PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:26 AM ET

Sponsor Check › Sponsor group

D

Dlj

One sponsor team, 4 deal companies · New York, NY

Grouped because: 4 shared people, 1 shared management entity, same business address (4 issuers) (automatic match from the filings) · not the same sponsor?

4deal companies
$2.19Breported sold
518investors
23Form D filings
2012–2025active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Dec 10, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:13 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Dlj is a sponsor group of 4 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, shared management entity; automatic match from the filings), filing 23 Form D filings between Dec 2012 and Dec 2025.

What this means One team, 4 deal companies, about 13 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $2.19B to 518 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (4). Issuers are based in NY (4).

What this means $2.19B raised across the group, about $4.22M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Jason Karlinsky (4 issuers, executive officer and director), DLJ MB, LLC (3 issuers, promoter, entity), Sandra M. Degaray (3 issuers, executive officer and director), Sean Flynn (3 issuers, executive officer and director), Kenneth J. Lohsen (2 issuers, executive officer and director) and 11 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Dec 10, 2025.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 26 court cases matching the name, 14 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 23 public filings for Dlj and found 11 differences, 2 worth asking the sponsor about: Amount sold went down between filings; 10 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Dlj has not run yet — it is joining a line of 16,193 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

26 cases: 2 open, 8 closed (disposition not in docket feed), 12 dismissed, 4 judgment

Last Shadow, LLC v. Wind River Aviation, LLC open
District Court, W.D. Texas · No. 6:25-cv-00456 · Filed Oct 3, 2025 · Nature of suit: Contract: Other · Cause: 28:1441 Petition for Removal- Breach of Contract
Role of Last Shadow, LLC v. Wind River Aviation, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
MASARIK v. WIND RIVER ENVIRONMENTAL, LLC closed
District Court, E.D. Pennsylvania · No. 2:25-cv-01694 · Filed Apr 1, 2025 · Closed Jun 23, 2025 · Nature of suit: P.I.: Assault Libel & Slander · Cause: 28:1332 Diversity-Notice of Removal
Role of MASARIK v. WIND RIVER ENVIRONMENTAL, LLC: Party · Outcome: Terminated 2025-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Mai v. Wind River Systems Inc open
District Court, W.D. Washington · No. 2:24-cv-01753 · Filed Oct 25, 2024
Role of Mai v. Wind River Systems Inc: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in WA (not the issuer's state)
Kollar v. Wind River Trading Company Ltd. closed
District Court, W.D. Michigan · No. 1:24-cv-00572 · Filed May 31, 2024 · Closed Mar 3, 2025
Role of Kollar v. Wind River Trading Company Ltd.: Party · Outcome: Terminated 2025-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
JAG Oil Limited Partnership v. Wind River Resources, Inc. closed
District Court, D. North Dakota · No. 1:23-cv-00112 · Filed Jun 6, 2023 · Closed Jan 7, 2025 · Nature of suit: Real Property: Other · Cause: 28:2201 Declaratory Judgment
Role of JAG Oil Limited Partnership v. Wind River Resources, Inc.: Party · Outcome: Terminated 2025-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in ND (not the issuer's state)
Wind River Environmental, LLC v. Melanson dismissed
District Court, D. Vermont · No. 5:19-cv-00111 · Filed Jun 28, 2019 · Closed Sep 13, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Wind River Environmental, LLC v. Melanson: Party · Outcome: Terminated 2019-09-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in VT (not the issuer's state)
Minka Lighting Inc v. Wind River Ceiling Fans LLC closed
District Court, N.D. Texas · No. 3:19-cv-00159 · Filed Jan 19, 2019 · Closed Apr 1, 2020
Role of Minka Lighting Inc v. Wind River Ceiling Fans LLC: Party · Outcome: Terminated 2020-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Wind River Construction LLC v. Harper Construction Company Inc closed
District Court, W.D. Oklahoma · No. 5:17-cv-00599 · Filed May 30, 2017 · Closed Jan 21, 2020 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Wind River Construction LLC v. Harper Construction Company Inc: Party · Outcome: Terminated 2020-01-21 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Wind River Construction LLC v. Grahams Construction Inc dismissed
District Court, W.D. Oklahoma · No. 5:15-cv-00609 · Filed Jun 2, 2015 · Closed Jan 19, 2016 · Nature of suit: 130 Miller act
Role of Wind River Construction LLC v. Grahams Construction Inc: Party · Outcome: Terminated 2016-01-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Wind River Energy v. Oilfield Equipment Sales closed
District Court, E.D. Texas · No. 4:13-cv-00230 · Filed Apr 19, 2013 · Closed Apr 19, 2013
Role of Wind River Energy v. Oilfield Equipment Sales: Party · Outcome: Terminated 2013-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Wind River Group LLC v. Steinfurth dismissed
District Court, S.D. Florida · No. 1:12-cv-22056 · Filed Jun 1, 2012 · Closed Nov 1, 2012 · Nature of suit: 470 Civil (RICO)
Role of Wind River Group LLC v. Steinfurth: Party · Outcome: Terminated 2012-11-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
United States v. Wind River Resources judgment
District Court, D. Utah · No. 2:09-cv-00330 · Filed Apr 17, 2009 · Closed Nov 13, 2009 · Nature of suit: 893 Environmental matters
Role of United States v. Wind River Resources: Party · Outcome: Terminated 2009-11-13 — FJC Integrated Database disposition: Judgment on consent; judgment for both plaintiff and defendant Docket on CourtListener ↗
company name words appear in the caption; court in UT (not the issuer's state)
Adventa Control Technologies, Inc. v. Wind River Systems, Inc. dismissed
District Court, E.D. Texas · No. 4:08-cv-00471 · Filed Dec 10, 2008 · Closed Apr 13, 2009 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Adventa Control Technologies, Inc. v. Wind River Systems, Inc.: Party · Outcome: Terminated 2009-04-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
HOLLAND v. WIND RIVER RESOURCES CORP dismissed
District Court, District of Columbia · No. 1:06-cv-01744 · Filed Oct 12, 2006 · Closed Oct 24, 2007 · Nature of suit: 791 Employee Retirement Income Security Act
Role of HOLLAND v. WIND RIVER RESOURCES CORP: Party · Outcome: Terminated 2007-10-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in DC (not the issuer's state)
Wind River Pastoral Company LLC v. Paulie's LLC dismissed
District Court, D. Wyoming · No. 1:06-cv-00115 · Filed May 9, 2006 · Closed Jan 10, 2007 · Nature of suit: 190 Other contract actions
Role of Wind River Pastoral Company LLC v. Paulie's LLC: Party · Outcome: Terminated 2007-01-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in WY (not the issuer's state)
Mallory v. Wind River Systems, Inc. dismissed
District Court, N.D. Ohio · No. 3:05-cv-07194 · Filed Apr 27, 2005 · Closed Nov 10, 2005 · Nature of suit: 190 Other contract actions
Role of Mallory v. Wind River Systems, Inc.: Party · Outcome: Terminated 2005-11-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Jeffery v. Wind River Environmental, LLC dismissed
District Court, E.D. New York · No. 2:03-cv-00125 · Filed Jan 9, 2003 · Closed Nov 24, 2003 · Nature of suit: 140 Negotiable instruments
Role of Jeffery v. Wind River Environmental, LLC: Party · Outcome: Terminated 2003-11-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
District 17 UMWA v. Wind River Resources judgment
District Court, S.D. West Virginia · No. 2:01-cv-00632 · Filed Jul 18, 2001 · Closed Oct 17, 2001 · Nature of suit: 791 Employee Retirement Income Security Act
Role of District 17 UMWA v. Wind River Resources: Party · Outcome: Terminated 2001-10-17 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in WV (not the issuer's state)
Kemmet v. Wind River Systems judgment
District Court, M.D. Florida · No. 6:00-cv-01681 · Filed Dec 21, 2000 · Closed Aug 14, 2002 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of Kemmet v. Wind River Systems: Party · Outcome: Terminated 2002-08-14 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Holland v. Wind River Resources dismissed
District Court, S.D. West Virginia · No. 2:00-cv-00061 · Filed Jan 21, 2000 · Closed Sep 1, 2000 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Holland v. Wind River Resources: Party · Outcome: Terminated 2000-09-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in WV (not the issuer's state)
Holland v. Wind River Resources dismissed
District Court, S.D. West Virginia · No. 2:00-cv-00060 · Filed Jan 21, 2000 · Closed Dec 4, 2000 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Holland v. Wind River Resources: Party · Outcome: Terminated 2000-12-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in WV (not the issuer's state)
Westmoreland Coal v. Wind River Resources dismissed
District Court, S.D. West Virginia · No. 2:97-cv-01184 · Filed Dec 9, 1997 · Closed Aug 27, 1999 · Nature of suit: 190 Other contract actions
Role of Westmoreland Coal v. Wind River Resources: Party · Outcome: Terminated 1999-08-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in WV (not the issuer's state)
De Lano v. Wind River Mining Co closed
District Court, W.D. Washington · No. 3:94-cv-05287 · Filed May 26, 1994 · Closed Jun 28, 1994 · Nature of suit: 290 Other real property actions
Role of De Lano v. Wind River Mining Co: Party · Outcome: Terminated 1994-06-28 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in WA (not the issuer's state)
Pyramid Const Co Inc v. Wind River Petroleum dismissed
District Court, D. Utah · No. 2:94-cv-00428 · Filed Apr 22, 1994 · Closed Dec 11, 1995 · Nature of suit: 190 Other contract actions
Role of Pyramid Const Co Inc v. Wind River Petroleum: Party · Outcome: Terminated 1995-12-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in UT (not the issuer's state)
Wind River Trdg Co v. Summit Resource Mgt closed
District Court, D. Kansas · No. 6:93-cv-01215 · Filed Jun 9, 1993 · Closed Mar 28, 1995 · Nature of suit: 370 Other fraud
Role of Wind River Trdg Co v. Summit Resource Mgt: Party · Outcome: Terminated 1995-03-28 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in KS (not the issuer's state)
Universal Wind, Inc. v. Wind River Energy judgment
District Court, N.D. Ohio · No. 1:89-cv-00533 · Filed Mar 24, 1989 · Closed Apr 12, 1991 · Nature of suit: 470 Civil (RICO)
Role of Universal Wind, Inc. v. Wind River Energy: Party · Outcome: Terminated 1991-04-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:13 AM ET. Searched so far: 4 of 4 issuers in this group; 0 still to be searched. Results are added automatically.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dlj..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Desmond v. Wind River Environmental, LLC closed
United States Bankruptcy Court, D. Massachusetts · No. 21-01058 · Filed May 24, 2021 · Closed Aug 24, 2021
Role of Desmond v. Wind River Environmental, LLC: Party · Outcome: Case closed 2021-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Stanziale, Jr. v. Wind River Systems, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 16-50058 · Filed Feb 19, 2016 · Closed Apr 26, 2016
Role of Stanziale, Jr. v. Wind River Systems, Inc.: Party · Outcome: Case closed 2016-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
SltnTrst LLC, dba Solution Trust, as Liquidating T v. Wind River Environmental, LLC closed
United States Bankruptcy Court, D. Delaware · No. 13-52346 · Filed Sep 27, 2013 · Closed Apr 15, 2014
Role of SltnTrst LLC, dba Solution Trust, as Liquidating T v. Wind River Environmental, LLC: Party · Outcome: Case closed 2014-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
WIND RIVER VENTURES, INC. closed
United States Bankruptcy Court, D. New Mexico · No. 10-16423 · Filed Dec 29, 2010 · Closed Jul 12, 2012
Role of WIND RIVER VENTURES, INC.: Party · Outcome: Case closed 2012-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NM (not the issuer's state)
Wind River, Inc closed
United States Bankruptcy Court, D. Idaho · No. 10-02394 · Filed Jul 28, 2010 · Closed May 1, 2013
Role of Wind River, Inc: Party · Outcome: Case closed 2013-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in ID (not the issuer's state)
Wind River Properties, L.L.C. v. Small Plates - Royal Oak, LLC closed
United States Bankruptcy Court, E.D. Michigan · No. 08-05354 · Filed Nov 10, 2008 · Closed Sep 16, 2009
Role of Wind River Properties, L.L.C. v. Small Plates - Royal Oak, LLC: Party · Outcome: Case closed 2009-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
CMDL Corporation Liquidating Trust, by and through v. Wind River Systems, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 07-51409 · Filed May 24, 2007 · Closed Apr 10, 2008
Role of CMDL Corporation Liquidating Trust, by and through v. Wind River Systems, Inc.: Party · Outcome: Case closed 2008-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
The Oakwood Unsecured Creditor Trust by and throug v. Wind River Environmental, LLC closed
United States Bankruptcy Court, D. Delaware · No. 05-50876 · Filed Apr 20, 2005 · Closed Mar 10, 2006
Role of The Oakwood Unsecured Creditor Trust by and throug v. Wind River Environmental, LLC: Party · Outcome: Case closed 2006-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Askenaizer, As Liquidating Trustee Of The Spike Li v. Wind River Systems, Inc. closed
United States Bankruptcy Court, D. New Hampshire · No. 03-01460 · Filed Nov 13, 2003 · Closed Jun 22, 2004
Role of Askenaizer, As Liquidating Trustee Of The Spike Li v. Wind River Systems, Inc.: Party · Outcome: Case closed 2004-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NH (not the issuer's state)
Wind River Design, Inc. closed
United States Bankruptcy Court, N.D. New York · No. 02-13473 · Filed May 28, 2002 · Closed Nov 18, 2002
Role of Wind River Design, Inc.: Party · Outcome: Case closed 2002-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
CLN, Inc. v. Wind River Sales Co. closed
United States Bankruptcy Court, D. Maryland · No. 02-05185 · Filed Apr 24, 2002 · Closed Jan 14, 2005
Role of CLN, Inc. v. Wind River Sales Co.: Party · Outcome: Case closed 2005-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
inc Integrated Network Corporation, Inc v. Wind River closed
United States Bankruptcy Court, D. New Jersey · No. 01-05497 · Filed Oct 19, 2001 · Closed Nov 1, 2002
Role of inc Integrated Network Corporation, Inc v. Wind River: Party · Outcome: Case closed 2002-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Wind River Helicopters Inc. closed
United States Bankruptcy Court, D. Wyoming · No. 86-20501 · Filed Jun 16, 1986 · Closed Nov 4, 1997
Role of Wind River Helicopters Inc.: Party · Outcome: Case closed 1997-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in WY (not the issuer's state)
Wind River Dental LTD. closed
United States Bankruptcy Court, D. Utah · No. 85-21619 · Filed May 17, 1985 · Closed Feb 4, 1993
Role of Wind River Dental LTD.: Party · Outcome: Case closed 1993-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in UT (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:13 AM ET. Searched so far: 4 of 4 issuers in this group; 0 still to be searched. Results are added automatically.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

11 differences found between the filings for Dlj — 2 worth asking about (compared 23 filings on Oct 24, 2026)

Worth asking · Dec 2, 2016 – Dec 5, 2017

Amount sold went down between filings — Terlingua Fund 1, LP

The Dec 2, 2016 filing says $617,500,000 sold; the Dec 5, 2017 Form D/A says $587,500,000 sold — $30,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 2, 2016 ↗Form D/A (later) · Dec 5, 2017 ↗Terlingua Fund 1, LP — PartnerFacts page ↗
Sources
Worth asking · Dec 6, 2012 – Dec 10, 2025

10 people are no longer listed on a later amendment

DLJ MB, LLC is no longer listed on the Dec 10, 2025 amendment — Dollar Senior Loan Onshore Fund II, L.P. · Jason Karlinsky is no longer listed on the Nov 22, 2024 amendment — Dollar Senior Loan Onshore Fund II, L.P. · S. Credit Suisse Asset Management, LLC is no longer listed on the Nov 22, 2024 amendment — Dollar Senior Loan Onshore Fund II, L.P. · Sean T. Flynn is no longer listed on the Nov 22, 2024 amendment — Dollar Senior Loan Onshore Fund II, L.P. · Kenneth J. Lohsen is no longer listed on the Aug 16, 2019 amendment — Access Commodity Fund, L.P. · and 5 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Nov 22, 2024 ↗Form D/A · Dec 10, 2025 ↗DLJ MB, LLC — PartnerFacts page ↗Dollar Senior Loan Onshore Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Jul 1, 2019 – Aug 12, 2019

Form D filed 42 days after the first sale — Wind River Fund, LLC

The filing says the first sale was Jul 1, 2019. The Form D was filed Aug 12, 2019 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 12, 2019 ↗Wind River Fund, LLC — PartnerFacts page ↗
Sources
Note · Jul 17, 2017 – Aug 11, 2017

Form D filed 25 days after the first sale — Access Commodity Fund, L.P.

The filing says the first sale was Jul 17, 2017. The Form D was filed Aug 11, 2017 — 25 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 10 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 11, 2017 ↗Access Commodity Fund, L.P. — PartnerFacts page ↗
Sources
Note · Aug 17, 2018 – Aug 16, 2019

DLJ MB, LLC's role changed at Access Commodity Fund, L.P.: executive officer, promoter → promoter

The Aug 17, 2018 filing lists DLJ MB, LLC as executive officer, promoter; the Aug 16, 2019 Form D/A lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Aug 17, 2018 ↗Form D/A · Aug 16, 2019 ↗DLJ MB, LLC — PartnerFacts page ↗Access Commodity Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jul 1, 2019 – Aug 17, 2021

No amendment in the last 12 months on an offering that may still be open — Wind River Fund, LLC (latest filing Aug 17, 2021)

The latest filing for this offering is dated Aug 17, 2021 (first sale Jul 1, 2019). It reports $726,224,504 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 17, 2021 ↗Wind River Fund, LLC — PartnerFacts page ↗
Sources
Note · Jan 1, 2013 – Dec 10, 2020

No amendment in the last 12 months on an offering that may still be open — Terlingua Fund 1, LP (latest filing Dec 10, 2020)

The latest filing for this offering is dated Dec 10, 2020 (first sale Jan 1, 2013). It reports $587,500,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Dec 10, 2020 ↗Terlingua Fund 1, LP — PartnerFacts page ↗
Sources
Note · Jul 17, 2017 – Aug 17, 2020

No amendment in the last 12 months on an offering that may still be open — Access Commodity Fund, L.P. (latest filing Aug 17, 2020)

The latest filing for this offering is dated Aug 17, 2020 (first sale Jul 17, 2017). It reports $1,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 17, 2020 ↗Access Commodity Fund, L.P. — PartnerFacts page ↗
Sources
Note · Nov 16, 2018 – Aug 12, 2019

Sandra M. Degaray is written 2 different ways on the filings

listed as "Sandra M. Degaray" on 7 filings (from Nov 16, 2018), and "Sandra Degaray" on 5 filings (from Aug 12, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 16, 2018 ↗Form D · Aug 12, 2019 ↗Sandra M. Degaray — PartnerFacts page ↗
Sources
Note · Nov 16, 2018 – Dec 10, 2018

Jason Karlinsky is written 2 different ways on the filings

listed as "Jason S. Karlinsky" on 5 filings (from Nov 16, 2018), and "Jason Karlinsky" on 8 filings (from Dec 10, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 16, 2018 ↗Form D/A · Dec 10, 2018 ↗Jason Karlinsky — PartnerFacts page ↗
Sources
Note · Aug 17, 2020 – Dec 10, 2025

Member companies were formed in 2 different states

Delaware (3), Wyoming (1) — out of 4 member issuers. The odd ones out: Wind River Fund, LLC (Wyoming).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Dlj — sponsor group page ↗Wind River Fund, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 10, 2025 D/A
Dollar Senior Loan Onshore Fund II, L.P.
File 021-326041
$0$0$0- no CRD number reported
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Aug 17, 2021 D/A
Wind River Fund, LLC
File 021-346340
$0$0$0
Customary advisory fees will be paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Dec 10, 2020 D/A
Terlingua Fund 1, LP
File 021-187987
$0$0$0
Customary advisory fees are paid by the Issuer to the Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Aug 17, 2020 D/A
Access Commodity Fund, L.P.
File 021-292664
$0$0$0
Customary advisory fees will be paid to the Investment Manager at the master fund level as provided for in the Issuer's offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities (USA) LLC (CRD 816 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 4 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Dlj in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗TF Terlingua Fund 1, LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund9$617,500,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2020
EDGAR ↗AC Access Commodity Fund, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$1,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000
similar: $1,000–$100,000
2017–2020
EDGAR ↗DS Dollar Senior Loan Onshore Fund II, L.P.shared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund7$872,958,757
offering Indefinite · similar: $155,000–$5,250,000
514
similar: 4–27
$250,000
similar: $1,000–$100,000
2018–2025
EDGAR ↗WR Wind River Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$726,224,504
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$10,000,000
similar: $1,000–$100,000
2019–2021

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Dec 10, 2025Dollar Senior Loan Onshore Fund II, L.P.D/APooled Investment FundIndefinite$872,958,757
EDGAR ↗Nov 22, 2024Dollar Senior Loan Onshore Fund II, L.P.D/APooled Investment FundIndefinite$851,442,721
EDGAR ↗Nov 17, 2023Dollar Senior Loan Onshore Fund II, L.P.D/APooled Investment FundIndefinite$807,856,721
EDGAR ↗Dec 3, 2021Dollar Senior Loan Onshore Fund II, L.P.D/APooled Investment FundIndefinite$711,491,221
EDGAR ↗Aug 17, 2021Wind River Fund, LLCD/APooled Investment FundIndefinite$726,224,504
EDGAR ↗Dec 10, 2020Terlingua Fund 1, LPD/APooled Investment FundIndefinite$587,500,000
EDGAR ↗Nov 13, 2020Dollar Senior Loan Onshore Fund II, L.P.D/APooled Investment FundIndefinite$279,265,221
EDGAR ↗Aug 17, 2020Wind River Fund, LLCD/APooled Investment FundIndefinite$726,224,504
EDGAR ↗Aug 17, 2020Access Commodity Fund, L.P.D/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Dec 10, 2019Terlingua Fund 1, LPD/APooled Investment FundIndefinite$587,500,000
EDGAR ↗Nov 15, 2019Dollar Senior Loan Onshore Fund II, L.P.D/APooled Investment FundIndefinite$245,487,221
EDGAR ↗Aug 16, 2019Access Commodity Fund, L.P.D/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Aug 12, 2019Wind River Fund, LLCDPooled Investment FundIndefinite$582,533,882
EDGAR ↗Dec 10, 2018Terlingua Fund 1, LPD/APooled Investment FundIndefinite$587,500,000
EDGAR ↗Nov 16, 2018Dollar Senior Loan Onshore Fund II, L.P.DPooled Investment FundIndefinite$23,955,000
EDGAR ↗Aug 17, 2018Access Commodity Fund, L.P.D/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Dec 5, 2017Terlingua Fund 1, LPD/APooled Investment FundIndefinite$587,500,000
EDGAR ↗Aug 11, 2017Access Commodity Fund, L.P.DPooled Investment FundIndefinite$1,000,000
EDGAR ↗Dec 2, 2016Terlingua Fund 1, LPD/APooled Investment FundIndefinite$617,500,000
EDGAR ↗Dec 4, 2015Terlingua Fund 1, LPD/APooled Investment FundIndefinite$565,000,000
EDGAR ↗Dec 5, 2014Terlingua Fund 1, LPD/APooled Investment FundIndefinite$505,000,000
EDGAR ↗Dec 6, 2013Terlingua Fund 1, LPD/APooled Investment FundIndefinite$480,000,000
EDGAR ↗Dec 6, 2012Terlingua Fund 1, LPDPooled Investment FundIndefinite$0

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Dec 10, 2025. Industry history, as reported on each offering's latest filing: All 4 offerings reported: Pooled Investment Fund (2012–2019).

People across the group

NameRolesIssuers hereFirst → last listed
JK Jason KarlinskyExecutive Officer, Director4Nov 16, 2018 → Nov 17, 2023
SD Sandra M. DegarayExecutive Officer, Director3Nov 16, 2018 → Dec 10, 2025
DM DLJ MB, LLC entityPromoter3Aug 11, 2017 → Nov 22, 2024
SF Sean FlynnExecutive Officer, Director3Dec 10, 2018 → Aug 17, 2021
KL Kenneth J. LohsenExecutive Officer, Director2Dec 6, 2012 → Aug 17, 2018
MU M. UBS Asset Management (Americas) LLC entityPromoter1Nov 22, 2024 → Dec 10, 2025
UA UBS AM Holdings LLC entityPromoter1Dec 10, 2025 → Dec 10, 2025
SC S. Credit Suisse Asset Management, LLC entityPromoter1Nov 16, 2018 → Nov 17, 2023
SF Sean T. FlynnExecutive Officer1Nov 16, 2018 → Nov 17, 2023
CS Credit Suisse Asset Management, LLC entityPromoter1Aug 12, 2019 → Aug 17, 2021
JP John PoppExecutive Officer, Director1Dec 10, 2018 → Dec 10, 2020
CS Credit Suisse Alternative Capital, Inc. entityPromoter1Dec 6, 2012 → Dec 10, 2020
PN Peter NorleyDirector1Aug 11, 2017 → Aug 17, 2018
GM Gerald S. MahoneyExecutive Officer, Director1Aug 11, 2017 → Aug 17, 2018
ID Ivy B. DodesExecutive Officer, Director1Dec 6, 2012 → Dec 5, 2017
EN Edward S. NadelExecutive Officer, Director1Dec 6, 2012 → Dec 6, 2012

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Dlj.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Dlj as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Dlj's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #51,598 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

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