PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:46 AM ET

Sponsor Check › Sponsor group

T

Thoroughbred

One sponsor team, 5 deal companies · Short Hills, NJ

Grouped because: 4 shared people, 4 shared management entities, similar issuer names (5) · 2 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

5deal companies
$25.69Breported sold
646investors
49Form D filings
2009–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jan 23, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thoroughbred is a sponsor group of 5 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names; automatic match from the filings), filing 49 Form D filings between Jul 2009 and Jan 2026.

What this means One team, 5 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $25.69B to 646 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (5). Issuers are based in NJ (3), Cayman Islands (as filed: E9) (1), Virgin Islands, British (as filed: D8) (1).

What this means $25.69B raised across the group, about $39.8M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: David A. Tepper (5 issuers, executive officer and director), L.P. Appaloosa Management L.P. (4 issuers, executive officer, entity), Appaloosa Capital Inc. (3 issuers, executive officer, entity), Appaloosa LP (3 issuers, executive officer, entity), Appaloosa Partners, Inc. (3 issuers, executive officer, entity) and 9 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jan 23, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: APPALOOSA LP.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 3 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 49 public filings for Thoroughbred and found 20 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thoroughbred has not run yet — it is joining a line of 40,454 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 3 dismissed

Appaloosa Investment Limited Partnership I v. Qwest Communications International, Inc. dismissed
District Court, S.D. New York · No. 1:05-cv-05674 · Filed Jun 17, 2005 · Closed Jul 30, 2008 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Appaloosa Investment Limited Partnership I: Plaintiff · Outcome: Terminated 2008-07-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state)
Thoroughbred Corp v. National Jockey Club dismissed matched at sponsor-group level (Thoroughbred)
District Court, C.D. California · No. 2:02-cv-04519 · Filed Jun 10, 2002 · Closed Nov 20, 2002 · Nature of suit: 190 Other contract actions
Role of Thoroughbred Corp: Plaintiff · Outcome: Terminated 2002-11-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state)
Federal Deposit v. Thoroughbred Inc. dismissed matched at sponsor-group level (Thoroughbred)
District Court, S.D. Florida · No. 9:96-cv-08851 · Filed Dec 13, 1996 · Closed Jun 24, 1997 · Nature of suit: 140 Negotiable instruments
Role of Thoroughbred Inc.: Defendant · Outcome: Terminated 1997-06-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thoroughbred..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH v. Appaloosa Investment Limited Partnership I closed
United States Bankruptcy Court, N.D. Illinois · No. 15-00754 · Filed Oct 2, 2015 · Closed Mar 15, 2016
Role of Appaloosa Investment Limited Partnership I: Defendant · Outcome: Case closed 2016-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

20 differences found between the filings for Thoroughbred — 7 worth asking about (compared 49 filings on Oct 24, 2026)

Note · Oct 2, 2015 – Mar 15, 2016

Bankruptcy case: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH v. Appaloosa Investment Limited Partnership I — filed Oct 2, 2015

United States Bankruptcy Court, N.D. Illinois docket "CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH v. Appaloosa Investment Limited Partnership I" filed Oct 2, 2015, closed Mar 15, 2016. PARTNERS INC. APPALOOSA (listed on the same filings) is listed as Defendant ("Appaloosa Investment Limited Partnership I").

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗PARTNERS INC. APPALOOSA — PartnerFacts page ↗
Sources
Worth asking · Jan 15, 2019 – Jan 15, 2020

Amount sold went down between filings — AZTECA PARTNERS LLC

The Jan 15, 2019 filing says $8,537,121,053 sold; the Jan 15, 2020 Form D/A says $8,507,449,307 sold — $29,671,746 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 15, 2019 ↗Form D/A (later) · Jan 15, 2020 ↗AZTECA PARTNERS LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 15, 2019 – Jan 15, 2020

Investor count went down between filings — AZTECA PARTNERS LLC

The Jan 15, 2019 filing reports 50 investors; the Jan 15, 2020 Form D/A reports 47 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 15, 2019 ↗Form D/A (later) · Jan 15, 2020 ↗AZTECA PARTNERS LLC — PartnerFacts page ↗
Sources
Worth asking · Feb 26, 2010 – Feb 24, 2011

Investor count went down between filings — APPALOOSA INVESTMENT LIMITED PARTNERSHIP I

The Feb 26, 2010 filing reports 114 investors; the Feb 24, 2011 Form D/A reports 49 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Feb 26, 2010 ↗Form D/A (later) · Feb 24, 2011 ↗APPALOOSA INVESTMENT LIMITED PARTNERSHIP I — PartnerFacts page ↗
Sources
Worth asking · Feb 19, 2010 – Feb 17, 2011

Investor count went down between filings — PALOMINO FUND LTD.

The Feb 19, 2010 filing reports 86 investors; the Feb 17, 2011 Form D/A reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Feb 19, 2010 ↗Form D/A (later) · Feb 17, 2011 ↗PALOMINO FUND LTD. — PartnerFacts page ↗
Sources
Worth asking · May 15, 2015

36 other issuers file from the same address — THOROUGHBRED FUND LP

The address on file, 51 John F. Kennedy Parkway, Short Hills, NJ, is used by 37 issuers in our index across 5 sponsor groups; 36 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

THOROUGHBRED FUND LP — PartnerFacts page ↗EDGAR filer page · THOROUGHBRED FUND LP ↗
Sources
Worth asking · Jul 1, 2008 – Feb 26, 2010

4 Form Ds were filed more than 15 days after the first sale

Form D filed 373 days after the first sale — THOROUGHBRED OFFSHORE FUND LTD. · Form D filed 373 days after the first sale — THOROUGHBRED FUND LP · Form D filed 56 days after the first sale — APPALOOSA INVESTMENT LIMITED PARTNERSHIP I · Form D filed 49 days after the first sale — PALOMINO FUND LTD.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 9, 2009 ↗THOROUGHBRED OFFSHORE FUND LTD. — PartnerFacts page ↗Form D · Jul 9, 2009 ↗THOROUGHBRED FUND LP — PartnerFacts page ↗
Sources
Note · Jan 1, 2010 – Feb 2, 2018

No amendment in the last 12 months on an offering that may still be open — APPALOOSA INVESTMENT LIMITED PARTNERSHIP I (latest filing Feb 2, 2018)

The latest filing for this offering is dated Feb 2, 2018 (first sale Jan 1, 2010). It reports $4,996,348,043 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 2, 2018 ↗APPALOOSA INVESTMENT LIMITED PARTNERSHIP I — PartnerFacts page ↗
Sources
Note · Jul 1, 2008 – May 15, 2015

No amendment in the last 12 months on an offering that may still be open — THOROUGHBRED FUND LP (latest filing May 15, 2015)

The latest filing for this offering is dated May 15, 2015 (first sale Jul 1, 2008). It reports $1,474,196,948 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · May 15, 2015 ↗THOROUGHBRED FUND LP — PartnerFacts page ↗
Sources
Note · Jul 1, 2008 – May 15, 2015

No amendment in the last 12 months on an offering that may still be open — THOROUGHBRED OFFSHORE FUND LTD. (latest filing May 15, 2015)

The latest filing for this offering is dated May 15, 2015 (first sale Jul 1, 2008). It reports $1,612,803,451 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · May 15, 2015 ↗THOROUGHBRED OFFSHORE FUND LTD. — PartnerFacts page ↗
Sources
Worth asking · Feb 26, 2010 – Jan 23, 2026

11 people are no longer listed on a later amendment

Ernest Morrison is no longer listed on the Jan 23, 2026 amendment — PALOMINO FUND LTD. · Mark Cook is no longer listed on the Jan 29, 2021 amendment — PALOMINO FUND LTD. · Appaloosa Partners, Inc. is no longer listed on the Feb 3, 2017 amendment — APPALOOSA INVESTMENT LIMITED PARTNERSHIP I · Appaloosa Capital Inc. is no longer listed on the Feb 3, 2017 amendment — APPALOOSA INVESTMENT LIMITED PARTNERSHIP I · Appaloosa Partners, Inc. is no longer listed on the Feb 5, 2016 amendment — PALOMINO FUND LTD. · and 6 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jan 24, 2025 ↗Form D/A · Jan 23, 2026 ↗Ernest Morrison — PartnerFacts page ↗PALOMINO FUND LTD. — PartnerFacts page ↗
Sources
Note · Feb 10, 2014 – Jan 31, 2019

4 role changes for the same people across filings

David A. Tepper's role changed at PALOMINO FUND LTD.: executive officer, director → director · Appaloosa Capital Inc.'s role changed at PALOMINO FUND LTD.: executive officer, director → executive officer · Appaloosa Capital Inc.'s role changed at PALOMINO FUND LTD.: executive officer → executive officer, director · David A. Tepper's role changed at PALOMINO FUND LTD.: director → executive officer, director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Feb 2, 2018 ↗Form D/A · Jan 31, 2019 ↗David A. Tepper — PartnerFacts page ↗PALOMINO FUND LTD. — PartnerFacts page ↗
Sources
Note · Jul 9, 2009 – Feb 5, 2015

David A. Tepper is written 2 different ways on the filings

listed as "David A. Tepper" on 24 filings (from Jul 9, 2009), and "David Tepper" on 25 filings (from Feb 5, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 9, 2009 ↗Form D/A · Feb 5, 2015 ↗David A. Tepper — PartnerFacts page ↗
Sources
Note · Jul 9, 2009 – Feb 24, 2011

L.P. Appaloosa Management L.P. is written 2 different ways on the filings

listed as "L.P. Appaloosa Management L.P." on 2 filings (from Jul 9, 2009), and "Appaloosa Management L.p." on 12 filings (from Feb 24, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 9, 2009 ↗Form D/A · Feb 24, 2011 ↗L.P. Appaloosa Management L.P. — PartnerFacts page ↗
Sources
Note · Feb 17, 2011 – Feb 3, 2017

5 address changes between filings

Address moved from Short Hills, NJ to Miami Beach, FL — APPALOOSA INVESTMENT LIMITED PARTNERSHIP I · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Short Hills, NJ — THOROUGHBRED OFFSHORE FUND LTD. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Short Hills, NJ — PALOMINO FUND LTD. · Address moved from Short Hills, NJ to George Town, Grand Cayman, Cayman Islands (as filed: E9) — THOROUGHBRED OFFSHORE FUND LTD. · Address moved from Road Town, Tortola, Virgin Islands, British (as filed: D8) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — PALOMINO FUND LTD.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 5, 2016 ↗Form D/A · Feb 3, 2017 ↗APPALOOSA INVESTMENT LIMITED PARTNERSHIP I — PartnerFacts page ↗Form D/A · May 14, 2014 ↗
Sources
Note · Jan 23, 2026

Address on file is a registered agent / shared office — PALOMINO FUND LTD.

The latest filing lists Ss&c Fund Services (Cayman) Ltd., 39 Market St., Suite 3205, 2nd Fl., Grand Cayman, Cayman Islands (as filed: E9). That address is used by 3 issuers in our index (3 of 3 issuers filed c/o a registered agent / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Jan 23, 2026 ↗PALOMINO FUND LTD. — PartnerFacts page ↗
Sources
Note · May 15, 2015 – Jan 23, 2026

Member companies were formed in 2 different states

Delaware (3), Virgin Islands, British (2) — out of 5 member issuers. The odd ones out: PALOMINO FUND LTD. (Virgin Islands, British); THOROUGHBRED OFFSHORE FUND LTD. (Virgin Islands, British).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Thoroughbred — sponsor group page ↗PALOMINO FUND LTD. — PartnerFacts page ↗THOROUGHBRED OFFSHORE FUND LTD. — PartnerFacts page ↗
Sources
Note · May 15, 2015 – Jan 23, 2026

Member companies list addresses in 3 different states

NJ (3), Cayman Islands (as filed: E9) (1), Virgin Islands, British (as filed: D8) (1). 1 member uses a registered-agent or shared-office address: PALOMINO FUND LTD. (Ss&c Fund Services (Cayman) Ltd., 39 Market St., Suite 3205, 2nd Fl., Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Thoroughbred — sponsor group page ↗PALOMINO FUND LTD. — PartnerFacts page ↗THOROUGHBRED OFFSHORE FUND LTD. — PartnerFacts page ↗
Sources
Note · Feb 19, 2010 – Jan 23, 2026

Issuer used a different name before — PALOMINO FUND LTD.

SEC records list prior names for this filer: Palomino Fund Ltd.; PALOMINO FUND LTD. The current name on file is "PALOMINO FUND LTD.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗PALOMINO FUND LTD. — PartnerFacts page ↗
Sources
Note · Jul 9, 2009 – May 15, 2015

Issuer used a different name before — THOROUGHBRED OFFSHORE FUND LTD.

SEC records list prior names for this filer: THOROUGHBRED OFFSHORE FUND LTD. The current name on file is "THOROUGHBRED OFFSHORE FUND LTD.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗THOROUGHBRED OFFSHORE FUND LTD. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $20,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 23, 2026 D/A
PALOMINO FUND LTD.
File 021-94945
$0 (est.)$0 (est.)$0 (est.)
The Issuer pays annual fees to the independent directors of $30,000 in the aggregate. The Adviser receives a management fee based on the value of assets under management and an affiliate is entitled to a performance fee based on profits of the Issuer.
None listed on this filingEDGAR ↗
Jan 2, 2026 D/A
AZTECA PARTNERS LLC
File 021-303312
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Feb 2, 2018 D/A
APPALOOSA INVESTMENT LIMITED PARTNERSHIP I
File 021-139069
$0 (est.)$0 (est.)$0 (est.)
The Investment Adviser of the Issuer is entitled to receive management fees based on a percentage of the value of the assets under management and the General Partner is entitled to an incentive allocation based on the profits of the Issuer.
None listed on this filingEDGAR ↗
May 15, 2015 D/A
THOROUGHBRED FUND LP
File 021-121121
$0$0$0 (est.)
The general partner of the Issuer is entitled to receive management fees based on a percentage of the value of the assets under management and to an incentive allocation based on profits of the Issuer.
None listed on this filingEDGAR ↗
May 15, 2015 D/A
THOROUGHBRED OFFSHORE FUND LTD.
File 021-121136
$0$0$20,000 (est.)
The Issuer will pay fees to the independent directors not to exceed $20,000 in the aggregate. The Issuer's investment adviser is entitled to receive management fees based on a percentage of the AUM and to a performance fee based on profits of the Issuer.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 5 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Thoroughbred in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗TF THOROUGHBRED FUND LPshared people, shared management entity, similar issuer namesSHORT HILLS, NJPooled Investment Fund7$1,474,196,948
offering Indefinite · similar: $155,000–$5,250,000
170
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2009–2015
EDGAR ↗TO THOROUGHBRED OFFSHORE FUND LTD.shared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)ROAD TOWN, TORTOLA, Virgin Islands, British (as filed: D8)Pooled Investment Fund7$1,612,803,451
offering Indefinite · similar: $155,000–$5,250,000
65
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2009–2015
EDGAR ↗PF PALOMINO FUND LTD.shared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund17$6,078,816,686
offering Indefinite · similar: $155,000–$5,250,000
170
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2010–2026
EDGAR ↗AI APPALOOSA INVESTMENT LIMITED PARTNERSHIP Ishared people, shared management entity, similar issuer namesSHORT HILLS, NJPooled Investment Fund9$4,996,348,043
offering Indefinite · similar: $155,000–$5,250,000
178
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2010–2018
EDGAR ↗AP AZTECA PARTNERS LLCshared people, shared management entity, similar issuer namesSHORT HILLS, NJPooled Investment Fund9$11,522,999,177
offering Indefinite · similar: $155,000–$5,250,000
63
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jan 23, 2026PALOMINO FUND LTD.D/APooled Investment FundIndefinite$6,078,816,686
EDGAR ↗Jan 2, 2026AZTECA PARTNERS LLCD/APooled Investment FundIndefinite$11,522,999,177
EDGAR ↗Jan 24, 2025PALOMINO FUND LTD.D/APooled Investment FundIndefinite$6,078,816,686
EDGAR ↗Jan 2, 2025AZTECA PARTNERS LLCD/APooled Investment FundIndefinite$11,518,818,377
EDGAR ↗Jan 26, 2024PALOMINO FUND LTD.D/APooled Investment FundIndefinite$5,974,316,686
EDGAR ↗Jan 5, 2024AZTECA PARTNERS LLCD/APooled Investment FundIndefinite$11,513,740,127
EDGAR ↗Jan 27, 2023PALOMINO FUND LTD.D/APooled Investment FundIndefinite$5,792,604,486
EDGAR ↗Jan 6, 2023AZTECA PARTNERS LLCD/APooled Investment FundIndefinite$11,511,188,048
EDGAR ↗Jan 28, 2022PALOMINO FUND LTD.D/APooled Investment FundIndefinite$5,783,593,986
EDGAR ↗Jan 7, 2022AZTECA PARTNERS LLCD/APooled Investment FundIndefinite$10,471,775,798
EDGAR ↗Jan 29, 2021PALOMINO FUND LTD.D/APooled Investment FundIndefinite$5,739,639,586
EDGAR ↗Jan 15, 2021AZTECA PARTNERS LLCD/APooled Investment FundIndefinite$10,426,675,798
EDGAR ↗Jan 31, 2020PALOMINO FUND LTD.D/APooled Investment FundIndefinite$5,632,529,586
EDGAR ↗Jan 15, 2020AZTECA PARTNERS LLCD/APooled Investment FundIndefinite$8,507,449,307
EDGAR ↗Jan 31, 2019PALOMINO FUND LTD.D/APooled Investment FundIndefinite$5,460,516,453
EDGAR ↗Jan 15, 2019AZTECA PARTNERS LLCD/APooled Investment FundIndefinite$8,537,121,053
EDGAR ↗Feb 2, 2018PALOMINO FUND LTD.D/APooled Investment FundIndefinite$3,833,019,341
EDGAR ↗Feb 2, 2018APPALOOSA INVESTMENT LIMITED PARTNERSHIP ID/APooled Investment FundIndefinite$4,996,348,043
EDGAR ↗Jan 16, 2018AZTECA PARTNERS LLCDPooled Investment FundIndefinite$8,253,591,514
EDGAR ↗Feb 3, 2017APPALOOSA INVESTMENT LIMITED PARTNERSHIP ID/APooled Investment FundIndefinite$4,991,999,088
EDGAR ↗Feb 3, 2017PALOMINO FUND LTD.D/APooled Investment FundIndefinite$3,362,914,205
EDGAR ↗Feb 5, 2016APPALOOSA INVESTMENT LIMITED PARTNERSHIP ID/APooled Investment FundIndefinite$3,710,256,936
EDGAR ↗Feb 5, 2016PALOMINO FUND LTD.D/APooled Investment FundIndefinite$306,604,728
EDGAR ↗May 15, 2015THOROUGHBRED FUND LPD/APooled Investment FundIndefinite$1,474,196,948
EDGAR ↗May 15, 2015THOROUGHBRED OFFSHORE FUND LTD.D/APooled Investment FundIndefinite$1,612,803,451
EDGAR ↗Feb 5, 2015PALOMINO FUND LTD.D/APooled Investment FundIndefinite$168,466,901
EDGAR ↗Feb 5, 2015APPALOOSA INVESTMENT LIMITED PARTNERSHIP ID/APooled Investment FundIndefinite$720,250,006
EDGAR ↗May 14, 2014THOROUGHBRED OFFSHORE FUND LTD.D/APooled Investment FundIndefinite$1,612,803,451
EDGAR ↗May 14, 2014THOROUGHBRED FUND LPD/APooled Investment FundIndefinite$1,436,395,592
EDGAR ↗Feb 10, 2014PALOMINO FUND LTD.D/APooled Investment FundIndefinite$168,466,901
EDGAR ↗Feb 10, 2014APPALOOSA INVESTMENT LIMITED PARTNERSHIP ID/APooled Investment FundIndefinite$645,880,840
EDGAR ↗May 31, 2013THOROUGHBRED OFFSHORE FUND LTD.D/APooled Investment FundIndefinite$1,584,405,646
EDGAR ↗May 31, 2013THOROUGHBRED FUND LPD/APooled Investment FundIndefinite$1,420,564,251
EDGAR ↗Feb 12, 2013PALOMINO FUND LTD.D/APooled Investment FundIndefinite$138,734,517
EDGAR ↗Feb 12, 2013APPALOOSA INVESTMENT LIMITED PARTNERSHIP ID/APooled Investment FundIndefinite$616,341,940
EDGAR ↗Jun 1, 2012THOROUGHBRED OFFSHORE FUND LTD.D/APooled Investment FundIndefinite$1,454,103,088
EDGAR ↗Jun 1, 2012THOROUGHBRED FUND LPD/APooled Investment FundIndefinite$1,144,118,421
EDGAR ↗Feb 15, 2012APPALOOSA INVESTMENT LIMITED PARTNERSHIP ID/APooled Investment FundIndefinite$406,165,826
EDGAR ↗Feb 15, 2012PALOMINO FUND LTD.D/APooled Investment FundIndefinite$32,681,059
EDGAR ↗Jun 7, 2011THOROUGHBRED OFFSHORE FUND LTD.D/APooled Investment FundIndefinite$1,452,903,088
EDGAR ↗Jun 7, 2011THOROUGHBRED FUND LPD/APooled Investment FundIndefinite$1,097,249,761
EDGAR ↗Feb 24, 2011APPALOOSA INVESTMENT LIMITED PARTNERSHIP ID/APooled Investment FundIndefinite$156,973,733
EDGAR ↗Feb 17, 2011PALOMINO FUND LTD.D/APooled Investment FundIndefinite$14,361,123
EDGAR ↗Jun 9, 2010THOROUGHBRED FUND LPD/APooled Investment FundIndefinite$965,340,215
EDGAR ↗Jun 9, 2010THOROUGHBRED OFFSHORE FUND LTD.D/APooled Investment FundIndefinite$1,355,349,233
EDGAR ↗Feb 26, 2010APPALOOSA INVESTMENT LIMITED PARTNERSHIP IDPooled Investment FundIndefinite$62,797,392
EDGAR ↗Feb 19, 2010PALOMINO FUND LTD.DPooled Investment FundIndefinite$4,210,000
EDGAR ↗Jul 9, 2009THOROUGHBRED OFFSHORE FUND LTD.DPooled Investment FundIndefinite$1,087,849,233
EDGAR ↗Jul 9, 2009THOROUGHBRED FUND LPDPooled Investment FundIndefinite$909,734,950

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jan 23, 2026. Industry history, as reported on each offering's latest filing: All 5 offerings reported: Pooled Investment Fund (2009–2018).

People across the group

NameRolesIssuers hereFirst → last listed
DT David A. TepperDirector, Executive Officer5Jul 9, 2009 → Jan 23, 2026
LP L.P. Appaloosa Management L.P. entityExecutive Officer4Jul 9, 2009 → May 15, 2015
AC Appaloosa Capital Inc. entityExecutive Officer3Feb 5, 2016 → Jan 23, 2026
A Appaloosa LP entityExecutive Officer3Feb 5, 2016 → Jan 23, 2026
AP Appaloosa Partners, Inc. entityExecutive Officer3Jul 9, 2009 → May 15, 2015
GR Geoff RuddickDirector2Feb 15, 2012 → Jan 23, 2026
EM Ernest MorrisonDirector2Jul 9, 2009 → Jan 24, 2025
GC Graham Hedley CookDirector2Jul 9, 2009 → Jun 7, 2011
JF Jason FitzgeraldDirector1Jan 23, 2026 → Jan 23, 2026
MC Mark CookDirector1Feb 2, 2018 → Jan 31, 2020
AM Appaloosa Management L.P. entityExecutive Officer1Feb 5, 2015 → Feb 2, 2018
AP Appaloosa Partners, Inc. entityExecutive Officer1Feb 5, 2015 → Feb 2, 2018
PA PARTNERS INC. APPALOOSAExecutive Officer1Feb 26, 2010 → Feb 26, 2010
MA MANAGEMENT L.P. APPALOOSAExecutive Officer1Feb 26, 2010 → Feb 26, 2010

Business registration (state registry / Secretary of State)

None of the 5 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

APPALOOSA LP — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Nov 17, 2015 · SEC file 801-106869 · Main office: SHORT HILLS, NJ · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $20,396,101,407 as reported on Form ADV filed Mar 25, 2026 (Item 5.F(2)(c)) · 2 accounts (Item 5.F(2)(f))

Item 11 disclosure questions as answered on Form ADV filed Mar 25, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NJ) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Thoroughbred as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Thoroughbred's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #47,446 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Courts

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Business registries

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