Capital Offshore Fund, Ltd. group: Grand Slam | Director | Jul 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,100,000 | 4 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tolis Investment Strategies Ltd. group: Tolis | Director | Jul 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,500,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio group: Mdf | Director | Jun 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,455,813 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Jun 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,713,538 | 55 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jun 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,957,894 | 78 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio group: Mdf | Director | Jun 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,858,009 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Apr 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,993,900 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Candlewood Special Situations Fund, Ltd. group: Cwd | Director | Mar 20, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $744,542,074 | 107 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,950,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE WORLD OFFSHORE FUND, LTD. group: Bogle | Director | Mar 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $443,500,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. group: Bogle | Director | Mar 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $350,348,492 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kamunting Street Offshore Fund, Ltd. group: Kamunting Street | Director | Mar 4, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,989,457 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Clovis Capital Partners (Cayman), Ltd. group: Clovis | Director | Mar 4, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,841,391,977 | 286 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC LTD - MDF SI 2008 SEGREGATED PORTFOLIO group: Mdf | Director | Mar 3, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,884,628 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Kamunting Street Special Opportunity Offshore Fund, Ltd. group: Kamunting Street | Director | Feb 27, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,499,973 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Hoplite Offshore Fund, Ltd. group: Focusgrowth | Director | Feb 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,228,357,169 | 188 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Feb 19, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $92,999,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Feb 19, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $712,145,250 | 47 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Feb 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,500,000 | 5 similar: 4–27 | $14,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Feb 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $638,712,228 | 97 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Aleutian Fund, Ltd. group: Aleutian | Director | Feb 11, 2014 | D/A | Indefinite | $638,712,228 | 97 | $100,000 |
| EDGAR ↗ | Aleutian Fund 2, Ltd. group: Aleutian | Director | Feb 11, 2014 | D | Indefinite | $196,500,000 | 5 | $14,000,000 |
| EDGAR ↗ | TIDE POINT OFFSHORE FUND, LTD. group: Tide Point | Director | Jan 27, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $4,100,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Meridian Capital Fund, Ltd group: Mdf | Director | Jan 15, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $952,415 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED ERISA FUND LTD group: Mdf | Director | Jan 15, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $120,784,196 | 28 similar: 4–27 | $75,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TBC OFFSHORE LTD. group: Tbc | Director | Jan 14, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $112,130,000 | 7 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Jan 10, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,041,400 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SKYTOP FUND LTD. group: Skytop | Director | Dec 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $92,454,038 | 27 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED FUND LTD group: Mdf | Director | Dec 10, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $63,872,026 | 23 similar: 4–27 | $50,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Engaged Capital I Offshore Ltd group: Engaged | Director | Oct 10, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,402,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF & FOR THE ACCOUNT OF MDFLTD/HARBINGER JUNE 2009 SEGREGATED PORTFOLIO group: Mdf | Director | Sep 25, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $704,202 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Sep 25, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,229,382 | 36 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Sep 18, 2013 | D/A | Indefinite | $158,420,946 | 65 | $5,000,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | Sep 16, 2013 | D/A | Indefinite | $143,685,030 | 20 | $1,000,000 |
| EDGAR ↗ | BlackGold Opportunity Offshore Fund, Ltd group: Blackgold | Director | Aug 14, 2013 | D | Indefinite | $10,230,200 | 3 | $1,000,000 |
| EDGAR ↗ | BLUE JAY HEALTH SCIENCES FUND, LTD. group: Blue Jay Health Sciences | Director | Aug 8, 2013 | D | Indefinite | $0 | 0 | $2,500,000 |
| EDGAR ↗ | Grand Slam Capital Offshore Fund, Ltd. group: Grand Slam | Director | Aug 5, 2013 | D | Indefinite | $18,000,000 | 2 | $500,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDEF/RSBM Segregated Portfolio group: Mdf | Director | Jul 19, 2013 | D/A | Indefinite | $2,548,301 | 61 | No minimum reported |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/RSBM Segregated Portfolio group: Mdf | Director | Jul 19, 2013 | D/A | Indefinite | $291,412 | 87 | No minimum reported |
| EDGAR ↗ | Tolis Investment Strategies Ltd. group: Tolis | Director | Jul 12, 2013 | D/A | Indefinite | $12,000,000 | 1 | $1,000,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio group: Mdf | Director | Jun 13, 2013 | D/A | Indefinite | $3,858,009 | 16 | No minimum reported |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio group: Mdf | Director | Jun 13, 2013 | D/A | Indefinite | $7,455,813 | 44 | No minimum reported |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Jun 13, 2013 | D/A | Indefinite | $6,713,538 | 55 | No minimum reported |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Jun 13, 2013 | D/A | Indefinite | $10,212,755 | 75 | No minimum reported |
| EDGAR ↗ | Meadowood Capital Offshore Fund, Ltd. | Director | May 10, 2013 | D | Indefinite | $0 | 0 | $1,000,000 |
| EDGAR ↗ | Candlewood Special Situations Fund, Ltd. group: Cwd | Director | Mar 20, 2013 | D/A | Indefinite | $634,488,127 | 82 | $100,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 18, 2013 | D/A | Indefinite | $62,000,000 | 3 | $1,000,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. group: Bogle | Director | Mar 18, 2013 | D/A | Indefinite | $229,164,484 | 6 | $1,000,000 |
| EDGAR ↗ | BOGLE WORLD OFFSHORE FUND, LTD. group: Bogle | Director | Mar 18, 2013 | D/A | Indefinite | $377,500,000 | 4 | $1,000,000 |
| EDGAR ↗ | Clovis Capital Partners (Cayman), Ltd. group: Clovis | Director | Mar 7, 2013 | D/A | Indefinite | $1,805,536,977 | 282 | $50,000 |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC LTD - MDF SI 2008 SEGREGATED PORTFOLIO group: Mdf | Director | Mar 4, 2013 | D/A | Indefinite | $10,884,628 | 35 | No minimum reported |
| EDGAR ↗ | Kamunting Street Offshore Fund, Ltd. group: Kamunting Street | Director | Mar 4, 2013 | D/A | Indefinite | $20,888,897 | 3 | $100,000 |
| EDGAR ↗ | Kamunting Street Special Opportunity Offshore Fund, Ltd. group: Kamunting Street | Director | Feb 27, 2013 | D | Indefinite | $1,499,973 | 1 | $100,000 |
| EDGAR ↗ | Hoplite Offshore Fund, Ltd. group: Focusgrowth | Director | Feb 22, 2013 | D/A | Indefinite | $1,466,869,536 | 184 | $1,000,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Feb 19, 2013 | D/A | Indefinite | $432,407,574 | 32 | $100,000 |
| EDGAR ↗ | Kepos Exotic Beta Fund Ltd. group: Kepos Carbon | Director | Feb 19, 2013 | D/A | Indefinite | $56,430,000 | 4 | $100,000 |
| EDGAR ↗ | Meridian Capital Fund, Ltd group: Mdf | Director | Jan 18, 2013 | D/A | Indefinite | $952,415 | 3 | $5,000,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED ERISA FUND LTD group: Mdf | Director | Jan 18, 2013 | D/A | Indefinite | $122,085,216 | 28 | $75,000,000 |
| EDGAR ↗ | MERIDIAN DIVERSIFIED FUND LTD group: Mdf | Director | Dec 10, 2012 | D/A | Indefinite | $66,170,665 | 26 | $50,000,000 |
| EDGAR ↗ | Engaged Capital I Offshore Ltd group: Engaged | Director | Oct 15, 2012 | D | Indefinite | $502,000 | 2 | $100,000 |
| EDGAR ↗ | HARBERT EVENT OPPORTUNITIES OFFSHORE FUND, LTD. | Director | Oct 12, 2012 | D/A | Indefinite | $2,750,000 | 1 | $1,000,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio group: Mdf | Director | Sep 25, 2012 | D/A | Indefinite | $28,229,382 | 36 | No minimum reported |
| EDGAR ↗ | MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF & FOR THE ACCOUNT OF MDFLTD/HARBINGER JUNE 2009 SEGREGATED PORTFOLIO group: Mdf | Director | Sep 25, 2012 | D/A | Indefinite | $735,313 | 20 | No minimum reported |
| EDGAR ↗ | Harbinger Capital Partners Offshore Fund II, Ltd. | Director | Sep 21, 2012 | D/A | Indefinite | $58,610,351 | 29 | $100,000 |
| EDGAR ↗ | Tekne Offshore Fund, Ltd. group: Tekne | Director | Sep 19, 2012 | D | Indefinite | $96,000,000 | 9 | $1,000,000 |
| EDGAR ↗ | Medalist Partners Harvest Fund, Ltd group: Medalist | Director | Sep 18, 2012 | D | Indefinite | $41,770,000 | 15 | $5,000,000 |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio group: Mdf | Director | Aug 6, 2012 | D/A | Indefinite | $3,693,893 | 14 | No minimum reported |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio group: Mdf | Director | Aug 6, 2012 | D/A | Indefinite | $7,562,981 | 44 | No minimum reported |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio group: Mdf | Director | Aug 6, 2012 | D/A | Indefinite | $6,592,508 | 49 | No minimum reported |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio group: Mdf | Director | Aug 6, 2012 | D/A | Indefinite | $8,643,773 | 67 | No minimum reported |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Kensico March 2009 Segregated Portfolio group: Mdf | Director | Jul 19, 2012 | D/A | Indefinite | $4,158,327 | 44 | No minimum reported |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDEF/RSBM Segregated Portfolio group: Mdf | Director | Jul 19, 2012 | D/A | Indefinite | $2,548,301 | 61 | No minimum reported |
| EDGAR ↗ | MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/RSBM Segregated Portfolio group: Mdf | Director | Jul 19, 2012 | D/A | Indefinite | $291,412 | 87 | No minimum reported |
| EDGAR ↗ | Clovis Capital Partners (Cayman), Ltd. group: Clovis | Director | Apr 20, 2012 | D/A | Indefinite | $1,805,536,977 | 282 | $50,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. group: Bogle | Director | Mar 27, 2012 | D/A | Indefinite | $195,664,484 | 7 | $1,000,000 |
| EDGAR ↗ | BOGLE WORLD OFFSHORE FUND, LTD. group: Bogle | Director | Mar 27, 2012 | D/A | Indefinite | $377,500,000 | 4 | $1,000,000 |
| EDGAR ↗ | BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. group: Bogle | Director | Mar 26, 2012 | D/A | Indefinite | $55,000,000 | 3 | $1,000,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Feb 16, 2012 | D/A | Indefinite | $150,507,716 | 16 | $100,000 |
| EDGAR ↗ | Dollar Senior Loan Fund, Ltd. group: Ils | Director | Jan 10, 2012 | D/A | Indefinite | $337,150,381 | 406 | $250,000 |
| EDGAR ↗ | Bell Point Credit Opportunties Overseas Fund, Ltd. | Director | Nov 18, 2011 | D/A | Indefinite | $38,500,000 | 5 | $100,000 |
| EDGAR ↗ | Z Class Access Fund (Onshore), L.P. | Director Director of the Issuer's General Partner | Nov 14, 2011 | D | $25,000,000 | $9,350,000 | 13 | $100,000 |
| EDGAR ↗ | LibreMax Offshore Fund, Ltd. group: Libremax | Director | Oct 28, 2011 | D/A | Indefinite | $38,385,770 | 17 | $5,000,000 |
| EDGAR ↗ | CZ Equilibria UK Fund Ltd group: Cz Equilibria | Director | Sep 8, 2011 | D | Indefinite | $43,250,000 | 5 | $100,000 |
| EDGAR ↗ | CBAM Intrepid Fund Ltd. group: Cbam | Director | Aug 16, 2011 | D | Indefinite | $56,700,000 | 2 | $1,000,000 |
| EDGAR ↗ | CBAM Resolute Fund Ltd. group: Cbam | Director | Aug 16, 2011 | D | Indefinite | $213,400,000 | 2 | $1,000,000 |
| EDGAR ↗ | Credit Suisse Merger Arbitrage Liquid Index Fund, Ltd. | Director | Jul 15, 2011 | D | Indefinite | $2,895,000 | 1 | $1,000,000 |
| EDGAR ↗ | Liquid Alternative Beta Index Fund, Ltd. | Director | Jul 15, 2011 | D | Indefinite | $0 | 0 | $1,000,000 |
| EDGAR ↗ | DoubleLine Cayman Multi-Asset Growth Fund I Ltd group: Tcw | Director | Jun 24, 2011 | D | Indefinite | $610,000 | 1 | $100,000 |
| EDGAR ↗ | HealthCor Long Offshore Fund, Ltd. group: Healthcor | Director | Jun 20, 2011 | D | Indefinite | $24,826,400 | 1 | No minimum reported |
| EDGAR ↗ | Perry CTRPF, Ltd. group: Perry Ctrpf | Director | May 23, 2011 | D/A | Indefinite | $113,245,011 | 31 | $100,000 |
| EDGAR ↗ | Perry CTRPF II, Ltd. group: Perry Ctrpf | Director | May 23, 2011 | D/A | Indefinite | $94,464,074 | 10 | $100,000 |
| EDGAR ↗ | SAPIC-98 Fund Ltd. group: Ils | Director | May 6, 2011 | D/A | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | Core Index Tracker, Ltd. | Director | Apr 26, 2011 | D | Indefinite | $0 | 0 | $250,000 |
| EDGAR ↗ | Perry GRF Fund, Ltd. group: Perry Ctrpf | Director | Apr 13, 2011 | D/A | Indefinite | $32,900,000 | 1 | $100,000 |
| EDGAR ↗ | Candlewood Special Situations Fund, Ltd. group: Cwd | Director | Mar 31, 2011 | D/A | Indefinite | $153,815,585 | 39 | $100,000 |
| EDGAR ↗ | Stone Lion Fund L.P. group: Llsd | Director Director of SL General Partner Ltd. | Mar 23, 2011 | D/A | Indefinite | $115,645,000 | 33 | No minimum reported |
| EDGAR ↗ | Stone Lion Fund Ltd. group: Llsd | Director | Mar 23, 2011 | D/A | Indefinite | $598,450,160 | 31 | $100,000 |
| EDGAR ↗ | SEIX CREDIT OPPORTUNITIES OFFSHORE FUND, LTD. group: Lightyear | Director | Mar 11, 2011 | D/A | Indefinite | $79,345,689 | 73 | $100,000 |
| EDGAR ↗ | HEALTHCOR HYBRID OFFSHORE LTD group: Healthcor | Director | Mar 9, 2011 | D/A | Indefinite | $592,122,134 | 23 | $5,000,000 |
| EDGAR ↗ | HEALTHCOR OFFSHORE LTD group: Healthcor | Director | Mar 9, 2011 | D/A | Indefinite | $2,504,453,613 | 210 | $5,000,000 |
| EDGAR ↗ | Perry Partners International, Inc. (Relating to Class 2 Tranche F, H, K, L, O, P, Q, T, U & V Shares) | Director | Mar 4, 2011 | D/A | Indefinite | $2,015,743,902 | 145 | $100,000 |
| EDGAR ↗ | Credit Suisse GTAA Global Macro Fund, Ltd. | Director | Feb 28, 2011 | D/A | Indefinite | $7,410,000 | 8 | $100,000 |
| EDGAR ↗ | Kepos Alpha Fund Ltd. group: Kepos Carbon | Director | Feb 16, 2011 | D | Indefinite | $4,742,830 | 3 | $100,000 |
| EDGAR ↗ | Dollar Senior Loan Fund, Ltd. group: Ils | Director | Jan 12, 2011 | D/A | Indefinite | $401,656,829 | 429 | $250,000 |
| EDGAR ↗ | Bell Point Credit Opportunties Overseas Fund, Ltd. | Director | Nov 23, 2010 | D | Indefinite | $2,500,000 | 3 | $100,000 |
| EDGAR ↗ | LibreMax Offshore Fund, Ltd. group: Libremax | Director | Nov 4, 2010 | D | Indefinite | $150,999,964 | 27 | $5,000,000 |
| EDGAR ↗ | Perry Partners International, Inc. (Relating to Class 2 Tranche F, H, K, L, O, P, Q, T, U & V Shares) | Director | Oct 14, 2010 | D/A | Indefinite | $1,918,146,402 | 139 | $100,000 |
| EDGAR ↗ | Credit Suisse QuEST US Market Neutral Fund, Ltd. | Director | Aug 23, 2010 | D/A | Indefinite | $50,000,000 | 1 | $250,000 |
| EDGAR ↗ | SAPIC-98 Fund Ltd. group: Ils | Director | May 7, 2010 | D | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | Perry Partners International, Inc. (Relating to Class 2 Tranche F, H, K, L, O, P, Q, T, U & V Shares) | Director | Apr 28, 2010 | D/A | Indefinite | $1,362,220,644 | 146 | $100,000 |
| EDGAR ↗ | Perry GRF Fund, Ltd. group: Perry Ctrpf | Director | Apr 21, 2010 | D | Indefinite | $6,300,000 | 1 | $100,000 |
| EDGAR ↗ | Dollar Senior Loan Fund, Ltd. group: Ils | Director | Apr 1, 2010 | D/A | Indefinite | $373,454,649 | 378 | $250,000 |
| EDGAR ↗ | Credit Suisse GTAA Global Macro Fund, Ltd. | Director | Mar 25, 2010 | D/A | Indefinite | $7,310,000 | 7 | $100,000 |
| EDGAR ↗ | SEIX CREDIT OPPORTUNITIES OFFSHORE FUND, LTD. group: Lightyear | Director | Mar 12, 2010 | D/A | Indefinite | $67,920,427 | 46 | $100,000 |
| EDGAR ↗ | HEALTHCOR OFFSHORE LTD group: Healthcor | Director | Mar 12, 2010 | D/A | Indefinite | $2,090,735,943 | 140 | $5,000,000 |
| EDGAR ↗ | HEALTHCOR HYBRID OFFSHORE LTD group: Healthcor | Director | Mar 12, 2010 | D/A | Indefinite | $400,100,000 | 9 | $5,000,000 |
| EDGAR ↗ | Candlewood Special Situations Fund, Ltd. group: Cwd | Director | Mar 1, 2010 | D/A | Indefinite | $153,050,127 | 6 | $100,000 |
| EDGAR ↗ | Perry Partners International, Inc. (Relating to Class 2 Tranche F, H, K, L, O, P, Q, T, U & V Shares) | Director | Feb 23, 2010 | D/A | Indefinite | $1,310,220,644 | 144 | $100,000 |
| EDGAR ↗ | Credit Suisse QuEST US Market Neutral Fund, Ltd. | Director | Aug 31, 2009 | D | Indefinite | $0 | 0 | $250,000 |
| EDGAR ↗ | Credit Suisse GTAA Global Macro Fund, Ltd. | Director Director of Manager | May 13, 2009 | D/A | Indefinite | $447,187,828 | 58 | $5,000,000 |
| EDGAR ↗ | Dollar Senior Loan Fund, Ltd. group: Ils | Director | Apr 6, 2009 | D | Indefinite | $144,184,056 | 126 | $250,000 |
| EDGAR ↗ | HEALTHCOR HYBRID OFFSHORE LTD group: Healthcor | Director | Mar 13, 2009 | D/A | Indefinite | $400,100,000 | 9 | $5,000,000 |
| EDGAR ↗ | HEALTHCOR OFFSHORE LTD group: Healthcor | Director | Mar 13, 2009 | D/A | Indefinite | $1,876,805,680 | 120 | $5,000,000 |
| EDGAR ↗ | Credit Suisse GTAA Global Macro Fund, Ltd. | Director Director of Manager | Feb 13, 2009 | D | Indefinite | $447,187,828 | 58 | $5,000,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Mark Cook. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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