PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

Sponsor Check › Sponsor group

B

Berens

One sponsor team, 18 deal companies · New York, NY

Grouped because: 11 shared people, same business address (5 issuers), similar issuer names (16) (automatic match from the filings) · not the same sponsor?

18deal companies
$2.48Breported sold
1,346investors
113Form D filings
2009–2023active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 11, 2023 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Berens is a sponsor group of 18 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity, same business address; automatic match from the filings), filing 113 Form D filings between Mar 2009 and Sep 2023.

What this means One team, 18 deal companies, about 14 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $2.48B to 1,346 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (17), Other Technology (1). Issuers are based in NY (13), Cayman Islands (as filed: E9) (5).

What this means $2.48B raised across the group, about $1.85M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Frank Brochin (12 issuers, executive officer, director, and promoter), Raymond T. Schilt (9 issuers, executive officer and director), John Santoleri (8 issuers, executive officer, director, and promoter), Rodney B. Berens (8 issuers, executive officer), Ernest H. Pomerantz (5 issuers, executive officer and promoter) and 15 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Sep 11, 2023.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 113 public filings for Berens and found 23 differences, 10 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Berens has not run yet — it is joining a line of 18,095 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

The Berens Corp. v. Neuromedical Sys Inc dismissed matched at sponsor-group level (Berens)
District Court, S.D. New York · No. 7:94-cv-01320 · Filed Mar 1, 1994 · Closed Nov 21, 1994 · Nature of suit: 190 Other contract actions
Role of The Berens Corp.: Plaintiff · Outcome: Terminated 1994-11-21 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1994, issuer incorporated 2004
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Berens..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Nathan Solomon Lewis closed
United States Bankruptcy Court, D. Maryland · No. 13-19147 · Filed May 28, 2013 · Closed Jul 25, 2013
Role of Nathan Solomon Lewis: Party · Outcome: Case closed 2013-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
The Berens Corporation v. First National Bank of Dayton closed matched at sponsor-group level (Berens)
United States Bankruptcy Court, S.D. Texas · No. 95-04708 · Filed Oct 25, 1995 · Closed Feb 6, 1996
Role of The Berens Corporation: Plaintiff · Outcome: Case closed 1996-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state); filed 1995, issuer incorporated 2004
The Berens Corporation closed matched at sponsor-group level (Berens)
United States Bankruptcy Court, S.D. Texas · No. 95-48003 · Filed Oct 16, 1995 · Closed Jul 16, 1999
Role of The Berens Corporation: Debtor · Outcome: Case closed 1999-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state); filed 1995, issuer incorporated 2004
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

23 differences found between the filings for Berens — 10 worth asking about (compared the newest 50 of 113 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 11, 2015 – Mar 10, 2016

Amount sold went down between filings — BERENS GLOBAL VALUE FUND, LTD.

The Feb 11, 2015 filing says $458,679,904 sold; the Mar 10, 2016 Form D/A says $447,028,919 sold — $11,650,985 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 11, 2015 ↗Form D/A (later) · Mar 10, 2016 ↗BERENS GLOBAL VALUE FUND, LTD. — PartnerFacts page ↗
Sources
Worth asking · Jul 2, 2014 – Jul 20, 2015

Amount sold went down between filings — BERENS GLOBAL VALUE FUND QP, L.P.

The Jul 2, 2014 filing says $745,603,917 sold; the Jul 20, 2015 Form D/A says $730,389,347 sold — $15,214,570 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 2, 2014 ↗Form D/A (later) · Jul 20, 2015 ↗BERENS GLOBAL VALUE FUND QP, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jul 2, 2014 – Jul 20, 2015

Amount sold went down between filings — BERENS CAPITAL PARTNERS, L.P.

The Jul 2, 2014 filing says $243,425,973 sold; the Jul 20, 2015 Form D/A says $240,911,092 sold — $2,514,881 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 2, 2014 ↗Form D/A (later) · Jul 20, 2015 ↗BERENS CAPITAL PARTNERS, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jun 28, 2012 – Jun 28, 2013

Investor count went down between filings — BERENS GLOBAL VALUE FUND QP, L.P.

The Jun 28, 2012 filing reports 401 investors; the Jun 28, 2013 Form D/A reports 371 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jun 28, 2012 ↗Form D/A (later) · Jun 28, 2013 ↗BERENS GLOBAL VALUE FUND QP, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jun 18, 2012 – Jun 18, 2013

Investor count went down between filings — BERENS CAPITAL PARTNERS, L.P.

The Jun 18, 2012 filing reports 182 investors; the Jun 18, 2013 Form D/A reports 174 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jun 18, 2012 ↗Form D/A (later) · Jun 18, 2013 ↗BERENS CAPITAL PARTNERS, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 3, 2014 – Mar 10, 2016

Paid seller listed without a CRD number: Morgan Stanley — BERENS CAPITAL FUND, LTD.

Morgan Stanley is listed as receiving sales compensation on 3 filings (Jan 3, 2014 to Mar 10, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 10, 2016 ↗BrokerCheck search: Morgan Stanley ↗BERENS CAPITAL FUND, LTD. — PartnerFacts page ↗
Sources
Worth asking · May 1, 2008 – Jan 7, 2014

Form D filed 2,077 days after the first sale — STONEWORK PARTNERS LP

The filing says the first sale was May 1, 2008. The Form D was filed Jan 7, 2014 — 2,077 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2,062 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jan 7, 2014 ↗STONEWORK PARTNERS LP — PartnerFacts page ↗
Sources
Worth asking · Mar 19, 2014 – May 25, 2018

16 people are no longer listed on a later amendment

Frank Brochin is no longer listed on the May 25, 2018 amendment — BERENS GLOBAL VALUE FUND, LTD. · John Santoleri is no longer listed on the Nov 1, 2016 amendment — BERENS CAPITAL ASIA (EX-JAPAN) LLC · John Santoleri is no longer listed on the Nov 1, 2016 amendment — BERENS CAPITAL GREATER CHINA LLC · Ernest H. Pomerantz is no longer listed on the Nov 1, 2016 amendment — BERENS CAPITAL ASIA (EX-JAPAN) LLC · Ernest H. Pomerantz is no longer listed on the Nov 1, 2016 amendment — BERENS CAPITAL GREATER CHINA LLC · and 11 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Apr 7, 2017 ↗Form D/A · May 25, 2018 ↗Frank Brochin — PartnerFacts page ↗BERENS GLOBAL VALUE FUND, LTD. — PartnerFacts page ↗
Sources
Worth asking · Apr 9, 2013

2 separate companies in this group use the same name: "Berens Emerging Managers Fund, L.P."

CIK 1573674 (first filed Apr 9, 2013, New York, NY); CIK 1573673 (first filed Apr 9, 2013, Grand Cayman, Cayman Islands (as filed: E9)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Berens Emerging Managers Fund, L.P. — PartnerFacts page ↗Berens Emerging Managers Fund, Ltd. — PartnerFacts page ↗EDGAR filer page · CIK 1573674 ↗EDGAR filer page · CIK 1573673 ↗
Sources
Worth asking · Mar 16, 2009

2 separate companies in this group use the same name: "BERENS CREDIT OPPORTUNITIES FUND, LTD."

CIK 1457422 (first filed Mar 16, 2009, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1242593 (first filed Mar 16, 2009, New York, NY).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

BERENS CREDIT OPPORTUNITIES FUND, LTD. — PartnerFacts page ↗BERENS CREDIT OPPORTUNITIES FUND, L.P. — PartnerFacts page ↗EDGAR filer page · CIK 1457422 ↗EDGAR filer page · CIK 1242593 ↗
Sources
Note · Mar 19, 2014 – Mar 20, 2015

Offering amount changed between filings — BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.

The Mar 19, 2014 filing says $100,000,000 offered; the Mar 20, 2015 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 19, 2014 ↗Form D/A (later) · Mar 20, 2015 ↗BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD. — PartnerFacts page ↗
Sources
Note · Mar 19, 2014 – Mar 20, 2015

Offering amount changed between filings — BERENS CAPITAL ASIA (EX-JAPAN) LLC

The Mar 19, 2014 filing says $300,000,000 offered; the Mar 20, 2015 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 19, 2014 ↗Form D/A (later) · Mar 20, 2015 ↗BERENS CAPITAL ASIA (EX-JAPAN) LLC — PartnerFacts page ↗
Sources
Note · Mar 19, 2014 – Mar 20, 2015

Offering amount changed between filings — BERENS CAPITAL GREATER CHINA LLC

The Mar 19, 2014 filing says $100,000,000 offered; the Mar 20, 2015 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 19, 2014 ↗Form D/A (later) · Mar 20, 2015 ↗BERENS CAPITAL GREATER CHINA LLC — PartnerFacts page ↗
Sources
Note · Mar 1, 2001 – Sep 11, 2023

15 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Dimensional Energy, Inc. (latest filing Sep 11, 2023) · No amendment in the last 12 months on an offering that may still be open — Dimensional Energy, Inc. (latest filing May 28, 2021) · No amendment in the last 12 months on an offering that may still be open — BERENS GLOBAL VALUE FUND, LTD. (latest filing Oct 24, 2019) · No amendment in the last 12 months on an offering that may still be open — BERENS GLOBAL VALUE FUND QP, L.P. (latest filing Oct 24, 2019) · No amendment in the last 12 months on an offering that may still be open — BERENS CAPITAL PARTNERS, L.P. (latest filing Aug 31, 2017) · and 10 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 11, 2023 ↗Dimensional Energy, Inc. — PartnerFacts page ↗Form D · May 28, 2021 ↗Form D/A · Oct 24, 2019 ↗
Sources
Note · Mar 13, 2009 – Jan 7, 2014

John Santoleri is written 2 different ways on the filings

listed as "John Santoleri" on 22 filings (from Mar 13, 2009), and "John D. Santoleri" on 3 filings (from Jan 7, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 13, 2009 ↗Form D · Jan 7, 2014 ↗John Santoleri — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – May 12, 2010

Ernest H. Pomerantz is written 2 different ways on the filings

listed as "Ernest Harold Pomerantz" on 4 filings (from Mar 13, 2009), and "Ernest H. Pomerantz" on 15 filings (from May 12, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 13, 2009 ↗Form D · May 12, 2010 ↗Ernest H. Pomerantz — PartnerFacts page ↗
Sources
Note · Mar 10, 2010 – May 12, 2010

James P. Canales is written 2 different ways on the filings

listed as "James Canales" on 2 filings (from Mar 10, 2010), and "James P. Canales" on 17 filings (from May 12, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 10, 2010 ↗Form D · May 12, 2010 ↗James P. Canales — PartnerFacts page ↗
Sources
Note · Jan 7, 2011 – Mar 10, 2016

5 address changes between filings

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — BERENS GLOBAL VALUE FUND, LTD. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — BERENS CAPITAL FUND, LTD. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — BERENS CAPITAL ERISA FUND, LTD. · Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — BERENS GLOBAL VALUE FUND, LTD. · Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — BERENS CAPITAL FUND, LTD.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 11, 2015 ↗Form D/A · Mar 10, 2016 ↗BERENS GLOBAL VALUE FUND, LTD. — PartnerFacts page ↗Form D/A · Feb 11, 2015 ↗
Sources
Note · Mar 19, 2014 – Mar 20, 2015

Minimum investment changed between filings — BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.

The Mar 19, 2014 filing lists a minimum of $1; the Mar 20, 2015 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 19, 2014 ↗Form D/A (later) · Mar 20, 2015 ↗BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD. — PartnerFacts page ↗
Sources
Note · Mar 19, 2014 – Oct 24, 2019

8 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — BERENS GLOBAL VALUE FUND, LTD. · Address on file is a registered agent / shared office — BERENS GLOBAL VALUE FUND QP, L.P. · Address on file is a registered agent / shared office — BERENS CAPITAL PARTNERS, L.P. · Address on file is a registered agent / shared office — BERENS CAPITAL FUND, LTD. · Address on file is a registered agent / shared office — BERENS CAPITAL ERISA FUND, LTD. · and 3 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Oct 24, 2019 ↗BERENS GLOBAL VALUE FUND, LTD. — PartnerFacts page ↗Form D/A · Oct 24, 2019 ↗BERENS GLOBAL VALUE FUND QP, L.P. — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – Sep 11, 2023

Member companies were formed in 3 different states

Delaware (10), Cayman Islands (6), De (2) — out of 18 member issuers. The odd ones out: BERENS CAPITAL FUND, LTD. (Cayman Islands); BERENS GLOBAL VALUE FUND, LTD. (Cayman Islands); STONEWATER CAPITAL 2004 L P (De); StoneWater Capital India LLC (De); BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD. (Cayman Islands); BERENS CAPITAL ERISA FUND, LTD. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Berens — sponsor group page ↗BERENS CAPITAL FUND, LTD. — PartnerFacts page ↗BERENS GLOBAL VALUE FUND, LTD. — PartnerFacts page ↗STONEWATER CAPITAL 2004 L P — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – Sep 11, 2023

Member companies list addresses in 2 different states

NY (13), Cayman Islands (as filed: E9) (5). 11 members use a registered-agent or shared-office address: BERENS CAPITAL PARTNERS, L.P. (745 Fifth Avenue, Floor 6, New York, NY); BERENS CAPITAL FUND, LTD. (Citco Fund Administration Limited, 89 Nexus Way, 2nd Floor, Grand Cayman, Cayman Islands (as filed: E9)); BERENS GLOBAL VALUE FUND, LTD. (Citco Fund Administration Limited, 89 Nexus Way, 2nd Floor, Grand Cayman, Cayman Islands (as filed: E9)); STONEWATER CAPITAL 2004 L P (C/O Stonewater Capital Llc, 12 East 49th Street, 36th Floor, New York, NY).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Berens — sponsor group page ↗BERENS CAPITAL PARTNERS, L.P. — PartnerFacts page ↗BERENS CAPITAL FUND, LTD. — PartnerFacts page ↗BERENS GLOBAL VALUE FUND, LTD. — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – Oct 24, 2019

8 issuers used a different name before

Issuer used a different name before — BERENS GLOBAL VALUE FUND, LTD. · Issuer used a different name before — BERENS GLOBAL VALUE FUND QP, L.P. · Issuer used a different name before — BERENS CAPITAL PARTNERS, L.P. · Issuer used a different name before — BERENS CAPITAL FUND, LTD. · Issuer used a different name before — BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD. · and 3 more

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗BERENS GLOBAL VALUE FUND, LTD. — PartnerFacts page ↗EDGAR filer page ↗BERENS GLOBAL VALUE FUND QP, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 113 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 21 offerings reports sales commissions totalling $68,656; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 11, 2023 D
Dimensional Energy, Inc.
File 021-491798
$0$0$0None listed on this filingEDGAR ↗
May 28, 2021 D
Dimensional Energy, Inc.
File 021-401095
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 24, 2019 D/A
BERENS GLOBAL VALUE FUND QP, L.P.
File 021-88250
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Oct 24, 2019 D/A
BERENS GLOBAL VALUE FUND, LTD.
File 021-63549
$0$0$0 (est.)
The Investment Manager or its affiliate is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Aug 31, 2017 D/A
BERENS CAPITAL PARTNERS, L.P.
File 021-43891
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Apr 7, 2017 D/A
BERENS CAPITAL FUND, LTD.
File 021-43680
$0$0$0 (est.)
The Investment Manager or its affiliate is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Nov 1, 2016 D/A
BERENS CAPITAL ASIA (EX-JAPAN) LLC
File 021-105430
$68,656 (est.)$0$0
Customary advisory fees are paid by the issuer to the managing member, as provided for in the issuer's offering material.
Seth Adam Damski BrokerCheck CRD 2940303 ↗
via Old City Securities, LLC (CRD 171910 ↗)

Robert Carter Lyster BrokerCheck CRD 315477 ↗
via Lyster Watson Securities, Inc. (CRD 30210 ↗)
EDGAR ↗
Nov 1, 2016 D/A
BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.
File 021-108956
$0$0$0None listed on this filingEDGAR ↗
Nov 1, 2016 D/A
BERENS CAPITAL GREATER CHINA LLC
File 021-94783
$0$0$0
Customary advisory fees are paid by the issuer to the managing member, as provided for in the issuer's offering material.
None listed on this filingEDGAR ↗
Jul 25, 2016 D/A
BERENS INSURANCE DEDICATED FUND, LLC
File 021-143131
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 10, 2016 D/A
BERENS CAPITAL ERISA FUND, LTD.
File 021-126047
$0$0$0 (est.)
The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Jan 7, 2016 D/A
STONEWORK PARTNERS LP
File 021-209435
$0$0$0None listed on this filingEDGAR ↗
Apr 10, 2014 D/A
Berens Emerging Managers Fund, Ltd.
File 021-194688
$0$0$0 (est.)
The Investment Manager or its affiliate is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Apr 10, 2014 D/A
Berens Emerging Managers Fund, L.P.
File 021-194690
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 19, 2014 D/A
StoneWater Capital Opportunities Fund, LP
File 021-141959
$0$0$0
Customary advisory fees are paid by the issuer to the managing member, as provided for in the issuer's offering material.
None listed on this filingEDGAR ↗
Jan 8, 2013 D/A
STONEWORK PARTNERS LP
File 021-118712
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2012 D/A
BERENS CREDIT OPPORTUNITIES FUND, LTD.
File 021-128063
$0$0$0 (est.)
The Investment Manager or its affiliate is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Sep 13, 2012 D/A
BERENS CREDIT OPPORTUNITIES FUND, L.P.
File 021-56111
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 26, 2010 D
BERENS INSURANCE DEDICATED FUND, LLC
File 021-141094
$0 (est.)$0 (est.)$0 (est.)
The General Partner or its affiliate is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 13, 2009 D/A
STONEWATER CAPITAL 2004 L P
File 021-63849
$0$0$0
Customary advisory fees are paid by the issuer to the general partner, as provided for in the issuer's offering material.
None listed on this filingEDGAR ↗
Mar 13, 2009 D/A
StoneWater Capital India LLC
File 021-86565
$0$0$0
Customary advisory fees are paid by the issuer to the managing member, as provided for in the issuer's offering material.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 18 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Berens in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗SC STONEWATER CAPITAL 2004 L Pshared people, similar issuer namesNEW YORK, NYPooled Investment Fund1$60,793,65147$12009–2009
EDGAR ↗SC StoneWater Capital India LLCshared people, similar issuer namesNew York, NYPooled Investment Fund1$16,826,27112$12009–2009
EDGAR ↗BC BERENS CAPITAL ASIA (EX-JAPAN) LLCshared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund8$168,605,056
offering Indefinite · similar: $155,000–$5,250,000
140
similar: 4–27
$1
similar: $1,000–$100,000
2009–2016
EDGAR ↗BC BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.shared people, same business address, similar issuer namesNew York, NYPooled Investment Fund8$66,155,343
offering Indefinite · similar: $155,000–$5,250,000
48
similar: 4–27
$100,000
similar: $1,000–$100,000
2009–2016
EDGAR ↗SP STONEWORK PARTNERS LPshared peopleNEW YORK, NYPooled Investment Fund8$38,160,884
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
$100,000
similar: $1,000–$100,000
2009–2016
EDGAR ↗BC BERENS CAPITAL PARTNERS, L.P.shared people, similar issuer namesNEW YORK, NYPooled Investment Fund10$243,425,973
offering Indefinite · similar: $155,000–$5,250,000
182
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2017
EDGAR ↗BC BERENS CAPITAL FUND, LTD.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund9$276,216,097
offering Indefinite · similar: $155,000–$5,250,000
109
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2017
EDGAR ↗BC BERENS CREDIT OPPORTUNITIES FUND, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund6$43,111,29647$1,000,0002009–2012
EDGAR ↗BG BERENS GLOBAL VALUE FUND, LTD.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund11$458,679,904
offering Indefinite · similar: $155,000–$5,250,000
159
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2019
EDGAR ↗BG BERENS GLOBAL VALUE FUND QP, L.P.shared people, similar issuer namesNEW YORK, NYPooled Investment Fund12$745,603,917
offering Indefinite · similar: $155,000–$5,250,000
408
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2019
EDGAR ↗BC BERENS CAPITAL GREATER CHINA LLCshared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund8$22,450,211
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
$1
similar: $1,000–$100,000
2009–2016
EDGAR ↗BC BERENS CREDIT OPPORTUNITIES FUND, LTD.shared people, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund5$16,628,00019$1,000,0002009–2012
EDGAR ↗BC BERENS CAPITAL ERISA FUND, LTD.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesCAMANA BAY, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund7$102,542,424
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2016
EDGAR ↗BI BERENS INSURANCE DEDICATED FUND, LLCshared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund8$101,898,355
offering Indefinite · similar: $155,000–$5,250,000
51
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2016
EDGAR ↗SC StoneWater Capital Opportunities Fund, LPshared people, similar issuer namesNEW YORK, NYPooled Investment Fund5$21,060,000
offering $100,000,000 · similar: $155,000–$5,250,000
34
similar: 4–27
$1
similar: $1,000–$100,000
2010–2014
EDGAR ↗BE Berens Emerging Managers Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$40,520,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2013–2014
EDGAR ↗BE Berens Emerging Managers Fund, L.P.shared people, similar issuer namesNEW YORK, NYPooled Investment Fund2$50,080,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2013–2014
EDGAR ↗DE Dimensional Energy, Inc.shared peopleITHACA, NYOther Technology2$19,711,567
offering $33,149,074 · similar: $1,100,015–$10,001,163
38
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2021–2023

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 11, 2023Dimensional Energy, Inc.DOther Technology$33,149,074$19,711,567
EDGAR ↗May 28, 2021Dimensional Energy, Inc.DOther TechnologyIndefinite$400,000
EDGAR ↗Oct 24, 2019BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$458,578,919
EDGAR ↗Oct 24, 2019BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$744,364,372
EDGAR ↗May 25, 2018BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$457,578,919
EDGAR ↗Aug 31, 2017BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$741,789,372
EDGAR ↗Aug 31, 2017BERENS CAPITAL PARTNERS, L.P.D/APooled Investment FundIndefinite$240,998,298
EDGAR ↗Apr 7, 2017BERENS CAPITAL FUND, LTD.D/APooled Investment FundIndefinite$276,216,097
EDGAR ↗Apr 7, 2017BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$457,278,919
EDGAR ↗Nov 1, 2016BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.D/APooled Investment FundIndefinite$66,155,343
EDGAR ↗Nov 1, 2016BERENS CAPITAL ASIA (EX-JAPAN) LLCD/APooled Investment FundIndefinite$168,605,056
EDGAR ↗Nov 1, 2016BERENS CAPITAL GREATER CHINA LLCD/APooled Investment FundIndefinite$22,450,211
EDGAR ↗Jul 25, 2016BERENS INSURANCE DEDICATED FUND, LLCD/APooled Investment FundIndefinite$101,898,355
EDGAR ↗Jul 25, 2016BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$732,039,372
EDGAR ↗Jul 25, 2016BERENS CAPITAL PARTNERS, L.P.D/APooled Investment FundIndefinite$240,998,298
EDGAR ↗Mar 10, 2016BERENS CAPITAL ERISA FUND, LTD.D/APooled Investment FundIndefinite$102,542,424
EDGAR ↗Mar 10, 2016BERENS CAPITAL FUND, LTD.D/APooled Investment FundIndefinite$276,216,097
EDGAR ↗Mar 10, 2016BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$447,028,919
EDGAR ↗Jan 7, 2016STONEWORK PARTNERS LPD/APooled Investment FundIndefinite$38,160,884
EDGAR ↗Jul 20, 2015BERENS INSURANCE DEDICATED FUND, LLCD/APooled Investment FundIndefinite$101,898,355
EDGAR ↗Jul 20, 2015BERENS CAPITAL PARTNERS, L.P.D/APooled Investment FundIndefinite$240,911,092
EDGAR ↗Jul 20, 2015BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$730,389,347
EDGAR ↗Mar 20, 2015BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.D/APooled Investment FundIndefinite$66,150,264
EDGAR ↗Mar 20, 2015BERENS CAPITAL ASIA (EX-JAPAN) LLCD/APooled Investment FundIndefinite$167,222,331
EDGAR ↗Mar 20, 2015BERENS CAPITAL GREATER CHINA LLCD/APooled Investment FundIndefinite$22,450,211
EDGAR ↗Feb 11, 2015BERENS CAPITAL FUND, LTD.D/APooled Investment FundIndefinite$276,143,597
EDGAR ↗Feb 11, 2015BERENS CAPITAL ERISA FUND, LTD.D/APooled Investment FundIndefinite$102,542,423
EDGAR ↗Feb 11, 2015BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$458,679,904
EDGAR ↗Jan 5, 2015STONEWORK PARTNERS LPD/APooled Investment FundIndefinite$38,160,884
EDGAR ↗Jul 2, 2014BERENS INSURANCE DEDICATED FUND, LLCD/APooled Investment FundIndefinite$101,898,355
EDGAR ↗Jul 2, 2014BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$745,603,917
EDGAR ↗Jul 2, 2014BERENS CAPITAL PARTNERS, L.P.D/APooled Investment FundIndefinite$243,425,973
EDGAR ↗Apr 10, 2014Berens Emerging Managers Fund, L.P.D/APooled Investment FundIndefinite$50,080,000
EDGAR ↗Apr 10, 2014Berens Emerging Managers Fund, Ltd.D/APooled Investment FundIndefinite$40,520,000
EDGAR ↗Mar 19, 2014StoneWater Capital Opportunities Fund, LPD/APooled Investment Fund$100,000,000$21,060,000
EDGAR ↗Mar 19, 2014BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.D/APooled Investment Fund$100,000,000$66,050,264
EDGAR ↗Mar 19, 2014BERENS CAPITAL ASIA (EX-JAPAN) LLCD/APooled Investment Fund$300,000,000$164,763,341
EDGAR ↗Mar 19, 2014BERENS CAPITAL GREATER CHINA LLCD/APooled Investment Fund$100,000,000$21,992,369
EDGAR ↗Jan 7, 2014STONEWORK PARTNERS LPDPooled Investment FundIndefinite$38,160,884
EDGAR ↗Jan 3, 2014BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$433,529,905
EDGAR ↗Jan 3, 2014BERENS CAPITAL FUND, LTD.D/APooled Investment FundIndefinite$276,143,597
EDGAR ↗Jan 3, 2014BERENS CAPITAL ERISA FUND, LTD.D/APooled Investment FundIndefinite$91,292,424
EDGAR ↗Jun 28, 2013BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$665,384,945
EDGAR ↗Jun 18, 2013BERENS INSURANCE DEDICATED FUND, LLCD/APooled Investment FundIndefinite$98,148,355
EDGAR ↗Jun 18, 2013BERENS CAPITAL PARTNERS, L.P.D/APooled Investment FundIndefinite$225,334,356
EDGAR ↗Apr 9, 2013Berens Emerging Managers Fund, L.P.DPooled Investment FundIndefinite$9,500,000
EDGAR ↗Apr 9, 2013Berens Emerging Managers Fund, Ltd.DPooled Investment FundIndefinite$5,500,000
EDGAR ↗Mar 19, 2013StoneWater Capital Opportunities Fund, LPD/APooled Investment Fund$100,000,000$21,060,000
EDGAR ↗Mar 19, 2013BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.D/APooled Investment Fund$100,000,000$65,920,264
EDGAR ↗Mar 19, 2013BERENS CAPITAL GREATER CHINA LLCD/APooled Investment Fund$100,000,000$18,992,369
EDGAR ↗Mar 19, 2013BERENS CAPITAL ASIA (EX-JAPAN) LLCD/APooled Investment Fund$300,000,000$161,013,341
EDGAR ↗Jan 8, 2013STONEWORK PARTNERS LPD/APooled Investment FundIndefinite$38,160,884
EDGAR ↗Jan 3, 2013BERENS CAPITAL ERISA FUND, LTD.D/APooled Investment FundIndefinite$50,704,000
EDGAR ↗Jan 3, 2013BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$301,469,100
EDGAR ↗Jan 3, 2013BERENS CAPITAL FUND, LTD.D/APooled Investment FundIndefinite$252,948,777
EDGAR ↗Sep 13, 2012BERENS CREDIT OPPORTUNITIES FUND, LTD.D/APooled Investment FundIndefinite$16,628,000
EDGAR ↗Sep 13, 2012BERENS CREDIT OPPORTUNITIES FUND, L.P.D/APooled Investment FundIndefinite$39,195,673
EDGAR ↗Jun 28, 2012BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$617,633,846
EDGAR ↗Jun 18, 2012BERENS INSURANCE DEDICATED FUND, LLCD/APooled Investment FundIndefinite$96,406,043
EDGAR ↗Jun 18, 2012BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$617,633,846
EDGAR ↗Jun 18, 2012BERENS CAPITAL PARTNERS, L.P.D/APooled Investment FundIndefinite$220,118,750
EDGAR ↗Mar 20, 2012StoneWater Capital Opportunities Fund, LPD/APooled Investment Fund$100,000,000$20,610,000
EDGAR ↗Mar 20, 2012BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.D/APooled Investment Fund$100,000,000$64,536,531
EDGAR ↗Mar 20, 2012BERENS CAPITAL ASIA (EX-JAPAN) LLCD/APooled Investment Fund$300,000,000$156,760,786
EDGAR ↗Mar 20, 2012BERENS CAPITAL GREATER CHINA LLCD/APooled Investment Fund$100,000,000$18,992,369
EDGAR ↗Jan 27, 2012STONEWORK PARTNERS LPD/APooled Investment FundIndefinite$31,927,616
EDGAR ↗Jan 4, 2012BERENS CAPITAL ERISA FUND, LTD.D/APooled Investment FundIndefinite$44,704,000
EDGAR ↗Jan 4, 2012BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$218,729,188
EDGAR ↗Jan 4, 2012BERENS CAPITAL FUND, LTD.D/APooled Investment FundIndefinite$125,306,503
EDGAR ↗Sep 15, 2011BERENS CREDIT OPPORTUNITIES FUND, LTD.D/APooled Investment FundIndefinite$11,303,907
EDGAR ↗Sep 15, 2011BERENS CREDIT OPPORTUNITIES FUND, L.P.D/APooled Investment FundIndefinite$43,111,296
EDGAR ↗Jun 8, 2011BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$424,166,987
EDGAR ↗Jun 8, 2011BERENS CREDIT OPPORTUNITIES FUND, L.P.D/APooled Investment FundIndefinite$43,111,296
EDGAR ↗Jun 8, 2011BERENS CAPITAL PARTNERS, L.P.D/APooled Investment FundIndefinite$177,884,047
EDGAR ↗Jun 8, 2011BERENS INSURANCE DEDICATED FUND, LLCD/APooled Investment FundIndefinite$5,014,171
EDGAR ↗Feb 25, 2011STONEWORK PARTNERS LPD/APooled Investment FundIndefinite$22,079,305
EDGAR ↗Jan 28, 2011StoneWater Capital Opportunities Fund, LPD/APooled Investment Fund$100,000,000$17,100,000
EDGAR ↗Jan 28, 2011BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.D/APooled Investment Fund$100,000,000$62,786,531
EDGAR ↗Jan 28, 2011BERENS CAPITAL GREATER CHINA LLCD/APooled Investment Fund$100,000,000$18,992,369
EDGAR ↗Jan 28, 2011BERENS CAPITAL ASIA (EX-JAPAN) LLCD/APooled Investment Fund$300,000,000$150,160,786
EDGAR ↗Jan 7, 2011BERENS CAPITAL FUND, LTD.D/APooled Investment FundIndefinite$119,817,703
EDGAR ↗Jan 7, 2011BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$159,053,188
EDGAR ↗Jan 7, 2011BERENS CAPITAL ERISA FUND, LTD.D/APooled Investment FundIndefinite$18,800,000
EDGAR ↗Jan 7, 2011BERENS CREDIT OPPORTUNITIES FUND, LTD.D/APooled Investment FundIndefinite$11,303,907
EDGAR ↗Jun 8, 2010BERENS INSURANCE DEDICATED FUND, LLCDPooled Investment FundIndefinite$2,541,000
EDGAR ↗Jun 8, 2010BERENS CREDIT OPPORTUNITIES FUND, L.P.D/APooled Investment FundIndefinite$43,111,296
EDGAR ↗Jun 8, 2010BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$356,312,587
EDGAR ↗Jun 8, 2010BERENS CAPITAL PARTNERS, L.P.D/APooled Investment FundIndefinite$159,884,047
EDGAR ↗May 12, 2010StoneWater Capital Opportunities Fund, LPDPooled Investment Fund$100,000,000$6,500,000
EDGAR ↗Apr 26, 2010BERENS INSURANCE DEDICATED FUND, LLCDPooled Investment FundIndefinite$2,541,000
EDGAR ↗Mar 10, 2010BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.D/APooled Investment Fund$100,000,000$60,834,994
EDGAR ↗Mar 10, 2010BERENS CAPITAL ASIA (EX-JAPAN) LLCD/APooled Investment Fund$300,000,000$147,261,633
EDGAR ↗Mar 10, 2010BERENS CAPITAL GREATER CHINA LLCD/APooled Investment Fund$100,000,000$18,992,369
EDGAR ↗Mar 4, 2010STONEWORK PARTNERS LPD/APooled Investment FundIndefinite$22,079,305
EDGAR ↗Jan 7, 2010BERENS CAPITAL ERISA FUND, LTD.D/APooled Investment FundIndefinite$15,300,000
EDGAR ↗Jan 7, 2010BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$138,187,324
EDGAR ↗Jan 7, 2010BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$339,664,754
EDGAR ↗Jan 7, 2010BERENS CAPITAL PARTNERS, L.P.D/APooled Investment FundIndefinite$155,384,047
EDGAR ↗Jan 7, 2010BERENS CAPITAL FUND, LTD.D/APooled Investment FundIndefinite$119,678,703
EDGAR ↗Jan 7, 2010BERENS CREDIT OPPORTUNITIES FUND, L.P.D/APooled Investment FundIndefinite$43,111,296
EDGAR ↗Jan 7, 2010BERENS CREDIT OPPORTUNITIES FUND, LTD.D/APooled Investment FundIndefinite$14,803,907
EDGAR ↗Mar 16, 2009BERENS CAPITAL GREATER CHINA LLCD/APooled Investment Fund$100,000,000$17,214,369
EDGAR ↗Mar 16, 2009BERENS CREDIT OPPORTUNITIES FUND, L.P.D/APooled Investment FundIndefinite$41,786,296
EDGAR ↗Mar 16, 2009BERENS GLOBAL VALUE FUND, LTD.D/APooled Investment FundIndefinite$117,564,868
EDGAR ↗Mar 16, 2009BERENS CREDIT OPPORTUNITIES FUND, LTD.DPooled Investment FundIndefinite$14,803,907
EDGAR ↗Mar 16, 2009BERENS GLOBAL VALUE FUND QP, L.P.D/APooled Investment FundIndefinite$306,725,711
EDGAR ↗Mar 16, 2009BERENS CAPITAL PARTNERS, L.P.D/APooled Investment FundIndefinite$142,480,047
EDGAR ↗Mar 16, 2009BERENS CAPITAL FUND, LTD.D/APooled Investment FundIndefinite$99,056,703
EDGAR ↗Mar 13, 2009STONEWORK PARTNERS LPDPooled Investment FundIndefinite$19,956,915
EDGAR ↗Mar 13, 2009BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.D/APooled Investment Fund$100,000,000$60,367,540
EDGAR ↗Mar 13, 2009BERENS CAPITAL ASIA (EX-JAPAN) LLCD/APooled Investment Fund$300,000,000$144,010,451
EDGAR ↗Mar 13, 2009StoneWater Capital India LLCD/APooled Investment Fund$100,000,000$16,826,271
EDGAR ↗Mar 13, 2009STONEWATER CAPITAL 2004 L PD/APooled Investment Fund$100,000,000$60,793,651

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 11, 2023. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009–2014). Latest offering: Other Technology (2021–2023; most recent Sep 11, 2023).

People across the group

NameRolesIssuers hereFirst → last listed
FB Frank BrochinDirector, Executive Officer, Promoter12Mar 13, 2009 → Oct 24, 2019
RS Raymond T. SchiltDirector, Executive Officer9Jan 7, 2010 → Oct 24, 2019
JS John SantoleriExecutive Officer, Director, Promoter8Mar 13, 2009 → Sep 11, 2023
RB Rodney B. BerensExecutive Officer8Mar 16, 2009 → Oct 24, 2019
EP Ernest H. PomerantzExecutive Officer, Promoter5Mar 13, 2009 → Mar 20, 2015
RH Roger H. HansonDirector4Jan 7, 2010 → Oct 24, 2019
RG Ronan GuilfoyleDirector4Jan 7, 2010 → Feb 11, 2015
JC James P. CanalesExecutive Officer, Director, Promoter4Mar 10, 2010 → Mar 19, 2014
JH Judy HalabyExecutive Officer4Mar 13, 2009 → Mar 16, 2009
ZG Zineb GuessousExecutive Officer, Director3Mar 20, 2015 → Mar 20, 2015
PC Peter CassidyExecutive Officer2Mar 20, 2015 → Mar 20, 2015
ER Eric RubensteinDirector1Sep 11, 2023 → Sep 11, 2023
EO Elisa Miller-OutDirector1Sep 11, 2023 → Sep 11, 2023
DE David EricksonDirector1May 28, 2021 → Sep 11, 2023
JS Jason SalfiExecutive Officer, Director1May 28, 2021 → Sep 11, 2023
YK Yong Hyun KimDirector1Sep 11, 2023 → Sep 11, 2023
CP Clayton PoppeExecutive Officer, Director1May 28, 2021 → May 28, 2021
TH Tobias HanrathDirector1May 28, 2021 → May 28, 2021
WP William B. PetersenDirector1Apr 7, 2017 → Oct 24, 2019
MG Matthew A. GreenfieldExecutive Officer1Mar 13, 2009 → Jan 27, 2012

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Berens.

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Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Berens's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #227,322 of 374,652 in line (16 issuers searched so far). One-tap searches: Look further ↓

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