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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:18 AM ET

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Wayne K. Goldstein

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 17, 2009 → Jun 28, 2024

11deals (issuers)
$1.53Breported sold
458investors
15Form D filings
2009–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Wayne K. Goldstein is listed as an executive officer and director on 15 SEC Form D filings by 11 issuers between Nov 2009 and Jun 2024. Largest by amount reported sold: SJB Escrow Corp (New York, NY — other banking and financial services — 2010; $524.3M reported sold to 86 investors), Endicott Capital II, L.P. (New York, NY — pooled investment fund — 2022–2024; $243.3M reported sold to 182 investors), Endicott Opportunity Partners III, L.P. (New York, NY — pooled investment fund — 2009–2010; $203.8M reported sold to 38 investors), EOP IV-A, LP (New York, NY — pooled investment fund — 2013; $200M reported sold to 1 investors), Endicott Opportunity Partners IV, L.P. (New York, NY — pooled investment fund — 2013; $140M reported sold to 1 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $1.53B sold in total.

Listed alongside Robert I. Usdan (11 shared filings), William Pappas (8 shared filings), Michael Chinn (6 shared filings), Bradley E. Maneely (4 shared filings), EGE GP, L.L.C. (4 shared filings, management entity) and 18 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Wayne. Each name links to their own page.

The issuers belong to 2 sponsor groups: Endicott (10 issuers, $1.01B reported sold, 2009–2024) and Related (81 issuers, $8.09B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for Wayne K. Goldstein and found 8 differences: CRD number for R5 Capital Ltd. appears on one filing and not another; Form D filed 21 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Wayne K. Goldstein has not run yet — it is joining a line of 12,222 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Wayne K. Goldstein..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Wayne Goldstein closed
United States Bankruptcy Court, S.D. Florida. · No. 99-31782 · Filed Apr 9, 1999 · Closed Apr 26, 2000
Role of Wayne Goldstein: Debtor · Outcome: Case closed 2000-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Wayne Goldstein and Sally Goldstein closed
United States Bankruptcy Court, E.D. New York · No. 1-98-26276 · Filed Nov 18, 1998 · Closed Apr 5, 1999
Role of Wayne Goldstein and Sally Goldstein: Debtor · Outcome: Case closed 1999-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Wayne Goldstein closed
United States Bankruptcy Court, N.D. California · No. 97-10984 · Filed Mar 19, 1997 · Closed Jul 8, 1997
Role of Wayne Goldstein: Debtor · Outcome: Case closed 1997-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Wayne K. Goldstein (compared 15 filings on Oct 24, 2026)

Note · Jun 29, 2023 – Jun 28, 2024

CRD number for R5 Capital Ltd. appears on one filing and not another — Endicott Capital II, L.P.

The Jun 28, 2024 filing lists R5 Capital Ltd. with CRD 147382; the Jun 29, 2023 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Jun 28, 2024 ↗Form D/A · Jun 29, 2023 ↗FINRA BrokerCheck ↗Endicott Capital II, L.P. — PartnerFacts page ↗
Sources
Note · Jun 10, 2022 – Jul 1, 2022

Form D filed 21 days after the first sale — Endicott Capital II, L.P.

The filing says the first sale was Jun 10, 2022. The Form D was filed Jul 1, 2022 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 1, 2022 ↗Endicott Capital II, L.P. — PartnerFacts page ↗
Sources
Note · Dec 20, 2021 – Jan 5, 2022

Form D filed 16 days after the first sale — EGEP Co-Invest II, L.P.

The filing says the first sale was Dec 20, 2021. The Form D was filed Jan 5, 2022 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 5, 2022 ↗EGEP Co-Invest II, L.P. — PartnerFacts page ↗
Sources
Note · Apr 25, 2013 – May 15, 2013

Form D filed 20 days after the first sale — Endicott Opportunity Partners IV, L.P.

The filing says the first sale was Apr 25, 2013. The Form D was filed May 15, 2013 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 15, 2013 ↗Endicott Opportunity Partners IV, L.P. — PartnerFacts page ↗
Sources
Note · Nov 10, 2009 – Jun 28, 2024

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Endicott Capital II, L.P. (latest filing Jun 28, 2024) · No amendment in the last 12 months on an offering that may still be open — EC II Warehouse, L.L.C. (latest filing Mar 23, 2022) · No amendment in the last 12 months on an offering that may still be open — Endicott Growth Equity Partners, L.P. (latest filing Jun 19, 2020) · No amendment in the last 12 months on an offering that may still be open — Endicott Opportunity Partners IV, L.P. (latest filing May 15, 2013) · No amendment in the last 12 months on an offering that may still be open — EOP IV-A, LP (latest filing May 9, 2013) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 28, 2024 ↗Endicott Capital II, L.P. — PartnerFacts page ↗Form D · Mar 23, 2022 ↗EC II Warehouse, L.L.C. — PartnerFacts page ↗
Sources
Note · Aug 14, 2014 – Jan 17, 2017

Same name, different state: "Wayne Goldstein" (X0) is a separate record

This page covers filings where the address state is NY. A separate record, "Wayne Goldstein" with address state X0, is listed on 2 filings — most recently by Columbia Lake Partners Growth Lending I, L.P. (Jan 17, 2017). Both records have filings in the same period (Aug 14, 2014 to Jan 17, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Wayne Goldstein (X0) — PartnerFacts page ↗Form D · Jan 17, 2017 ↗Columbia Lake Partners Growth Lending I, L.P. — PartnerFacts page ↗Wayne K. Goldstein (NY) — this page ↗
Sources
Note · May 15, 2009

Same name, different state: "Wayne Goldstein" (IL) is a separate record

This page covers filings where the address state is NY. A separate record, "Wayne Goldstein" with address state IL, is listed on 1 filing — most recently by Illinois Sports Medicine & Orthopedic Surgery Center LLC (May 15, 2009). The two records do not overlap in time: this page runs Nov 17, 2009 to Jun 28, 2024; the other has one filing dated May 15, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Wayne Goldstein (IL) — PartnerFacts page ↗Form D · May 15, 2009 ↗Illinois Sports Medicine & Orthopedic Surgery Center LLC — PartnerFacts page ↗Wayne K. Goldstein (NY) — this page ↗
Sources
Note · Nov 17, 2009 – Feb 26, 2010

Reported revenue range changed between filings — Endicott Opportunity Partners III, L.P.

"No Revenues" (Nov 17, 2009); then "Decline to Disclose" (Feb 26, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 17, 2009 ↗Form D/A · Feb 26, 2010 ↗Endicott Opportunity Partners III, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 11 offerings report sales commissions totalling $11,248,463; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 28, 2024 D/A
Endicott Capital II, L.P.
File 021-450934
$919,000$0$0
The fund charges a management fee that is described in the fund's governing documents.
Hollister Associates, LLC BrokerCheck CRD 000173366 ↗
Castle Hill Capital Partners, Inc. BrokerCheck CRD 000044131 ↗
R5 Capital Ltd. BrokerCheck CRD 000147382 ↗		EDGAR ↗
Mar 23, 2022 D
EC II Warehouse, L.L.C.
File 021-438639
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2022 D
EGEP Co-Invest II, L.P.
File 021-427936
$18,860$0$0
The fund charges a management fee that is described in the fund's governing documents.
TGP Securities, Inc BrokerCheck CRD 159008 ↗EDGAR ↗
Jun 19, 2020 D/A
Endicott Growth Equity Partners, L.P.
File 021-342431
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 19, 2019 D
EGEP Co-Invest I, L.P.
File 021-355928
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
May 16, 2018 D
Endicott SPV I, L.P.
File 021-312516
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
May 15, 2013 D
Endicott Opportunity Partners IV, L.P.
File 021-196540
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
May 9, 2013 D
EOP IV-A, LP
File 021-196179
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Feb 26, 2010 D/A
Endicott Opportunity Partners III, L.P.
File 021-136211
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Feb 26, 2010 D
EOP III Co-Investment Fund I, L.P.
File 021-139078
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Feb 26, 2010 D
SJB Escrow Corp
File 021-139067
$10,310,603$0$0None no CRD number reported
via Deutsche Bank Securities Inc. (CRD 2525 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Wayne K. Goldstein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EC
Pooled Investment Fund · group: Endicott

Endicott Capital II, L.P.

New York, NY · Jul 1, 2022 → Jun 28, 2024 · 3 filings
  • Jun 28, 2024 · D/A · $243,264,167 sold of Indefinite · 182 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Jun 29, 2023 · D/A · $175,443,500 sold of Indefinite · 163 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Jul 1, 2022 · D · $133,572,500 sold of Indefinite · 89 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $243.3M from 182 investors as of the latest filing. Wayne is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EW
Pooled Investment Fund · group: Endicott

EC II Warehouse, L.L.C.

New York, NY · Mar 23, 2022
  • Mar 23, 2022 · D · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member) EDGAR ↗

Raised $25M from 1 investor as of the latest filing. Wayne is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Endicott

EGEP Co-Invest II, L.P.

New York, NY · Jan 5, 2022
  • Jan 5, 2022 · D · $59,980,000 sold of $59,980,000 · 93 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $60M from 93 investors (100% of the $60M target) as of the latest filing. Wayne is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Pooled Investment Fund · group: Endicott

Endicott Growth Equity Partners, L.P.

New York, NY · Jun 20, 2019 → Jun 19, 2020 · 2 filings
  • Jun 19, 2020 · D/A · $94,975,000 sold of Indefinite · 37 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Jun 20, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $95M from 37 investors as of the latest filing. Wayne is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Endicott

EGEP Co-Invest I, L.P.

New York, NY · Dec 19, 2019
  • Dec 19, 2019 · D · $10,203,765 sold of $10,203,765 · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $10.2M from 1 investor (100% of the $10.2M target) as of the latest filing. Wayne is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: Endicott

Endicott SPV I, L.P.

New York, NY · May 16, 2018
  • May 16, 2018 · D · $0 sold of $82,855,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Wayne is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EO
Pooled Investment Fund · group: Endicott

Endicott Opportunity Partners IV, L.P.

New York, NY · May 15, 2013
  • May 15, 2013 · D · $140,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $140M from 1 investor as of the latest filing. Wayne is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EA
Pooled Investment Fund · group: Endicott

EOP IV-A, LP

New York, NY · May 9, 2013
  • May 9, 2013 · D · $200,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $200M from 1 investor as of the latest filing. Wayne is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EC
Pooled Investment Fund · group: Endicott

EOP III Co-Investment Fund I, L.P.

New York, NY · Feb 26, 2010
  • Feb 26, 2010 · D · $31,931,235 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $31.9M from 18 investors as of the latest filing. Wayne is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SE
Other Banking and Financial Services · group: Related

SJB Escrow Corp

New York, NY · Feb 26, 2010
  • Feb 26, 2010 · D · $524,303,380 sold of $524,303,380 · 86 investors · min. $50,000 · role: Director EDGAR ↗

Raised $524.3M from 86 investors (100% of the $524.3M target) as of the latest filing. Wayne is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EO
Pooled Investment Fund · group: Endicott

Endicott Opportunity Partners III, L.P.

New York, NY · Nov 17, 2009 → Feb 26, 2010 · 2 filings
  • Feb 26, 2010 · D/A · $203,850,000 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Nov 17, 2009 · D · $185,500,000 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $203.8M from 38 investors as of the latest filing. Wayne is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Wayne Goldstein — NY, 2 issuers, May 20, 2010 → Aug 27, 2014 · no shared issuer
  • Wayne Goldstein — IL, 1 issuer, May 15, 2009 → May 15, 2009 · no shared issuer
  • Wayne Goldstein — United Kingdom (as filed: X0), 1 issuer, Aug 14, 2014 → Jan 17, 2017 · no shared issuer

People around Wayne 23

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EG
Management entity

EGE GP, L.L.C.

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

WR
Management entity

W.R. Endicott III, L.L.C.

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

EG
Management entity

EC II GP, L.L.C.

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

WR
Management entity

W.R. Endicott IV, L.L.C.

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

IE
Management entity

I. Endicott Management Company

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

WS
Management entity

WRE SPV I, L.L.C.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

EG
Management entity

EC GP, L.L.C.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

RU
No photo found yet (own website and image search run after this page is viewed)
Person

Robert I. Usdan

Executive Officer · 11 shared filings (9 issuers) · also on 1 other issuer

Robert I. Usdan is on 10 issuers in total — a repeat sponsor. Their page lists every one.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

William Pappas

Executive Officer · 8 shared filings (5 issuers) · also on 1 other issuer

William Pappas is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Chinn

Executive Officer · 6 shared filings (4 issuers) · also on 1 other issuer

Michael Chinn is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley E. Maneely

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce A. Beal, Jr.

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 40 other issuers

Bruce A. Beal, Jr. is on 41 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff T. Blau

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 73 other issuers

Jeff T. Blau is on 74 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen M. Ross

Director, Promoter · 1 shared filing (1 issuer) · also on 28 other issuers

Stephen M. Ross is on 29 issuers in total — a repeat sponsor. Their page lists every one.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Eisenstein

Director · 1 shared filing (1 issuer) · also on 18 other issuers

Stephen Eisenstein is on 19 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Rothenberg

Director · 1 shared filing (1 issuer)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Kopnisky

Director · 1 shared filing (1 issuer)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

GE
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Eubanks

Director · 1 shared filing (1 issuer)

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Harmon

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne K. Goldstein. Their page shows their other deals.

The team behind the deals

E
Sponsor group

Endicott

10 issuers · 14 filings · $1.01B reported sold · 2009–2024

One team, 10 deal companies. Wayne K. Goldstein is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Wayne K. Goldstein.

R
Sponsor group

Related

81 issuers · 98 filings · $8.09B reported sold · 2009–2026

One team, 81 deal companies. Wayne K. Goldstein is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Wayne K. Goldstein.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 11 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Endicott Capital II, L.P., EC II Warehouse, L.L.C..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Wayne K. Goldstein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Wayne K. Goldstein is listed on: none on file. No website or social profile named in SJB Escrow Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #365,276 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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