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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:43 AM ET

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Stephen Eisenstein

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 26, 2010 → Sep 25, 2023

19deals (issuers)
$12.58Breported sold
721investors
43Form D filings
2010–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Eisenstein is listed as an executive officer and director on 43 SEC Form D filings by 19 issuers between Feb 2010 and Sep 2023. Largest by amount reported sold: Harvest Partners IX (Parallel), L.P. (New York, NY — pooled investment fund — 2021–2023; $3B reported sold to 107 investors), Harvest Partners VIII, L.P. (New York, NY — pooled investment fund — 2018–2019; $2.08B reported sold to 90 investors), Harvest Partners VIII (Parallel), L.P. (New York, NY — pooled investment fund — 2018–2019; $1.92B reported sold to 93 investors), Harvest Partners IX, L.P. (New York, NY — pooled investment fund — 2021–2023; $1.86B reported sold to 60 investors), HARVEST PARTNERS VI, L P (New York, NY — pooled investment fund — 2011–2012; $1.09B reported sold to 60 investors) and 14 more (all listed below).

What this means That is a lot of deals — 19 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $12.58B sold in total.

Listed alongside Ira D. Kleinman (42 shared filings), Michael B. DeFlorio (42 shared filings), Thomas W. Arenz (42 shared filings), John Campbell Wilkins, Jr. (27 shared filings), Jamie E. Toothman (18 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

The issuers belong to 2 sponsor groups: Harvest (29 issuers, $12.6B reported sold, 2011–2026) and Related (81 issuers, $8.09B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 43 public filings for Stephen Eisenstein and found 6 differences, 2 worth asking the sponsor about: Stephen Eisenstein appears on 8 deals that stopped filing before reaching their target; Paid seller listed without a CRD number: IBK Securities Co., Ltd; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Eisenstein has not run yet — it is joining a line of 26,238 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Eisenstein..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Stephen Eisenstein — 2 worth asking about (compared 43 filings on Oct 24, 2026)

Worth asking · Oct 26, 2018 – Jun 29, 2021

Stephen Eisenstein appears on 8 deals that stopped filing before reaching their target

Harvest Strategic Associates Structured Capital Fund III, L.P. (last filing Jun 29, 2021; $0 sold of $1,000,000,000); Harvest Partners Structured Capital Fund III, L.P. (last filing Jun 29, 2021; $494,625,380 sold of $1,000,000,000); Harvest Partners Structured Capital Fund III (Parallel), L.P. (last filing Jun 29, 2021; $449,000,000 sold of $1,000,000,000); Harvest SR Co-Invest, L.P. (last filing Dec 11, 2020; $0 sold of $25,000,000); Harvest Partners VIII (Parallel), L.P. (last filing Dec 18, 2019; $1,918,679,810 sold of $4,030,415,000); Harvest Strategic Associates VIII, L.P. (last filing Dec 18, 2019; $30,415,000 sold of $4,030,415,000); and 2 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Sep 23, 2022 – Sep 25, 2023

Paid seller listed without a CRD number: IBK Securities Co., Ltd. — Harvest Partners IX (Parallel), L.P.

IBK Securities Co., Ltd. is listed as receiving sales compensation on 2 filings (Sep 23, 2022 to Sep 25, 2023) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · May 18, 2012 – Jun 5, 2012

Form D filed 18 days after the first sale — Harvest Strategic Associates VI, L.P.

The filing says the first sale was May 18, 2012. The Form D was filed Jun 5, 2012 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · May 18, 2011 – Sep 25, 2023

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Harvest Partners IX, L.P. (latest filing Sep 25, 2023) · No amendment in the last 12 months on an offering that may still be open — Harvest Partners IX (Parallel), L.P. (latest filing Sep 25, 2023) · No amendment in the last 12 months on an offering that may still be open — Harvest Partners Structured Capital Fund III (Parallel), L.P. (latest filing Jun 29, 2021) · No amendment in the last 12 months on an offering that may still be open — Harvest Partners Structured Capital Fund III, L.P. (latest filing Jun 29, 2021) · No amendment in the last 12 months on an offering that may still be open — Harvest Strategic Associates Structured Capital Fund III, L.P. (latest filing Jun 29, 2021) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jun 1, 2011 – Jun 29, 2021

12 offerings changed their target amount between filings

Offering amount changed between filings — Harvest Partners Structured Capital Fund III (Parallel), L.P. · Offering amount changed between filings — Harvest Partners Structured Capital Fund III, L.P. · Offering amount changed between filings — Harvest Strategic Associates Structured Capital Fund III, L.P. · Offering amount changed between filings — Harvest Strategic Associates VIII, L.P. · Offering amount changed between filings — Harvest Partners VIII (Parallel), L.P. · and 7 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Jul 2, 2010 – Jul 13, 2012

Same name, different state: "Stephen Eisenstein" (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "Stephen Eisenstein" with address state TX, is listed on 2 filings — most recently by GREEN BANCORP INC (Jul 13, 2012). Both records have filings in the same period (Jul 2, 2010 to Jul 13, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

17 of 19 offerings report sales commissions totalling $104,366,603; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 25, 2023 D/A
Harvest Partners IX, L.P.
File 021-414444
$10,000,000 (est.)$0$0
Investors in the Issuer will be subject to a management fee and carried interest as is described in the offering documents of the Issuer.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗
EDGAR ↗
Sep 25, 2023 D/A
Harvest Partners IX (Parallel), L.P.
File 021-414446
$10,000,000 (est.)$0$0
Investors in the Issuer will be subject to a management fee and carried interest as is described in the offering documents of the Issuer.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
IBK Securities Co., Ltd. no CRD number reported
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗
EDGAR ↗
Sep 25, 2023 D/A
Harvest Strategic Associates IX, L.P.
File 021-414447
$10,000,000 (est.)$0$0
Investors in Issuer will be subject to carried interest as is described in the offering documents of the Issuer.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Aug 24, 2021 D
Pro SPV, L.P.
File 021-411025
$3,700,000 (est.)$0$0 (est.)
The issuer will pay management fees to its investment manager, Harvest Partners, LP.
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Aug 24, 2021 D
NB SPV, L.P.
File 021-411022
$1,800,000 (est.)$0$0 (est.)
The issuer will pay management fees to its investment manager, Harvest Partners, LP.
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Jun 29, 2021 D/A
Harvest Partners Structured Capital Fund III (Parallel), L.P.
File 021-369920
$5,550,000 (est.)$0$0
The GP of the Issuer is entitled to a carried interest. The Issuer will also pay management fees to its investment manager, Harvest Partners SCF, LP. The carried interest and management fee are disclosed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 29, 2021 D/A
Harvest Strategic Associates Structured Capital Fund III, L.P.
File 021-369921
$5,550,000 (est.)$0$0
The general partner of the Issuer is entitled to a carried interest. The carried interest is disclosed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 29, 2021 D/A
Harvest Partners Structured Capital Fund III, L.P.
File 021-369922
$5,550,000 (est.)$0$0
The GP of the Issuer is entitled to a carried interest. The Issuer will also pay management fees to its investment manager, Harvest Partners SCF, LP. The carried interest and management fee are disclosed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 11, 2020 D
Harvest SR Co-Invest, L.P.
File 021-382939
$0$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners, LP.
None listed on this filingEDGAR ↗
Dec 18, 2019 D/A
Harvest Partners VIII, L.P.
File 021-328212
$5,000,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 18, 2019 D/A
Harvest Partners VIII (Parallel), L.P.
File 021-328213
$5,000,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 18, 2019 D/A
Harvest Strategic Associates VIII, L.P.
File 021-328214
$5,000,000$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Oct 26, 2018 D/A
Harvest Strategic Associates Structured Capital Fund II, L.P.
File 021-300924
$5,760,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Innovation Partners, LLC BrokerCheck CRD 146344 ↗
EDGAR ↗
Oct 26, 2018 D/A
Harvest Partners Structured Capital Fund II (Parallel), L.P.
File 021-300925
$5,760,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners SCF, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Innovation Partners, LLC BrokerCheck CRD 146344 ↗
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
EDGAR ↗
Oct 26, 2018 D/A
Harvest Partners Structured Capital Fund II, L.P.
File 021-300927
$5,760,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners SCF, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Innovation Partners, LLC BrokerCheck CRD 146344 ↗
EDGAR ↗
Aug 8, 2016 D/A
Harvest Partners Structured Capital Fund, L.P.
File 021-227861
$2,000,000 (est.)$0$0
The Issuer will pay management fees to its manager, Harvest Partners SCF, LP, as set forth in its Confidential Memorandum.
Park Hill Group LLC BrokerCheck CRD 135898 ↗
BA Securities, LLC BrokerCheck CRD 153489 ↗
EDGAR ↗
Sep 14, 2012 D/A
HARVEST PARTNERS VI, L P
File 021-160622
$7,626,000$0$0
The Issuer will pay management fees to its manager, Harvest Partners, LP, as set forth in its Private Placement Memorandum.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 14, 2012 D/A
Harvest Strategic Associates VI, L.P.
File 021-179297
$0$0$0
The Issuer will pay management fees to its manager, Harvest Partners, LP, as set forth in its Private Placement Memorandum.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Feb 26, 2010 D
SJB Escrow Corp
File 021-139067
$10,310,603$0$0None no CRD number reported
via Deutsche Bank Securities Inc. (CRD 2525 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 19

Every issuer that named Stephen Eisenstein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Harvest

Harvest Strategic Associates IX, L.P.

New York, NY · Sep 23, 2021 → Sep 25, 2023 · 3 filings
  • Sep 25, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Sep 23, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Sep 23, 2021 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Member of the Ultimate General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners IX, L.P.

New York, NY · Sep 23, 2021 → Sep 25, 2023 · 3 filings
  • Sep 25, 2023 · D/A · $1,860,599,232 sold of Indefinite · 60 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Sep 23, 2022 · D/A · $1,638,600,000 sold of Indefinite · 49 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Sep 23, 2021 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Member of the Ultimate General Partner of the Issuer) EDGAR ↗

Raised $1.86B from 60 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners IX (Parallel), L.P.

New York, NY · Sep 23, 2021 → Sep 25, 2023 · 3 filings
  • Sep 25, 2023 · D/A · $2,999,033,216 sold of Indefinite · 107 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Sep 23, 2022 · D/A · $2,267,585,714 sold of Indefinite · 80 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Sep 23, 2021 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Member of the Ultimate General Partner of the Issuer) EDGAR ↗

Raised $3B from 107 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Pro SPV, L.P.

New York, NY · Aug 24, 2021
  • Aug 24, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the Ultimate General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

NB SPV, L.P.

New York, NY · Aug 24, 2021
  • Aug 24, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of the Ultimate General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners Structured Capital Fund III (Parallel), L.P.

New York, NY · Jun 30, 2020 → Jun 29, 2021 · 2 filings
  • Jun 29, 2021 · D/A · $449,000,000 sold of Indefinite · 22 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Jun 30, 2020 · D · $0 sold of $1,000,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $449M from 22 investors as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners Structured Capital Fund III, L.P.

New York, NY · Jun 30, 2020 → Jun 29, 2021 · 2 filings
  • Jun 29, 2021 · D/A · $494,625,380 sold of Indefinite · 22 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Jun 30, 2020 · D · $0 sold of $1,000,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $494.6M from 22 investors as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Strategic Associates Structured Capital Fund III, L.P.

New York, NY · Jun 30, 2020 → Jun 29, 2021 · 2 filings
  • Jun 29, 2021 · D/A · $0 sold of Indefinite · 22 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Jun 30, 2020 · D · $0 sold of $1,000,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

22 investors reported; no amount sold yet as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest SR Co-Invest, L.P.

New York, NY · Dec 11, 2020
  • Dec 11, 2020 · D · $0 sold of $25,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Strategic Associates VIII, L.P.

New York, NY · Dec 18, 2018 → Dec 18, 2019 · 2 filings
  • Dec 18, 2019 · D/A · $30,415,000 sold of $4,030,415,000 · 64 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Dec 18, 2018 · D · $0 sold of $3,250,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $30.4M from 64 investors (1% of the $4.03B target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners VIII (Parallel), L.P.

New York, NY · Dec 18, 2018 → Dec 18, 2019 · 2 filings
  • Dec 18, 2019 · D/A · $1,918,679,810 sold of $4,030,415,000 · 93 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Dec 18, 2018 · D · $0 sold of $3,250,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $1.92B from 93 investors (48% of the $4.03B target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners VIII, L.P.

New York, NY · Dec 18, 2018 → Dec 18, 2019 · 2 filings
  • Dec 18, 2019 · D/A · $2,081,320,190 sold of $4,030,415,000 · 90 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Dec 18, 2018 · D · $0 sold of $3,250,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $2.08B from 90 investors (52% of the $4.03B target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners Structured Capital Fund II (Parallel), L.P.

New York, NY · Dec 15, 2017 → Oct 26, 2018 · 2 filings
  • Oct 26, 2018 · D/A · $216,000,000 sold of $800,000,000 · 6 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Dec 15, 2017 · D · $0 sold of $600,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $216M from 6 investors (27% of the $800M target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Strategic Associates Structured Capital Fund II, L.P.

New York, NY · Dec 15, 2017 → Oct 26, 2018 · 2 filings
  • Oct 26, 2018 · D/A · $0 sold of $800,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Dec 15, 2017 · D · $0 sold of $600,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners Structured Capital Fund II, L.P.

New York, NY · Dec 15, 2017 → Oct 26, 2018 · 2 filings
  • Oct 26, 2018 · D/A · $570,200,000 sold of $800,000,000 · 30 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Dec 15, 2017 · D · $0 sold of $600,000,000 · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $570.2M from 30 investors (71% of the $800M target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Partners Structured Capital Fund, L.P.

New York, NY · Nov 6, 2014 → Aug 8, 2016 · 4 filings
  • Aug 8, 2016 · D/A · $331,700,000 sold of $400,000,000 · 24 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Jan 5, 2016 · D/A · $243,500,000 sold of $400,000,000 · 17 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Jan 5, 2015 · D/A · $110,000,000 sold of $400,000,000 · 7 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Nov 6, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $331.7M from 24 investors (83% of the $400M target) as of the latest filing. Stephen is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Harvest

Harvest Strategic Associates VI, L.P.

New York, NY · Jun 5, 2012 → Sep 14, 2012 · 2 filings
  • Sep 14, 2012 · D/A · $12,625,000 sold of $12,625,000 · 35 investors · min. $100,000 · role: Executive Officer (Senior Managing Director) EDGAR ↗
  • Jun 5, 2012 · D · $11,250,000 sold of Indefinite · 27 investors · min. $100,000 · role: Executive Officer (Senior Managing Director) EDGAR ↗

Raised $12.6M from 35 investors (100% of the $12.6M target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Harvest

HARVEST PARTNERS VI, L P

New York, NY · Jun 1, 2011 → Sep 14, 2012 · 6 filings
  • Sep 14, 2012 · D/A · $1,090,000,000 sold of $1,100,000,000 · 60 investors · min. $100,000 · role: Executive Officer (Senior Managing Director) EDGAR ↗
  • Jun 5, 2012 · D/A · $1,031,750,000 sold of $1,100,000,000 · 57 investors · min. $100,000 · role: Executive Officer (Senior Managing Director) EDGAR ↗
  • Apr 27, 2012 · D/A · $920,750,000 sold of $1,100,000,000 · 49 investors · min. $100,000 · role: Executive Officer (Senior Managing Director) EDGAR ↗
  • Dec 23, 2011 · D/A · $835,750,000 sold of $1,100,000,000 · 46 investors · min. $100,000 · role: Executive Officer (Senior Managing Director) EDGAR ↗
  • Oct 18, 2011 · D/A · $633,250,000 sold of $1,100,000,000 · 34 investors · min. $100,000 · role: Executive Officer (Senior Managing Director) EDGAR ↗
  • Jun 1, 2011 · D · $441,950,000 sold of $800,000,000 · 25 investors · min. $100,000 · role: Executive Officer (Senior Managing Director) EDGAR ↗

Raised $1.09B from 60 investors (99% of the $1.1B target) as of the latest filing. Stephen is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Banking and Financial Services · group: Related

SJB Escrow Corp

New York, NY · Feb 26, 2010
  • Feb 26, 2010 · D · $524,303,380 sold of $524,303,380 · 86 investors · min. $50,000 · role: Director EDGAR ↗

Raised $524.3M from 86 investors (100% of the $524.3M target) as of the latest filing. Stephen is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Stephen 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas W. Arenz

Executive Officer · 42 shared filings (18 issuers) · also on 3 other issuers

Thomas W. Arenz is on 21 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael B. DeFlorio

Executive Officer · 42 shared filings (18 issuers) · also on 10 other issuers

Michael B. DeFlorio is on 28 issuers in total — a repeat sponsor. Their page lists every one.

IK
No photo found yet (own website and image search run after this page is viewed)
Person

Ira D. Kleinman

Executive Officer · 42 shared filings (18 issuers) · also on 5 other issuers

Ira D. Kleinman is on 23 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Campbell Wilkins, Jr.

Executive Officer · 27 shared filings (15 issuers) · also on 7 other issuers

John Campbell Wilkins, Jr. is on 22 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jamie E. Toothman

Executive Officer · 18 shared filings (9 issuers) · also on 7 other issuers

Jamie E. Toothman is on 16 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Murphy

Executive Officer · 12 shared filings (6 issuers)

Sean Murphy is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Duke

Executive Officer · 12 shared filings (6 issuers) · also on 3 other issuers

Steven Duke is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MU
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Unger

Executive Officer · 10 shared filings (7 issuers)

Marc Unger is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark C. Smith

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Stephen Eisenstein. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph J. Hegenbart

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Eisenstein. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Scerbo

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Stephen Eisenstein. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Carlson

Executive Officer · 3 shared filings (3 issuers) · also on 6 other issuers

Stephen Carlson is on 9 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce A. Beal, Jr.

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 40 other issuers

Bruce A. Beal, Jr. is on 41 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff T. Blau

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 73 other issuers

Jeff T. Blau is on 74 issuers in total — a repeat sponsor. Their page lists every one.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne K. Goldstein

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Wayne K. Goldstein is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen M. Ross

Director, Promoter · 1 shared filing (1 issuer) · also on 28 other issuers

Stephen M. Ross is on 29 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Rothenberg

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Eisenstein. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Kopnisky

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Eisenstein. Their page shows their other deals.

GE
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Eubanks

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Eisenstein. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Glickman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Eisenstein. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Harmon

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Eisenstein. Their page shows their other deals.

The team behind the deals

Sponsor group

Harvest

29 issuers · 62 filings · $12.6B reported sold · 2011–2026

One team, 29 deal companies. Stephen Eisenstein is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen Eisenstein.

Sponsor group

Related

81 issuers · 98 filings · $8.09B reported sold · 2009–2026

One team, 81 deal companies. Stephen Eisenstein is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen Eisenstein.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 19 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Eisenstein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 19 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Eisenstein is listed on: none on file. No website or social profile named in SJB Escrow Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #363,997 of 374,652 in line (1,307 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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