James Harmon is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Feb 2010 and Apr 2020: SJB Escrow Corp (New York, NY — other banking and financial services — 2010; $524.3M reported sold to 86 investors) and Healthcare Solutions Holdings Inc (Glen Cove, NY — other health care — 2020).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $524.3M sold in total.
1 of the issuers belongs to the sponsor group Related (81 issuers, $8.09B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Related has 81 companies on file and $8.09B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for James Harmon and found 2 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Self Offering; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.