Sponsor Check › Person
Related person on Form D filings · address states as listed: E9, CA, D0, NY, D8, P8, CT, TX, K3, IL, NJ, MA, TN · listed Oct 24, 2008 → Jul 26, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
55 of 428 offerings report sales commissions totalling $105,953,223; 11 report finder's fees totalling $21,255,533; 19 report proceeds to related persons totalling $42,554,266. (includes amounts the issuer reported as estimates)
Showing the 300 most recent of 428 offerings below; the counts and totals above cover all 428. The PDF export lists the same 300.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jul 26, 2024 D/A File 021-184103 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jun 9, 2023 D/A File 021-132704 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Jul 27, 2022 D/A File 021-84129 | $0 | $0 | $0 (est.) The Issuer's confidential offering materials fully discuss the annual fees the Investment Manager and any other parties are entitled to. | None listed on this filing |
| EDGAR ↗ | Mar 9, 2022 D/A File 021-132702 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Jan 27, 2022 D/A File 021-160090 | $0 (est.) | $0 (est.) | $0 (est.) Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Offering Memorandum. | None listed on this filing |
| EDGAR ↗ | Aug 27, 2021 D/A File 021-293688 | $276,701 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Aug 27, 2021 D/A File 021-293698 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Apr 9, 2021 D/A File 021-237147 | $0 (est.) | $0 | $0 | Hastings Capital Group LLC BrokerCheck CRD 142998 ↗ via Hastings Capital Group LLC (CRD 142998 ↗) |
| EDGAR ↗ | Mar 5, 2021 D/A File 021-162037 | $983,659 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ |
| EDGAR ↗ | Mar 5, 2021 D/A File 021-174630 | $19,934 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Andrew R. Feldman BrokerCheck CRD 1147411 ↗ via Agecroft Partners, LLC (CRD 139227 ↗) |
| EDGAR ↗ | Feb 8, 2021 D/A File 021-134409 | $3,073 (est.) | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 29, 2021 D/A File 021-331789 | $48,345 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Jan 27, 2021 D/A File 021-279357 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Nov 25, 2020 D/A File 021-244711 | $1,652,040 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ |
| EDGAR ↗ | Oct 19, 2020 D/A File 021-244882 | $0 | $0 | $0 The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing |
| EDGAR ↗ | Oct 19, 2020 D/A File 021-244869 | $0 | $0 | $0 The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing |
| EDGAR ↗ | Oct 19, 2020 D/A File 021-244879 | $0 | $0 | $0 The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing |
| EDGAR ↗ | Aug 27, 2020 D/A File 021-170476 | $0 | $0 | $0 Customary management fees and advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None no CRD number reported via CAVU Securities, LLC (CRD 6906 ↗) |
| EDGAR ↗ | Mar 16, 2020 D/A File 021-121176 | $2,489,695 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Park Hill Group LLC BrokerCheck CRD 135898 ↗ |
| EDGAR ↗ | Mar 16, 2020 D/A File 021-201381 | $32,339 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗ |
| EDGAR ↗ | Mar 12, 2020 D/A File 021-202869 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 28, 2020 D/A File 021-114343 | $8,466,102 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ |
| EDGAR ↗ | Feb 28, 2020 D/A File 021-128144 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 21, 2020 D/A File 021-107069 | $526,846 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | First Long Island Investors, LLC BrokerCheck CRD 17128 ↗ Merrill Lynch & Co. no CRD number reported via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) |
| EDGAR ↗ | Feb 21, 2020 D/A File 021-333415 | $274,569 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Feb 14, 2020 D/A File 021-76251 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 31, 2020 D/A File 021-331844 | $0 | $0 | $0 (est.) The Investment Manager receives a management fee equal to a percentage of the Issuer's and its affiliates' net asset value on an ongoing basis. | None listed on this filing |
| EDGAR ↗ | Jan 22, 2020 D/A File 021-138191 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-94901 | $0 | $245,746 (est.) | $0 (est.) Apis Capital Advisors, LLC receives customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer. | Goldman, Sachs & Co. BrokerCheck CRD 361 ↗ KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗ AGECROFT PARTNERS, LLC BrokerCheck CRD 139227 ↗ JEFFERIES LLC BrokerCheck CRD 2347 ↗ ALMA CAPITAL INVESTMENT MANAGEMENT no CRD number reported |
| EDGAR ↗ | Jan 17, 2020 D/A File 021-196321 | $0 | $0 | $0 (est.) Apis Capital Advisors, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account). | Goldman, Sachs & Co. BrokerCheck CRD 361 ↗ KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗ AGECROFT PARTNERS, LLC BrokerCheck CRD 139227 ↗ JEFFERIES LLC BrokerCheck CRD 2347 ↗ ALMA CAPITAL INVESTMENT MANAGEMENT no CRD number reported |
| EDGAR ↗ | Jan 15, 2020 D/A File 021-134246 | $1,596,780 (est.) | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 15, 2020 D/A File 021-303221 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 9, 2020 D/A File 021-124010 | $6,573,232 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ |
| EDGAR ↗ | Jan 9, 2020 D/A File 021-83335 | $762,569 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ |
| EDGAR ↗ | Jan 8, 2020 D/A File 021-329969 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Adviser is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Dec 31, 2019 D/A File 021-97157 | $0 | $0 | $0 (est.) Persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Dec 19, 2019 D/A File 021-125478 | $7,038,093 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Dec 13, 2019 D/A File 021-249650 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Dec 13, 2019 D/A File 021-201661 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees and/or performance allocations. The amounts of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Dec 13, 2019 D/A File 021-253136 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Dec 5, 2019 D/A File 021-162729 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 5, 2019 D/A File 021-165979 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 5, 2019 D/A File 021-292850 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 5, 2019 D/A File 021-307589 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 12, 2019 D File 021-353188 | $0 | $0 | $0 (est.) The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors. | None listed on this filing |
| EDGAR ↗ | Oct 30, 2019 D/A File 021-235950 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 17, 2019 D/A File 021-167941 | $0 | $0 | $0 Issuer's confidential offering materials fully discuss management fees. | None listed on this filing |
| EDGAR ↗ | Oct 16, 2019 D/A File 021-320534 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 9, 2019 D/A File 021-226237 | $0 | $498,293 (est.) | $0 (est.) The Investment Manager is entitled to receive a management fee and an affiliate of the Investment Manager is entitled to receive an incentive allocation, each of which are set forth in detail in the Issuer's Confidential Offering Materials. | Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Wells Fargo Investment Institute, Inc. BrokerCheck CRD 133204 ↗ Raymond James & Associates Inc. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | Oct 1, 2019 D/A File 021-161448 | $0 (est.) | $0 (est.) | $0 (est.) Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Private Placement Memorandum. | None listed on this filing |
| EDGAR ↗ | Oct 1, 2019 D/A File 021-181261 | $0 (est.) | $0 (est.) | $0 (est.) Phoenix Capital Management LLC and its affiliates receive customary management fees and/or performance allocations, as described in the Issuer's Confidential Private Placement Memorandum. | None listed on this filing |
| EDGAR ↗ | Sep 30, 2019 D File 021-349968 | $0 | $0 | $0 Issuer's confidential offering materials fully discuss management fees. | None listed on this filing |
| EDGAR ↗ | Sep 27, 2019 D/A File 021-248416 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Sep 6, 2019 D/A File 021-129299 | $0 (est.) | $0 (est.) | $12,000 (est.) The Issuer pays fees of approximately $12,000.00 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Sep 4, 2019 D/A File 021-129791 | $0 (est.) | $0 (est.) | $0 (est.) Issuer's confidential offering materials set forth detailed discussions regarding management and incentive fees. | William S. Villafranco BrokerCheck CRD 2190885 ↗ via APB Financial Group, LLC (Southwind Associates of NJ, Inc.) (CRD 38235 ↗) |
| EDGAR ↗ | Sep 4, 2019 D/A File 021-129789 | $0 (est.) | $0 (est.) | $0 (est.) Issuer's confidential offering materials set forth detailed discussions regarding management and incentive fees. | William S. Villafranco BrokerCheck CRD 2190885 ↗ via APB Financial Group, LLC (Southwinds Associates of NJ, Inc.) (CRD 38235 ↗) |
| EDGAR ↗ | Aug 29, 2019 D/A File 021-183399 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Old City Securities, LLC BrokerCheck CRD 171910 ↗ Fidante Partners USA LLC BrokerCheck CRD 288469 ↗ |
| EDGAR ↗ | Aug 28, 2019 D/A File 021-247234 | $2,872,633 | $0 | $0 The alternative investment fund manager is entitled to a management fee and incentive fee. The terms of the management fee and incentive fee are fully discussed in the Issuer's confidential offering materials. | KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗ |
| EDGAR ↗ | Aug 16, 2019 D/A File 021-81047 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Aug 16, 2019 D/A File 021-146472 | $89,000 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Aug 16, 2019 D/A File 021-210408 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Aug 16, 2019 D/A File 021-210411 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid a fixed fee and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Aug 8, 2019 D/A File 021-127562 | $0 | $0 | $0 Each director currently receives an annual fee. | None listed on this filing |
| EDGAR ↗ | Aug 7, 2019 D/A File 021-98975 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Aug 7, 2019 D/A File 021-69283 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Aug 7, 2019 D/A File 021-185507 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Aug 7, 2019 D/A File 021-185508 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Aug 7, 2019 D/A File 021-308481 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Brooklands Capital Strategies BD, LP BrokerCheck CRD 281951 ↗ |
| EDGAR ↗ | Jul 9, 2019 D/A File 021-224299 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 9, 2019 D/A File 021-316177 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 28, 2019 D/A File 021-116683 | $0 | $0 | $0 Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates, as fully disclosed in Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 28, 2019 D/A File 021-116765 | $0 | $0 | $0 Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates as fully disclosed in Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 28, 2019 D/A File 021-116767 | $0 | $0 | $0 Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates as fully disclosed in Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 28, 2019 D/A File 021-116766 | $0 | $0 | $0 Proceeds from investments in Issuer are subject to management fees, performance allocations and expense allocations paid or made in favor of Fir Tree Capital Management LP or its affiliates as fully disclosed in Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 24, 2019 D/A File 021-53697 | $648,157 (est.) | $0 | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | North Bridge Capital BrokerCheck CRD 107320 ↗ NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ McMorgan & Company LLC BrokerCheck CRD 137222 ↗ |
| EDGAR ↗ | Jun 24, 2019 D/A File 021-129318 | $34,689,655 (est.) | $0 | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | North Bridge Capital BrokerCheck CRD 107320 ↗ Deutsche Bank BrokerCheck CRD 2525 ↗ Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗ NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ McMorgan & Company LLC BrokerCheck CRD 137222 ↗ |
| EDGAR ↗ | Jun 24, 2019 D/A File 021-215761 | $110,000 (est.) | $0 (est.) | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | NY LIFE DISTRIBUTORS LLC BrokerCheck CRD 35350 ↗ Candlewood Securities, LLC BrokerCheck CRD 126042 ↗ |
| EDGAR ↗ | Jun 17, 2019 D/A File 021-164678 | $0 | $690,370 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ |
| EDGAR ↗ | Jun 6, 2019 D/A File 021-161009 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jun 5, 2019 D/A File 021-150056 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 5, 2019 D/A File 021-162739 | $30,000 (est.) | $0 | $0 | Park Hill Group LLC BrokerCheck CRD 135898 ↗ |
| EDGAR ↗ | Jun 3, 2019 D/A File 021-106586 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | May 31, 2019 D/A File 021-94340 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Morgan Creek Capital Distributors, LLC BrokerCheck CRD 154377 ↗ |
| EDGAR ↗ | May 31, 2019 D/A File 021-84282 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Morgan Creek Capital Distributors, LLC BrokerCheck CRD 154377 ↗ |
| EDGAR ↗ | May 31, 2019 D/A File 021-93128 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 31, 2019 D/A File 021-107802 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 24, 2019 D/A File 021-263007 | $0 | $0 | $0 Management and performance compensation is charged as per the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | May 9, 2019 D/A File 021-177695 | $0 | $0 | $0 | Quantedge Capital USA Inc. BrokerCheck CRD 281626 ↗ |
| EDGAR ↗ | May 9, 2019 D/A File 021-177697 | $0 | $0 | $0 | Quantedge Capital USA Inc. BrokerCheck CRD 281626 ↗ |
| EDGAR ↗ | May 8, 2019 D/A File 021-307215 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | May 8, 2019 D File 021-339142 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 8, 2019 D File 021-339165 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 26, 2019 D/A File 021-262303 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 26, 2019 D/A File 021-262338 | $0 (est.) | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 26, 2019 D/A File 021-262343 | $0 (est.) | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 11, 2019 D/A File 021-127494 | $0 | $0 | $0 | J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Apr 11, 2019 D/A File 021-127491 | $0 | $0 | $0 | J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Apr 8, 2019 D/A File 021-182661 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Apr 5, 2019 D/A File 021-174829 | $0 (est.) | $6,517,099 (est.) | $0 (est.) The Investment Advisor is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | GALLATIN CAPITAL LLC BrokerCheck CRD 124738 ↗ ABURDENE ASSOCIATES, INC. no CRD number reported |
| EDGAR ↗ | Apr 5, 2019 D/A File 021-174824 | $0 (est.) | $2,448,432 (est.) | $0 (est.) The Investment Advisor is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | GALLATIN CAPITAL LLC BrokerCheck CRD 124738 ↗ ABURDENE ASSOCIATES, INC. no CRD number reported |
| EDGAR ↗ | Mar 21, 2019 D/A File 021-111088 | $0 | $0 (est.) | $0 (est.) The Issuer pays its Investment Manager an annual management fee of 1.5% of the Issuer's net asset value and fees to the Directors not affiliated with the Investment Manager. | Hamilton Miller Investments LLC BrokerCheck CRD 41896 ↗ Lyster Watson Management, Inc./Lyster Watson Securities Inc. BrokerCheck CRD 30210 ↗ Lincoln Square Advisors no CRD number reported via Tangent Capital Partners (CRD 146999 ↗) Probitas Partners, L.P. no CRD number reported via Probitas Funds Group, LLC (CRD 115876 ↗) Maclean Securities Ltd no CRD number reported via Sapeno Partners LLP Hyde Park Investment Ltd no CRD number reported |
| EDGAR ↗ | Mar 21, 2019 D/A File 021-198460 | $0 (est.) | $0 (est.) | $7,500 (est.) The issuer pays fees of approximately $7,500 per annum to its two directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2019 D/A File 021-125487 | $0 | $0 | $60,000 $20,000.00 per Director per year. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2019 D/A File 021-139536 | $0 | $0 | $30,000 $10,000.00 per Director per year. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2019 D/A File 021-113487 | $1,496,538 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Access Securities Inc. BrokerCheck CRD 22455 ↗ JP Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Mar 15, 2019 D/A File 021-47092 | $0 | $0 | $0 (est.) The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2019 D/A File 021-236222 | $0 | $0 | $60,000 $20,000.00 per Director per year | None listed on this filing |
| EDGAR ↗ | Mar 15, 2019 D/A File 021-307790 | $0 | $0 | $30,000 $10,000.00 per Director per year. | None listed on this filing |
| EDGAR ↗ | Mar 13, 2019 D/A File 021-174433 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary mangement fees and non-affiliated Directors are paid customary directors' fees. | Michael Colin McLane BrokerCheck CRD 4461016 ↗ via GENERAL WELLINGTON CAPITAL LLC (CRD 282139 ↗) |
| EDGAR ↗ | Mar 1, 2019 D/A File 021-93506 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Feb 28, 2019 D/A File 021-134504 | $203,619 (est.) | $0 | $0 | Buckman, Buckman & Reid BrokerCheck CRD 23407 ↗ |
| EDGAR ↗ | Feb 28, 2019 D/A File 021-128286 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Feb 22, 2019 D/A File 021-133422 | $7,438,516 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗ |
| EDGAR ↗ | Feb 13, 2019 D/A File 021-95410 | $0 | $0 | $0 The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing |
| EDGAR ↗ | Feb 13, 2019 D/A File 021-231337 | $0 | $0 | $0 The issuer pays a management fee and incentive fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing |
| EDGAR ↗ | Feb 13, 2019 D/A File 021-242543 | $0 | $0 | $0 The issuer pays a management fee and incentive fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing |
| EDGAR ↗ | Feb 6, 2019 D/A File 021-129345 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 28, 2019 D/A File 021-109840 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jan 28, 2019 D/A File 021-205955 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jan 22, 2019 D/A File 021-190640 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 22, 2019 D/A File 021-196545 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 18, 2019 D/A File 021-198963 | $0 | $0 | $0 The Investment Manager is entitled to management fees and a performance allocation as fully discussed in the issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Jan 11, 2019 D/A File 021-173271 | $0 | $0 | $0 (est.) Customary management fees are paid to Granville Capital, Inc., the investment manager of the Issuer, and customary director fees are paid to the non-affiliated directors, as disclosed in the supplement to the private placement memorandum. | None listed on this filing |
| EDGAR ↗ | Dec 12, 2018 D/A File 021-128719 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Dec 12, 2018 D/A File 021-129158 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Nov 20, 2018 D/A File 021-105167 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Nov 9, 2018 D/A File 021-168694 | $30,000 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Access Securities, Inc. BrokerCheck CRD 22455 ↗ |
| EDGAR ↗ | Nov 5, 2018 D/A File 021-227592 | $0 (est.) | $0 (est.) | $0 (est.) Suran Asset Management, LLC and its affiliates receive customary management fees and/or performance allocations as described in the Issuer's Confidential Private Placement Memorandum. | None listed on this filing |
| EDGAR ↗ | Sep 14, 2018 D/A File 021-175763 | $0 (est.) | $0 (est.) | $6,000 (est.) The Issuer pays fees of approximately $6,000.00 per annum to its directors. The investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Aug 24, 2018 D/A File 021-209321 | $0 | $0 | $0 The Fund charges a management fee that is described in the Fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Aug 24, 2018 D/A File 021-209327 | $0 | $0 | $0 The Fund charges a management fee that is described in the Fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Aug 15, 2018 D/A File 021-84126 | $0 (est.) | $0 (est.) | $0 (est.) The Issuer's confidential offering materials fully discuss the annual fees the Investment Manager and any other parties are entitled to. | Wells Fargo Funds Distributor, LLC BrokerCheck CRD 133366 ↗ |
| EDGAR ↗ | Aug 15, 2018 D/A File 021-170666 | $0 (est.) | $0 (est.) | $0 (est.) Issuer's confidential offering materials fully discuss annual fees of the Investment Manager and any other parties entitled. | Wells Fargo Funds Distributor, LLC BrokerCheck CRD 133366 ↗ |
| EDGAR ↗ | Aug 2, 2018 D/A File 021-274618 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Aug 2, 2018 D/A File 021-274612 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 17, 2018 D/A File 021-243765 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 11, 2018 D/A File 021-266705 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 22, 2018 D/A File 021-242513 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 21, 2018 D File 021-312894 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 2, 2018 D/A File 021-129326 | $0 (est.) | $0 (est.) | $0 (est.) None, although the investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Apr 26, 2018 D/A File 021-252773 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 20, 2018 D/A File 021-128647 | $0 (est.) | $0 | $0 Each Director is entitled to annual remuneration in an aggregate amount equal to $12,500. | None listed on this filing |
| EDGAR ↗ | Apr 18, 2018 D/A File 021-238646 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Apr 17, 2018 D/A File 021-238289 | $0 (est.) | $0 (est.) | $0 (est.) The Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Apr 11, 2018 D/A File 021-137721 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 20, 2018 D/A File 021-137784 | $0 | $0 | $0 (est.) The Issuer pays the Investment Manager an annual management fee of up to 1% of the Issuer's net asset value and fees to the independent directors. | None listed on this filing |
| EDGAR ↗ | Mar 20, 2018 D/A File 021-67421 | $0 | $0 | $0 (est.) The Issuer pays the Investment Manager an annual management fee of up to 2% of the Issuer's net asset value and fees to the independent directors. | None listed on this filing |
| EDGAR ↗ | Mar 8, 2018 D/A File 021-156662 | $3,990,851 (est.) | $0 | $0 | Hamilton Miller Investments, LLC BrokerCheck CRD 41896 ↗ Shelter Bay Securities LLC BrokerCheck CRD 131849 ↗ Absolute Return Consulting no CRD number reported Silver Leaf Partners, LLC BrokerCheck CRD 126694 ↗ Narragansett Bay Securities BrokerCheck CRD 47971 ↗ |
| EDGAR ↗ | Mar 5, 2018 D/A File 021-129741 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 5, 2018 D/A File 021-156687 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 27, 2018 D/A File 021-234865 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 26, 2018 D File 021-306381 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 6, 2018 D/A File 021-211382 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 24, 2018 D/A File 021-279299 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager receives customary management fees as provided in the Issuer's offering documents. | FLYING CLOUD SECURITIES LLC BrokerCheck CRD 167621 ↗ |
| EDGAR ↗ | Jan 12, 2018 D/A File 021-64895 | $0 | $0 | $0 | n/a no CRD number reported via CAIS Capital LLC (CRD 154512 ↗) |
| EDGAR ↗ | Jan 12, 2018 D/A File 021-91249 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2017 D File 021-300444 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 1, 2017 D/A File 021-76161 | $0 | $0 | $0 Management and performance fees are charged as per the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Dec 1, 2017 D/A File 021-169685 | $0 | $0 | $0 Management and performance compensation is charged as per the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Nov 29, 2017 D/A File 021-298591 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Nov 29, 2017 D/A File 021-298604 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Nov 8, 2017 D/A File 021-118631 | $949,674 | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ Barclays Capital Inc. BrokerCheck CRD 19714 ↗ |
| EDGAR ↗ | Nov 8, 2017 D/A File 021-158698 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Nov 8, 2017 D/A File 021-219318 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliarted Directors are paid customary director's fees, as provided in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Nov 8, 2017 D/A File 021-152919 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Sep 29, 2017 D/A File 021-158508 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 29, 2017 D/A File 021-158509 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 28, 2017 D/A File 021-267939 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 8, 2017 D/A File 021-250478 | $0 | $0 | $0 Certain management fees will be paid to Apollo Emerging Markets Debt Fund LLC, an entity that may be indirectlycontrolled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private PlacementMemorandum. | None listed on this filing |
| EDGAR ↗ | May 3, 2017 D File 021-286002 | $0 | $0 | $0 (est.) The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors. | None listed on this filing |
| EDGAR ↗ | Apr 4, 2017 D/A File 021-138768 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 27, 2017 D/A File 021-237079 | $0 | $0 | $0 The Investment Manager is entitled to a management fee as disclosed in the Issuer's offering material. | None listed on this filing |
| EDGAR ↗ | Mar 27, 2017 D/A File 021-237080 | $0 | $0 | $0 The Investment Manager, via the General Partner,is entitled to a management fee. | None listed on this filing |
| EDGAR ↗ | Mar 20, 2017 D/A File 021-129648 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Mar 10, 2017 D/A File 021-193054 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Feb 24, 2017 D/A File 021-89466 | $2,501,868 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | First Long Island Investors, LLC BrokerCheck CRD 17128 ↗ Merrill Lynch & Co. no CRD number reported via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) |
| EDGAR ↗ | Feb 22, 2017 D/A File 021-133421 | $272,000 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ |
| EDGAR ↗ | Feb 22, 2017 D File 021-281114 | $0 | $0 (est.) | $0 (est.) The Investment Manager currently receives a management fee of approximately 1.0% per annum of Issuer's net asset value. | Vantage Securities Inc. BrokerCheck CRD 112386 ↗ Laureate Wealth Management, LLC BrokerCheck CRD 150751 ↗ Direct Access Partners, LLC BrokerCheck CRD 120950 ↗ First Liberties Securities, Inc. BrokerCheck CRD 14432 ↗ LJS Capital, LLC BrokerCheck CRD 148869 ↗ |
| EDGAR ↗ | Feb 13, 2017 D/A File 021-192424 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 25, 2017 D/A File 021-56330 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 19, 2017 D/A File 021-41286 | $320,013 (est.) | $0 | $0 (est.) | "Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗ via "Morgan Keegan and Company, Inc. (""MK&C"")" (CRD 4161 ↗) "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗ via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" (CRD 705 ↗) |
| EDGAR ↗ | Jan 19, 2017 D/A File 021-41289 | $2,898,816 (est.) | $0 | $0 (est.) CONTINUED FROM ITEM #15...and thereafter the fees were paid by A.P. Management Company, LLC, the Investment Manager of the Issuer. | "Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗ via "Morgan Keegan and Company, Inc. (""MK&C"")" (CRD 4161 ↗) "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗ via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" (CRD 705 ↗) |
| EDGAR ↗ | Jan 19, 2017 D/A File 021-75402 | $2,940 (est.) | $0 | $0 (est.) | "Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗ via "Morgan Keegan and Company, Inc. (""MK&C"")" (CRD 4161 ↗) "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗ via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" (CRD 705 ↗) |
| EDGAR ↗ | Jan 12, 2017 D/A File 021-42437 | $0 | $0 | $0 | n/a no CRD number reported via CAIS Capital LLC (CRD 154512 ↗) |
| EDGAR ↗ | Dec 5, 2016 D/A File 021-82097 | $0 | $0 | $0 The investment manager of Connective Capital I Offshore Fund, Ltd., an entity wholly owned by Mr. Romero, one of the directors, is entitled to receive a management fee in an amount equal to a specific percentage of assets under management. | Jonathan P Bren BrokerCheck CRD 1343979 ↗ via Bren Ventures LLC (CRD 139768 ↗) |
| EDGAR ↗ | Dec 2, 2016 D/A File 021-207926 | $0 (est.) | $0 (est.) | $0 (est.) | North Creek Butler BrokerCheck CRD 114242 ↗ EDGELINE CAPITAL, LLC. BrokerCheck CRD 152774 ↗ RICHARD A. GREENMAN BrokerCheck CRD 229169 ↗ via Wilson Parker Connally Stephenson, Inc. (CRD 16505 ↗) |
| EDGAR ↗ | Nov 8, 2016 D/A File 021-45238 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ Barclays Capital Inc. BrokerCheck CRD 19714 ↗ |
| EDGAR ↗ | Oct 20, 2016 D/A File 021-204899 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jul 21, 2016 D/A File 021-241256 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 6, 2016 D/A File 021-164818 | $0 | $0 | $0 (est.) The proceeds will be used for investment purposes including management fees and incentive allocations in the normal course of business. | None listed on this filing |
| EDGAR ↗ | Jun 6, 2016 D/A File 021-131395 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Apr 14, 2016 D/A File 021-215482 | $0 | $0 | $0 The fund charges a management fee that is described in the issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 31, 2016 D/A File 021-79721 | $4,826,528 (est.) | $0 | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | North Bridge Capital BrokerCheck CRD 107320 ↗ Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗ Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ McMorgan & Company LLC BrokerCheck CRD 115060 ↗ |
| EDGAR ↗ | Mar 31, 2016 D/A File 021-53680 | $1,514,431 (est.) | $0 | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | North Bridge Capital BrokerCheck CRD 107320 ↗ Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗ Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ McMorgan & Company LLC BrokerCheck CRD 115060 ↗ |
| EDGAR ↗ | Mar 31, 2016 D/A File 021-71206 | $164,962 (est.) | $0 | $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | North Bridge Capital BrokerCheck CRD 107320 ↗ NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ McMorgan & Company LLC BrokerCheck CRD 115060 ↗ |
| EDGAR ↗ | Mar 31, 2016 D/A File 021-164673 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2016 D/A File 021-138952 | $0 | $0 | $0 The issuer pays a management fee to Beach Point Capital Management LP, the issuer's investment manager. The management fee is described in the issuer's governing documents. | None listed on this filing |
| EDGAR ↗ | Mar 17, 2016 D File 021-259446 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Mar 4, 2016 D/A File 021-74689 | $1,446,708 (est.) | $0 | $0 (est.) Fund is being liquidated in 2016 and this will be the final Form D submission. | Monitor Capital, LLC BrokerCheck CRD 146087 ↗ CAPF Consulting Company no CRD number reported Robert Steiner BrokerCheck CRD 5341764 ↗ via Growth Capital Services (CRD 124658 ↗) RM Capital Management GmbH no CRD number reported |
| EDGAR ↗ | Feb 26, 2016 D/A File 021-97623 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Feb 22, 2016 D/A File 021-93783 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Feb 22, 2016 D/A File 021-65744 | $0 | $0 (est.) | $0 (est.) The Investment Manager currently receives a management fee of approximately 1.0% per annum of Issuer's net asset value. | Vantage Securities Inc. BrokerCheck CRD 112386 ↗ Laureate Wealth Management, LLC BrokerCheck CRD 150751 ↗ Direct Access Partners, LLC BrokerCheck CRD 120950 ↗ First Liberties Securities, Inc. BrokerCheck CRD 14432 ↗ LJS Capital, LLC BrokerCheck CRD 148869 ↗ |
| EDGAR ↗ | Feb 12, 2016 D/A File 021-60311 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuers' offering documents. | None listed on this filing |
| EDGAR ↗ | Feb 12, 2016 D/A File 021-136075 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 12, 2016 D/A File 021-186955 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 12, 2016 D/A File 021-186956 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 12, 2016 D/A File 021-186958 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 12, 2016 D/A File 021-186959 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 12, 2016 D/A File 021-187019 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 12, 2016 D/A File 021-187020 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the general partner of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 12, 2016 D/A File 021-225029 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jan 29, 2016 D/A File 021-190940 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 21, 2016 D/A File 021-76589 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager and its affiliates may receive fees calculated as a percentage of net assets and annual profits. | Thomas Weisel Partners, LLC BrokerCheck CRD 46237 ↗ via Thomas Weisel Partners, LLC (CRD 46237 ↗) |
| EDGAR ↗ | Jan 21, 2016 D/A File 021-212543 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager and its affiliates may receive fees calculated as a percentage of net assets as set forth in the offering materials | None listed on this filing |
| EDGAR ↗ | Dec 17, 2015 D/A File 021-97121 | $0 | $0 | $0 (est.) Persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Dec 4, 2015 D/A File 021-205756 | $0 | $0 | $0 Customary management fees and advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Stuart Patterson BrokerCheck CRD 4309118 ↗ via CAVU Securities, LLC (CRD 6906 ↗) Mitch Baruchowitz BrokerCheck CRD 4959894 ↗ via CAVU Securities, LLC (CRD 6906 ↗) Jon Slogoff BrokerCheck CRD 2524730 ↗ via CAVU Securities, LLC (CRD 6906 ↗) N/A no CRD number reported via CAVU Securities, LLC (CRD 6906 ↗) |
| EDGAR ↗ | Sep 2, 2015 D/A File 021-51507 | $0 | $0 | $0 The Issuer charges a management fee that is described in the Issuer's offering memorandum. | Gligor Tashovich BrokerCheck CRD 572183 ↗ via AlphaSource Capital Securities LLC (CRD 145875 ↗) Monarch Bay Securities LLC BrokerCheck CRD 141391 ↗ Cantone Research, Inc. BrokerCheck CRD 26314 ↗ |
| EDGAR ↗ | Sep 2, 2015 D/A File 021-132232 | $0 (est.) | $0 (est.) | $0 (est.) The Issuer charges a management fee that is described in the Issuer's offering memorandum. | None listed on this filing |
| EDGAR ↗ | Jul 29, 2015 D/A File 021-93315 | $3,570,021 (est.) | $0 | $0 (est.) Proceeds will be used for Investment Capital | Coronado Investments, LLC BrokerCheck CRD 111992 ↗ via Coronado Investments, LLC (CRD 111992 ↗) |
| EDGAR ↗ | Jul 2, 2015 D File 021-243017 | $0 | $0 | $0 (est.) The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors. | None listed on this filing |
| EDGAR ↗ | Jun 4, 2015 D/A File 021-160846 | $1,500 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. | ACCESS SECURITIES, LLC BrokerCheck CRD 22455 ↗ |
| EDGAR ↗ | May 19, 2015 D/A File 021-83372 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 12, 2015 D File 021-239634 | $0 | $0 | $0 Management and performance compensation is charged as per the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Apr 20, 2015 D/A File 021-153596 | $0 | $0 | $0 Certain of the persons listed in Item 3 are affiliated with the Investment Manager. The GP may receive a Performance Allocation and the Investment Manager will receive a Management fee as described in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Apr 1, 2015 D/A File 021-194200 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 13, 2015 D/A File 021-129876 | $84,687 (est.) | $0 | $0 | Palladium Capital Advisors, LLC BrokerCheck CRD 129400 ↗ |
| EDGAR ↗ | Mar 11, 2015 D File 021-235622 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 23, 2015 D/A File 021-137268 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 26, 2015 D/A File 021-136099 | $0 (est.) | $0 (est.) | $0 (est.) | TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ |
| EDGAR ↗ | Jan 22, 2015 D/A File 021-153527 | $115,026 (est.) | $0 | $0 (est.) | "Morgan Keegan and Company, Inc. (""MK&C"")" BrokerCheck CRD 4161 ↗ via "Morgan Keegan and Company, Inc. (""MK&C"")" (CRD 4161 ↗) "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" BrokerCheck CRD 705 ↗ via "RAYMOND JAMES & ASSOCIATES, INC. (""RJ&A"")" (CRD 705 ↗) |
| EDGAR ↗ | Jan 7, 2015 D/A File 021-153778 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 3, 2014 D File 021-227586 | $0 | $0 | $0 (est.) The Investment Manager of the Issuer, Strategic Value Partners, LLC, is entitled to receive a management fee. The Issuer's Confidential Offering Materials set forth detailed discussions of this fee. | None listed on this filing |
| EDGAR ↗ | Oct 14, 2014 D/A File 021-185571 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 22, 2014 D/A File 021-184395 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 11, 2014 D/A File 021-146988 | $0 | $0 | $0 (est.) The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jul 15, 2014 D File 021-221095 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 1, 2014 D/A File 021-191913 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jul 1, 2014 D/A File 021-193930 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 25, 2014 D/A File 021-101339 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Jun 20, 2014 D/A File 021-180814 | $0 | $0 | $0 The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jun 4, 2014 D/A File 021-84301 | $0 (est.) | $0 (est.) | $0 (est.) | Salient Capital L.P. BrokerCheck CRD 147912 ↗ |
| EDGAR ↗ | Jun 4, 2014 D/A File 021-84836 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | May 29, 2014 D File 021-218193 | $0 | $0 | $2,345,000 (est.) The Management Fee shall be paid at the rate of 1.75% per annum of the Fund's Aggregate Commitments during the Investment Period. | None listed on this filing |
| EDGAR ↗ | May 20, 2014 D/A File 021-160174 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | May 2, 2014 D/A File 021-195777 | $0 (est.) | $0 (est.) | $0 (est.) None, although the investment adviser of the issuer receives investment management fees and performance fees. | None listed on this filing |
| EDGAR ↗ | Apr 22, 2014 D/A File 021-127426 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the General Partner/Managing Member/Investment Manager (as applicable) as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Mar 26, 2014 D/A File 021-129729 | $87,275 (est.) | $0 | $0 | Agecroft Partners, LLC BrokerCheck CRD 139227 ↗ Merrill Lynch, Pierce, Fenner & Smith Inc. BrokerCheck CRD 7691 ↗ Barbara Doran no CRD number reported via Doran Capital Advisors, Inc. |
| EDGAR ↗ | Mar 14, 2014 D/A File 021-76909 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 14, 2014 D/A File 021-98445 | $90,132 (est.) | $0 | $63,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | Morgan Stanley Smith Barney LLC BrokerCheck CRD 7059 ↗ Wells Fargo Advisors LLC BrokerCheck CRD 19616 ↗ NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ McMorgan & Company LLC BrokerCheck CRD 115060 ↗ |
| EDGAR ↗ | Mar 6, 2014 D/A File 021-89055 | $0 | $0 | $0 (est.) The investment manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 5, 2014 D/A File 021-47701 | $0 | $0 | $0 (est.) The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 5, 2014 D/A File 021-99252 | $0 | $0 | $0 (est.) The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 5, 2014 D/A File 021-130467 | $0 | $0 | $0 (est.) The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 3, 2014 D/A File 021-196479 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 28, 2014 D/A File 021-120803 | $227,506 (est.) | $0 (est.) | $0 (est.) The fund charges a management fee that is described in the fund's offering documents. | Merrill Lynch & Co. no CRD number reported via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) |
| EDGAR ↗ | Jan 29, 2014 D/A File 021-93644 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 29, 2014 D/A File 021-108160 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 17, 2014 D/A File 021-154057 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 17, 2014 D/A File 021-154346 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 17, 2014 D/A File 021-154561 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 15, 2014 D/A File 021-169922 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 15, 2014 D/A File 021-169924 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 19, 2013 D File 021-208272 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Dec 19, 2013 D/A File 021-129024 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Dec 18, 2013 D/A File 021-129134 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Dec 2, 2013 D/A File 021-151289 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 8, 2013 D/A File 021-150296 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 11, 2013 D/A File 021-134068 | $0 | $248,993 (est.) | $0 (est.) The Investment Manager of the Issuer, Strategic Value Partners, LLC, is entitled to receive a management fee. The Issuer's Confidential Offering Materials set forth detailed discussions of this fee. | Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Sep 9, 2013 D/A File 021-183798 | $24,326 | $0 | $0 | UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Aug 23, 2013 D/A File 021-130144 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Aug 23, 2013 D/A File 021-144003 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Advisory as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Jul 31, 2013 D/A File 021-193931 | $0 | $0 | $0 Proceeds from investments in the Issuer are subject to management fees and performance allocations paid or made in favor of affiliates of the investment manager of the Issuer, as fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jul 17, 2013 D File 021-199826 | $0 | $0 | $0 (est.) The Issuer pays an annual management fee ranging from 1.5% to 2% of the Issuer's net asset value to EICA, and annual fees to the Issuer's independent directors. | None listed on this filing |
| EDGAR ↗ | Jun 28, 2013 D/A File 021-75295 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 21, 2013 D File 021-198433 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2013 D/A File 021-127331 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive allocations. The amounts of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | May 30, 2013 D/A File 021-179002 | $32,478 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | May 9, 2013 D/A File 021-102643 | $0 | $0 | $10,275 Amount disclosed represents annual fees and expenses paid to Directors of the Issuer. | None listed on this filing |
| EDGAR ↗ | Apr 29, 2013 D/A File 021-40344 | $0 | $0 | $0 (est.) Certain persons names in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amounts of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Apr 22, 2013 D/A File 021-138751 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Apr 9, 2013 D/A File 021-176666 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 1, 2013 D/A File 021-65823 | $215,397 (est.) | $0 (est.) | $0 (est.) | UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗ Independent Financial Advisors, Inc. no CRD number reported Atrium Portfolio Management and Investment SA no CRD number reported Wells Alternative Strategies Group, Inc. BrokerCheck CRD 133204 ↗ |
| EDGAR ↗ | Mar 25, 2013 D/A File 021-92734 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 21, 2013 D/A File 021-128485 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 15, 2013 D/A File 021-110155 | $0 (est.) | $0 (est.) | $0 (est.) | Asset Allocation no CRD number reported Claude Bejet no CRD number reported Close Asset Management(UK) Ltd no CRD number reported |
| EDGAR ↗ | Mar 15, 2013 D/A File 021-93521 | $0 (est.) | $0 (est.) | $0 (est.) | Francesco Rossi no CRD number reported via Rossi and Partners Claude Bejet no CRD number reported Asset Allocation no CRD number reported N/A no CRD number reported via First Liberties Finanical (CRD 14432 ↗) Byron Investment Services S.A. no CRD number reported Connexion Capital no CRD number reported N/A no CRD number reported via First American Municipals, Inc. (CRD 23740 ↗) N/A no CRD number reported via Close Asset Management(UK) Ltd N/A no CRD number reported via APB Financial Group, LLC (CRD 38235 ↗) |
| EDGAR ↗ | Mar 15, 2013 D/A File 021-92633 | $0 | $0 | $0 (est.) The Issuer pays an annual management fee equal to 1% of its net asset value to its Investment Manager. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2013 D/A File 021-129197 | $0 (est.) | $0 (est.) | $0 (est.) | Close Asset Management(UK) Ltd no CRD number reported |
| EDGAR ↗ | Feb 28, 2013 D/A File 021-113755 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 28, 2013 D/A File 021-148951 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 27, 2013 D/A File 021-62468 | $196,846 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | First Long Island Investors, LLC BrokerCheck CRD 17128 ↗ Merrill Lynch & Co. no CRD number reported via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) |
| EDGAR ↗ | Feb 22, 2013 D File 021-192268 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 21, 2013 D/A File 021-135275 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 25, 2013 D/A File 021-108775 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | North Creek Butler BrokerCheck CRD 114242 ↗ |
| EDGAR ↗ | Jan 22, 2013 D/A File 021-61020 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 21, 2012 D/A File 021-158336 | $0 (est.) | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 12, 2012 D/A File 021-171784 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 9, 2012 D/A File 021-168554 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 18, 2012 D/A File 021-128363 | $0 | $0 | $10,000 (est.) Represents directors' fees. The investment manager and its affiliate receive management and incentive compensation indirectly from the Issuer which are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Oct 9, 2012 D/A File 021-127328 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive allocations. The amounts of such payments cannot be estimated at this time. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Kenwood Fund, Ltd. group: Rockcreek Racial | Director | Jul 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kenwood Fund, Ltd. group: Rockcreek Racial | Director | Jul 28, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Weiss Multi-Strategy Partners (Cayman) Ltd. group: Weiss Multi Strategy | Director | Jun 9, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $599,275,393 | 42 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kenwood Fund, Ltd. group: Rockcreek Racial | Director | Jul 29, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Georgetown Diversified Fund, Ltd. group: Rockcreek Racial | Director | Jul 27, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $530,500,000 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Weiss Multi-Strategy Partners (Cayman) Ltd. group: Weiss Multi Strategy | Director | Jun 10, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $562,275,393 | 40 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tiger Eye Fund, Ltd. group: Tiger Eye | Director | Mar 9, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $316,637,982 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Jan 27, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC group: J P Morgan | Director | Aug 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $48,175,290 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Strategies Fund Ltd. group: J P Morgan | Director | Aug 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $46,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Georgetown Diversified Fund, Ltd. group: Rockcreek Racial | Director | Aug 11, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $530,500,000 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kenwood Fund, Ltd. group: Rockcreek Racial | Director | Jul 30, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Weiss Multi-Strategy Partners (Cayman) Ltd. group: Weiss Multi Strategy | Director | Jun 10, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $550,410,393 | 37 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SkyBridge Opportunity Fund, Ltd. | Director Managing Director of DMS Offshore Investment Services, a director of the Issuer. | Apr 9, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tiger Eye Fund, Ltd. group: Tiger Eye | Director | Mar 9, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $314,937,982 | 74 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: J P Morgan | Director | Mar 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $615,250,415 | 56 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cooper Creek Partners Ltd. group: Cooper Creek | Director | Mar 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,584,447 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Global 1X Fund, Ltd. group: Quantitative | Director | Feb 8, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,132,365 | 44 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC group: J P Morgan | Director | Jan 29, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $138,903,301 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: J P Morgan | Director | Jan 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: J P Morgan | Director | Nov 25, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,819,394 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (USD) Ltd. group: Beach Point | Director | Oct 19, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $390,500,000 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (GBP) Ltd. group: Beach Point | Director | Oct 19, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (EUR) Ltd. | Director | Oct 19, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Strategies Fund Ltd. group: J P Morgan | Director | Aug 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC group: J P Morgan | Director | Aug 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $46,739,580 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Semper Midas Fund, Ltd. group: Semper | Director | Aug 27, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,210,504 | 19 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Georgetown Diversified Fund, Ltd. group: Rockcreek Racial | Director | Aug 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $530,500,000 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Georgetown Diversified Fund, Ltd. group: Rockcreek Racial | Director | Aug 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $530,500,000 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Georgetown Diversified Fund, Ltd. group: Rockcreek Racial | Director | Aug 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $530,500,000 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kenwood Fund, Ltd. group: Rockcreek Racial | Director | Jul 31, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Weiss Multi-Strategy Partners (Cayman) Ltd. group: Weiss Multi Strategy | Director | Jun 12, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $507,860,393 | 30 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SkyBridge Opportunity Fund, Ltd. | Director Managing Director of DMS Offshore Investment Services, a director of the Issuer. | Apr 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | One William Street Capital Offshore Fund, Ltd. group: Ows | Director | Mar 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $547,651,425 | 85 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Capital Offshore Fund II, Ltd. group: Ows | Director | Mar 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $262,200,313 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Route One | Director Director of the Issuer | Mar 12, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,150,000 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Tiger Eye Fund, Ltd. group: Tiger Eye | Director | Mar 11, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $311,937,982 | 73 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cooper Creek Partners Ltd. group: Cooper Creek | Director | Mar 6, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,584,447 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: J P Morgan | Director | Feb 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $612,166,909 | 42 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kensico Offshore Fund, Ltd. group: Kensico | Director | Feb 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $878,542,249 | 129 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: J P Morgan | Director | Feb 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $596,550,035 | 53 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SCP Endowment (Offshore) Fund, Ltd. group: J P Morgan | Director | Feb 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $179,764,035 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Government Relative Value Fund Ltd. group: J P Morgan | Director | Feb 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $96,056,425 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COURAGE SPECIAL SITUATIONS OFFSHORE FUND LTD group: J P Morgan | Director | Feb 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $365,253,368 | 55 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Glazer EM Arbitrage Fund, Ltd. group: Glazer | Director | Jan 31, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,100,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC group: J P Morgan | Director | Jan 30, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,753,301 | 21 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: J P Morgan | Director | Jan 24, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Palisade Strategic Fund (Cayman) Ltd group: Palisade | Director | Jan 22, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $190,824,459 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apis Deep Value Fund Offshore, Ltd. group: Apis | Director | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,909,494 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | APIS OFFSHORE CAPITAL LTD group: Apis | Director | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $471,812,137 | 96 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Opportunities Fund, Ltd. group: Quantitative | Director | Jan 15, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,300,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Global 1X Fund, Ltd. group: Quantitative | Director | Jan 15, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,132,365 | 44 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Global 3X Fund, Ltd. group: Quantitative | Director | Jan 15, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $249,256,140 | 36 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: J P Morgan | Director | Jan 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $930,335,770 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: J P Morgan | Director | Jan 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $214,036,681 | 63 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Winston Asia Fund, Ltd. group: Winston | Director | Jan 8, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,584,600 | 15 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CAMCAP RESOURCES OFFSHORE FUND, LTD group: J P Morgan | Director | Dec 31, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $624,362,662 | 122 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Rose Grove Offshore Fund I, Ltd. group: Rose Grove | Director | Dec 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $301,442,341 | 92 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harbor Group International Real Estate Securities Offshore Fund Ltd. group: Hgi | Director | Dec 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,856,973 | 28 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Credit Opportunity Offshore Fund II, Ltd. group: Ows | Director | Dec 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $84,187,187 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Credit Opportunity Offshore Fund III, Ltd. group: Ows | Director | Dec 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Founders Absolute Return Fund (Cayman), Ltd. group: Corecommodity | Director | Dec 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,534,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Founders II Fund (Cayman), Ltd. group: Corecommodity | Director | Dec 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $80,304,204 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Founders I Fund (Cayman), Ltd. group: Corecommodity | Director | Dec 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,260,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Diversified I Fund (Cayman) Ltd. group: Corecommodity | Director | Dec 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $396,100,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: J P Morgan | Director | Nov 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $315,701,893 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elliott International Ltd group: Elliott | Director | Nov 12, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Crestwood Capital International, Ltd. group: Crestwood | Director | Oct 30, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $513,325,513 | 158 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VR Global Offshore Fund Ltd. group: Vr Argentina Recovery | Director | Oct 17, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $814,863,137 | 185 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARCH Capital Asian Partners IV, L.P. group: Rohatyn | Director Director of the General Partner of Issuer | Oct 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,220,000 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Strategic Value Restructuring Fund, Ltd. | Director | Oct 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $425,162,000 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Partners Cayman Fund Ltd group: Jlp | Director | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,746,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Institutional Credit Cayman Fund Ltd group: Jlp | Director | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $125,050,000 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Oct 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VR Argentina Recovery Offshore Fund II Ltd. group: Vr Argentina Recovery | Director | Sep 30, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | SRS Long Opportunities, Ltd group: Srs | Director | Sep 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $197,825,000 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Route One | Director | Sep 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,150,000 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BayCity Long-Short Credit (Offshore) Fund Ltd. group: Baycity | Director | Sep 6, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,396,244 | 53 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD group: Buckingham | Director | Sep 4, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $631,822,138 | 99 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BUCKINGHAM INTERNATIONAL PARTNERS LTD group: Buckingham | Director | Sep 4, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $215,709,445 | 40 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC group: J P Morgan | Director | Aug 29, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,239,580 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Strategies Fund Ltd. group: J P Morgan | Director | Aug 29, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Latigo Ultra Fund, Ltd. group: Pretium | Director | Aug 29, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,612,968 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Semper Midas Fund, Ltd. group: Semper | Director | Aug 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,540,504 | 21 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | IPM Systematic Macro Fund | Director | Aug 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $837,025,000 | 24 similar: 4–27 | $4,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Amber Global Opportunities Fund Ltd. group: Amber | Director | Aug 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,095,000,000 | 146 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HOUND PARTNERS CONCENTRATED FUND, LTD. group: Hound | Director | Aug 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,374,039,988 | 28 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HOUND PARTNERS LONG FUND, LTD. group: Hound | Director | Aug 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $799,125,113 | 27 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HOUND PARTNERS OFFSHORE FUND LTD group: Hound | Director | Aug 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,705,384,593 | 60 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Georgetown Diversified Fund, Ltd. group: Rockcreek Racial | Director | Aug 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $530,500,000 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD. group: Marblegate | Director Independent Director | Aug 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $311,585,195 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Strategic Opportunities, Ltd. group: Forester | Director | Aug 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,527,561 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Partners, Ltd. group: Forester | Director | Aug 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $145,633,134 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Opportunities, Ltd. group: Forester | Director | Aug 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,362,560 | 29 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Offshore, Ltd. group: Forester | Director | Aug 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,002,575,605 | 178 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Diversified, Ltd. group: Forester | Director | Aug 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,599,327,431 | 230 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kenwood Fund, Ltd. group: Rockcreek Racial | Director | Aug 2, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Voloridge Fund, Ltd. group: Voloridge | Director | Jul 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $208,450,000 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Voloridge Trading Aggressive Fund, Ltd. group: Voloridge | Director | Jul 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,136,669 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. group: Fir Tree | Director | Jun 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $928,620,853 | 100 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE CAPITAL OPPORTUNITY FUND, LTD. group: Fir Tree | Director | Jun 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,157,240 | 61 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE INTERNATIONAL VALUE FUND II, LTD. group: Fir Tree | Director | Jun 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,618,386,323 | 232 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE INTERNATIONAL VALUE FUND, LTD. group: Fir Tree | Director | Jun 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,103,025,493 | 217 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WEST TOWER PARTNERS, LTD. group: Goldpoint | Director | Jun 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $63,091,594 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Private Advisors Hedged Equity Fund (QP) Ltd. group: Goldpoint | Director | Jun 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $701,246,234 | 116 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PRIVATE ADVISORS HEDGED EQUITY FUND LTD group: Goldpoint | Director | Jun 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,484,310 | 100 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Jefferies Structured Alpha Fund B (Cayman), Ltd. group: Jefferies | Director | Jun 17, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,416,254,587 | 71 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Weiss Multi-Strategy Partners (Cayman) Ltd. group: Weiss Multi Strategy | Director | Jun 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $487,215,393 | 28 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Credit Opportunity Offshore Fund, Ltd. group: Ows | Director | Jun 6, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $112,000,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SRS Partners, Ltd. group: Srs | Director | Jun 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,183,570,560 | 160 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Zeal China Fund Ltd | Director | Jun 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $650,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ABRAMS BISON OFFSHORE FUND LTD group: Abrams Bison | Director | Jun 3, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $759,702,118 | 37 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Morgan Creek BRIC Plus Offshore Fund, Ltd. group: Morgan Creek | Director | May 31, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $121,010,000 | 29 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Morgan Creek Opportunity Offshore Fund, Ltd. group: Morgan Creek | Director | May 31, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $214,239,000 | 39 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Park West Investors Ltd group: Park West | Director | May 31, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,261,863,217 | 76 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARK WEST PARTNERS, LTD. group: Park West | Director Director of Issuer | May 31, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $80,806,100 | 48 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Vision A/T Capital GCC Offshore Fund Ltd. group: Moon | Director | May 24, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,900,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Partners Cayman Fund Ltd group: Jlp | Director | May 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $950,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Institutional Credit Cayman Fund Ltd group: Jlp | Director | May 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $124,800,000 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | May 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantedge Global Fund (US) group: Quantedge | Director | May 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $128,000,091 | 87 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantedge Global Fund (Offshore) group: Quantedge | Director | May 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,006,824,559 | 621 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Glazer Enhanced Offshore Fund, Ltd. group: Glazer | Director | May 8, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $156,391,586 | 36 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLAZER OFFSHORE FUND LTD group: Glazer | Director | May 8, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $65,634,253 | 25 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JANA Strategic Investments Benchmark Offshore Fund, Ltd. group: Berens | Director | May 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Boyu Capital Opportunities Master Fund group: Boyu | Director Director of the Issuer | Apr 26, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $537,960,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Boyu Capital Offshore Fund group: Boyu | Director Director of the Issuer | Apr 26, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $379,700,000 | 33 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Boyu Capital US Fund group: Boyu | Director Director of the Issuer | Apr 26, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $158,260,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) | Director | Apr 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $126,677,210 | 41 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) | Director | Apr 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,522,241 | 17 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SkyBridge Opportunity Fund, Ltd. | Director Managing Director of DMS Offshore Investment Services, a director of the Issuer. | Apr 10, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CORRIB OFFSHORE FUND, LTD. group: Corrib | Director | Apr 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,864,927 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WINSTON HEDGED EQUITY FUND LTD group: Winston | Director | Apr 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $572,167,362 | 113 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WINSTON GLOBAL FUND LTD group: Winston | Director | Apr 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $379,000,296 | 84 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Strategic Opportunities, Ltd. group: Forester | Director | Mar 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,277,561 | 21 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Opportunities, Ltd. group: Forester | Director | Mar 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $194,659,803 | 29 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Partners, Ltd. group: Forester | Director | Mar 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $145,633,134 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Diversified, Ltd. group: Forester | Director | Mar 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,599,145,705 | 229 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Offshore, Ltd. group: Forester | Director | Mar 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,002,575,605 | 178 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCM MPS LTD. SPC/Counterweight I Segregated Portfolio group: Tcm Mps | Director | Mar 21, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $541,931,203 | 137 similar: 4–27 | $125,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Mar 21, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $446,144,856 | 68 similar: 4–27 | $4,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Trading Fund, Ltd. group: Pharo | Director | Mar 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,000,000 | 8 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Macro Fund, Ltd. group: Pharo | Director | Mar 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,500,000 | 99 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Gaia Fund, Ltd. group: Pharo | Director | Mar 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $78,266,667 | 73 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Africa Fund, Ltd. group: Pharo | Director | Mar 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,000,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | One William Street Capital Offshore Fund, Ltd. group: Ows | Director | Mar 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $457,521,425 | 78 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Capital Offshore Fund II, Ltd. group: Ows | Director | Mar 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $130,934,172 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TWIN OFFSHORE, LTD. | Director | Mar 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $96,355,387 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lubben Fund Ltd. group: Lubben | Director | Mar 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,640,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | River Birch International, Ltd. group: River Birch | Director | Mar 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $230,000,000 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tiger Eye Fund, Ltd. group: Tiger Eye | Director | Mar 12, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $308,700,982 | 71 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cooper Creek Partners Ltd. group: Cooper Creek | Director | Mar 6, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,584,447 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Castine Offshore Fund, Ltd. group: Castine | Director | Mar 1, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $71,603,448 | 40 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Tactical Aggressive Fund, Ltd group: Quantitative | Director | Feb 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $265,880,983 | 67 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRACIE INTERNATIONAL CREDIT OPPORTUNITIES FUND LTD group: Gracie | Director | Feb 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $596,896,519 | 72 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: J P Morgan | Director | Feb 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $611,573,567 | 41 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kensico Offshore Fund, Ltd. group: Kensico | Director | Feb 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $877,770,234 | 126 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: J P Morgan | Director | Feb 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,940,820 | 48 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Government Relative Value Fund Ltd. group: J P Morgan | Director | Feb 22, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SCP Endowment (Offshore) Fund, Ltd. group: J P Morgan | Director | Feb 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $179,703,754 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Fund Ltd. group: J P Morgan | Director | Feb 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $350,672,347 | 43 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COURAGE SPECIAL SITUATIONS OFFSHORE FUND LTD group: J P Morgan | Director | Feb 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $365,253,368 | 55 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (EUR) Ltd. | Director | Feb 14, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (GBP) Ltd. group: Beach Point | Director | Feb 14, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (USD) Ltd. group: Beach Point | Director | Feb 14, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $380,500,000 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Total Return Offshore Fund IV Ltd. group: Beach Point | Director | Feb 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,809,130 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Total Return Offshore Fund III Ltd. group: Beach Point | Director | Feb 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,562,473 | 1 similar: 4–27 | $7,750,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Total Return Offshore Fund II Ltd. group: Beach Point | Director | Feb 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,739,799,093 | 148 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Eos Credit Opportunities Offshore Ltd group: Eos | Director | Feb 6, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,106,544 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Glazer EM Arbitrage Fund, Ltd. group: Glazer | Director | Jan 31, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC group: J P Morgan | Director | Jan 30, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $57,938,301 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Investments Institutional Ltd. group: J P Morgan | Director | Jan 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $226,978,823 | 46 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Investments Opportunity Ltd. group: J P Morgan | Director | Jan 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,464,330 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: J P Morgan | Director | Jan 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Palisade Strategic Fund (Cayman) Ltd group: Palisade | Director | Jan 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $190,824,459 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | West Side Clearview CMBS Offshore Fund Ltd group: Blackrock | Director | Jan 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,374,521 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WAF Offshore Fund, Ltd. group: Blackrock | Director | Jan 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $518,706,190 | 41 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apis Deep Value Fund Offshore, Ltd. group: Apis | Director | Jan 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,200,000 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | APIS OFFSHORE CAPITAL LTD group: Apis | Director | Jan 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $471,812,137 | 96 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | East Bridge Capital Offshore Fund Ltd. group: East Bridge | Director | Jan 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $418,700,000 | 23 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Global 3X Fund, Ltd. group: Quantitative | Director | Jan 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $249,256,140 | 36 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Global 1X Fund, Ltd. group: Quantitative | Director | Jan 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,132,365 | 44 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Opportunities Fund, Ltd. group: Quantitative | Director | Jan 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,300,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD. group: J P Morgan | Director | Jan 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,378,403 | 15 similar: 4–27 | $400,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: J P Morgan | Director | Jan 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $930,335,770 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: J P Morgan | Director | Jan 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $214,036,681 | 63 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Winston Asia Fund, Ltd. group: Winston | Director | Jan 8, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $37,983,500 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Rose Grove Offshore Fund I, Ltd. group: Rose Grove | Director | Dec 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $224,697,341 | 63 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CAMCAP RESOURCES OFFSHORE FUND, LTD group: J P Morgan | Director | Dec 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $624,362,662 | 122 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Credit Opportunity Offshore Fund III, Ltd. group: Ows | Director | Dec 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Credit Opportunity Offshore Fund II, Ltd. group: Ows | Director | Dec 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,187,187 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JANA Offshore Partners, Ltd. group: Berens | Director | Dec 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $736,479,905 | 179 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JANA Nirvana Offshore Fund, Ltd. group: Berens | Director | Dec 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $425,071,530 | 30 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Founders Absolute Return Fund (Cayman), Ltd. group: Corecommodity | Director | Dec 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Founders II Fund (Cayman), Ltd. group: Corecommodity | Director | Dec 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $78,304,204 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Founders I Fund (Cayman), Ltd. group: Corecommodity | Director | Dec 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,260,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Diversified I Fund (Cayman) Ltd. group: Corecommodity | Director | Dec 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $396,100,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Harbor Group International Real Estate Securities Offshore Fund Ltd. group: Hgi | Director | Nov 30, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,456,973 | 27 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: J P Morgan | Director | Nov 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $223,611,626 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FVP OVERSEAS LTD group: Fvp | Director | Nov 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $385,892,471 | 78 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Yannix Fund Ltd. | Director | Nov 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,300,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Suran Global Macro Offshore Fund, Ltd. group: Suran | Director | Nov 5, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Crestwood Capital International, Ltd. group: Crestwood | Director | Oct 30, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $513,325,513 | 158 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VR Global Offshore Fund Ltd. group: Vr Argentina Recovery | Director | Oct 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $720,868,512 | 169 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Strategic Value Restructuring Fund, Ltd. | Director | Oct 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $405,120,000 | 69 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SRS Long Opportunities, Ltd group: Srs | Director | Sep 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $98,000,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Institutional Credit Cayman Fund Ltd group: Jlp | Director | Sep 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $124,800,000 | 14 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Partners Cayman Fund Ltd group: Jlp | Director | Sep 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $950,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Sep 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,600,000 | 58 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BayCity Event Driven Opportunities Fund group: Baycity | Director | Sep 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,570,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BayCity Long-Short Credit (Offshore) Fund Ltd. group: Baycity | Director | Sep 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,396,244 | 53 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD group: Buckingham | Director | Sep 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $630,822,158 | 99 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BUCKINGHAM INTERNATIONAL PARTNERS LTD group: Buckingham | Director | Sep 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $209,475,132 | 40 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Route One | Director | Sep 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,150,000 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARCH Capital Asian Partners IV, L.P. group: Rohatyn | Director Director of the General Partner of Issuer | Sep 4, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $103,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC group: J P Morgan | Director | Aug 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,790,700 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Latigo Ultra Fund, Ltd. group: Pretium | Director | Aug 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,612,968 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Strategies Fund Ltd. group: J P Morgan | Director | Aug 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | IPM Systematic Macro Fund | Director | Aug 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $700,800,000 | 21 similar: 4–27 | $4,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Akamatsu Fund group: J P Morgan | Director | Aug 24, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,000,002 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Akamatsu Bonsai Fund group: J P Morgan | Director | Aug 24, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,100,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Semper Midas Fund, Ltd. group: Semper | Director | Aug 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $69,843,976 | 12 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HOUND PARTNERS CONCENTRATED FUND, LTD. group: Hound | Director | Aug 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,374,039,988 | 28 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HOUND PARTNERS LONG FUND, LTD. group: Hound | Director | Aug 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $799,125,113 | 27 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HOUND PARTNERS OFFSHORE FUND LTD group: Hound | Director | Aug 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,705,384,593 | 60 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Amber Global Opportunities Fund Ltd. group: Amber | Director | Aug 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,440,222,947 | 187 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Georgetown Emerging Markets Fund Offshore, L.P. group: Rockcreek Racial | Director Director of General Partner | Aug 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Georgetown Diversified Fund, Ltd. group: Rockcreek Racial | Director | Aug 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $520,400,000 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Potomac Fund, Ltd. group: Rockcreek Racial | Director | Aug 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $880,600,000 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD. group: Marblegate | Director Independent Director | Aug 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $255,060,195 | 36 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Shaolin Capital Partners Onshore Fund, L.P. group: Shaolin | Director Director of the General Partner | Aug 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,100,000 | 27 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shaolin Capital Partners International Fund, Ltd. group: Shaolin | Director | Aug 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,600,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kenwood Fund, Ltd. group: Rockcreek Racial | Director | Aug 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Investments Sustainability Ltd. group: J P Morgan | Director | Jul 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,441,407 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Amber Capital Investment Management I Ltd group: Amber | Director | Jul 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $167,247,000 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Voloridge Trading Aggressive Fund, Ltd. group: Voloridge | Director | Jul 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $156,670,447 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WEST TOWER PARTNERS, LTD. group: Goldpoint | Director | Jun 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,000,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Private Advisors Hedged Equity Fund (QP) Ltd. group: Goldpoint | Director | Jun 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $701,246,234 | 116 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PRIVATE ADVISORS HEDGED EQUITY FUND LTD group: Goldpoint | Director | Jun 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,484,310 | 100 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. group: Fir Tree | Director | Jun 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $928,620,853 | 100 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE CAPITAL OPPORTUNITY FUND, LTD. group: Fir Tree | Director | Jun 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,157,240 | 61 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE INTERNATIONAL VALUE FUND II, LTD. group: Fir Tree | Director | Jun 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,618,386,323 | 232 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE INTERNATIONAL VALUE FUND, LTD. group: Fir Tree | Director | Jun 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,103,025,493 | 217 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ASCEND PLAZA FUND, LTD. | Director | Jun 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $125,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Weiss Multi-Strategy Partners (Cayman) Ltd. group: Weiss Multi Strategy | Director | Jun 13, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $480,950,393 | 24 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Jefferies Structured Alpha Fund B (Cayman), Ltd. group: Jefferies | Director | Jun 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,351,263,955 | 59 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Credit Opportunity Offshore Fund, Ltd. group: Ows | Director | Jun 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $112,000,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SRS Partners, Ltd. group: Srs | Director | Jun 5, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,131,622,733 | 152 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Zeal China Fund Ltd | Director | Jun 5, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $650,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ABRAMS BISON OFFSHORE FUND LTD group: Abrams Bison | Director | Jun 1, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $721,202,118 | 35 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Morgan Creek BRIC Plus Offshore Fund, Ltd. group: Morgan Creek | Director | Jun 1, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $121,010,000 | 29 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Morgan Creek Opportunity Offshore Fund, Ltd. group: Morgan Creek | Director | Jun 1, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $214,239,000 | 39 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARK WEST PARTNERS, LTD. group: Park West | Director Director of Issuer | Jun 1, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $73,748,380 | 48 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Park West Investors Ltd group: Park West | Director | Jun 1, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,109,863,217 | 75 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Vision A/T Capital GCC Offshore Fund Ltd. group: Moon | Director | May 24, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,900,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Manaslu Fund III, L.P. group: Manaslu | Director | May 21, 2018 | D | $240,466,211 similar: $155,000–$5,250,000 | $240,124,382 | 8 similar: 4–27 | $9,430,047 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) | Director | May 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $126,677,210 | 41 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) | Director | May 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,522,241 | 17 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Vision A/T Capital GCC Offshore Fund Ltd. group: Moon | Director | May 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,900,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantedge Global Fund (US) group: Quantedge | Director | May 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $111,648,977 | 78 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantedge Global Fund (Offshore) group: Quantedge | Director | May 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,880,726,595 | 579 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JANA Strategic Investments Benchmark Offshore Fund, Ltd. group: Berens | Director | May 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARPEGGIO FUND group: Baycity | Director | May 2, 2018 | D/A | $200,000,000 similar: $155,000–$5,250,000 | $115,323,804 | 4 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Boyu Capital Opportunities Master Fund group: Boyu | Director Director of the Issuer | Apr 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $357,960,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Boyu Capital Offshore Fund group: Boyu | Director Director of the Issuer | Apr 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $299,700,000 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Boyu Capital US Fund group: Boyu | Director Director of the Issuer | Apr 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $88,260,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | RDC Capital Partners Offshore Fund Ltd. group: Rdc | Director | Apr 26, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,000,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSO INVESTORS LTD group: Basso | Director | Apr 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,807,017,773 | 379 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CORRIB MASTER FUND, LTD. group: Corrib | Director | Apr 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,649,660 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Weiss Alpha Balanced Risk Fund (Cayman) Ltd. group: Weiss Multi Strategy | Director | Apr 17, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SkyBridge Opportunity Fund, Ltd. | Director Managing Director of DMS Offshore Investment Services, a director of the Issuer. | Apr 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Iguana Healthcare Partners, Ltd. group: Iguana Healthcare | Director | Apr 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,627,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CORRIB OFFSHORE FUND, LTD. group: Corrib | Director | Apr 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,014,927 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | RDC Capital Partners Offshore Fund Ltd. group: Rdc | Director | Apr 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,000,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WINSTON HEDGED EQUITY FUND LTD group: Winston | Director | Apr 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $572,167,362 | 113 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WINSTON GLOBAL FUND LTD group: Winston | Director | Apr 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $372,321,675 | 82 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Strategic Opportunities, Ltd. group: Forester | Director | Mar 23, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Opportunities, Ltd. group: Forester | Director | Mar 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $190,639,803 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Offshore, Ltd. group: Forester | Director | Mar 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,002,575,605 | 178 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Diversified, Ltd. group: Forester | Director | Mar 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,562,670,705 | 227 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Partners, Ltd. group: Forester | Director | Mar 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $145,633,134 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Mar 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $162,486,802 | 19 similar: 4–27 | $4,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCM MPS LTD. SPC/Counterweight I Segregated Portfolio group: Tcm Mps | Director | Mar 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $541,631,203 | 137 similar: 4–27 | $125,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NUWAVE OFFSHORE FUND LTD group: Nuwave | Director | Mar 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $499,389,599 | 113 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NUWAVE LONG/SHORT FEEDER FUND LTD. group: Nuwave | Director | Mar 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,931,486 | 33 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lubben Fund Ltd. group: Lubben | Director | Mar 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,640,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TWIN OFFSHORE, LTD. | Director | Mar 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $96,355,387 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lubben Fund Ltd. group: Lubben | Director | Mar 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,640,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Trading Fund, Ltd. group: Pharo | Director | Mar 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,050,000 | 6 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Macro Fund, Ltd. group: Pharo | Director | Mar 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $91,980,000 | 97 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Gaia Fund, Ltd. group: Pharo | Director | Mar 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $606,263,000 | 70 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Africa Fund, Ltd. group: Pharo | Director | Mar 15, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $55,399,100 | 3 similar: 4–27 | $5,399,100 similar: $1,000–$100,000 |
| EDGAR ↗ | One William Street Capital Offshore Fund, Ltd. group: Ows | Director | Mar 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $351,071,425 | 75 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Capital Offshore Fund II, Ltd. group: Ows | Director | Mar 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $130,934,172 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Founders Absolute Return Fund (Cayman), Ltd. group: Corecommodity | Director | Mar 13, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tiger Eye Fund, Ltd. group: Tiger Eye | Director | Mar 13, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $300,550,982 | 69 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | River Birch International, Ltd. group: River Birch | Director | Mar 13, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $230,000,000 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LYNX FUND I OFFSHORE LTD group: Lynx Ebo | Director Director of the Issuer | Mar 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $315,996,818 | 81 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JANA Strategic Investments Benchmark Offshore Fund, Ltd. group: Berens | Director | Mar 8, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cooper Creek Partners Ltd. group: Cooper Creek | Director | Mar 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,681,575 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLAZER OFFSHORE FUND LTD group: Glazer | Director | Mar 5, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $61,805,036 | 25 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Glazer Enhanced Offshore Fund, Ltd. group: Glazer | Director | Mar 5, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $147,387,586 | 34 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Castine Offshore Fund, Ltd. group: Castine | Director | Mar 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,149,393 | 37 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Tactical Aggressive Fund, Ltd group: Quantitative | Director | Mar 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $265,380,983 | 67 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: J P Morgan | Director | Feb 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $606,149,159 | 41 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRACIE INTERNATIONAL CREDIT OPPORTUNITIES FUND LTD group: Gracie | Director | Feb 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $596,896,519 | 72 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: J P Morgan | Director | Feb 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $424,517,624 | 36 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kensico Offshore Fund, Ltd. group: Kensico | Director | Feb 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $876,649,430 | 122 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Folger Hill Partners (Cayman) Ltd. group: Kcm | Director | Feb 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $693,372,961 | 53 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Parexel Investment Holdings, L.P. | Director Director of General Partner of Issuer | Feb 26, 2018 | D | Indefinite similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | SCP Endowment (Offshore) Fund, Ltd. group: J P Morgan | Director | Feb 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $179,160,978 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Fund Ltd. group: J P Morgan | Director | Feb 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $347,340,926 | 43 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Total Return Offshore Fund IV Ltd. group: Beach Point | Director | Feb 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $79,241,030 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Total Return Offshore Fund III Ltd. group: Beach Point | Director | Feb 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,562,473 | 1 similar: 4–27 | $7,750,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Total Return Offshore Fund II Ltd. group: Beach Point | Director | Feb 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,723,471,093 | 148 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (USD) Ltd. group: Beach Point | Director | Feb 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $380,500,000 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (GBP) Ltd. group: Beach Point | Director | Feb 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (EUR) Ltd. | Director | Feb 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COURAGE SPECIAL SITUATIONS OFFSHORE FUND LTD group: J P Morgan | Director | Feb 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $365,253,368 | 55 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Eos Credit Opportunities Offshore Ltd group: Eos | Director | Feb 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,106,544 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Eos Focused Equity Offshore Ltd group: Ecp Helios | Director | Feb 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: J P Morgan | Director | Jan 26, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Investments Institutional Ltd. group: J P Morgan | Director | Jan 26, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $220,608,823 | 46 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Investments Opportunity Ltd. group: J P Morgan | Director | Jan 26, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,266,239 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Global 3X Fund, Ltd. group: Quantitative | Director | Jan 24, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $248,112,345 | 34 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Global 1X Fund, Ltd. group: Quantitative | Director | Jan 24, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,132,365 | 44 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HINOKI FUND, LTD. group: Hinoki | Director | Jan 24, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $771,235 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | West Side Clearview CMBS Offshore Fund Ltd group: Blackrock | Director | Jan 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,374,521 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WAF Offshore Fund, Ltd. group: Blackrock | Director | Jan 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $506,371,190 | 39 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apis Deep Value Fund Offshore, Ltd. group: Apis | Director | Jan 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,480,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | APIS OFFSHORE CAPITAL LTD group: Apis | Director | Jan 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $461,812,137 | 95 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Palisade Strategic Fund (Cayman) Ltd group: Palisade | Director | Jan 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $190,824,459 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | East Bridge Capital Offshore Fund Ltd. group: East Bridge | Director | Jan 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $110,900,000 | 14 similar: 4–27 | $2,500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. group: Fir Tree | Director | Jan 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $928,620,853 | 100 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE CAPITAL OPPORTUNITY FUND, LTD. group: Fir Tree | Director | Jan 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,157,240 | 61 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE INTERNATIONAL VALUE FUND II, LTD. group: Fir Tree | Director | Jan 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,596,386,323 | 232 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE INTERNATIONAL VALUE FUND, LTD. group: Fir Tree | Director | Jan 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,103,025,493 | 217 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Opportunities Fund, Ltd. group: Quantitative | Director | Jan 12, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $17,300,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Ascend Partners Fund BPO, Ltd. group: Ascend | Director | Jan 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $968,119,603 | 27 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Ascend Partners Fund, Ltd. group: Ascend | Director | Jan 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,030,650,496 | 191 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD. group: J P Morgan | Director | Jan 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,285,550 | 15 similar: 4–27 | $400,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: J P Morgan | Director | Jan 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $930,188,332 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CAMCAP RESOURCES OFFSHORE FUND, LTD group: J P Morgan | Director | Dec 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $614,362,662 | 122 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Rose Grove Offshore Fund I, Ltd. group: Rose Grove | Director | Dec 19, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $132,322,341 | 48 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Credit Opportunity Offshore Fund II, Ltd. group: Ows | Director | Dec 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,187,187 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Credit Opportunity Offshore Fund III, Ltd. group: Ows | Director | Dec 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JANA Offshore Partners, Ltd. group: Berens | Director | Dec 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $735,779,905 | 179 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JANA Nirvana Offshore Fund, Ltd. group: Berens | Director | Dec 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $425,071,530 | 30 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CRC Capital Release Fund III, Ltd. group: Crc Single Investor | Director | Dec 11, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $5,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Diversified I Fund (Cayman) Ltd. group: Corecommodity | Director | Dec 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $396,100,000 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Founders I Fund (Cayman), Ltd. group: Corecommodity | Director | Dec 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,260,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Founders II Fund (Cayman), Ltd. group: Corecommodity | Director | Dec 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE FUND LTD. group: Moon | Director | Dec 1, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $187,340,580 | 21 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD. group: Moon | Director | Dec 1, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,007,141,166 | 94 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Equity Index Alternative Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC group: J P Morgan | Director | Nov 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $71,571,245 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Equity Index Alternative (ERISA) Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC group: J P Morgan | Director | Nov 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: J P Morgan | Director | Nov 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $216,761,626 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FVP OVERSEAS LTD group: Fvp | Director | Nov 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $288,881,604 | 65 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Equity Index Alternative Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC group: J P Morgan | Director | Nov 13, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $71,571,245 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Equity Index Alternative (ERISA) Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC group: J P Morgan | Director | Nov 13, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $37,500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Yannix Fund Ltd. | Director | Nov 9, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,300,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ESG Credit Macro Event Offshore Fund, Ltd. group: Emerging Sovereign | Director | Nov 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $85,827,000 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ESG CROSS BORDER EQUITY OFFSHORE FUND, LTD. group: Emerging Sovereign | Director | Nov 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,348,948,696 | 224 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ESG Domestic Opportunity Offshore Fund Ltd. group: Emerging Sovereign | Director | Nov 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $492,211,000 | 45 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ESG Nexus Offshore Fund Ltd group: Emerging Sovereign | Director | Nov 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,150,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Suran Global Macro Offshore Fund, Ltd. group: Suran | Director | Nov 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Crestwood Capital International, Ltd. group: Crestwood | Director | Oct 30, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $513,325,513 | 158 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | VR Global Offshore Fund Ltd. group: Vr Argentina Recovery | Director | Oct 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $538,458,060 | 124 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Strategic Value Restructuring Fund, Ltd. | Director | Oct 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $382,255,000 | 64 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Behavioral Equity Market Neutral Master Fund, Ltd. group: Fuller | Director | Sep 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $161,216,377 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Behavioral Equity Market Neutral Fund, Ltd. group: Fuller | Director | Sep 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $82,912,875 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SRS Long Opportunities, Ltd group: Srs | Director | Sep 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $98,000,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Institutional Credit Cayman Fund Ltd group: Jlp | Director | Sep 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,700,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Partners Cayman Fund Ltd group: Jlp | Director | Sep 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $975,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | JLP Credit Opportunity Cayman Fund Ltd group: Jlp | Director | Sep 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,300,000 | 57 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BayCity Event Driven Opportunities Fund group: Baycity | Director | Sep 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,570,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BayCity Long-Short Credit (Offshore) Fund Ltd. group: Baycity | Director | Sep 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $483,396,244 | 52 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BUCKINGHAM RAF INTERNATIONAL PARTNERS LTD group: Buckingham | Director | Sep 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $629,822,178 | 99 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BUCKINGHAM INTERNATIONAL PARTNERS LTD group: Buckingham | Director | Sep 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $209,475,132 | 40 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Scion G7 Offshore, Ltd. group: Route One | Director | Sep 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,150,000 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Strategies Fund Ltd. group: J P Morgan | Director | Aug 29, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC group: J P Morgan | Director | Aug 29, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $33,390,700 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Latigo Ultra Fund, Ltd. group: Pretium | Director | Aug 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,612,968 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | IPM Systematic Macro Fund | Director | Aug 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $161,850,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HOUND PARTNERS CONCENTRATED FUND, LTD. group: Hound | Director | Aug 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,348,539,988 | 28 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HOUND PARTNERS LONG FUND, LTD. group: Hound | Director | Aug 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $470,815,000 | 22 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HOUND PARTNERS OFFSHORE FUND LTD group: Hound | Director | Aug 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,442,022,415 | 57 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Georgetown Diversified Fund, Ltd. group: Rockcreek Racial | Director | Aug 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $510,888,461 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Potomac Fund, Ltd. group: Rockcreek Racial | Director | Aug 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $880,553,000 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Georgetown Emerging Markets Fund Offshore, L.P. group: Rockcreek Racial | Director Director of General Partner | Aug 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Amber Global Opportunities Fund Ltd. group: Amber | Director | Aug 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,440,222,947 | 187 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CoreCommodity Management - Founders II Fund (Cayman), Ltd. group: Corecommodity | Director | Aug 15, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Semper Midas Fund, Ltd. group: Semper | Director | Aug 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,993,976 | 8 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD. group: Marblegate | Director Independent Director | Aug 9, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $250,285,195 | 33 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Kenwood Fund, Ltd. group: Rockcreek Racial | Director | Aug 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $140,000,000 | 1 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Basso Select Opportunities Fund Ltd. group: Basso | Director | Jul 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $103,519,171 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Global 3X Fund, Ltd. group: Quantitative | Director | Jul 25, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $187,612,345 | 32 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Global 1X Fund, Ltd. group: Quantitative | Director | Jul 25, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,132,365 | 44 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Investments Sustainability Ltd. group: J P Morgan | Director | Jul 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,941,407 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Voloridge Trading Aggressive Fund, Ltd. group: Voloridge | Director | Jul 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $154,136,669 | 19 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WEST TOWER PARTNERS, LTD. group: Goldpoint | Director | Jun 30, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,500,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Private Advisors Hedged Equity Fund (QP) Ltd. group: Goldpoint | Director | Jun 30, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $701,246,234 | 115 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PRIVATE ADVISORS HEDGED EQUITY FUND LTD group: Goldpoint | Director | Jun 30, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,484,310 | 100 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. group: Fir Tree | Director | Jun 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $908,203,853 | 97 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE CAPITAL OPPORTUNITY FUND, LTD. group: Fir Tree | Director | Jun 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,157,240 | 61 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE INTERNATIONAL VALUE FUND II, LTD. group: Fir Tree | Director | Jun 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,596,386,323 | 232 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FIR TREE INTERNATIONAL VALUE FUND, LTD. group: Fir Tree | Director | Jun 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,100,025,493 | 217 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ASCEND PLAZA FUND, LTD. | Director | Jun 23, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $125,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | IPM Systematic Macro Fund | Director | Jun 16, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $161,850,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Yiheng Capital Offshore Partners, Ltd. group: Yiheng | Director Director | Jun 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $86,186,802 | 8 similar: 4–27 | $4,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Weiss Multi-Strategy Partners (Cayman) Ltd. group: Weiss Multi Strategy | Director | Jun 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $222,400,393 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Zeal China Fund Ltd | Director | Jun 9, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $650,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Credit Opportunity Offshore Fund, Ltd. group: Ows | Director | Jun 6, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $113,500,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SRS Partners, Ltd. group: Srs | Director | Jun 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,044,854,045 | 99 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARK WEST PARTNERS, LTD. group: Park West | Director Director of Issuer | Jun 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,448,380 | 16 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Park West Investors Ltd group: Park West | Director | Jun 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $878,963,217 | 39 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Morgan Creek BRIC Plus Offshore Fund, Ltd. group: Morgan Creek | Director | Jun 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $121,010,000 | 29 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Morgan Creek Opportunity Offshore Fund, Ltd. group: Morgan Creek | Director | Jun 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $214,239,000 | 39 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ABRAMS BISON OFFSHORE FUND LTD group: Abrams Bison | Director | Jun 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $691,202,118 | 33 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) | Director | May 19, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,522,241 | 17 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) | Director | May 19, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,677,210 | 40 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Vision A/T Capital GCC Offshore Fund Ltd. group: Moon | Director | May 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,900,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Emerging Markets Debt Fund Ltd group: Apollo | Director | May 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $708,679,556 | 11 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantedge Global Fund (US) group: Quantedge | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $88,304,865 | 67 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantedge Global Fund (Offshore) group: Quantedge | Director | May 5, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,511,910,968 | 494 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elliott International Ltd group: Elliott | Director | May 3, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARPEGGIO FUND group: Baycity | Director | May 2, 2017 | D/A | $200,000,000 similar: $155,000–$5,250,000 | $115,323,804 | 4 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Boyu Capital US Fund group: Boyu | Director Director of the Issuer | Apr 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,100,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Boyu Capital Opportunities Master Fund group: Boyu | Director Director of the Issuer | Apr 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $207,600,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Boyu Capital Offshore Fund group: Boyu | Director Director of the Issuer | Apr 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $204,500,000 | 26 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CORRIB MASTER FUND, LTD. group: Corrib | Director | Apr 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,649,660 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | BASSO INVESTORS LTD group: Basso | Director | Apr 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,738,625,166 | 377 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Weiss Alpha Balanced Risk Fund (Cayman) Ltd. group: Weiss Multi Strategy | Director | Apr 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | RDC Capital Partners Offshore Fund Ltd. group: Rdc | Director | Apr 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,000,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Iguana Healthcare Partners, Ltd. group: Iguana Healthcare | Director | Apr 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,627,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SkyBridge Opportunity Fund, Ltd. | Director Managing Director of DMS Offshore Investment Services, a director of the Issuer. | Apr 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CORRIB OFFSHORE FUND, LTD. group: Corrib | Director | Apr 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,399,927 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WINSTON HEDGED EQUITY FUND LTD group: Winston | Director | Apr 6, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $300,933,753 | 186 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WINSTON GLOBAL FUND LTD group: Winston | Director | Apr 6, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $417,806,573 | 102 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Meru Cayman HFF, Ltd. group: Meru | Director | Apr 4, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,699,000 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Decca Feeder Fund group: J P Morgan | Director Director of the Issuer | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $275,216,299 | 37 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Decca Feeder Fund L.P. group: J P Morgan | Director Director of the Issuer and of the General Partner | Mar 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $142,699,980 | 36 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Offshore, Ltd. group: Forester | Director | Mar 24, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $998,575,605 | 178 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Diversified, Ltd. group: Forester | Director | Mar 24, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,542,290,705 | 224 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Partners, Ltd. group: Forester | Director | Mar 24, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $145,133,134 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Forester Opportunities, Ltd. group: Forester | Director | Mar 24, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $141,898,318 | 24 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NUWAVE OFFSHORE FUND LTD group: Nuwave | Director | Mar 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $499,389,599 | 113 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NUWAVE LONG/SHORT FEEDER FUND LTD. group: Nuwave | Director | Mar 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,931,486 | 33 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCM MPS LTD. SPC/Counterweight I Segregated Portfolio group: Tcm Mps | Director | Mar 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $541,631,203 | 137 similar: 4–27 | $125,000 similar: $1,000–$100,000 |
| EDGAR ↗ | H/2 Credit Partners Ltd. | Director | Mar 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,190,921 | 4 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Trading Fund, Ltd. group: Pharo | Director | Mar 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 4 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Macro Fund, Ltd. group: Pharo | Director | Mar 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,890,000 | 94 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Pharo Gaia Fund, Ltd. group: Pharo | Director | Mar 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $742,770,000 | 42 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lubben Fund Ltd. group: Lubben | Director | Mar 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,640,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TWIN OFFSHORE, LTD. | Director | Mar 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,678,080 | 22 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Akamatsu Fund group: J P Morgan | Director Director of the Issuer | Mar 16, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,849,290 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Akamatsu Bonsai Fund group: J P Morgan | Director Director of the Issuer | Mar 16, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,699,552 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Crestwood Capital International, Ltd. group: Crestwood | Director | Mar 16, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $513,325,513 | 158 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | One William Street Capital Offshore Fund, Ltd. group: Ows | Director | Mar 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $334,898,695 | 72 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | OWS Capital Offshore Fund II, Ltd. group: Ows | Director | Mar 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $126,934,172 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | River Birch International, Ltd. group: River Birch | Director | Mar 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $230,000,000 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tiger Eye Fund, Ltd. group: Tiger Eye | Director | Mar 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $298,350,982 | 69 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | LYNX FUND I OFFSHORE LTD group: Lynx Ebo | Director Director of the Issuer | Mar 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $315,916,752 | 81 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Glazer Enhanced Offshore Fund, Ltd. group: Glazer | Director | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $127,794,586 | 125 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GLAZER OFFSHORE FUND LTD group: Glazer | Director | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $61,805,036 | 25 similar: 4–27 | $125,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Susa European Equities Fund group: Susa European | Director | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,155,041 | 70 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Eos Credit Opportunities Offshore Ltd group: Eos | Director | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,106,544 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Akamatsu Bonsai Fund group: J P Morgan | Director | Mar 9, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,699,552 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cooper Creek Partners Ltd. group: Cooper Creek | Director | Mar 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,181,575 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Castine Offshore Fund, Ltd. group: Castine | Director | Mar 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,449,393 | 22 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GRACIE INTERNATIONAL CREDIT OPPORTUNITIES FUND LTD group: Gracie | Director | Feb 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,896,519 | 71 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: J P Morgan | Director | Feb 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $605,999,187 | 41 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kensico Offshore Fund, Ltd. group: Kensico | Director | Feb 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $827,660,437 | 104 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: J P Morgan | Director | Feb 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,250,408 | 28 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Folger Hill Partners (Cayman) Ltd. group: Kcm | Director | Feb 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $693,372,961 | 53 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SCP Endowment (Offshore) Fund, Ltd. group: J P Morgan | Director | Feb 24, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,835,145 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SCP Absolute Return (Offshore) Fund, Ltd. group: J P Morgan | Director | Feb 24, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $108,114,099 | 39 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Quantitative Tactical Aggressive Fund, Ltd group: Quantitative | Director | Feb 24, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $221,358,408 | 55 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Providence MBS Fund, Ltd. group: Providence Mbs | Director | Feb 22, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $1,911,172,000 | 135 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Global Ltd. group: J P Morgan | Director | Feb 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,640,201 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Fund Ltd. group: J P Morgan | Director | Feb 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $334,468,340 | 38 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Total Return Offshore Fund IV Ltd. group: Beach Point | Director | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,728,780 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Total Return Offshore Fund III Ltd. group: Beach Point | Director | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,562,473 | 1 similar: 4–27 | $7,750,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Total Return Offshore Fund II Ltd. group: Beach Point | Director | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,673,680,093 | 145 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (USD) Ltd. group: Beach Point | Director | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $310,500,000 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (GBP) Ltd. group: Beach Point | Director | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Beach Point Multi-Strategy Credit Offshore Fund (EUR) Ltd. | Director | Feb 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ASCEND LEGEND FUND, LTD. group: Ascend | Director | Feb 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,097,735 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Eos Focused Equity Offshore Ltd group: Ecp Helios | Director | Feb 6, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: J P Morgan | Director | Jan 26, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $2,300,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Investments Institutional Ltd. group: J P Morgan | Director | Jan 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $220,208,823 | 46 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Investments Opportunity Ltd. group: J P Morgan | Director | Jan 26, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,254,639 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HINOKI FUND, LTD. group: Hinoki | Director | Jan 26, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $771,235 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TRILOGY FINANCIAL PARTNERS INTERNATIONAL LTD group: Mariner | Director | Jan 25, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,278,597,903 | 94 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | West Side Clearview CMBS Offshore Fund Ltd group: Blackrock | Director | Jan 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,374,521 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WAF Offshore Fund, Ltd. group: Blackrock | Director | Jan 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $453,805,190 | 35 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apis Deep Value Fund Offshore, Ltd. group: Apis | Director | Jan 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,000,000 | 1 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | APIS OFFSHORE CAPITAL LTD group: Apis | Director | Jan 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $437,062,137 | 92 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
Showing the latest 500 of 2089 filings; the PDF export and search include all of them.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as David Bree. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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