Sponsor Check › Sponsor group
10 issuers linked to one sponsor · NEW YORK, NY
Grouped because: 4 shared people, 3 shared management entities, similar issuer names (10) (automatic match from the filings) ·Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: Aug 27, 2020 · Courts (RECAP) last checked: Oct 24, 2026, 12:21 AM ET · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:21 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:21 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
2 of 11 offerings report sales commissions totalling $8,075,000; 0 report finder's fees; 2 report proceeds to related persons totalling $1,700,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Aug 27, 2020 D/A File 021-147145 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None no CRD number reported via CAVU Securities, LLC (CRD 6906 ↗) |
| EDGAR ↗ | Aug 27, 2020 D/A File 021-170476 | $0 | $0 | $0 Customary management fees and advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None no CRD number reported via CAVU Securities, LLC (CRD 6906 ↗) |
| EDGAR ↗ | Jul 13, 2017 D/A File 021-265406 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Stuart Patterson BrokerCheck CRD 4309118 ↗ via CAVU Securities, LLC (CRD 6906 ↗) Mitch Baruchowitz BrokerCheck CRD 4959894 ↗ via CAVU Securities, LLC (CRD 6906 ↗) Jon Slogoff BrokerCheck CRD 2524730 ↗ via CAVU Securities, LLC (CRD 6906 ↗) None no CRD number reported via CAVU Securities, LLC (CRD 6906 ↗) |
| EDGAR ↗ | Feb 5, 2016 D/A File 021-211682 | $5,700,000 (est.) | $0 | $1,200,000 (est.) | CAVU Securities LLC BrokerCheck CRD 6906 ↗ American Capital Partners, LLC BrokerCheck CRD 119249 ↗ Buckman, Buckman & Reid, Inc. BrokerCheck CRD 23407 ↗ Financial West Group BrokerCheck CRD 16668 ↗ Wilson-Davis & Co., Inc. BrokerCheck CRD 3777 ↗ First Liberties Financial BrokerCheck CRD 14432 ↗ Newbridge Securities Corporation BrokerCheck CRD 104065 ↗ VFG Securities, Inc. BrokerCheck CRD 15121 ↗ IBN Financial Services, Inc. BrokerCheck CRD 42360 ↗ Landolt Securities, Inc. BrokerCheck CRD 28352 ↗ Arque Capital, Inc. BrokerCheck CRD 121192 ↗ Sunbelt Securites, Inc. BrokerCheck CRD 42180 ↗ Coastal Equities, Inc. BrokerCheck CRD 23769 ↗ K. C. Ward Financial BrokerCheck CRD 145135 ↗ Capital Investment Group, Inc. BrokerCheck CRD 14752 ↗ Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ TD Ameritrade, Inc. BrokerCheck CRD 7870 ↗ via Dan Pikula (CRD 2563165 ↗) Capital Financial Services, Inc. BrokerCheck CRD 8408 ↗ Legend Securities, Inc. BrokerCheck CRD 44952 ↗ |
| EDGAR ↗ | Dec 4, 2015 D/A File 021-205756 | $0 | $0 | $0 Customary management fees and advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Stuart Patterson BrokerCheck CRD 4309118 ↗ via CAVU Securities, LLC (CRD 6906 ↗) Mitch Baruchowitz BrokerCheck CRD 4959894 ↗ via CAVU Securities, LLC (CRD 6906 ↗) Jon Slogoff BrokerCheck CRD 2524730 ↗ via CAVU Securities, LLC (CRD 6906 ↗) N/A no CRD number reported via CAVU Securities, LLC (CRD 6906 ↗) |
| EDGAR ↗ | Aug 26, 2015 D/A File 021-164851 | $0 | $0 | $0 Customary management fees and advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | Stuart Patterson BrokerCheck CRD 4309118 ↗ via CAVU Securities, LLC (CRD 6906 ↗) Mitch Baruchowitz BrokerCheck CRD 4959894 ↗ via CAVU Securities, LLC (CRD 6906 ↗) Jon Slogoff BrokerCheck CRD 2524730 ↗ via CAVU Securities, LLC (CRD 6906 ↗) None no CRD number reported via CAVU Securities, LLC (CRD 6906 ↗) |
| EDGAR ↗ | Aug 23, 2013 D/A File 021-129673 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Aug 23, 2013 D/A File 021-130144 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Aug 23, 2013 D/A File 021-144003 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Advisory as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Aug 23, 2013 D/A File 021-143995 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 12, 2013 D/A File 021-172739 | $2,375,000 (est.) | $0 | $500,000 (est.) | ACGM, Inc. BrokerCheck CRD 29705 ↗ Mitchell B. Baruchowitz BrokerCheck CRD 4959894 ↗ via ACGM, Inc. (CRD 29705 ↗) Vincent K. Annable BrokerCheck CRD 1033573 ↗ via Newbridge Securities Corporation (CRD 104065 ↗) Scott S. Brooks BrokerCheck CRD 3235252 ↗ via Newbridge Securities Corporation (CRD 104065 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 10 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Semper in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 1:01 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Semper Opportunistic Mortgage Strategy Fund, L.P. | shared people, shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 7 | $1,151,005 | 3 | $50,000 | 2009–2013 |
| EDGAR ↗ | Semper Global Opportunistic Mortgage Strategy Fund, Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 6 | $32,000,000 | 2 | $50,000 | 2009–2013 |
| EDGAR ↗ | Semper Government/Credit Fixed Income Fund, Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 5 | $117,025,305 | 5 | $50,000 | 2010–2013 |
| EDGAR ↗ | Semper Government/Credit Fixed Income Fund, L.P. | shared people, shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 5 | $0 | 0 | $50,000 | 2010–2013 |
| EDGAR ↗ | Semper MIDAS Fund, L.P. | shared people, shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 11 | $172,291,331 offering Indefinite · similar: $155,000–$5,250,000 | 76 similar: 4–27 | $50,000 similar: $1,000–$100,000 | 2010–2020 |
| EDGAR ↗ | Semper Active MBS Fund, L.P. | shared people, shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 5 | $30,525,940 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | $150,000 similar: $1,000–$100,000 | 2011–2015 |
| EDGAR ↗ | Semper Midas Fund, Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 10 | $69,843,976 offering Indefinite · similar: $155,000–$5,250,000 | 21 similar: 4–27 | $50,000 similar: $1,000–$100,000 | 2011–2020 |
| EDGAR ↗ | Semper US RMBS Opportunity REIT, Inc. | shared people, shared management entity, similar issuer names | NEW YORK, NY | REITS and Finance | 5 | $27,037,436 offering $60,000,000 · similar: $125,000–$125,000 | 247 similar: 124–125 | $50,000 similar: $1,000–$1,000 | 2012–2016 |
| EDGAR ↗ | Semper Active MBS Fund, Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GEORGE TOWN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 4 | $23,425,940 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $50,000 similar: $1,000–$100,000 | 2013–2015 |
| EDGAR ↗ | Semper Alternative Asset Opportunity Fund (Delaware), L.P. | shared people, shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $22,346,975 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2016–2017 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Aug 27, 2020 | Semper Midas Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $55,210,504 |
| EDGAR ↗ | Aug 27, 2020 | Semper MIDAS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $42,717,492 |
| EDGAR ↗ | Aug 28, 2019 | Semper Midas Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $56,540,504 |
| EDGAR ↗ | Aug 28, 2019 | Semper MIDAS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $51,646,492 |
| EDGAR ↗ | Aug 23, 2018 | Semper Midas Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $69,843,976 |
| EDGAR ↗ | Aug 23, 2018 | Semper MIDAS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $48,572,169 |
| EDGAR ↗ | Aug 14, 2017 | Semper Midas Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $27,993,976 |
| EDGAR ↗ | Aug 14, 2017 | Semper MIDAS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $37,650,167 |
| EDGAR ↗ | Jul 13, 2017 | Semper Alternative Asset Opportunity Fund (Delaware), L.P. | D/A | Pooled Investment Fund | Indefinite | $22,346,975 |
| EDGAR ↗ | Aug 23, 2016 | Semper Midas Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $30,648,317 |
| EDGAR ↗ | Aug 23, 2016 | Semper MIDAS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $61,999,175 |
| EDGAR ↗ | Jun 20, 2016 | Semper Alternative Asset Opportunity Fund (Delaware), L.P. | D | Pooled Investment Fund | Indefinite | $20,000,000 |
| EDGAR ↗ | Feb 5, 2016 | Semper US RMBS Opportunity REIT, Inc. | D/A | REITS and Finance | $60,000,000 | $27,037,436 |
| EDGAR ↗ | Dec 4, 2015 | Semper Active MBS Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $6,604,975 |
| EDGAR ↗ | Aug 26, 2015 | Semper Midas Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $46,292,201 |
| EDGAR ↗ | Aug 26, 2015 | Semper Active MBS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $14,789,344 |
| EDGAR ↗ | Aug 26, 2015 | Semper MIDAS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $146,289,583 |
| EDGAR ↗ | Dec 4, 2014 | Semper Active MBS Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $17,620,187 |
| EDGAR ↗ | Aug 26, 2014 | Semper Midas Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $39,246,655 |
| EDGAR ↗ | Aug 26, 2014 | Semper Active MBS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $25,101,123 |
| EDGAR ↗ | Aug 26, 2014 | Semper MIDAS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $154,331,252 |
| EDGAR ↗ | Feb 11, 2014 | Semper US RMBS Opportunity REIT, Inc. | D | REITS and Finance | $60,000,000 | $2,320,000 |
| EDGAR ↗ | Dec 4, 2013 | Semper Active MBS Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $23,425,940 |
| EDGAR ↗ | Nov 4, 2013 | Semper Active MBS Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $23,425,940 |
| EDGAR ↗ | Aug 23, 2013 | Semper Government/Credit Fixed Income Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $117,025,305 |
| EDGAR ↗ | Aug 23, 2013 | Semper Government/Credit Fixed Income Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 23, 2013 | Semper Active MBS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $30,525,940 |
| EDGAR ↗ | Aug 23, 2013 | Semper Global Opportunistic Mortgage Strategy Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $32,000,000 |
| EDGAR ↗ | Aug 23, 2013 | Semper Opportunistic Mortgage Strategy Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $1,151,005 |
| EDGAR ↗ | Aug 23, 2013 | Semper Midas Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $10,345,136 |
| EDGAR ↗ | Aug 23, 2013 | Semper MIDAS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $172,291,331 |
| EDGAR ↗ | Jun 12, 2013 | Semper US RMBS Opportunity REIT, Inc. | D/A | REITS and Finance | $25,000,000 | $9,162,816 |
| EDGAR ↗ | Feb 6, 2013 | Semper US RMBS Opportunity REIT, Inc. | D/A | REITS and Finance | $25,000,000 | $5,507,383 |
| EDGAR ↗ | Dec 19, 2012 | Semper Midas Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $4,078,476 |
| EDGAR ↗ | Aug 23, 2012 | Semper Opportunistic Mortgage Strategy Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $1,151,005 |
| EDGAR ↗ | Aug 23, 2012 | Semper Active MBS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $23,425,940 |
| EDGAR ↗ | Aug 23, 2012 | Semper MIDAS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $47,574,150 |
| EDGAR ↗ | Aug 23, 2012 | Semper Government/Credit Fixed Income Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 23, 2012 | Semper Government/Credit Fixed Income Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $117,025,305 |
| EDGAR ↗ | Aug 23, 2012 | Semper Global Opportunistic Mortgage Strategy Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $32,000,000 |
| EDGAR ↗ | Feb 1, 2012 | Semper US RMBS Opportunity REIT, Inc. | D | REITS and Finance | $25,000,000 | $1,000,016 |
| EDGAR ↗ | Dec 21, 2011 | Semper Midas Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 24, 2011 | Semper Active MBS Fund, L.P. | D | Pooled Investment Fund | Indefinite | $23,425,940 |
| EDGAR ↗ | Aug 24, 2011 | Semper MIDAS Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $10,293,653 |
| EDGAR ↗ | Aug 24, 2011 | Semper Government/Credit Fixed Income Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 24, 2011 | Semper Government/Credit Fixed Income Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $117,025,305 |
| EDGAR ↗ | Aug 24, 2011 | Semper Opportunistic Mortgage Strategy Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $1,151,005 |
| EDGAR ↗ | Aug 24, 2011 | Semper Global Opportunistic Mortgage Strategy Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $32,000,000 |
| EDGAR ↗ | Sep 1, 2010 | Semper Government/Credit Fixed Income Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 1, 2010 | Semper Government/Credit Fixed Income Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 1, 2010 | Semper Opportunistic Mortgage Strategy Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $450,000 |
| EDGAR ↗ | Sep 1, 2010 | Semper Opportunistic Mortgage Strategy Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $450,000 |
| EDGAR ↗ | Sep 1, 2010 | Semper Global Opportunistic Mortgage Strategy Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 31, 2010 | Semper MIDAS Fund, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jul 1, 2010 | Semper Opportunistic Mortgage Strategy Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $450,000 |
| EDGAR ↗ | Jun 30, 2010 | Semper Global Opportunistic Mortgage Strategy Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jun 24, 2010 | Semper Government/Credit Fixed Income Fund, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jun 24, 2010 | Semper Government/Credit Fixed Income Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 13, 2009 | Semper Global Opportunistic Mortgage Strategy Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 3, 2009 | Semper Opportunistic Mortgage Strategy Fund, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Aug 27, 2020. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009–2011), REITS and Finance (2012), Pooled Investment Fund (2013), REITS and Finance (2014). Latest offering: Pooled Investment Fund (Jun 20, 2016).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| Gregory A. Parsons | Director, Executive Officer, Promoter | 10 | Jun 24, 2010 → Aug 27, 2020 |
| Semper Capital Management, L.P. entity | Promoter, Executive Officer | 10 | Jun 12, 2013 → Aug 27, 2020 |
| Gregory Ellis | Executive Officer, Director | 5 | Aug 26, 2014 → Aug 14, 2017 |
| David Bree | Director | 4 | Apr 13, 2009 → Aug 27, 2020 |
| Semper Subadvised GP, LLC entity | Executive Officer | 2 | Aug 23, 2013 → Aug 26, 2015 |
| BlackRock Financial Management, Inc. entity | Promoter | 2 | Aug 23, 2013 → Aug 23, 2013 |
| John O Utendahl | Executive Officer, Director, Promoter | 2 | Apr 3, 2009 → Jun 30, 2010 |
| Semper Midas GP, LLC entity | Executive Officer | 1 | Aug 23, 2013 → Aug 27, 2020 |
| Parsons A. Gregory | Executive Officer, Director | 1 | Aug 14, 2017 → Aug 27, 2020 |
| Semper Alternative Asset Opportunity Feeder Fund GP, LLC entity | Executive Officer | 1 | Jul 13, 2017 → Jul 13, 2017 |
| Semper Alternative Aset Opportunity Feeder Fund GP, LLC entity | Executive Officer | 1 | Jun 20, 2016 → Jun 20, 2016 |
| Gregory Smith | Director | 1 | Feb 1, 2012 → Feb 5, 2016 |
| Thomas Mandel | Executive Officer, Director, Promoter | 1 | Feb 1, 2012 → Feb 5, 2016 |
| Utendahl Investment Partners II, LLC entity | Executive Officer | 1 | Aug 23, 2013 → Aug 23, 2013 |
| UCM Partners, L.P. entity | Promoter | 1 | Feb 1, 2012 → Feb 6, 2013 |
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
Not yet searched.
Sources to be searched: the sponsor's website (none on record yet; a sponsor's website is known only from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim or Form ADV Item 1.I of its matched adviser — we never look it up elsewhere) for Meta Pixel ids and Facebook / Instagram page links; Meta Ad Library API: not yet searched (API access pending). We never read facebook.com or instagram.com; readers get a link to Meta's public Ad Library instead.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period) · Premium
Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".
No corrections have been requested for this page.
Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.
Add a sourced explanation next to any fact. Reviewed before publishing.