Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, MA · listed Apr 10, 2009 → Sep 15, 2025
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
4 of 23 offerings report sales commissions totalling $5,192,501; 2 report finder's fees totalling $1,087,169; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Sep 15, 2025 D File 021-557521 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 17, 2025 D File 021-543987 | $1,050,000 (est.) | $0 | $0 | BTIG, LLC BrokerCheck CRD 122225 ↗ A.G.P./Alliance Global Partners BrokerCheck CRD 8361 ↗ |
| EDGAR ↗ | Nov 4, 2024 D/A File 021-505130 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Jan 29, 2024 D File 021-503772 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 28, 2023 D File 021-488204 | $625,001 | $0 | $0 (est.) | H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗ |
| EDGAR ↗ | Aug 17, 2022 D File 021-456153 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | May 25, 2022 D File 021-446971 | $1,350,000 | $0 | $0 (est.) | B.C. Ziegler and Company BrokerCheck CRD 61 ↗ |
| EDGAR ↗ | Jan 24, 2022 D File 021-430590 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 3, 2019 D File 021-338761 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 12, 2018 D/A File 021-316751 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 2, 2017 D/A File 021-278599 | $2,167,500 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Trinity Group Limited no CRD number reported |
| EDGAR ↗ | Oct 15, 2014 D/A File 021-197553 | $0 | $462,169 | $0 | Robert McDonald Hofeditz BrokerCheck CRD 2467599 ↗ via W.R. Hambrecht + Co., LLC (CRD 45040 ↗) Trinity Group Limited no CRD number reported |
| EDGAR ↗ | Jun 4, 2014 D/A File 021-215911 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 14, 2012 D File 021-182665 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 7, 2012 D File 021-179390 | $0 | $625,000 (est.) | $0 The proceeds will be used for general corporate purposes. | None listed on this filing |
| EDGAR ↗ | Jul 13, 2011 D File 021-162776 | $0 | $0 | $0 Proceeds will be used for the ARX-01 Phase 3 clinical trial in addition to the general business purposes. | None listed on this filing |
| EDGAR ↗ | Oct 21, 2010 D File 021-149379 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 21, 2010 D File 021-147977 | $0 | $0 | $0 The proceeds will be used for general corporate purposes. | None listed on this filing |
| EDGAR ↗ | Jul 1, 2010 D File 021-144293 | $0 | $0 | $0 Proceeds will be used for general corporate purposes including regular salaries for executive officers. | None listed on this filing |
| EDGAR ↗ | Nov 25, 2009 D File 021-115115 | $0 | $0 | $0 The proceeds will be used for general corporate purposes. | None listed on this filing |
| EDGAR ↗ | Nov 16, 2009 D File 021-81977 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 19, 2009 D/A File 021-81781 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 20, 2009 D/A File 021-51229 | $0 | $0 | $0 There are no proceeds in this offering. The options are being granted in connection with the Issuer's employee benefit plan. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | TALPHERA, INC. | Director | Sep 15, 2025 | D | $28,969,997 similar: $1,694,259–$16,000,000 | $16,984,999 | 13 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | TALPHERA, INC. | Director | Apr 17, 2025 | D | $15,000,000 similar: $1,694,259–$16,000,000 | $4,920,000 | 11 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | Causeway Partners III, L.P. group: Causeway Media | Executive Officer Managing Member of the General Partner | Nov 4, 2024 | D/A | $100,000,000 similar: $155,000–$5,250,000 | $43,625,000 | 28 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Causeway Partners III, L.P. group: Causeway Media | Executive Officer Managing Member of the General Partner | Feb 13, 2024 | D | $100,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | TALPHERA, INC. | Director | Jan 29, 2024 | D | $6,000,000 similar: $1,694,259–$16,000,000 | $6,000,000 | 6 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | TALPHERA, INC. | Director | Jul 28, 2023 | D | $10,000,008 similar: $1,694,259–$16,000,000 | $10,000,008 | 10 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | TALPHERA, INC. | Director | Aug 17, 2022 | D | $629,958 similar: $1,694,259–$16,000,000 | $629,958 | 1 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | CareConnectMD, Inc. | Director | May 25, 2022 | D | $27,000,000 similar: $1,120,617–$11,272,500 | $10,000,000 | 2 similar: 3–24 | No minimum reported similar: $10,000–$70,605 |
| EDGAR ↗ | TALPHERA, INC. | Director | Jan 24, 2022 | D | $5,960,979 similar: $1,694,259–$16,000,000 | $5,160,997 | 32 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | CareConnectMD, Inc. | Director | May 3, 2019 | D | $5,000,000 similar: $1,120,617–$11,272,500 | $0 | 0 similar: 3–24 | $25,000 similar: $10,000–$70,605 |
| EDGAR ↗ | CareConnectMD, Inc. | Director | Jul 12, 2018 | D/A | $1,300,000 similar: $1,120,617–$11,272,500 | $1,225,000 | 24 similar: 3–24 | $10,000 similar: $10,000–$70,605 |
| EDGAR ↗ | Causeway Media Partners II, L.P. group: Causeway Media | Executive Officer | Jun 2, 2017 | D/A | $207,275,000 similar: $155,000–$5,250,000 | $207,275,000 | 71 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Causeway Media Partners II, L.P. group: Causeway Media | Executive Officer | Jan 17, 2017 | D | $175,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Causeway Media Partners, L.P. group: Causeway Media | Executive Officer | Oct 15, 2014 | D/A | $125,555,555 similar: $155,000–$5,250,000 | $125,555,555 | 55 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Street League, Inc. | Director | Jun 4, 2014 | D/A | $4,600,008 similar: $500,000–$7,000,000 | $4,600,008 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Street League, Inc. | Director | Apr 21, 2014 | D | $4,600,008 similar: $500,000–$7,000,000 | $2,049,988 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Causeway Media Partners, L.P. group: Causeway Media | Executive Officer | Jun 6, 2013 | D | $125,000,000 | $73,484,848 | 31 | No minimum reported |
| EDGAR ↗ | VOYAGE MEDICAL INC | Director | Aug 14, 2012 | D | $7,200,000 | $375,000 | 4 | No minimum reported |
| EDGAR ↗ | TALPHERA, INC. | Director | Jun 7, 2012 | D | $10,000,002 | $10,000,002 | 10 | No minimum reported |
| EDGAR ↗ | TALPHERA, INC. | Director | Jul 13, 2011 | D | $20,839,994 | $20,839,994 | 2 | No minimum reported |
| EDGAR ↗ | TRIREME MEDICAL INC | Director | Oct 21, 2010 | D | $11,700,000 | $7,599,999 | 5 | $1 |
| EDGAR ↗ | TALPHERA, INC. | Director | Sep 21, 2010 | D | $12,001,200 | $8,000,800 | 8 | No minimum reported |
| EDGAR ↗ | INGENUITY SYSTEMS INC | Director | Jul 1, 2010 | D | $15,399,233 | $15,399,233 | 27 | No minimum reported |
| EDGAR ↗ | TALPHERA, INC. | Director | Nov 25, 2009 | D | $30,000,000 | $14,814,106 | 8 | No minimum reported |
| EDGAR ↗ | TRIREME MEDICAL INC | Director | Nov 16, 2009 | D | $13,999,999 | $7,054,997 | 5 | $1 |
| EDGAR ↗ | SQUAREONE, INC. | Director | Jun 19, 2009 | D/A | $4,040,262 | $4,040,262 | 45 | No minimum reported |
| EDGAR ↗ | ACCESS CLOSURE, INC. | Director | May 20, 2009 | D/A | Indefinite | $4,902,550 | 10 | No minimum reported |
| EDGAR ↗ | SQUAREONE, INC. | Director | May 6, 2009 | D/A | $3,427,549 | $3,427,549 | 40 | No minimum reported |
| EDGAR ↗ | SQUAREONE, INC. | Director | Apr 27, 2009 | D/A | $3,391,715 | $3,391,715 | 38 | No minimum reported |
| EDGAR ↗ | SQUAREONE, INC. | Director | Apr 21, 2009 | D/A | $2,817,613 | $2,817,613 | 34 | No minimum reported |
| EDGAR ↗ | SQUAREONE, INC. | Director | Apr 10, 2009 | D | $2,250,648 | $2,250,648 | 7 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); Pooled Investment Fund / 506(b) (83,801 filings); Hospitals and Physicians / 506(b) (147 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Mark Wan. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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