Route One

United States Bankruptcy Court, N.D. California docket "Douglas E. Mallach and Saskia H. Mallach" filed Sep 22, 2004, closed Dec 27, 2004. Saskia Mallach (listed on the same filings) is listed as Debtor ("Saskia H. Mallach"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

The address on file, 201 Mission Street, Suite 1200, San Francisco, CA, is used by 28 issuers in our index across 11 sponsor groups; 27 are outside this group. It is on our registered-agent / shared-office list (28 issuers in 18 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

The latest filing for this offering is dated Aug 7, 2019 (first sale Jun 25, 2010). It reports $1,949,756 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated May 16, 2016 (first sale Apr 12, 2011). It reports $12,170,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Feb 9, 2016 (first sale Oct 27, 2009). It reports $25,396,777 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Grand Trunk Capital Management, L.P.'s role changed at GTC Special Opportunity Fund I, Ltd.: promoter → executive officer · Grand Trunk Capital Management, L.P.'s role changed at Grand Trunk Fund I, L.P.: promoter → executive officer · Jason E. Moment's role changed at Route One Offshore Master Fund, L.P.: executive officer, promoter → executive officer · Richard Voon's role changed at Route One Offshore Master Fund, L.P.: executive officer, promoter → executive officer · William F. Duhamel's role changed at Route One Offshore Master Fund, L.P.: executive officer, promoter → executive officer · and 15 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

listed as "Gregory A. Bundy" on the May 15, 2013 filing, and "Gregory Bundy" on 4 filings (from Feb 7, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Address moved from Menlo Park, CA to San Francisco, CA — GTC Special Opportunity Fund I, Ltd. · Address moved from Menlo Park, CA to San Francisco, CA — Grand Trunk Fund I, L.P. · Address moved from Palo Alto, CA to Menlo Park, CA — GTC Special Opportunity Fund I, Ltd. · Address moved from Palo Alto, CA to Menlo Park, CA — Grand Trunk Fund I, L.P.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

The latest filing lists C/O Citco Fund Services, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 624 issuers in our index (registered agent / corporate services / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

The latest filing lists Citco (Mauritius) Limited, 4th Floor, Tower A, 1 Cybercity, Ebene, Mauritius (as filed: O4). That address is used by 2 issuers in our index (2 of 2 issuers filed c/o a registered agent / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

The latest filing lists 201 Mission Street, Suite 1200, San Francisco, CA. That address is used by 28 issuers in our index (28 issuers in 18 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Delaware (5), Mauritius (2), Cayman Islands (1) — out of 8 member issuers. The odd ones out: GTC Fund, Ltd. (Mauritius); Route One Offshore Master Fund, L.P. (Cayman Islands); GTC Special Opportunity Fund I, Ltd. (Mauritius).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

CA (5), Mauritius (as filed: O4) (2), Cayman Islands (as filed: E9) (1). 4 members use a registered-agent or shared-office address: Grand Trunk Fund I, L.P. (201 Mission Street, Suite 1200, San Francisco, CA); GTC Fund, Ltd. (Citco (Mauritius) Limited, 4th Floor, Tower A, 1 Cybercity, Ebene, Mauritius (as filed: O4)); Route One Offshore Master Fund, L.P. (C/O Citco Fund Services, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); GTC Special Opportunity Fund I, Ltd. (Citco (Mauritius) Limited, 4th Floor, Tower A, 1 Cybercity, Ebene, Mauritius (as filed: O4)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

SEC records list prior names for this filer: ROIC Capital Management, L.P.. The current name on file is "Route One Investment Company, L.P.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.