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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:43 AM ET

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Robert Higgins

Named as an officer, director or promoter on SEC Form D filings · MA, CA · Mar 26, 2009 → Feb 25, 2020

11deals (issuers)
$606.9Mreported sold
302investors
28Form D filings
2009–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Higgins is listed as an executive officer and director on 28 SEC Form D filings by 11 issuers between Mar 2009 and Nov 2024. Largest by amount reported sold: Causeway Media Partners II, L.P. (Cambridge, MA — pooled investment fund — 2017; $207.3M reported sold to 71 investors), Causeway Media Partners, L.P. (Cambridge, MA — pooled investment fund — 2013–2014; $125.6M reported sold to 55 investors), Kyruus, Inc. (Boston, MA — industry reported as "Other" — 2011–2014; $72.3M reported sold to 18 investors), AVEO PHARMACEUTICALS INC (Cambridge, MA — pharmaceuticals — 2009; $60.8M reported sold to 21 investors), Causeway Partners III, L.P. (Cambridge, MA — pooled investment fund — 2024; $43.6M reported sold to 28 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $606.9M sold in total.

Listed alongside Beth Seidenberg (8 shared filings), Barbara Lubash (6 shared filings), Glen D Nelson (6 shared filings), Kyle Rolfing (6 shared filings), Mark Wan (6 shared filings) and 78 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

3 of the issuers belong to the sponsor group Causeway Media (3 issuers, $376.5M reported sold, 2013–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Causeway Media has 3 companies on file and $376.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 16 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 28 public filings for Robert Higgins and found 19 differences, 5 worth asking the sponsor about: Regulator action naming a team member: AVEO Pharmaceuticals, Inc., et al. (Apr 4, 2019); Regulator action naming a team member: AVEO Pharmaceuticals, Inc., et al. (Mar 5, 2018); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Higgins has not run yet — it is joining a line of 39,311 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

US v. HIGGINS, ROBERT L. judgment
District Court, N.D. California · No. · Filed Apr 29, 1987 · Closed Jul 17, 1987 · Nature of suit: 153 Recovery of overpayments of vet benefits
Role of HIGGINS, ROBERT L.: Defendant · Outcome: Terminated 1987-07-17 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Higgins..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 16 closed (disposition not in docket feed)

Robert S. Higgins and Chanda-Gail Higgins closed
United States Bankruptcy Court, N.D. California · No. 12-56726 · Filed Sep 13, 2012 · Closed Dec 27, 2012
Role of Robert S. Higgins and Chanda-Gail Higgins: Debtor · Outcome: Case closed 2012-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Robert Higgins and Stephanie Higgins closed
United States Bankruptcy Court, C.D. California · No. 8:05-bk-21257 · Filed Oct 14, 2005 · Closed Apr 21, 2006
Role of Robert Higgins and Stephanie Higgins: Debtor · Outcome: Case closed 2006-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
ROBERT C HIGGINS and JOSEPHINE C HIGGINS closed
United States Bankruptcy Court, D. Minnesota · No. 05-42699 · Filed Apr 25, 2005 · Closed Aug 12, 2005
Role of ROBERT C HIGGINS and JOSEPHINE C HIGGINS: Debtor · Outcome: Case closed 2005-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MN)
Robert Higgins closed
United States Bankruptcy Court, D. Massachusetts · No. 05-40852 · Filed Feb 22, 2005 · Closed Jun 22, 2005
Role of Robert Higgins: Debtor · Outcome: Case closed 2005-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
Robert Higgins and Beverly Higgins closed
United States Bankruptcy Court, N.D. California · No. 02-54748 · Filed Aug 27, 2002 · Closed Nov 19, 2002
Role of Robert Higgins and Beverly Higgins: Debtor · Outcome: Case closed 2002-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Robert E. Higgins closed
United States Bankruptcy Court, D. Rhode Island · No. 1:02-bk-10040 · Filed Jan 7, 2002 · Closed May 1, 2002
Role of Robert E. Higgins: Debtor · Outcome: Case closed 2002-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (RI)
Robert A Higgins closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-15909 · Filed Mar 6, 2001 · Closed Jul 6, 2001
Role of Robert A Higgins: Debtor · Outcome: Case closed 2001-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Robert Higgins and Betty Higgins closed
United States Bankruptcy Court, C.D. California · No. 6:01-bk-12003 · Filed Feb 12, 2001 · Closed Jun 13, 2001
Role of Robert Higgins and Betty Higgins: Debtor · Outcome: Case closed 2001-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Robert A. Higgins and Joni Helene Higgins closed
United States Bankruptcy Court, E.D. California · No. 99-26104 · Filed May 4, 1999 · Closed Aug 12, 1999
Role of Robert A. Higgins and Joni Helene Higgins: Debtor · Outcome: Case closed 1999-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Robert R. Higgins closed
United States Bankruptcy Court, E.D. California · No. 99-25539 · Filed Apr 22, 1999 · Closed Mar 28, 2000
Role of Robert R. Higgins: Debtor · Outcome: Case closed 2000-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Robert Higgins closed
United States Bankruptcy Court, C.D. California · No. 6:98-bk-34879 · Filed Dec 18, 1998 · Closed Apr 8, 1999
Role of Robert Higgins: Debtor · Outcome: Case closed 1999-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Robert W. Higgins closed
United States Bankruptcy Court, N.D. California · No. 97-41158 · Filed Feb 6, 1997 · Closed May 18, 2000
Role of Robert W. Higgins: Debtor · Outcome: Case closed 2000-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Robert Higgins and Georgia Higgins closed
United States Bankruptcy Court, S.D. California · No. 96-09337 · Filed Jul 10, 1996 · Closed Oct 31, 1996
Role of Robert Higgins and Georgia Higgins: Debtor · Outcome: Case closed 1996-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
ROBERT M HIGGINS and ROBERTA JEAN HIGGINS closed
United States Bankruptcy Court, D. Minnesota · No. 96-42525 · Filed Apr 23, 1996 · Closed Aug 27, 1996
Role of ROBERT M HIGGINS and ROBERTA JEAN HIGGINS: Debtor · Outcome: Case closed 1996-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MN)
Robert J. Higgins and Dolores O. Higgins closed
United States Bankruptcy Court, D. Massachusetts · No. 95-12976 · Filed May 1, 1995 · Closed Aug 15, 1995
Role of Robert J. Higgins and Dolores O. Higgins: Debtor · Outcome: Case closed 1995-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
Robert L. Higgins closed
United States Bankruptcy Court, D. Massachusetts · No. 89-13567 · Filed Nov 20, 1989 · Closed Jan 16, 1990
Role of Robert L. Higgins: Debtor · Outcome: Case closed 1990-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 187 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

19 differences found between the filings for Robert Higgins — 5 worth asking about (compared 28 filings on Oct 24, 2026)

Worth asking · Apr 4, 2019

Regulator action naming a team member: AVEO Pharmaceuticals, Inc., et al. (Apr 4, 2019)

An SEC litigation release dated Apr 4, 2019 names AVEO PHARMACEUTICALS INC (related issuer). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

AVEO Pharmaceuticals, Inc., et al. ↗AVEO PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Worth asking · Mar 5, 2018

Regulator action naming a team member: AVEO Pharmaceuticals, Inc., et al. (Mar 5, 2018)

An SEC litigation release dated Mar 5, 2018 names AVEO PHARMACEUTICALS INC (related issuer). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

AVEO Pharmaceuticals, Inc., et al. ↗AVEO PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Worth asking · Mar 29, 2016

Regulator action naming a team member: AVEO Pharmaceuticals, Inc., et al. (Mar 29, 2016)

An SEC litigation release dated Mar 29, 2016 names AVEO PHARMACEUTICALS INC (related issuer). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

AVEO Pharmaceuticals, Inc., et al. ↗AVEO PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Note · Nov 18, 1999 – Mar 27, 2019

5 bankruptcy cases name the subject or team members

Bankruptcy case: Helicos Biosciences Corporation — filed Nov 15, 2012 · Bankruptcy case: Helicos Biosciences Corporation v. Atlas Venture Fund VI, L.P. — filed Jun 26, 2014 · Bankruptcy case: Sundram Washington LLC — filed Dec 16, 2008 · Bankruptcy case: Sundram Washington LLC — filed Dec 16, 2008 · Bankruptcy case: First USA Bank, N.A. v. Seidenberg — filed Nov 18, 1999

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗HELICOS BIOSCIENCES CORP — PartnerFacts page ↗Docket · United States Bankruptcy Court, D. Massachusetts ↗Docket · United States Bankruptcy Court, D. Massachusetts ↗
Sources
Worth asking · Jan 17, 2017 – Jun 2, 2017

Paid seller listed without a CRD number: Trinity Group Limited — Causeway Media Partners II, L.P.

Trinity Group Limited is listed as receiving sales compensation on 2 filings (Jan 17, 2017 to Jun 2, 2017) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jun 2, 2017 ↗BrokerCheck search: Trinity Group Limited ↗Causeway Media Partners II, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 15, 2014

Paid seller listed without a CRD number: Trinity Group Limited — Causeway Media Partners, L.P.

Trinity Group Limited is listed as receiving sales compensation on 1 filing (Oct 15, 2014) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Oct 15, 2014 ↗BrokerCheck search: Trinity Group Limited ↗Causeway Media Partners, L.P. — PartnerFacts page ↗
Sources
Note · May 31, 2011 – Jun 22, 2011

Form D filed 22 days after the first sale — Kyruus, Inc.

The filing says the first sale was May 31, 2011. The Form D was filed Jun 22, 2011 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 22, 2011 ↗Kyruus, Inc. — PartnerFacts page ↗
Sources
Note · Mar 18, 2009 – Nov 4, 2024

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Causeway Partners III, L.P. (latest filing Nov 4, 2024) · No amendment in the last 12 months on an offering that may still be open — SquadLocker, Inc. (latest filing Feb 25, 2020) · No amendment in the last 12 months on an offering that may still be open — SquadLocker, Inc. (latest filing Jul 13, 2018) · No amendment in the last 12 months on an offering that may still be open — Predilytics, Inc. (latest filing Dec 9, 2014) · No amendment in the last 12 months on an offering that may still be open — Kyruus, Inc. (latest filing May 20, 2014) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Nov 4, 2024 ↗Causeway Partners III, L.P. — PartnerFacts page ↗Form D · Feb 25, 2020 ↗SquadLocker, Inc. — PartnerFacts page ↗
Sources
Note · Jul 15, 2010 – Jun 2, 2017

4 offerings changed their target amount between filings

Offering amount changed between filings — Causeway Media Partners II, L.P. · Offering amount changed between filings — Causeway Media Partners, L.P. · Offering amount changed between filings — iPierian, Inc. · Offering amount changed between filings — iPierian, Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Jan 17, 2017 ↗Form D/A (later) · Jun 2, 2017 ↗Causeway Media Partners II, L.P. — PartnerFacts page ↗Form D (earlier) · Jun 6, 2013 ↗
Sources
Note · Mar 26, 2009 – Sep 15, 2009

Robert Higgins is written 2 different ways on the filings

listed as "Robert Higgins" on 19 filings (from Mar 26, 2009), and "Robert F Higgins" on 9 filings (from Sep 15, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 26, 2009 ↗Form D · Sep 15, 2009 ↗Robert Higgins — PartnerFacts page ↗
Sources
Note · Aug 28, 2017 – Jul 13, 2018

Reported revenue range changed between filings — SquadLocker, Inc.

"$5,000,001 - $25,000,000" (Aug 28, 2017); then "Decline to Disclose" (Jul 13, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Aug 28, 2017 ↗Form D · Jul 13, 2018 ↗SquadLocker, Inc. — PartnerFacts page ↗
Sources
Note · Jul 28, 2022

Same name, different state: "Robert Higgins" (A6) is a separate record

This page covers filings where the address state is MA or CA. A separate record, "Robert Higgins" with address state A6, is listed on 1 filing — most recently by Greenbrook TMS Inc. (Jul 28, 2022). The two records do not overlap in time: this page runs Mar 26, 2009 to Feb 25, 2020; the other has one filing dated Jul 28, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Higgins (A6) — PartnerFacts page ↗Form D · Jul 28, 2022 ↗Greenbrook TMS Inc. — PartnerFacts page ↗Robert Higgins (MA,CA) — this page ↗
Sources
Note · Jan 8, 2021 – Dec 27, 2021

Same name, different state: "Robert Higgins" (GA) is a separate record

This page covers filings where the address state is MA or CA. A separate record, "Robert Higgins" with address state GA, is listed on 4 filings — most recently by MSS VC SPV LP (Dec 27, 2021). The two records do not overlap in time: this page runs Mar 26, 2009 to Feb 25, 2020; the other runs Jan 8, 2021 to Dec 27, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Higgins (GA) — PartnerFacts page ↗Form D/A · Dec 27, 2021 ↗MSS VC SPV LP — PartnerFacts page ↗Robert Higgins (MA,CA) — this page ↗
Sources
Note · Mar 31, 2014 – Aug 20, 2019

Same name, different state: "Robert Higgins" (CA) is a separate record

This page covers filings where the address state is MA or CA. A separate record, "Robert Higgins" with address state CA, is listed on 8 filings — most recently by Hera Systems, Inc. (Aug 20, 2019). Both records have filings in the same period (Mar 31, 2014 to Aug 20, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Higgins (CA) — PartnerFacts page ↗Form D · Aug 20, 2019 ↗Hera Systems, Inc. — PartnerFacts page ↗Robert Higgins (MA,CA) — this page ↗
Sources
Note · Jan 12, 2010 – Jul 14, 2016

Same name, different state: "Robert J. Higgins" (NY) is a separate record

This page covers filings where the address state is MA or CA. A separate record, "Robert J. Higgins" with address state NY, is listed on 45 filings — most recently by J.P. Morgan Access Multi-Strategy Fund II (Jul 14, 2016). Both records have filings in the same period (Jan 12, 2010 to Jul 14, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert J. Higgins (NY) — PartnerFacts page ↗Form D/A · Jul 14, 2016 ↗J.P. Morgan Access Multi-Strategy Fund II — PartnerFacts page ↗Robert Higgins (MA,CA) — this page ↗
Sources
Note · Jul 13, 2018 – Feb 25, 2020

Address moved from Barrington, RI to Warwick, RI — SquadLocker, Inc.

The people listed on the Jul 13, 2018 filing give Barrington, RI; on the Feb 25, 2020 filing they give Warwick, RI.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 13, 2018 ↗Form D · Feb 25, 2020 ↗SquadLocker, Inc. — PartnerFacts page ↗
Sources
Note · Jun 6, 2013 – Oct 15, 2014

Address moved from Boston, MA to Cambridge, MA — Causeway Media Partners, L.P.

The people listed on the Jun 6, 2013 filing give Boston, MA; on the Oct 15, 2014 filing they give Cambridge, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 6, 2013 ↗Form D/A · Oct 15, 2014 ↗Causeway Media Partners, L.P. — PartnerFacts page ↗
Sources
Note · Aug 31, 2012 – Sep 25, 2013

Address moved from Concord, MA to Burlington, MA — Predilytics, Inc.

The people listed on the Aug 31, 2012 filing give Concord, MA; on the Sep 25, 2013 filing they give Burlington, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 31, 2012 ↗Form D · Sep 25, 2013 ↗Predilytics, Inc. — PartnerFacts page ↗
Sources
Note · Mar 26, 2009 – Nov 4, 2024

Robert Higgins is listed with 2 different address states: MA, CA

MA on 25 filings (Mar 26, 2009 to Nov 4, 2024); CA on 3 filings (Jul 15, 2010 to Nov 9, 2010).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Mar 26, 2009 ↗Form D · Jul 15, 2010 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 22 offerings report sales commissions totalling $2,747,125; 3 report finder's fees totalling $895,246; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 4, 2024 D/A
Causeway Partners III, L.P.
File 021-505130
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Feb 25, 2020 D
SquadLocker, Inc.
File 021-361295
$0$418,077$0JMP Securities LLC BrokerCheck CRD 22208 ↗EDGAR ↗
Jul 13, 2018 D
SquadLocker, Inc.
File 021-316820
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 28, 2017 D
SquadLocker, Inc.
File 021-293558
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2017 D/A
Causeway Media Partners II, L.P.
File 021-278599
$2,167,500 (est.)$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
Trinity Group Limited no CRD number reported		EDGAR ↗
Dec 9, 2014 D
Predilytics, Inc.
File 021-229739
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 15, 2014 D/A
Causeway Media Partners, L.P.
File 021-197553
$0$462,169$0Robert McDonald Hofeditz BrokerCheck CRD 2467599 ↗
via W.R. Hambrecht + Co., LLC (CRD 45040 ↗)

Trinity Group Limited no CRD number reported		EDGAR ↗
May 20, 2014 D
Kyruus, Inc.
File 021-217689
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2014 D
REDBRICK HEALTH CORP
File 021-216336
$0$0$0 (est.)
The Issuer will use proceeds for general working capital purposes which includes payments to its executive officers and other employees in the ordinary course of business.
None listed on this filingEDGAR ↗
Sep 25, 2013 D
Predilytics, Inc.
File 021-203533
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 12, 2013 D
REDBRICK HEALTH CORP
File 021-194924
$0$0$0 (est.)
The Issuer will use proceeds for general working capital purposes which includes payments to its executive officers and other employees in the ordinary course of business.
None listed on this filingEDGAR ↗
Jan 3, 2013 D
Kyruus, Inc.
File 021-189442
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2012 D
Predilytics, Inc.
File 021-183531
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2011 D
Kyruus, Inc.
File 021-168354
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2011 D/A
REDBRICK HEALTH CORP
File 021-155181
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2011 D
Kyruus, Inc.
File 021-161631
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2010 D/A
iPierian, Inc.
File 021-144981
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2010 D
REDBRICK HEALTH CORP
File 021-146687
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2009 D
HELICOS BIOSCIENCES CORP
File 021-61335
$487,750$0$0THOMAS WEISEL PARTNERS LLC BrokerCheck CRD 46237 ↗EDGAR ↗
Sep 15, 2009 D
Pervasis Therapeutics Inc
File 021-71452
$91,875 (est.)$15,000$0Musket Research Associates, Inc. BrokerCheck CRD 30599 ↗
via David B. Musket (CRD 1321808 ↗)
EDGAR ↗
Apr 1, 2009 D
AVEO PHARMACEUTICALS INC
File 021-76653
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2009 D
REDBRICK HEALTH CORP
File 021-96818
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Robert Higgins on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CP
Pooled Investment Fund · group: Causeway Media

Causeway Partners III, L.P.

Cambridge, MA · Feb 13, 2024 → Nov 4, 2024 · 2 filings
  • Nov 4, 2024 · D/A · $43,625,000 sold of $100,000,000 · 28 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Feb 13, 2024 · D · $0 sold of $100,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $43.6M from 28 investors (44% of the $100M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S
Retailing

SquadLocker, Inc.

Warwick, RI · Aug 28, 2017 → Feb 25, 2020 · 3 filings
  • Feb 25, 2020 · D · $24,502,779 sold of $29,238,957 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2018 · D · $1,900,002 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 28, 2017 · D · $7,047,291 sold of $7,047,291 · 3 investors · min. $20,001 · role: Director EDGAR ↗

Raised $24.5M from 21 investors (84% of the $29.2M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Pooled Investment Fund · group: Causeway Media

Causeway Media Partners II, L.P.

Cambridge, MA · Jan 17, 2017 → Jun 2, 2017 · 2 filings
  • Jun 2, 2017 · D/A · $207,275,000 sold of $207,275,000 · 71 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 17, 2017 · D · $0 sold of $175,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $207.3M from 71 investors (100% of the $207.3M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

P
Other Technology

Predilytics, Inc.

Burlington, MA · Aug 31, 2012 → Dec 9, 2014 · 3 filings
  • Dec 9, 2014 · D · $8,910,567 sold of $10,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 25, 2013 · D · $4,500,009 sold of $4,500,009 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 31, 2012 · D · $6,074,107 sold of Indefinite · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.91M from 14 investors (89% of the $10M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Pooled Investment Fund · group: Causeway Media

Causeway Media Partners, L.P.

Cambridge, MA · Jun 6, 2013 → Oct 15, 2014 · 2 filings
  • Oct 15, 2014 · D/A · $125,555,555 sold of $125,555,555 · 55 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 6, 2013 · D · $73,484,848 sold of $125,000,000 · 31 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $125.6M from 55 investors (100% of the $125.6M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

K
Other

Kyruus, Inc.

Boston, MA · Jun 22, 2011 → May 20, 2014 · 4 filings
  • May 20, 2014 · D · $11,250,000 sold of $20,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 3, 2013 · D · $11,000,014 sold of $11,000,014 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 8, 2011 · D · $2,999,989 sold of $3,100,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 22, 2011 · D · $5,501,314 sold of $5,501,314 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $72.3M from 18 investors (100% of the $20M target) as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Other Health Care

REDBRICK HEALTH CORP

Minneapolis, MN · Mar 26, 2009 → Apr 28, 2014 · 6 filings
  • Apr 28, 2014 · D · $7,500,001 sold of $17,959,103 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 12, 2013 · D · $13,999,579 sold of $13,999,579 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 10, 2011 · D/A · $10,000,000 sold of $15,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 10, 2011 · D · $5,000,000 sold of $15,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 19, 2010 · D · $152,800 sold of $152,800 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 26, 2009 · D · $15,000,000 sold of $15,000,000 · 9 investors · min. $150,000 · role: Director EDGAR ↗

Raised $15M from 11 investors (84% of the $18M target) as of the latest filing. Robert is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I
Pharmaceuticals

iPierian, Inc.

South San Francisco, CA · Jul 15, 2010 → Nov 9, 2010 · 3 filings
  • Nov 9, 2010 · D/A · $28,970,000 sold of $28,970,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 9, 2010 · D/A · $28,470,000 sold of $28,470,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2010 · D · $22,390,001 sold of $25,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $29M from 20 investors (100% of the $29M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HB
Biotechnology

HELICOS BIOSCIENCES CORP

Cambridge, MA · Sep 29, 2009
  • Sep 29, 2009 · D · $10,000,008 sold of $10,000,008 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 25 investors (100% of the $10M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PT
Biotechnology

Pervasis Therapeutics Inc

Cambridge, MA · Sep 15, 2009
  • Sep 15, 2009 · D · $10,003,426 sold of $17,384,210 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 18 investors (58% of the $17.4M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AP
Other

AVEO PHARMACEUTICALS INC

Cambridge, MA · Apr 1, 2009
  • Apr 1, 2009 · D · $30,000,000 sold of $60,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $60.8M from 21 investors (100% of the $60M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert J. Higgins — NY, 5 issuers, Jan 12, 2010 → Jul 14, 2016 · no shared issuer
  • Robert Higgins — GA, 3 issuers, Jan 8, 2021 → Dec 27, 2021 · no shared issuer
  • Robert Higgins — CA, 2 issuers, Mar 31, 2014 → Aug 20, 2019 · no shared issuer
  • Robert Higgins — Ontario, Canada (as filed: A6), 1 issuer, Jul 28, 2022 → Jul 28, 2022 · no shared issuer

People around Robert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CG
Management entity

Causeway GP III, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Beth Seidenberg

Director · 8 shared filings (2 issuers) · also on 27 other issuers

Beth Seidenberg is on 29 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Rolfing

Executive Officer, Director · 6 shared filings (1 issuer) · also on 6 other issuers

Kyle Rolfing is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara Lubash

Director · 6 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Robert Higgins. Their page shows their other deals.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Glen D Nelson

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Higgins. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Wan

Executive Officer · 6 shared filings (3 issuers) · also on 8 other issuers

Mark Wan is on 11 issuers in total — a repeat sponsor. Their page lists every one.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

Wycliffe Grousbeck

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Waldon

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

EZ
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Zimmerman

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Saunders

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Higgins. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Graham Gardner

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

JY
No photo found yet (own website and image search run after this page is viewed)
Person

Julie Yoo

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Higgins. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Greeley

Director · 3 shared filings (1 issuer) · also on 17 other issuers

Michael Greeley is on 18 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Corey Goodman

Director · 3 shared filings (1 issuer) · also on 20 other issuers

Corey Goodman is on 21 issuers in total — a repeat sponsor. Their page lists every one.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Roberts

Director · 3 shared filings (1 issuer) · also on 31 other issuers

Bryan Roberts is on 32 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Ashley L. Dombkowski

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Hurwitz

Director · 3 shared filings (1 issuer) · also on 10 other issuers

Roger Hurwitz is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Venuti

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

KY
No photo found yet (own website and image search run after this page is viewed)
Person

Krishna Yeshwant

Director · 3 shared filings (1 issuer) · also on 9 other issuers

Krishna Yeshwant is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew J. Plunkett

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Higgins. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Glen Gunderson

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel P. Ryan

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hari Sundram

Director, Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Higgins. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Coloian

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Flynn

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Robert Higgins. Their page shows their other deals.

GO
No photo found yet (own website and image search run after this page is viewed)
Person

George Overholser

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Higgins. Their page shows their other deals.

FT
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Tillinghast

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Goldberg

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

James Lombardi

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Berta Strulovici

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Higgins. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Shilts

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

Geraldine Alias

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Paull

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Robert Paull is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Saint-Amand

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Higgins. Their page shows their other deals.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Park

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Higgins. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt Cegielski

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Schnoor

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

GO
No photo found yet (own website and image search run after this page is viewed)
Person

Gal Bar-or

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Dobro

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Margolis

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Higgins. Their page shows their other deals.

The team behind the deals

CM
Sponsor group

Causeway Media

3 issuers · 6 filings · $376.5M reported sold · 2013–2024

One team, 3 deal companies. Robert Higgins is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Higgins.

Same business address

18 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 11 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Causeway Media Partners, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Higgins by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Higgins is listed on: none on file. No website or social profile named in Causeway Media Partners, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #311,602 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cambridge, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗California — find the county court ↗Los Angeles Superior Court case search ↗Minnesota court records online ↗Rhode Island state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗California Secretary of State business search ↗Minnesota Secretary of State business search ↗Rhode Island Secretary of State business search ↗OpenCorporates ↗

Change history

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