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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:04 AM ET

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Thomas Prevost

Named as an officer, director or promoter on SEC Form D filings · NY · Sep 11, 2009 → Nov 13, 2014

9deals (issuers)
$139.5Mreported sold
142investors
23Form D filings
2009–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Prevost is listed as an executive officer on 23 SEC Form D filings by 9 issuers between Sep 2009 and Nov 2014. Largest by amount reported sold: MBP IV EndRe Holdings I, LLC (New York, NY — pooled investment fund — 2009; $40M reported sold to 9 investors), IP III CO-INVESTORS, L.P. (New York, NY — pooled investment fund — 2010–2014; $31M reported sold to 43 investors), CFIG Co-Investors, L.P. (New York, NY — pooled investment fund — 2010–2014; $30.4M reported sold to 28 investors), CANDLEWOOD CAPITAL PARTNERS CO-INVESTORS LP (New York, NY — pooled investment fund — 2010; $18.3M reported sold to 12 investors), Credit Suisse Candlewood Private Finance Co-Investors, L.P. (New York, NY — pooled investment fund — 2010; $7.15M reported sold to 15 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $139.5M sold in total.

Listed alongside Ivy B. Dodes (23 shared filings), John S. Ficarra (23 shared filings), Kenneth J. Lohsen (23 shared filings), DLJ LBO Plans Management Corporation (22 shared filings, management entity), Edward A. Poletti (22 shared filings) and 60 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

All 9 issuers belong to the sponsor group Credit Suisse (37 issuers, $1.69B reported sold, 2009–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Credit Suisse has 37 companies on file and $1.69B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 23 public filings for Thomas Prevost and found 7 differences, 4 worth asking the sponsor about: 8 bankruptcy cases name the subject or team members; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Prevost has not run yet — it is joining a line of 46,377 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Prevost..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Thomas M. Prevost and Melinda G. Prevost closed
United States Bankruptcy Court, S.D. Texas · No. 09-80297 · Filed Jul 31, 2009 · Closed May 5, 2010
Role of Thomas M. Prevost and Melinda G. Prevost: Debtor · Outcome: Case closed 2010-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in TX (not a filing state)
Thomas E. Prevost closed
United States Bankruptcy Court, D. Vermont · No. 05-12394 · Filed Oct 15, 2005 · Closed Feb 27, 2006
Role of Thomas E. Prevost: Debtor · Outcome: Case closed 2006-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in VT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Thomas Prevost — 4 worth asking about (compared 23 filings on Oct 24, 2026)

Worth asking · Mar 25, 1998 – May 11, 2011

8 bankruptcy cases name the subject or team members

Bankruptcy case: Thomas M. Prevost and Melinda G. Prevost — filed Jul 31, 2009 · Bankruptcy case: Thomas E. Prevost — filed Oct 15, 2005 · Bankruptcy case: Development Specialists, Inc. v. Freudenstein — filed Sep 22, 2008 · Bankruptcy case: Richard C. Breeden, Esq. v. Orlins — filed Mar 25, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Orlins — filed Mar 26, 1998 · and 3 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗Docket · United States Bankruptcy Court, D. Vermont ↗Docket · United States Bankruptcy Court, S.D. New York ↗Alan H. Freudenstein — PartnerFacts page ↗
Sources
Worth asking · Mar 3, 2010 – Feb 15, 2011

Amount sold went down between filings — IP III CO-INVESTORS, L.P.

The Mar 3, 2010 filing says $23,245,512 sold; the Feb 15, 2011 Form D/A says $22,894,220 sold — $351,292 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 3, 2010 ↗Form D/A (later) · Feb 15, 2011 ↗IP III CO-INVESTORS, L.P. — PartnerFacts page ↗
Sources
Note · Apr 7, 2010

Thomas Prevost appears on 1 deal that stopped filing before reaching its target

SP IV CO-INVESTORS LP (last filing Apr 7, 2010; $4,924,000 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

SP IV CO-INVESTORS LP — PartnerFacts page ↗
Sources
Note · Feb 11, 2008 – Nov 14, 2011

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Credit Suisse Senior Loan Fund Co-Investors, L.P. (latest filing Nov 14, 2011) · No amendment in the last 12 months on an offering that may still be open — SP IV CO-INVESTORS LP (latest filing Apr 7, 2010) · No amendment in the last 12 months on an offering that may still be open — CANDLEWOOD CAPITAL PARTNERS CO-INVESTORS LP (latest filing Mar 3, 2010) · No amendment in the last 12 months on an offering that may still be open — Credit Suisse Candlewood Private Finance Co-Investors, L.P. (latest filing Feb 8, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Nov 14, 2011 ↗Credit Suisse Senior Loan Fund Co-Investors, L.P. — PartnerFacts page ↗Form D/A · Apr 7, 2010 ↗SP IV CO-INVESTORS LP — PartnerFacts page ↗
Sources
Worth asking · Nov 13, 2014 – Nov 13, 2015

Thomas Prevost is no longer listed on the Nov 13, 2015 amendment — CFIG Co-Investors, L.P.

Thomas Prevost appears on the Nov 13, 2014 Form D/A (executive officer) but not on the Nov 13, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Nov 13, 2014 ↗Form D/A · Nov 13, 2015 ↗Thomas Prevost — PartnerFacts page ↗CFIG Co-Investors, L.P. — PartnerFacts page ↗
Sources
Worth asking · Nov 13, 2014 – Nov 13, 2015

Thomas Prevost is no longer listed on the Nov 13, 2015 amendment — IP III CO-INVESTORS, L.P.

Thomas Prevost appears on the Nov 13, 2014 Form D/A (executive officer) but not on the Nov 13, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Nov 13, 2014 ↗Form D/A · Nov 13, 2015 ↗Thomas Prevost — PartnerFacts page ↗IP III CO-INVESTORS, L.P. — PartnerFacts page ↗
Sources
Note · Nov 13, 2009 – Oct 26, 2010

Offering amount changed between filings — Credit Suisse China Harvest II Co-Investors, L.P.

The Nov 13, 2009 filing says $2,533,333 offered; the Oct 26, 2010 Form D/A says $3,864,445.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 13, 2009 ↗Form D/A (later) · Oct 26, 2010 ↗Credit Suisse China Harvest II Co-Investors, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $30,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 13, 2014 D/A
IP III CO-INVESTORS, L.P.
File 021-112131
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2014 D/A
CFIG Co-Investors, L.P.
File 021-112130
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2011 D/A
Credit Suisse Senior Loan Fund Co-Investors, L.P.
File 021-127255
$0$0$0None listed on this filingEDGAR ↗
Oct 26, 2010 D/A
Credit Suisse China Harvest II Co-Investors, L.P.
File 021-136105
$0$0$15,000 (est.)
Each of the Managing General Partner and the Associate General Partner is entitled to be paid a nominal annual fee of $500 for services rendered.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Apr 7, 2010 D/A
SP IV CO-INVESTORS LP
File 021-126858
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
CANDLEWOOD CAPITAL PARTNERS CO-INVESTORS LP
File 021-114646
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2010 D/A
Credit Suisse Candlewood Private Finance Co-Investors, L.P.
File 021-126859
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2010 D
CS Mubadala Co-Investors, L.P.
File 021-138417
$0$0$15,000 (est.)
Each of the Managing General Partner and the Associate General Partner is entitled to be paid a nominal annual fee of $500 for services rendered.
None listed on this filingEDGAR ↗
Sep 11, 2009 D
MBP IV EndRe Holdings I, LLC
File 021-134365
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Thomas Prevost on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CC
Pooled Investment Fund · group: Credit Suisse

CFIG Co-Investors, L.P.

New York, NY · Oct 25, 2010 → Nov 13, 2014 · 6 filings
  • Nov 13, 2014 · D/A · $30,185,721 sold of $60,000,000 · 28 investors · min. $500 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 13, 2013 · D/A · $29,998,714 sold of $60,000,000 · 28 investors · min. $500 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 15, 2012 · D/A · $27,850,241 sold of $60,000,000 · 26 investors · min. $500 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 14, 2011 · D/A · $27,731,458 sold of $60,000,000 · 26 investors · min. $500 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Oct 11, 2011 · D/A · $27,731,458 sold of $60,000,000 · 26 investors · min. $500 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Oct 25, 2010 · D/A · $23,428,296 sold of $60,000,000 · 19 investors · min. $500 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management Corporation, Managing General Partner) EDGAR ↗

Raised $30.4M from 28 investors (51% of the $60M target) as of the latest filing. Thomas is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IC
Pooled Investment Fund · group: Credit Suisse

IP III CO-INVESTORS, L.P.

New York, NY · Mar 3, 2010 → Nov 13, 2014 · 7 filings
  • Nov 13, 2014 · D/A · $31,032,308 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 13, 2013 · D/A · $31,032,052 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 15, 2012 · D/A · $30,870,651 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 15, 2012 · D/A · $30,870,651 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Nov 14, 2011 · D/A · $30,537,122 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Feb 15, 2011 · D/A · $22,894,220 sold of $52,000,000 · 43 investors · min. $2,300 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, Managing General Partner) EDGAR ↗
  • Mar 3, 2010 · D/A · $23,245,512 sold of $52,000,000 · 42 investors · min. $2,300 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management Corporation, Managing General Partner) EDGAR ↗

Raised $31M from 43 investors (60% of the $52M target) as of the latest filing. Thomas is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse Senior Loan Fund Co-Investors, L.P.

New York, NY · Feb 19, 2010 → Nov 14, 2011 · 4 filings
  • Nov 14, 2011 · D/A · $3,141,952 sold of Indefinite · 18 investors · min. $25,000 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management, LLC, General Partner of the Partnership) EDGAR ↗
  • Jul 29, 2011 · D/A · $3,141,952 sold of Indefinite · 18 investors · min. $25,000 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management Corporation, GP) EDGAR ↗
  • Dec 8, 2010 · D/A · $3,111,952 sold of Indefinite · 18 investors · min. $25,000 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management Corporation, GP) EDGAR ↗
  • Feb 19, 2010 · D/A · $2,421,952 sold of Indefinite · 14 investors · min. $25,000 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗

Raised $3.14M from 18 investors as of the latest filing. Thomas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse China Harvest II Co-Investors, L.P.

New York, NY · Oct 26, 2010
  • Oct 26, 2010 · D/A · $3,864,445 sold of $3,864,445 · 4 investors · min. $33,333 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management Corporation,) EDGAR ↗

Raised $3.86M from 4 investors (100% of the $3.86M target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Credit Suisse

SP IV CO-INVESTORS LP

New York, NY · Apr 7, 2010
  • Apr 7, 2010 · D/A · $4,924,000 sold of $10,000,000 · 11 investors · min. $75,000 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management Corporation, Managing General Partner) EDGAR ↗

Raised $4.92M from 11 investors (49% of the $10M target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CC
Pooled Investment Fund · group: Credit Suisse

CANDLEWOOD CAPITAL PARTNERS CO-INVESTORS LP

New York, NY · Mar 3, 2010
  • Mar 3, 2010 · D/A · $18,344,000 sold of Indefinite · 12 investors · min. $30,000 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗

Raised $18.3M from 12 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CS
Pooled Investment Fund · group: Credit Suisse

Credit Suisse Candlewood Private Finance Co-Investors, L.P.

New York, NY · Feb 8, 2010
  • Feb 8, 2010 · D/A · $7,153,000 sold of Indefinite · 15 investors · min. $30,000 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management Corporation, General Partner) EDGAR ↗

Raised $7.15M from 15 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CM
Pooled Investment Fund · group: Credit Suisse

CS Mubadala Co-Investors, L.P.

New York, NY · Feb 3, 2010
  • Feb 3, 2010 · D · $600,000 sold of $600,000 · 2 investors · min. $50,000 · role: Executive Officer (Vice President and Director of Taxes of DLJ LBO Plans Management Corporation, Managing General Partner) EDGAR ↗

Raised $600K from 2 investors (100% of the $600K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ME
Pooled Investment Fund · group: Credit Suisse

MBP IV EndRe Holdings I, LLC

New York, NY · Sep 11, 2009
  • Sep 11, 2009 · D · $39,998,449 sold of $39,998,449 · 9 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗

Raised $40M from 9 investors (100% of the $40M target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Thomas 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

DL
Management entity

DLJ LBO Plans Management Corporation

Promoter, Executive Officer, Director · 22 shared filings (8 issuers) · also on 5 other issuers

DLJ LBO Plans Management Corporation is on 13 issuers in total — a repeat sponsor. Their page lists every one.

DL
Management entity

DLJ LBO Plans Management Corporation III

Executive Officer · 11 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Thomas Prevost. Their page shows their other deals.

CS
Management entity

Credit Suisse (Cayman) Management Limited

Executive Officer · 5 shared filings (3 issuers) · also on 33 other issuers

Credit Suisse (Cayman) Management Limited is on 36 issuers in total — a repeat sponsor. Their page lists every one.

DM
Management entity

DLJ Merchant Banking, Inc.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Prevost. Their page shows their other deals.

DM
Management entity

DLJ Merchant Banking IV, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Prevost. Their page shows their other deals.

ID
No photo found yet (own website and image search run after this page is viewed)
Person

Ivy B. Dodes

Executive Officer, Director · 23 shared filings (9 issuers) · also on 35 other issuers

Ivy B. Dodes is on 44 issuers in total — a repeat sponsor. Their page lists every one.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth J. Lohsen

Executive Officer, Director · 23 shared filings (9 issuers) · also on 31 other issuers

Kenneth J. Lohsen is on 40 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John S. Ficarra

Executive Officer, Director · 23 shared filings (9 issuers) · also on 2 other issuers

John S. Ficarra is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard J. Curran

Executive Officer · 22 shared filings (9 issuers)

Richard J. Curran is on 9 issuers in total — a repeat sponsor. Their page lists every one.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William Hughes

Executive Officer · 22 shared filings (9 issuers)

William Hughes is on 9 issuers in total — a repeat sponsor. Their page lists every one.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Edward A. Poletti

Executive Officer, Director · 22 shared filings (8 issuers) · also on 5 other issuers

Edward A. Poletti is on 13 issuers in total — a repeat sponsor. Their page lists every one.

MI
No photo found yet (own website and image search run after this page is viewed)
Person

Michael S. Isikow

Executive Officer · 22 shared filings (8 issuers) · also on 5 other issuers

Michael S. Isikow is on 13 issuers in total — a repeat sponsor. Their page lists every one.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Peter J. Feeney

Executive Officer · 21 shared filings (9 issuers) · also on 2 other issuers

Peter J. Feeney is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Roseman

Executive Officer · 21 shared filings (8 issuers)

Douglas Roseman is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph F. Huber

Executive Officer · 21 shared filings (8 issuers)

Joseph F. Huber is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Kelly

Executive Officer · 20 shared filings (9 issuers) · also on 24 other issuers

Matthew Kelly is on 33 issuers in total — a repeat sponsor. Their page lists every one.

EN
No photo found yet (own website and image search run after this page is viewed)
Person

Eruch P. Nowrojee

Executive Officer · 20 shared filings (9 issuers) · also on 9 other issuers

Eruch P. Nowrojee is on 18 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Spiro

Executive Officer · 20 shared filings (8 issuers) · also on 8 other issuers

William Spiro is on 16 issuers in total — a repeat sponsor. Their page lists every one.

EN
No photo found yet (own website and image search run after this page is viewed)
Person

Edward S. Nadel

Executive Officer · 17 shared filings (8 issuers) · also on 16 other issuers

Edward S. Nadel is on 24 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Kate Wynperle

Executive Officer · 16 shared filings (5 issuers) · also on 2 other issuers

Mary Kate Wynperle is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Bessel

Executive Officer · 16 shared filings (9 issuers)

Michael J. Bessel is on 9 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rhonda G. Matty

Executive Officer · 16 shared filings (5 issuers) · also on 1 other issuer

Rhonda G. Matty is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey D. Love

Executive Officer, Director · 15 shared filings (9 issuers)

Geoffrey D. Love is on 9 issuers in total — a repeat sponsor. Their page lists every one.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth T. Dewyngaert

Executive Officer · 15 shared filings (4 issuers)

Listed on the same filings as Thomas Prevost. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen P. Ramsthaler

Executive Officer · 13 shared filings (4 issuers)

Listed on the same filings as Thomas Prevost. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Sandra M. Degaray

Executive Officer · 12 shared filings (4 issuers) · also on 3 other issuers

Sandra M. Degaray is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas A. Finlan

Executive Officer · 12 shared filings (3 issuers)

Listed on the same filings as Thomas Prevost. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chung W. Choy

Executive Officer · 11 shared filings (3 issuers)

Listed on the same filings as Thomas Prevost. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anna L. Bidwell

Executive Officer · 9 shared filings (5 issuers) · also on 1 other issuer

Anna L. Bidwell is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Karkada

Executive Officer · 9 shared filings (3 issuers)

Listed on the same filings as Thomas Prevost. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

George R. Hornig

Director, Executive Officer · 8 shared filings (8 issuers) · also on 10 other issuers

George R. Hornig is on 18 issuers in total — a repeat sponsor. Their page lists every one.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Michael W. Arpey

Executive Officer · 7 shared filings (7 issuers)

Michael W. Arpey is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert F. Cavanaugh

Executive Officer · 6 shared filings (6 issuers)

Robert F. Cavanaugh is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Carmine D. Fanelle

Executive Officer · 6 shared filings (6 issuers)

Carmine D. Fanelle is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James D. Allen

Executive Officer · 6 shared filings (6 issuers)

James D. Allen is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew P. Rifkin

Executive Officer · 6 shared filings (6 issuers)

Andrew P. Rifkin is on 6 issuers in total — a repeat sponsor. Their page lists every one.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Lori M. Russo

Executive Officer · 5 shared filings (5 issuers) · also on 1 other issuer

Lori M. Russo is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kim M. Cuozzo

Executive Officer · 5 shared filings (5 issuers)

Kim M. Cuozzo is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Petrillo

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Thomas Prevost. Their page shows their other deals.

TU
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy M. Urquiaga

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Thomas Prevost. Their page shows their other deals.

The team behind the deals

CS
Sponsor group

Credit Suisse

37 issuers · 103 filings · $1.69B reported sold · 2009–2023

One team, 37 deal companies. Thomas Prevost is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Prevost.

Same business address

29 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Prevost by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Prevost is listed on: none on file. No website or social profile named in MBP IV EndRe Holdings I, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #368,202 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

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