PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:01 AM ET

Sponsor Check › Sponsor group

A

Apis

One sponsor team, 10 deal companies · New York, NY

Grouped because: 8 shared people, 4 shared management entities, same business address (10 issuers), similar issuer names (10) · 4 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

10deal companies
$1.71Breported sold
414investors
84Form D filings
2010–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jan 20, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Apis is a sponsor group of 10 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity; automatic match from the filings), filing 84 Form D filings between Jan 2010 and Jan 2026.

What this means One team, 10 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.71B to 414 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (10). Issuers are based in NY (8), CT (2).

What this means $1.71B raised across the group, about $4.14M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Daniel J. Barker (9 issuers, executive officer and director), Richard H. Yun (8 issuers, executive officer), DEKI Capital GP, LLC (5 issuers, promoter, entity), Steven A Werber (5 issuers, executive officer and director), Apis Capital Advisors, LLC (4 issuers, promoter, entity) and 9 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jan 20, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: APIS CAPITAL ADVISORS, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 84 public filings for Apis and found 13 differences, 2 worth asking the sponsor about: 4 paid sellers are listed without a CRD number; 7 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Apis has not run yet — it is joining a line of 45,117 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Apis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

13 differences found between the filings for Apis — 2 worth asking about (compared the newest 50 of 84 filings on Oct 24, 2026; older filings not covered)

Note · Oct 4, 1994 – Aug 29, 2002

5 bankruptcy cases name the subject or team members

Bankruptcy case: Wolfe v. Kattan Diamonds & Jewelry Inc — filed Jan 12, 1999 · Bankruptcy case: American Express Centurion Bank v. Kattan — filed Mar 15, 2002 · Bankruptcy case: Elggren v. Kattan Diamonds & Jewelry, Inc — filed Mar 13, 2000 · Bankruptcy case: Kattan Diamonds And Jewelry, Inc. v. Silverman Jewelers Consultants, Inc. — filed Feb 18, 1997 · Bankruptcy case: Karl T Anderson v. Kattan Brothers — filed Oct 4, 1994

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗James Kattan — PartnerFacts page ↗Docket · United States Bankruptcy Court, N.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Worth asking · Jan 18, 2019 – Jan 17, 2020

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: ALMA CAPITAL INVESTMENT MANAGEMENT — Apis Capital, LP · Paid seller listed without a CRD number: ALMA CAPITAL INVESTMENT MANAGEMENT — APIS GLOBAL DEEP VALUE, LP · Paid seller listed without a CRD number: ALMA CAPITAL INVESTMENT MANAGEMENT — APIS OFFSHORE CAPITAL LTD · Paid seller listed without a CRD number: ALMA CAPITAL INVESTMENT MANAGEMENT — Apis Deep Value Fund Offshore, Ltd.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jan 17, 2020 ↗BrokerCheck search: ALMA CAPITAL INVESTMENT MANAGEMENT ↗Apis Capital, LP — PartnerFacts page ↗Form D/A · Jan 17, 2020 ↗
Sources
Note · Jan 1, 2022 – Jan 20, 2022

Form D filed 19 days after the first sale — Apis Global Discovery Fund Offshore, Ltd.

The filing says the first sale was Jan 1, 2022. The Form D was filed Jan 20, 2022 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 20, 2022 ↗Apis Global Discovery Fund Offshore, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jan 17, 2020 – Jan 19, 2023

7 people are no longer listed on a later amendment

Niall O'Dowd is no longer listed on the Jan 19, 2023 amendment — Apis Global Discovery Fund Offshore, Ltd. · Niall O'Dowd is no longer listed on the Jan 19, 2023 amendment — Apis Deep Value Fund Offshore, Ltd. · Niall O'Dowd is no longer listed on the Jan 19, 2023 amendment — APIS OFFSHORE CAPITAL LTD · Don Seymour is no longer listed on the Jan 19, 2022 amendment — Apis Deep Value Fund Offshore, Ltd. · Don Seymour is no longer listed on the Jan 19, 2022 amendment — APIS OFFSHORE CAPITAL LTD · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Jan 20, 2022 ↗Form D/A · Jan 19, 2023 ↗Niall O'Dowd — PartnerFacts page ↗Apis Global Discovery Fund Offshore, Ltd. — PartnerFacts page ↗
Sources
Note · Aug 6, 2012 – Oct 12, 2022

Richard H. Yun is written 2 different ways on the filings

listed as "Richard H. Yun" on 73 filings (from Aug 6, 2012), and "Richard YUN" on 5 filings (from Oct 12, 2022).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Aug 6, 2012 ↗Form D · Oct 12, 2022 ↗Richard H. Yun — PartnerFacts page ↗
Sources
Note · Jan 6, 2011 – Aug 6, 2012

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — APIS OFFSHORE CAPITAL LTD

The people listed on the Jan 6, 2011 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Aug 6, 2012 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 6, 2011 ↗Form D/A · Aug 6, 2012 ↗APIS OFFSHORE CAPITAL LTD — PartnerFacts page ↗
Sources
Note · Jan 28, 2010 – Aug 6, 2012

Address moved from Old Greenwich, CT to New York, NY — APIS GLOBAL DEEP VALUE, LP

The people listed on the Jan 28, 2010 filing give Old Greenwich, CT; on the Aug 6, 2012 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 28, 2010 ↗Form D/A · Aug 6, 2012 ↗APIS GLOBAL DEEP VALUE, LP — PartnerFacts page ↗
Sources
Note · Jan 28, 2010 – Aug 6, 2012

Address moved from Old Greenwich, CT to New York, NY — Apis Capital, LP

The people listed on the Jan 28, 2010 filing give Old Greenwich, CT; on the Aug 6, 2012 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 28, 2010 ↗Form D/A · Aug 6, 2012 ↗Apis Capital, LP — PartnerFacts page ↗
Sources
Note · Jan 28, 2010 – Jan 20, 2026

Member companies were formed in 2 different states

Delaware (5), Cayman Islands (5) — out of 10 member issuers. The odd ones out: APIS GLOBAL DEEP VALUE OFFSHORE LTD (Cayman Islands); APIS OFFSHORE CAPITAL LTD (Cayman Islands); Apis Deep Value Fund Offshore, Ltd. (Cayman Islands); Apis Global Discovery Fund Offshore, Ltd. (Cayman Islands); APIS OFFSHORE CAPITAL (QP), LTD. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Apis — sponsor group page ↗APIS GLOBAL DEEP VALUE OFFSHORE LTD — PartnerFacts page ↗APIS OFFSHORE CAPITAL LTD — PartnerFacts page ↗Apis Deep Value Fund Offshore, Ltd. — PartnerFacts page ↗
Sources
Note · Jan 28, 2010 – Jan 20, 2026

Member companies list addresses in 2 different states

NY (8), CT (2).

What this means The same team filing from more than one place can mean an office move or deals held by different entities. Ask where the sponsor actually operates.

Apis — sponsor group page ↗APIS GLOBAL DEEP VALUE OFFSHORE LTD — PartnerFacts page ↗Apis Capital (QP) LP — PartnerFacts page ↗
Sources
Note · Jun 3, 2020 – Jan 20, 2026

Issuer used a different name before — APIS GLOBAL DISCOVERY FUND, LP

SEC records list prior names for this filer: HAPA FUND, LP. The current name on file is "APIS GLOBAL DISCOVERY FUND, LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗APIS GLOBAL DISCOVERY FUND, LP — PartnerFacts page ↗
Sources
Note · Jan 28, 2010 – Jan 20, 2026

Issuer used a different name before — APIS GLOBAL DEEP VALUE, LP

SEC records list prior names for this filer: Apis Global Deep Value, LP; APIS GLOBAL DEEP VALUE L P. The current name on file is "APIS GLOBAL DEEP VALUE, LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗APIS GLOBAL DEEP VALUE, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 84 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 6 report finder's fees totalling $3,879,235; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 20, 2026 D/A
APIS OFFSHORE CAPITAL LTD
File 021-94901
$0$566,379 (est.)$0 (est.)
Apis Capital Advisors, LLC receives customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗EDGAR ↗
Jan 20, 2026 D/A
Apis Capital, LP
File 021-70845
$0$46,262$0 (est.)
DEKI Capital GP, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account).
KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗
QUALIS CAPITAL, LLC BrokerCheck CRD 305935 ↗		EDGAR ↗
Jan 20, 2026 D/A
APIS GLOBAL DEEP VALUE, LP
File 021-81789
$0$380,414 (est.)$0 (est.)
DEKI Capital GP, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account).
KPG Capital Partners, LLC BrokerCheck CRD 165392 ↗EDGAR ↗
Jan 20, 2026 D/A
Apis Deep Value Fund Offshore, Ltd.
File 021-196321
$0$0$0 (est.)
Apis Capital Advisors, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account).
None listed on this filingEDGAR ↗
Jan 20, 2026 D/A
APIS GLOBAL DISCOVERY FUND, LP
File 021-368218
$0$16,180$0 (est.)
DEKI CAPITAL GP, LLC AND ITS AFFILIATES RECEIVE CUSTOMARY MANAGEMENT FEES (BASED ON THE ISSUER'S NET ASSET VALUE) AND PERFORMANCE ALLOCATIONS (BASED ON THE NET INCOME IN RESPECT OF EACH LIMITED PARTNER'S CAPITAL ACCOUNT).
KPG CAPITAL PARTNERS, LLC BrokerCheck CRD 165392 ↗EDGAR ↗
Jan 20, 2026 D/A
Apis Global Discovery Fund Offshore, Ltd.
File 021-430041
$0$0$0 (est.)
APIS CAPITAL ADVISORS, LLC AND ITS AFFILIATES RECEIVE CUSTOMARY MANAGEMENT FEES (BASED ON THE ISSUER'S NET ASSET VALUE) AND PERFORMANCE ALLOCATIONS (BASED ON THE NET INCOME IN RESPECT OF EACH LIMITED PARTNER'S CAPITAL ACCOUNT).
None listed on this filingEDGAR ↗
Jan 20, 2026 D/A
APIS OFFSHORE CAPITAL (QP), LTD.
File 021-461568
$0$1,112,493 (est.)$0 (est.)
APIS CAPITAL ADVISORS, LLC AND ITS AFFILIATES RECEIVE CUSTOMARY MANAGEMENT FEES (BASED ON THE ISSUER'S NET ASSET VALUE) AND PERFORMANCE ALLOCATIONS (BASED ON THE NET INCOME IN RESPECT OF EACH LIMITED PARTNER'S CAPITAL ACCOUNT).
AGECROFT PARTNERS, LLC BrokerCheck CRD 139227 ↗EDGAR ↗
Jan 20, 2026 D/A
APIS CAPITAL (QP), LP /DE
File 021-461566
$0$1,757,507 (est.)$0 (est.)
DEKI CAPITAL GP, LLC AND ITS AFFILIATES RECEIVE CUSTOMARY MANAGEMENT FEES (BASED ON THE ISSUER'S NET ASSET VALUE) AND PERFORMANCE ALLOCATIONS (BASED ON THE NET INCOME IN RESPECT OF EACH LIMITED PARTNER'S CAPITAL ACCOUNT).
AGECROFT PARTNERS, LLC BrokerCheck CRD 139227 ↗EDGAR ↗
Jan 29, 2010 D
APIS GLOBAL DEEP VALUE OFFSHORE LTD
File 021-81828
$0$0$0 (est.)
Apis Capital Advisors, LLC and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
None listed on this filingEDGAR ↗
Jan 28, 2010 D
Apis Capital (QP) LP
File 021-89968
$0$0$0 (est.)
Apis Capital Advisors, LLC and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 10 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Apis in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗AC Apis Capital, LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund15$392,781,000
offering Indefinite · similar: $155,000–$5,250,000
106
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2026
EDGAR ↗AG APIS GLOBAL DEEP VALUE, LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund15$111,897,827
offering Indefinite · similar: $155,000–$5,250,000
68
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2026
EDGAR ↗AC Apis Capital (QP) LPshared people, shared management entity, same business address, similar issuer namesOld Greenwich, CTPooled Investment Fund1$115,000,00045$500,0002010–2010
EDGAR ↗AO APIS OFFSHORE CAPITAL LTDshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund17$641,350,993
offering Indefinite · similar: $155,000–$5,250,000
130
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2026
EDGAR ↗AG APIS GLOBAL DEEP VALUE OFFSHORE LTDshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesOld Greenwich, CTPooled Investment Fund1$33,000,00015$500,0002010–2010
EDGAR ↗AD Apis Deep Value Fund Offshore, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund13$50,728,522
offering Indefinite · similar: $155,000–$5,250,000
17
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2026
EDGAR ↗AG APIS GLOBAL DISCOVERY FUND, LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund7$49,985,471
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2026
EDGAR ↗AG Apis Global Discovery Fund Offshore, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund5$868,714
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2026
EDGAR ↗AC APIS CAPITAL (QP), LP /DEshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund5$217,368,431
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$500,000
similar: $1,000–$100,000
2022–2026
EDGAR ↗AO APIS OFFSHORE CAPITAL (QP), LTD.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund5$99,800,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$500,000
similar: $1,000–$100,000
2022–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jan 20, 2026APIS CAPITAL (QP), LP /DED/APooled Investment FundIndefinite$217,368,431
EDGAR ↗Jan 20, 2026APIS OFFSHORE CAPITAL (QP), LTD.D/APooled Investment FundIndefinite$99,800,000
EDGAR ↗Jan 20, 2026Apis Global Discovery Fund Offshore, Ltd.D/APooled Investment FundIndefinite$868,714
EDGAR ↗Jan 20, 2026APIS GLOBAL DISCOVERY FUND, LPD/APooled Investment FundIndefinite$49,985,471
EDGAR ↗Jan 20, 2026Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$50,728,522
EDGAR ↗Jan 20, 2026APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$641,350,993
EDGAR ↗Jan 20, 2026APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$111,897,827
EDGAR ↗Jan 20, 2026Apis Capital, LPD/APooled Investment FundIndefinite$392,781,000
EDGAR ↗Jan 21, 2025APIS OFFSHORE CAPITAL (QP), LTD.D/APooled Investment FundIndefinite$53,500,000
EDGAR ↗Jan 21, 2025APIS CAPITAL (QP), LP /DED/APooled Investment FundIndefinite$136,052,154
EDGAR ↗Jan 21, 2025Apis Global Discovery Fund Offshore, Ltd.D/APooled Investment FundIndefinite$868,714
EDGAR ↗Jan 21, 2025APIS GLOBAL DISCOVERY FUND, LPD/APooled Investment FundIndefinite$47,910,471
EDGAR ↗Jan 21, 2025Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$40,584,468
EDGAR ↗Jan 21, 2025APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$92,530,189
EDGAR ↗Jan 21, 2025APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$572,976,126
EDGAR ↗Jan 21, 2025Apis Capital, LPD/APooled Investment FundIndefinite$287,068,824
EDGAR ↗Jan 19, 2024APIS CAPITAL (QP), LP /DED/APooled Investment FundIndefinite$117,669,722
EDGAR ↗Jan 19, 2024APIS OFFSHORE CAPITAL (QP), LTD.D/APooled Investment FundIndefinite$43,500,000
EDGAR ↗Jan 19, 2024Apis Global Discovery Fund Offshore, Ltd.D/APooled Investment FundIndefinite$868,714
EDGAR ↗Jan 19, 2024APIS GLOBAL DISCOVERY FUND, LPD/APooled Investment FundIndefinite$47,660,471
EDGAR ↗Jan 19, 2024Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$34,584,468
EDGAR ↗Jan 19, 2024APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$539,479,685
EDGAR ↗Jan 19, 2024APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$85,355,588
EDGAR ↗Jan 19, 2024Apis Capital, LPD/APooled Investment FundIndefinite$244,665,757
EDGAR ↗Jan 19, 2023APIS CAPITAL (QP), LP /DED/APooled Investment FundIndefinite$92,087,469
EDGAR ↗Jan 19, 2023APIS OFFSHORE CAPITAL (QP), LTD.D/APooled Investment FundIndefinite$30,500,000
EDGAR ↗Jan 19, 2023Apis Global Discovery Fund Offshore, Ltd.D/APooled Investment FundIndefinite$868,714
EDGAR ↗Jan 19, 2023APIS GLOBAL DISCOVERY FUND, LPD/APooled Investment FundIndefinite$15,360,471
EDGAR ↗Jan 19, 2023Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$34,474,468
EDGAR ↗Jan 19, 2023APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$511,854,030
EDGAR ↗Jan 19, 2023APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$84,455,588
EDGAR ↗Jan 19, 2023Apis Capital, LPD/APooled Investment FundIndefinite$212,879,151
EDGAR ↗Oct 12, 2022APIS CAPITAL (QP), LP /DEDPooled Investment FundIndefinite$22,000,000
EDGAR ↗Oct 12, 2022APIS OFFSHORE CAPITAL (QP), LTD.DPooled Investment FundIndefinite$25,000,000
EDGAR ↗Jan 20, 2022Apis Global Discovery Fund Offshore, Ltd.DPooled Investment FundIndefinite$868,714
EDGAR ↗Jan 19, 2022APIS GLOBAL DISCOVERY FUND, LPD/APooled Investment FundIndefinite$9,651,971
EDGAR ↗Jan 19, 2022Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$33,772,868
EDGAR ↗Jan 19, 2022APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$503,221,480
EDGAR ↗Jan 19, 2022APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$70,150,846
EDGAR ↗Jan 19, 2022Apis Capital, LPD/APooled Investment FundIndefinite$187,347,836
EDGAR ↗Jan 19, 2021APIS GLOBAL DISCOVERY FUND, LPD/APooled Investment FundIndefinite$2,046,557
EDGAR ↗Jan 19, 2021Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$28,909,494
EDGAR ↗Jan 19, 2021APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$503,221,480
EDGAR ↗Jan 19, 2021APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$63,320,471
EDGAR ↗Jan 19, 2021Apis Capital, LPD/APooled Investment FundIndefinite$143,288,593
EDGAR ↗Jun 3, 2020APIS GLOBAL DISCOVERY FUND, LPDPooled Investment FundIndefinite$1,000,000
EDGAR ↗Jan 17, 2020Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$28,909,494
EDGAR ↗Jan 17, 2020APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$471,812,137
EDGAR ↗Jan 17, 2020APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$60,370,441
EDGAR ↗Jan 17, 2020Apis Capital, LPD/APooled Investment FundIndefinite$141,438,593
EDGAR ↗Jan 18, 2019Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$23,200,000
EDGAR ↗Jan 18, 2019APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$471,812,137
EDGAR ↗Jan 18, 2019APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$52,510,947
EDGAR ↗Jan 18, 2019Apis Capital, LPD/APooled Investment FundIndefinite$141,438,593
EDGAR ↗Jan 19, 2018Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$8,480,000
EDGAR ↗Jan 19, 2018APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$461,812,137
EDGAR ↗Jan 19, 2018APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$31,245,947
EDGAR ↗Jan 19, 2018Apis Capital, LPD/APooled Investment FundIndefinite$129,538,593
EDGAR ↗Jan 20, 2017Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$5,000,000
EDGAR ↗Jan 20, 2017APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$26,465,947
EDGAR ↗Jan 20, 2017APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$437,062,137
EDGAR ↗Jan 20, 2017Apis Capital, LPD/APooled Investment FundIndefinite$100,863,593
EDGAR ↗Jan 25, 2016APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$437,062,137
EDGAR ↗Nov 24, 2015Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$5,000,000
EDGAR ↗Nov 24, 2015APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$25,865,947
EDGAR ↗Nov 24, 2015Apis Capital, LPD/APooled Investment FundIndefinite$100,613,593
EDGAR ↗Jan 28, 2015APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$401,300,000
EDGAR ↗Jul 30, 2014APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$401,300,000
EDGAR ↗Jul 30, 2014APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$19,000,000
EDGAR ↗Jul 29, 2014Apis Capital, LPD/APooled Investment FundIndefinite$38,550,000
EDGAR ↗May 1, 2014Apis Deep Value Fund Offshore, Ltd.D/APooled Investment FundIndefinite$5,000,000
EDGAR ↗Jul 30, 2013APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$19,000,000
EDGAR ↗Jul 30, 2013APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$400,900,000
EDGAR ↗Jul 30, 2013Apis Capital, LPD/APooled Investment FundIndefinite$38,550,000
EDGAR ↗May 10, 2013Apis Deep Value Fund Offshore, Ltd.DPooled Investment FundIndefinite$5,000,000
EDGAR ↗Aug 6, 2012APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$395,000,000
EDGAR ↗Aug 6, 2012APIS GLOBAL DEEP VALUE, LPD/APooled Investment FundIndefinite$14,000,000
EDGAR ↗Aug 6, 2012Apis Capital, LPD/APooled Investment FundIndefinite$38,000,000
EDGAR ↗Jan 6, 2011APIS OFFSHORE CAPITAL LTDD/APooled Investment FundIndefinite$428,700,000
EDGAR ↗Jan 29, 2010APIS GLOBAL DEEP VALUE OFFSHORE LTDDPooled Investment FundIndefinite$33,000,000
EDGAR ↗Jan 28, 2010Apis Capital (QP) LPDPooled Investment FundIndefinite$115,000,000
EDGAR ↗Jan 28, 2010APIS GLOBAL DEEP VALUE, LPDPooled Investment FundIndefinite$16,000,000
EDGAR ↗Jan 28, 2010Apis Capital, LPDPooled Investment FundIndefinite$41,000,000
EDGAR ↗Jan 28, 2010APIS OFFSHORE CAPITAL LTDDPooled Investment FundIndefinite$400,000,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jan 20, 2026. Industry history, as reported on each offering's latest filing: All 10 offerings reported: Pooled Investment Fund (2010–2022).

People across the group

NameRolesIssuers hereFirst → last listed
DB Daniel J. BarkerExecutive Officer, Director9Jan 28, 2010 → Jan 20, 2026
RY Richard H. YunExecutive Officer8Aug 6, 2012 → Jan 20, 2026
DC DEKI Capital GP, LLC entityPromoter5Aug 6, 2012 → Jan 20, 2026
SW Steven A WerberDirector, Executive Officer5Jan 28, 2010 → Jan 29, 2010
JK James KattanDirector4Jan 19, 2021 → Jan 20, 2026
VG Vanessa GilmanDirector4Oct 12, 2022 → Jan 20, 2026
AC Apis Capital Advisors, LLC entityPromoter4Jan 28, 2010 → Jan 20, 2026
AC Apis Capital Advisors, LLC entityPromoter4Jan 28, 2010 → Jan 20, 2026
ND Niall O'DowdDirector3Jan 19, 2022 → Jan 20, 2022
HA H. Apis Capital Advisors, LLC entityPromoter2Jun 3, 2020 → Jan 20, 2026
DS Don SeymourDirector2Jan 28, 2010 → Jan 19, 2021
DB David BreeDirector2Jan 28, 2010 → Jan 17, 2020
RH Roger HansonDirector1Jan 29, 2010 → Jan 29, 2010
DS Don SeymourDirector1Jan 29, 2010 → Jan 29, 2010

Business registration (state registry / Secretary of State)

None of the 10 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

APIS CAPITAL ADVISORS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Sep 18, 2013 · SEC file 801-78582 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,421,086,075 as reported on Form ADV filed Mar 27, 2026 (Item 5.F(2)(c)) · 9 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.LINKEDIN.COM/COMPANY/APIS-CAPITAL-ADVISORS-LLC ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 27, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Apis as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Apis's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #45,170 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Business registries

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