Thomas Schreck is listed as an executive officer and director on 6 SEC Form D filings by 2 issuers between Nov 2009 and Feb 2021: EKSO BIONICS HOLDINGS, INC. (Richmond, CA — biotechnology — 2020–2021; $50.8M reported sold to 200 investors) and TALPHERA, INC. (San Mateo, CA — pharmaceuticals — 2009–2012; $20.8M reported sold to 32 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $71.6M sold in total.
Listed alongside Guy Nohra (4 shared filings), Mark Wan (4 shared filings), Pamela P. Palmer (4 shared filings), Anil Dasu (3 shared filings), Howie Rosen (3 shared filings) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
1 of the issuers belongs to the sponsor group Ekso Bionics (2 issuers, $5M reported sold, 2012–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Ekso Bionics has 2 companies on file and $5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Thomas Schreck and found 5 differences, 1 worth asking the sponsor about: Bankruptcy case: Thomas J Schreck; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.