Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:07 AM ET

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William Pappas

Named as an officer, director or promoter on SEC Form D filings · VA, NY · Jun 20, 2019 → Jun 28, 2024

6deals (issuers)

$883.4Mreported sold

371investors

15Form D filings

2019–2024years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Pappas is listed as an executive officer and director on 15 SEC Form D filings by 6 issuers between Jul 2011 and Jun 2024. Largest by amount reported sold: SNL Financial LC (Charlottesville, VA — business services — 2011–2014; $450M reported sold to 57 investors), Endicott Capital II, L.P. (New York, NY — pooled investment fund — 2022–2024; $243.3M reported sold to 182 investors), Endicott Growth Equity Partners, L.P. (New York, NY — pooled investment fund — 2019–2020; $95M reported sold to 37 investors), EGEP Co-Invest II, L.P. (New York, NY — pooled investment fund — 2022; $60M reported sold to 93 investors), EC II Warehouse, L.L.C. (New York, NY — pooled investment fund — 2022; $25M reported sold to 1 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $883.4M sold in total.

Listed alongside Michael Chinn (13 shared filings), Wayne K. Goldstein (8 shared filings), Adam Hall (7 shared filings), Daniel L. Oakey (7 shared filings), James C. Record (7 shared filings) and 22 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

5 of the issuers belong to the sponsor group Endicott (10 issuers, $1.01B reported sold, 2009–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Endicott has 10 companies on file and $1.01B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 32 bankruptcy cases matching the name listed in Key records below.

What this means 34 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for William Pappas and found 7 differences: CRD number for R5 Capital Ltd. appears on one filing and not another; Form D filed 21 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Pappas has not run yet — it is joining a line of 7,298 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 judgment

United States v. William Pappas closed

District Court, C.D. California · No. 8:04-cv-00991 · Filed Aug 16, 2004 · Closed Jan 31, 2005 · Nature of suit: 890 Other statutory actions

Role of William Pappas: Defendant · Outcome: Terminated 2005-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

William Pappas v. Hayward Pool Prod judgment

District Court, C.D. California · No. 2:94-cv-05309 · Filed Aug 4, 1994 · Closed Mar 7, 1995 · Nature of suit: 190 Other contract actions

Role of William Pappas: Plaintiff · Outcome: Terminated 1995-03-07 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Pappas..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

32 cases: 32 closed (disposition not in docket feed)

William N. Pappas closed

United States Bankruptcy Court, S.D. California · No. 18-03909 · Filed Jun 29, 2018 · Closed Oct 1, 2018

Role of William N. Pappas: Debtor · Outcome: Case closed 2018-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

William P Pappas, Jr. closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-18-10658 · Filed Mar 2, 2018 · Closed May 28, 2019

Role of William P Pappas, Jr.: Debtor · Outcome: Case closed 2019-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)

William P Pappas closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-17-12102 · Filed Jun 9, 2017 · Closed Feb 16, 2018

Role of William P Pappas: Debtor · Outcome: Case closed 2018-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)

WILLIAM A PAPPAS closed

United States Bankruptcy Court, D. Nevada · No. 15-11596 · Filed Mar 25, 2015 · Closed Jul 6, 2015

Role of WILLIAM A PAPPAS: Debtor · Outcome: Case closed 2015-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)

William P. Pappas closed

United States Bankruptcy Court, E.D. New York · No. 8-14-71343 · Filed Mar 28, 2014 · Closed Jul 9, 2014

Role of William P. Pappas: Debtor · Outcome: Case closed 2014-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

William Pappas and Tabitha Louise Pappas closed

United States Bankruptcy Court, M.D. Florida · No. 8:13-bk-00670 · Filed Jan 21, 2013 · Closed Mar 21, 2014

Role of William Pappas and Tabitha Louise Pappas: Debtor · Outcome: Case closed 2014-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

William T. Pappas closed

United States Bankruptcy Court, E.D. Tennessee · No. 2:11-bk-52032 · Filed Aug 31, 2011 · Closed May 22, 2013

Role of William T. Pappas: Debtor · Outcome: Case closed 2013-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)

William Pappas closed

United States Bankruptcy Court, E.D. Wisconsin · No. 10-39020 · Filed Nov 30, 2010 · Closed Mar 21, 2011

Role of William Pappas: Debtor · Outcome: Case closed 2011-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)

William T. Pappas and Angela M. Pappas closed

United States Bankruptcy Court, N.D. Illinois · No. 09-75029 · Filed Nov 12, 2009 · Closed Feb 22, 2010

Role of William T. Pappas and Angela M. Pappas: Debtor · Outcome: Case closed 2010-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

William Pappas closed

United States Bankruptcy Court, D. Massachusetts · No. 09-20648 · Filed Nov 3, 2009 · Closed Feb 16, 2010

Role of William Pappas: Debtor · Outcome: Case closed 2010-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

William E. Pappas and Sandra Pappas closed

United States Bankruptcy Court, W.D. New York · No. 1-07-00305 · Filed Jan 25, 2007 · Closed Oct 16, 2012

Role of William E. Pappas and Sandra Pappas: Debtor · Outcome: Case closed 2012-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

William Pappas closed

United States Bankruptcy Court, N.D. Illinois · No. 04-38538 · Filed Oct 15, 2004 · Closed Aug 31, 2005

Role of William Pappas: Debtor · Outcome: Case closed 2005-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

William Pappas closed

United States Bankruptcy Court, N.D. Illinois · No. 04-19091 · Filed May 14, 2004 · Closed Jun 24, 2005

Role of William Pappas: Debtor · Outcome: Case closed 2005-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

William Pappas closed

United States Bankruptcy Court, N.D. Illinois · No. 03-47785 · Filed Nov 24, 2003 · Closed May 11, 2004

Role of William Pappas: Debtor · Outcome: Case closed 2004-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

William D. Pappas and Chasity A. Pappas closed

United States Bankruptcy Court, D. South Carolina · No. 03-04745 · Filed Apr 17, 2003 · Closed Sep 16, 2003

Role of William D. Pappas and Chasity A. Pappas: Debtor · Outcome: Case closed 2003-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in SC (not a filing state)

William P. Pappas closed

United States Bankruptcy Court, E.D. New York · No. 8-03-81667 · Filed Mar 17, 2003 · Closed Jul 31, 2003

Role of William P. Pappas: Debtor · Outcome: Case closed 2003-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

William J Pappas closed

United States Bankruptcy Court, N.D. Illinois · No. 02-10596 · Filed Mar 15, 2002 · Closed Oct 15, 2003

Role of William J Pappas: Debtor · Outcome: Case closed 2003-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

William G. Pappas closed

United States Bankruptcy Court, D. New Jersey · No. 01-58180 · Filed Jul 10, 2001 · Closed Jun 29, 2004

Role of William G. Pappas: Debtor · Outcome: Case closed 2004-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

William N. Pappas closed

United States Bankruptcy Court, D. New Hampshire · No. 01-11253 · Filed Apr 16, 2001 · Closed Aug 2, 2001

Role of William N. Pappas: Debtor · Outcome: Case closed 2001-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)

William N. Pappas closed

United States Bankruptcy Court, D. New Hampshire · No. 99-13258 · Filed Oct 19, 1999 · Closed Feb 3, 2000

Role of William N. Pappas: Debtor · Outcome: Case closed 2000-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)

William R. Pappas and Lisa Pappas closed

United States Bankruptcy Court, W.D. Texas · No. 99-60484 · Filed Mar 1, 1999 · Closed Jan 20, 2000

Role of William R. Pappas and Lisa Pappas: Debtor · Outcome: Case closed 2000-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

William Pappas closed

United States Bankruptcy Court, D. New Jersey · No. 97-12048 · Filed Mar 4, 1997 · Closed Oct 17, 1997

Role of William Pappas: Debtor · Outcome: Case closed 1997-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

William Pappas closed

United States Bankruptcy Court, S.D. Ohio · No. 2:96-bk-58570 · Filed Nov 14, 1996 · Closed Apr 25, 1997

Role of William Pappas: Debtor · Outcome: Case closed 1997-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

William B. Pappas closed

United States Bankruptcy Court, N.D. Ohio · No. 96-13931 · Filed Jul 23, 1996 · Closed Dec 12, 1996

Role of William B. Pappas: Debtor · Outcome: Case closed 1996-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

William A. Pappas closed

United States Bankruptcy Court, E.D. Michigan · No. 96-43085 · Filed Mar 8, 1996 · Closed Jan 29, 1997

Role of William A. Pappas: Debtor · Outcome: Case closed 1997-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

William Pappas closed

United States Bankruptcy Court, D. New Jersey · No. 95-15247 · Filed Sep 7, 1995 · Closed May 31, 1996

Role of William Pappas: Debtor · Outcome: Case closed 1996-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

William E. Pappas closed

United States Bankruptcy Court, D. Massachusetts · No. 95-15336 · Filed Aug 8, 1995 · Closed Jun 13, 1996

Role of William E. Pappas: Debtor · Outcome: Case closed 1996-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

William R. Pappas and Lisa Pappas closed

United States Bankruptcy Court, W.D. Texas · No. 93-60317 · Filed Apr 2, 1993 · Closed Apr 27, 1998

Role of William R. Pappas and Lisa Pappas: Debtor · Outcome: Case closed 1998-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

William Pappas closed

United States Bankruptcy Court, D. Connecticut · No. 92-22548 · Filed Jun 24, 1992 · Closed Apr 12, 1993

Role of William Pappas: Debtor · Outcome: Case closed 1993-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

William T Pappas and Pappas Angela M closed

United States Bankruptcy Court, N.D. Illinois · No. 91-32596 · Filed Dec 3, 1991 · Closed Jun 15, 1992

Role of William T Pappas and Pappas Angela M: Debtor · Outcome: Case closed 1992-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

William Pappas and Cynthia A Pappas closed

United States Bankruptcy Court, N.D. Illinois · No. 91-12877 · Filed Jun 17, 1991 · Closed Jul 1, 1998

Role of William Pappas and Cynthia A Pappas: Debtor · Outcome: Case closed 1998-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

William Pappas and Colleen Pappas closed

United States Bankruptcy Court, S.D. Florida. · No. 86-00299 · Filed Feb 6, 1986 · Closed Aug 21, 1986

Role of William Pappas and Colleen Pappas: Debtor · Outcome: Case closed 1986-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 45 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for William Pappas (compared 15 filings on Oct 24, 2026)

Note · Jun 29, 2023 – Jun 28, 2024

CRD number for R5 Capital Ltd. appears on one filing and not another — Endicott Capital II, L.P.

The Jun 28, 2024 filing lists R5 Capital Ltd. with CRD 147382; the Jun 29, 2023 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Jun 28, 2024 ↗Form D/A · Jun 29, 2023 ↗FINRA BrokerCheck ↗Endicott Capital II, L.P. — PartnerFacts page ↗

Sources

Form D/A · Jun 28, 2024 ↗ (Jun 28, 2024)
Form D/A · Jun 29, 2023 ↗ (Jun 29, 2023)
FINRA BrokerCheck ↗
Endicott Capital II, L.P. — PartnerFacts page ↗ (Jun 28, 2024)

Note · Jun 10, 2022 – Jul 1, 2022

Form D filed 21 days after the first sale — Endicott Capital II, L.P.

The filing says the first sale was Jun 10, 2022. The Form D was filed Jul 1, 2022 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 1, 2022 ↗Endicott Capital II, L.P. — PartnerFacts page ↗

Sources

Form D · Jul 1, 2022 ↗ (Jul 1, 2022)
Endicott Capital II, L.P. — PartnerFacts page ↗ (Jun 28, 2024)

Note · Dec 20, 2021 – Jan 5, 2022

Form D filed 16 days after the first sale — EGEP Co-Invest II, L.P.

The filing says the first sale was Dec 20, 2021. The Form D was filed Jan 5, 2022 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 5, 2022 ↗EGEP Co-Invest II, L.P. — PartnerFacts page ↗

Sources

Form D · Jan 5, 2022 ↗ (Jan 5, 2022)
EGEP Co-Invest II, L.P. — PartnerFacts page ↗ (Jan 5, 2022)

Note · Jul 28, 2011 – Aug 25, 2011

William Pappas's role changed at SNL Financial LC: executive officer, director → executive officer

The Jul 28, 2011 filing lists William Pappas as executive officer, director; the Aug 25, 2011 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 28, 2011 ↗Form D · Aug 25, 2011 ↗William Pappas — PartnerFacts page ↗SNL Financial LC — PartnerFacts page ↗

Sources

Form D · Jul 28, 2011 ↗ (Jul 28, 2011)
Form D · Aug 25, 2011 ↗ (Aug 25, 2011)
William Pappas — PartnerFacts page ↗
SNL Financial LC — PartnerFacts page ↗ (Oct 21, 2014)

Note · Aug 16, 2011 – Jun 28, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Endicott Capital II, L.P. (latest filing Jun 28, 2024) · No amendment in the last 12 months on an offering that may still be open — EC II Warehouse, L.L.C. (latest filing Mar 23, 2022) · No amendment in the last 12 months on an offering that may still be open — Endicott Growth Equity Partners, L.P. (latest filing Jun 19, 2020) · No amendment in the last 12 months on an offering that may still be open — SNL Financial LC (latest filing Oct 21, 2014) · No amendment in the last 12 months on an offering that may still be open — SNL Financial LC (latest filing Aug 25, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 28, 2024 ↗Endicott Capital II, L.P. — PartnerFacts page ↗Form D · Mar 23, 2022 ↗EC II Warehouse, L.L.C. — PartnerFacts page ↗

Sources

Form D/A · Jun 28, 2024 ↗ (Jun 28, 2024)
Endicott Capital II, L.P. — PartnerFacts page ↗ (Jun 28, 2024)
Form D · Mar 23, 2022 ↗ (Mar 23, 2022)
EC II Warehouse, L.L.C. — PartnerFacts page ↗ (Mar 23, 2022)
Form D/A · Jun 19, 2020 ↗ (Jun 19, 2020)
Endicott Growth Equity Partners, L.P. — PartnerFacts page ↗ (Jun 19, 2020)
Form D/A · Oct 21, 2014 ↗ (Oct 21, 2014)
SNL Financial LC — PartnerFacts page ↗ (Oct 21, 2014)

Note · Aug 15, 2023

Same name, different state: "William Pappas" (GA) is a separate record

This page covers filings where the address state is VA or NY. A separate record, "William Pappas" with address state GA, is listed on 1 filing — most recently by Phytest Diagnostics, LLC (Aug 15, 2023). Both records have filings in the same period (Aug 15, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

William Pappas (GA) — PartnerFacts page ↗Form D · Aug 15, 2023 ↗Phytest Diagnostics, LLC — PartnerFacts page ↗William Pappas (VA,NY) — this page ↗

Sources

William Pappas (GA) — PartnerFacts page ↗ (Aug 15, 2023)
Form D · Aug 15, 2023 ↗ (Aug 15, 2023)
Phytest Diagnostics, LLC — PartnerFacts page ↗ (Aug 15, 2023)
William Pappas (VA,NY) — this page ↗ (Jun 28, 2024)

Note · Jul 28, 2011 – Jun 28, 2024

William Pappas is listed with 2 different address states: VA, NY

VA on 7 filings (Jul 28, 2011 to Oct 21, 2014); NY on 8 filings (Jun 20, 2019 to Jun 28, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 28, 2011 ↗Form D · Jun 20, 2019 ↗

Sources

Form D · Jul 28, 2011 ↗ (Jul 28, 2011)
Form D · Jun 20, 2019 ↗ (Jun 20, 2019)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 9 offerings report sales commissions totalling $937,860; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 28, 2024 D/A Endicott Capital II, L.P. File 021-450934	$919,000	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	Hollister Associates, LLC BrokerCheck CRD 000173366 ↗ Castle Hill Capital Partners, Inc. BrokerCheck CRD 000044131 ↗ R5 Capital Ltd. BrokerCheck CRD 000147382 ↗	EDGAR ↗
Mar 23, 2022 D EC II Warehouse, L.L.C. File 021-438639	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 5, 2022 D EGEP Co-Invest II, L.P. File 021-427936	$18,860	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	TGP Securities, Inc BrokerCheck CRD 159008 ↗	EDGAR ↗
Jun 19, 2020 D/A Endicott Growth Equity Partners, L.P. File 021-342431	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Dec 19, 2019 D EGEP Co-Invest I, L.P. File 021-355928	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Oct 21, 2014 D/A SNL Financial LC File 021-164960	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 29, 2011 D SNL Financial LC File 021-170938	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 25, 2011 D SNL Financial LC File 021-164958	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 28, 2011 D SNL Financial LC File 021-163634	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named William Pappas on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Endicott

Endicott Capital II, L.P.

New York, NY · Jul 1, 2022 → Jun 28, 2024 · 3 filings

Jun 28, 2024 · D/A · $243,264,167 sold of Indefinite · 182 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Jun 29, 2023 · D/A · $175,443,500 sold of Indefinite · 163 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Jul 1, 2022 · D · $133,572,500 sold of Indefinite · 89 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $243.3M from 182 investors as of the latest filing. William is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Endicott

EC II Warehouse, L.L.C.

New York, NY · Mar 23, 2022

Mar 23, 2022 · D · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member) EDGAR ↗

Raised $25M from 1 investor as of the latest filing. William is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Endicott

EGEP Co-Invest II, L.P.

New York, NY · Jan 5, 2022

Jan 5, 2022 · D · $59,980,000 sold of $59,980,000 · 93 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $60M from 93 investors (100% of the $60M target) as of the latest filing. William is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Endicott

Endicott Growth Equity Partners, L.P.

New York, NY · Jun 20, 2019 → Jun 19, 2020 · 2 filings

Jun 19, 2020 · D/A · $94,975,000 sold of Indefinite · 37 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Jun 20, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $95M from 37 investors as of the latest filing. William is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Endicott

EGEP Co-Invest I, L.P.

New York, NY · Dec 19, 2019

Dec 19, 2019 · D · $10,203,765 sold of $10,203,765 · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $10.2M from 1 investor (100% of the $10.2M target) as of the latest filing. William is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Business Services

SNL Financial LC

Charlottesville, VA · Jul 28, 2011 → Oct 21, 2014 · 7 filings

Oct 21, 2014 · D/A · $9,194,242 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Sep 10, 2013 · D/A · $3,531,035 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Sep 10, 2012 · D/A · $2,435,813 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Dec 29, 2011 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Aug 25, 2011 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Aug 25, 2011 · D · $0 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jul 28, 2011 · D · $450,000,000 sold of $450,000,000 · 57 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $450M from 57 investors as of the latest filing. William is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

William Pappas — GA, 1 issuer, Aug 15, 2023 → Aug 15, 2023 · no shared issuer

People around William 27

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

EGE GP, L.L.C.

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as William Pappas. Their page shows their other deals.

Management entity

Endicott Capital Management, L.L.C.

Promoter · 4 shared filings (2 issuers)

Listed on the same filings as William Pappas. Their page shows their other deals.

Management entity

EC II GP, L.L.C.

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

Management entity

I. Endicott Growth Equity Management, L.L.C.

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as William Pappas. Their page shows their other deals.

Management entity

K. Endicott Growth Equity Management, L.L.C.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

Management entity

Endicott Growth Equity Management, L.L.C.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

Management entity

EC GP, L.L.C.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Chinn

Executive Officer, Director · 13 shared filings (5 issuers)

Michael Chinn is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Wayne K. Goldstein

Executive Officer · 8 shared filings (5 issuers) · also on 6 other issuers

Wayne K. Goldstein is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Nate Haskins

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kenneth Galen Warren

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Reid Nagle

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Tom Corbitt

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel L. Oakey

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Adam Hall

Executive Officer · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James C. Record

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Nicholas Cafferillo

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Masucci

Director · 6 shared filings (1 issuer) · also on 9 other issuers

Peter Masucci is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Mathew J. Lori

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven B. Klinsky

Director · 5 shared filings (1 issuer) · also on 51 other issuers

Steven B. Klinsky is on 52 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert I. Usdan

Executive Officer · 5 shared filings (4 issuers) · also on 6 other issuers

Robert I. Usdan is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Brandt Sakakeeny

Director · 5 shared filings (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Anthony R. Guarascio

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Musslewhite

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bradley E. Maneely

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Sullivan

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as William Pappas. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jay Nadler

Director · 1 shared filing (1 issuer)

Listed on the same filings as William Pappas. Their page shows their other deals.

The team behind the deals

Sponsor group

Endicott

10 issuers · 14 filings · $1.01B reported sold · 2009–2024

EC Endicott Capital II, L.P. Pooled Investment Fund · $243.3M sold · 2022 · listed
EW EC II Warehouse, L.L.C. Pooled Investment Fund · $25M sold · 2022 · listed
EC EGEP Co-Invest II, L.P. Pooled Investment Fund · $60M sold · 2022 · listed
EG Endicott Growth Equity Partners, L.P. Pooled Investment Fund · $95M sold · 2019 · listed
EC EGEP Co-Invest I, L.P. Pooled Investment Fund · $10.2M sold · 2019 · listed
ES Endicott SPV I, L.P. Pooled Investment Fund · 2018
EO Endicott Opportunity Partners IV, L.P. Pooled Investment Fund · $140M sold · 2013
EA EOP IV-A, LP Pooled Investment Fund · $200M sold · 2013
EO Endicott Opportunity Partners III, L.P. Pooled Investment Fund · $203.8M sold · 2009
EC EOP III Co-Investment Fund I, L.P. Pooled Investment Fund · $31.9M sold · 2010

One team, 10 deal companies. William Pappas is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name William Pappas.

Same business address

18 other issuers file from the same address

Ridge Real Estate Partners Fund II, LP New York, NY · 2026
Ridge F&F II, LLC New York, NY · 2026
Wellington-T CI, LLC New York, NY · 2025
Amvest Terraden Clean Energy Materials Fund LP New York, NY · 2023
Parkway Co-Investment 10 (xAI) QP LP New York, NY · 2025
ARC AI Fund LP New York, NY · 2024
Parkway Co-Investment 11 (SandboxAQ) QP LP New York, NY · 2024
Parkway Co-Investment 11 (SandboxAQ) LP New York, NY · 2024
Dry Pond Road CI, LLC New York, NY · 2023
Parkway Co-Investment 8 (OXOS) LP New York, NY · 2023
Riposte Global Opportunity Fund Ltd New York, NY · 2015
Parkway Fund 2 LP New York, NY · 2020
NYSCRF Pioneer Co-Investment Fund II, L.P. New York, NY · 2020
Endicott SPV I, L.P. New York, NY · 2018
Mallku Americas Value Fund LP New York, NY · 2014
Arel Denver I LLC New York, NY · 2015
Siris Partners II Parallel, L.P. New York, NY · 2011
GTI Flight Training Acquisitions, L.P. New York, NY · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 6 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Endicott Capital II, L.P., EC II Warehouse, L.L.C..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Pappas by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Pappas is listed on: none on file. No website or social profile named in SNL Financial LC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #312,600 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Charlottesville, VA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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William Pappas

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

CRD number for R5 Capital Ltd. appears on one filing and not another — Endicott Capital II, L.P.

Form D filed 21 days after the first sale — Endicott Capital II, L.P.

Form D filed 16 days after the first sale — EGEP Co-Invest II, L.P.

William Pappas's role changed at SNL Financial LC: executive officer, director → executive officer

5 offerings have no amendment in the last 12 months and may still be open

Same name, different state: "William Pappas" (GA) is a separate record

William Pappas is listed with 2 different address states: VA, NY

5. Money to insiders

Deals 6

People around William 27

The team behind the deals

18 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person