Robert Paull is listed as an executive officer, director, and promoter on 26 SEC Form D filings by 7 issuers between Dec 2009 and Nov 2021. Largest by amount reported sold: Lux Ventures III, L.P. (New York, NY — pooled investment fund — 2011–2013; $230.4M reported sold to 168 investors), GENOCEA BIOSCIENCES, INC. (Cambridge, MA — biotechnology — 2011–2013; $75.5M reported sold to 21 investors), Kyruus, Inc. (Boston, MA — industry reported as "Other" — 2013–2019; $72.3M reported sold to 18 investors), KALA BIO, Inc. (Arlington, MA — pharmaceuticals — 2009–2021; $67.9M reported sold to 26 investors), Dare Bioscience, Inc. (San Diego, CA — biotechnology — 2011–2012; $20.7M reported sold to 28 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $478.3M sold in total.
Listed alongside Kevin Bitterman (10 shared filings), Bryan Roberts (9 shared filings), Robert Tepper (8 shared filings), Graham Gardner (7 shared filings), Robert Langer (7 shared filings) and 62 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
3 of the issuers belong to the sponsor group Lux (22 issuers, $4.52B reported sold, 2011–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Lux has 22 companies on file and $4.52B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 26 public filings for Robert Paull and found 13 differences, 2 worth asking the sponsor about: 5 bankruptcy cases name the subject or team members; Form D filed 159 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.