PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:32 AM ET

Sponsor Check › Person

HW
No photo found (searched own website, image search on Oct 24, 2026)

Herbert Willcox

Named as an officer, director or promoter on SEC Form D filings · CT · Sep 9, 2013 → Dec 30, 2015

6deals (issuers)
$3.62Breported sold
651investors
10Form D filings
2013–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Herbert Willcox is listed as an executive officer on 10 SEC Form D filings by 6 issuers between Sep 2013 and Dec 2015. Largest by amount reported sold: AQR Global Risk Premium Fund III, L.P. (Greenwich, CT — pooled investment fund — 2013–2014; $2.74B reported sold to 18 investors), AQR TA Global Equity Market Neutral Fund, L.P. (Greenwich, CT — pooled investment fund — 2014–2015; $486.5M reported sold to 626 investors), AQR DELTA Offshore Fund V Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2014; $286.3M reported sold to 6 investors), AQR MRP Offshore Fund, L.P. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013; $100M reported sold to 1 investors), AQR Catastrophe Bond Fund LP (Greenwich, CT — pooled investment fund — 2014) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $3.62B sold in total.

Listed alongside Bradley Asness (10 shared filings), Brian Hurst (10 shared filings), Clifford Asness (10 shared filings), David Kabiller (10 shared filings), Jacques Friedman (10 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Herbert. Each name links to their own page.

5 of the issuers belong to the sponsor group Aqr (305 issuers, $161.19B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Aqr has 305 companies on file and $161.19B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 16 court cases matching the name, 3 SEC releases, 20 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back, including 4 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Herbert Willcox and found 2 differences, 1 worth asking the sponsor about: 5 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Herbert Willcox has not run yet — it is joining a line of 56,080 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

16 cases: 4 open, 3 closed (disposition not in docket feed), 8 dismissed, 1 judgment

Willcox v. Marine Layer, Inc. open
District Court, S.D. New York · No. 1:25-cv-06425 · Filed Aug 5, 2025
Role of Willcox: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in NY (not a filing state)
Willcox v. Marine Layer, Inc. open
District Court, S.D. New York · No. 1:25-cv-06425 · Filed Aug 5, 2025
Role of Willcox: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in NY (not a filing state)
Willcox v. Marine Layer, Inc. open
District Court, S.D. New York · No. 1:25-cv-06425 · Filed Aug 5, 2025
Role of Willcox: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in NY (not a filing state)
Willcox v. Safeco Insurance Company of Illinois open
District Court, W.D. Missouri · No. 6:25-cv-03122 · Filed May 12, 2025
Role of Willcox: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in MO (not a filing state)
Willcox v. Amneal Pharmaceuticals of New York, LLC closed
District Court, S.D. Florida · No. 3:23-cv-10621 · Filed Feb 6, 2023 · Closed Feb 6, 2023
Role of Willcox: Plaintiff · Outcome: Terminated 2023-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in FL (not a filing state)
Willcox v. Janssen Research & Development LLC dismissed
District Court, E.D. Louisiana · No. 2:17-cv-06698 · Filed Jul 13, 2017 · Closed Aug 10, 2020 · Nature of suit: 367 Health care / pharm
Role of Willcox: Plaintiff · Outcome: Terminated 2020-08-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in LA (not a filing state)
Willcox v. Lloyds TSB Bank, PLC judgment
District Court, D. Hawaii · No. 1:13-cv-00508 · Filed Oct 7, 2013 · Closed Mar 28, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Willcox: Plaintiff · Outcome: Terminated 2017-03-28 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in HI (not a filing state)
Willcox v. Flagstar Bank dismissed
District Court, E.D. Virginia · No. 2:12-cv-00534 · Filed Sep 27, 2012 · Closed Nov 28, 2012 · Nature of suit: 220 Foreclosure
Role of Willcox: Plaintiff · Outcome: Terminated 2012-11-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in VA (not a filing state)
DIRECTV, Inc. v. Willcox dismissed
District Court, D. Colorado · No. 1:03-cv-01457 · Filed Jul 31, 2003 · Closed Oct 3, 2003 · Nature of suit: 890 Other statutory actions · Cause: 47:0605 Cable Comm:Unauthorized publication or use of comm
Role of Willcox: Defendant · Outcome: Terminated 2003-10-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in CO (not a filing state)
Sunday Hill Ventures v. Willcox closed
District Court, D. Oregon · No. 3:96-cv-00792 · Filed May 31, 1996 · Closed Sep 18, 1996 · Nature of suit: 890 Other statutory actions
Role of Willcox: Defendant · Outcome: Terminated 1996-09-18 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in OR (not a filing state)
BEP International v. Willcox Incorporated dismissed
District Court, S.D. New York · No. 1:94-cv-08423 · Filed Nov 18, 1994 · Closed Jun 9, 1995 · Nature of suit: 890 Other statutory actions
Role of Willcox Incorporated: Defendant · Outcome: Terminated 1995-06-09 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in NY (not a filing state)
Willcox Incorporated v. Continental Casualty dismissed
District Court, S.D. New York · No. 1:92-cv-05694 · Filed Jul 30, 1992 · Closed Feb 23, 1993 · Nature of suit: 890 Other statutory actions
Role of Willcox Incorporated: Plaintiff · Outcome: Terminated 1993-02-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in NY (not a filing state)
Willcox Incorporated v. Continental Casualty closed
District Court, S.D. New York · No. 1:92-cv-02295 · Filed Apr 2, 1992 · Closed Apr 22, 1992 · Nature of suit: 190 Other contract actions
Role of Willcox Incorporated: Plaintiff · Outcome: Terminated 1992-04-22 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in NY (not a filing state)
Barnett Bank of Atl v. Willcox dismissed
District Court, N.D. Georgia · No. 1:90-cv-00876 · Filed Apr 23, 1990 · Closed Apr 30, 1990 · Nature of suit: 140 Negotiable instruments
Role of Willcox: Defendant · Outcome: Terminated 1990-04-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in GA (not a filing state)
ASSOC REINSURANCE CORP v. WILLCOX ETAL dismissed
District Court, S.D. New York · No. · Filed Dec 2, 1988 · Closed Feb 2, 1989 · Nature of suit: 850 Securities, Commodities, Exchange
Role of WILLCOX ETAL: Defendant · Outcome: Terminated 1989-02-02 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in NY (not a filing state)
CAMPBELL, NEVILLE v. WILLCOX MOTOR COMPANY dismissed
District Court, S.D. Indiana · No. 4:87-cv-00134 · Filed Jul 1, 1987 · Closed Aug 30, 1990 · Nature of suit: 890 Other statutory actions
Role of WILLCOX MOTOR COMPANY: Defendant · Outcome: Terminated 1990-08-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in IN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

booktech.com, inc. Cathel Partners, Ltd. Direct Markets Holdings Corp. Laidlaw Energy Group, Inc. Willcox & Gibbs, Inc. Administrative proceeding
SEC · Jun 2, 2015 · Parties as named in the release: booktech.com, inc. Cathel Partners, Ltd. Direct Markets Holdings Corp. Laidlaw Energy Group, Inc. Willcox & Gibbs, Inc. Read the release ↗
same rare surname (4 people in Form D filings); surname inside a company name in the title
booktech.com, inc. Cathel Partners, Ltd. Direct Markets Holdings Corp. Laidlaw Energy Group, Inc. Willcox & Gibbs, Inc. Administrative proceeding
SEC · Mar 9, 2015 · Parties as named in the release: booktech.com, inc. Cathel Partners, Ltd. Direct Markets Holdings Corp. Laidlaw Energy Group, Inc. Willcox & Gibbs, Inc. Read the release ↗
same rare surname (4 people in Form D filings); surname inside a company name in the title
Feeley and Willcox Asset Management Corporation and Michael J. Feeley; Brenda P. Murray, Chief Administrative Law Judge Administrative proceeding
SEC · Mar 27, 1998 · Parties as named in the release: Feeley and Willcox Asset Management Corporation and Michael J. Feeley; Brenda P. Murray, Chief Administrative Law Judge Read the release ↗
same rare surname (4 people in Form D filings); surname inside a company name in the title
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Herbert Willcox..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

20 cases: 20 closed (disposition not in docket feed)

WILLCOX TOOL SALES, LLC v. Brown closed
United States Bankruptcy Court, M.D. North Carolina · No. 19-09019 · Filed Jul 18, 2019 · Closed Dec 18, 2019
Role of WILLCOX TOOL SALES, LLC: Plaintiff · Outcome: Case closed 2019-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in NC (not a filing state)
Willcox Tire & Service, Inc. closed
United States Bankruptcy Court, N.D. New York · No. 14-31435 · Filed Sep 12, 2014 · Closed Oct 1, 2015
Role of Willcox Tire & Service, Inc.: Debtor · Outcome: Case closed 2015-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in NY (not a filing state)
Willcox, Sr. v. Sunbelt Credit Corporation of Florida closed
United States Bankruptcy Court, N.D. Florida · No. 14-03002 · Filed Jan 7, 2014 · Closed Jun 17, 2014
Role of Willcox, Sr.: Plaintiff · Outcome: Case closed 2014-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in FL (not a filing state)
Willcox v. Citifinancial Services LLC closed
United States Bankruptcy Court, N.D. Florida · No. 14-03001 · Filed Jan 7, 2014 · Closed Jun 17, 2014
Role of Willcox: Plaintiff · Outcome: Case closed 2014-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in FL (not a filing state)
Cohen v. Willcox & Sons Inc. closed
United States Bankruptcy Court, D. Colorado · No. 13-01749 · Filed Dec 12, 2013 · Closed Feb 26, 2014
Role of Willcox & Sons Inc.: Defendant · Outcome: Case closed 2014-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in CO (not a filing state)
Willcox v. Ocwen Loan Servicing, LLC closed
United States Bankruptcy Court, S.D. Georgia · No. 12-02033 · Filed Sep 17, 2012 · Closed Jul 9, 2013
Role of Willcox: Plaintiff · Outcome: Case closed 2013-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in GA (not a filing state)
Willcox v. Bank of America Corporation closed
United States Bankruptcy Court, E.D. Missouri · No. 11-04093 · Filed Mar 28, 2011 · Closed May 3, 2011
Role of Willcox: Plaintiff · Outcome: Case closed 2011-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in MO (not a filing state)
Willcox v. Key Bank closed
United States Bankruptcy Court, D. Oregon · No. 05-07002 · Filed Oct 17, 2005 · Closed Jan 3, 2007
Role of Willcox: Plaintiff · Outcome: Case closed 2007-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in OR (not a filing state)
Superior Sewing Machine & Supply LLC v. Willcox & Gibbs, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 02-03460 · Filed May 10, 2002 · Closed Jul 26, 2002
Role of Willcox & Gibbs, Inc.: Defendant · Outcome: Case closed 2002-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in DE (not a filing state)
Willcox & Gibbs, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 01-10061 · Filed Aug 6, 2001 · Closed Aug 28, 2009
Role of Willcox & Gibbs, Inc.: Debtor · Outcome: Case closed 2009-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in DE (not a filing state)
MONTILLA v. WILLCOX & GIBBS INC closed
United States Bankruptcy Court, D. Delaware · No. 01-00763 · Filed Mar 27, 2001 · Closed Jun 6, 2006
Role of WILLCOX & GIBBS INC: Defendant · Outcome: Case closed 2006-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in DE (not a filing state)
WILLCOX & GIBBS FILIX OF DELAWARE, INC. closed
United States Bankruptcy Court, D. Delaware · No. 01-00790 · Filed Mar 12, 2001 · Closed Dec 27, 2002
Role of WILLCOX & GIBBS FILIX OF DELAWARE, INC.: Debtor · Outcome: Case closed 2002-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in DE (not a filing state)
Willcox v. Keystone Financial Formerly Pa National Bank closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:00-ap-00046 · Filed Mar 1, 2000 · Closed Jun 8, 2000
Role of Willcox: Plaintiff · Outcome: Case closed 2000-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in PA (not a filing state)
Willcox v. First Columbia Bank & Trust Co closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:00-ap-00029 · Filed Feb 8, 2000 · Closed Oct 30, 2000
Role of Willcox: Plaintiff · Outcome: Case closed 2000-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in PA (not a filing state)
Willcox v. States Resources Corporation closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:00-ap-00030 · Filed Feb 8, 2000 · Closed Dec 8, 2000
Role of Willcox: Plaintiff · Outcome: Case closed 2000-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in PA (not a filing state)
WILLCOX & GIBBS, INC. closed
United States Bankruptcy Court, D. Delaware · No. 99-00928 · Filed Apr 20, 1999 · Closed Feb 26, 2003
Role of WILLCOX & GIBBS, INC.: Debtor · Outcome: Case closed 2003-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in DE (not a filing state)
Beneficial New York, Inc. v. Willcox closed
United States Bankruptcy Court, N.D. New York · No. 98-70924 · Filed Sep 8, 1998 · Closed Apr 7, 1999
Role of Willcox: Defendant · Outcome: Case closed 1999-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in NY (not a filing state)
Whitaker v. Willcox & Gibbs Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-08670 · Filed Jun 23, 1992 · Closed Mar 1, 1995
Role of Willcox & Gibbs Inc.: Defendant · Outcome: Case closed 1995-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in FL (not a filing state)
Whitaker v. Willcox & Gibbs Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-02512 · Filed May 1, 1992 · Closed Jun 25, 1996
Role of Willcox & Gibbs Inc.: Defendant · Outcome: Case closed 1996-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in FL (not a filing state)
WILLCOX APPLE PACKING CO. closed
United States Bankruptcy Court, D. Arizona · No. 4:90-bk-01886 · Filed Jun 7, 1990 · Closed Feb 9, 1996
Role of WILLCOX APPLE PACKING CO.: Debtor · Outcome: Case closed 1996-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 75 federal dockets); surname only in the caption; court in AR (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Herbert Willcox — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Oct 22, 2013 – Sep 12, 2016

5 people are no longer listed on a later amendment

Herbert Willcox is no longer listed on the Sep 12, 2016 amendment — AQR TA Global Equity Market Neutral Fund, L.P. · Herbert Willcox is no longer listed on the Sep 2, 2016 amendment — AQR DELTA Offshore Fund V Ltd. · Herbert Willcox is no longer listed on the Dec 30, 2015 amendment — AQR Global Risk Premium Fund III, L.P. · Herbert Willcox is no longer listed on the Nov 21, 2014 amendment — AQR Catastrophe Bond Fund LP · Herbert Willcox is no longer listed on the Oct 21, 2014 amendment — AQR MRP Offshore Fund, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Dec 30, 2015 ↗Form D/A · Sep 12, 2016 ↗Herbert Willcox — PartnerFacts page ↗AQR TA Global Equity Market Neutral Fund, L.P. — PartnerFacts page ↗
Sources
Note · Sep 2, 2016 – Aug 31, 2017

Address moved from Greenwich, CT to George Town, Grand Cayman, Cayman Islands (as filed: E9) — AQR DELTA Offshore Fund V Ltd.

The people listed on the Sep 2, 2016 filing give Greenwich, CT; on the Aug 31, 2017 filing they give George Town, Grand Cayman, Cayman Islands (as filed: E9). The address now on file (C/O Ogier Global (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 298 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Sep 2, 2016 ↗Form D/A · Aug 31, 2017 ↗AQR DELTA Offshore Fund V Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 30, 2015 D/A
AQR TA Global Equity Market Neutral Fund, L.P.
File 021-224795
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Sep 24, 2014 D
AQR Catastrophe Bond Fund LP
File 021-225242
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Sep 22, 2014 D/A
AQR DELTA Offshore Fund V Ltd.
File 021-165603
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Sep 10, 2014 D/A
AQR Global Total Return Fund, L.P.
File 021-147719
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Sep 10, 2014 D/A
AQR Global Risk Premium Fund III, L.P.
File 021-147625
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Oct 22, 2013 D/A
AQR MRP Offshore Fund, L.P.
File 021-185958
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Herbert Willcox on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Logo
Pooled Investment Fund · group: Aqr

AQR TA Global Equity Market Neutral Fund, L.P.

Greenwich, CT · Sep 16, 2014 → Dec 30, 2015 · 2 filings
  • Dec 30, 2015 · D/A · $12,289,283 sold of Indefinite · 11 investors · min. $5,000,000 · role: Executive Officer (Herbert Willcox is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Sep 16, 2014 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Herbert Willcox is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $486.5M from 626 investors as of the latest filing. Herbert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Aqr

AQR Catastrophe Bond Fund LP

Greenwich, CT · Sep 24, 2014
  • Sep 24, 2014 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Herbert Willcox is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR DELTA Offshore Fund V Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Sep 9, 2013 → Sep 22, 2014 · 2 filings
  • Sep 22, 2014 · D/A · $262,929,708 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Herbert Willcox is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Sep 9, 2013 · D/A · $247,250,374 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Herbert Willcox is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $286.3M from 6 investors as of the latest filing. Herbert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Aqr

AQR Global Total Return Fund, L.P.

Greenwich, CT · Sep 9, 2013 → Sep 10, 2014 · 2 filings
  • Sep 10, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Herbert Willcox is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Sep 9, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Herbert Willcox is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Herbert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR Global Risk Premium Fund III, L.P.

Greenwich, CT · Sep 9, 2013 → Sep 10, 2014 · 2 filings
  • Sep 10, 2014 · D/A · $2,688,274,288 sold of Indefinite · 14 investors · min. $5,000,000 · role: Executive Officer (Herbert Willcox is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Sep 9, 2013 · D/A · $2,628,274,288 sold of Indefinite · 14 investors · min. $5,000,000 · role: Executive Officer (Herbert Willcox is an executive officer of AQR Capital Management II, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $2.74B from 18 investors as of the latest filing. Herbert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund

AQR MRP Offshore Fund, L.P.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Oct 22, 2013
  • Oct 22, 2013 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Herbert Willcox is an Executive Officer of AQR Capital Management, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $100M from 1 investor as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Herbert 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CA
No photo found (searched own website, image search on Oct 24, 2026)
Person

Clifford Asness

Executive Officer · 10 shared filings (6 issuers) · also on 212 other issuers

Clifford Asness is on 218 issuers in total — a repeat sponsor. Their page lists every one.

RI
No photo found (searched own website, image search on Oct 24, 2026)
Person

Ronen Israel

Executive Officer · 10 shared filings (6 issuers) · also on 168 other issuers

Ronen Israel is on 174 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found (searched own website, image search on Oct 24, 2026)
Person

Jacques Friedman

Executive Officer · 10 shared filings (6 issuers) · also on 150 other issuers

Jacques Friedman is on 156 issuers in total — a repeat sponsor. Their page lists every one.

OK
No photo found (searched own website, image search on Oct 24, 2026)
Person

Oktay Kurbanov

Executive Officer · 10 shared filings (6 issuers) · also on 124 other issuers

Oktay Kurbanov is on 130 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found (searched own website, image search on Oct 24, 2026)
Person

Brian Hurst

Executive Officer · 10 shared filings (6 issuers) · also on 150 other issuers

Brian Hurst is on 156 issuers in total — a repeat sponsor. Their page lists every one.

BA
No photo found (searched own website, image search on Oct 24, 2026)
Person

Bradley Asness

Executive Officer · 10 shared filings (6 issuers) · also on 200 other issuers

Bradley Asness is on 206 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found (searched own website, image search on Oct 24, 2026)
Person

Michael Mendelson

Executive Officer · 10 shared filings (6 issuers) · also on 138 other issuers

Michael Mendelson is on 144 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found (searched own website, image search on Oct 24, 2026)
Person

John Howard

Executive Officer · 10 shared filings (6 issuers) · also on 125 other issuers

John Howard is on 131 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found (searched own website, image search on Oct 24, 2026)
Person

Lasse Pedersen

Executive Officer · 10 shared filings (6 issuers) · also on 118 other issuers

Lasse Pedersen is on 124 issuers in total — a repeat sponsor. Their page lists every one.

LN
No photo found (searched own website, image search on Oct 24, 2026)
Person

Lars Nielsen

Executive Officer · 10 shared filings (6 issuers) · also on 131 other issuers

Lars Nielsen is on 137 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found (searched own website, image search on Oct 24, 2026)
Person

Jeremy M Getson

Executive Officer · 10 shared filings (6 issuers) · also on 117 other issuers

Jeremy M Getson is on 123 issuers in total — a repeat sponsor. Their page lists every one.

YO
No photo found (searched own website, image search on Oct 24, 2026)
Person

Yao Hua Ooi

Executive Officer · 10 shared filings (6 issuers) · also on 136 other issuers

Yao Hua Ooi is on 142 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found (searched own website, image search on Oct 24, 2026)
Person

Jeffrey Dunn

Executive Officer · 10 shared filings (6 issuers) · also on 114 other issuers

Jeffrey Dunn is on 120 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found (searched own website, image search on Oct 24, 2026)
Person

Marco Hanig

Executive Officer · 10 shared filings (6 issuers) · also on 114 other issuers

Marco Hanig is on 120 issuers in total — a repeat sponsor. Their page lists every one.

GA
No photo found (searched own website, image search on Oct 24, 2026)
Person

Gregor Andrade

Executive Officer · 8 shared filings (5 issuers) · also on 65 other issuers

Gregor Andrade is on 70 issuers in total — a repeat sponsor. Their page lists every one.

AI
No photo found (searched own website, image search on Oct 24, 2026)
Person

Antti Ilmanen

Executive Officer · 6 shared filings (5 issuers) · also on 28 other issuers

Antti Ilmanen is on 33 issuers in total — a repeat sponsor. Their page lists every one.

AF
No photo found (searched own website, image search on Oct 24, 2026)
Person

Andrea Frazzini

Executive Officer · 6 shared filings (5 issuers) · also on 45 other issuers

Andrea Frazzini is on 50 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found (searched own website, image search on Oct 24, 2026)
Person

Michael Katz

Executive Officer · 6 shared filings (5 issuers) · also on 40 other issuers

Michael Katz is on 45 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found (searched own website, image search on Oct 24, 2026)
Person

Steven Mellas

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Herbert Willcox. Their page shows their other deals.

AB
No photo found (searched own website, image search on Oct 24, 2026)
Person

Abdon Bolivar

Executive Officer · 3 shared filings (3 issuers) · also on 117 other issuers

Abdon Bolivar is on 120 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Colin MacKay

Director · 2 shared filings (1 issuer) · also on 92 other issuers

Colin MacKay is on 93 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found (searched own website, image search on Oct 24, 2026)
Person

Jennifer Collins

Director · 1 shared filing (1 issuer) · also on 227 other issuers

Jennifer Collins is on 228 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Roney

Director · 1 shared filing (1 issuer) · also on 103 other issuers

Jonathan Roney is on 104 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

A
Sponsor group

Aqr

305 issuers · 2154 filings · $161.19B reported sold · 2009–2026

One team, 305 deal companies. Herbert Willcox is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Herbert Willcox.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 6 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): AQR TA Global Equity Market Neutral Fund, L.P., AQR Global Risk Premium Fund III, L.P., AQR DELTA Offshore Fund V Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Herbert Willcox by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Herbert Willcox is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Greenwich, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

aqr.com ↗ found on AQR TA Global Equity Market Neutral Fund, L.P. (aqr.com)

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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