Sponsor Check › Private Advisors Small › Issuer
Corporation · organized in CAYMAN ISLANDS · formed Over five years ago · RICHMOND, VA · SEC CIK 1605502
Part of sponsor group: Private Advisors Small (53 issuers, 248 filings) · grouped because: shared people, same business address, similar issuer names · confidence 86% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 19, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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What will be compared: what the sponsor says publicly (website, marketing materials, claimed profile) against what public records show — SEC Form D filings, Form ADV adviser registration, and state business records. Every comparison is reviewed by a person before it is published.
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Sources to be compared: sponsor public claims · SEC Form D · SEC Form ADV (IAPD) · state business records · As of Oct 23, 2026, 9:13 PM ET.
1 of 2 offerings reports sales commissions totalling $110,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $100,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 22, 2022 D/A File 021-215761 | $110,000 (est.) | $0 (est.) | $100,000 (est.) Apogem Capital LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. | NY LIFE DISTRIBUTORS LLC BrokerCheck CRD 35350 ↗ Candlewood Securities, LLC BrokerCheck CRD 126042 ↗ |
| EDGAR ↗ | Oct 19, 2026 D File 021-601705 | $0 | $0 | $0 | None listed |
As reported by the issuer on Form D (Items 12–15), latest filing per offering. "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates.
Each filing as reported by the issuer. Open a row for the full plain-English detail.
| Filing | Form D filed Oct 19, 2026 SEC file no. 021-601705 · accession 0001605502-26-000003 |
|---|---|
| Raise progress | $77,591,594 sold of Indefinite offered · Indefinite remaining The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration. |
| Filing timing | Date of first sale: Jun 1, 2014 · Form D filed: Oct 19, 2026 (4523 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,528 days (12.4 years) |
| Annual amendments | Issuer reported the offering may last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 7 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Charles H.G. Honey, Managing Partner (Oct 19, 2026) |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 7. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index |
| Filing | Form D/A (amendment) filed Jun 22, 2022 · amends 0001605502-21-000003 ↗ SEC file no. 021-215761 · accession 0001605502-22-000005 |
|---|---|
| Raise progress | $71,591,594 sold of Indefinite offered · Indefinite remaining The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration. |
| Filing timing | Date of first sale: Jun 1, 2014 · Form D filed: Jun 22, 2022 (2943 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,528 days (12.4 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jun 22, 2022. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | NY LIFE DISTRIBUTORS LLC — FINRA BrokerCheck CRD 35350 ↗ Solicits in: All States Candlewood Securities, LLC — FINRA BrokerCheck CRD 126042 ↗ Solicits in: CA, CT, FL, IL, KY, MA, MD, MI, NJ, NY, OH, PA, TN, TX, UT, VT, WA |
| Money to insiders | Sales commissions: $110,000 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $100,000 (est.) Apogem Capital LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. |
| Signed by | Gregory W. Ciaverelli, Chief Administrative Officer of Apogem Capital LLC, Inv Mgr (Jun 22, 2022) |
| Changes vs prior filing | total sold: $70,591,594 → $71,591,594 investors: 5 → 6 Compared with the D/A filed Jun 24, 2021 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 6. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jun 24, 2021 · amends 0001605502-20-000001 ↗ SEC file no. 021-215761 · accession 0001605502-21-000003 |
|---|---|
| Raise progress | $70,591,594 sold of Indefinite offered · Indefinite remaining The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration. |
| Filing timing | Date of first sale: Jun 1, 2014 · Form D filed: Jun 24, 2021 (2580 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,528 days (12.4 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jun 24, 2021. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 5 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | NY LIFE DISTRIBUTORS LLC — FINRA BrokerCheck CRD 35350 ↗ Solicits in: All States Candlewood Securities, LLC — FINRA BrokerCheck CRD 126042 ↗ Solicits in: CA, CT, FL, IL, KY, MA, MD, MI, NJ, NY, OH, PA, TN, TX, UT, VT, WA |
| Money to insiders | Sales commissions: $110,000 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $100,000 (est.) PA Capital LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. |
| Signed by | Gregory W. Ciaverelli, Chief Operating Officer of PA Capital LLC the Inv Mgr (Jun 24, 2021) |
| Changes vs prior filing | total sold: $63,091,594 → $70,591,594 investors: 4 → 5 Compared with the D/A filed Jun 24, 2020 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 5. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jun 24, 2020 · amends 0001605502-19-000001 ↗ SEC file no. 021-215761 · accession 0001605502-20-000001 |
|---|---|
| Raise progress | $63,091,594 sold of Indefinite offered · Indefinite remaining The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration. |
| Filing timing | Date of first sale: Jun 1, 2014 · Form D filed: Jun 24, 2020 (2215 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,528 days (12.4 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jun 24, 2020. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | NY LIFE DISTRIBUTORS LLC — FINRA BrokerCheck CRD 35350 ↗ Solicits in: All States Candlewood Securities, LLC — FINRA BrokerCheck CRD 126042 ↗ Solicits in: CA, CT, FL, IL, KY, MA, MD, MI, NJ, NY, OH, PA, TN, TX, UT, VT, WA |
| Money to insiders | Sales commissions: $110,000 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $100,000 (est.) PA Capital LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. |
| Signed by | Gregory W. Ciaverelli, Chief Operating Officer of PA Capital LLC the Inv Mgr (Jun 24, 2020) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Jun 24, 2019 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jun 24, 2019 · amends 0001605502-18-000001 ↗ SEC file no. 021-215761 · accession 0001605502-19-000001 |
|---|---|
| Raise progress | $63,091,594 sold of Indefinite offered · Indefinite remaining The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration. |
| Filing timing | Date of first sale: Jun 1, 2014 · Form D filed: Jun 24, 2019 (1849 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,528 days (12.4 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jun 24, 2019. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | NY LIFE DISTRIBUTORS LLC — FINRA BrokerCheck CRD 35350 ↗ Solicits in: All States Candlewood Securities, LLC — FINRA BrokerCheck CRD 126042 ↗ Solicits in: CA, CT, FL, IL, KY, MA, MD, MI, NJ, NY, OH, PA, TN, TX, UT, VT, WA |
| Money to insiders | Sales commissions: $110,000 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. |
| Signed by | Gregory Ciaverelli, Chief Operating Officer of Private Advisors, LLC the Inv Mgr (Jun 24, 2019) |
| Changes vs prior filing | total sold: $39,000,000 → $63,091,594 sales commissions: $60,000 → $110,000 Compared with the D/A filed Jun 29, 2018 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jun 29, 2018 · amends 0001605502-17-000001 ↗ SEC file no. 021-215761 · accession 0001605502-18-000001 |
|---|---|
| Raise progress | $39,000,000 sold of Indefinite offered · Indefinite remaining The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration. |
| Filing timing | Date of first sale: Jun 1, 2014 · Form D filed: Jun 29, 2018 (1489 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,528 days (12.4 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jun 29, 2018. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | NY LIFE DISTRIBUTORS LLC — FINRA BrokerCheck CRD 35350 ↗ Solicits in: All States Candlewood Securities, LLC — FINRA BrokerCheck CRD 126042 ↗ Solicits in: CA, CT, FL, IL, KY, MA, MD, MI, NJ, NY, OH, PA, TN, TX, UT, VT, WA |
| Money to insiders | Sales commissions: $60,000 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. |
| Signed by | Gregory Ciaverelli, Chief Operating Officer of Private Advisors, LLC the Inv Mgr (Jun 29, 2018) |
| Changes vs prior filing | total sold: $14,500,000 → $39,000,000 investors: 1 → 4 sales commissions: $0 → $60,000 Compared with the D/A filed Jun 30, 2017 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 4. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jun 30, 2017 · amends 0001605502-16-000004 ↗ SEC file no. 021-215761 · accession 0001605502-17-000001 |
|---|---|
| Raise progress | $14,500,000 sold of Indefinite offered · Indefinite remaining The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration. |
| Filing timing | Date of first sale: Jun 1, 2014 · Form D filed: Jun 30, 2017 (1125 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,528 days (12.4 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jun 30, 2017. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | NY LIFE DISTRIBUTORS LLC — FINRA BrokerCheck CRD 35350 ↗ Solicits in: All States Candlewood Securities, LLC — FINRA BrokerCheck CRD 126042 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. |
| Signed by | Gregory Ciaverelli, Chief Operating Officer of Private Advisors, LLC the Inv Mgr (Jun 30, 2017) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Jul 1, 2016 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jul 1, 2016 · amends 0001605502-16-000002 ↗ SEC file no. 021-215761 · accession 0001605502-16-000004 |
|---|---|
| Raise progress | $14,500,000 sold of Indefinite offered · Indefinite remaining The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration. |
| Filing timing | Date of first sale: Jun 1, 2014 · Form D filed: Jul 1, 2016 (761 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,528 days (12.4 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jul 1, 2016. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | NY LIFE DISTRIBUTORS LLC — FINRA BrokerCheck CRD 35350 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. |
| Signed by | Gregory Ciaverelli, Chief Operating Officer of Private Advisors, LLC the Inv Mgr (Jul 1, 2016) |
| Changes vs prior filing | total sold: $9,500,000 → $14,500,000 Compared with the D/A filed Mar 31, 2016 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Mar 31, 2016 · amends 0001605502-15-000001 ↗ SEC file no. 021-215761 · accession 0001605502-16-000002 |
|---|---|
| Raise progress | $9,500,000 sold of Indefinite offered · Indefinite remaining The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration. |
| Filing timing | Date of first sale: Jun 1, 2014 · Form D filed: Mar 31, 2016 (669 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,528 days (12.4 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 31, 2016. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | NY LIFE DISTRIBUTORS LLC — FINRA BrokerCheck CRD 35350 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $100,000 (est.) Private Advisors, LLC or an affiliate will receive an investment management fee from the Issuer quarterly. The fee will generally be equal to a percentage of the net asset value of the Issuer's investors as specified in the Issuer's offering documents. |
| Signed by | James J. Shannon, Chief Compliance Officer & Chief Operating Officer (Mar 31, 2016) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Mar 13, 2015 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Mar 13, 2015 · amends 0001605502-14-000001 ↗ SEC file no. 021-215761 · accession 0001605502-15-000001 |
|---|---|
| Raise progress | $9,500,000 sold of Indefinite offered · Indefinite remaining The total amount sold and the number of investors disclosed on this Form D do not take redemptions and/or withdrawals into consideration. |
| Filing timing | Date of first sale: Jun 1, 2014 · Form D filed: Mar 13, 2015 (285 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,528 days (12.4 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 13, 2015. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $1,000,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $100,000 (est.) |
| Signed by | James J. Shannon, Chief Compliance Officer & Chief Operating Officer (Mar 13, 2015) |
| Changes vs prior filing | total sold: $0 → $9,500,000 investors: 0 → 1 minimum investment: $0 → $1,000,000 proceeds to insiders: $0 → $100,000 Compared with the D filed Apr 17, 2014 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $1,000,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Apr 17, 2014 SEC file no. 021-215761 · accession 0001605502-14-000001 |
|---|---|
| Raise progress | $0 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Yet to occur · Form D filed: Apr 17, 2014 Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Annual amendments | Issuer reported the offering may last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 0 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | James J. Shannon, Chief Compliance Officer & Chief Operating Officer (Apr 16, 2014) |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 0. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
All Form D filings for this CIK on SEC EDGAR ↗. History: 1 new offering in the last 12 months · most recent filing Oct 19, 2026.
| Name | Relationship | Address state | On filings | Also listed on |
|---|---|---|---|---|
| CHARLES HONEY | Promoter | VA | Oct 19, 2026 | 1 other issuer |
| GERARD POLIZZI | Promoter | VA | Oct 19, 2026 | 1 other issuer |
| ROLAND VETTER | Promoter | VA | Oct 19, 2026 | 1 other issuer |
| Alaina W. Danley | Director | E9 | Jun 24, 2021 → Jun 22, 2022 | 3 other issuers |
| Alan W. Kelly | Director | E9 | Jun 24, 2020 → Jun 22, 2022 | 2 other issuers |
| Christopher J Stringer | Promoter | VA | Jul 1, 2016 → Jun 22, 2022 | 3 other issuers |
| Gregory J Ciaverelli | Promoter | VA | Mar 31, 2016 → Jun 22, 2022 | 13 other issuers |
| Louis W. Moelchert, Jr. | Promoter | VA | Apr 17, 2014 → Jun 22, 2022 | 48 other issuers |
| Don W. Seymor | Director | E9 | Apr 17, 2014 → Jun 24, 2020 | 5 other issuers |
| Louis W. Moelchert, III | Promoter | VA | Mar 13, 2015 → Jun 24, 2020 | 48 other issuers |
| David W. Bree | Director | E9 | Apr 17, 2014 → Jun 24, 2019 | 16 other issuers |
| James J. Shannon | Promoter Authorized Signatory of GP | VA | Apr 17, 2014 → Mar 31, 2016 | 19 other issuers |
| Timothy G. Berry | Promoter | VA | Apr 17, 2014 → Mar 31, 2016 | 11 other issuers |
Executive officers, directors and promoters as self-reported by the issuer. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
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Shared address: this business address appears on filings for 5 other issuers. Stated as a count only — many addresses are shared office buildings or registered agents.
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