AQR Global Risk Premium Fund III, L.P.

Source	Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it
EDGAR ↗	Aug 11, 2022 D/A File 021-147625	$0	$0	$0 The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	AQR Investments, LLC BrokerCheck CRD 289244 ↗

Offerings (SEC Form D)

Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.

Offerings at a glance — 1 offering, 13 filings (one row per SEC file number)

File no.	Original Form D	Latest filing	Amendments	Offered (latest)	Sold (latest)	Industry (latest)
021-147625	Sep 13, 2010 EDGAR ↗	Aug 11, 2022 D/A EDGAR ↗	12 latest Aug 11, 2022	Indefinite	$2,743,393,591	Pooled Investment Fund

Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.

Aug 11, 2022 D/A Pooled Investment Fund — $2,743,393,591 sold of Indefinite · 18 investors EDGAR ↗

Filing	Form D/A (amendment) filed Aug 11, 2022 · amends 0001405086-21-000202 ↗ SEC file no. 021-147625 · accession 0001405086-22-000224 · filing 13 of 13 in this offering
Raise progress	$2,743,393,591 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011 Issuer's note: Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S.
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Aug 11, 2022 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 11, 2022. Most recent amendment for this offering in our index: this filing, Aug 11, 2022. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	18 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	AQR Investments, LLC — FINRA BrokerCheck CRD 289244 ↗ Solicits in: All States
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Includes only sales commissions and finders' fees expenses paid by the issuer, if any. · Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Matthew S. Eisenberg, Attorney-In-Fact for the Issuer (Aug 11, 2022)
Changes vs previous filing	No change in the fields compared. Compared with the D/A filed Aug 12, 2021 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 18. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Aug 12, 2021 D/A Pooled Investment Fund — $2,743,393,591 sold of Indefinite · 18 investors EDGAR ↗

Filing	Form D/A (amendment) filed Aug 12, 2021 · amends 0001405086-20-000240 ↗ SEC file no. 021-147625 · accession 0001405086-21-000202 · filing 12 of 13 in this offering
Raise progress	$2,743,393,591 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011 Issuer's note: Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S.
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Aug 12, 2021 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 12, 2021. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	18 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	AQR Investments, LLC — FINRA BrokerCheck CRD 289244 ↗ Solicits in: All States
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Includes only sales commissions and finders' fees expenses paid by the issuer, if any. · Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Matthew S. Eisenberg, Attorney-In-Fact for the Issuer (Aug 12, 2021)
Changes vs previous filing	No change in the fields compared. Compared with the D/A filed Aug 13, 2020 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 18. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Aug 13, 2020 D/A Pooled Investment Fund — $2,743,393,591 sold of Indefinite · 18 investors EDGAR ↗

Filing	Form D/A (amendment) filed Aug 13, 2020 · amends 0001405086-19-000267 ↗ SEC file no. 021-147625 · accession 0001405086-20-000240 · filing 11 of 13 in this offering
Raise progress	$2,743,393,591 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011 Issuer's note: Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S.
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Aug 13, 2020 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 13, 2020. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	18 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	AQR Investments, LLC — FINRA BrokerCheck CRD 289244 ↗ Solicits in: All States
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Includes only sales commissions and finders' fees expenses paid by the issuer, if any. · Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Matthew S. Eisenberg, Attorney-In-Fact for the Issuer (Aug 13, 2020)
Changes vs previous filing	No change in the fields compared. Compared with the D/A filed Aug 22, 2019 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 18. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Aug 22, 2019 D/A Pooled Investment Fund — $2,743,393,591 sold of Indefinite · 18 investors EDGAR ↗

Filing	Form D/A (amendment) filed Aug 22, 2019 · amends 0001069070-18-000003 ↗ SEC file no. 021-147625 · accession 0001405086-19-000267 · filing 10 of 13 in this offering
Raise progress	$2,743,393,591 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011 Issuer's note: Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S.
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Aug 22, 2019 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 22, 2019. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	18 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	AQR Investments, LLC — FINRA BrokerCheck CRD 289244 ↗ Solicits in: All States
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Includes only sales commissions and finders' fees expenses paid by the issuer, if any. · Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Matthew S. Eisenberg, Attorney-In-Fact for the Issuer (Aug 22, 2019)
Changes vs previous filing	related persons added (Aug 22, 2019): AQR Capital Management II, LLC, AQR Capital Management, LLC related persons no longer listed (Aug 22, 2019): Management, LLC AQR Capital sales-compensation recipients added (Aug 22, 2019): AQR Investments, LLC Compared with the D/A filed Aug 24, 2018 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 18. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Aug 24, 2018 D/A Pooled Investment Fund — $2,743,393,591 sold of Indefinite · 18 investors EDGAR ↗

Filing	Form D/A (amendment) filed Aug 24, 2018 · amends 0001069070-17-000004 ↗ SEC file no. 021-147625 · accession 0001069070-18-000003 · filing 9 of 13 in this offering
Raise progress	$2,743,393,591 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Aug 24, 2018 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 24, 2018. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	18 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bethany Oleynick, Authorized Signatory (Aug 24, 2018)
Changes vs previous filing	total sold: $2,713,393,591 (Aug 29, 2017) → $2,743,393,591 (Aug 24, 2018) Compared with the D/A filed Aug 29, 2017 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 18. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Aug 29, 2017 D/A Pooled Investment Fund — $2,713,393,591 sold of Indefinite · 18 investors EDGAR ↗

Filing	Form D/A (amendment) filed Aug 29, 2017 · amends 0001501136-16-000002 ↗ SEC file no. 021-147625 · accession 0001069070-17-000004 · filing 8 of 13 in this offering
Raise progress	$2,713,393,591 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Aug 29, 2017 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 29, 2017. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	18 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal (Aug 29, 2017)
Changes vs previous filing	total sold: $2,713,348,591 (Sep 2, 2016) → $2,713,393,591 (Aug 29, 2017) investors: 16 (Sep 2, 2016) → 18 (Aug 29, 2017) related persons no longer listed (Aug 29, 2017): Brian Hurst, Michael Mendelson, Clifford Asness, John Liew, Yao Hua Ooi, Bradley Asness Compared with the D/A filed Sep 2, 2016 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 18. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Sep 2, 2016 D/A Pooled Investment Fund — $2,713,348,591 sold of Indefinite · 16 investors EDGAR ↗

Filing	Form D/A (amendment) filed Sep 2, 2016 · amends 0001501136-15-000001 ↗ SEC file no. 021-147625 · accession 0001501136-16-000002 · filing 7 of 13 in this offering
Raise progress	$2,713,348,591 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Sep 2, 2016 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 2, 2016. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	16 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Sep 2, 2016)
Changes vs previous filing	total sold: $2,688,274,288 (Dec 30, 2015) → $2,713,348,591 (Sep 2, 2016) investors: 14 (Dec 30, 2015) → 16 (Sep 2, 2016) related persons added (Sep 2, 2016): Brian Hurst, Management, LLC AQR Capital related persons no longer listed (Sep 2, 2016): Marco Hanig, Lasse Pedersen, Oktay Kurbanov, Ronen Israel, Stephen Mellas, Andrea Frazzini, Antti Ilmanen, Lars Nielsen, Jacques Friedman Compared with the D/A filed Dec 30, 2015 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 16. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Dec 30, 2015 D/A Pooled Investment Fund — $2,688,274,288 sold of Indefinite · 14 investors EDGAR ↗

Filing	Form D/A (amendment) filed Dec 30, 2015 · amends 0001501136-14-000001 ↗ SEC file no. 021-147625 · accession 0001501136-15-000001 · filing 6 of 13 in this offering
Raise progress	$2,688,274,288 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Dec 30, 2015 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 30, 2015. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	14 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Dec 30, 2015)
Changes vs previous filing	related persons no longer listed (Dec 30, 2015): Jeremy Getson, Michael Katz, Herbert Willcox, Gregor Andrade, David Kabiller, John Howard, Jeffrey Dunn, Robert Krail, Brian Hurst Compared with the D/A filed Sep 10, 2014 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 14. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Sep 10, 2014 D/A Pooled Investment Fund — $2,688,274,288 sold of Indefinite · 14 investors EDGAR ↗

Filing	Form D/A (amendment) filed Sep 10, 2014 · amends 0001501278-13-000002 ↗ SEC file no. 021-147625 · accession 0001501136-14-000001 · filing 5 of 13 in this offering
Raise progress	$2,688,274,288 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Sep 10, 2014 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 10, 2014. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	14 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Sep 10, 2014)
Changes vs previous filing	total sold: $2,628,274,288 (Sep 9, 2013) → $2,688,274,288 (Sep 10, 2014) exemption: Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Sep 9, 2013) → Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Sep 10, 2014) related persons added (Sep 10, 2014): Michael Katz, Antti Ilmanen, Andrea Frazzini related persons no longer listed (Sep 10, 2014): Abdon Bolivar Compared with the D/A filed Sep 9, 2013 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 14. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Sep 9, 2013 D/A Pooled Investment Fund — $2,628,274,288 sold of Indefinite · 14 investors EDGAR ↗

Filing	Form D/A (amendment) filed Sep 9, 2013 · amends 0001501136-12-000001 ↗ SEC file no. 021-147625 · accession 0001501278-13-000002 · filing 4 of 13 in this offering
Raise progress	$2,628,274,288 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Sep 9, 2013 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 9, 2013. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	14 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Sep 9, 2013)
Changes vs previous filing	total sold: $2,535,774,288 (Sep 7, 2012) → $2,628,274,288 (Sep 9, 2013) investors: 13 (Sep 7, 2012) → 14 (Sep 9, 2013) related persons added (Sep 9, 2013): Herbert Willcox Compared with the D/A filed Sep 7, 2012 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 14. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Sep 7, 2012 D/A Pooled Investment Fund — $2,535,774,288 sold of Indefinite · 13 investors EDGAR ↗

Filing	Form D/A (amendment) filed Sep 7, 2012 · amends 0001501136-11-000001 ↗ SEC file no. 021-147625 · accession 0001501136-12-000001 · filing 3 of 13 in this offering
Raise progress	$2,535,774,288 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Sep 7, 2012 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 7, 2012. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	13 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Sep 7, 2012)
Changes vs previous filing	total sold: $1,492,000,000 (Sep 8, 2011) → $2,535,774,288 (Sep 7, 2012) investors: 5 (Sep 8, 2011) → 13 (Sep 7, 2012) related persons added (Sep 7, 2012): Marco Hanig, Jeffrey Dunn, Yao Hua Ooi Compared with the D/A filed Sep 8, 2011 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 13. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Sep 8, 2011 D/A Pooled Investment Fund — $1,492,000,000 sold of Indefinite · 5 investors EDGAR ↗

Filing	Form D/A (amendment) filed Sep 8, 2011 · amends 0001501136-10-000001 ↗ SEC file no. 021-147625 · accession 0001501136-11-000001 · filing 2 of 13 in this offering
Raise progress	$1,492,000,000 sold of Indefinite offered · Indefinite remaining · first sale Jan 1, 2011
Filing timing	Date of first sale: Jan 1, 2011 · Original Form D filed: Sep 13, 2010 (110 days before first sale) · This amendment (Form D/A) filed: Sep 8, 2011 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale	5,775 days (15.8 years)
Annual amendments	Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 8, 2011. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	5 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Signed by	Bradley D. Asness, Principal & Chief Legal Officer (Sep 8, 2011)
Changes vs previous filing	total sold: $0 (Sep 13, 2010) → $1,492,000,000 (Sep 8, 2011) investors: 0 (Sep 13, 2010) → 5 (Sep 8, 2011) date of first sale: Yet to occur (Sep 13, 2010) → Jan 1, 2011 (Sep 8, 2011) related persons added (Sep 8, 2011): Jeremy Getson, John Howard Compared with the D filed Sep 13, 2010 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 5. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Sep 13, 2010 D Pooled Investment Fund — $0 sold of Indefinite · 0 investors EDGAR ↗

Filing	Form D filed Sep 13, 2010 SEC file no. 021-147625 · accession 0001501136-10-000001 · filing 1 of 13 in this offering
Raise progress	$0 sold of Indefinite offered · Indefinite remaining
Filing timing	Date of first sale: Yet to occur · Form D filed: Sep 13, 2010 Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Annual amendments	Issuer reported the offering may last more than one year. Most recent amendment for this offering in our index: Aug 11, 2022 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	0 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted	$5,000,000
Securities offered	Pooled investment fund interests
Entity details	Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Pooled Investment Fund (Hedge Fund)
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed by	Bradley D. Asness, Principal & General Counsel (Sep 13, 2010)
Market context	Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 0. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Amendment history — 12 amendments on this page, each compared with the filing before it in the same offering

Amendment filed	File no.	Compared with	What changed (both values as filed)
Aug 11, 2022 EDGAR ↗	021-147625	Aug 12, 2021 D/A	No change in the fields compared
Aug 12, 2021 EDGAR ↗	021-147625	Aug 13, 2020 D/A	No change in the fields compared
Aug 13, 2020 EDGAR ↗	021-147625	Aug 22, 2019 D/A	No change in the fields compared
Aug 22, 2019 EDGAR ↗	021-147625	Aug 24, 2018 D/A	related persons added (Aug 22, 2019): AQR Capital Management II, LLC, AQR Capital Management, LLC · related persons no longer listed (Aug 22, 2019): Management, LLC AQR Capital · sales-compensation recipients added (Aug 22, 2019): AQR Investments, LLC
Aug 24, 2018 EDGAR ↗	021-147625	Aug 29, 2017 D/A	total sold: $2,713,393,591 (Aug 29, 2017) → $2,743,393,591 (Aug 24, 2018)
Aug 29, 2017 EDGAR ↗	021-147625	Sep 2, 2016 D/A	total sold: $2,713,348,591 (Sep 2, 2016) → $2,713,393,591 (Aug 29, 2017) · investors: 16 (Sep 2, 2016) → 18 (Aug 29, 2017) · related persons no longer listed (Aug 29, 2017): Brian Hurst, Michael Mendelson, Clifford Asness, John Liew, Yao Hua Ooi, Bradley Asness
Sep 2, 2016 EDGAR ↗	021-147625	Dec 30, 2015 D/A	total sold: $2,688,274,288 (Dec 30, 2015) → $2,713,348,591 (Sep 2, 2016) · investors: 14 (Dec 30, 2015) → 16 (Sep 2, 2016) · related persons added (Sep 2, 2016): Brian Hurst, Management, LLC AQR Capital · and 1 more (open the filing above)
Dec 30, 2015 EDGAR ↗	021-147625	Sep 10, 2014 D/A	related persons no longer listed (Dec 30, 2015): Jeremy Getson, Michael Katz, Herbert Willcox, Gregor Andrade, David Kabiller, John Howard, Jeffrey Dunn, Robert Krail, Brian Hurst
Sep 10, 2014 EDGAR ↗	021-147625	Sep 9, 2013 D/A	total sold: $2,628,274,288 (Sep 9, 2013) → $2,688,274,288 (Sep 10, 2014) · exemption: Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Sep 9, 2013) → Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Sep 10, 2014) · related persons added (Sep 10, 2014): Michael Katz, Antti Ilmanen, Andrea Frazzini · and 1 more (open the filing above)
Sep 9, 2013 EDGAR ↗	021-147625	Sep 7, 2012 D/A	total sold: $2,535,774,288 (Sep 7, 2012) → $2,628,274,288 (Sep 9, 2013) · investors: 13 (Sep 7, 2012) → 14 (Sep 9, 2013) · related persons added (Sep 9, 2013): Herbert Willcox
Sep 7, 2012 EDGAR ↗	021-147625	Sep 8, 2011 D/A	total sold: $1,492,000,000 (Sep 8, 2011) → $2,535,774,288 (Sep 7, 2012) · investors: 5 (Sep 8, 2011) → 13 (Sep 7, 2012) · related persons added (Sep 7, 2012): Marco Hanig, Jeffrey Dunn, Yao Hua Ooi
Sep 8, 2011 EDGAR ↗	021-147625	Sep 13, 2010 D	total sold: $0 (Sep 13, 2010) → $1,492,000,000 (Sep 8, 2011) · investors: 0 (Sep 13, 2010) → 5 (Sep 8, 2011) · date of first sale: Yet to occur (Sep 13, 2010) → Jan 1, 2011 (Sep 8, 2011) · and 1 more (open the filing above)

Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.

All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Aug 11, 2022. Industry as reported, by offering: One offering, reported as Pooled Investment Fund (Sep 13, 2010).

Key people (related persons as listed on Form D)

Name	Relationship	Address state	On filings (first → last)	Also listed on
AQR Capital Management II, LLC entity also filed as AQR Capital Management II; LLC	Promoter Issuer's note: AQR Capital Management II, LLC is the General Partner of the Issuer.	CT	Aug 22, 2019 → Aug 11, 2022 on 4 of 13 filings listed on the latest filing	456 other issuers
AQR Capital Management, LLC entity also filed as AQR Capital Management; LLC	Executive Officer Issuer's note: AQR Capital Management, LLC is the Investment Manager of the Issuer.	CT	Aug 22, 2019 → Aug 11, 2022 on 4 of 13 filings listed on the latest filing	603 other issuers
Management, LLC AQR Capital also filed as Management; LLC AQR Capital	Executive Officer Issuer's note: AQR Capital Management, LLC, is the Investment Manager of the Issuer.	CT	Sep 2, 2016 → Aug 24, 2018 on 3 of 13 filings not listed on the latest filing (Aug 11, 2022)	204 other issuers
Bradley Asness	Executive Officer Issuer's note: Bradley Asness is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Sep 2, 2016 on 7 of 13 filings not listed on the latest filing (Aug 11, 2022)	147 other issuers
Brian Hurst	Executive Officer Issuer's note: Brian Hurst is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Sep 2, 2016 on 6 of 13 filings not listed on the latest filing (Aug 11, 2022)	97 other issuers
Clifford Asness	Executive Officer Issuer's note: Clifford Asness is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Sep 2, 2016 on 7 of 13 filings not listed on the latest filing (Aug 11, 2022)	157 other issuers
John Liew	Executive Officer Issuer's note: John Liew is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Sep 2, 2016 on 7 of 13 filings not listed on the latest filing (Aug 11, 2022)	156 other issuers
Michael Mendelson	Executive Officer Issuer's note: Michael Mendelson is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Sep 2, 2016 on 7 of 13 filings not listed on the latest filing (Aug 11, 2022)	85 other issuers
Yao Hua Ooi	Executive Officer Issuer's note: Yao Hua Ooi is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 7, 2012 → Sep 2, 2016 on 5 of 13 filings not listed on the latest filing (Aug 11, 2022)	141 other issuers
Andrea Frazzini	Executive Officer Issuer's note: Andrea Frazzini is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 10, 2014 → Dec 30, 2015 on 2 of 13 filings not listed on the latest filing (Aug 11, 2022)	35 other issuers
Antti Ilmanen	Executive Officer Issuer's note: Antti Ilmanen is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 10, 2014 → Dec 30, 2015 on 2 of 13 filings not listed on the latest filing (Aug 11, 2022)	20 other issuers
Jacques Friedman	Executive Officer Issuer's note: Jacques Friedman is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Dec 30, 2015 on 6 of 13 filings not listed on the latest filing (Aug 11, 2022)	98 other issuers
Lars Nielsen	Executive Officer Issuer's note: Lars Nielsen is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Dec 30, 2015 on 6 of 13 filings not listed on the latest filing (Aug 11, 2022)	83 other issuers
Lasse Pedersen	Executive Officer Issuer's note: Lasse Pedersen is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Dec 30, 2015 on 6 of 13 filings not listed on the latest filing (Aug 11, 2022)	70 other issuers
Marco Hanig	Executive Officer Issuer's note: Marco Hanig is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 7, 2012 → Dec 30, 2015 on 4 of 13 filings not listed on the latest filing (Aug 11, 2022)	58 other issuers
Oktay Kurbanov	Executive Officer Issuer's note: Oktay Kurbanov is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Dec 30, 2015 on 6 of 13 filings not listed on the latest filing (Aug 11, 2022)	94 other issuers
Ronen Israel	Executive Officer Issuer's note: Ronen Israel is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Dec 30, 2015 on 6 of 13 filings not listed on the latest filing (Aug 11, 2022)	138 other issuers
Stephen Mellas	Executive Officer Issuer's note: Stephen Mellas is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Dec 30, 2015 on 6 of 13 filings not listed on the latest filing (Aug 11, 2022)	65 other issuers
David Kabiller	Executive Officer Issuer's note: David Kabiller is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Sep 10, 2014 on 5 of 13 filings not listed on the latest filing (Aug 11, 2022)	143 other issuers
Gregor Andrade	Executive Officer Issuer's note: Gregor Andrade is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Sep 10, 2014 on 5 of 13 filings not listed on the latest filing (Aug 11, 2022)	69 other issuers
Herbert Willcox	Executive Officer Issuer's note: Herbert Willcox is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 9, 2013 → Sep 10, 2014 on 2 of 13 filings not listed on the latest filing (Aug 11, 2022)	5 other issuers
Jeffrey Dunn	Executive Officer Issuer's note: Jeffrey Dunn is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 7, 2012 → Sep 10, 2014 on 3 of 13 filings not listed on the latest filing (Aug 11, 2022)	58 other issuers
Jeremy Getson	Executive Officer Issuer's note: Jeremy Getson is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 8, 2011 → Sep 10, 2014 on 4 of 13 filings not listed on the latest filing (Aug 11, 2022)	58 other issuers
John Howard	Executive Officer Issuer's note: John Howard is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 8, 2011 → Sep 10, 2014 on 4 of 13 filings not listed on the latest filing (Aug 11, 2022)	90 other issuers
Michael Katz	Executive Officer Issuer's note: Michael Katz is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 10, 2014 on 1 of 13 filings not listed on the latest filing (Aug 11, 2022)	30 other issuers
Robert Krail	Executive Officer Issuer's note: Robert Krail is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.	CT	Sep 13, 2010 → Sep 10, 2014 on 5 of 13 filings not listed on the latest filing (Aug 11, 2022)	33 other issuers
Abdon Bolivar	Executive Officer Issuer's note: Abdon Bolivar is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.	CT	Sep 13, 2010 → Sep 9, 2013 on 4 of 13 filings not listed on the latest filing (Aug 11, 2022)	86 other issuers

Executive officers, directors and promoters as self-reported by the issuer; spelling variants of one person are merged. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.

Connections

Other issuers listing the same people (showing 40 of 297):

AQR Global Risk Premium Fund II, L.P. — Jeffrey Dunn · latest filing Oct 22, 2026
AQR Global Risk Premium Fund II, L.P. — Marco Hanig · latest filing Oct 22, 2026
AQR Global Risk Premium Fund II, L.P. — Robert Krail · latest filing Oct 22, 2026
AQR International Small Cap Equity Fund, L.P. — Jeffrey Dunn · latest filing Oct 22, 2026
AQR International Small Cap Equity Fund, L.P. — Marco Hanig · latest filing Oct 22, 2026
AQR International Small Cap Equity Fund, L.P. — Antti Ilmanen · latest filing Oct 22, 2026
AQR International Small Cap Equity Fund, L.P. — Andrea Frazzini · latest filing Oct 22, 2026
AQR International Small Cap Equity Fund, L.P. — Michael Katz · latest filing Oct 22, 2026
AQR International Small Cap Equity Fund, L.P. — Robert Krail · latest filing Oct 22, 2026
AQR International Small Cap Equity Fund, L.P. — Jeremy Getson · latest filing Oct 22, 2026
AQR TA Global Equity Market Neutral Fund, L.P. — Jeffrey Dunn · latest filing Oct 15, 2026
AQR TA Global Equity Market Neutral Fund, L.P. — Marco Hanig · latest filing Oct 15, 2026
AQR TA Global Equity Market Neutral Fund, L.P. — Herbert Willcox · latest filing Oct 15, 2026
AQR TA Global Equity Market Neutral Fund, L.P. — Antti Ilmanen · latest filing Oct 15, 2026
AQR TA Global Equity Market Neutral Fund, L.P. — Andrea Frazzini · latest filing Oct 15, 2026
AQR TA Global Equity Market Neutral Fund, L.P. — Michael Katz · latest filing Oct 15, 2026
AQR TA Global Equity Market Neutral Fund, L.P. — Jeremy Getson · latest filing Oct 15, 2026
AQR Global Defensive Equity Fund, L.P. — Jeffrey Dunn · latest filing Oct 8, 2026
AQR Global Defensive Equity Fund, L.P. — Marco Hanig · latest filing Oct 8, 2026
AQR Global Defensive Equity Fund, L.P. — Antti Ilmanen · latest filing Oct 8, 2026
AQR Global Defensive Equity Fund, L.P. — Andrea Frazzini · latest filing Oct 8, 2026
AQR Global Defensive Equity Fund, L.P. — Michael Katz · latest filing Oct 8, 2026
AQR Global Defensive Equity Fund, L.P. — Robert Krail · latest filing Oct 8, 2026
AQR Global Defensive Equity Fund, L.P. — Jeremy Getson · latest filing Oct 8, 2026
AQR Apex Total Return Fund, L.P. — Robert Krail · latest filing Sep 24, 2026
AQR ALTERNATIVE TRENDS MASTER ACCOUNT, L.P. — Andrea Frazzini · latest filing Sep 10, 2026
AQR DELTA Fund II, L.P. — Jeffrey Dunn · latest filing Aug 13, 2026
AQR DELTA Fund II, L.P. — Marco Hanig · latest filing Aug 13, 2026
AQR DELTA Fund II, L.P. — Robert Krail · latest filing Aug 13, 2026
AQR DELTA Fund II, L.P. — Jeremy Getson · latest filing Aug 13, 2026
AQR EMERGING EQUITIES FUND LP — Andrea Frazzini · latest filing Aug 13, 2026
AQR EMERGING EQUITIES FUND LP — Michael Katz · latest filing Aug 13, 2026
AQR EMERGING EQUITIES FUND LP — Robert Krail · latest filing Aug 13, 2026
AQR Emerging Small Cap Equity Fund, L.P. — Jeffrey Dunn · latest filing Jul 23, 2026
AQR Emerging Small Cap Equity Fund, L.P. — Marco Hanig · latest filing Jul 23, 2026
AQR Emerging Small Cap Equity Fund, L.P. — Jeremy Getson · latest filing Jul 23, 2026
AQR Managed Futures Fund, L.P. — Jeffrey Dunn · latest filing Jul 23, 2026
AQR Managed Futures Fund, L.P. — Marco Hanig · latest filing Jul 23, 2026
AQR Managed Futures Fund, L.P. — Robert Krail · latest filing Jul 23, 2026
AQR Managed Futures Fund, L.P. — Jeremy Getson · latest filing Jul 23, 2026

AQR Capital Management, LLC entity is listed on 603 other issuers — see the full list on their page.
AQR Capital Management II, LLC entity is listed on 456 other issuers — see the full list on their page.
Management, LLC AQR Capital is listed on 204 other issuers — see the full list on their page.
Clifford Asness is listed on 157 other issuers — see the full list on their page.
John Liew is listed on 156 other issuers — see the full list on their page.
Bradley Asness is listed on 147 other issuers — see the full list on their page.
David Kabiller is listed on 143 other issuers — see the full list on their page.
Yao Hua Ooi is listed on 141 other issuers — see the full list on their page.
Ronen Israel is listed on 138 other issuers — see the full list on their page.
Jacques Friedman is listed on 98 other issuers — see the full list on their page.
Brian Hurst is listed on 97 other issuers — see the full list on their page.
Oktay Kurbanov is listed on 94 other issuers — see the full list on their page.
John Howard is listed on 90 other issuers — see the full list on their page.
Abdon Bolivar is listed on 86 other issuers — see the full list on their page.
Michael Mendelson is listed on 85 other issuers — see the full list on their page.
Lars Nielsen is listed on 83 other issuers — see the full list on their page.
Lasse Pedersen is listed on 70 other issuers — see the full list on their page.
Gregor Andrade is listed on 69 other issuers — see the full list on their page.
Stephen Mellas is listed on 65 other issuers — see the full list on their page.

Shared address: this business address appears on filings for 6 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.

Address of record is shared by 412 issuers in SEC Form D filings (registered agent / corporate-services firm, PartnerFacts count as of Oct 23, 2026, 5:45 PM ET) — not used to group this issuer.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Adviser registration (Form ADV)

AQR ARBITRAGE, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Nov 5, 2001 · SEC file 801-60678 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $4,384,055,877 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 15 accounts (Item 5.F(2)(f))

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 2 of 24 answered “Yes” · Item 11 (any event involving the firm or its supervised persons): No

Yes — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
Yes — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D, state · match confidence 100% · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:27 PM ET

AQR CAPITAL MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since May 13, 1998 · SEC file 801-55543 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $311,703,264,770 as reported on Form ADV filed Aug 27, 2026 (Item 5.F(2)(c)) · 723 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.AQR.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 27, 2026: 0 of 24 answered “Yes” · Item 11 (any event involving the firm or its supervised persons): No

No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Public profiles

Public profiles official links and public statements, each with its source and date

Not yet collected.

Sources to be searched: sponsor website, Internet Archive, press index (GDELT), Form ADV. A sponsor's website is known only from an approved profile claim or the issuer's own Form ADV; we never look it up elsewhere and never collect personal or family accounts.

Entity standing: not checked (no official programmatic source for CT yet).

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