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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:33 AM ET

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Mark Mitchell

Named as an officer, director or promoter on SEC Form D filings · CT · Mar 10, 2009 → Sep 10, 2021

31deals (issuers)
$19.62Breported sold
1,331investors
83Form D filings
2009–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Mitchell is listed as an executive officer and director on 83 SEC Form D filings by 31 issuers between Mar 2009 and Sep 2021. Largest by amount reported sold: AQR DELTA Offshore Fund, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2016; $3.59B reported sold to 69 investors), AQR DELTA XN Offshore Fund, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2016; $2.72B reported sold to 101 investors), AQR DELTA Fund II, L.P. (Greenwich, CT — pooled investment fund — 2014–2016; $2.3B reported sold to 35 investors), AQR Multi-Strategy Fund VI, L.P. (Greenwich, CT — pooled investment fund — 2014–2016; $2.04B reported sold to 5 investors), AQR DELTA XN Fund, L.P. (Greenwich, CT — pooled investment fund — 2015–2016; $1.94B reported sold to 66 investors) and 26 more (all listed below).

What this means That is a lot of deals — 31 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $19.62B sold in total.

Listed alongside Todd Pulvino (78 shared filings), Clifford Asness (69 shared filings), John Liew (69 shared filings), David Kabiller (68 shared filings), Bradley Asness (62 shared filings) and 50 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

The issuers belong to 3 sponsor groups: Aqr (305 issuers, $161.19B reported sold, 2009–2026), Cnh Finance (2 issuers, $131M reported sold, 2011–2021) and Alphablend (2 issuers, $84M reported sold, 2009–2012).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 11 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 83 public filings for Mark Mitchell and found 11 differences, 1 worth asking the sponsor about: 24 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Mitchell has not run yet — it is #13,384 of 56,396 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Mitchell..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

Mark H. Mitchell and Melanie J. Mitchell closed
United States Bankruptcy Court, D. Massachusetts · No. 17-31083 · Filed Dec 31, 2017 · Closed May 13, 2019
Role of Mark H. Mitchell and Melanie J. Mitchell: Debtor · Outcome: Case closed 2019-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (MA)
Mark F. Mitchell and Linda C. Mitchell closed
United States Bankruptcy Court, D. Massachusetts · No. 15-30099 · Filed Feb 6, 2015 · Closed Jul 15, 2015
Role of Mark F. Mitchell and Linda C. Mitchell: Debtor · Outcome: Case closed 2015-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (MA)
Mark A. Mitchell closed
United States Bankruptcy Court, D. Massachusetts · No. 05-23374 · Filed Oct 15, 2005 · Closed Feb 16, 2006
Role of Mark A. Mitchell: Debtor · Outcome: Case closed 2006-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (MA)
Mark J. Mitchell closed
United States Bankruptcy Court, D. Massachusetts · No. 05-14369 · Filed May 12, 2005 · Closed Sep 1, 2005
Role of Mark J. Mitchell: Debtor · Outcome: Case closed 2005-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (MA)
Mark H. Mitchell and Melanie J. Mitchell closed
United States Bankruptcy Court, D. Massachusetts · No. 03-42545 · Filed May 1, 2003 · Closed Nov 7, 2003
Role of Mark H. Mitchell and Melanie J. Mitchell: Debtor · Outcome: Case closed 2003-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (MA)
Mark P. Mitchell and Barbara K. Mitchell closed
United States Bankruptcy Court, D. Connecticut · No. 96-21132 · Filed Apr 9, 1996 · Closed Aug 7, 1996
Role of Mark P. Mitchell and Barbara K. Mitchell: Debtor · Outcome: Case closed 1996-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CT)
Mark A. Mitchell and Colleen J. Mitchell closed
United States Bankruptcy Court, D. Massachusetts · No. 92-22347 · Filed Dec 7, 1992 · Closed Jun 10, 1997
Role of Mark A. Mitchell and Colleen J. Mitchell: Debtor · Outcome: Case closed 1997-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (MA)
Mark D. Mitchell and Carolyn L. Mitchell closed
United States Bankruptcy Court, D. Connecticut · No. 91-50933 · Filed Apr 15, 1991 · Closed Jun 12, 1992
Role of Mark D. Mitchell and Carolyn L. Mitchell: Debtor · Outcome: Case closed 1992-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CT)
Mark D. Mitchell and Janet M. Mitchell closed
United States Bankruptcy Court, D. Connecticut · No. 90-51852 · Filed Sep 26, 1990 · Closed Apr 11, 1991
Role of Mark D. Mitchell and Janet M. Mitchell: Debtor · Outcome: Case closed 1991-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CT)
Mark D. Mitchell and Carolyn L. Mitchell closed
United States Bankruptcy Court, D. Connecticut · No. 90-01025 · Filed Jun 4, 1990 · Closed Jun 28, 1991
Role of Mark D. Mitchell and Carolyn L. Mitchell: Debtor · Outcome: Case closed 1991-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CT)
Mark D. Mitchell and Carolyn Mitchell closed
United States Bankruptcy Court, D. Connecticut · No. 83-01083 · Filed Dec 27, 1983 · Closed Jan 22, 1986
Role of Mark D. Mitchell and Carolyn Mitchell: Debtor · Outcome: Case closed 1986-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 360 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Mark Mitchell — 1 worth asking about (compared the newest 50 of 83 filings on Oct 24, 2026; older filings not covered)

Note · Jan 10, 2019 – Sep 3, 2021

No amendment in the last 12 months on an offering that may still be open — CNH Finance, L.P. (latest filing Sep 3, 2021)

The latest filing for this offering is dated Sep 3, 2021 (first sale Jan 10, 2019). It reports $79,200,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 3, 2021 ↗CNH Finance, L.P. — PartnerFacts page ↗
Sources
Note · Jan 2, 2012 – Nov 27, 2019

No amendment in the last 12 months on an offering that may still be open — AQR DELTA Offshore Fund (GBP) Ltd. (latest filing Nov 27, 2019)

The latest filing for this offering is dated Nov 27, 2019 (first sale Jan 2, 2012). It reports $500,862,475 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 27, 2019 ↗AQR DELTA Offshore Fund (GBP) Ltd. — PartnerFacts page ↗
Sources
Note · Jun 22, 2012 – Jan 31, 2019

No amendment in the last 12 months on an offering that may still be open — CNH Finance Fund I, L.P. (latest filing Jan 31, 2019)

The latest filing for this offering is dated Jan 31, 2019 (first sale Jun 22, 2012). It reports $51,800,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 31, 2019 ↗CNH Finance Fund I, L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 12, 2016 – Dec 12, 2019

24 people are no longer listed on a later amendment

Mark Mitchell is no longer listed on the Dec 12, 2019 amendment — AQR DELTA XN Offshore Fund II Ltd. · Mark Mitchell is no longer listed on the Oct 10, 2019 amendment — AQR Apex Total Return Fund, L.P. · Mark Mitchell is no longer listed on the Feb 2, 2018 amendment — CNH Diversified Opportunities Master Account, L.P. · Mark Mitchell is no longer listed on the Nov 29, 2017 amendment — AQR Multi-Strategy Fund XII, L.P. · Mark Mitchell is no longer listed on the Nov 27, 2017 amendment — AQR DELTA AlphaPort 500 Fund, L.P. · and 19 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Dec 19, 2018 ↗Form D/A · Dec 12, 2019 ↗Mark Mitchell — PartnerFacts page ↗AQR DELTA XN Offshore Fund II Ltd. — PartnerFacts page ↗
Sources
Note · Mar 10, 2011 – Nov 17, 2015

Mark Mitchell is written 2 different ways on the filings

listed as "Mark Mitchell" on 73 filings (from Mar 10, 2011), and "Mark L Mitchell" on 3 filings (from Nov 17, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 10, 2011 ↗Form D/A · Nov 17, 2015 ↗Mark Mitchell — PartnerFacts page ↗
Sources
Note · Aug 31, 2009 – Oct 24, 2023

Same name, different state: "Mark Mitchell" (CA or PA or DE) is a separate record

This page covers filings where the address state is CT. A separate record, "Mark Mitchell" with address state CA or PA or DE, is listed on 15 filings — most recently by Equitable Agents Reinsurance Co (Oct 24, 2023). Both records have filings in the same period (Aug 31, 2009 to Sep 10, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Mitchell (CA,PA,DE) — PartnerFacts page ↗Form D · Oct 24, 2023 ↗Equitable Agents Reinsurance Co — PartnerFacts page ↗Mark Mitchell (CT) — this page ↗
Sources
Note · May 15, 2018 – Apr 18, 2019

Same name, different state: "Mark W. Mitchell" (FL) is a separate record

This page covers filings where the address state is CT. A separate record, "Mark W. Mitchell" with address state FL, is listed on 2 filings — most recently by Tommy's Express Holdings, Inc. (Apr 18, 2019). Both records have filings in the same period (May 15, 2018 to Apr 18, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark W. Mitchell (FL) — PartnerFacts page ↗Form D/A · Apr 18, 2019 ↗Tommy's Express Holdings, Inc. — PartnerFacts page ↗Mark Mitchell (CT) — this page ↗
Sources
Note · Jun 15, 2018 – Apr 5, 2019

Same name, different state: "Mark Mitchell" (MI) is a separate record

This page covers filings where the address state is CT. A separate record, "Mark Mitchell" with address state MI, is listed on 4 filings — most recently by Lorient Healthcare Fund, LP (Apr 5, 2019). Both records have filings in the same period (Jun 15, 2018 to Apr 5, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Mitchell (MI) — PartnerFacts page ↗Form D/A · Apr 5, 2019 ↗Lorient Healthcare Fund, LP — PartnerFacts page ↗Mark Mitchell (CT) — this page ↗
Sources
Note · Mar 7, 2012 – Jan 15, 2019

Same name, different state: "Mark Mitchell" (E9 or NY) is a separate record

This page covers filings where the address state is CT. A separate record, "Mark Mitchell" with address state E9 or NY, is listed on 43 filings — most recently by Starboard Value & Opportunity Fund L LP (Jan 15, 2019). Both records have filings in the same period (Mar 7, 2012 to Jan 15, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Mitchell (E9,NY) — PartnerFacts page ↗Form D · Jan 15, 2019 ↗Starboard Value & Opportunity Fund L LP — PartnerFacts page ↗Mark Mitchell (CT) — this page ↗
Sources
Note · May 25, 2010 – Jul 29, 2013

Same name, different state: "MARK MITCHELL" (WA) is a separate record

This page covers filings where the address state is CT. A separate record, "MARK MITCHELL" with address state WA, is listed on 3 filings — most recently by Scayl, Inc. (Jul 29, 2013). Both records have filings in the same period (May 25, 2010 to Jul 29, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

MARK MITCHELL (WA) — PartnerFacts page ↗Form D/A · Jul 29, 2013 ↗Scayl, Inc. — PartnerFacts page ↗Mark Mitchell (CT) — this page ↗
Sources
Note · Apr 22, 2016 – Sep 3, 2021

9 address changes between filings

Address moved from Greenwich, CT to Edgartown, MA — CNH Finance, L.P. · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — AQR Offshore Multi-Strategy Fund VIII Ltd. · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Greenwich, CT — AQR DELTA Offshore Fund II Ltd. · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — CNH CA II, Ltd · Address moved from Greenwich, CT to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — AQR DELTA Offshore Fund II Ltd. · and 4 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Sep 8, 2020 ↗Form D/A · Sep 3, 2021 ↗CNH Finance, L.P. — PartnerFacts page ↗Form D/A · Aug 9, 2018 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 83 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 31 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 10, 2021 D
AVITUS ORTHOPAEDICS, INC.
File 021-412873
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2021 D/A
CNH Finance, L.P.
File 021-331279
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Nov 27, 2019 D/A
AQR DELTA Offshore Fund (GBP) Ltd.
File 021-170967
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
AQR Investments, LLC BrokerCheck CRD 289244 ↗EDGAR ↗
Jan 31, 2019 D/A
CNH Finance Fund I, L.P.
File 021-162254
$0$0$0
The investment manager (or its) affiliate is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Dec 19, 2018 D/A
AQR DELTA XN Offshore Fund II Ltd.
File 021-276620
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Oct 16, 2018 D/A
AQR Apex Total Return Fund, L.P.
File 021-128674
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Merrill, Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Feb 9, 2017 D/A
CNH Diversified Opportunities Master Account, L.P.
File 021-173175
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Dec 7, 2016 D/A
AQR Multi-Strategy Fund XII, L.P.
File 021-252789
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Nov 30, 2016 D/A
AQR DELTA AlphaPort 500 Fund, L.P.
File 021-231942
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Nov 18, 2016 D/A
AQR DELTA Fund II, L.P.
File 021-137403
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Oct 28, 2016 D/A
AQR DELTA Offshore Fund II Ltd.
File 021-143642
$0$0$0
The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management.
None listed on this filingEDGAR ↗
Oct 25, 2016 D/A
AQR Multi-Strategy Fund X, L.P.
File 021-250059
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Sep 13, 2016 D
AQR MULTI-STRATEGY FUND XVI, L.P.
File 021-270467
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Sep 12, 2016 D/A
AQR DELTA-Port Fund, L.P.
File 021-197250
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Sep 2, 2016 D/A
AQR DELTA Offshore Fund V Ltd.
File 021-165603
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Aug 31, 2016 D/A
AQR Multi-Strategy Fund VI, L.P.
File 021-200478
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Aug 18, 2016 D/A
AQR Offshore Multi-Strategy Fund VIII Ltd.
File 021-197423
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jul 18, 2016 D/A
AQR DELTA Fund III, L.P.
File 021-157066
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jul 13, 2016 D/A
AQR DELTA XN Fund, L.P.
File 021-196880
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jul 13, 2016 D/A
AQR DELTA XN Offshore Fund, L.P.
File 021-198706
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jul 8, 2016 D/A
AQR Offshore Multi-Strategy Fund VII Ltd.
File 021-177457
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jul 8, 2016 D/A
AQR Multi-Strategy Fund XI, L.P.
File 021-199702
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jun 24, 2016 D
AQR Offshore Multi-Strategy Fund XVIII, L.P.
File 021-265690
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Apr 22, 2016 D/A
CNH CA II, Ltd
File 021-103243
$0$0$0 (est.)
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Apr 21, 2016 D
AQR Apex Total Return Offshore Fund, L.P.
File 021-261769
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 29, 2016 D/A
AQR DELTA Sapphire Fund, L.P.
File 021-127899
$0$0$0 (est.)
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 4, 2016 D/A
AQR DELTA Offshore Fund, L.P.
File 021-128716
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Feb 12, 2016 D
AQR CHURCHILL II OFFSHORE FUND, L.P.
File 021-257449
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Feb 26, 2013 D/A
CNH CA Institutional Fund, L.P.
File 021-128627
$0$0$0
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Sep 23, 2011 D/A
Convertible Opportunities Bond Fund, L.P.
File 021-135642
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jun 26, 2009 D
Oregon Convertible Opportunities Bond Fund, L.P.
File 021-132290
$0$0$0 (est.)
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 31

Every issuer that named Mark Mitchell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AO
Other Health Care

AVITUS ORTHOPAEDICS, INC.

Shelton, CT · Sep 10, 2021
  • Sep 10, 2021 · D · $5,000,000 sold of $5,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 27 investors (100% of the $5M target) as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Cnh Finance

CNH Finance, L.P.

Edgartown, MA · Jan 24, 2019 → Sep 3, 2021 · 3 filings
  • Sep 3, 2021 · D/A · $79,200,000 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer (Manager of General Partner of Issuer) EDGAR ↗
  • Sep 8, 2020 · D/A · $43,000,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Manager of General Partner of Issuer) EDGAR ↗
  • Jan 24, 2019 · D · $29,200,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $79.2M from 22 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

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Pooled Investment Fund · group: Aqr

AQR DELTA Offshore Fund (GBP) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 31, 2014 → Nov 27, 2019 · 6 filings
  • Nov 27, 2019 · D/A · $500,862,475 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 7, 2018 · D/A · $500,862,475 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 7, 2017 · D/A · $496,928,762 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 15, 2016 · D/A · $358,637,429 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 30, 2015 · D/A · $156,550,929 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 31, 2014 · D/A · $149,949,649 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $500.9M from 3 investors as of the latest filing. Mark is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Cnh Finance

CNH Finance Fund I, L.P.

Greenwich, CT · Jul 5, 2011 → Jan 31, 2019 · 8 filings
  • Jan 31, 2019 · D/A · $51,800,000 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Oct 25, 2017 · D/A · $35,993,299 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Oct 24, 2016 · D/A · $35,993,299 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Dec 31, 2015 · D/A · $35,993,299 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Principal Partners II, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Dec 29, 2014 · D/A · $16,745,001 sold of Indefinite · 11 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Principal Partners II, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jun 28, 2013 · D/A · $9,170,001 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Principal Partners II, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jul 2, 2012 · D/A · $3,550,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Principal Partners II, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Jul 5, 2011 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Principal Partners II, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $51.8M from 13 investors as of the latest filing. Mark is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

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Pooled Investment Fund · group: Aqr

AQR DELTA XN Offshore Fund II Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Dec 20, 2016 → Dec 19, 2018 · 3 filings
  • Dec 19, 2018 · D/A · $243,001,022 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 19, 2017 · D/A · $243,001,022 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 20, 2016 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $243M from 13 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

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Pooled Investment Fund · group: Aqr

AQR Apex Total Return Fund, L.P.

Greenwich, CT · Oct 19, 2016 → Oct 16, 2018 · 3 filings
  • Oct 16, 2018 · D/A · $198,573,676 sold of Indefinite · 592 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Oct 13, 2017 · D/A · $123,464,997 sold of Indefinite · 354 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Oct 19, 2016 · D/A · $36,682,773 sold of Indefinite · 95 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $218.5M from 665 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

CNH Diversified Opportunities Master Account, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 9, 2012 → Feb 9, 2017 · 4 filings
  • Feb 9, 2017 · D/A · $6,963,940 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Feb 14, 2014 · D/A · $6,963,940 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Principal Partners I, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Feb 7, 2013 · D/A · $4,963,940 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Principal Partners I, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Feb 9, 2012 · D · $4,963,940 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Principal Partners I, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $6.96M from 7 investors as of the latest filing. Mark is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

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Pooled Investment Fund · group: Aqr

AQR Multi-Strategy Fund XII, L.P.

Greenwich, CT · Dec 10, 2015 → Dec 7, 2016 · 2 filings
  • Dec 7, 2016 · D/A · $750,262,187 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 10, 2015 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $850.3M from 4 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Aqr

AQR DELTA AlphaPort 500 Fund, L.P.

Greenwich, CT · Jan 12, 2015 → Nov 30, 2016 · 2 filings
  • Nov 30, 2016 · D/A · $450,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Jan 12, 2015 · D · $450,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $450K from 1 investor as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR DELTA Fund II, L.P.

Greenwich, CT · Dec 11, 2014 → Nov 18, 2016 · 3 filings
  • Nov 18, 2016 · D/A · $2,222,896,025 sold of Indefinite · 33 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Nov 12, 2015 · D/A · $2,098,152,938 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 11, 2014 · D/A · $2,018,286,582 sold of Indefinite · 24 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $2.3B from 35 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR DELTA Offshore Fund II Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Nov 5, 2015 → Oct 28, 2016 · 2 filings
  • Oct 28, 2016 · D/A · $247,330,011 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Nov 5, 2015 · D/A · $236,880,011 sold of Indefinite · 19 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of CNH Partners, LLC, a sub-advisor to AQR Capital Management, LLC in respect of the Issuer.) EDGAR ↗

Raised $247.3M from 20 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

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Pooled Investment Fund · group: Aqr

AQR Multi-Strategy Fund X, L.P.

Greenwich, CT · Oct 26, 2015 → Oct 25, 2016 · 2 filings
  • Oct 25, 2016 · D/A · $1,118,426,687 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Oct 26, 2015 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $1.62B from 3 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR MULTI-STRATEGY FUND XVI, L.P.

Greenwich, CT · Sep 13, 2016
  • Sep 13, 2016 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell, is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $58M from 3 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR DELTA-Port Fund, L.P.

Greenwich, CT · Dec 23, 2014 → Sep 12, 2016 · 3 filings
  • Sep 12, 2016 · D/A · $300,500,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 21, 2015 · D/A · $300,500,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 23, 2014 · D/A · $300,500,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $350.5M from 3 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

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Pooled Investment Fund · group: Aqr

AQR DELTA Offshore Fund V Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Sep 2, 2016
  • Sep 2, 2016 · D/A · $286,305,208 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell, is an Executive Officer of CNH Partners, LLC, the sub-advisor of the Issuer.) EDGAR ↗

Raised $286.3M from 6 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

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Pooled Investment Fund · group: Aqr

AQR Multi-Strategy Fund VI, L.P.

Greenwich, CT · Dec 23, 2014 → Aug 31, 2016 · 3 filings
  • Aug 31, 2016 · D/A · $2,037,918,378 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 31, 2015 · D/A · $2,037,918,378 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 23, 2014 · D/A · $609,619,710 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $2.04B from 5 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund

AQR Offshore Multi-Strategy Fund VIII Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Dec 23, 2014 → Aug 18, 2016 · 3 filings
  • Aug 18, 2016 · D/A · $206,622,218 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 31, 2015 · D/A · $206,622,218 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 23, 2014 · D/A · $186,622,218 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $250.2M from 1 investor as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR DELTA Fund III, L.P.

Greenwich, CT · Nov 17, 2015 → Jul 18, 2016 · 3 filings
  • Jul 18, 2016 · D/A · $20,895,000 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 15, 2015 · D/A · $19,995,000 sold of Indefinite · 29 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Nov 17, 2015 · D/A · $19,995,000 sold of Indefinite · 29 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC.) EDGAR ↗

Raised $20.9M from 31 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR DELTA XN Offshore Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 15, 2015 → Jul 13, 2016 · 2 filings
  • Jul 13, 2016 · D/A · $1,335,202,091 sold of Indefinite · 60 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Jul 15, 2015 · D/A · $983,758,464 sold of Indefinite · 41 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $2.72B from 101 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR DELTA XN Fund, L.P.

Greenwich, CT · Jul 15, 2015 → Jul 13, 2016 · 2 filings
  • Jul 13, 2016 · D/A · $1,429,483,652 sold of Indefinite · 23 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Jul 15, 2015 · D/A · $961,387,427 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $1.94B from 66 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR Multi-Strategy Fund XI, L.P.

Greenwich, CT · Dec 15, 2015 → Jul 8, 2016 · 2 filings
  • Jul 8, 2016 · D/A · $101,800,997 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • Dec 15, 2015 · D/A · $101,800,997 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $101.9M from 3 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AO
Pooled Investment Fund

AQR Offshore Multi-Strategy Fund VII Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 12, 2014 → Jul 8, 2016 · 3 filings
  • Jul 8, 2016 · D/A · $140,729,057 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the sub-advisor of the Issuer.) EDGAR ↗
  • Dec 30, 2015 · D/A · $140,729,057 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the sub-advisor of the Issuer.) EDGAR ↗
  • Dec 12, 2014 · D/A · $133,083,106 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the sub-advisor of the Issuer.) EDGAR ↗

Raised $140.7M from 1 investor as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

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Pooled Investment Fund · group: Aqr

AQR Offshore Multi-Strategy Fund XVIII, L.P.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jun 24, 2016
  • Jun 24, 2016 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is and Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $979M from 3 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Aqr

CNH CA II, Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 10, 2009 → Apr 22, 2016 · 9 filings
  • Apr 22, 2016 · D/A · $214,553,558 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of CNH Partners, LLC, the investment manager of the issuer.) EDGAR ↗
  • Sep 1, 2015 · D/A · $179,553,558 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of CNH Partners, LLC, the investment manager of the issuer.) EDGAR ↗
  • Nov 10, 2014 · D/A · $158,553,558 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of the investment manager of the issuer.) EDGAR ↗
  • Mar 14, 2014 · D/A · $137,553,558 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of CNH Partners, LLC, the investment manager of the issuer.) EDGAR ↗
  • Mar 12, 2013 · D/A · $85,553,558 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of the investment manager of the issuer.) EDGAR ↗
  • Mar 8, 2012 · D/A · $85,553,558 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of the investment manager of the issuer.) EDGAR ↗
  • Mar 10, 2011 · D/A · $85,553,558 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of the investment manager of the issuer.) EDGAR ↗
  • Mar 10, 2010 · D/A · $85,553,558 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of the investment manager of the issuer.) EDGAR ↗
  • Mar 10, 2009 · D/A · $152,069,204 sold of Indefinite · 12 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of the investment manager of the issuer.) EDGAR ↗

Raised $239.6M from 12 investors as of the latest filing. Mark is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

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Pooled Investment Fund · group: Aqr

AQR Apex Total Return Offshore Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 21, 2016
  • Apr 21, 2016 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell, is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $78.7M from 191 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR DELTA Sapphire Fund, L.P.

Greenwich, CT · Dec 7, 2015 → Mar 29, 2016 · 2 filings
  • Mar 29, 2016 · D/A · $353,183,145 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC.) EDGAR ↗
  • Dec 7, 2015 · D/A · $353,183,145 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC.) EDGAR ↗

Raised $353.2M from 6 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR DELTA Offshore Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · May 12, 2015 → Mar 4, 2016 · 2 filings
  • Mar 4, 2016 · D/A · $2,428,357,997 sold of Indefinite · 67 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗
  • May 12, 2015 · D/A · $2,119,873,608 sold of Indefinite · 64 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $3.59B from 69 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aqr

AQR CHURCHILL II OFFSHORE FUND, L.P.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Feb 12, 2016
  • Feb 12, 2016 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer.) EDGAR ↗

Raised $56.4M from 1 investor as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund

CNH CA Institutional Fund, L.P.

Greenwich, United States (as filed: X1) · Feb 26, 2013
  • Feb 26, 2013 · D/A · $61,395,375 sold of Indefinite · 10 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of the General Partner of the Issuer.) EDGAR ↗

Raised $61.4M from 10 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CO
Pooled Investment Fund · group: Alphablend

Convertible Opportunities Bond Fund, L.P.

Greenwich, CT · Oct 28, 2009 → Sep 23, 2011 · 3 filings
  • Sep 23, 2011 · D/A · $78,954,740 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of CNH Principal Partners II, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Sep 29, 2010 · D/A · $78,954,740 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of CNH Principal Partners II, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Oct 28, 2009 · D · $78,700,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of the General Partner of the Issuer.) EDGAR ↗

Raised $79M from 1 investor as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund

Oregon Convertible Opportunities Bond Fund, L.P.

Greenwich, United States (as filed: X1) · Jun 26, 2009
  • Jun 26, 2009 · D · $150,150,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Mark Mitchell is an executive officer of the General Partner of the Issuer.) EDGAR ↗

Raised $150.2M from 5 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Mitchell — CA, PA, DE, 8 issuers, Aug 31, 2009 → Oct 24, 2023 · no shared issuer
  • Mark Mitchell — Cayman Islands (as filed: E9), NY, 8 issuers, Mar 7, 2012 → Jan 15, 2019 · no shared issuer
  • MARK MITCHELL — WA, 1 issuer, May 25, 2010 → Jul 29, 2013 · no shared issuer
  • Mark Mitchell — MI, 1 issuer, Jun 15, 2018 → Apr 5, 2019 · no shared issuer
  • Mark W. Mitchell — FL, 1 issuer, May 15, 2018 → Apr 18, 2019 · no shared issuer
  • Mark Mitchell — OH, 1 issuer, Mar 24, 2023 → Jan 21, 2026 · no shared issuer
  • Mark Mitchell — TN, 1 issuer, Jul 17, 2023 → Jul 17, 2023 · no shared issuer
  • Mark T. Mitchell — MI, 1 issuer, Jun 11, 2015 → Jan 4, 2016 · no shared issuer

People around Mark 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CP
Management entity

CNH Partners, LLC

Promoter, Executive Officer · 8 shared filings (6 issuers) · also on 14 other issuers

CNH Partners, LLC is on 20 issuers in total — a repeat sponsor. Their page lists every one.

AC
Management entity

AQR Capital Management, LLC

Promoter, Executive Officer · 5 shared filings (4 issuers) · also on 600 other issuers

AQR Capital Management, LLC is on 604 issuers in total — a repeat sponsor. Their page lists every one.

CF
Management entity

CNH Finance GP, LLC

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Mark Mitchell. Their page shows their other deals.

1A
Management entity

18North Advisors LLC

Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Mark Mitchell. Their page shows their other deals.

AC
Management entity

AQR Capital Management II, LLC

Promoter · 2 shared filings (2 issuers) · also on 455 other issuers

AQR Capital Management II, LLC is on 457 issuers in total — a repeat sponsor. Their page lists every one.

MC
Management entity

M. CNH Partners

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Mitchell. Their page shows their other deals.

CF
Management entity

CNH Finance GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Mitchell. Their page shows their other deals.

1A
Management entity

18North Advisors LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark Mitchell. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Pulvino

Executive Officer · 78 shared filings (29 issuers)

Todd Pulvino is on 29 issuers in total — a repeat sponsor. Their page lists every one.

CA
No photo found (searched own website, image search on Oct 24, 2026)
Person

Clifford Asness

Executive Officer · 69 shared filings (29 issuers) · also on 189 other issuers

Clifford Asness is on 218 issuers in total — a repeat sponsor. Their page lists every one.

BA
No photo found (searched own website, image search on Oct 24, 2026)
Person

Bradley Asness

Executive Officer · 62 shared filings (27 issuers) · also on 179 other issuers

Bradley Asness is on 206 issuers in total — a repeat sponsor. Their page lists every one.

RI
No photo found (searched own website, image search on Oct 24, 2026)
Person

Ronen Israel

Executive Officer · 56 shared filings (26 issuers) · also on 148 other issuers

Ronen Israel is on 174 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found (searched own website, image search on Oct 24, 2026)
Person

Jacques Friedman

Executive Officer · 50 shared filings (24 issuers) · also on 132 other issuers

Jacques Friedman is on 156 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found (searched own website, image search on Oct 24, 2026)
Person

Brian Hurst

Executive Officer · 47 shared filings (23 issuers) · also on 133 other issuers

Brian Hurst is on 156 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found (searched own website, image search on Oct 24, 2026)
Person

Management, LLC AQR Capital

Executive Officer, Promoter · 47 shared filings (23 issuers) · also on 182 other issuers

Management, LLC AQR Capital is on 205 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found (searched own website, image search on Oct 24, 2026)
Person

Michael Mendelson

Executive Officer · 45 shared filings (22 issuers) · also on 122 other issuers

Michael Mendelson is on 144 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Bryant

Executive Officer · 35 shared filings (16 issuers)

Robert Bryant is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Roney

Director · 21 shared filings (7 issuers) · also on 97 other issuers

Jonathan Roney is on 104 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Colin MacKay

Director · 18 shared filings (6 issuers) · also on 87 other issuers

Colin MacKay is on 93 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found (searched own website, image search on Oct 24, 2026)
Person

Abdon Bolivar

Executive Officer · 15 shared filings (6 issuers) · also on 114 other issuers

Abdon Bolivar is on 120 issuers in total — a repeat sponsor. Their page lists every one.

YO
No photo found (searched own website, image search on Oct 24, 2026)
Person

Yao Hua Ooi

Executive Officer · 13 shared filings (8 issuers) · also on 134 other issuers

Yao Hua Ooi is on 142 issuers in total — a repeat sponsor. Their page lists every one.

LN
No photo found (searched own website, image search on Oct 24, 2026)
Person

Lars Nielsen

Executive Officer · 11 shared filings (6 issuers) · also on 131 other issuers

Lars Nielsen is on 137 issuers in total — a repeat sponsor. Their page lists every one.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Wood

Executive Officer · 11 shared filings (6 issuers)

Kevin Wood is on 6 issuers in total — a repeat sponsor. Their page lists every one.

OK
No photo found (searched own website, image search on Oct 24, 2026)
Person

Oktay Kurbanov

Executive Officer · 9 shared filings (4 issuers) · also on 126 other issuers

Oktay Kurbanov is on 130 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Collin MacKay

Director · 6 shared filings (1 issuer) · also on 4 other issuers

Collin MacKay is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found (searched own website, image search on Oct 24, 2026)
Person

John Howard

Executive Officer · 4 shared filings (2 issuers) · also on 129 other issuers

John Howard is on 131 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found (searched own website, image search on Oct 24, 2026)
Person

Lasse Pedersen

Executive Officer · 4 shared filings (2 issuers) · also on 122 other issuers

Lasse Pedersen is on 124 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found (searched own website, image search on Oct 24, 2026)
Person

Jeremy M Getson

Executive Officer · 4 shared filings (2 issuers) · also on 121 other issuers

Jeremy M Getson is on 123 issuers in total — a repeat sponsor. Their page lists every one.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Partners II, LLC CNH Principal

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Mark Mitchell. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Peters

Executive Officer, Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Mark Mitchell. Their page shows their other deals.

GA
No photo found (searched own website, image search on Oct 24, 2026)
Person

Gregor Andrade

Executive Officer · 4 shared filings (2 issuers) · also on 68 other issuers

Gregor Andrade is on 70 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found (searched own website, image search on Oct 24, 2026)
Person

Jennifer Collins

Director · 3 shared filings (1 issuer) · also on 227 other issuers

Jennifer Collins is on 228 issuers in total — a repeat sponsor. Their page lists every one.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vijayabalan Murugesu

Director · 3 shared filings (1 issuer) · also on 126 other issuers

Vijayabalan Murugesu is on 127 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Hughes

Director · 3 shared filings (1 issuer) · also on 73 other issuers

Philip Hughes is on 74 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found (searched own website, image search on Oct 24, 2026)
Person

Jeffrey Dunn

Executive Officer · 3 shared filings (2 issuers) · also on 118 other issuers

Jeffrey Dunn is on 120 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Logo
Sponsor group

Aqr

305 issuers · 2154 filings · $161.19B reported sold · 2009–2026

One team, 305 deal companies. Mark Mitchell is listed on 23 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Mitchell.

CF
Sponsor group

Cnh Finance

2 issuers · 11 filings · $131M reported sold · 2011–2021

One team, 2 deal companies. Mark Mitchell is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Mitchell.

A
Sponsor group

Alphablend

2 issuers · 6 filings · $84M reported sold · 2009–2012

One team, 2 deal companies. Mark Mitchell is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Mitchell.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 23 of the 31 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): AQR Apex Total Return Offshore Fund, L.P., AQR Apex Total Return Fund, L.P., AQR DELTA Fund II, L.P., CNH Diversified Opportunities Master Account, L.P., AQR Multi-Strategy Fund X, L.P., AQR DELTA Sapphire Fund, L.P., CNH CA II, Ltd, AQR DELTA Offshore Fund, L.P., AQR DELTA XN Offshore Fund, L.P., AQR DELTA XN Fund, L.P., AQR CHURCHILL II OFFSHORE FUND, L.P., AQR Multi-Strategy Fund VI, L.P., AQR Multi-Strategy Fund XI, L.P., AQR DELTA Fund III, L.P., AQR Offshore Multi-Strategy Fund XVIII, L.P., AQR DELTA XN Offshore Fund II Ltd., AQR DELTA Offshore Fund (GBP) Ltd., AQR Multi-Strategy Fund XII, L.P., AQR DELTA Offshore Fund II Ltd., AQR DELTA-Port Fund, L.P., AQR MULTI-STRATEGY FUND XVI, L.P., AQR DELTA Offshore Fund V Ltd., AQR Offshore Multi-Strategy Fund VIII Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Mitchell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 31 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Mitchell is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

aqr.com ↗ found on AQR DELTA Offshore Fund (GBP) Ltd. (aqr.com — via management entity AQR Capital Management, LLC — Form ADV Item 1.I of AQR CAPITAL MANAGEMENT, LLC (CRD 111883))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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