Sponsor Check › Aqr Global › Issuer
Corporation · organized in CAYMAN ISLANDS · formed more than five years before filing · CAMANA BAY, GRAND CAYMAN, E9 · SEC CIK 1480774
Part of sponsor group: Aqr Global (272 issuers, 2046 filings) · grouped because: shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) · confidence 78% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 10, 2019 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or its Form ADV) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.
0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 10, 2019 D/A File 021-143642 | $0 | $0 | $0 The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. | AQR Investments, LLC BrokerCheck CRD 289244 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
0 recorded documents and 0 ownership records matched to AQR DELTA Offshore Fund II Ltd. in the sources searched.
Not found in sources searched (no on-demand check has run yet): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c); NYC PLUTO ownership via NYC Open Data (64uk-42ks); Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp); Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and ownership, refreshed monthly); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL, Harris County TX, Dallas County TX (assessor ownership and deed/sale records only); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:04 PM ET. Sources searched: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET · Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Counterparties that are not business entities are shown as "an individual (name withheld)"; residential addresses are never shown. Items still in human review are not shown.
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
|---|---|---|---|---|---|---|
| 021-143642 | Jun 17, 2010 EDGAR ↗ | Oct 10, 2019 D/A EDGAR ↗ | 10 latest Oct 10, 2019 | Indefinite | $247,330,011 | Pooled Investment Fund |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
| Filing | Form D/A (amendment) filed Oct 10, 2019 · amends 0001405086-18-000217 ↗ SEC file no. 021-143642 · accession 0001405086-19-000324 · filing 11 of 11 in this offering |
|---|---|
| Raise progress | $247,330,011 sold of Indefinite offered · Indefinite remaining · first sale Sep 1, 2011 Issuer's note: Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S. |
| Filing timing | Date of first sale: Sep 1, 2011 · Original Form D filed: Jun 17, 2010 (441 days before first sale) · This amendment (Form D/A) filed: Oct 10, 2019 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,532 days (15.2 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 10, 2019. Most recent amendment for this offering in our index: this filing, Oct 10, 2019. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 20 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | AQR Investments, LLC — FINRA BrokerCheck CRD 289244 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Includes only sales commissions and finders' fees expenses paid by the issuer, if any. · Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Matthew S. Eisenberg, Attorney-In-Fact for the Issuer (Oct 10, 2019) |
| Changes vs previous filing |
Compared with the D/A filed Oct 22, 2018 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 20. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Oct 22, 2018 · amends 0001480774-17-000002 ↗ SEC file no. 021-143642 · accession 0001405086-18-000217 · filing 10 of 11 in this offering |
|---|---|
| Raise progress | $247,330,011 sold of Indefinite offered · Indefinite remaining · first sale Sep 1, 2011 |
| Filing timing | Date of first sale: Sep 1, 2011 · Original Form D filed: Jun 17, 2010 (441 days before first sale) · This amendment (Form D/A) filed: Oct 22, 2018 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,532 days (15.2 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 22, 2018. Most recent amendment for this offering in our index: Oct 10, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 20 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Boris Liberman, Authorized Signatory (Oct 22, 2018) |
| Changes vs previous filing |
Compared with the D/A filed Oct 25, 2017 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 20. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Oct 25, 2017 · amends 0001480774-16-000004 ↗ SEC file no. 021-143642 · accession 0001480774-17-000002 · filing 9 of 11 in this offering |
|---|---|
| Raise progress | $247,330,011 sold of Indefinite offered · Indefinite remaining · first sale Sep 1, 2011 |
| Filing timing | Date of first sale: Sep 1, 2011 · Original Form D filed: Jun 17, 2010 (441 days before first sale) · This amendment (Form D/A) filed: Oct 25, 2017 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,532 days (15.2 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 25, 2017. Most recent amendment for this offering in our index: Oct 10, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 20 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Bradley D. Asness, Principal (Oct 24, 2017) |
| Changes vs previous filing |
Compared with the D/A filed Oct 28, 2016 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 20. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Oct 28, 2016 · amends 0001480774-15-000002 ↗ SEC file no. 021-143642 · accession 0001480774-16-000004 · filing 8 of 11 in this offering |
|---|---|
| Raise progress | $247,330,011 sold of Indefinite offered · Indefinite remaining · first sale Sep 1, 2011 |
| Filing timing | Date of first sale: Sep 1, 2011 · Original Form D filed: Jun 17, 2010 (441 days before first sale) · This amendment (Form D/A) filed: Oct 28, 2016 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,532 days (15.2 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 28, 2016. Most recent amendment for this offering in our index: Oct 10, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 20 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Bradley D. Asness, Principal & Chief Legal Officer (Oct 28, 2016) |
| Changes vs previous filing |
Compared with the D/A filed Dec 7, 2015 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 20. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Dec 7, 2015 · amends 0001480774-14-000001 ↗ SEC file no. 021-143642 · accession 0001480774-15-000002 · filing 7 of 11 in this offering |
|---|---|
| Raise progress | $238,780,011 sold of Indefinite offered · Indefinite remaining · first sale Sep 1, 2011 |
| Filing timing | Date of first sale: Sep 1, 2011 · Original Form D filed: Jun 17, 2010 (441 days before first sale) · This amendment (Form D/A) filed: Dec 7, 2015 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,532 days (15.2 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 7, 2015. Most recent amendment for this offering in our index: Oct 10, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 19 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Bradley D. Asness, Principal & Chief Legal Officer (Dec 7, 2015) |
| Changes vs previous filing |
Compared with the D/A filed Nov 5, 2015 (EDGAR ↗). The issuer's form cites 0001480774-14-000001 as the filing it amends; the comparison here is with the filing immediately before this one in the same offering. Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 19. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 5, 2015 · amends 0001480774-14-000001 ↗ SEC file no. 021-143642 · accession 0001480774-15-000001 · filing 6 of 11 in this offering |
|---|---|
| Raise progress | $236,880,011 sold of Indefinite offered · Indefinite remaining · first sale Sep 1, 2011 |
| Filing timing | Date of first sale: Sep 1, 2011 · Original Form D filed: Jun 17, 2010 (441 days before first sale) · This amendment (Form D/A) filed: Nov 5, 2015 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,532 days (15.2 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 5, 2015. Most recent amendment for this offering in our index: Oct 10, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 19 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Bradley D. Asness, Principal & Chief Legal Officer (Nov 5, 2015) |
| Changes vs previous filing |
Compared with the D/A filed Dec 30, 2014 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 19. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Dec 30, 2014 · amends 0001480774-13-000001 ↗ SEC file no. 021-143642 · accession 0001480774-14-000001 · filing 5 of 11 in this offering |
|---|---|
| Raise progress | $236,880,011 sold of Indefinite offered · Indefinite remaining · first sale Sep 1, 2011 |
| Filing timing | Date of first sale: Sep 1, 2011 · Original Form D filed: Jun 17, 2010 (441 days before first sale) · This amendment (Form D/A) filed: Dec 30, 2014 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,532 days (15.2 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 30, 2014. Most recent amendment for this offering in our index: Oct 10, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 19 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Bradley D. Asness, Principal & Chief Legal Officer (Dec 30, 2014) |
| Changes vs previous filing |
Compared with the D/A filed Jun 13, 2013 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 19. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Jun 13, 2013 · amends 0001480774-12-000001 ↗ SEC file no. 021-143642 · accession 0001480774-13-000001 · filing 4 of 11 in this offering |
|---|---|
| Raise progress | $232,880,011 sold of Indefinite offered · Indefinite remaining · first sale Sep 1, 2011 |
| Filing timing | Date of first sale: Sep 1, 2011 · Original Form D filed: Jun 17, 2010 (441 days before first sale) · This amendment (Form D/A) filed: Jun 13, 2013 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,532 days (15.2 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jun 13, 2013. Most recent amendment for this offering in our index: Oct 10, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 15 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Bradley D. Asness, Principal & Chief Legal Officer (Jun 13, 2013) |
| Changes vs previous filing |
Compared with the D/A filed Jun 14, 2012 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 15. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Jun 14, 2012 · amends 0001480774-11-000001 ↗ SEC file no. 021-143642 · accession 0001480774-12-000001 · filing 3 of 11 in this offering |
|---|---|
| Raise progress | $41,930,011 sold of Indefinite offered · Indefinite remaining · first sale Sep 1, 2011 |
| Filing timing | Date of first sale: Sep 1, 2011 · Original Form D filed: Jun 17, 2010 (441 days before first sale) · This amendment (Form D/A) filed: Jun 14, 2012 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,532 days (15.2 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jun 14, 2012. Most recent amendment for this offering in our index: Oct 10, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 12 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Bradley D. Asness, Principal & Chief Legal Officer (Jun 14, 2012) |
| Changes vs previous filing |
Compared with the D/A filed Jun 14, 2011 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 12. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Jun 14, 2011 · amends 0001480774-10-000002 ↗ SEC file no. 021-143642 · accession 0001480774-11-000001 · filing 2 of 11 in this offering |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Yet to occur · Original Form D filed: Jun 17, 2010 · This amendment (Form D/A) filed: Jun 14, 2011 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jun 14, 2011. Most recent amendment for this offering in our index: Oct 10, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 0 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Bradley D. Asness, Principal (Jun 14, 2011) |
| Changes vs previous filing |
Compared with the D filed Jun 17, 2010 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 0. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jun 17, 2010 SEC file no. 021-143642 · accession 0001480774-10-000002 · filing 1 of 11 in this offering |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Yet to occur · Form D filed: Jun 17, 2010 Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Annual amendments | Issuer reported the offering may last more than one year. Most recent amendment for this offering in our index: Oct 10, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 0 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
| Minimum investment accepted | $5,000,000 |
| Securities offered | Pooled investment fund interests |
| Entity details | Organized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The Investment Manager (or its affiliate) is entitled to receive an annual managment fee in an amount equal to a specified percentage of assets uner management. |
| Signed by | Bradley D. Asness, Principal & Co-General Counsel (Jun 17, 2010) |
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 0. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
|---|---|---|---|
| Oct 10, 2019 EDGAR ↗ | 021-143642 | Oct 22, 2018 D/A | sales-compensation recipients added (Oct 10, 2019): AQR Investments, LLC |
| Oct 22, 2018 EDGAR ↗ | 021-143642 | Oct 25, 2017 D/A | related persons added (Oct 22, 2018): AQR Capital Management, LLC, CNH Partners, LLC · related persons no longer listed (Oct 22, 2018): Management, LLC AQR Capital, Partners, LLC CNH |
| Oct 25, 2017 EDGAR ↗ | 021-143642 | Oct 28, 2016 D/A | related persons no longer listed (Oct 25, 2017): Todd Pulvino, Michael Mendelson, Clifford Asness, David Kabiller, Bradley Asness, Mark Mitchell, Brian Hurst, Ronen Israel, John Liew, Jacques Friedman, Robert Bryant |
| Oct 28, 2016 EDGAR ↗ | 021-143642 | Dec 7, 2015 D/A | total sold: $238,780,011 (Dec 7, 2015) → $247,330,011 (Oct 28, 2016) · investors: 19 (Dec 7, 2015) → 20 (Oct 28, 2016) · related persons added (Oct 28, 2016): Todd Pulvino, Partners, LLC CNH, Mark Mitchell, Robert Bryant |
| Dec 7, 2015 EDGAR ↗ | 021-143642 | Nov 5, 2015 D/A | total sold: $236,880,011 (Nov 5, 2015) → $238,780,011 (Dec 7, 2015) · related persons added (Dec 7, 2015): David Kabiller · related persons no longer listed (Dec 7, 2015): Todd Pulvino, Mark Mitchell, CNH Partners, LLC |
| Nov 5, 2015 EDGAR ↗ | 021-143642 | Dec 30, 2014 D/A | related persons added (Nov 5, 2015): Todd Pulvino, Mark Mitchell, CNH Partners, LLC · related persons no longer listed (Nov 5, 2015): David Kabiller |
| Dec 30, 2014 EDGAR ↗ | 021-143642 | Jun 13, 2013 D/A | total sold: $232,880,011 (Jun 13, 2013) → $236,880,011 (Dec 30, 2014) · investors: 15 (Jun 13, 2013) → 19 (Dec 30, 2014) · exemption: Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Jun 13, 2013) → Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Dec 30, 2014) · and 2 more (open the filing above) |
| Jun 13, 2013 EDGAR ↗ | 021-143642 | Jun 14, 2012 D/A | total sold: $41,930,011 (Jun 14, 2012) → $232,880,011 (Jun 13, 2013) · investors: 12 (Jun 14, 2012) → 15 (Jun 13, 2013) · related persons added (Jun 13, 2013): Colin MacKay · and 1 more (open the filing above) |
| Jun 14, 2012 EDGAR ↗ | 021-143642 | Jun 14, 2011 D/A | total sold: $0 (Jun 14, 2011) → $41,930,011 (Jun 14, 2012) · investors: 0 (Jun 14, 2011) → 12 (Jun 14, 2012) · date of first sale: Yet to occur (Jun 14, 2011) → Sep 1, 2011 (Jun 14, 2012) · and 2 more (open the filing above) |
| Jun 14, 2011 EDGAR ↗ | 021-143642 | Jun 17, 2010 D | related persons added (Jun 14, 2011): John Howard, Jeremy Getson |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Oct 10, 2019. Industry as reported, by offering: One offering, reported as Pooled Investment Fund (Jun 17, 2010).
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|---|---|---|---|
| AQR Capital Management, LLC entity also filed as AQR Capital Management; LLC | Executive Officer Issuer's note: AQR Capital Management, LLC is the Investment Manager of the Issuer. | CT | Oct 22, 2018 → Oct 10, 2019 on 2 of 11 filings listed on the latest filing | 603 other issuers |
| CNH Partners, LLC entity also filed as CNH Partners; LLC | Executive Officer Issuer's note: CNH Partners, LLC acts as sub-advisor to AQR Capital Management, LLC in respect of the Issuer. | CT | Nov 5, 2015 → Oct 10, 2019 on 3 of 11 filings listed on the latest filing | 19 other issuers |
| Colin MacKay | Director | E9 | Jun 13, 2013 → Oct 10, 2019 on 8 of 11 filings listed on the latest filing | 71 other issuers |
| Jonathan Roney | Director | E9 | Dec 30, 2014 → Oct 10, 2019 on 7 of 11 filings listed on the latest filing | 90 other issuers |
| Management, LLC AQR Capital also filed as Management; LLC AQR Capital | Executive Officer Issuer's note: AQR Capital Management, LLC, is the Investment Manager of the Issuer. | CT | Dec 30, 2014 → Oct 25, 2017 on 5 of 11 filings not listed on the latest filing (Oct 10, 2019) | 204 other issuers |
| Partners, LLC CNH also filed as Partners; LLC CNH | Executive Officer Issuer's note: CNH Partners, LLC, is the Sub-Advisor of the Issuer. | CT | Oct 28, 2016 → Oct 25, 2017 on 2 of 11 filings not listed on the latest filing (Oct 10, 2019) | 15 other issuers |
| Bradley Asness | Executive Officer Issuer's note: Bradley Asness is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Oct 28, 2016 on 8 of 11 filings not listed on the latest filing (Oct 10, 2019) | 147 other issuers |
| Brian Hurst | Executive Officer Issuer's note: Brian Hurst is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Oct 28, 2016 on 8 of 11 filings not listed on the latest filing (Oct 10, 2019) | 97 other issuers |
| Clifford Asness | Executive Officer Issuer's note: Clifford Asness is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Oct 28, 2016 on 8 of 11 filings not listed on the latest filing (Oct 10, 2019) | 157 other issuers |
| David Kabiller | Executive Officer Issuer's note: David Kabiller is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Oct 28, 2016 on 7 of 11 filings not listed on the latest filing (Oct 10, 2019) | 143 other issuers |
| Jacques Friedman | Executive Officer Issuer's note: Jacques Friedman is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Oct 28, 2016 on 8 of 11 filings not listed on the latest filing (Oct 10, 2019) | 98 other issuers |
| John Liew | Executive Officer Issuer's note: John Liew is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Oct 28, 2016 on 8 of 11 filings not listed on the latest filing (Oct 10, 2019) | 156 other issuers |
| Mark Mitchell | Executive Officer Issuer's note: Mark Mitchell is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | CT | Nov 5, 2015 → Oct 28, 2016 on 2 of 11 filings not listed on the latest filing (Oct 10, 2019) | 27 other issuers |
| Michael Mendelson | Executive Officer Issuer's note: Michael Mendelson is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Oct 28, 2016 on 8 of 11 filings not listed on the latest filing (Oct 10, 2019) | 85 other issuers |
| Robert Bryant | Executive Officer Issuer's note: Robert Bryant is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | CT | Oct 28, 2016 on 1 of 11 filings not listed on the latest filing (Oct 10, 2019) | 15 other issuers |
| Ronen Israel | Executive Officer Issuer's note: Ronen Israel is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Oct 28, 2016 on 8 of 11 filings not listed on the latest filing (Oct 10, 2019) | 138 other issuers |
| Todd Pulvino | Executive Officer Issuer's note: Todd Pulvino is an Executive Officer of CNH Partners, LLC, the Sub-Advisor of the Issuer. | CT | Nov 5, 2015 → Oct 28, 2016 on 2 of 11 filings not listed on the latest filing (Oct 10, 2019) | 25 other issuers |
| Abdon Bolivar | Executive Officer Issuer's note: Abdon Bolivar is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Jun 13, 2013 on 4 of 11 filings not listed on the latest filing (Oct 10, 2019) | 86 other issuers |
| Gregor Andrade | Executive Officer Issuer's note: Gregor Andrade is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Jun 13, 2013 on 4 of 11 filings not listed on the latest filing (Oct 10, 2019) | 69 other issuers |
| Jeffrey Dunn | Executive Officer Issuer's note: Jeffrey Dunn is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 14, 2012 → Jun 13, 2013 on 2 of 11 filings not listed on the latest filing (Oct 10, 2019) | 58 other issuers |
| Jennifer Collins | Director | E9 | Jun 14, 2012 → Jun 13, 2013 on 2 of 11 filings not listed on the latest filing (Oct 10, 2019) | 137 other issuers |
| Jeremy Getson | Executive Officer Issuer's note: Jeremy Getson is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 14, 2011 → Jun 13, 2013 on 3 of 11 filings not listed on the latest filing (Oct 10, 2019) | 58 other issuers |
| John Howard | Executive Officer Issuer's note: John Howard is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 14, 2011 → Jun 13, 2013 on 3 of 11 filings not listed on the latest filing (Oct 10, 2019) | 90 other issuers |
| Lars Nielsen | Executive Officer Issuer's note: Lars Nielsen is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Jun 13, 2013 on 4 of 11 filings not listed on the latest filing (Oct 10, 2019) | 83 other issuers |
| Lasse Pedersen | Executive Officer Issuer's note: Lasse Pedersen is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Jun 13, 2013 on 4 of 11 filings not listed on the latest filing (Oct 10, 2019) | 70 other issuers |
| Marco Hanig | Executive Officer Issuer's note: Marco Hanig is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 14, 2012 → Jun 13, 2013 on 2 of 11 filings not listed on the latest filing (Oct 10, 2019) | 58 other issuers |
| Oktay Kurbanov | Executive Officer Issuer's note: Oktay Kurbanov is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Jun 13, 2013 on 4 of 11 filings not listed on the latest filing (Oct 10, 2019) | 94 other issuers |
| Stephen Mellas | Executive Officer Issuer's note: Stephen Mellas is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Jun 13, 2013 on 4 of 11 filings not listed on the latest filing (Oct 10, 2019) | 65 other issuers |
| Yao Hua Ooi | Executive Officer Issuer's note: Yao Hua Ooi is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 14, 2012 → Jun 13, 2013 on 2 of 11 filings not listed on the latest filing (Oct 10, 2019) | 141 other issuers |
| Jennifer Parsons | Director | E9 | Jun 14, 2012 on 1 of 11 filings not listed on the latest filing (Oct 10, 2019) | — |
| Philip Hughes | Director | E9 | Jun 17, 2010 → Jun 14, 2011 on 2 of 11 filings not listed on the latest filing (Oct 10, 2019) | 50 other issuers |
| Robert Krail | Executive Officer Issuer's note: Robert Krail is an executive officer of AQR Capital Management, LLC, the Investment Manager of the Issuer. | CT | Jun 17, 2010 → Jun 14, 2011 on 2 of 11 filings not listed on the latest filing (Oct 10, 2019) | 33 other issuers |
| Vijayabalan Murugesu | Director | E9 | Jun 17, 2010 → Jun 14, 2011 on 2 of 11 filings not listed on the latest filing (Oct 10, 2019) | 92 other issuers |
Executive officers, directors and promoters as self-reported by the issuer; spelling variants of one person are merged. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
Other issuers listing the same people (showing 40 of 358):
Shared address: this business address appears on filings for 16 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.
Address of record is shared by 624 issuers in SEC Form D filings (registered agent / corporate-services firm, PartnerFacts count as of Oct 23, 2026, 5:45 PM ET) — not used to group this issuer.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
AQR ARBITRAGE, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Nov 5, 2001 · SEC file 801-60678 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $4,384,055,877 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 15 accounts (Item 5.F(2)(f))
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D, state · match confidence 100% · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:27 PM ET
AQR CAPITAL MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since May 13, 1998 · SEC file 801-55543 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $311,703,264,770 as reported on Form ADV filed Aug 27, 2026 (Item 5.F(2)(c)) · 723 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.AQR.COM ↗
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D, state · match confidence 100% · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:59 PM ET
Not yet collected.
Sources to be searched: sponsor website, Internet Archive, press index (GDELT), Form ADV. A sponsor's website is known only from an approved profile claim or the issuer's own Form ADV; we never look it up elsewhere and never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for E9 yet).
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