PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:51 AM ET

Sponsor Check › Sponsor group

H

Harvest

One sponsor team, 29 deal companies · New York, NY

Grouped because: 15 shared people, same business address (29 issuers), similar issuer names (24) (automatic match from the filings) · not the same sponsor?

29deal companies
$12.6Breported sold
669investors
62Form D filings
2011–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 27, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: not yet

The short version

Harvest is a sponsor group of 29 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names; automatic match from the filings), filing 62 Form D filings between Jun 2011 and Mar 2026.

What this means One team, 29 deal companies, about 15 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $12.6B to 669 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (28), Other Technology (1). Issuers are based in NY (29).

What this means $12.6B raised across the group, about $18.8M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Michael B. DeFlorio (28 issuers, executive officer), John Campbell Wilkins, Jr. (22 issuers, executive officer), Ira D. Kleinman (21 issuers, executive officer), Thomas W. Arenz (21 issuers, executive officer), Stephen Eisenstein (18 issuers, executive officer) and 13 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Mar 27, 2026.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Harvest, Inc. v. Bank South, N.A. closed matched at sponsor-group level (Harvest)
District Court, N.D. Georgia · No. 1:91-cv-01246 · Filed May 30, 1991 · Closed Jul 22, 1991
Role of Harvest, Inc.: Plaintiff · Outcome: Terminated 1991-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in GA (not the issuer's state); filed 1991, issuer incorporated 2011
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this sponsor group.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Harvest, Inc. closed matched at sponsor-group level (Harvest)
United States Bankruptcy Court, N.D. Georgia · No. 91-60109 · Filed Jan 3, 1991 · Closed Jun 11, 1991
Role of Harvest, Inc.: Debtor · Outcome: Case closed 1991-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in GA (not the issuer's state); filed 1991, issuer incorporated 2011
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

5. Money to insiders

25 of 29 offerings report sales commissions totalling $121,656,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 27, 2026 D/A
Harvest Partners Structured Capital Fund IV, L.P.
File 021-542357
$4,500,000 (est.)$0$0
Investors in the Issuer will be subject to a management fee and carried interest as is described in the offering documents of the Issuer.
Raymond James & Associates, Inc. BrokerCheck CRD 000000705 ↗EDGAR ↗
Mar 27, 2026 D/A
Harvest Strategic Associates Structured Capital Fund IV, L.P.
File 021-542361
$4,500,000 (est.)$0$0
Investors in the Issuer will be subject to carried interest as is described in the offering documents of the Issuer.
Raymond James & Associates, Inc. BrokerCheck CRD 000000705 ↗EDGAR ↗
Mar 27, 2026 D/A
Harvest Partners Structured Capital Fund IV (Parallel), L.P.
File 021-542362
$4,500,000 (est.)$0$0
Investors in the Issuer will be subject to a management fee and carried interest as is described in the offering documents of the Issuer.
Raymond James & Associates, Inc. BrokerCheck CRD 000000705 ↗EDGAR ↗
Oct 4, 2024 D/A
Harvest Partners Ascend (Parallel), L.P.
File 021-460971
$1,000,000 (est.)$0$0
Investors in the Issuer will be subject to a management fee and carried interest as is described in the offering documents of the Issuer.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 000000816 ↗
Mizuho Securities USA LLC BrokerCheck CRD 000019647 ↗		EDGAR ↗
Oct 4, 2024 D/A
Harvest Partners Ascend, L.P.
File 021-460973
$1,000,000 (est.)$0$0
Investors in the Issuer will be subject to a management fee and carried interest as is described in the offering documents of the Issuer.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 000000816 ↗
Mizuho Securities USA LLC BrokerCheck CRD 000019647 ↗		EDGAR ↗
Oct 4, 2024 D/A
Harvest Strategic Associates Ascend, L.P.
File 021-460974
$1,000,000 (est.)$0$0
Investors in the Issuer will be subject to carried interest as is described in the offering documents of the Issuer.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 000000816 ↗EDGAR ↗
Sep 25, 2023 D/A
Harvest Partners IX, L.P.
File 021-414444
$10,000,000 (est.)$0$0
Investors in the Issuer will be subject to a management fee and carried interest as is described in the offering documents of the Issuer.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗		EDGAR ↗
Sep 25, 2023 D/A
Harvest Partners IX (Parallel), L.P.
File 021-414446
$10,000,000 (est.)$0$0
Investors in the Issuer will be subject to a management fee and carried interest as is described in the offering documents of the Issuer.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
IBK Securities Co., Ltd. no CRD number reported
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗		EDGAR ↗
Sep 25, 2023 D/A
Harvest Strategic Associates IX, L.P.
File 021-414447
$10,000,000 (est.)$0$0
Investors in Issuer will be subject to carried interest as is described in the offering documents of the Issuer.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 28, 2023 D
HPA SPQ Topco, LP
File 021-485454
$0$0$0None listed on this filingEDGAR ↗
May 19, 2022 D
SR CD Fund, LP
File 021-446290
$0$0$0 (est.)
The issuer will pay management fees to its investment manager, Harvest Partners Credit, LP.
None listed on this filingEDGAR ↗
Aug 24, 2021 D
Pro SPV, L.P.
File 021-411025
$3,700,000 (est.)$0$0 (est.)
The issuer will pay management fees to its investment manager, Harvest Partners, LP.
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Aug 24, 2021 D
NB SPV, L.P.
File 021-411022
$1,800,000 (est.)$0$0 (est.)
The issuer will pay management fees to its investment manager, Harvest Partners, LP.
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Jun 29, 2021 D/A
Harvest Partners Structured Capital Fund III (Parallel), L.P.
File 021-369920
$5,550,000 (est.)$0$0
The GP of the Issuer is entitled to a carried interest. The Issuer will also pay management fees to its investment manager, Harvest Partners SCF, LP. The carried interest and management fee are disclosed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 29, 2021 D/A
Harvest Strategic Associates Structured Capital Fund III, L.P.
File 021-369921
$5,550,000 (est.)$0$0
The general partner of the Issuer is entitled to a carried interest. The carried interest is disclosed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 29, 2021 D/A
Harvest Partners Structured Capital Fund III, L.P.
File 021-369922
$5,550,000 (est.)$0$0
The GP of the Issuer is entitled to a carried interest. The Issuer will also pay management fees to its investment manager, Harvest Partners SCF, LP. The carried interest and management fee are disclosed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 11, 2020 D
Harvest SR Co-Invest, L.P.
File 021-382939
$0$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners, LP.
None listed on this filingEDGAR ↗
Dec 18, 2019 D/A
Harvest Partners VIII, L.P.
File 021-328212
$5,000,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 18, 2019 D/A
Harvest Partners VIII (Parallel), L.P.
File 021-328213
$5,000,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Dec 18, 2019 D/A
Harvest Strategic Associates VIII, L.P.
File 021-328214
$5,000,000$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Oct 26, 2018 D/A
Harvest Strategic Associates Structured Capital Fund II, L.P.
File 021-300924
$5,760,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Innovation Partners, LLC BrokerCheck CRD 146344 ↗		EDGAR ↗
Oct 26, 2018 D/A
Harvest Partners Structured Capital Fund II (Parallel), L.P.
File 021-300925
$5,760,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners SCF, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Innovation Partners, LLC BrokerCheck CRD 146344 ↗
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗		EDGAR ↗
Oct 26, 2018 D/A
Harvest Partners Structured Capital Fund II, L.P.
File 021-300927
$5,760,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners SCF, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Innovation Partners, LLC BrokerCheck CRD 146344 ↗		EDGAR ↗
Aug 8, 2016 D/A
Harvest Partners Structured Capital Fund, L.P.
File 021-227861
$2,000,000 (est.)$0$0
The Issuer will pay management fees to its manager, Harvest Partners SCF, LP, as set forth in its Confidential Memorandum.
Park Hill Group LLC BrokerCheck CRD 135898 ↗
BA Securities, LLC BrokerCheck CRD 153489 ↗		EDGAR ↗
Oct 29, 2015 D
Harvest Partners VII (Parallel), L.P.
File 021-250367
$3,700,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Oct 29, 2015 D
Harvest Partners VII, L.P.
File 021-250370
$3,700,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Oct 29, 2015 D
Harvest Strategic Associates VII, L P
File 021-250371
$3,700,000 (est.)$0$0
The Issuer will pay management fees to its investment manager, Harvest Partners, LP.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 14, 2012 D/A
HARVEST PARTNERS VI, L P
File 021-160622
$7,626,000$0$0
The Issuer will pay management fees to its manager, Harvest Partners, LP, as set forth in its Private Placement Memorandum.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Sep 14, 2012 D/A
Harvest Strategic Associates VI, L.P.
File 021-179297
$0$0$0
The Issuer will pay management fees to its manager, Harvest Partners, LP, as set forth in its Private Placement Memorandum.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 29 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookups queued

0 recorded documents and 0 ownership records matched to Harvest in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗HP HARVEST PARTNERS VI, L Pshared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund6$1,090,000,00060$100,0002011–2012
EDGAR ↗HS Harvest Strategic Associates VI, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$12,625,00035$100,0002012–2012
EDGAR ↗HP Harvest Partners Structured Capital Fund, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$331,700,000
offering $400,000,000 · similar: $155,000–$5,250,000
24
similar: 4–27
$1
similar: $1,000–$100,000
2014–2016
EDGAR ↗HP Harvest Partners VII, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $2,200,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2015
EDGAR ↗HP Harvest Partners VII (Parallel), L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $2,200,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2015
EDGAR ↗HS Harvest Strategic Associates VII, L Pshared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $2,200,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2015
EDGAR ↗HP Harvest Partners Structured Capital Fund II, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$570,200,000
offering $800,000,000 · similar: $155,000–$5,250,000
30
similar: 4–27
$1
similar: $1,000–$100,000
2017–2018
EDGAR ↗HP Harvest Partners Structured Capital Fund II (Parallel), L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$216,000,000
offering $800,000,000 · similar: $155,000–$5,250,000
6
similar: 4–27
$1
similar: $1,000–$100,000
2017–2018
EDGAR ↗HS Harvest Strategic Associates Structured Capital Fund II, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering $800,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$1
similar: $1,000–$100,000
2017–2018
EDGAR ↗HS Harvest Strategic Associates VIII, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$30,415,000
offering $4,030,415,000 · similar: $155,000–$5,250,000
64
similar: 4–27
$1
similar: $1,000–$100,000
2018–2019
EDGAR ↗HP Harvest Partners VIII (Parallel), L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$1,918,679,810
offering $4,030,415,000 · similar: $155,000–$5,250,000
93
similar: 4–27
$1
similar: $1,000–$100,000
2018–2019
EDGAR ↗HP Harvest Partners VIII, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$2,081,320,190
offering $4,030,415,000 · similar: $155,000–$5,250,000
90
similar: 4–27
$1
similar: $1,000–$100,000
2018–2019
EDGAR ↗HP Harvest Partners Structured Capital Fund III (Parallel), L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$449,000,000
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
$1
similar: $1,000–$100,000
2020–2021
EDGAR ↗HS Harvest Strategic Associates Structured Capital Fund III, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
$1
similar: $1,000–$100,000
2020–2021
EDGAR ↗HP Harvest Partners Structured Capital Fund III, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$494,625,380
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
$1
similar: $1,000–$100,000
2020–2021
EDGAR ↗HC Harvest SR Co-Invest, L.P.shared people, same business addressNEW YORK, NYPooled Investment Fund1$0
offering $25,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
$1
similar: $1,000–$100,000
2020–2020
EDGAR ↗PS Pro SPV, L.P.shared people, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗NS NB SPV, L.P.shared people, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗HP Harvest Partners IX (Parallel), L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$2,999,033,216
offering Indefinite · similar: $155,000–$5,250,000
107
similar: 4–27
$1
similar: $1,000–$100,000
2021–2023
EDGAR ↗HP Harvest Partners IX, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$1,860,599,232
offering Indefinite · similar: $155,000–$5,250,000
60
similar: 4–27
$1
similar: $1,000–$100,000
2021–2023
EDGAR ↗HS Harvest Strategic Associates IX, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1
similar: $1,000–$100,000
2021–2023
EDGAR ↗CF SR CD Fund, LPshared people, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗HP Harvest Partners Ascend (Parallel), L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$95,000,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$1
similar: $1,000–$100,000
2022–2024
EDGAR ↗HP Harvest Partners Ascend, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$52,500,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$1
similar: $1,000–$100,000
2022–2024
EDGAR ↗HS Harvest Strategic Associates Ascend, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1
similar: $1,000–$100,000
2022–2024
EDGAR ↗HS HPA SPQ Topco, LPshared people, same business addressNEW YORK, NYOther Technology1$162,345,178
offering $162,345,178 · similar: $1,100,015–$10,001,163
20
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2023–2023
EDGAR ↗HP Harvest Partners Structured Capital Fund IV, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$88,500,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$1
similar: $1,000–$100,000
2025–2026
EDGAR ↗HP Harvest Partners Structured Capital Fund IV (Parallel), L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$150,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$1
similar: $1,000–$100,000
2025–2026
EDGAR ↗HS Harvest Strategic Associates Structured Capital Fund IV, L.P.shared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1
similar: $1,000–$100,000
2025–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Mar 27, 2026Harvest Strategic Associates Structured Capital Fund IV, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Mar 27, 2026Harvest Partners Structured Capital Fund IV (Parallel), L.P.D/APooled Investment FundIndefinite$150,000,000
EDGAR ↗Mar 27, 2026Harvest Partners Structured Capital Fund IV, L.P.D/APooled Investment FundIndefinite$88,500,000
EDGAR ↗Mar 27, 2025Harvest Partners Structured Capital Fund IV (Parallel), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Mar 27, 2025Harvest Strategic Associates Structured Capital Fund IV, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Mar 27, 2025Harvest Partners Structured Capital Fund IV, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 4, 2024Harvest Partners Ascend (Parallel), L.P.D/APooled Investment FundIndefinite$95,000,000
EDGAR ↗Oct 4, 2024Harvest Partners Ascend, L.P.D/APooled Investment FundIndefinite$52,500,000
EDGAR ↗Oct 4, 2024Harvest Strategic Associates Ascend, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Oct 6, 2023Harvest Partners Ascend, L.P.D/APooled Investment FundIndefinite$40,000,000
EDGAR ↗Oct 6, 2023Harvest Strategic Associates Ascend, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Oct 6, 2023Harvest Partners Ascend (Parallel), L.P.D/APooled Investment FundIndefinite$80,000,000
EDGAR ↗Sep 25, 2023Harvest Strategic Associates IX, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Sep 25, 2023Harvest Partners IX, L.P.D/APooled Investment FundIndefinite$1,860,599,232
EDGAR ↗Sep 25, 2023Harvest Partners IX (Parallel), L.P.D/APooled Investment FundIndefinite$2,999,033,216
EDGAR ↗Jun 28, 2023HPA SPQ Topco, LPDOther Technology$162,345,178$162,345,178
EDGAR ↗Oct 6, 2022Harvest Strategic Associates Ascend, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 6, 2022Harvest Partners Ascend, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 6, 2022Harvest Partners Ascend (Parallel), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 23, 2022Harvest Partners IX (Parallel), L.P.D/APooled Investment FundIndefinite$2,267,585,714
EDGAR ↗Sep 23, 2022Harvest Partners IX, L.P.D/APooled Investment FundIndefinite$1,638,600,000
EDGAR ↗Sep 23, 2022Harvest Strategic Associates IX, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗May 19, 2022SR CD Fund, LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 23, 2021Harvest Strategic Associates IX, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 23, 2021Harvest Partners IX (Parallel), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 23, 2021Harvest Partners IX, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 24, 2021NB SPV, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 24, 2021Pro SPV, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 29, 2021Harvest Partners Structured Capital Fund III (Parallel), L.P.D/APooled Investment FundIndefinite$449,000,000
EDGAR ↗Jun 29, 2021Harvest Partners Structured Capital Fund III, L.P.D/APooled Investment FundIndefinite$494,625,380
EDGAR ↗Jun 29, 2021Harvest Strategic Associates Structured Capital Fund III, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Dec 11, 2020Harvest SR Co-Invest, L.P.DPooled Investment Fund$25,000,000$0
EDGAR ↗Jun 30, 2020Harvest Partners Structured Capital Fund III, L.P.DPooled Investment Fund$1,000,000,000$0
EDGAR ↗Jun 30, 2020Harvest Strategic Associates Structured Capital Fund III, L.P.DPooled Investment Fund$1,000,000,000$0
EDGAR ↗Jun 30, 2020Harvest Partners Structured Capital Fund III (Parallel), L.P.DPooled Investment Fund$1,000,000,000$0
EDGAR ↗Dec 18, 2019Harvest Strategic Associates VIII, L.P.D/APooled Investment Fund$4,030,415,000$30,415,000
EDGAR ↗Dec 18, 2019Harvest Partners VIII (Parallel), L.P.D/APooled Investment Fund$4,030,415,000$1,918,679,810
EDGAR ↗Dec 18, 2019Harvest Partners VIII, L.P.D/APooled Investment Fund$4,030,415,000$2,081,320,190
EDGAR ↗Dec 18, 2018Harvest Strategic Associates VIII, L.P.DPooled Investment Fund$3,250,000,000$0
EDGAR ↗Dec 18, 2018Harvest Partners VIII (Parallel), L.P.DPooled Investment Fund$3,250,000,000$0
EDGAR ↗Dec 18, 2018Harvest Partners VIII, L.P.DPooled Investment Fund$3,250,000,000$0
EDGAR ↗Oct 26, 2018Harvest Partners Structured Capital Fund II (Parallel), L.P.D/APooled Investment Fund$800,000,000$216,000,000
EDGAR ↗Oct 26, 2018Harvest Strategic Associates Structured Capital Fund II, L.P.D/APooled Investment Fund$800,000,000$0
EDGAR ↗Oct 26, 2018Harvest Partners Structured Capital Fund II, L.P.D/APooled Investment Fund$800,000,000$570,200,000
EDGAR ↗Dec 15, 2017Harvest Partners Structured Capital Fund II, L.P.DPooled Investment Fund$600,000,000$0
EDGAR ↗Dec 15, 2017Harvest Partners Structured Capital Fund II (Parallel), L.P.DPooled Investment Fund$600,000,000$0
EDGAR ↗Dec 15, 2017Harvest Strategic Associates Structured Capital Fund II, L.P.DPooled Investment Fund$600,000,000$0
EDGAR ↗Aug 8, 2016Harvest Partners Structured Capital Fund, L.P.D/APooled Investment Fund$400,000,000$331,700,000
EDGAR ↗Jan 5, 2016Harvest Partners Structured Capital Fund, L.P.D/APooled Investment Fund$400,000,000$243,500,000
EDGAR ↗Oct 29, 2015Harvest Strategic Associates VII, L PDPooled Investment Fund$2,200,000,000$0
EDGAR ↗Oct 29, 2015Harvest Partners VII, L.P.DPooled Investment Fund$2,200,000,000$0
EDGAR ↗Oct 29, 2015Harvest Partners VII (Parallel), L.P.DPooled Investment Fund$2,200,000,000$0
EDGAR ↗Jan 5, 2015Harvest Partners Structured Capital Fund, L.P.D/APooled Investment Fund$400,000,000$110,000,000
EDGAR ↗Nov 6, 2014Harvest Partners Structured Capital Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 14, 2012Harvest Strategic Associates VI, L.P.D/APooled Investment Fund$12,625,000$12,625,000
EDGAR ↗Sep 14, 2012HARVEST PARTNERS VI, L PD/APooled Investment Fund$1,100,000,000$1,090,000,000
EDGAR ↗Jun 5, 2012Harvest Strategic Associates VI, L.P.DPooled Investment FundIndefinite$11,250,000
EDGAR ↗Jun 5, 2012HARVEST PARTNERS VI, L PD/APooled Investment Fund$1,100,000,000$1,031,750,000
EDGAR ↗Apr 27, 2012HARVEST PARTNERS VI, L PD/APooled Investment Fund$1,100,000,000$920,750,000
EDGAR ↗Dec 23, 2011HARVEST PARTNERS VI, L PD/APooled Investment Fund$1,100,000,000$835,750,000
EDGAR ↗Oct 18, 2011HARVEST PARTNERS VI, L PD/APooled Investment Fund$1,100,000,000$633,250,000
EDGAR ↗Jun 1, 2011HARVEST PARTNERS VI, L PDPooled Investment Fund$800,000,000$441,950,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 27, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2011–2022), Other Technology (2023). Latest offering: Pooled Investment Fund (2025; most recent Mar 27, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
MD Michael B. DeFlorioExecutive Officer28Jun 1, 2011 → Mar 27, 2026
JW John Campbell Wilkins, Jr.Executive Officer22Oct 29, 2015 → Oct 6, 2022
TA Thomas W. ArenzExecutive Officer21Jun 1, 2011 → Sep 25, 2023
IK Ira D. KleinmanExecutive Officer21Jun 1, 2011 → Sep 25, 2023
SE Stephen EisensteinExecutive Officer18Jun 1, 2011 → Sep 25, 2023
JT Jamie E. ToothmanExecutive Officer16Jun 30, 2020 → Mar 27, 2026
SD Steven DukeExecutive Officer9Dec 15, 2017 → Mar 27, 2026
SC Stephen CarlsonExecutive Officer9Sep 25, 2023 → Mar 27, 2026
MU Marc UngerExecutive Officer7Dec 15, 2017 → Dec 11, 2020
SM Sean MurphyExecutive Officer6Dec 15, 2017 → Jun 29, 2021
JL Justin LiptonExecutive Officer4Oct 6, 2022 → Oct 4, 2024
BK Bobby KellyExecutive Officer3Oct 6, 2022 → Oct 4, 2024
JS John ScerboExecutive Officer3Jun 29, 2021 → Jun 29, 2021
MS Mark C. SmithExecutive Officer3Dec 15, 2017 → Oct 26, 2018
SE Stephen EinsteinExecutive Officer3Oct 29, 2015 → Oct 29, 2015
JJ JOHN JOSIFExecutive Officer1Jun 28, 2023 → Jun 28, 2023
DG Dan GlickmanExecutive Officer1Dec 11, 2020 → Dec 11, 2020
JH Joseph J. HegenbartExecutive Officer1Nov 6, 2014 → Aug 8, 2016

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