PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:28 AM ET

Sponsor Check › Sponsor group

W

Whi

One sponsor team, 23 deal companies · Chicago, IL

Grouped because: 15 shared people, 3 shared management entities, similar issuer names (23) (automatic match from the filings) · not the same sponsor?

23deal companies
$2.04Breported sold
1,092investors
38Form D filings
2010–2026active
2new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Apr 13, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:14 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Whi is a sponsor group of 23 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity; automatic match from the filings), filing 38 Form D filings between Jul 2010 and Apr 2026.

What this means One team, 23 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $2.04B to 1,092 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (19), REITS and Finance (4). Issuers are based in IL (23).

What this means $2.04B raised across the group, about $1.87M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: David Rosenbaum (21 issuers, executive officer, director, and promoter), Bradley J. Hannah (19 issuers, executive officer and promoter), James A. Orth (18 issuers, executive officer and promoter), Brad W. Beelaert (16 issuers, executive officer and promoter), Andrew L. Hananel (6 issuers, executive officer and promoter) and 14 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 2 new offerings in the last 12 months; latest filing Apr 13, 2026.

What this means still raising money this year.

Adviser registration (Form ADV) on record: KEY INVESTMENT MANAGEMENT, LLC; WHI COLLECTIVE REAL ESTATE LP.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 38 public filings for Whi and found 6 differences, 1 worth asking the sponsor about: 4 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Whi has not run yet — it is joining a line of 16,934 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found so far — 23 of 23 issuers searched (federal courts (CourtListener / RECAP), last checked Oct 24, 2026)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched.. Searched so far: 23 of 23 issuers in this group; 0 still to be searched. Results are added automatically.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Whi..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found so far — 23 of 23 issuers searched (federal bankruptcy courts (CourtListener / RECAP), last checked Oct 24, 2026)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only).. Searched so far: 23 of 23 issuers in this group; 0 still to be searched. Results are added automatically.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

6 differences found between the filings for Whi — 1 worth asking about (compared 38 filings on Oct 24, 2026)

Worth asking · Aug 9, 2017 – Apr 6, 2018

4 people are no longer listed on a later amendment

T. RUSH STURGES III is no longer listed on the Apr 6, 2018 amendment — WHI REAL ESTATE PARTNERS IV-TE, L.P. · T. RUSH STURGES III is no longer listed on the Apr 6, 2018 amendment — WHI REAL ESTATE PARTNERS IV-PF, L.P. · T. RUSH STURGES III is no longer listed on the Apr 6, 2018 amendment — WHI REAL ESTATE PARTNERS IV-B, L.P. · T. RUSH STURGES III is no longer listed on the Apr 6, 2018 amendment — WHI REAL ESTATE PARTNERS IV, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Aug 9, 2017 ↗Form D/A · Apr 6, 2018 ↗T. RUSH STURGES III — PartnerFacts page ↗WHI REAL ESTATE PARTNERS IV-TE, L.P. — PartnerFacts page ↗
Sources
Note · Aug 9, 2017 – Apr 6, 2018

4 offerings changed their target amount between filings

Offering amount changed between filings — WHI REAL ESTATE PARTNERS IV-TE, L.P. · Offering amount changed between filings — WHI REAL ESTATE PARTNERS IV-PF, L.P. · Offering amount changed between filings — WHI REAL ESTATE PARTNERS IV-B, L.P. · Offering amount changed between filings — WHI REAL ESTATE PARTNERS IV, L.P.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Aug 9, 2017 ↗Form D/A (later) · Apr 6, 2018 ↗WHI REAL ESTATE PARTNERS IV-TE, L.P. — PartnerFacts page ↗Form D/A (earlier) · Aug 9, 2017 ↗
Sources
Note · Jun 29, 2010 – Jan 26, 2021

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — WHI REAL ESTATE PARTNERS V, L.P. (latest filing Jan 26, 2021) · No amendment in the last 12 months on an offering that may still be open — WHI REAL ESTATE PARTNERS V-TE, L.P. (latest filing Jan 26, 2021) · No amendment in the last 12 months on an offering that may still be open — WHI Real Estate Partners III-TE, L.P. (latest filing Jan 13, 2015) · No amendment in the last 12 months on an offering that may still be open — WHI Real Estate Partners III-PF, L.P. (latest filing Jan 13, 2015) · No amendment in the last 12 months on an offering that may still be open — WHI Real Estate Partners III, L.P. (latest filing Jan 13, 2015) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 26, 2021 ↗WHI REAL ESTATE PARTNERS V, L.P. — PartnerFacts page ↗Form D/A · Jan 26, 2021 ↗WHI REAL ESTATE PARTNERS V-TE, L.P. — PartnerFacts page ↗
Sources
Note · Jul 1, 2010 – Apr 13, 2026

5 people are written more than one way across the filings

JAMES A. ORTH is written 2 different ways on the filings · Daniel J. Baker is written 2 different ways on the filings · DAVID ROSENBAUM is written 2 different ways on the filings · BRADLEY J. HANNAH is written 2 different ways on the filings · Michael S. Resnick is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D · Oct 24, 2011 ↗Form D · Apr 13, 2026 ↗JAMES A. ORTH — PartnerFacts page ↗Form D · Apr 13, 2026 ↗
Sources
Note · Jul 1, 2010 – Apr 13, 2026

23 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — RedLock Capital Fund I LP · Address on file is a registered agent / shared office — RedLock Capital Fund I (Offshore) LP · Address on file is a registered agent / shared office — WHI REAL ESTATE PARTNERS V, L.P. · Address on file is a registered agent / shared office — WHI REAL ESTATE PARTNERS V-TE, L.P. · Address on file is a registered agent / shared office — WHIREP V REIT LLC · and 18 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Apr 13, 2026 ↗RedLock Capital Fund I LP — PartnerFacts page ↗Form D · Apr 13, 2026 ↗RedLock Capital Fund I (Offshore) LP — PartnerFacts page ↗
Sources
Note · Jul 1, 2010 – Apr 13, 2026

Member companies were formed in 3 different states

Delaware (19), Maryland (3), Cayman Islands (1) — out of 23 member issuers. The odd ones out: WHIREP II REIT INC. (Maryland); WHIREP III REIT INC. (Maryland); WHIREP IV REIT INC. (Maryland); RedLock Capital Fund I (Offshore) LP (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Whi — sponsor group page ↗WHIREP II REIT INC. — PartnerFacts page ↗WHIREP III REIT INC. — PartnerFacts page ↗WHIREP IV REIT INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 23 offerings report sales commissions totalling $891,250; 2 report finder's fees totalling $1,838,074; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 13, 2026 D
RedLock Capital Fund I (Offshore) LP
File 021-580213
$0$0$0 (est.)
The Investment Manager will receive a Management Fee in an amount dependent on the amount of capital contributions invested by the Issuer, and such amount cannot be determined at this time.
None listed on this filingEDGAR ↗
Apr 13, 2026 D
RedLock Capital Fund I LP
File 021-580215
$0$0$0 (est.)
The Investment Manager will receive a Management Fee in an amount dependent on the amount of capital contributions invested by the Issuer, and such amount cannot be determined at this time.
None listed on this filingEDGAR ↗
Jan 26, 2021 D/A
WHI REAL ESTATE PARTNERS V-TE, L.P.
File 021-354673
$0 (est.)$1,405,343 (est.)$0 (est.)
The general partner is entitled to carried interest and a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
PJT PARTNERS LP BrokerCheck CRD 171058 ↗EDGAR ↗
Jan 26, 2021 D/A
WHI REAL ESTATE PARTNERS V, L.P.
File 021-354674
$0 (est.)$432,731 (est.)$0 (est.)
The general partner is entitled to carried interest and a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
PJT PARTNERS LP BrokerCheck CRD 171058 ↗EDGAR ↗
Jan 22, 2021 D
WHIREP V REIT LLC
File 021-387079
$6,250$0$0PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

CHARLES MATHES BrokerCheck CRD 5980160 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 30, 2018 D
WHIREP SAT CO-INVEST, L.P.
File 021-326911
$0$0$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION AND A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Apr 6, 2018 D/A
WHI REAL ESTATE PARTNERS IV, L.P.
File 021-268650
$101,250 (est.)$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
PARK HILL GROUP LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Apr 6, 2018 D/A
WHI REAL ESTATE PARTNERS IV-B, L.P.
File 021-268651
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
PARK HILL GROUP LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Apr 6, 2018 D/A
WHI REAL ESTATE PARTNERS IV-PF, L.P.
File 021-268652
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
PARK HILL GROUP LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Apr 6, 2018 D/A
WHI REAL ESTATE PARTNERS IV-TE, L.P.
File 021-268653
$765,000 (est.)$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
PARK HILL GROUP LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Feb 28, 2018 D
WHIREP ROSEVILLE CO-INVEST, L.P.
File 021-306595
$0$0$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE PERFORMANCE ALLOCATION IS FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Aug 3, 2017 D
WHIREP GP HOLDINGS, L.P.
File 021-292085
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2016 D
WHIREP IV REIT INC.
File 021-274747
$6,250$0$0CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

PHYLISS J. BECK BrokerCheck CRD 1020488 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 13, 2015 D/A
WHI Real Estate Partners III, L.P.
File 021-210065
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 13, 2015 D/A
WHI Real Estate Partners III-TE, L.P.
File 021-210071
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 13, 2015 D/A
WHI Real Estate Partners III-PF, L.P.
File 021-210068
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 24, 2014 D
WHIREP III REIT INC.
File 021-221729
$6,250$0$0CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

PHYLISS J. BECK BrokerCheck CRD 1020488 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 11, 2012 D
WHIREP II REIT INC.
File 021-171595
$6,250$0$0CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)

PHYLLIS J. BECK BrokerCheck CRD 1020488 ↗
via H&L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
Oct 24, 2011 D
WHI REAL ESTATE PARTNERS II, L.P.
File 021-167694
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Oct 24, 2011 D
WHI REAL ESTATE PARTNERS II-PF, L.P.
File 021-167695
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Oct 24, 2011 D
WHI REAL ESTATE PARTNERS II-TE, L.P.
File 021-167696
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 1, 2010 D
WHI Real Estate Partners I, L.P.
File 021-144290
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2010 D
WHI Real Estate Partners I-F, L.P.
File 021-144286
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 23 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Whi in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗WR WHI Real Estate Partners I, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund1$24,125,00077$1,000,0002010–2010
EDGAR ↗WR WHI Real Estate Partners I-F, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund1$6,025,0009$1,000,0002010–2010
EDGAR ↗WR WHI REAL ESTATE PARTNERS II, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund1$33,035,00025No minimum reported2011–2011
EDGAR ↗WR WHI REAL ESTATE PARTNERS II-PF, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund1$6,850,0001No minimum reported2011–2011
EDGAR ↗WR WHI REAL ESTATE PARTNERS II-TE, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund1$2,500,0003No minimum reported2011–2011
EDGAR ↗WR WHIREP II REIT INC.shared people, similar issuer namesCHICAGO, ILREITS and Finance1$125,000125$1,0002012–2012
EDGAR ↗WR WHI Real Estate Partners III, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund2$123,036,444
offering $250,000,000 · similar: $155,000–$5,250,000
97
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2015
EDGAR ↗WR WHI Real Estate Partners III-TE, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund2$20,951,000
offering $250,000,000 · similar: $155,000–$5,250,000
10
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2015
EDGAR ↗WR WHI Real Estate Partners III-PF, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund2$12,380,000
offering $250,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2015
EDGAR ↗WR WHIREP III REIT INC.shared people, similar issuer namesCHICAGO, ILREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2014–2014
EDGAR ↗WR WHI REAL ESTATE PARTNERS IV, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund3$285,000,000
offering $285,000,000 · similar: $155,000–$5,250,000
115
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2018
EDGAR ↗WR WHI REAL ESTATE PARTNERS IV-B, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund3$285,000,000
offering $285,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2018
EDGAR ↗WR WHI REAL ESTATE PARTNERS IV-PF, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund3$285,000,000
offering $285,000,000 · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2018
EDGAR ↗WR WHI REAL ESTATE PARTNERS IV-TE, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund3$285,000,000
offering $285,000,000 · similar: $155,000–$5,250,000
38
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2018
EDGAR ↗WR WHIREP IV REIT INC.shared people, similar issuer namesCHICAGO, ILREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2016–2016
EDGAR ↗WG WHIREP GP HOLDINGS, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering $5,650,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗WR WHIREP ROSEVILLE CO-INVEST, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund1$17,675,000
offering $17,675,000 · similar: $155,000–$5,250,000
23
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗WS WHIREP SAT CO-INVEST, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund1$12,500,000
offering $12,500,000 · similar: $155,000–$5,250,000
24
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗WR WHI REAL ESTATE PARTNERS V-TE, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund3$304,472,000
offering $325,000,000 · similar: $155,000–$5,250,000
37
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗WR WHI REAL ESTATE PARTNERS V, L.P.shared people, similar issuer namesCHICAGO, ILPooled Investment Fund3$304,472,000
offering $325,000,000 · similar: $155,000–$5,250,000
118
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗WV WHIREP V REIT LLCshared people, similar issuer namesCHICAGO, ILREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2021–2021
EDGAR ↗RC RedLock Capital Fund I (Offshore) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesCHICAGO, ILPooled Investment Fund1$12,098,185
offering $300,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗RC RedLock Capital Fund I LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesCHICAGO, ILPooled Investment Fund1$24,200,000
offering $300,000,000 · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Apr 13, 2026RedLock Capital Fund I LPDPooled Investment Fund$300,000,000$24,200,000
EDGAR ↗Apr 13, 2026RedLock Capital Fund I (Offshore) LPDPooled Investment Fund$300,000,000$12,098,185
EDGAR ↗Jan 26, 2021WHI REAL ESTATE PARTNERS V, L.P.D/APooled Investment Fund$325,000,000$304,472,000
EDGAR ↗Jan 26, 2021WHI REAL ESTATE PARTNERS V-TE, L.P.D/APooled Investment Fund$325,000,000$304,472,000
EDGAR ↗Jan 22, 2021WHIREP V REIT LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 18, 2020WHI REAL ESTATE PARTNERS V, L.P.D/APooled Investment Fund$325,000,000$247,705,000
EDGAR ↗Dec 18, 2020WHI REAL ESTATE PARTNERS V-TE, L.P.D/APooled Investment Fund$325,000,000$247,705,000
EDGAR ↗Dec 3, 2019WHI REAL ESTATE PARTNERS V, L.P.DPooled Investment Fund$325,000,000$0
EDGAR ↗Dec 3, 2019WHI REAL ESTATE PARTNERS V-TE, L.P.DPooled Investment Fund$325,000,000$0
EDGAR ↗Nov 30, 2018WHIREP SAT CO-INVEST, L.P.DPooled Investment Fund$12,500,000$12,500,000
EDGAR ↗Apr 6, 2018WHI REAL ESTATE PARTNERS IV-TE, L.P.D/APooled Investment Fund$285,000,000$285,000,000
EDGAR ↗Apr 6, 2018WHI REAL ESTATE PARTNERS IV-PF, L.P.D/APooled Investment Fund$285,000,000$285,000,000
EDGAR ↗Apr 6, 2018WHI REAL ESTATE PARTNERS IV-B, L.P.D/APooled Investment Fund$285,000,000$285,000,000
EDGAR ↗Apr 6, 2018WHI REAL ESTATE PARTNERS IV, L.P.D/APooled Investment Fund$285,000,000$285,000,000
EDGAR ↗Feb 28, 2018WHIREP ROSEVILLE CO-INVEST, L.P.DPooled Investment Fund$17,675,000$17,675,000
EDGAR ↗Aug 9, 2017WHI REAL ESTATE PARTNERS IV-TE, L.P.D/APooled Investment Fund$250,000,000$185,588,000
EDGAR ↗Aug 9, 2017WHI REAL ESTATE PARTNERS IV-PF, L.P.D/APooled Investment Fund$250,000,000$185,588,000
EDGAR ↗Aug 9, 2017WHI REAL ESTATE PARTNERS IV-B, L.P.D/APooled Investment Fund$250,000,000$185,588,000
EDGAR ↗Aug 9, 2017WHI REAL ESTATE PARTNERS IV, L.P.D/APooled Investment Fund$250,000,000$185,588,000
EDGAR ↗Aug 3, 2017WHIREP GP HOLDINGS, L.P.DPooled Investment Fund$5,650,000$0
EDGAR ↗Nov 17, 2016WHIREP IV REIT INC.DREITS and Finance$125,000$125,000
EDGAR ↗Aug 10, 2016WHI REAL ESTATE PARTNERS IV-TE, L.P.DPooled Investment Fund$250,000,000$125,000,000
EDGAR ↗Aug 10, 2016WHI REAL ESTATE PARTNERS IV-PF, L.P.DPooled Investment Fund$250,000,000$125,000,000
EDGAR ↗Aug 10, 2016WHI REAL ESTATE PARTNERS IV-B, L.P.DPooled Investment Fund$250,000,000$125,000,000
EDGAR ↗Aug 10, 2016WHI REAL ESTATE PARTNERS IV, L.P.DPooled Investment Fund$250,000,000$125,000,000
EDGAR ↗Jan 13, 2015WHI Real Estate Partners III-TE, L.P.D/APooled Investment Fund$250,000,000$20,951,000
EDGAR ↗Jan 13, 2015WHI Real Estate Partners III-PF, L.P.D/APooled Investment Fund$250,000,000$12,380,000
EDGAR ↗Jan 13, 2015WHI Real Estate Partners III, L.P.D/APooled Investment Fund$250,000,000$123,036,444
EDGAR ↗Jul 24, 2014WHIREP III REIT INC.DREITS and Finance$125,000$125,000
EDGAR ↗Jan 14, 2014WHI Real Estate Partners III-PF, L.P.DPooled Investment Fund$250,000,000$0
EDGAR ↗Jan 14, 2014WHI Real Estate Partners III-TE, L.P.DPooled Investment Fund$250,000,000$0
EDGAR ↗Jan 14, 2014WHI Real Estate Partners III, L.P.DPooled Investment Fund$250,000,000$0
EDGAR ↗Jan 11, 2012WHIREP II REIT INC.DREITS and Finance$125,000$125,000
EDGAR ↗Oct 24, 2011WHI REAL ESTATE PARTNERS II-TE, L.P.DPooled Investment Fund$200,000,000$2,500,000
EDGAR ↗Oct 24, 2011WHI REAL ESTATE PARTNERS II-PF, L.P.DPooled Investment Fund$200,000,000$6,850,000
EDGAR ↗Oct 24, 2011WHI REAL ESTATE PARTNERS II, L.P.DPooled Investment Fund$200,000,000$33,035,000
EDGAR ↗Jul 1, 2010WHI Real Estate Partners I-F, L.P.DPooled Investment Fund$25,875,000$6,025,000
EDGAR ↗Jul 1, 2010WHI Real Estate Partners I, L.P.DPooled Investment Fund$43,975,000$24,125,000

Activity: 2 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Apr 13, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2010–2011), REITS and Finance (2012), Pooled Investment Fund (2014), REITS and Finance (2014), Pooled Investment Fund (2016), REITS and Finance (2016), Pooled Investment Fund (2017–2019), REITS and Finance (2021). Latest offering: Pooled Investment Fund (2026; most recent Apr 13, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
DR DAVID ROSENBAUMExecutive Officer, Promoter, Director21Jul 1, 2010 → Jan 26, 2021
BH BRADLEY J. HANNAHExecutive Officer, Promoter19Oct 24, 2011 → Apr 13, 2026
JO JAMES A. ORTHExecutive Officer, Promoter18Oct 24, 2011 → Apr 13, 2026
BB BRAD W. BEELAERTExecutive Officer, Promoter16Oct 24, 2011 → Jan 26, 2021
TS T. RUSH STURGES IIIExecutive Officer, Promoter6Aug 10, 2016 → Feb 28, 2018
AH ANDREW L. HANANELExecutive Officer, Promoter6Oct 24, 2011 → Jan 13, 2015
MR Michael S. ResnickExecutive Officer, Promoter6Jul 1, 2010 → Jan 11, 2012
JL JONATHAN Y. LULUExecutive Officer, Promoter3Jan 14, 2014 → Jan 13, 2015
JP Jack R PolskyExecutive Officer, Director, Promoter3Oct 24, 2011 → Oct 24, 2011
MC Mark CookExecutive Officer, Director2Apr 13, 2026 → Apr 13, 2026
JD Joe A. DeRoy, Jr.Executive Officer, Promoter2Apr 13, 2026 → Apr 13, 2026
KI Key Investment Management, LLC entityPromoter, Executive Officer2Apr 13, 2026 → Apr 13, 2026
MR Matthew T. RuarkExecutive Officer, Promoter2Apr 13, 2026 → Apr 13, 2026
RC RedLock Capital Fund I GP LLC entityExecutive Officer2Apr 13, 2026 → Apr 13, 2026
AB Anthony J. BulicExecutive Officer, Promoter2Apr 13, 2026 → Apr 13, 2026
WC WHI Collective Real Estate LP entityPromoter, Executive Officer2Apr 13, 2026 → Apr 13, 2026
DB Daniel J. BakerExecutive Officer, Promoter2Apr 13, 2026 → Apr 13, 2026
PM Peter MartinExecutive Officer2Jul 1, 2010 → Jul 1, 2010
MB MARC BASSEWITZExecutive Officer, Promoter1Jul 24, 2014 → Jul 24, 2014

Adviser registration (Form ADV)

KEY INVESTMENT MANAGEMENT, LLC — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since May 29, 2026 · SEC file 802-136599 · Main office: CHICAGO, IL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Item 11 disclosure questions as answered on Form ADV filed May 29, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

WHI COLLECTIVE REAL ESTATE LP — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since May 29, 2026 · SEC file 802-136607 · Main office: CHICAGO, IL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): www.whicollective.com ↗

Item 11 disclosure questions as answered on Form ADV filed May 29, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (IL) · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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Other offering types (Regulation A and Regulation Crowdfunding)

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No website or social profile named in Whi's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #201,495 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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