Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:09 AM ET

Sponsor Check › Person

No photo found (searched own website, image search on Oct 24, 2026)

John Howard

Named as an officer, director or promoter on SEC Form D filings · CT · Mar 13, 2009 → Nov 1, 2016

131deals (issuers)

$107.85Breported sold

5,414investors

379Form D filings

2009–2016years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: Oct 23, 2026, 11:05 PM ET

The short version

John Howard is listed as an executive officer and director on 379 SEC Form D filings by 131 issuers between Mar 2009 and Nov 2016. Largest by amount reported sold: AQR GRP EL Offshore Fund Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2014; $11.64B reported sold to 205 investors), AQR Style Premia Fund, L.P. (Greenwich, CT — pooled investment fund — 2010–2014; $5.45B reported sold to 128 investors), AQR GRP 10 Offshore Fund Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2013; $5.2B reported sold to 28 investors), AQR Global Risk Premium Offshore Fund Ltd (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2013; $5.06B reported sold to 66 investors), AQR Style Premia Offshore Fund Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013; $4.81B reported sold to 167 investors) and 126 more (all listed below).

What this means That is a lot of deals — 131 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $107.85B sold in total.

Listed alongside Clifford Asness (375 shared filings), John Liew (375 shared filings), David Kabiller (370 shared filings), Bradley Asness (369 shared filings), Ronen Israel (367 shared filings) and 56 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 4 sponsor groups: Aqr (305 issuers, $161.19B reported sold, 2009–2026), Aqr (6 issuers, $2.62B reported sold, 2009–2018), Alphablend (2 issuers, $84M reported sold, 2009–2012) and Cnh Finance (2 issuers, $131M reported sold, 2011–2021).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 379 public filings for John Howard and found 11 differences, 3 worth asking the sponsor about: CT securities regulator order (type not printed in the list entry; see the order) naming a team member (Dec 1, 2015); CT securities regulator order (type not printed in the list entry; see the order) naming a team member (Mar 31, 2015); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Howard has not run yet — it is #34,871 of 47,739 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (checked Oct 23, 2026) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 23, 2026, 11:05 PM ET.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

John E. Howard and Paulette A. Howard closed

United States Bankruptcy Court, D. Connecticut · No. 09-32322 · Filed Aug 24, 2009 · Closed Dec 29, 2009

Role of John E. Howard and Paulette A. Howard: Debtor · Outcome: Case closed 2009-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 672 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CT)

John E. Howard and Ritamae Howard closed

United States Bankruptcy Court, D. Connecticut · No. 04-20387 · Filed Feb 12, 2004 · Closed May 27, 2004

Role of John E. Howard and Ritamae Howard: Debtor · Outcome: Case closed 2004-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 672 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CT)

John K. Howard closed

United States Bankruptcy Court, D. Connecticut · No. 02-22207 · Filed Jul 29, 2002 · Closed Nov 27, 2002

Role of John K. Howard: Debtor · Outcome: Case closed 2002-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 672 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CT)

John J. Howard, Jr. closed

United States Bankruptcy Court, D. Connecticut · No. 98-32050 · Filed May 22, 1998 · Closed Oct 7, 1998

Role of John J. Howard, Jr.: Debtor · Outcome: Case closed 1998-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 672 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CT)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for John Howard — 3 worth asking about (compared the newest 50 of 379 filings on Oct 24, 2026; older filings not covered)

Worth asking · Dec 1, 2015

CT securities regulator order (type not printed in the list entry; see the order) naming a team member (Dec 1, 2015)

Connecticut Department of Banking, Securities and Business Investments Division issued a Order (type not printed in the list entry; see the order) dated Dec 1, 2015. Respondents as listed: Neilsen, James E. d/b/a Neilsen Financial Services. Matched to Lars Neilsen (listed on the same filings). Our match estimate: 70%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

CT order · Order (type not printed in the list entry; see the order) ↗Lars Neilsen — PartnerFacts page ↗

Sources

Worth asking · Mar 31, 2015

CT securities regulator order (type not printed in the list entry; see the order) naming a team member (Mar 31, 2015)

Connecticut Department of Banking, Securities and Business Investments Division issued a Order (type not printed in the list entry; see the order) dated Mar 31, 2015. Respondents as listed: Neilsen, James E. d/b/a Neilsen Financial Services. Matched to Lars Neilsen (listed on the same filings). Our match estimate: 70%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

CT order · Order (type not printed in the list entry; see the order) ↗Lars Neilsen — PartnerFacts page ↗

Sources

Note · Jan 1, 2012 – Jan 22, 2015

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — AQR Catastrophe Opportunities Fund Ltd. (latest filing Jan 22, 2015) · No amendment in the last 12 months on an offering that may still be open — AQR Risk Balanced Reinsurance Fund Ltd. (latest filing Jan 15, 2015) · No amendment in the last 12 months on an offering that may still be open — AQR Short-Term Systematic Strategies Fund, L.P. (latest filing Nov 21, 2014) · No amendment in the last 12 months on an offering that may still be open — AQR Offshore Multi-Strategy Fund IX Ltd. (latest filing Sep 24, 2014) · No amendment in the last 12 months on an offering that may still be open — AQR GRPT EL Offshore Fund Ltd. (latest filing Aug 11, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 22, 2015 ↗AQR Catastrophe Opportunities Fund Ltd. — PartnerFacts page ↗Form D/A · Jan 15, 2015 ↗AQR Risk Balanced Reinsurance Fund Ltd. — PartnerFacts page ↗

Sources

Form D/A · Jan 22, 2015 ↗ (Jan 22, 2015)
AQR Catastrophe Opportunities Fund Ltd. — PartnerFacts page ↗ (Jan 22, 2015)
Form D/A · Jan 15, 2015 ↗ (Jan 15, 2015)
AQR Risk Balanced Reinsurance Fund Ltd. — PartnerFacts page ↗ (Jan 15, 2015)
Form D/A · Nov 21, 2014 ↗ (Nov 21, 2014)
AQR Short-Term Systematic Strategies Fund, L.P. — PartnerFacts page ↗ (Nov 21, 2014)
Form D/A · Sep 24, 2014 ↗ (Sep 24, 2014)
AQR Offshore Multi-Strategy Fund IX Ltd. — PartnerFacts page ↗ (Sep 24, 2014)

Worth asking · May 12, 2014 – Nov 14, 2017

30 people are no longer listed on a later amendment

John Howard is no longer listed on the Nov 14, 2017 amendment — AQR GRP EL Fund, LP · John Howard is no longer listed on the Oct 31, 2017 amendment — AQR Multi-Strategy Fund VII, L.P. · John Howard is no longer listed on the May 1, 2017 amendment — AQR Churchill Master Account, L.P. · John Howard is no longer listed on the Apr 28, 2017 amendment — AQR Global Risk Premium Fund LP · John Howard is no longer listed on the Apr 7, 2017 amendment — AQR Global Risk Premium Offshore Fund (GBP) Ltd. · and 25 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Nov 18, 2016 ↗Form D/A · Nov 14, 2017 ↗John Howard — PartnerFacts page ↗AQR GRP EL Fund, LP — PartnerFacts page ↗

Sources

Form D/A · Nov 18, 2016 ↗ (Nov 18, 2016)
Form D/A · Nov 14, 2017 ↗ (Nov 14, 2017)
John Howard — PartnerFacts page ↗
AQR GRP EL Fund, LP — PartnerFacts page ↗ (Oct 8, 2026)
Form D/A · Nov 1, 2016 ↗ (Nov 1, 2016)
Form D/A · Oct 31, 2017 ↗ (Oct 31, 2017)
AQR Multi-Strategy Fund VII, L.P. — PartnerFacts page ↗ (Nov 13, 2025)
Form D/A · Dec 31, 2015 ↗ (Dec 31, 2015)

Note · Apr 10, 2014 – Jan 15, 2015

John Howard is written 3 different ways on the filings

listed as "John Howard" on 44 filings (from Apr 10, 2014), and "John Bradley Howard" on 5 filings (from Sep 22, 2014), and "John B. Howard" on the Jan 15, 2015 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 10, 2014 ↗Form D/A · Sep 22, 2014 ↗Form D/A · Jan 15, 2015 ↗John Howard — PartnerFacts page ↗

Sources

Form D · Apr 10, 2014 ↗ (Apr 10, 2014)
Form D/A · Sep 22, 2014 ↗ (Sep 22, 2014)
Form D/A · Jan 15, 2015 ↗ (Jan 15, 2015)
John Howard — PartnerFacts page ↗

Note · Jun 2, 2009 – Mar 16, 2026

Same name, different state: "John T. Howard" (TX) is a separate record

This page covers filings where the address state is CT. A separate record, "John T. Howard" with address state TX, is listed on 91 filings — most recently by HFS Liberty Hill Retail, LP (Mar 16, 2026). Both records have filings in the same period (Jun 2, 2009 to Nov 1, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John T. Howard (TX) — PartnerFacts page ↗Form D · Mar 16, 2026 ↗HFS Liberty Hill Retail, LP — PartnerFacts page ↗John Howard (CT) — this page ↗

Sources

John T. Howard (TX) — PartnerFacts page ↗ (Mar 16, 2026)
Form D · Mar 16, 2026 ↗ (Mar 16, 2026)
HFS Liberty Hill Retail, LP — PartnerFacts page ↗ (Mar 16, 2026)
John Howard (CT) — this page ↗ (Nov 1, 2016)

Note · Jul 20, 2009 – Aug 21, 2023

Same name, different state: "John J. Howard" (GA) is a separate record

This page covers filings where the address state is CT. A separate record, "John J. Howard" with address state GA, is listed on 6 filings — most recently by PIEDMONT BANCORP, INC. (Aug 21, 2023). Both records have filings in the same period (Jul 20, 2009 to Nov 1, 2016).

John J. Howard (GA) — PartnerFacts page ↗Form D · Aug 21, 2023 ↗PIEDMONT BANCORP, INC. — PartnerFacts page ↗John Howard (CT) — this page ↗

Sources

John J. Howard (GA) — PartnerFacts page ↗ (Aug 21, 2023)
Form D · Aug 21, 2023 ↗ (Aug 21, 2023)
PIEDMONT BANCORP, INC. — PartnerFacts page ↗ (Aug 21, 2023)
John Howard (CT) — this page ↗ (Nov 1, 2016)

Note · Jul 14, 2009 – Feb 2, 2021

Same name, different state: "John Howard" (MO) is a separate record

This page covers filings where the address state is CT. A separate record, "John Howard" with address state MO, is listed on 2 filings — most recently by Mazen Animal Health Inc. (Feb 2, 2021). Both records have filings in the same period (Jul 14, 2009 to Nov 1, 2016).

John Howard (MO) — PartnerFacts page ↗Form D · Feb 2, 2021 ↗Mazen Animal Health Inc. — PartnerFacts page ↗John Howard (CT) — this page ↗

Sources

John Howard (MO) — PartnerFacts page ↗ (Feb 2, 2021)
Form D · Feb 2, 2021 ↗ (Feb 2, 2021)
Mazen Animal Health Inc. — PartnerFacts page ↗ (May 26, 2022)
John Howard (CT) — this page ↗ (Nov 1, 2016)

Note · Jun 15, 2009 – Feb 17, 2012

Same name, different state: "John M Howard" (NJ) is a separate record

This page covers filings where the address state is CT. A separate record, "John M Howard" with address state NJ, is listed on 4 filings — most recently by C.G. JCF Holdings, Inc. (Feb 17, 2012). Both records have filings in the same period (Jun 15, 2009 to Feb 17, 2012).

John M Howard (NJ) — PartnerFacts page ↗Form D/A · Feb 17, 2012 ↗C.G. JCF Holdings, Inc. — PartnerFacts page ↗John Howard (CT) — this page ↗

Sources

John M Howard (NJ) — PartnerFacts page ↗ (Feb 17, 2012)
Form D/A · Feb 17, 2012 ↗ (Feb 17, 2012)
C.G. JCF Holdings, Inc. — PartnerFacts page ↗ (Feb 17, 2012)
John Howard (CT) — this page ↗ (Nov 1, 2016)

Note · Jan 18, 2011 – Feb 17, 2012

Same name, different state: "John C. Howard, Jr." (NC) is a separate record

This page covers filings where the address state is CT. A separate record, "John C. Howard, Jr." with address state NC, is listed on 2 filings — most recently by Quality Equipment LLC (Feb 17, 2012). Both records have filings in the same period (Jan 18, 2011 to Feb 17, 2012).

John C. Howard, Jr. (NC) — PartnerFacts page ↗Form D · Feb 17, 2012 ↗Quality Equipment LLC — PartnerFacts page ↗John Howard (CT) — this page ↗

Sources

John C. Howard, Jr. (NC) — PartnerFacts page ↗ (Feb 17, 2012)
Form D · Feb 17, 2012 ↗ (Feb 17, 2012)
Quality Equipment LLC — PartnerFacts page ↗ (Feb 17, 2012)
John Howard (CT) — this page ↗ (Nov 1, 2016)

Note · Dec 31, 2015 – Apr 2, 2026

10 address changes between filings

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Greenwich, CT — AQR Global Risk Premium Offshore Fund III Ltd. · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — AQR Global Risk Premium Tactical Offshore Fund Ltd · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — AQR Global Risk Premium Offshore Fund (GBP) Ltd. · Address moved from Greenwich, CT to George Town, Grand Cayman, Cayman Islands (as filed: E9) — AQR Offshore Multi-Strategy Fund (AUD) Ltd. · Address moved from Greenwich, CT to George Town, Grand Cayman, Cayman Islands (as filed: E9) — AQR DELTA XN Offshore Fund Ltd. · and 5 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 24, 2025 ↗Form D/A · Apr 2, 2026 ↗AQR Global Risk Premium Offshore Fund III Ltd. — PartnerFacts page ↗Form D/A · Aug 24, 2018 ↗

Sources

Form D/A · Jul 24, 2025 ↗ (Jul 24, 2025)
Form D/A · Apr 2, 2026 ↗ (Apr 2, 2026)
AQR Global Risk Premium Offshore Fund III Ltd. — PartnerFacts page ↗ (Apr 2, 2026)
Form D/A · Aug 24, 2018 ↗ (Aug 24, 2018)
Form D/A · Aug 22, 2019 ↗ (Aug 22, 2019)
AQR Global Risk Premium Tactical Offshore Fund Ltd — PartnerFacts page ↗ (Aug 13, 2020)
Form D/A · Apr 7, 2017 ↗ (Apr 7, 2017)
Form D/A · Apr 3, 2018 ↗ (Apr 3, 2018)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 379 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 133 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 18, 2016 D/A AQR GRP EL Fund, LP File 021-162702	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 1, 2016 D/A AQR Multi-Strategy Fund VII, L.P. File 021-228110	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 31, 2015 D/A AQR Global Risk Premium Offshore Fund (GBP) Ltd. File 021-156953	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 31, 2015 D/A AQR Offshore Multi-Strategy Fund V Ltd. File 021-142461	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 31, 2015 D/A AQR Churchill Master Account, L.P. File 021-217363	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 31, 2015 D/A AQR Style Premia Offshore Fund II, L.P. File 021-223767	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 31, 2015 D/A AQR Style Premia AlphaPort Fund, L.P. File 021-223802	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 30, 2015 D/A AQR TA Global Equity Market Neutral Fund, L.P. File 021-224795	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jan 22, 2015 D/A AQR Catastrophe Opportunities Fund Ltd. File 021-210129	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jan 15, 2015 D/A AQR Risk Balanced Reinsurance Fund Ltd. File 021-171677	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 8, 2014 D/A AQR ABSOLUTE RETURN INSTITUTIONAL FUND, L.P. File 021-195639	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 3, 2014 D/A AQR Managed Futures Fund, L.P. File 021-134304	$0	$0	$0 (est.) The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 21, 2014 D/A AQR Short-Term Systematic Strategies Fund, L.P. File 021-195759	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 14, 2014 D/A AQR DELTA Fund III, L.P. File 021-157066	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 14, 2014 D/A CNH Opportunistic Premium Offshore Fund, L.P. File 021-193198	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 14, 2014 D/A AQR Global Risk & Style Premia Fund, L.P. File 021-195771	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 12, 2014 D/A AQR EMERGING EQUITIES FUND LP File 021-127180	$0	$0	$0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 10, 2014 D/A AQR All Country Equity Fund, L.P. File 021-128628	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 10, 2014 D/A AQR REAL ASSET FUND II, L.P. File 021-156883	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Oct 21, 2014 D/A AQR MRP Offshore Fund, L.P. File 021-185958	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Oct 14, 2014 D/A AQR Gibraltar Fund, L.P. File 021-166982	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 24, 2014 D/A AQR Offshore Multi-Strategy Fund (AUD) Ltd. File 021-158495	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 24, 2014 D/A AQR Offshore Multi-Strategy Fund IX Ltd. File 021-200275	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 24, 2014 D AQR Catastrophe Bond Fund LP File 021-225242	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 22, 2014 D/A AQR DELTA Offshore Fund V Ltd. File 021-165603	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 17, 2014 D AQR Offshore Multi-Strategy Fund X, L.P. File 021-224855	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Sep 12, 2014 D/A AQR Global Risk Premium Offshore Fund III Ltd. File 021-127046	$0	$0	$0 The Investment Manager (or its affiliate)is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 12, 2014 D/A AQR International Small Cap Equity Fund, L.P. File 021-128624	$0	$0	$0 The General Partner (or its affilliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 10, 2014 D/A AQR Global Risk Premium Fund III, L.P. File 021-147625	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 10, 2014 D/A AQR Global Total Return Fund, L.P. File 021-147719	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Aug 29, 2014 D AQR Style Premia Offshore Fund, L.P. File 021-223865	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Aug 11, 2014 D AQR GRPT EL Offshore Fund Ltd. File 021-222659	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jul 15, 2014 D/A AQR DELTA XN Offshore Fund, L.P. File 021-198706	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jul 11, 2014 D AQR Options Enhanced U.S. Equity Master Account, L.P. File 021-220824	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jul 8, 2014 D/A AQR Global Risk Premium Fund LP File 021-97936	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 24, 2014 D/A AQR DELTA XN Fund, L.P. File 021-196880	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 5, 2014 D/A AQR Global Risk Premium Tactical Offshore Fund Ltd File 021-104436	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 5, 2014 D/A AQR Real Return Offshore Fund, L.P. File 021-159210	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 12, 2014 D AQR DELTA XN Offshore Fund Ltd. File 021-217165	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 10, 2014 D AQR Frontier Equities Fund, L.P. File 021-215328	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 7, 2014 D/A AQR DELTA Offshore Fund IV, L.P. File 021-157014	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 7, 2014 D/A AK Overlay Portfolio, L.P. File 021-147526	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 7, 2014 D AQR Global Stock Selection Offshore Fund (USD) Ltd. File 021-214997	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 4, 2014 D/A AQR Global Asset Allocation Offshore Fund (USD) IV Ltd. File 021-128626	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 28, 2014 D/A AQR DELTA Sapphire Fund, L.P. File 021-127899	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 28, 2014 D/A AQR International Equity Fund II, L.P. File 021-139963	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 14, 2014 D/A AQR DELTA Offshore Fund, L.P. File 021-128716	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 3, 2014 D/A AQR Multi-Strategy Fund V, L.P. File 021-138985	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 3, 2014 D/A AQR Equity Plus Fund, L.P. File 021-174280	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Feb 12, 2014 D/A AQR Global Defensive Equity Fund, L.P. File 021-155051	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jan 22, 2014 D/A AQR Global Risk Premium Fund II, L.P. File 021-137412	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jan 22, 2014 D/A AQR Global Stock Selection HV Master Account Ltd. File 021-150381	$0	$0	$0 The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jan 22, 2014 D/A AQR GRP EL Offshore Fund Ltd. File 021-171984	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jan 22, 2014 D/A AQR GRP EL 20 Offshore Fund Ltd. File 021-190072	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jan 17, 2014 D/A AQR Style Premia Fund, L.P. File 021-137396	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jan 15, 2014 D/A AQR Delphi Long-Short Equity Fund, L.P. File 021-162048	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jan 2, 2014 D/A AQR All Country International Equity Fund, L.P. File 021-185567	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 30, 2013 D/A AQR ARF Global Total Return Fund II, L.P. File 021-170917	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 30, 2013 D/A AQR Managed Futures Offshore Fund Ltd. File 021-170973	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 30, 2013 D/A AQR DELTA Offshore Fund (GBP) Ltd. File 021-170967	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 30, 2013 D/A AQR Customized Real Return Offshore Fund, L.P. File 021-171003	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 30, 2013 D AQR Style Premia Offshore Fund Ltd. File 021-208901	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 7, 2013 D/A AQR ABSOLUTE RETURN OFFSHORE FUND LTD File 021-102248	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 4, 2013 D/A AQR Offshore Multi-Strategy Fund VI Ltd. File 021-164360	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Oct 15, 2013 D AQR Multi-Asset Class Fund, L.P. File 021-204574	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Oct 10, 2013 D/A AQR Diversified Convexity Fund, L.P. File 021-170894	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 30, 2013 D AQR Gibraltar Offshore Fund, L.P. File 021-203743	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 27, 2013 D/A AQR Diversified Convexity Offshore Fund Ltd. File 021-184715	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 27, 2013 D/A AQR Global Risk Premium Fund IV, L.P. File 021-184788	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Sep 20, 2013 D/A AQR Quantitative Futures Fund, L.P. File 021-166040	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jul 30, 2013 D AQR Multi-Strategy Fund VI, L.P. File 021-200478	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jul 15, 2013 D AQR Multi-Strategy Fund XI, L.P. File 021-199702	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 28, 2013 D/A CNH Finance Fund I, L.P. File 021-162254	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 25, 2013 D/A AQR GRP EL 12 Offshore Fund Ltd. File 021-180411	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 25, 2013 D/A AQR Emerging Defensive Equity Offshore Fund Ltd. File 021-180550	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 17, 2013 D/A AQR GRP 10 Offshore Fund Ltd. File 021-161464	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 13, 2013 D/A AQR SMALL CAP VALUE FUND, L.P. File 021-127045	$0	$0	$0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 13, 2013 D/A AQR DELTA Offshore Fund II Ltd. File 021-143642	$0	$0	$0 The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management.	None listed on this filing	EDGAR ↗
Jun 7, 2013 D/A AQR Diversified Futures Fund, L.P. File 021-179566	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 6, 2013 D/A AQR Liquidity Fund, L.P. File 021-132296	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 6, 2013 D/A AQR Offshore Multi-Strategy Fund IV Ltd. File 021-127082	$0	$0	$0 The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified perentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 4, 2013 D AQR Offshore Multi-Strategy Fund VIII Ltd. File 021-197423	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 4, 2013 D AQR GRP EL Dynamic Fund, L.P. File 021-197426	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 30, 2013 D AQR DELTA-Port Fund, L.P. File 021-197250	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 30, 2013 D AQR Style Premia Fund (AUD), L.P. File 021-197259	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 30, 2013 D AQR Style Premia Offshore Fund II Ltd. File 021-197271	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 22, 2013 D AQR Emerging Small Cap Equity Fund, L.P. File 021-196891	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 21, 2013 D/A AQR SMALL CAP CORE FUND, L.P. File 021-109283	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 21, 2013 D/A AQR RC SMALL CAP CORE FUND LP File 021-109282	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 21, 2013 D/A AQR GLOBAL STOCK SELECTION HV OFFSHORE FUND LTD File 021-104666	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 21, 2013 D/A AQR OFFSHORE MULTI-STRATEGY FUND LTD File 021-100800	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 21, 2013 D/A AQR GAA ALPHAPORT 500 FUND II LP File 021-104074	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 21, 2013 D/A AQR GLOBAL STOCK SELECTION INSTITUTIONAL FUND L P File 021-47724	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 21, 2013 D/A AQR RT Fund, L.P. File 021-132154	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 17, 2013 D/A AQR Global Risk Premium Tactical Offshore Fund II Ltd File 021-109334	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 17, 2013 D/A AQR Global Stock Selection Offshore Fund USD III Ltd File 021-101105	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 17, 2013 D/A AQR Global Risk Premium Offshore Fund II Ltd File 021-104439	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 15, 2013 D/A AQR Global Risk Premium Offshore Fund Ltd File 021-104440	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 15, 2013 D/A AQR Apex Total Return Fund, L.P. File 021-128674	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 15, 2013 D/A AQR GRP 10 Fund, L.P. File 021-160111	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 14, 2013 D/A AQR GLOBAL ASSET ALLOCATION INSTITUTIONAL FUND II L P File 021-47727	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 14, 2013 D/A AQR GLOBAL ASSET ALLOCATION INSTITUTIONAL FUND IV LP File 021-104223	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 14, 2013 D/A AQR Global Asset Allocation Offshore Fund USD II Ltd File 021-101817	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 14, 2013 D/A AQR Global Asset Allocation Offshore Fund (USD) Ltd File 021-103232	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 14, 2013 D/A AQR Extended GTAA Offshore Fund Ltd. File 021-128629	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 3, 2013 D/A AQR Real Return Fund II, L.P. File 021-159201	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 2, 2013 D/A AQR Offshore Multi-Strategy Fund VII Ltd. File 021-177457	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 12, 2013 D/A AQR DELTA Fund II, L.P. File 021-137403	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 12, 2013 D/A AQR Global Asset Allocation Offshore Fund (GBP) II Ltd. File 021-158493	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 11, 2013 D/A AQR Real Return Fund, L.P. File 021-141123	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 4, 2013 D/A AQR RT Offshore Fund Ltd. File 021-157921	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 28, 2013 D/A AQR Global Stock Selection Offshore Fund (USD) Ltd. File 021-128717	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Feb 26, 2013 D/A CNH CA Institutional Fund, L.P. File 021-128627	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Feb 6, 2013 D/A AQR US Defensive Equity Fund, L.P. File 021-155071	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jan 16, 2013 D/A AQR Global Macro Fund, L.P. File 021-171955	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Dec 21, 2012 D/A AQR Churchill Fund, L.P. File 021-170905	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Nov 2, 2012 D/A AQR Jones Creek Small Cap Value Fund, L.P. File 021-168083	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 24, 2012 D/A AQR Global Stock Selection Institutional Fund II, L.P. File 021-128625	$0	$0	$0 The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 16, 2012 D/A AQR GAA GLOBAL TOTAL RETURN FUND LP File 021-104219	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 4, 2012 D/A AQR Absolute Return Offshore Fund USD III LTD File 021-84400	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 26, 2012 D/A AQR ABSOLUTE RETURN INSTITUTIONAL FUND, L.P. File 021-47364	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 26, 2012 D/A ALPHABLEND GLOBAL EQUITY FUND I LP File 021-128661	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 12, 2012 D/A Opportunistic Convertible Arbitrage Offshore Fund Ltd. File 021-158507	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 3, 2012 D/A AQR DELTA Offshore Fund III, L.P. File 021-157793	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 22, 2012 D/A Broad Scope Offshore Multi-Strategy Fund, L.P. File 021-139952	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 17, 2011 D/A AQR US LONG SHORT EQUITY FUND LP File 021-127044	$0	$0	$0 The General Partner (or its affiliate) is entitled to receive an annual management fe in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 13, 2011 D AQR Global Asset Allocation Offshore Fund (USD) VI Ltd. File 021-158347	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 6, 2011 D/A AQR DELTA Fund, L.P. File 021-140297	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 15, 2011 D/A AQR ARF GLOBAL TOTAL RETURN OFFSHORE FUND LTD File 021-106786	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 8, 2009 D/A AQR INTERNATIONAL EQUITY FUND L P File 021-100104	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 16, 2009 D/A AQR OFFSHORE MULTI-STRATEGY FUND II LTD File 021-104438	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 16, 2009 D/A AQR ARF AlphaPort 500 L P File 021-105116	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 13, 2009 D/A AQR GLOBAL EQUITY FUND LP File 021-104668	$0	$0	$0 (est.) The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 131

Every issuer that named John Howard on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Aqr

AQR GRP EL Fund, LP

Greenwich, CT · Jul 12, 2011 → Nov 18, 2016 · 6 filings

Nov 18, 2016 · D/A · $2,471,938,596 sold of Indefinite · 32 investors · min. $5,000,000 · role: Executive Officer (John Howard is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
Nov 12, 2015 · D/A · $2,445,808,596 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer (John Howard is an Executive Officer of AQR Capital Management II, LLC, the General Partner of the Issuer.) EDGAR ↗
Dec 5, 2014 · D/A · $2,181,687,613 sold of Indefinite · 23 investors · min. $5,000,000 · role: Executive Officer (John Howard is an Executive Officer of AQR Capital Management II, LLC, the General Partner of the Issuer.) EDGAR ↗
Jun 11, 2013 · D/A · $1,628,890,069 sold of Indefinite · 12 investors · min. $5,000,000 · role: Executive Officer (John Howard is an Executive Officer of AQR Capital Management II, LLC, the General Partner of the Issuer.) EDGAR ↗
Jun 12, 2012 · D/A · $486,370,980 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (John Howard is an Executive Officer of AQR Capital Management II, LLC, the General Partner of the Issuer.) EDGAR ↗
Jul 12, 2011 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (John Howard is an Executive Officer of AQR Capital Management II, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $3.22B from 50 investors as of the latest filing. John is listed as executive officer on 6 filings for this deal.