PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:23 AM ET

Sponsor Check › Sponsor group

H

Harbert

One sponsor team, 3 deal companies · Birmingham, AL

Grouped because: 1 shared person, 2 shared management entities (automatic match from the filings) · not the same sponsor?

3deal companies
$237.1Mreported sold
140investors
22Form D filings
2009–2018active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 23, 2018 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Harbert is a sponsor group of 3 issuers that PartnerFacts links to one sponsor (shared people, shared management entity; automatic match from the filings), filing 22 Form D filings between Jul 2009 and Mar 2018.

What this means One team, 3 deal companies, about 9 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $237.1M to 140 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (3). Issuers are based in AL (1), Cayman Islands (as filed: E9) (1), IL (1).

What this means $237.1M raised across the group, about $1.69M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Harbert Fund Advisors, Inc. (3 issuers, executive officer and promoter, entity), John W. McCullough (3 issuers, executive officer and director), Harbert Value Fund GP, LLC (2 issuers, executive officer, entity), David A. Boutwell (1 issuer, executive officer), Harbert Macro Fund GP, LLC (1 issuer, executive officer and promoter, entity) and 10 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Mar 23, 2018.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: HARBERT FUND ADVISORS, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 22 public filings for Harbert and found 21 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Harbert has not run yet — it is joining a line of 14,869 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Harbert..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

21 differences found between the filings for Harbert — 5 worth asking about (compared 22 filings on Oct 24, 2026)

Worth asking · Jan 11, 2013 – Jan 13, 2014

Amount sold went down between filings — HARBERT MACRO FUND, LP

The Jan 11, 2013 filing says $25,110,002 sold; the Jan 13, 2014 Form D/A says $25,100,002 sold — $10,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jan 11, 2013 ↗Form D/A (later) · Jan 13, 2014 ↗HARBERT MACRO FUND, LP — PartnerFacts page ↗
Sources
Worth asking · Apr 14, 2011 – Apr 13, 2012

Amount sold went down between filings — HARBERT VALUE OFFSHORE FUND, LTD.

The Apr 14, 2011 filing says $41,682,260 sold; the Apr 13, 2012 Form D/A says $27,877,260 sold — $13,805,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 14, 2011 ↗Form D/A (later) · Apr 13, 2012 ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Worth asking · Jan 11, 2013 – Jan 13, 2014

Investor count went down between filings — HARBERT MACRO FUND, LP

The Jan 11, 2013 filing reports 13 investors; the Jan 13, 2014 Form D/A reports 12 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jan 11, 2013 ↗Form D/A (later) · Jan 13, 2014 ↗HARBERT MACRO FUND, LP — PartnerFacts page ↗
Sources
Worth asking · Apr 14, 2011 – Apr 13, 2012

Investor count went down between filings — HARBERT VALUE OFFSHORE FUND, LTD.

The Apr 14, 2011 filing reports 19 investors; the Apr 13, 2012 Form D/A reports 11 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Apr 14, 2011 ↗Form D/A (later) · Apr 13, 2012 ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Worth asking · Apr 14, 2011 – Mar 23, 2018

8 people are no longer listed on a later amendment

John W. McCullough is no longer listed on the Mar 23, 2018 amendment — HARBERT VALUE OFFSHORE FUND, LTD. · John W. McCullough is no longer listed on the Nov 19, 2015 amendment — HARBERT VALUE FUND, LP · Michael D. Luce is no longer listed on the Nov 19, 2015 amendment — HARBERT VALUE FUND, LP · David A. Boutwell is no longer listed on the Nov 19, 2015 amendment — HARBERT VALUE FUND, LP · Harbert Management Corporation is no longer listed on the Nov 19, 2015 amendment — HARBERT VALUE FUND, LP · and 3 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 23, 2017 ↗Form D/A · Mar 23, 2018 ↗John W. McCullough — PartnerFacts page ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Note · Mar 31, 2014 – Mar 30, 2016

4 role changes for the same people across filings

John W. McCullough's role changed at HARBERT VALUE OFFSHORE FUND, LTD.: executive officer, director → director · Harbert Value Fund GP, LLC's role changed at HARBERT VALUE OFFSHORE FUND, LTD.: executive officer, promoter → executive officer · Harbert Fund Advisors, Inc.'s role changed at HARBERT VALUE OFFSHORE FUND, LTD.: executive officer, promoter → executive officer · John W. McCullough's role changed at HARBERT VALUE OFFSHORE FUND, LTD.: director → executive officer, director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Mar 31, 2015 ↗Form D/A · Mar 30, 2016 ↗John W. McCullough — PartnerFacts page ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Note · Apr 1, 2010 – Mar 23, 2018

No amendment in the last 12 months on an offering that may still be open — HARBERT VALUE OFFSHORE FUND, LTD. (latest filing Mar 23, 2018)

The latest filing for this offering is dated Mar 23, 2018 (first sale Apr 1, 2010). It reports $27,927,260 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 23, 2018 ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Note · Apr 1, 2007 – Nov 9, 2017

No amendment in the last 12 months on an offering that may still be open — HARBERT VALUE FUND, LP (latest filing Nov 9, 2017)

The latest filing for this offering is dated Nov 9, 2017 (first sale Apr 1, 2007). It reports $184,115,090 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 9, 2017 ↗HARBERT VALUE FUND, LP — PartnerFacts page ↗
Sources
Note · Jan 1, 2013 – Jan 13, 2015

No amendment in the last 12 months on an offering that may still be open — HARBERT MACRO FUND, LP (latest filing Jan 13, 2015)

The latest filing for this offering is dated Jan 13, 2015 (first sale Jan 1, 2013). It reports $25,100,002 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 13, 2015 ↗HARBERT MACRO FUND, LP — PartnerFacts page ↗
Sources
Note · Jul 23, 2009 – Nov 19, 2014

Michael D. Luce is written 2 different ways on the filings

listed as "Michael Luce" on 6 filings (from Jul 23, 2009), and "Michael D. Luce" on the Nov 19, 2014 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jul 23, 2009 ↗Form D/A · Nov 19, 2014 ↗Michael D. Luce — PartnerFacts page ↗
Sources
Note · Mar 31, 2014 – Mar 31, 2015

Address moved from Suite 600, AL to Birmingham, AL — HARBERT VALUE OFFSHORE FUND, LTD.

The people listed on the Mar 31, 2014 filing give Suite 600, AL; on the Mar 31, 2015 filing they give Birmingham, AL. The address now on file (Intertrust Corporate Services (Cayman) L, 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 4 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Mar 31, 2014 ↗Form D/A · Mar 31, 2015 ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Note · Apr 14, 2011 – Apr 13, 2012

Address moved from Grand Cayman Ky1-1102, Cayman Islands (as filed: E9) to Suite 600, AL — HARBERT VALUE OFFSHORE FUND, LTD.

The people listed on the Apr 14, 2011 filing give Grand Cayman Ky1-1102, Cayman Islands (as filed: E9); on the Apr 13, 2012 filing they give Suite 600, AL. The address now on file (Intertrust Corporate Services (Cayman) L, 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 4 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Apr 14, 2011 ↗Form D/A · Apr 13, 2012 ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Note · Apr 15, 2010 – Apr 14, 2011

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman Ky1-1102, Cayman Islands (as filed: E9) — HARBERT VALUE OFFSHORE FUND, LTD.

The people listed on the Apr 15, 2010 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Apr 14, 2011 filing they give Grand Cayman Ky1-1102, Cayman Islands (as filed: E9). The address now on file (Intertrust Corporate Services (Cayman) L, 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 4 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Apr 15, 2010 ↗Form D/A · Apr 14, 2011 ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Note · Jul 23, 2009 – Nov 12, 2010

Reported net asset value range changed between filings — HARBERT VALUE FUND, LP

"Decline to Disclose" (Jul 23, 2009); then "Not Applicable" (Nov 12, 2009); then "Decline to Disclose" (Nov 12, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Jul 23, 2009 ↗Form D/A · Nov 12, 2009 ↗Form D/A · Nov 12, 2010 ↗HARBERT VALUE FUND, LP — PartnerFacts page ↗
Sources
Note · Jan 11, 2013 – Jan 13, 2014

Minimum investment changed between filings — HARBERT MACRO FUND, LP

The Jan 11, 2013 filing lists a minimum of $0; the Jan 13, 2014 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 11, 2013 ↗Form D/A (later) · Jan 13, 2014 ↗HARBERT MACRO FUND, LP — PartnerFacts page ↗
Sources
Note · Mar 23, 2018

Address on file is a registered agent / shared office — HARBERT VALUE OFFSHORE FUND, LTD.

The latest filing lists Intertrust Corporate Services (Cayman) L, 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 4 issuers in our index (registered agent / corporate services / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Mar 23, 2018 ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Note · Nov 9, 2017

Address on file is a registered agent / shared office — HARBERT VALUE FUND, LP

The latest filing lists Harbert Value Fund Gp, Llc, 2100 Third Avenue North, Suite 600, Birmingham, AL. That address is used by 57 issuers in our index (57 issuers in 15 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Nov 9, 2017 ↗HARBERT VALUE FUND, LP — PartnerFacts page ↗
Sources
Note · Jan 13, 2015 – Mar 23, 2018

Member companies were formed in 2 different states

Delaware (2), Cayman Islands (1) — out of 3 member issuers. The odd ones out: HARBERT VALUE OFFSHORE FUND, LTD. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Harbert — sponsor group page ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Note · Jan 13, 2015 – Mar 23, 2018

Member companies list addresses in 3 different states

AL (1), Cayman Islands (as filed: E9) (1), IL (1). 2 members use a registered-agent or shared-office address: HARBERT VALUE FUND, LP (Harbert Value Fund Gp, Llc, 2100 Third Avenue North, Suite 600, Birmingham, AL); HARBERT VALUE OFFSHORE FUND, LTD. (Intertrust Corporate Services (Cayman) L, 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Harbert — sponsor group page ↗HARBERT VALUE FUND, LP — PartnerFacts page ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗HARBERT MACRO FUND, LP — PartnerFacts page ↗
Sources
Note · Apr 15, 2010 – Mar 23, 2018

Issuer used a different name before — HARBERT VALUE OFFSHORE FUND, LTD.

SEC records list prior names for this filer: Harbert Value Offshore Fund, Ltd.. The current name on file is "HARBERT VALUE OFFSHORE FUND, LTD.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗HARBERT VALUE OFFSHORE FUND, LTD. — PartnerFacts page ↗
Sources
Note · Jul 23, 2009 – Nov 9, 2017

Issuer used a different name before — HARBERT VALUE FUND, LP

SEC records list prior names for this filer: Harbert Value Fund LP. The current name on file is "HARBERT VALUE FUND, LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗HARBERT VALUE FUND, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 23, 2018 D/A
HARBERT VALUE OFFSHORE FUND, LTD.
File 021-140633
$0 (est.)$0 (est.)$0 (est.)
The Investment Adviser is paid customary management fees and non-affiliated Directors are paid customary director's fees.
HMC Investments, Inc. BrokerCheck CRD 40581 ↗EDGAR ↗
Nov 9, 2017 D/A
HARBERT VALUE FUND, LP
File 021-102280
$0 (est.)$0 (est.)$0 (est.)
The Investment Advisor receives customary management fees as provided in the Issuer's offering documents.
HMC Investments, Inc. BrokerCheck CRD 40581 ↗EDGAR ↗
Jan 13, 2015 D/A
HARBERT MACRO FUND, LP
File 021-190032
$0$0$0 (est.)
The general partner, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under managment.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 3 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Harbert in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗HV HARBERT VALUE FUND, LPshared people, shared management entityBIRMINGHAM, ALPooled Investment Fund10$184,115,090
offering Indefinite · similar: $155,000–$5,250,000
108
similar: 4–27
$250,000
similar: $1,000–$100,000
2009–2017
EDGAR ↗HV HARBERT VALUE OFFSHORE FUND, LTD.shared people, shared management entityGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund9$41,682,260
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
$250,000
similar: $1,000–$100,000
2010–2018
EDGAR ↗HM HARBERT MACRO FUND, LPshared people, shared management entityCHICAGO, ILPooled Investment Fund3$25,110,002
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2013–2015

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Mar 23, 2018HARBERT VALUE OFFSHORE FUND, LTD.D/APooled Investment FundIndefinite$27,927,260
EDGAR ↗Nov 9, 2017HARBERT VALUE FUND, LPD/APooled Investment FundIndefinite$184,115,090
EDGAR ↗Mar 23, 2017HARBERT VALUE OFFSHORE FUND, LTD.D/APooled Investment FundIndefinite$27,927,260
EDGAR ↗Nov 10, 2016HARBERT VALUE FUND, LPD/APooled Investment FundIndefinite$184,115,090
EDGAR ↗Mar 30, 2016HARBERT VALUE OFFSHORE FUND, LTD.D/APooled Investment FundIndefinite$27,927,260
EDGAR ↗Nov 19, 2015HARBERT VALUE FUND, LPD/APooled Investment FundIndefinite$184,115,090
EDGAR ↗Mar 31, 2015HARBERT VALUE OFFSHORE FUND, LTD.D/APooled Investment FundIndefinite$27,927,260
EDGAR ↗Jan 13, 2015HARBERT MACRO FUND, LPD/APooled Investment FundIndefinite$25,100,002
EDGAR ↗Nov 19, 2014HARBERT VALUE FUND, LPD/APooled Investment FundIndefinite$184,115,090
EDGAR ↗Mar 31, 2014HARBERT VALUE OFFSHORE FUND, LTD.D/APooled Investment FundIndefinite$27,927,260
EDGAR ↗Jan 13, 2014HARBERT MACRO FUND, LPD/APooled Investment FundIndefinite$25,100,002
EDGAR ↗Nov 19, 2013HARBERT VALUE FUND, LPD/APooled Investment FundIndefinite$183,865,090
EDGAR ↗Apr 12, 2013HARBERT VALUE OFFSHORE FUND, LTD.D/APooled Investment FundIndefinite$27,927,260
EDGAR ↗Jan 11, 2013HARBERT MACRO FUND, LPDPooled Investment FundIndefinite$25,110,002
EDGAR ↗Nov 13, 2012HARBERT VALUE FUND, LPD/APooled Investment FundIndefinite$179,326,556
EDGAR ↗Apr 13, 2012HARBERT VALUE OFFSHORE FUND, LTD.D/APooled Investment FundIndefinite$27,877,260
EDGAR ↗Nov 10, 2011HARBERT VALUE FUND, LPD/APooled Investment FundIndefinite$177,929,611
EDGAR ↗Apr 14, 2011HARBERT VALUE OFFSHORE FUND, LTD.D/APooled Investment FundIndefinite$41,682,260
EDGAR ↗Nov 12, 2010HARBERT VALUE FUND, LPD/APooled Investment FundIndefinite$154,066,721
EDGAR ↗Apr 15, 2010HARBERT VALUE OFFSHORE FUND, LTD.DPooled Investment FundIndefinite$15,577,260
EDGAR ↗Nov 12, 2009HARBERT VALUE FUND, LPD/APooled Investment FundIndefinite$95,446,887
EDGAR ↗Jul 23, 2009HARBERT VALUE FUND, LPD/APooled Investment FundIndefinite$71,525,772

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 23, 2018. Industry history, as reported on each offering's latest filing: All 3 offerings reported: Pooled Investment Fund (2009–2013).

People across the group

NameRolesIssuers hereFirst → last listed
HF Harbert Fund Advisors, Inc. entityExecutive Officer, Promoter3Jan 13, 2015 → Mar 23, 2018
JM John W. McCulloughExecutive Officer, Director3Jul 23, 2009 → Mar 23, 2017
HV Harbert Value Fund GP, LLC entityExecutive Officer2Nov 19, 2014 → Mar 23, 2018
MC Mark CookDirector1Mar 31, 2015 → Mar 23, 2018
IG Ian GoodallDirector1Apr 15, 2010 → Mar 23, 2018
JM John H. McCulloughDirector1Mar 23, 2018 → Mar 23, 2018
PT Phillip TorresExecutive Officer1Jan 11, 2013 → Jan 13, 2015
PB Peter BesoldExecutive Officer1Jan 11, 2013 → Jan 13, 2015
HM Harbert Macro Fund GP, LLC entityExecutive Officer, Promoter1Jan 13, 2015 → Jan 13, 2015
ML Michael D. LuceExecutive Officer1Jul 23, 2009 → Nov 19, 2014
DB David A. BoutwellExecutive Officer1Jul 23, 2009 → Nov 19, 2014
HM Harbert Management Corporation entityExecutive Officer1Nov 19, 2014 → Nov 19, 2014
RH Raymond J. HarbertExecutive Officer1Jul 23, 2009 → Nov 19, 2013
TN Todd D. NunnelleyExecutive Officer1Jul 23, 2009 → Nov 19, 2013
MB Martin ByrneDirector1Apr 15, 2010 → Apr 14, 2011

Adviser registration (Form ADV)

HARBERT FUND ADVISORS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Oct 27, 1998 · SEC file 801-55926 · Main office: BIRMINGHAM, AL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $7,820,741,788 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 44 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/harbert-management-corporation ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, different legal form as filed (LLC vs Corp), same state (AL), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:57 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Harbert as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Harbert's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #264,631 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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