AQR Global Asset Allocation Offshore Fund (USD) IV Ltd.

Source	Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it
EDGAR ↗	Dec 7, 2015 D/A File 021-128626	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing

Offerings (SEC Form D)

Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.

Offerings at a glance — 1 offering, 5 filings (one row per SEC file number)

File no.	Original Form D	Latest filing	Amendments	Offered (latest)	Sold (latest)	Industry (latest)
021-128626	not in our index	Dec 7, 2015 D/A EDGAR ↗	5 latest Dec 7, 2015	Indefinite	$102,640,228	Pooled Investment Fund

Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.

Dec 7, 2015 D/A Pooled Investment Fund — $102,640,228 sold of Indefinite · 5 investors EDGAR ↗

Filing	Form D/A (amendment) filed Dec 7, 2015 · amends 0001454208-14-000001 ↗ SEC file no. 021-128626 · accession 0001454208-15-000001 · filing 5 of 5 in this offering
Raise progress	$102,640,228 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2005
Filing timing	Date of first sale: Jan 1, 2005 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Dec 7, 2015 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	7,966 days (21.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 7, 2015. Most recent amendment for this offering in our index: this filing, Dec 7, 2015. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	5 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Dec 7, 2015)
Changes vs previous filing	related persons added (Dec 7, 2015): Jonathan M. Roney, Management, LLC M. AQR Capital related persons no longer listed (Dec 7, 2015): Marco A Hanig, Jeffrey A Dunn, Ronen K. Israel, Michael A Mendelson, Antti A Ilmanen, Stephen J. Mellas, Jeremy M. Getson, Jacques A. Friedman, Jennifer A Collins, Gregor M. Andrade, John M. Howard, Michael A Katz, H.J. A Willcox, Lars A Nielsen, Brian K. Hurst, Andrea A Frazzini Compared with the D/A filed Apr 4, 2014 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 5. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Apr 4, 2014 D/A Pooled Investment Fund — $102,640,228 sold of Indefinite · 5 investors EDGAR ↗

Filing	Form D/A (amendment) filed Apr 4, 2014 · amends 0001454208-13-000001 ↗ SEC file no. 021-128626 · accession 0001454208-14-000001 · filing 4 of 5 in this offering
Raise progress	$102,640,228 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2005
Filing timing	Date of first sale: Jan 1, 2005 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Apr 4, 2014 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	7,966 days (21.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Apr 4, 2014. Most recent amendment for this offering in our index: Dec 7, 2015 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	5 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Apr 4, 2014)
Changes vs previous filing	total sold: $102,490,228 (Mar 28, 2013) → $102,640,228 (Apr 4, 2014) exemption: Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Mar 28, 2013) → Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Apr 4, 2014) related persons added (Apr 4, 2014): Antti A Ilmanen, Michael A Katz, H.J. A Willcox, Andrea A Frazzini related persons no longer listed (Apr 4, 2014): Abdon S. Bolivar Compared with the D/A filed Mar 28, 2013 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 5. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Mar 28, 2013 D/A Pooled Investment Fund — $102,490,228 sold of Indefinite · 5 investors EDGAR ↗

Filing	Form D/A (amendment) filed Mar 28, 2013 · amends 0001454208-12-000001 ↗ SEC file no. 021-128626 · accession 0001454208-13-000001 · filing 3 of 5 in this offering
Raise progress	$102,490,228 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2005
Filing timing	Date of first sale: Jan 1, 2005 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Mar 28, 2013 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	7,966 days (21.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 28, 2013. Most recent amendment for this offering in our index: Dec 7, 2015 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	5 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Mar 28, 2013)
Changes vs previous filing	No change in the fields compared. Compared with the D/A filed Mar 29, 2012 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 5. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Mar 29, 2012 D/A Pooled Investment Fund — $102,490,228 sold of Indefinite · 5 investors EDGAR ↗

Filing	Form D/A (amendment) filed Mar 29, 2012 · amends 0001454208-11-000002 ↗ SEC file no. 021-128626 · accession 0001454208-12-000001 · filing 2 of 5 in this offering
Raise progress	$102,490,228 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2005
Filing timing	Date of first sale: Jan 1, 2005 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Mar 29, 2012 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	7,966 days (21.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 29, 2012. Most recent amendment for this offering in our index: Dec 7, 2015 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	5 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Mar 29, 2012)
Changes vs previous filing	total sold: $102,315,228 (Apr 1, 2011) → $102,490,228 (Mar 29, 2012) related persons added (Mar 29, 2012): Jennifer A Collins, Yao Hua A Ooi, Marco A Hanig, Jeffrey A Dunn, Colin A MacKay related persons no longer listed (Mar 29, 2012): Robert J. Krail, Vijayabalan A Murugesu, Philip M. Hughes Compared with the D/A filed Apr 1, 2011 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 5. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Apr 1, 2011 D/A Pooled Investment Fund — $102,315,228 sold of Indefinite · 5 investors EDGAR ↗

Filing	Form D/A (amendment) filed Apr 1, 2011 · amends a pre-2008 paper filing (EDGAR accession 9999999997-09-011320, no electronic copy) SEC file no. 021-128626 · accession 0001454208-11-000002 · filing 1 of 5 in this offering
Raise progress	$102,315,228 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2005
Filing timing	Date of first sale: Jan 1, 2005 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Apr 1, 2011 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	7,966 days (21.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Apr 1, 2011. Most recent amendment for this offering in our index: Dec 7, 2015 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	5 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Apr 1, 2011)
Changes vs previous filing	Previous filing in this offering: a pre-2008 paper filing that is not on EDGAR in electronic form. No comparison is shown.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 5. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Amendment history — 5 amendments on this page, each compared with the filing before it in the same offering

Amendment filed	File no.	Compared with	What changed (both values as filed)
Dec 7, 2015 EDGAR ↗	021-128626	Apr 4, 2014 D/A	related persons added (Dec 7, 2015): Jonathan M. Roney, Management, LLC M. AQR Capital · related persons no longer listed (Dec 7, 2015): Marco A Hanig, Jeffrey A Dunn, Ronen K. Israel, Michael A Mendelson, Antti A Ilmanen, Stephen J. Mellas, Jeremy M. Getson, Jacques A. Friedman, Jennifer A Collins, Gregor M. Andrade, John M. Howard, Michael A Katz, H.J. A Willcox, Lars A Nielsen, Brian K. Hurst, Andrea A Frazzini
Apr 4, 2014 EDGAR ↗	021-128626	Mar 28, 2013 D/A	total sold: $102,490,228 (Mar 28, 2013) → $102,640,228 (Apr 4, 2014) · exemption: Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Mar 28, 2013) → Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Apr 4, 2014) · related persons added (Apr 4, 2014): Antti A Ilmanen, Michael A Katz, H.J. A Willcox, Andrea A Frazzini · and 1 more (open the filing above)
Mar 28, 2013 EDGAR ↗	021-128626	Mar 29, 2012 D/A	No change in the fields compared
Mar 29, 2012 EDGAR ↗	021-128626	Apr 1, 2011 D/A	total sold: $102,315,228 (Apr 1, 2011) → $102,490,228 (Mar 29, 2012) · related persons added (Mar 29, 2012): Jennifer A Collins, Yao Hua A Ooi, Marco A Hanig, Jeffrey A Dunn, Colin A MacKay · related persons no longer listed (Mar 29, 2012): Robert J. Krail, Vijayabalan A Murugesu, Philip M. Hughes
Apr 1, 2011 EDGAR ↗	021-128626	not in our index	No comparison (previous filing not in our index)

Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.

All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Dec 7, 2015. Industry as reported, by offering: One offering, reported as Pooled Investment Fund (Apr 1, 2011).

Key people (related persons as listed on Form D)

Name	Relationship	Address state	On filings (first → last)	Also listed on
Bradley D Asness also filed as Bradley D. Asness	Executive Officer Issuer's note: Bradley Asness is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Dec 7, 2015 on 5 of 5 filings listed on the latest filing	58 other issuers
Clifford S Asness also filed as Clifford S. Asness	Executive Officer Issuer's note: Clifford Asness is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Dec 7, 2015 on 5 of 5 filings listed on the latest filing	61 other issuers
Colin M MacKay also filed as Colin M. MacKay	Director	E9	Dec 7, 2015 on 1 of 5 filings listed on the latest filing	16 other issuers
David G Kabiller also filed as David G. Kabiller	Executive Officer Issuer's note: David Kabiller is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Dec 7, 2015 on 5 of 5 filings listed on the latest filing	59 other issuers
John M Liew also filed as John M. Liew	Executive Officer Issuer's note: John Liew is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Dec 7, 2015 on 5 of 5 filings listed on the latest filing	49 other issuers
Jonathan M. Roney	Director	E9	Dec 7, 2015 on 1 of 5 filings listed on the latest filing	6 other issuers
Lasse M Pedersen also filed as Lasse M. Pedersen	Executive Officer Issuer's note: Lasse Pedersen is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Dec 7, 2015 on 1 of 5 filings listed on the latest filing	5 other issuers
Management, LLC AQR Capital also filed as Management; LLC M. AQR Capital	Executive Officer Issuer's note: AQR Capital Management, LLC, is the Investment Manager of the Issuer.	CT	Dec 7, 2015 on 1 of 5 filings listed on the latest filing	204 other issuers
Oktay G Kurbanov also filed as Oktay G. Kurbanov	Executive Officer Issuer's note: Oktay Kurbanov is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Mar 29, 2012 → Dec 7, 2015 on 4 of 5 filings listed on the latest filing	52 other issuers
Yao Hua Ooi also filed as Yao Hua A Ooi; Yao Hua M. Ooi	Executive Officer Issuer's note: Yao Hua Ooi is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Mar 29, 2012 → Dec 7, 2015 on 4 of 5 filings listed on the latest filing	141 other issuers
Andrea A Frazzini	Executive Officer Issuer's note: Andrea Frazzini is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 4, 2014 on 1 of 5 filings not listed on the latest filing (Dec 7, 2015)	6 other issuers
Antti A Ilmanen	Executive Officer Issuer's note: Antti Ilmanen is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 4, 2014 on 1 of 5 filings not listed on the latest filing (Dec 7, 2015)	5 other issuers
Brian K Hurst also filed as Brian K. Hurst	Executive Officer Issuer's note: Brian Hurst is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Apr 4, 2014 on 4 of 5 filings not listed on the latest filing (Dec 7, 2015)	57 other issuers
Colin A MacKay	Director	E9	Mar 29, 2012 → Apr 4, 2014 on 3 of 5 filings not listed on the latest filing (Dec 7, 2015)	10 other issuers
Gregor M Andrade also filed as Gregor M. Andrade	Executive Officer Issuer's note: Gregor Andrade is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Apr 4, 2014 on 4 of 5 filings not listed on the latest filing (Dec 7, 2015)	56 other issuers
H.J. Willcox also filed as H.J. A Willcox	Executive Officer Issuer's note: H.J. Willcox is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 4, 2014 on 1 of 5 filings not listed on the latest filing (Dec 7, 2015)	38 other issuers
Jacques A Friedman also filed as Jacques A. Friedman	Executive Officer Issuer's note: Jacques Friedman is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Apr 4, 2014 on 4 of 5 filings not listed on the latest filing (Dec 7, 2015)	55 other issuers
Jeffrey A Dunn	Executive Officer Issuer's note: Jeffrey Dunn is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Mar 29, 2012 → Apr 4, 2014 on 3 of 5 filings not listed on the latest filing (Dec 7, 2015)	24 other issuers
Jennifer A. Collins also filed as Jennifer A Collins	Director	E9	Mar 29, 2012 → Apr 4, 2014 on 3 of 5 filings not listed on the latest filing (Dec 7, 2015)	14 other issuers
Jeremy M Getson also filed as Jeremy M. Getson	Executive Officer Issuer's note: Jeremy Getson is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Apr 4, 2014 on 4 of 5 filings not listed on the latest filing (Dec 7, 2015)	60 other issuers
John M Howard also filed as John M. Howard	Executive Officer Issuer's note: John Howard is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Apr 4, 2014 on 4 of 5 filings not listed on the latest filing (Dec 7, 2015)	40 other issuers
Lars A Nielsen	Executive Officer Issuer's note: Lars Nielsen is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Apr 4, 2014 on 4 of 5 filings not listed on the latest filing (Dec 7, 2015)	27 other issuers
Lasse A Pedersen	Executive Officer Issuer's note: Lasse Pedersen is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Apr 4, 2014 on 4 of 5 filings not listed on the latest filing (Dec 7, 2015)	31 other issuers
Marco A Hanig	Executive Officer Issuer's note: Marco Hanig is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Mar 29, 2012 → Apr 4, 2014 on 3 of 5 filings not listed on the latest filing (Dec 7, 2015)	24 other issuers
Michael A Katz	Executive Officer Issuer's note: Michael Katz is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 4, 2014 on 1 of 5 filings not listed on the latest filing (Dec 7, 2015)	5 other issuers
Michael A Mendelson	Executive Officer Issuer's note: Michael Mendelson is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Apr 4, 2014 on 4 of 5 filings not listed on the latest filing (Dec 7, 2015)	55 other issuers
Ronen K Israel also filed as Ronen K. Israel	Executive Officer Issuer's note: Ronen Israel is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Apr 4, 2014 on 4 of 5 filings not listed on the latest filing (Dec 7, 2015)	52 other issuers
Stephen J. Mellas	Executive Officer Issuer's note: Stephen Mellas is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Apr 4, 2014 on 4 of 5 filings not listed on the latest filing (Dec 7, 2015)	54 other issuers
Abdon S Bolivar also filed as Abdon S. Bolivar	Executive Officer Issuer's note: Abdon Bolivar is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 → Mar 28, 2013 on 3 of 5 filings not listed on the latest filing (Dec 7, 2015)	48 other issuers
Oktay J. Kurbanov	Executive Officer Issuer's note: Oktay Kurbanov is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 on 1 of 5 filings not listed on the latest filing (Dec 7, 2015)	41 other issuers
Philip M. Hughes	Director	E9	Apr 1, 2011 on 1 of 5 filings not listed on the latest filing (Dec 7, 2015)	7 other issuers
Robert J. Krail	Executive Officer Issuer's note: Robert Krail is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Apr 1, 2011 on 1 of 5 filings not listed on the latest filing (Dec 7, 2015)	45 other issuers
Vijayabalan A Murugesu	Director	E9	Apr 1, 2011 on 1 of 5 filings not listed on the latest filing (Dec 7, 2015)	23 other issuers

Executive officers, directors and promoters as self-reported by the issuer; spelling variants of one person are merged. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.

Connections

Other issuers listing the same people (showing 40 of 962):

AQR Global Macro Fund, L.P. — Gregor M Andrade · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Stephen J. Mellas · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Jacques A Friedman · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Brian K Hurst · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Bradley D Asness · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — David G Kabiller · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Michael A Mendelson · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Ronen K Israel · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Lars A Nielsen · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Lasse A Pedersen · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Oktay G Kurbanov · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Marco A Hanig · latest filing Oct 22, 2026
AQR Global Macro Fund, L.P. — Jeffrey A Dunn · latest filing Oct 22, 2026
AQR Global Risk Premium Fund II, L.P. — H.J. Willcox · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Gregor M Andrade · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Stephen J. Mellas · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Robert J. Krail · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — H.J. Willcox · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Jacques A Friedman · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Brian K Hurst · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Bradley D Asness · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — John M Liew · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — David G Kabiller · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Michael A Mendelson · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Ronen K Israel · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Oktay J. Kurbanov · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Abdon S Bolivar · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — John M Howard · latest filing Oct 22, 2026
AQR Global Risk Premium Fund LP — Oktay G Kurbanov · latest filing Oct 22, 2026
AQR Delphi Long-Short Equity Fund, L.P. — Gregor M Andrade · latest filing Oct 8, 2026
AQR Delphi Long-Short Equity Fund, L.P. — Stephen J. Mellas · latest filing Oct 8, 2026
AQR Delphi Long-Short Equity Fund, L.P. — Robert J. Krail · latest filing Oct 8, 2026
AQR Delphi Long-Short Equity Fund, L.P. — H.J. Willcox · latest filing Oct 8, 2026
AQR Delphi Long-Short Equity Fund, L.P. — Jacques A Friedman · latest filing Oct 8, 2026
AQR Delphi Long-Short Equity Fund, L.P. — Brian K Hurst · latest filing Oct 8, 2026
AQR Delphi Long-Short Equity Fund, L.P. — Bradley D Asness · latest filing Oct 8, 2026
AQR Delphi Long-Short Equity Fund, L.P. — David G Kabiller · latest filing Oct 8, 2026
AQR Delphi Long-Short Equity Fund, L.P. — Michael A Mendelson · latest filing Oct 8, 2026
AQR Delphi Long-Short Equity Fund, L.P. — Oktay J. Kurbanov · latest filing Oct 8, 2026
AQR Delphi Long-Short Equity Fund, L.P. — Abdon S Bolivar · latest filing Oct 8, 2026

Management, LLC AQR Capital is listed on 204 other issuers — see the full list on their page.
Yao Hua Ooi is listed on 141 other issuers — see the full list on their page.
Clifford S Asness is listed on 61 other issuers — see the full list on their page.
Jeremy M Getson is listed on 60 other issuers — see the full list on their page.

Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.

Address of record is shared by 298 issuers in SEC Form D filings (registered agent / corporate-services firm, PartnerFacts count as of Oct 23, 2026, 5:45 PM ET) — not used to group this issuer.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Adviser registration (Form ADV)

AQR ARBITRAGE, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Nov 5, 2001 · SEC file 801-60678 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $4,384,055,877 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 15 accounts (Item 5.F(2)(f))

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 2 of 24 answered “Yes” · Item 11 (any event involving the firm or its supervised persons): No

Yes — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
Yes — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D, state · match confidence 100% · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:27 PM ET

AQR CAPITAL MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since May 13, 1998 · SEC file 801-55543 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $311,703,264,770 as reported on Form ADV filed Aug 27, 2026 (Item 5.F(2)(c)) · 723 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.AQR.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 27, 2026: 0 of 24 answered “Yes” · Item 11 (any event involving the firm or its supervised persons): No

No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Public profiles

Public profiles official links and public statements, each with its source and date

Not yet collected.

Sources to be searched: sponsor website, Internet Archive, press index (GDELT), Form ADV. A sponsor's website is known only from an approved profile claim or the issuer's own Form ADV; we never look it up elsewhere and never collect personal or family accounts.

Entity standing: not checked (no official programmatic source for E9 yet).

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