Sponsor Check › Aqr Global › Issuer
Corporation · organized in CAYMAN ISLANDS · formed more than five years before filing · GRAND CAYMAN, E9 · SEC CIK 1400277
Part of sponsor group: Aqr Global (272 issuers, 2046 filings) · grouped because: shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) · confidence 78% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Jan 26, 2023 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or its Form ADV) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.
0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jan 26, 2023 D/A File 021-103243 | $0 | $0 | $0 (est.) The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | AQR Investments, LLC BrokerCheck CRD 289244 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
0 recorded documents and 0 ownership records matched to CNH CA II, Ltd in the sources searched.
Not found in sources searched (no on-demand check has run yet): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c); NYC PLUTO ownership via NYC Open Data (64uk-42ks); Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp); Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and ownership, refreshed monthly); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL, Harris County TX, Dallas County TX (assessor ownership and deed/sale records only); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:01 PM ET. Sources searched: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET · Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Counterparties that are not business entities are shown as "an individual (name withheld)"; residential addresses are never shown. Items still in human review are not shown.
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
|---|---|---|---|---|---|---|
| 021-103243 | not in our index | Jan 26, 2023 D/A EDGAR ↗ | 16 latest Jan 26, 2023 | Indefinite | $239,553,558 | Pooled Investment Fund |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
| Filing | Form D/A (amendment) filed Jan 26, 2023 · amends 0001405086-22-000031 ↗ SEC file no. 021-103243 · accession 0001405086-23-000022 · filing 16 of 16 in this offering |
|---|---|
| Raise progress | $239,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 Issuer's note: Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S. |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Jan 26, 2023 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jan 26, 2023. Most recent amendment for this offering in our index: this filing, Jan 26, 2023. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | AQR Investments, LLC — FINRA BrokerCheck CRD 289244 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: Includes only sales commissions and finders' fees expenses paid by the issuer, if any. · Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Reed W. Balmer, Attorney-In-Fact for the Issuer (Jan 26, 2023) |
| Changes vs previous filing | No change in the fields compared. Compared with the D/A filed Jan 27, 2022 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 6. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Jan 27, 2022 · amends 0001405086-21-000089 ↗ SEC file no. 021-103243 · accession 0001405086-22-000031 · filing 15 of 16 in this offering |
|---|---|
| Raise progress | $239,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 Issuer's note: Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S. |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Jan 27, 2022 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jan 27, 2022. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | AQR Investments, LLC — FINRA BrokerCheck CRD 289244 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: Includes only sales commissions and finders' fees expenses paid by the issuer, if any. · Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Matthew S. Eisenberg, Attorney-In-Fact for the Issuer (Jan 27, 2022) |
| Changes vs previous filing |
Compared with the D/A filed Apr 8, 2021 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 6. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Apr 8, 2021 · amends 0001405086-20-000098 ↗ SEC file no. 021-103243 · accession 0001405086-21-000089 · filing 14 of 16 in this offering |
|---|---|
| Raise progress | $234,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 Issuer's note: Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S. |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Apr 8, 2021 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Apr 8, 2021. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | AQR Investments, LLC — FINRA BrokerCheck CRD 289244 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: Includes only sales commissions and finders' fees expenses paid by the issuer, if any. · Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Matthew S. Eisenberg, Attorney-In-Fact for the Issuer (Apr 8, 2021) |
| Changes vs previous filing |
Compared with the D/A filed Apr 9, 2020 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 6. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Apr 9, 2020 · amends 0001405086-19-000111 ↗ SEC file no. 021-103243 · accession 0001405086-20-000098 · filing 13 of 16 in this offering |
|---|---|
| Raise progress | $214,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 Issuer's note: Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S. |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Apr 9, 2020 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Apr 9, 2020. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | AQR Investments, LLC — FINRA BrokerCheck CRD 289244 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: Includes only sales commissions and finders' fees expenses paid by the issuer, if any. · Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Matthew S. Eisenberg, Attorney-In-Fact for the Issuer (Apr 9, 2020) |
| Changes vs previous filing | No change in the fields compared. Compared with the D/A filed Apr 11, 2019 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Apr 11, 2019 · amends 0001400277-18-000002 ↗ SEC file no. 021-103243 · accession 0001405086-19-000111 · filing 12 of 16 in this offering |
|---|---|
| Raise progress | $214,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 Issuer's note: Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S. |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Apr 11, 2019 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Apr 11, 2019. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | AQR Investments, LLC — FINRA BrokerCheck CRD 28944 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: Includes only sales commissions and finders' fees expenses paid by the issuer, if any. · Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Matthew S. Eisenberg, Attorney-In-Fact for the Issuer (Apr 11, 2019) |
| Changes vs previous filing |
Compared with the D/A filed Apr 23, 2018 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Apr 23, 2018 · amends 0001670862-17-000004 ↗ SEC file no. 021-103243 · accession 0001400277-18-000002 · filing 11 of 16 in this offering |
|---|---|
| Raise progress | $214,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Apr 23, 2018 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Apr 23, 2018. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Boris Liberman, Authorized Signatory (Apr 23, 2018) |
| Changes vs previous filing | No change in the fields compared. Compared with the D/A filed Apr 24, 2017 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Apr 24, 2017 · amends 0001400277-16-000001 ↗ SEC file no. 021-103243 · accession 0001670862-17-000004 · filing 10 of 16 in this offering |
|---|---|
| Raise progress | $214,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Apr 24, 2017 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Apr 24, 2017. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Bradley D. Asness, Authorized Signatory (Apr 24, 2017) |
| Changes vs previous filing |
Compared with the D/A filed Apr 22, 2016 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Apr 22, 2016 · amends 0001402860-15-000003 ↗ SEC file no. 021-103243 · accession 0001400277-16-000001 · filing 9 of 16 in this offering |
|---|---|
| Raise progress | $214,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Apr 22, 2016 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Apr 22, 2016. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Bradley D. Asness, Authorized Signatory (Apr 22, 2016) |
| Changes vs previous filing |
Compared with the D/A filed Sep 1, 2015 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Sep 1, 2015 · amends 0001454444-14-000002 ↗ SEC file no. 021-103243 · accession 0001402860-15-000003 · filing 8 of 16 in this offering |
|---|---|
| Raise progress | $179,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Sep 1, 2015 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 1, 2015. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Bradley D. Asness, Authorized Signatory (Sep 1, 2015) |
| Changes vs previous filing |
Compared with the D/A filed Nov 10, 2014 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 10, 2014 · amends 0001400277-13-000001 ↗ SEC file no. 021-103243 · accession 0001454444-14-000002 · filing 7 of 16 in this offering |
|---|---|
| Raise progress | $158,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Nov 10, 2014 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 10, 2014. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Bradley D. Asness, Authorized Signatory (Nov 10, 2014) |
| Changes vs previous filing |
Compared with the D/A filed Mar 14, 2014 (EDGAR ↗). The issuer's form cites 0001400277-13-000001 as the filing it amends; the comparison here is with the filing immediately before this one in the same offering. Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Mar 14, 2014 · amends 0001400277-13-000001 ↗ SEC file no. 021-103243 · accession 0001400277-14-000001 · filing 6 of 16 in this offering |
|---|---|
| Raise progress | $137,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Mar 14, 2014 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 14, 2014. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 5 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Bradley D. Asness, Authorized Signatory (Mar 14, 2014) |
| Changes vs previous filing |
Compared with the D/A filed Mar 12, 2013 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 5. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Mar 12, 2013 · amends 0001400277-12-000001 ↗ SEC file no. 021-103243 · accession 0001400277-13-000001 · filing 5 of 16 in this offering |
|---|---|
| Raise progress | $85,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Mar 12, 2013 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 12, 2013. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Bradley D. Asness, Authorized Signatory (Mar 12, 2013) |
| Changes vs previous filing | No change in the fields compared. Compared with the D/A filed Mar 8, 2012 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Mar 8, 2012 · amends 0001400277-11-000003 ↗ SEC file no. 021-103243 · accession 0001400277-12-000001 · filing 4 of 16 in this offering |
|---|---|
| Raise progress | $85,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Mar 8, 2012 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 8, 2012. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Bradley D. Asness, Authorized Signatory (Mar 8, 2012) |
| Changes vs previous filing |
Compared with the D/A filed Mar 10, 2011 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Mar 10, 2011 · amends 0001400277-10-000001 ↗ SEC file no. 021-103243 · accession 0001400277-11-000003 · filing 3 of 16 in this offering |
|---|---|
| Raise progress | $85,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Mar 10, 2011 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 10, 2011. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Bradley D. Asness, Authorized Signatory (Mar 10, 2011) |
| Changes vs previous filing | No change in the fields compared. Compared with the D/A filed Mar 10, 2010 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Mar 10, 2010 · amends 0001400277-09-000002 ↗ SEC file no. 021-103243 · accession 0001400277-10-000001 · filing 2 of 16 in this offering |
|---|---|
| Raise progress | $85,553,558 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Mar 10, 2010 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 10, 2010. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Bradley D. Asness, Authorized Signatory (Mar 10, 2010) |
| Changes vs previous filing |
Compared with the D/A filed Mar 10, 2009 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Mar 10, 2009 · amends a pre-2008 paper filing (EDGAR accession 9999999997-07-024911, no electronic copy) SEC file no. 021-103243 · accession 0001400277-09-000002 · filing 1 of 16 in this offering |
|---|---|
| Raise progress | $152,069,204 sold of Indefinite offered · Indefinite remaining · first sale Oct 1, 2003 |
| Filing timing | Date of first sale: Oct 1, 2003 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Mar 10, 2009 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,424 days (23.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 10, 2009. Most recent amendment for this offering in our index: Jan 26, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 12 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Bradley D. Asness, Authorized Signatory (Mar 10, 2009) Signed by an authorized representative. |
| Changes vs previous filing | Previous filing in this offering: a pre-2008 paper filing that is not on EDGAR in electronic form. No comparison is shown. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 12. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
|---|---|---|---|
| Jan 26, 2023 EDGAR ↗ | 021-103243 | Jan 27, 2022 D/A | No change in the fields compared |
| Jan 27, 2022 EDGAR ↗ | 021-103243 | Apr 8, 2021 D/A | total sold: $234,553,558 (Apr 8, 2021) → $239,553,558 (Jan 27, 2022) · related persons added (Jan 27, 2022): AQR Arbitrage, LLC · related persons no longer listed (Jan 27, 2022): CNH Partners, LLC |
| Apr 8, 2021 EDGAR ↗ | 021-103243 | Apr 9, 2020 D/A | total sold: $214,553,558 (Apr 9, 2020) → $234,553,558 (Apr 8, 2021) · investors: 4 (Apr 9, 2020) → 6 (Apr 8, 2021) |
| Apr 9, 2020 EDGAR ↗ | 021-103243 | Apr 11, 2019 D/A | No change in the fields compared |
| Apr 11, 2019 EDGAR ↗ | 021-103243 | Apr 23, 2018 D/A | related persons added (Apr 11, 2019): Colin MacKay · related persons no longer listed (Apr 11, 2019): Collin MacKay · sales-compensation recipients added (Apr 11, 2019): AQR Investments, LLC |
| Apr 23, 2018 EDGAR ↗ | 021-103243 | Apr 24, 2017 D/A | No change in the fields compared |
| Apr 24, 2017 EDGAR ↗ | 021-103243 | Apr 22, 2016 D/A | related persons added (Apr 24, 2017): CNH Partners · related persons no longer listed (Apr 24, 2017): Michael M. Mendelson, Ronen M. Israel, Mark M. Mitchell, David G. Kabiller, Clifford S. Asness, Bradley M. Asness, Jacques M. Friedman, Brian M. Hurst, M. CNH Partners, John M. Liew, Todd M. Pulvino, Lars M. Nielsen |
| Apr 22, 2016 EDGAR ↗ | 021-103243 | Sep 1, 2015 D/A | total sold: $179,553,558 (Sep 1, 2015) → $214,553,558 (Apr 22, 2016) |
| Sep 1, 2015 EDGAR ↗ | 021-103243 | Nov 10, 2014 D/A | total sold: $158,553,558 (Nov 10, 2014) → $179,553,558 (Sep 1, 2015) · related persons added (Sep 1, 2015): M. CNH Partners |
| Nov 10, 2014 EDGAR ↗ | 021-103243 | Mar 14, 2014 D/A | total sold: $137,553,558 (Mar 14, 2014) → $158,553,558 (Nov 10, 2014) · investors: 5 (Mar 14, 2014) → 4 (Nov 10, 2014) · related persons added (Nov 10, 2014): Ronen M. Israel, Lars M. Nielsen, Jacques M. Friedman, Michael M. Mendelson, Brian M. Hurst, Jonathan M. Roney · and 1 more (open the filing above) |
| Mar 14, 2014 EDGAR ↗ | 021-103243 | Mar 12, 2013 D/A | total sold: $85,553,558 (Mar 12, 2013) → $137,553,558 (Mar 14, 2014) · investors: 4 (Mar 12, 2013) → 5 (Mar 14, 2014) · exemption: Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Mar 12, 2013) → Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Mar 14, 2014) · and 2 more (open the filing above) |
| Mar 12, 2013 EDGAR ↗ | 021-103243 | Mar 8, 2012 D/A | No change in the fields compared |
| Mar 8, 2012 EDGAR ↗ | 021-103243 | Mar 10, 2011 D/A | related persons added (Mar 8, 2012): Jennifer M. Collins, Collin M. MacKay · related persons no longer listed (Mar 8, 2012): Philip Hughes, Vijayabalan Murugesu, Robert J. Krail |
| Mar 10, 2011 EDGAR ↗ | 021-103243 | Mar 10, 2010 D/A | No change in the fields compared |
| Mar 10, 2010 EDGAR ↗ | 021-103243 | Mar 10, 2009 D/A | total sold: $152,069,204 (Mar 10, 2009) → $85,553,558 (Mar 10, 2010) · investors: 12 (Mar 10, 2009) → 4 (Mar 10, 2010) · related persons added (Mar 10, 2010): Bradley J. Asness |
| Mar 10, 2009 EDGAR ↗ | 021-103243 | not in our index | No comparison (previous filing not in our index) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Jan 26, 2023. Industry as reported, by offering: One offering, reported as Pooled Investment Fund (Mar 10, 2009).
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|---|---|---|---|
| AQR Arbitrage, LLC entity also filed as AQR Arbitrage; LLC | Executive Officer Issuer's note: AQR Arbitrage, LLC is the Investment Manager of the Issuer. | CT | Jan 27, 2022 → Jan 26, 2023 on 2 of 16 filings listed on the latest filing | 43 other issuers |
| Colin MacKay | Director | E9 | Apr 11, 2019 → Jan 26, 2023 on 5 of 16 filings listed on the latest filing | 71 other issuers |
| Jonathan Roney | Director | E9 | Apr 24, 2017 → Jan 26, 2023 on 7 of 16 filings listed on the latest filing | 90 other issuers |
| CNH Partners, LLC entity also filed as CNH Partners; CNH Partners; LLC | Executive Officer Issuer's note: CNH Partners, LLC is the Investment Manager of the Issuer. | CT | Apr 24, 2017 → Apr 8, 2021 on 5 of 16 filings not listed on the latest filing (Jan 26, 2023) | 19 other issuers |
| Collin MacKay | Director | E9 | Apr 24, 2017 → Apr 23, 2018 on 2 of 16 filings not listed on the latest filing (Jan 26, 2023) | 4 other issuers |
| Bradley M. Asness | Executive Officer Issuer's note: Bradley Asness is an executive officer of the investment manager of the issuer. | CT | Mar 8, 2012 → Apr 22, 2016 on 6 of 16 filings not listed on the latest filing (Jan 26, 2023) | 1 other issuer |
| Brian M Hurst also filed as Brian M. Hurst | Executive Officer Issuer's note: Brian Hurst is an executive officer of the investment manager of the issuer. | CT | Nov 10, 2014 → Apr 22, 2016 on 3 of 16 filings not listed on the latest filing (Jan 26, 2023) | 3 other issuers |
| Clifford S Asness also filed as Clifford S. Asness | Executive Officer Issuer's note: Clifford Asness is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2009 → Apr 22, 2016 on 9 of 16 filings not listed on the latest filing (Jan 26, 2023) | 61 other issuers |
| Collin M. MacKay | Director | E9 | Mar 8, 2012 → Apr 22, 2016 on 6 of 16 filings not listed on the latest filing (Jan 26, 2023) | — |
| David G Kabiller also filed as David G. Kabiller | Executive Officer Issuer's note: David Kabiller is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2009 → Apr 22, 2016 on 9 of 16 filings not listed on the latest filing (Jan 26, 2023) | 59 other issuers |
| Jacques M Friedman also filed as Jacques M. Friedman | Executive Officer Issuer's note: Jacques Friedman is an executive officer of the investment manager of the issuer. | CT | Nov 10, 2014 → Apr 22, 2016 on 3 of 16 filings not listed on the latest filing (Jan 26, 2023) | 1 other issuer |
| John M Liew also filed as John M. Liew | Executive Officer Issuer's note: John Liew is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2009 → Apr 22, 2016 on 9 of 16 filings not listed on the latest filing (Jan 26, 2023) | 49 other issuers |
| Jonathan M. Roney | Director | E9 | Nov 10, 2014 → Apr 22, 2016 on 3 of 16 filings not listed on the latest filing (Jan 26, 2023) | 6 other issuers |
| Lars M Nielsen also filed as Lars M. Nielsen | Executive Officer Issuer's note: Lars Nielsen is an executive officer of the investment manager of the issuer. | CT | Nov 10, 2014 → Apr 22, 2016 on 3 of 16 filings not listed on the latest filing (Jan 26, 2023) | 5 other issuers |
| M. CNH Partners entity | Executive Officer Issuer's note: CNH Partners, LLC is the Investment Manager of the Issuer. | CT | Sep 1, 2015 → Apr 22, 2016 on 2 of 16 filings not listed on the latest filing (Jan 26, 2023) | — |
| Mark M. Mitchell | Executive Officer Issuer's note: Mark Mitchell is an executive officer of the investment manager of the issuer. | CT | Mar 8, 2012 → Apr 22, 2016 on 6 of 16 filings not listed on the latest filing (Jan 26, 2023) | — |
| Michael M Mendelson also filed as Michael M. Mendelson | Executive Officer Issuer's note: Michael Mendelson is an executive officer of the investment manager of the issuer. | CT | Nov 10, 2014 → Apr 22, 2016 on 3 of 16 filings not listed on the latest filing (Jan 26, 2023) | 3 other issuers |
| Ronen M Israel also filed as Ronen M. Israel | Executive Officer Issuer's note: Ronen Israel is an executive officer of the investment manager of the issuer. | CT | Nov 10, 2014 → Apr 22, 2016 on 3 of 16 filings not listed on the latest filing (Jan 26, 2023) | 3 other issuers |
| Todd M. Pulvino | Executive Officer Issuer's note: Todd Pulvino is an executive officer of the investment manager of the issuer. | CT | Mar 8, 2012 → Apr 22, 2016 on 6 of 16 filings not listed on the latest filing (Jan 26, 2023) | — |
| H.J. Willcox also filed as H.J. M. Willcox | Executive Officer Issuer's note: H.J. Willcox is an executive officer of CNH Partners, LLC, the investment manager of the issuer. | CT | Mar 14, 2014 on 1 of 16 filings not listed on the latest filing (Jan 26, 2023) | 38 other issuers |
| Jennifer M Collins also filed as Jennifer M. Collins | Director | E9 | Mar 8, 2012 → Mar 14, 2014 on 3 of 16 filings not listed on the latest filing (Jan 26, 2023) | 16 other issuers |
| Kevin M. Wood | Executive Officer Issuer's note: Kevin Wood is an executive officer of CNH Partners, LLC, the investment manager of the issuer. | CT | Mar 14, 2014 on 1 of 16 filings not listed on the latest filing (Jan 26, 2023) | — |
| Abdon M Bolivar also filed as Abdon M. Bolivar | Executive Officer Issuer's note: Abdon Bolivar is an executive officer of the investment manager of the issuer. | CT | Mar 8, 2012 → Mar 12, 2013 on 2 of 16 filings not listed on the latest filing (Jan 26, 2023) | 1 other issuer |
| Abdon J. Bolivar | Executive Officer Issuer's note: Abdon Bolivar is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2010 → Mar 10, 2011 on 2 of 16 filings not listed on the latest filing (Jan 26, 2023) | — |
| Bradley J. Asness | Executive Officer Issuer's note: Bradley Asness is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2010 → Mar 10, 2011 on 2 of 16 filings not listed on the latest filing (Jan 26, 2023) | — |
| Mark J. Mitchell | Executive Officer Issuer's note: Mark Mitchell is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2010 → Mar 10, 2011 on 2 of 16 filings not listed on the latest filing (Jan 26, 2023) | — |
| Philip Hughes | Director | E9 | Mar 10, 2009 → Mar 10, 2011 on 3 of 16 filings not listed on the latest filing (Jan 26, 2023) | 50 other issuers |
| Robert J. Krail | Executive Officer Issuer's note: Robert Krail is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2009 → Mar 10, 2011 on 3 of 16 filings not listed on the latest filing (Jan 26, 2023) | 45 other issuers |
| Todd J. Pulvino | Executive Officer Issuer's note: Todd Pulvino is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2010 → Mar 10, 2011 on 2 of 16 filings not listed on the latest filing (Jan 26, 2023) | — |
| Vijayabalan Murugesu | Director | E9 | Mar 10, 2009 → Mar 10, 2011 on 3 of 16 filings not listed on the latest filing (Jan 26, 2023) | 92 other issuers |
| Abdon Bolivar | Executive Officer Issuer's note: Abdon Bolivar is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2009 on 1 of 16 filings not listed on the latest filing (Jan 26, 2023) | 86 other issuers |
| Mark Mitchell | Executive Officer Issuer's note: Mark Mitchell is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2009 on 1 of 16 filings not listed on the latest filing (Jan 26, 2023) | 27 other issuers |
| Todd Pulvino | Executive Officer Issuer's note: Todd Pulvino is an executive officer of the investment manager of the issuer. | CT | Mar 10, 2009 on 1 of 16 filings not listed on the latest filing (Jan 26, 2023) | 25 other issuers |
Executive officers, directors and promoters as self-reported by the issuer; spelling variants of one person are merged. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
Other issuers listing the same people (showing 40 of 398):
Shared address: this business address appears on filings for 18 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.
Address of record is shared by 298 issuers in SEC Form D filings (registered agent / corporate-services firm, PartnerFacts count as of Oct 23, 2026, 5:45 PM ET) — not used to group this issuer.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
AQR ARBITRAGE, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Nov 5, 2001 · SEC file 801-60678 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $4,384,055,877 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 15 accounts (Item 5.F(2)(f))
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D, state · match confidence 100% · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:27 PM ET
AQR CAPITAL MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since May 13, 1998 · SEC file 801-55543 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $311,703,264,770 as reported on Form ADV filed Aug 27, 2026 (Item 5.F(2)(c)) · 723 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.AQR.COM ↗
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D, state · match confidence 100% · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:59 PM ET
Not yet collected.
Sources to be searched: sponsor website, Internet Archive, press index (GDELT), Form ADV. A sponsor's website is known only from an approved profile claim or the issuer's own Form ADV; we never look it up elsewhere and never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for E9 yet).
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