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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

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Ivy B. Dodes

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), NY · May 13, 2009 → Aug 17, 2018

44deals (issuers)
$5.02Breported sold
3,453investors
104Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Ivy B. Dodes is listed as an executive officer, director, and promoter on 104 SEC Form D filings by 44 issuers between Feb 2009 and Aug 2018. Largest by amount reported sold: SPF Securitized Products Fund L.P. (New York, NY — pooled investment fund — 2012–2018; $1.25B reported sold to 346 investors), Risk Parity Commodity Fund, L.P. (New York, NY — pooled investment fund — 2010–2018; $678.4M reported sold to 7 investors), Terlingua Fund 1, LP (New York, NY — pooled investment fund — 2012–2017; $617.5M reported sold to 1 investors), Candlewood Special Situations Fund, L.P. (Rye, NY — pooled investment fund — 2010; $524M reported sold to 364 investors), LDR Preferred Income Fund, LLC (Newyork, NY — pooled investment fund — 2009; $518.6M reported sold to 886 investors) and 39 more (all listed below).

What this means That is a lot of deals — 44 separate companies raised money with this person listed as executive officer, director, and promoter, over about 9 years. Across those companies the filings report $5.02B sold in total.

Listed alongside Kenneth J. Lohsen (93 shared filings), Edward S. Nadel (50 shared filings), Edward A. Poletti (33 shared filings), DLJ LBO Plans Management Corporation (32 shared filings, management entity), John S. Ficarra (31 shared filings) and 99 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ivy. Each name links to their own page.

The issuers belong to 4 sponsor groups: Credit Suisse (37 issuers, $1.69B reported sold, 2009–2023), Cfig Gsocs (4 issuers, $103.7M reported sold, 2013–2014), Group linked by Ivy B. Dodes (2 issuers, $400.4M reported sold, 2014) and Cs Chrp (2 issuers, $64.8M reported sold, 2010–2011).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 104 public filings for Ivy B. Dodes and found 12 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Ivy B. Dodes has not run yet — it is joining a line of 34,942 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ivy B. Dodes..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Perry Edwin Cook and Estela Dodes Cook closed
United States Bankruptcy Court, E.D. California · No. 03-16697 · Filed Jul 18, 2003 · Closed Jun 14, 2006
Role of Perry Edwin Cook and Estela Dodes Cook: Debtor · Outcome: Case closed 2006-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 1 federal dockets); different first name (estela); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Ivy B. Dodes — 4 worth asking about (compared the newest 50 of 104 filings on Oct 24, 2026; older filings not covered)

Note · Mar 25, 1998 – May 11, 2011

10 bankruptcy cases name the subject or team members

Bankruptcy case: Development Specialists, Inc. v. Freudenstein — filed Sep 22, 2008 · Bankruptcy case: Official Committee of Unsecured Creditors of 360ne v. Credit Suisse Asset Management — filed Jun 25, 2003 · Bankruptcy case: Richard C. Breeden, Esq. v. Orlins — filed Mar 25, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Wolfman — filed Mar 25, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Orlins — filed Mar 26, 1998 · and 5 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Alan H. Freudenstein — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗Credit Suisse Asset Management, LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 2, 2016 – Dec 5, 2017

Amount sold went down between filings — Terlingua Fund 1, LP

The Dec 2, 2016 filing says $617,500,000 sold; the Dec 5, 2017 Form D/A says $587,500,000 sold — $30,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 2, 2016 ↗Form D/A (later) · Dec 5, 2017 ↗Terlingua Fund 1, LP — PartnerFacts page ↗
Sources
Worth asking · May 13, 2016 – May 10, 2017

Amount sold went down between filings — SPF Securitized Products Fund L.P.

The May 13, 2016 filing says $1,251,562,100 sold; the May 10, 2017 Form D/A says $708,940,958 sold — $542,621,142 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 13, 2016 ↗Form D/A (later) · May 10, 2017 ↗SPF Securitized Products Fund L.P. — PartnerFacts page ↗
Sources
Worth asking · May 13, 2016 – May 10, 2017

Investor count went down between filings — SPF Securitized Products Fund L.P.

The May 13, 2016 filing reports 184 investors; the May 10, 2017 Form D/A reports 181 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 13, 2016 ↗Form D/A (later) · May 10, 2017 ↗SPF Securitized Products Fund L.P. — PartnerFacts page ↗
Sources
Note · Dec 18, 2013 – Jan 8, 2014

Form D filed 21 days after the first sale — CS Strategic Partners PB Offshore Feeder VI, L.P.

The filing says the first sale was Dec 18, 2013. The Form D was filed Jan 8, 2014 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 8, 2014 ↗CS Strategic Partners PB Offshore Feeder VI, L.P. — PartnerFacts page ↗
Sources
Note · Dec 18, 2013 – Jan 8, 2014

Form D filed 21 days after the first sale — CS Strategic Partners PB Feeder VI, L.P.

The filing says the first sale was Dec 18, 2013. The Form D was filed Jan 8, 2014 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 8, 2014 ↗CS Strategic Partners PB Feeder VI, L.P. — PartnerFacts page ↗
Sources
Note · Jul 1, 2008 – Apr 22, 2016

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Credit Suisse GAINS Commodity Plus, L.P. (latest filing Apr 22, 2016) · No amendment in the last 12 months on an offering that may still be open — CS Carlyle Europe IV Feeder, L.P. (latest filing Jan 14, 2015) · No amendment in the last 12 months on an offering that may still be open — CS Strategic Partners RE VI Offshore Feeder, L.P. (latest filing Dec 31, 2014) · No amendment in the last 12 months on an offering that may still be open — CS Strategic Partners RE VI Feeder, L.P. (latest filing Dec 31, 2014) · No amendment in the last 12 months on an offering that may still be open — CS Landmark XV Offshore Feeder, L.P. (latest filing Dec 3, 2014) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 22, 2016 ↗Credit Suisse GAINS Commodity Plus, L.P. — PartnerFacts page ↗Form D · Jan 14, 2015 ↗CS Carlyle Europe IV Feeder, L.P. — PartnerFacts page ↗
Sources
Worth asking · Mar 27, 2013 – Aug 16, 2019

7 people are no longer listed on a later amendment

Ivy B. Dodes is no longer listed on the Aug 16, 2019 amendment — Risk Parity Commodity Fund, L.P. · Ivy B. Dodes is no longer listed on the Feb 27, 2019 amendment — SPF Securitized Products Fund L.P. · Ivy B. Dodes is no longer listed on the Dec 10, 2018 amendment — Terlingua Fund 1, LP · Ivy B. Dodes is no longer listed on the Nov 8, 2018 amendment — CFIG Co-Investors, L.P. · Ivy B. Dodes is no longer listed on the Nov 8, 2018 amendment — IP III CO-INVESTORS, L.P. · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Aug 17, 2018 ↗Form D/A · Aug 16, 2019 ↗Ivy B. Dodes — PartnerFacts page ↗Risk Parity Commodity Fund, L.P. — PartnerFacts page ↗
Sources
Note · Oct 25, 2010 – Oct 11, 2011

Ivy B. Dodes's role changed at CFIG Co-Investors, L.P.: executive officer → executive officer, director

The Oct 25, 2010 filing lists Ivy B. Dodes as executive officer; the Oct 11, 2011 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Oct 25, 2010 ↗Form D/A · Oct 11, 2011 ↗Ivy B. Dodes — PartnerFacts page ↗CFIG Co-Investors, L.P. — PartnerFacts page ↗
Sources
Note · Jan 10, 2014 – Jun 5, 2014

Offering amount changed between filings — MBP IV Annex Fund, L.P.

The Jan 10, 2014 filing says $38,250,000 offered; the Jun 5, 2014 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 10, 2014 ↗Form D/A (later) · Jun 5, 2014 ↗MBP IV Annex Fund, L.P. — PartnerFacts page ↗
Sources
Note · Mar 27, 2013 – Apr 28, 2014

Reported net asset value range changed between filings — GCM Grosvenor China Harvest III Feeder Fund, L.P.

"$5,000,001 - $25,000,000" (Mar 27, 2013); then "Decline to Disclose" (Apr 28, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 27, 2013 ↗Form D/A · Apr 28, 2014 ↗GCM Grosvenor China Harvest III Feeder Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jan 10, 2014 – Jun 5, 2014

Address moved from New York, NY to London, United Kingdom (as filed: X0) — MBP IV Annex Fund, L.P.

The people listed on the Jan 10, 2014 filing give New York, NY; on the Jun 5, 2014 filing they give London, United Kingdom (as filed: X0).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 10, 2014 ↗Form D/A · Jun 5, 2014 ↗MBP IV Annex Fund, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 104 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

17 of 44 offerings report sales commissions totalling $9,931,225; 0 report finder's fees; 4 report proceeds to related persons totalling $52,500. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 17, 2018 D/A
Risk Parity Commodity Fund, L.P.
File 021-152291
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
Aug 10, 2018 D/A
SPF Securitized Products Fund L.P.
File 021-178329
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
via UBS Financial Services Inc. (CRD 8174 ↗)

Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)

iCapital Securities, LLC BrokerCheck CRD 171061 ↗
via iCapital Securities, LLC (CRD 171061 ↗)
EDGAR ↗
Dec 5, 2017 D/A
Terlingua Fund 1, LP
File 021-187987
$0$0$0
Customary advisory fees are paid by the Issuer to the Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Nov 8, 2017 D/A
IP III CO-INVESTORS, L.P.
File 021-112131
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2017 D/A
CFIG Co-Investors, L.P.
File 021-112130
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2016 D/A
Credit Suisse GAINS Commodity Plus, L.P.
File 021-135675
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None no CRD number reported
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
Jan 14, 2015 D
CS Carlyle Europe IV Feeder, L.P.
File 021-232229
$191,500 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 31, 2014 D
CS Strategic Partners RE VI Feeder, L.P.
File 021-231152
$365,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 31, 2014 D
CS Strategic Partners RE VI Offshore Feeder, L.P.
File 021-231154
$43,500 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 3, 2014 D
CS Landmark XV Feeder, L.P.
File 021-229411
$320,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 3, 2014 D
CS Landmark XV Offshore Feeder, L.P.
File 021-229414
$77,000$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
May 13, 2014 D
Credit Suisse NEXT Access Fund L.P.
File 021-217301
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2014 D/A
PHOENIX DISTRESSED OPPORTUNITIES FUND LP
File 021-127700
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jan 10, 2014 D
MBP IV Annex Fund, L.P.
File 021-209794
$0$0$0
Customary advisory fees are paid by the Issuer to an affiliate of the General Partner as provided for in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Jan 8, 2014 D
CS Strategic Partners PB Feeder VI, L.P.
File 021-209550
$2,651,625 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jan 8, 2014 D
CS Strategic Partners PB Offshore Feeder VI, L.P.
File 021-209554
$351,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
May 8, 2013 D
CFIG AG Net Lease III Feeder Fund, L.P.
File 021-196172
$259,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Mar 28, 2013 D
CFIG GSOCS II Feeder Holdings, L.P.
File 021-194100
$46,500 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Mar 28, 2013 D
CFIG GSOCS II Feeder, L.P.
File 021-194098
$486,750 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Mar 27, 2013 D
GCM Grosvenor China Harvest III Feeder Fund, L.P.
File 021-194094
$204,600 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jul 26, 2012 D
CS GIP Feeder II, L.P.
File 021-181835
$347,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 29, 2012 D
Credit Suisse Systematic Trading Multi-Strategy Master Fund, L.P.
File 021-180519
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Mar 14, 2012 D
CS OHESCF, L.P.
File 021-174948
$152,500$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Nov 14, 2011 D/A
Credit Suisse Senior Loan Fund Co-Investors, L.P.
File 021-127255
$0$0$0None listed on this filingEDGAR ↗
May 10, 2011 D
CS VCP II, L.P.
File 021-159517
$510,000$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Feb 28, 2011 D/A
CREDIT SUISSE GTAA GLOBAL MACRO FUND LP
File 021-115441
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2010 D
CS CHRP II, L.P.
File 021-152827
$137,750$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Oct 26, 2010 D/A
Credit Suisse China Harvest II Co-Investors, L.P.
File 021-136105
$0$0$15,000 (est.)
Each of the Managing General Partner and the Associate General Partner is entitled to be paid a nominal annual fee of $500 for services rendered.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Aug 23, 2010 D/A
Credit Suisse QuEST US Market Neutral Fund, L.P.
File 021-134062
$0$0$0
Customary advisory fees are paid to the Investment Manager by the master fund as provided for in the Issuer's offering materials.
none no CRD number reported
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
Apr 8, 2010 D
MBP Plan Investors, L.P.
File 021-140304
$0$0$7,500 (est.)
The General Partner is entitled to be paid a nominal annual fee of $500 for services rendered until the Partnership is dissolved.
None listed on this filingEDGAR ↗
Apr 7, 2010 D/A
SP IV CO-INVESTORS LP
File 021-126858
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2010 D
Credit Suisse China Harvest II Feeder, L.P.
File 021-121625
$3,136,875 (est.)$0$0
Investors will pay management fees to DLJ MB Advisors, Inc. in addition to paying the full amount of their capital commitments.
NA no CRD number reported
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
Mar 16, 2010 D
Credit Suisse China Harvest II Offshore Feeder, L.P.
File 021-121624
$650,625 (est.)$0$0
Investors will pay management fees to DLJ MB Advisors, Inc. in addition to paying the full amount of their capital commitments.
NA no CRD number reported
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
Mar 3, 2010 D/A
CANDLEWOOD CAPITAL PARTNERS CO-INVESTORS LP
File 021-114646
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2010 D/A
Candlewood Special Situations Fund, L.P.
File 021-107864
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Feb 8, 2010 D/A
Credit Suisse Candlewood Private Finance Co-Investors, L.P.
File 021-126859
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2010 D
CS Mubadala Co-Investors, L.P.
File 021-138417
$0$0$15,000 (est.)
Each of the Managing General Partner and the Associate General Partner is entitled to be paid a nominal annual fee of $500 for services rendered.
None listed on this filingEDGAR ↗
Dec 17, 2009 D/A
RECP IV Co-Investors, L.P.
File 021-130692
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2009 D
HCEP Co-Investors, L.P.
File 021-136106
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Nov 6, 2009 D
CS GC Co-Investors, L.P.
File 021-135916
$0$0$15,000 (est.)
Each of the Managing General Partner and the Associate General Partner is entitled to be paid a nominal annual fee of $500 for services rendered.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 11, 2009 D
MBP IV EndRe Holdings I, LLC
File 021-134365
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2009 D
LDR Preferred Income Fund, LLC
File 021-132440
$0$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 29, 2009 D/A
CREDIT SUISSE REAL ESTATE SECURITIES CO-INVESTORS LP
File 021-114172
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2009 D/A
CREDIT SUISSE GTAA GLOBAL MACRO CO-INVESTORS LP
File 021-118969
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 44

Every issuer that named Ivy B. Dodes on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RP
Pooled Investment Fund · group: Credit Suisse

Risk Parity Commodity Fund, L.P.

New York, NY · Dec 21, 2010 → Aug 17, 2018 · 9 filings
  • Aug 17, 2018 · D/A · $548,091,193 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Aug 10, 2017 · D/A · $509,991,193 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Dec 2, 2016 · D/A · $497,991,193 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Dec 4, 2015 · D/A · $427,569,341 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Dec 5, 2014 · D/A · $426,369,341 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Dec 6, 2013 · D/A · $411,023,341 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Dec 10, 2012 · D/A · $279,883,341 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Dec 19, 2011 · D/A · $278,668,342 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Dec 21, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗

Raised $678.4M from 7 investors as of the latest filing. Ivy is listed as executive officer, director, promoter on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Ils

SPF Securitized Products Fund L.P.

New York, NY · May 15, 2012 → Aug 10, 2018 · 8 filings
  • Aug 10, 2018 · D/A · $810,736,181 sold of Indefinite · 220 investors · min. $100,000 · role: Executive Officer (Managing Director of DLJ MB LLC, the General Partner of the Issuer.) EDGAR ↗
  • Aug 10, 2017 · D/A · $726,565,958 sold of Indefinite · 198 investors · min. $100,000 · role: Executive Officer (Managing Director of DLJ MB LLC, the General Partner of the Issuer.) EDGAR ↗
  • May 10, 2017 · D/A · $708,940,958 sold of Indefinite · 181 investors · min. $100,000 · role: Executive Officer (Managing Director of DLJ MB LLC, the General Partner of the Issuer.) EDGAR ↗
  • May 13, 2016 · D/A · $1,251,562,100 sold of Indefinite · 184 investors · min. $100,000 · role: Executive Officer (Managing Director of DLJ MB LLC, the General Partner of the Issuer.) EDGAR ↗
  • May 14, 2015 · D/A · $1,179,239,986 sold of Indefinite · 167 investors · min. $100,000 · role: Executive Officer (Managing Director of DLJ MB LLC, the General Partner of the Issuer.) EDGAR ↗
  • May 14, 2014 · D/A · $896,935,219 sold of Indefinite · 110 investors · min. $100,000 · role: Executive Officer (Managing Director of DLJ MB LLC, the General Partner of the Issuer.) EDGAR ↗
  • May 14, 2013 · D/A · $804,122,439 sold of Indefinite · 67 investors · min. $100,000 · role: Executive Officer (Managing Director of the Issuer's General Partner) EDGAR ↗
  • May 15, 2012 · D · $583,801,059 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Managing Director of the Issuer's General Partner) EDGAR ↗

Raised $1.25B from 346 investors as of the latest filing. Ivy is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Dlj

Terlingua Fund 1, LP

New York, NY · Dec 6, 2012 → Dec 5, 2017 · 6 filings
  • Dec 5, 2017 · D/A · $587,500,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director of Credit Suisse Alternative Capital, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Dec 2, 2016 · D/A · $617,500,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director of Credit Suisse Alternative Capital, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Dec 4, 2015 · D/A · $565,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director of Credit Suisse Alternative Capital, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Dec 5, 2014 · D/A · $505,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director of Credit Suisse Alternative Capital, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Dec 6, 2013 · D/A · $480,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director of Credit Suisse Alternative Capital, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Dec 6, 2012 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Managing Director of Credit Suisse Alternative Capital, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $617.5M from 1 investor as of the latest filing. Ivy is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Credit Suisse

CFIG Co-Investors, L.P.

New York, NY · Oct 25, 2010 → Nov 8, 2017 · 9 filings
  • Nov 8, 2017 · D/A · $30,410,843 sold of $60,000,000 · 28 investors · min. $500 · role: Executive Officer, Director (V.P., Member of the Bd. of Managers and Asst. Secretary of DLJ LBO Plans Management, LLC, Managing General Partner; V.P., Member of the Bd. of Directors and Asst. Secretary of DLJ LBO Plans Management Corporation III, Associate General Partner) EDGAR ↗
  • Nov 9, 2016 · D/A · $30,410,843 sold of $60,000,000 · 28 investors · min. $500 · role: Executive Officer, Director (Vice President, Member of the Board of Managers and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner; Vice President and Assistant Secretary of DLJ LBO Plans Management Corporation III, Associate General Partner) EDGAR ↗
  • Nov 13, 2015 · D/A · $30,410,843 sold of $60,000,000 · 28 investors · min. $500 · role: Executive Officer, Director (Vice President, Member of the Board of Managers and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner; Vice President and Assistant Secretary of DLJ LBO Plans Management Corporation III, Associate General Partner) EDGAR ↗
  • Nov 13, 2014 · D/A · $30,185,721 sold of $60,000,000 · 28 investors · min. $500 · role: Executive Officer, Director (Vice President, Member of the Board of Managers and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 13, 2013 · D/A · $29,998,714 sold of $60,000,000 · 28 investors · min. $500 · role: Executive Officer, Director (Vice President, Member of the Board of Managers and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 15, 2012 · D/A · $27,850,241 sold of $60,000,000 · 26 investors · min. $500 · role: Executive Officer, Director (Vice President, Director and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 14, 2011 · D/A · $27,731,458 sold of $60,000,000 · 26 investors · min. $500 · role: Executive Officer, Director (Vice President, Director and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Oct 11, 2011 · D/A · $27,731,458 sold of $60,000,000 · 26 investors · min. $500 · role: Executive Officer, Director (Vice President, Director and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Oct 25, 2010 · D/A · $23,428,296 sold of $60,000,000 · 19 investors · min. $500 · role: Executive Officer (Vice President and Director of DLJ LBO Plans Management Corporation, Managing General Partner) EDGAR ↗

Raised $30.4M from 28 investors (51% of the $60M target) as of the latest filing. Ivy is listed as executive officer, director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IC
Pooled Investment Fund · group: Credit Suisse

IP III CO-INVESTORS, L.P.

New York, NY · Mar 3, 2010 → Nov 8, 2017 · 10 filings
  • Nov 8, 2017 · D/A · $31,032,418 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer, Director (V.P., Member of the Bd. of Managers and Asst. Secretary of DLJ LBO Plans Management, LLC, Managing General Partner; V.P., Member of the Bd. of Directors and Asst. Secretary of DLJ LBO Plans Management Corporation III, Associate General Partner) EDGAR ↗
  • Nov 9, 2016 · D/A · $31,032,418 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer, Director (Vice President, Member of the Board of Managers and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner; Vice President, and Assistant Secretary of DLJ LBO Plans Management Corporation III, Associate General Partner) EDGAR ↗
  • Nov 13, 2015 · D/A · $31,032,418 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer, Director (Vice President, Member of the Board of Managers and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner; Vice President and Assistant Secretary of DLJ LBO Plans Management Corporation III, Associate General Partner) EDGAR ↗
  • Nov 13, 2014 · D/A · $31,032,308 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer, Director (Vice President, Member of the Board of Managers and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 13, 2013 · D/A · $31,032,052 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer, Director (Vice President, Member of the Board of Managers and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 15, 2012 · D/A · $30,870,651 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer, Director (Vice President, Director and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 15, 2012 · D/A · $30,870,651 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer, Director (Vice President, Director and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 14, 2011 · D/A · $30,537,122 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer, Director (Vice President, Director and Assistant Secretary of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Feb 15, 2011 · D/A · $22,894,220 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer, Director (Assistant Secretary, Vice President and Director of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Mar 3, 2010 · D/A · $23,245,512 sold of $52,000,000 · 42 investors · min. $2,300 · role: Director, Executive Officer (Vice President and Director of DLJ LBO Plans Management Corporation, Managing General Partner) EDGAR ↗

Raised $31M from 43 investors (60% of the $52M target) as of the latest filing. Ivy is listed as executive officer, director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse GAINS Commodity Plus, L.P.

New York, NY · Oct 29, 2009 → Apr 22, 2016 · 9 filings
  • Apr 22, 2016 · D/A · $66,666,200 sold of Indefinite · 180 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Apr 24, 2015 · D/A · $66,666,200 sold of Indefinite · 180 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Apr 25, 2014 · D/A · $66,666,200 sold of Indefinite · 180 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Apr 25, 2013 · D/A · $62,481,200 sold of Indefinite · 177 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Apr 26, 2012 · D/A · $60,909,200 sold of Indefinite · 175 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Feb 9, 2012 · D/A · $60,909,200 sold of Indefinite · 175 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Mar 1, 2011 · D/A · $41,099,220 sold of Indefinite · 131 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner) EDGAR ↗
  • Sep 16, 2010 · D/A · $33,184,220 sold of Indefinite · 107 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner) EDGAR ↗
  • Oct 29, 2009 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner) EDGAR ↗

Raised $66.7M from 180 investors as of the latest filing. Ivy is listed as executive officer, director, promoter on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Credit Suisse

CS Carlyle Europe IV Feeder, L.P.

New York, NY · Jan 14, 2015
  • Jan 14, 2015 · D · $19,150,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer, Director (Officer and Director of Credit Suisse (Cayman) Management Limited, the general partner.) EDGAR ↗

Raised $19.1M from 29 investors as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Credit Suisse

CS Strategic Partners RE VI Offshore Feeder, L.P.

New York, NY · Dec 31, 2014
  • Dec 31, 2014 · D · $4,350,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer, Director (Officer and Director of Credit Suisse (Cayman) Management Limited, the general partner.) EDGAR ↗

Raised $4.35M from 5 investors as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Credit Suisse

CS Strategic Partners RE VI Feeder, L.P.

New York, NY · Dec 31, 2014
  • Dec 31, 2014 · D · $36,500,000 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer, Director (Officer and Director of Credit Suisse Private Equity, LLC, the general partner.) EDGAR ↗

Raised $36.5M from 44 investors as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CL
Pooled Investment Fund · group: Credit Suisse

CS Landmark XV Offshore Feeder, L.P.

New York, NY · Dec 3, 2014
  • Dec 3, 2014 · D · $7,700,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer, Director (Officer and Director of Credit Suisse (Cayman) Management Limited, the general partner.) EDGAR ↗

Raised $7.7M from 9 investors as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CL
Pooled Investment Fund · group: Credit Suisse

CS Landmark XV Feeder, L.P.

New York, NY · Dec 3, 2014
  • Dec 3, 2014 · D · $32,000,000 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer, Director (Officer and Director of Credit Suisse Private Equity, LLC, the general partner.) EDGAR ↗

Raised $32M from 38 investors as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Cfig Gsocs

Credit Suisse NEXT Access Fund L.P.

New York, NY · May 13, 2014
  • May 13, 2014 · D · $42,278,979 sold of Indefinite · 64 investors · min. $150,000 · role: Director (Member of the Board of Managers of the General Partner of the Issuer) EDGAR ↗

Raised $42.3M from 64 investors as of the latest filing. Ivy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PD
Pooled Investment Fund · group: Credit Suisse

PHOENIX DISTRESSED OPPORTUNITIES FUND LP

New York, NY · Mar 16, 2010 → Feb 7, 2014 · 5 filings
  • Feb 7, 2014 · D/A · $107,514,812 sold of Indefinite · 187 investors · min. $250,000 · role: Executive Officer (Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Feb 8, 2013 · D/A · $107,514,812 sold of Indefinite · 187 investors · min. $250,000 · role: Executive Officer (Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Feb 9, 2012 · D/A · $107,514,812 sold of Indefinite · 187 investors · min. $250,000 · role: Executive Officer (Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Feb 25, 2011 · D/A · $104,464,812 sold of Indefinite · 179 investors · min. $250,000 · role: Executive Officer (Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner) EDGAR ↗
  • Mar 16, 2010 · D · $72,409,802 sold of Indefinite · 128 investors · min. $250,000 · role: Executive Officer (Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner) EDGAR ↗

Raised $107.5M from 187 investors as of the latest filing. Ivy is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund

MBP IV Annex Fund, L.P.

New York, NY · Jan 10, 2014
  • Jan 10, 2014 · D · $38,250,000 sold of $38,250,000 · 1 investors · min. No minimum reported · role: Director (Director of the Issuer's General Partner) EDGAR ↗

Raised $38.3M from 1 investor (100% of the $38.3M target) as of the latest filing. Ivy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Group linked by Ivy B. Dodes

CS Strategic Partners PB Offshore Feeder VI, L.P.

New York, NY · Jan 8, 2014
  • Jan 8, 2014 · D · $46,800,000 sold of Indefinite · 45 investors · min. No minimum reported · role: Director (Director of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner) EDGAR ↗

Raised $46.8M from 45 investors as of the latest filing. Ivy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Group linked by Ivy B. Dodes

CS Strategic Partners PB Feeder VI, L.P.

New York, NY · Jan 8, 2014
  • Jan 8, 2014 · D · $353,550,000 sold of Indefinite · 300 investors · min. No minimum reported · role: Director (Manager of Credit Suisse Private Equity, LLC, the Issuer's General Partner) EDGAR ↗

Raised $353.6M from 300 investors as of the latest filing. Ivy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Cfig Gsocs

CFIG AG Net Lease III Feeder Fund, L.P.

New York, NY · May 8, 2013
  • May 8, 2013 · D · $25,900,000 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer (Ms. Dodes is an officer of DLJMB Fund, Inc., the general partner of DLJ Fund Partners III, L.P., the general partner of the issuer.) EDGAR ↗

Raised $25.9M from 57 investors as of the latest filing. Ivy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CG
Pooled Investment Fund · group: Cfig Gsocs

CFIG GSOCS II Feeder, L.P.

New York, NY · Mar 28, 2013
  • Mar 28, 2013 · D · $32,450,000 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer (Ms. Dodes is an officer of DLJMB Fund, Inc., the general partner of the general partner of the issuer.) EDGAR ↗

Raised $32.5M from 46 investors as of the latest filing. Ivy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CG
Pooled Investment Fund · group: Cfig Gsocs

CFIG GSOCS II Feeder Holdings, L.P.

New York, NY · Mar 28, 2013
  • Mar 28, 2013 · D · $3,100,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Ms. Dodes is an officer of DLJMB Fund, Inc., the general partner of the general partner of the issuer.) EDGAR ↗

Raised $3.1M from 8 investors as of the latest filing. Ivy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GG
Pooled Investment Fund · group: Gcm Grosvenor

GCM Grosvenor China Harvest III Feeder Fund, L.P.

New York, NY · Mar 27, 2013
  • Mar 27, 2013 · D · $12,400,000 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer, Director (Ms. Dodes is a director and officer of Credit Suisse (Cayman) Management Limited, the general partner of the issuer.) EDGAR ↗

Raised $44.5M from 72 investors as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CG
Pooled Investment Fund

CS GIP Feeder II, L.P.

New York, NY · Jul 26, 2012
  • Jul 26, 2012 · D · $34,700,000 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer, Director (Ms. Dodes is a director and officer of Credit Suisse (Cayman) Management Limited, the general partner of the issuer.) EDGAR ↗

Raised $34.7M from 48 investors as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse Systematic Trading Multi-Strategy Master Fund, L.P.

New York, NY · Jun 29, 2012
  • Jun 29, 2012 · D · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of the Issuer's General Partner) EDGAR ↗

Raised $10M from 1 investor as of the latest filing. Ivy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CO
Pooled Investment Fund

CS OHESCF, L.P.

New York, NY · Mar 14, 2012
  • Mar 14, 2012 · D · $15,250,000 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer (Ms. Dodes is an officer of DLJMB Fund, Inc., the general partner of the general partner of the issuer.) EDGAR ↗

Raised $15.3M from 24 investors as of the latest filing. Ivy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse Senior Loan Fund Co-Investors, L.P.

New York, NY · Feb 19, 2010 → Nov 14, 2011 · 4 filings
  • Nov 14, 2011 · D/A · $3,141,952 sold of Indefinite · 18 investors · min. $25,000 · role: Executive Officer, Director (Vice President, Director and Assistant Secretary of DLJ LBO Plans Management, LLC, General Partner of the Partnership) EDGAR ↗
  • Jul 29, 2011 · D/A · $3,141,952 sold of Indefinite · 18 investors · min. $25,000 · role: Executive Officer, Director (Vice President and Director of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗
  • Dec 8, 2010 · D/A · $3,111,952 sold of Indefinite · 18 investors · min. $25,000 · role: Executive Officer, Director (Vice President and Director of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗
  • Feb 19, 2010 · D/A · $2,421,952 sold of Indefinite · 14 investors · min. $25,000 · role: Director, Executive Officer (Vice President and Director of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗

Raised $3.14M from 18 investors as of the latest filing. Ivy is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CV
Pooled Investment Fund · group: Cs Chrp

CS VCP II, L.P.

New York, NY · May 10, 2011
  • May 10, 2011 · D · $51,000,000 sold of Indefinite · 96 investors · min. No minimum reported · role: Executive Officer, Director (Ms. Dodes is a director and executive officer of Credit Suisse (Cayman) Management Limited, the general partner of the issuer.) EDGAR ↗

Raised $51M from 96 investors as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

CREDIT SUISSE GTAA GLOBAL MACRO FUND LP

New York, NY · Feb 13, 2009 → Feb 28, 2011 · 4 filings
  • Feb 28, 2011 · D/A · $74,465,641 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Mar 25, 2010 · D/A · $74,465,641 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner) EDGAR ↗
  • May 13, 2009 · D/A · $72,467,000 sold of Indefinite · 69 investors · min. $5,000,000 · role: Executive Officer (Vice President of General Partner) EDGAR ↗
  • Feb 13, 2009 · D · $72,467,000 sold of Indefinite · 69 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Manager) EDGAR ↗

Raised $74.5M from 69 investors as of the latest filing. Ivy is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CC
Pooled Investment Fund · group: Cs Chrp

CS CHRP II, L.P.

New York, NY · Dec 30, 2010
  • Dec 30, 2010 · D · $13,775,000 sold of Indefinite · 31 investors · min. No minimum reported · role: Executive Officer (Ms. Dodes is an officer of DLJMB Fund, Inc., the general partner of the general partner of the issuer.) EDGAR ↗

Raised $13.8M from 31 investors as of the latest filing. Ivy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse China Harvest II Co-Investors, L.P.

New York, NY · Oct 26, 2010
  • Oct 26, 2010 · D/A · $3,864,445 sold of $3,864,445 · 4 investors · min. $33,333 · role: Executive Officer, Director (Vice President and Director of DLJ LBO Plans Management Corporation, Managing) EDGAR ↗

Raised $3.86M from 4 investors (100% of the $3.86M target) as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse QuEST US Market Neutral Fund, L.P.

New York, NY · Aug 31, 2009 → Aug 23, 2010 · 2 filings
  • Aug 23, 2010 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗
  • Aug 31, 2009 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer, Director, Promoter (Director and Vice President of Credit Suisse (Cayman) Management Limited, the Issuer's General Partner.) EDGAR ↗

Raised $50M from 1 investor as of the latest filing. Ivy is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MP
Pooled Investment Fund · group: Credit Suisse

MBP Plan Investors, L.P.

New York, NY · Apr 8, 2010
  • Apr 8, 2010 · D · $8,000,000 sold of Indefinite · 6 investors · min. $121,000 · role: Executive Officer, Director (Vice President and Director of Credit Suisse (Cayman) Management Limited, General Partner) EDGAR ↗

Raised $8M from 6 investors as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Credit Suisse

SP IV CO-INVESTORS LP

New York, NY · Apr 7, 2010
  • Apr 7, 2010 · D/A · $4,924,000 sold of $10,000,000 · 11 investors · min. $75,000 · role: Executive Officer, Director (Vice President and Director of DLJ LBO Plans Management Corporation, Managing General Partner) EDGAR ↗

Raised $4.92M from 11 investors (49% of the $10M target) as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse China Harvest II Offshore Feeder, L.P.

New York, NY · Jul 28, 2009 → Mar 16, 2010 · 2 filings
  • Mar 16, 2010 · D · $26,025,000 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Credit Suisse (Cayman) Management Limited, the general partner of Credit Suisse China Harvest II Offshore Feeder, L.P.) EDGAR ↗
  • Jul 28, 2009 · D/A · $22,125,000 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Credit Suisse (Cayman) Management Limited, the general partner of Credit Suisse China Harvest II Offshore Feeder, L.P.) EDGAR ↗

Raised $26M from 57 investors as of the latest filing. Ivy is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse China Harvest II Feeder, L.P.

New York, NY · Jul 28, 2009 → Mar 16, 2010 · 3 filings
  • Mar 16, 2010 · D · $125,475,000 sold of Indefinite · 268 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Credit Suisse (Cayman) Management Limited, the general partner of Credit Suisse China Harvest II Feeder, L.P.) EDGAR ↗
  • Mar 16, 2010 · D · $125,475,000 sold of Indefinite · 268 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Credit Suisse (Cayman) Management Limited, the general partner of Credit Suisse China Harvest II Feeder, L.P.) EDGAR ↗
  • Jul 28, 2009 · D/A · $107,225,000 sold of Indefinite · 227 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Credit Suisse (Cayman) Management Limited, the general partner of Credit Suisse China Harvest II Feeder, L.P.) EDGAR ↗

Raised $125.5M from 268 investors as of the latest filing. Ivy is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CC
Pooled Investment Fund · group: Credit Suisse

CANDLEWOOD CAPITAL PARTNERS CO-INVESTORS LP

New York, NY · Mar 3, 2010
  • Mar 3, 2010 · D/A · $18,344,000 sold of Indefinite · 12 investors · min. $30,000 · role: Director, Executive Officer (Vice President and Director of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗

Raised $18.3M from 12 investors as of the latest filing. Ivy is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Medalist

Candlewood Special Situations Fund, L.P.

Rye, NY · Mar 1, 2010
  • Mar 1, 2010 · D/A · $393,633,317 sold of Indefinite · 204 investors · min. No minimum reported · role: Executive Officer (VP of the General Partner) EDGAR ↗

Raised $524M from 364 investors as of the latest filing. Ivy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse Candlewood Private Finance Co-Investors, L.P.

New York, NY · Feb 8, 2010
  • Feb 8, 2010 · D/A · $7,153,000 sold of Indefinite · 15 investors · min. $30,000 · role: Director, Executive Officer (Vice President and Director of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗

Raised $7.15M from 15 investors as of the latest filing. Ivy is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CM
Pooled Investment Fund · group: Credit Suisse

CS Mubadala Co-Investors, L.P.

New York, NY · Feb 3, 2010
  • Feb 3, 2010 · D · $600,000 sold of $600,000 · 2 investors · min. $50,000 · role: Director, Executive Officer (Vice President and Director of DLJ LBO Plans Management Corporation, Managing General Partner) EDGAR ↗

Raised $600K from 2 investors (100% of the $600K target) as of the latest filing. Ivy is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RC
Pooled Investment Fund · group: Credit Suisse

RECP IV Co-Investors, L.P.

New York, NY · May 5, 2009 → Dec 17, 2009 · 2 filings
  • Dec 17, 2009 · D/A · $0 sold of $0 · 0 investors · min. No minimum reported · role: Director (Director of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗
  • May 5, 2009 · D · $935,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗

Raised $935K from 4 investors as of the latest filing. Ivy is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HC
Pooled Investment Fund · group: Credit Suisse

HCEP Co-Investors, L.P.

New York, NY · Nov 13, 2009
  • Nov 13, 2009 · D · $2,183,333 sold of $2,183,333 · 6 investors · min. $50,000 · role: Director (Director of DLJ LBO Plans Management Corporation, Managing General Partner) EDGAR ↗

Raised $2.18M from 6 investors (100% of the $2.18M target) as of the latest filing. Ivy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CG
Pooled Investment Fund · group: Credit Suisse

CS GC Co-Investors, L.P.

New York, NY · Nov 6, 2009
  • Nov 6, 2009 · D · $8,533,333 sold of $8,533,333 · 4 investors · min. $100,000 · role: Director (Director of DLJ LBO Plans Management Corporation, Managing General Partner) EDGAR ↗

Raised $8.53M from 4 investors (100% of the $8.53M target) as of the latest filing. Ivy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ME
Pooled Investment Fund · group: Credit Suisse

MBP IV EndRe Holdings I, LLC

New York, NY · Sep 11, 2009
  • Sep 11, 2009 · D · $39,998,449 sold of $39,998,449 · 9 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗

Raised $40M from 9 investors (100% of the $40M target) as of the latest filing. Ivy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LP
Pooled Investment Fund · group: Ldr

LDR Preferred Income Fund, LLC

Newyork, NY · Jul 6, 2009
  • Jul 6, 2009 · D · $23,601,000 sold of Indefinite · 41 investors · min. $250,000 · role: Executive Officer, Director (Director and Vice President of Credit Suisse (Cayman) Management Limited, Issuer's Managing Member) EDGAR ↗

Raised $518.6M from 886 investors as of the latest filing. Ivy is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

CREDIT SUISSE REAL ESTATE SECURITIES CO-INVESTORS LP

New York, NY · Jun 29, 2009
  • Jun 29, 2009 · D/A · $3,765,000 sold of Indefinite · 4 investors · min. $30,000 · role: Director (Director of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗

Raised $3.77M from 4 investors as of the latest filing. Ivy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

CREDIT SUISSE GTAA GLOBAL MACRO CO-INVESTORS LP

New York, NY · Jun 5, 2009
  • Jun 5, 2009 · D/A · $1,680,000 sold of Indefinite · 3 investors · min. $30,000 · role: Director (Director of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗

Raised $1.68M from 3 investors as of the latest filing. Ivy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Ivy 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

DL
Management entity

DLJ LBO Plans Management Corporation

Executive Officer, Promoter, Director · 32 shared filings (12 issuers) · also on 1 other issuer

DLJ LBO Plans Management Corporation is on 13 issuers in total — a repeat sponsor. Their page lists every one.

CS
Management entity

Credit Suisse (Cayman) Management Limited

Promoter, Executive Officer · 17 shared filings (11 issuers) · also on 25 other issuers

Credit Suisse (Cayman) Management Limited is on 36 issuers in total — a repeat sponsor. Their page lists every one.

CS
Management entity

Credit Suisse Asset Management, LLC

Executive Officer · 8 shared filings (1 issuer) · also on 17 other issuers

Credit Suisse Asset Management, LLC is on 18 issuers in total — a repeat sponsor. Their page lists every one.

DM
Management entity

DLJ MB, LLC

Executive Officer · 8 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Ivy B. Dodes. Their page shows their other deals.

JD
Management entity

J. DLJ MB Advisors, Inc.

Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Ivy B. Dodes. Their page shows their other deals.

DM
Management entity

DLJ MB Advisors, Inc.

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Ivy B. Dodes. Their page shows their other deals.

DM
Management entity

DLJ Merchant Banking, Inc.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ivy B. Dodes. Their page shows their other deals.

DM
Management entity

DLJ Merchant Banking IV, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ivy B. Dodes. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth J. Lohsen

Executive Officer, Promoter, Director · 93 shared filings (36 issuers) · also on 4 other issuers

Kenneth J. Lohsen is on 40 issuers in total — a repeat sponsor. Their page lists every one.

EN
No photo found yet (own website and image search run after this page is viewed)
Person

Edward S. Nadel

Executive Officer, Promoter, Director · 50 shared filings (24 issuers)

Edward S. Nadel is on 24 issuers in total — a repeat sponsor. Their page lists every one.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Edward A. Poletti

Executive Officer, Director · 33 shared filings (13 issuers)

Edward A. Poletti is on 13 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John S. Ficarra

Executive Officer, Director · 31 shared filings (11 issuers)

John S. Ficarra is on 11 issuers in total — a repeat sponsor. Their page lists every one.

EN
No photo found yet (own website and image search run after this page is viewed)
Person

Eruch P. Nowrojee

Executive Officer · 29 shared filings (18 issuers)

Eruch P. Nowrojee is on 18 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard J. Curran

Executive Officer · 28 shared filings (9 issuers)

Richard J. Curran is on 9 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Spiro

Executive Officer · 28 shared filings (16 issuers)

William Spiro is on 16 issuers in total — a repeat sponsor. Their page lists every one.

MI
No photo found yet (own website and image search run after this page is viewed)
Person

Michael S. Isikow

Executive Officer · 27 shared filings (11 issuers) · also on 2 other issuers

Michael S. Isikow is on 13 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph F. Huber

Executive Officer · 27 shared filings (8 issuers)

Joseph F. Huber is on 8 issuers in total — a repeat sponsor. Their page lists every one.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William Hughes

Executive Officer · 26 shared filings (9 issuers)

William Hughes is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Roseman

Executive Officer · 25 shared filings (8 issuers)

Douglas Roseman is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Kate Wynperle

Executive Officer · 24 shared filings (7 issuers)

Mary Kate Wynperle is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Kelly

Executive Officer · 23 shared filings (12 issuers) · also on 21 other issuers

Matthew Kelly is on 33 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rhonda G. Matty

Executive Officer · 23 shared filings (6 issuers)

Rhonda G. Matty is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Prevost

Executive Officer · 23 shared filings (9 issuers)

Thomas Prevost is on 9 issuers in total — a repeat sponsor. Their page lists every one.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Peter J. Feeney

Executive Officer · 22 shared filings (10 issuers) · also on 1 other issuer

Peter J. Feeney is on 11 issuers in total — a repeat sponsor. Their page lists every one.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth T. Dewyngaert

Executive Officer · 21 shared filings (4 issuers)

Listed on the same filings as Ivy B. Dodes. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Sandra M. Degaray

Executive Officer · 18 shared filings (4 issuers) · also on 3 other issuers

Sandra M. Degaray is on 7 issuers in total — a repeat sponsor. Their page lists every one.

NA
No photo found yet (own website and image search run after this page is viewed)
Person

Nicole S. Arnaboldi

Director, Executive Officer, Promoter · 18 shared filings (15 issuers) · also on 1 other issuer

Nicole S. Arnaboldi is on 16 issuers in total — a repeat sponsor. Their page lists every one.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas A. Finlan

Executive Officer · 18 shared filings (3 issuers)

Listed on the same filings as Ivy B. Dodes. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Bessel

Executive Officer · 16 shared filings (9 issuers)

Michael J. Bessel is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey D. Love

Executive Officer, Director · 15 shared filings (9 issuers)

Geoffrey D. Love is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen P. Ramsthaler

Executive Officer · 13 shared filings (4 issuers)

Listed on the same filings as Ivy B. Dodes. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chung W. Choy

Executive Officer · 13 shared filings (3 issuers)

Listed on the same filings as Ivy B. Dodes. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

George R. Hornig

Director, Executive Officer · 12 shared filings (11 issuers) · also on 7 other issuers

George R. Hornig is on 18 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anna L. Bidwell

Executive Officer · 10 shared filings (6 issuers)

Anna L. Bidwell is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ravi Singh

Executive Officer, Director, Promoter · 10 shared filings (7 issuers) · also on 3 other issuers

Ravi Singh is on 10 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

CS
Sponsor group

Credit Suisse

37 issuers · 103 filings · $1.69B reported sold · 2009–2023

One team, 37 deal companies. Ivy B. Dodes is listed on 28 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ivy B. Dodes.

CG
Sponsor group

Cfig Gsocs

4 issuers · 4 filings · $103.7M reported sold · 2013–2014

One team, 4 deal companies. Ivy B. Dodes is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ivy B. Dodes.

GL
Sponsor group

Group linked by Ivy B. Dodes

2 issuers · 2 filings · $400.4M reported sold · 2014–2014

One team, 2 deal companies. Ivy B. Dodes is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ivy B. Dodes.

CC
Sponsor group

Cs Chrp

2 issuers · 2 filings · $64.8M reported sold · 2010–2011

One team, 2 deal companies. Ivy B. Dodes is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ivy B. Dodes.

I
Sponsor group

Ils

16 issuers · 147 filings · $8.69B reported sold · 2009–2026

One team, 16 deal companies. Ivy B. Dodes is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ivy B. Dodes.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 44 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): SPF Securitized Products Fund L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Ivy B. Dodes by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 44 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Ivy B. Dodes is listed on: none on file. No website or social profile named in SPF Securitized Products Fund L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #39,480 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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