Geraldine Alias is listed as a director on 2 SEC Form D filings by 1 issuer between Aug 2010 and Feb 2011: REDBRICK HEALTH CORP (Minneapolis, MN — other health care — 2010–2011; $15M reported sold to 11 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Barbara Lubash (2 shared filings), Beth Seidenberg (2 shared filings), Eric Zimmerman (2 shared filings), Glen D Nelson (2 shared filings), Glen Gunderson (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Geraldine. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Geraldine Alias and found 2 differences, 1 worth asking the sponsor about: Geraldine Alias is no longer listed on the Aug 10, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.